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    BUILDING TECHNOLOGIES PROGRAM

    Building Energy Codes Resource Gui

    COMMERCIAL BUILDINGS

    for ArchitectsPrepared by:

    Building Energy Codes Program (BECP) and

    the American Institute o Architects (AIA).

    The U.S. De partment o Energys (USDOE) Building Energy Codes Program (BECP

    inormation resource on energy codes and standards or buildings. They work wit

    government agencies, state and local jurisdictions, organizations who develop mo

    and standards, and building industry to promote codes that will provide or energ

    environmental benefts and help oster adoption and implementation o and com

    with those codes.

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    Introduction

    So why produce an introductory guide to Energy Codes at this time

    Because as an industry, and as a profession, we are at a crossroad

    Prescriptive-based codes with tables and checklists are slowly being

    o predicting successul outcomes and by evidence-based design. T

    it aords us exibility to prove the perormance intent o a design. H

    perormance in the use o buildings is vast; in terms o energy mode

    maintenance or continued high perormance.

    Another issue is that energy compliance technologies, such as sub-m

    methodologies, like mandatory disclosure laws, are not yet widespre

    assigned at the design phase and, worse, risks cannot be properly a

    o a building, potentially leading to claims against design proession

    This introductory guide to model energy codes sets the stage or th

    resources on both energy and green codes, as they continue to evolv

    u

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    Whats Insideu

    1.0 POLICY: Energy Codes Background ............................................

    1.1 The Role o DOE and AIA in Building Energy Codes ....................

    1.2 Codes and the Architect: An Introduction ................................. ........

    1.2 .1 What Do Codes Mean or the Architect ..................................

    1.3 Code Development .................................. ..................................... ...............

    1.4 Code Adoption .................................... ..................................... .....................

    1.4.1 The Adoption Process ................................... ..................................

    2.0 CODES: Which One Applies and Why it Matters ............

    2.1 Know the Local Codes .................................. ...................................... ........

    2.2 Green Building Codes and Beyond Code Programs, and High

    2.2 .1 High Perormance Buildings .................................. .....................

    2.3 Federal Projects .................................. ..................................... .....................

    2.4 Contracts ................................... ...................................... ..................................

    3.0 DESIGN: Design/Energy Code Interface .................................

    3.1 Energy Codes Impact Design ................................. ..................................

    3.2 Daylighting ...................................... ..................................... ...........................3.3 Integrated Design and Delivery ................................... ...........................

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    3.4 Design Tools .................................. ..................................... ...................................... ..................................... ..................................... ...........

    3.4.1 Design Guides ..................................... ..................................... ..................................... ...................................... .............................

    3.4. 2 Energy Modeling ..................................... ..................................... ...................................... ..................................... .......................

    3.4. 3 Energy Code Format and Impact on Design ................................ ..................................... ..................................... ...........

    3.5 Compliance Tools .................................... ..................................... ..................................... ...................................... ...................................

    3.6 Tax Incentives ..................................... ...................................... ..................................... ..................................... ...................................... ....

    4.0 CONSTRUCTION: Building Construction and Commissioning .........................................................................

    4.1 Building Construction .................................. ..................................... ..................................... ...................................... .............................

    4.2 Building Commissioning ................................... ...................................... ..................................... ..................................... .......................

    5.0 Additional Resources and Acronyms .........................................................................................................................................

    Whats Inside (continued)

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    POLICY:Energy Codes Background

    1.0

    1 The term building energy codes includes model codessuch as the IECC or IgCC, energy standards such as ASHRAE90.1, and laws and regulations, taris, incentive programs,and other vehicles that require or provide incentives or thedesign and construction o energy ecient buildings. Theterm energy codes is used throughout this document todescribe such criteria.

    2 Commercial buildings in the IECC and considered all buildings other than onedwellings, townhouses, rowhouses, an(R-3 or R-4) or multi-amily residentialover 3 stories in height above grade.

    Commercial buildings and residential

    households consume nearly 40 percent o

    the total primary energy used in the United

    States. Buildings alone consume 70 percent

    o our nations electricity. In 2007, lighting,

    heating, cooling, cooking, rerigeration,

    water heating, and other building services

    produced 2517 metric tons o carbon dioxideemissions39 percent o the U.S. total and

    8 percent o the global total.

    Given these statistics, it is now more

    important than ever to design and construct

    buildings to the most current energy codes,1

    and to seek client support or exceeding

    these requirements. The benets will be elt

    ar into the uture.

    Because o their authority ov

    design and construction, stat

    jurisdictions are key players in

    improve building energy ec

    There are two primary baselin

    that states and local jurisdictio

    to regulate the energy ecienand construction o new build

    International Energy Conser

    (IECC), developed by the Inte

    Council (ICC), and Standard

    by the American Society o H

    Rerigerating and Air Condit

    (ASHRAE) and the Illuminati

    Society (IES). The IECC addre

    buildings in Chapter 4 and com

    buildings in Chapter 5. Standa

    only commercial buildings.

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    1.1 The Role o DOE and AIAin Building Energy Codes

    The Department o Energy (DOE) Building

    Energy Codes Program (BECP) was ormally

    established in 1993 in response to the Energy

    Policy Act o 1992, although DOE has a long

    history with energy codes that extends back

    over 30 years to its support o the Model

    Code or Energy Conservation in 1977. The

    Energy Policy Act mandated that DOE

    participate in the development o voluntary

    sector energy codes and help states and local

    jurisdictions adopt, implement, and support

    compliance with progressive energy codes.

    Since then, BECP has developed and

    deployed many products, services, and

    sotware, and has provided considerable

    support or all aspects o energy codes.

    The American Institute o Architects(AIA) has long advocated on behal o the

    architectural proession in the codes and

    standards arena. Since 1975, the Institute has

    published research and mate

    a single model building code,

    instrumental in orming the IC

    three legacy model code orga

    (BOCA, ICBO, and SBCCI).

    AIA members have helped to

    codes standards at the state a

    at the national level through sproposed code changes and a

    meetings throughout the Unit

    participating on Boards and C

    the local and s tate levels.

    1.2 What Do Codesor the Architec

    Architects are required by t

    practice to comply with app

    4 Codes in this context include building, mechanical, plumbing, electrical, zoninand regulations applicable to buildingsnational, state, and or local level.

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    An energy code adds to that challenge, not

    only because it is an additional code, but

    because compliance with energy codes

    requires careul review to ensure continued

    compliance with other applicable codes.

    Energy codes aect the design o all

    building systems separately and collectively.

    Designing or energy efciency can impactthe look, eel, and unction o the building.

    For example, lighting and window design

    can impact cooling loads, window impact

    lighting, and so on.

    To minimize the initial cost or a project

    and be most eective, an integrated design

    process is critical. The architect must

    ideally rst employ sensible passive design

    strategies, then collaborate extensively

    with the HVAC and lighting designers, and

    others who will aect the perormance o

    the building both in the design phase andater construction, to optimize the building

    design. For more inormation on passive

    design, see the AIAs 50to50.

    Energy codes also infuence t

    and placement o o building

    example, by requiring glazing

    thermal properties, proper in

    and lighting controls that me

    the code.

    A benet to the owner is a m

    property due to increased oc

    comort and reduced utility c

    inormation on design and t

    code, see Section 3.

    1.2.1 The Model Energ

    The IECC and Standard 90.1

    considered the minimum acc

    eciency criteriaaddress r

    or the design, specication,

    o the materials, products, sy

    equipment used in nearly all

    and additions and renovationbuildings. Their goal is to imp

    overall energy eciency o a

    and reduce the energy neede

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    U

    Advocates

    Federal

    Academia

    5 An important distinction between the ICC and ASHRAE processesis that, while in the ICC process all proposals are published andconsidered at a public hearing beore a balanced committee,the nal decision on the acceptance o any proposal occurs at a

    second public hearing at which only governmental members o ICCcan vote. Approvals in the ASHRAE process are always throughvoting members o ICC which represent enorcement jurisdictions;however, there are no public hearings and the only changes thatare available or public review and comment are those approved orreview by the committee assigned to the particular standard.

    1.3 Code Development

    All ICC model codes and ASHRAE standards

    are revised every three years through open

    consensus processes that include stakeholders

    rom across the building industry.5 The

    transparency o these processes is critical to

    widespread code acceptance, implementation,

    and compliance. AIA sta, chapters, andindividual members have participated in the

    development o the model codes and standards

    or many years. Because these codes are

    typically adopted by ederal, state, or local

    agencies, involvement at the national level

    through organizations such as ASHR AE and

    ICC helps ensure that the design community

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    Building

    Energy

    Code

    State

    Government

    Local

    Government

    will support code adoption and will not be

    adversely aected. The alternative is to

    amend these documents at each ederal,

    state, or local point o adoption.

    Outcome-based codes are on the horizon.

    They will provide the architect more

    reedom to creatively design a code-

    compliant building. Current codes are

    reerred to as prescriptive or perormance.

    A prescriptive code can restrict reedom

    because o specic requirements or

    building components and perormance.

    Outcome-based codes would prescribe

    a certain annual operational expectation,

    leaving the designer ree to creatively

    design to that perormance level.

    1.4 Code Adoption

    Code adoption can be manda

    voluntary. Voluntary adoption

    without any mandatory requi

    and typically occurs through

    program, a corporate decisio

    certain provisions in a code, o

    decision. Mandatory adoptioninclude voluntary adoption o

    beyond the minimum, or exa

    corporate decision to adopt t

    a state-mandated minimum c

    6 Codes Task Force Report C 3 Comprehensive-Coordinated-Contemporary , AIA, no date available.

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    R e s o u r c e G u i d e o n E n e r g y C o d e s o r C o m m e r c i a l B u i l d i n g o r A r c h i t e c t6

    RESOURCES

    Energy Codes 101

    www.energycodes.gov/becu

    Provides contractors,architects, and trainerswith building code relatedtraining and certifcation

    opportunities.

    Policy MakerResource Guide

    www.energycodes.gov/publications/resourceguides/policymaker.stm

    uDirectly through legislative

    actionWhen codes are adopted

    through legislation, a committee

    may be appointed to provide

    recommendations and/or drat the

    legislation.

    uBy regulatory actionWhen

    codes are adopted through a

    regulatory process, states and localgovernments oten appoint an

    advisory body o representatives o

    the design, building construction,

    and enorcement communities. This

    advisory panel recommends codes or

    adoption and revision. In basing their

    recommendations on model codes, the

    advisory panel considers modications

    to the model codes to account or local

    preerences and construction practices.

    The panel also may provide inormation

    during the adoption process. Their

    recommendations then enter a public

    review process.

    Adoption processes vary dep

    whether the energy code is a

    legislation or regulation and

    or local level.

    Once adopted, codes apply t

    and construction o buildings

    in the scope o the adopting

    regulations. That scope o ad

    range rom only new state-oto all new buildings in certain

    within a state, to all new and

    buildings in a state.

    6

    http://www.energycodes.gov/becuhttp://www.energycodes.gov/becuhttp://www.energycodes.gov/publications/resourceguides/policymaker.stmhttp://www.energycodes.gov/publications/resourceguides/policymaker.stmhttp://www.energycodes.gov/publications/resourceguides/policymaker.stmhttp://www.energycodes.gov/publications/resourceguides/policymaker.stmhttp://www.energycodes.gov/publications/resourceguides/policymaker.stmhttp://www.energycodes.gov/becuhttp://www.energycodes.gov/publications/resourceguides/policymaker.stmhttp://www.energycodes.gov/publications/resourceguides/policymaker.stmhttp://www.energycodes.gov/publications/resourceguides/policymaker.stmhttp://www.energycodes.gov/publications/resourceguides/policymaker.stmhttp://www.energycodes.gov/becuhttp://www.energycodes.gov/becu
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    Visit BECPs Status

    o State Energy Codes

    web page or more

    inormation oncode adoption.

    www.energycodes.gov/states/index.stm

    CODES:Which One Applies and Why It Mat

    2.0

    2.1 Know the Local Codes

    Code adoption can occur at all levels o

    government and through dierent agencies.

    The architect is responsible or knowing

    which minimum codes apply to the project,

    whether ederal, state, local, or those adopted

    by others such as utilities. A project mayhave ederal, state, and local requirements

    that must be satised and, at each o

    those levels, requirements rom dierent

    agencies. The adoption o national model

    codes and standards is intended to minimize

    the potential or multiple, duplicative, or

    conficting provisions, but it can still occur.

    2.2 Green Building Cand Beyond CodPrograms, and HPerormance Bu

    Beyond the minimum energ

    are green building codes an

    certication programs. By dcodes are mandatory, and rat

    are voluntary. However, in rec

    both have been adopted on a

    and voluntary basis. They ma

    adopted on a voluntary or ma

    by the local jurisdiction, state

    agency- or they may be the d

    client. Building energy is an im

    eature o these codes and pr

    may include design elements

    u Green roos

    u Orientation

    u Siting

    u Hardscape eatures

    http://www.energycodes.gov/states/index.stmhttp://www.energycodes.gov/states/index.stm
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    Use o a green building code or building

    certication program is an opportunity

    or architects to demonstrate their

    knowledge o high perormance buildings

    and act as a resource to both their clients

    and their jurisdiction.

    The U.S. Green Building Councils

    Leadership in Energy and Environmental

    Design (LEED) building certication

    program is widely used in both the public

    and the private sector. The codes and LEED

    address comprehensive stainability issues

    such as site use, water, indoor environments,

    and materials.

    New on the horizon are the ANSI/

    ASHRAE/IES/USGBC7 189.1-10 and the

    ICC International green Construction Code

    (IgCC) (to be published Spring, 2012),

    developed in collaboration with AIA and

    American Society or Testing

    (ASTM). Both codes cover the

    construction o high-peroma

    commercial buildings, with pr

    are 10 to 15 percent more ene

    than the IECC and Standard 9

    Architects can learn about en

    compliance through training p

    sponsored by the AIA. The AI

    continuing education provide

    education resources on going

    promote integration o energ

    sustainable design into new b

    Owners and developers make

    decisions that determine the

    or success on their projects-

    design process, assembling a

    deciding which contract to us

    Each decision has implication

    7 American National Standards Institute (ANSI), Illuminating Engineering Society (IES), U.S. Green Building Co

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    collaboration, and ultimately, integrated

    project delivery (IPD).

    2.2.1 High Perormance Buildings

    Veriying that a building complies with an

    energy code is one o the nal steps in the

    building process. Eorts to veriy compliance

    are generally termed enorcement activities

    when compliance is mandated by law, rule,

    or regulation and compliance is veried by

    an independent third party. Like the other

    steps on the pathenergy code development,code adoption, and code implementation

    through compliant design and construction

    enorcement is key to veriying compliance

    and to realizing energy ecien

    intended by the code. The ow

    developer and their agents (ar

    engineers, contractors, supplie

    responsible or energy code co

    while code enorcement is the

    o the states or jurisdictions w

    adopted the code or the utiliti

    insurers, or even corporate oadopted the code and tie com

    penalty or an incentive.

    Education and communication

    the ensuring compliance with

    energy code.

    Traditional enorcement strate

    state or local level vary accord

    state or local governments re

    authority, resources, and man

    may include all or some o the

    listed below. These activities m

    undertaken by third parties inensuring code compliance or

    parties who will internally doc

    rate o compliance so they can

    For more on IPD, see

    the AIAs Center or

    Integrated Practice.

    www.aia.org/CIP

    http://www.aia.org/CIPhttp://www.aia.org/CIPhttp://www.aia.org/CIP
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    Building perormance is becom

    increasingly valuable to client

    users, regardless o codes or o

    requirements.

    Progressive states and local ju

    that ocus on energy ecienc

    sustainability are increasingly

    the baseline energy codes and

    green, sustainable, or more st

    either as minimum codes or as

    o a program that provides inc

    compliance. These codes all h

    eciency in common; althoug

    more rigorous requirements t

    energy codes or address addi

    covered in the energy codes.

    Designers still need to thoroug

    the underlying baseline energ

    working with criteria that go b

    minimum energy code.

    Most o the states and local ju

    that go beyond the minimum

    IECC and/or Standard 90.1 as

    sel-certiy that their buildings are designed

    and constructed to code.9

    u Review o plans

    u Review o product, material, and

    equipment specications

    u Review o tests, certication reports,

    and product listings

    u Review o supporting calculations

    u Inspection o the building and its

    systems during construction

    u Evaluation o materials substituted in

    the eld

    u Inspection immediately prior to

    occupancy

    9 Integrated Project Delivery For Public and Private Owners,a Joint Eort o the National Association o State Facilities

    Administrators (NASFA); Construction Owners Associationo America (COAA); APPA: The Association o HigherEducation Facilities Ocers; Associated General Contractorso America (AGC); and American Institute o Architects(AIA), published in 2010. Website is http://www.aia.org/aiaucmp/groups/aia/documents/pd/aiab085586.pd .

    http://www.aia.org/aiaucmp/groups/aia/documents/pdf/aiab085586.pdfhttp://www.aia.org/aiaucmp/groups/aia/documents/pdf/aiab085586.pdfhttp://www.aia.org/aiaucmp/groups/aia/documents/pdf/aiab085586.pdfhttp://www.aia.org/aiaucmp/groups/aia/documents/pdf/aiab085586.pdf
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    additional requirements. Adopting entities are

    both mandating these programs and oering

    incentives to those who voluntarily comply.

    They vary widely in scoperom a simple

    requirement to comply 10 percent above the

    current IECC to comprehensive programs such

    as LEED or Green Globes (a product o the

    Green Building Initiative).

    Initially a proving ground or new provisions,

    more stringent provisions, and new ormats

    or provisions, documents that go beyond

    minimum codes are used to improve

    eciency. Over time these provisions

    become more widely supported and are oten

    submitted or consideration in minimum

    energy codes and standards.

    For example, high-ecacy lighting systems

    or residential homes have been included in

    incentive programs or some time and are

    now required in the IECC. A secondexample is the New Building Institutes

    Core Perormance Guide, which has also

    been codied and was approved or the

    To achieve high-perormance buteams must use integrated systeincluding architectural system e(such as siting, massing, landscabuilding envelope).

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    2012 IECC to improve the commercial

    building eciency.

    For ederal buildings, leadership in this

    area is provided by FEM P. FEMP sponsors

    a ederal portal to the High-Perormance

    Buildings Database, which contributes to

    the exchange o inormation about ederal

    agency sustainable design activities as

    demonstrated in high-perormance ederalbuilding projects. The High-Perormance

    Buildings Database, research sponsored by

    DOE, seeks to improve building perormance

    measuring methods by collecting data on

    actors that aect building perormance,

    such as energy, materials, and land use.

    The database includes inormation rom

    buildings around the world, ranging rom

    homes and selected commercial building

    loads to large buildings and even whole

    campuses and neighborhoods. Architectural

    and engineering rms can use this toolto assist with design eatures and can

    contribute completed energy ecient

    projects to the database.

    As development cycles or b

    codes evolve, todays beyond

    programs become tomorrow

    Ultimately, the minimum ene

    begin to converge with the g

    with zero energy use. AIA ha

    with industry partners to cod

    energy eciency requiremen

    the Institutes goal o carbon

    built environment by 2030.

    2.3 Federal Projects

    Projects that are completely

    ederal agencies are not bou

    or local codes. Instead, they m

    the codes adopted by the ed

    While each agency generally

    specic model codes and sta

    ICC, NFPA, Institute o Amer

    and Mechanical Ocials (IAP

    American Society o Mechan(ASME), ASHRAE), they may

    codes. Then the application o

    at each acility (e.g., ederal p

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    acility, presidential library, post oce)

    is addressed by the national agency

    headquarters and each acility manager

    in dierent ways. With respect to energy

    codes, ederal agencies are subject to

    several statutory requirements, executive

    orders, and other policies surrounding

    sustainable buildings and campuses.

    Some ederal projects are owned in theprivate sector but leased to the ederal

    agency or licensed to qualiy or certain

    ederal programs such as Medicare and

    Medicaid. This can become complicated,

    as these projects are not only subject

    to the ederal requirements but also the

    applicable state and local codes. When the

    ederal requirements dont neatly overlay

    the state and local codes and simply

    provide more stringent provisions or

    criteria, it may be challenging to determine

    and apply the criteria to a design. Whenthe ederal provisions and the state or

    local code directly confict, it can pose a

    signicant problem or architects and their

    clients. One such confict occ

    care acilities, where the local

    may require a variance to the

    that allows the ederal require

    satised and authorizes a co

    the state code.

    2.4Contracts

    Well drated contracts, subc

    and consultant agreements w

    project participants clearly d

    roles and responsibilities nec

    code compliance and succes

    completion. The AIA publishe

    standard orm agreements th

    critical roles and responsibilit

    in the design and constructio

    across a variety o delivery m

    The AIA also publishes AIA D

    D503-2011 Guide for Sustainaincluding Agreement Amend

    and Supplementary Conditio

    assist the participants in sust

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    NOTES

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    AIA Public Policies on Codes and Standards

    Building Codes and Standards

    The AIA supports regulation by a single set o comprehensive, coordinated, and

    contemporary codes and standards, which establish sound threshold values o h

    and the protection o the public welare throughout the United States. To that en

    espouses the development and adoption o model building codes that:

    uInclude participation by architects and the public in a consensus process;

    uAre the product o inormed education and research;

    uAre without avoritism or bias to any special interest;

    uInclude provisions or a prompt appeals procedure or all that might be aggrie

    uAre cost-eective in relation to public benet; and

    uPromote building code provisions that set perormance rather than prescriptiv

    Accessible Environment

    The AIA supports governmental policies, programs, and incentives that ensure a

    environment that meets the reasonable needs o people with disabilities through

    rules and guidances that are clear, certain, and consistent. Physically disabled ind

    should be aorded the means to participate in society to the extent that they arethrough the elimination o physical barriers in a manner that balances the interes

    physically disabled, the public good, and cost eectiveness.

    DESIGN:3 0

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    DESIGN:Design/Energy Code Interace

    3.0

    Architects blend their creative talents and

    technical knowledge to design buildings

    that satisy the needs o their clients. In

    doing so, they must work within the ederal,

    state, or local rules and regulations or

    buildings as well as any additional criteria

    rom utilities, lenders, insurance carriers,

    and their client. These criteria cover allaspects o the building, rom siting and

    height to the number o required accessible

    lavatories, and include requirements or

    energy ecient design and construction

    (and possibly commissioning).

    Traditional design and constr

    that occur in a series o events

    by a separate trade, are giv

    approaches that oster collab

    better utilize inormation tech

    3.1 Energy Codes

    Impact Design

    Building design encompasses

    system designs, including:

    u Thermal envelope asse

    orm, materials, and me

    or construction

    u Lighting system design

    control, and integration

    opportunities as well as

    the installed lighting so

    Vestibules can be an important d

    O

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    NOTES

    R e s o u r c e G u i d e o n E n e r g y C o d e s o r C o m m e r c i a l B u i l d i n g o r A r c h i t e c t16

    10 Building thermal envelope reers to

    that separate the conditioned space othe exterior o the building or uncondiconditioned spaces in the building. Thbuilding envelope, which is generallyassemblies that comprise the exterior subjected directly to all outdoor weath

    a comortable and unctional indoor

    environment or the building occupants.

    BUILDING THERMAL ENVELOPE

    Local climate infuences the energy code

    requirements or the materials and techniques

    used to construct a buildings thermal

    envelope.10 Energy code requ

    the insulation levels in the opa

    the foor, ceiling, and walls, an

    to limit air leakage through th

    Some air leakage requiremen

    the methods and materials to

    others speciy a maximum all

    leakage rate that is veried b

    All current model codes inclu

    or installing materials and pr

    manuacturers instructions. In

    code compliance is not ensured

    and specications, but by ma

    materials and products are p

    Designers can reinorce this b

    that construction must meet

    installation instructions and a

    quality assurance criteria, andThe energy efciency levels o enestration(doors, windows, skylights) vary according tothermal and light transmittance properties, whileopaque assembly insulation levels depend on

    local climate. Orientation and exterior shadingplay critical roles in ensuring glazing does notincrease cooling loads.

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    client retain them during construction to

    veriy that their design and specications

    are properly implemented.

    LIGHTING

    The building lighting system provides

    adequate light levels or occupants, provides

    or saety and security, and enhances the

    buildings interior and exterior aesthetics.

    Because lighting is oten the p

    energy load on a typical comm

    good lighting design can save

    Good lighting design rst emp

    where possible to minimize lo

    best use o available lighting t

    The selection o light sources t

    needs o the space takes into

    o both minimum ootcandle rand lighting eciency. Good l

    also makes best use o lighting

    either turn o lights when not

    automatically dim lights when

    system is coupled with dayligh

    or the building envelope. Aut

    controls can save signicant e

    such as private oces, coner

    lunch rooms. Con trols on exte

    save energy by turning o ligh

    daylight hours.

    For example, lighting designehigher ecacy T-8 lamps fuo

    over less ecient products to

    lighting levels in oce spaces

    Codes regulate lighting based on watts per square

    oot, giving the designer the fexibility to select

    the light source based on design goals. Lighting

    ecacy and surace refectivity are tools or

    increasing lighting levels while remaining within

    the lighting budget.

    NOTES

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    NOTES

    R e s o u r c e G u i d e o n E n e r g y C o d e s o r C o m m e r c i a l B u i l d i n g o r A r c h i t e c t18

    high bay lighting in large warehouse-type

    stores can be replaced with T-5 fuorescent

    lights that can provide more ootcandles at

    the work surace while meeting the maximum

    watts per square ootor the space. Codes

    also provide additional allowances or display

    lighting in retail spaces where higher levels o

    lighting are required to showc

    These lighting allowances are

    type o product to be displaye

    ne china, kitchen appliances)

    Codes regulate lighting power

    exterior by providing lighting b

    areas such as walkways, parki

    building entrances, and additio

    or eatures like automated telwhere saety and security are

    place requirements on the typ

    controls installed in the buildin

    goal o shutting lights o whe

    The designer has the f exibility

    combination o both manual a

    controls to meet lighting need

    daylight areas are accounted

    best use o the lights ins talled

    glazing or skylights.

    Because lighting systems can

    cooling loads or a building, dHVAC sizing, it is important o

    ocus on system eciency, co

    lighting source ecacy and li

    Lighting design should also consider vertical

    glazing and skylights to use o daylighting within

    the space. It is important to coordinate lighting

    design with the design o the building envelope and

    the HVAC system to reduce the overall buildingenergy use while providing a suitable spaceor occupants.

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    HEATING, VENTILATING, AND

    AIR CONDITIONING

    HVAC systems maintain comortable

    temperature and humidity and bring

    healthy levels o outside air into buildings.

    HVAC systems use electricity to move air

    through ducts (ans) and liquids through

    pipes (pumps), convert electricity to heat

    (electric resistance heaters), move heat rominside a building to outside (air conditioners

    and chillers), and move heat rom outside

    a building to inside (heat pumps). HVAC

    systems also use energy rom ossil uels to

    release heat in urnaces and boilers through

    the process o combustion.

    Codes regulate the use o energy by HVAC

    systems in several ways. They reduce

    the energy used by ans and pumps by

    requiring ecient motors and reduced fow

    o air and liquids during o peak operation

    (using variable requency drives), and by

    minimizing the resistance to fow in ducts

    and pipes.

    Codes reduce energy used by

    conditioners, urnaces, and H

    by setting minimum ecienc

    codes require controls such a

    thermostats, temperature de

    between heating and cooling

    the automatic use o out side

    ree cooling when available

    Codes also regulate the size osystems relative to the dema

    they serve based on the princ

    systems running nearer to u

    typically more ecient than s

    grossly oversized.

    HVAC design is highly depend

    design o other building syste

    changes to the lighting system

    thermal envelope aect HVAC

    WATER HEATING

    Water heating energy ecienequipment, delivery, and ope

    Energy codes provide minimu

    eectively heat and deliver ho

    Shutterstock Image #

    NOTES

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    NOTES

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    3.2 Daylighting

    Daylighting is the use o strategically placed

    enestration to bring sunlight into buildings,

    eliminating or minimizing the use o articial

    light. In commercial buildings, daylighting

    can provide higher quality light, support

    productivity and health, and

    energy savings. The availabili

    energy ecient enestration

    advances in lighting design ha

    designers to eciently use e

    reduce the need or articial l

    daylight hours without causin

    cooling problems.

    A light color ceiling will refethe daylight so it lls the roo

    States, south-acing window

    because they let in the most

    winter, but little direct sun in

    North-acing windows are al

    daylighting because they let

    light with little glare and little

    East- and west-acing windo

    good or daylighting. They pr

    light in the morning and ate

    oten comes with lots o glar

    heat during the summer.

    The most recent editions o e

    include daylighting control r

    Daylighting combines the type and thermal

    properties o enestration installed, placement,shading o the enestration during the year and

    the interior design o the building to control theamount o sunlight that enters the space.

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    that are now (or soon are likely to

    be) required or commercial building

    projects. For example, ASHRAE Standard

    90.1-2010includes detailed requirements

    or daylighting control and skylights to

    achieve recommended lighting levels

    in commercial buildings. Day

    additions to the code require

    o general lighting over two t

    spaces: 1) daylight areas und

    or roo monitors that exceed

    and 2) sidelighted areas next

    exceeding 250 t2. Control m

    multi-level photo with at leas

    levels (0-35 percent and 50-7or continuous dimming. Ther

    exceptions where daylight sp

    be very small or sunlight will

    Functional testing (calibrated

    programmed) o lighting con

    required within 90 days o oc

    o the building. This testing m

    perormed by individuals not

    in design, manuacture, or in

    the lighting systems. This tes

    verication that all perorma

    are met and conrmation tha

    controls eectively control e

    in response to daylight.

    Windows manuactured today are extremelyenergy efcient and can actually insulate the

    space while still letting the light in. And somespecial electrochromic windows change colorwith the brightness o the sunlight like polarizedsunglasses do.

    NOTES

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    NOTES

    R e s o u r c e G u i d e o n E n e r g y C o d e s o r C o m m e r c i a l B u i l d i n g o r A r c h i t e c t22

    From Integrated Project Delivery: A Guide, 2007, AIA/AIACC.http://network.aia.org/centerorintegratedpractice/home/.

    http://network.aia.org/centerforintegratedpractice/home/
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    Encouraged by the design community, most

    owners are determining, on a project-by-

    project basis, the potential benets and

    tradeos o a higher level o integration.

    Integration o project teams is improving

    results. Though practices that are now

    labeled as integrated have been used

    beore, many are now taking a resh look at

    how owners can use contract incentives toencourage teams to collaborate and ocus

    on the projects best interest. Whether

    with a multi-party contract or under

    alternative project delivery methods, both

    new practices and updated approaches are

    helping owners increase the value o their

    investments in capital assets. AIA assists

    with IPD through their Center or Integrated

    Practice, established in 2009, which provides

    resources related to project delivery,

    technology, architectural practice, and

    stakeholder relationships.

    AIA supports collaboration, collects and

    conducts project delivery outcomes and

    research, and develops resou

    or members, the proession,

    Another technology that aci

    building inormation modelin

    sotware allows essentially al

    data to be placed in an electr

    or the entire project team to

    traditional paper-based mate

    the same inormation, the abi

    apply such paper-based ino

    limited, even i only two peop

    at the same time. An electron

    provide a virtual building whe

    be evaluated or cost, schedu

    systems space, visual atmosp

    use, and code compliance, to

    3.4 Design Tools

    There are several tools archit

    to design buildings that mee

    and to document that the de

    with the code.

    NOTES

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    NOTES

    R e s o u r c e G u i d e o n E n e r g y C o d e s o r C o m m e r c i a l B u i l d i n g o r A r c h i t e c t24

    These include design guides, energy

    modeling sotware, and compliance

    tools that help designers and builders

    understand and implement energy codes,

    which positions them to go beyond the

    minimum code requirements.

    3.4.1 Design Guides

    ASHRAE has created a series o

    advanced energy design guides that

    recommend ways to achieve 30 percent

    energy savings over the minimum

    requirements o ANSI/ASHRAE/IESNA

    Standard 90.1-1999. This is the rst step

    toward achieving a net-zero energy

    building (i.e., a building that annually

    provides as much energy as it consumes

    rom outside sources by using on-site,

    renewable energy sources). The guides

    were developed in collaboration with

    AIA, BECP, IES, and the USGBC.

    The ollowing ree guides can

    rom www.ashrae.org/aedg :

    uAdvanced Energy Desig

    or Small Oce Buildin

    uAdvanced Energy Desig

    or Small Retail Building

    uAdvanced Energy Desig

    or K-12 School Building

    uAdvanced Energy Desig

    or Small Warehouses a

    Sel-Storage Buildings

    uAdvanced Energy Desig

    or Highway Lodging

    uAdvanced Energy Desig

    or Small Hospitals and

    Healthcare Facilities

    http://www.ashrae.org/aedghttp://www.ashrae.org/aedg
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    ASHRAE and its collaborators are also

    working on another series o design guides

    or 50 percent energy savings compared to

    buildings that meet the minimum requirements

    o Standard 90.1-2004. One o these guides

    the ASHRAE 50% Advanced Energy Design

    Guide or Small to Medium Oce Buildingsis

    complete and can be downloaded or ree rom

    the ASHRAE website.

    3.4.2 Energy Modeling

    Architects are in a unique position to help

    clients make design and construction

    decisions that will produce energy ecient

    buildings that cost less to operate and are

    thus perceived as worth more in the market.

    Building energy modeling is a key tool in this

    eort. Energy modeling is most oten used to

    1) comply with mandatory requirements, such

    as the equivalent perormance paths in the

    IECC, IgCC, 90.1, or 189.1; and 2) comply with

    program requirements or desired outcomes

    (e.g., LEED certication, qualication or tax

    incentives, qualication or utility incentives).

    Using energy modeling early

    throughout the design proc

    architect maintains control o

    while meeting building ener

    set by minimum codes or cli

    Energy modeling predicts buil

    based on assumptions about

    operations, not actual energy

    energy use depends on actorpatterns, maintenance, occupa

    the weather, making it as hard

    actual uel eciency o a car o

    Three types o energy models

    currently used:

    REGULATORY (OR COMPL

    ENERGY MODELING is the m

    commonly used. This modelin

    development o a whole-build

    model o the proposed desig

    then used to compare the ene

    building as designed to that o

    building model. The baseline

    according to strict rules set b

    NOTES

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    R e s o u r c e G u i d e o n E n e r g y C o d e s o r C o m m e r c i a l B u i l d i n g o r A r c h i t e c t26

    simpler, partial building areas, systems,

    or components, they are much easier and

    quicker to develop, making them useul

    during the early stages o design (when a less

    complicated approach and comparison o

    multiple alternatives is needed).

    CALIBRATED ENERGY MODELING

    is currently used primarily in building

    commissioning or measurement and

    verication. These models are completed

    ater a building is occupied and are calibrated

    using measured data. Calibrated energy

    models should closely predict actual building

    energy use; however, minor modeling

    inaccuracies are inherent in the process.

    Presently, this type o modeling is used

    inrequently because it requires substantial

    resources and time; however, it will become

    increasingly important and prevalent as we

    move toward outcome-based design.

    Note: An additional type o modeling,

    PROJECT RESOURCE MODELING, may

    sometimes be proposed or encountered. This

    type o modeling includes energy modeling

    (as one o the precious resour

    but also includes estimates o

    the building project might a

    water, waste, land-developm

    Energy models are built dier

    answer specic questions at d

    o design, and must be adapt

    inormation needed and avail

    sketches and drawings. Energ

    requires modeling skills and a

    both building and building-sy

    perormance. Modeling tools

    and becoming easier to use, a

    is becoming increasingly seam

    While energy modeling or co

    compliance may be required

    commissioning, achieving hig

    buildings requires design-per

    energy modeling to inorm de

    throughout the process. To g

    agree to the additional eort

    design-perormance modelin

    must be able to articulate the

    type o energy modeling.

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    The major beneft o design-perormance

    modeling is that it can enable the design

    team and client to make strategic and

    best value decisions about designs based

    on actors such as cost and energy use.

    Energy modeling requires modeling skills

    and a knowledge o both building and

    building-system design and perormance.

    Modeling tools are improving and becomingeasier to use, and the process is becoming

    increasingly seamless.

    While specics o each jurisdiction are likely

    to vary, in general, code ocials look or

    documentation that demonstrates how the

    proposed buildings energy use perormance

    compares to a standard or baseline building.

    (As most architects will attest, it is always

    useul to start an early dialogue with the

    projects code ocial about what type o

    modeling and compliance orms will be

    required.) Additionally, it is in the architect s

    best interest to orm and document a

    clear understanding o the many modeling

    assumptions most likely to di

    rom the actual buildings ope

    To avoid surprises (or both t

    ocial and the architect) tha

    in rework (and additional cos

    energy modeler, the architec

    uAsk the code ocial what

    documentation is requireto demonstrate energy e

    compliance and get agree

    starting the modeling pro

    uInclude the modeling assu

    documentation. I the act

    energy use doesnt meet

    energy use, dierences b

    and assumed values (incl

    use schedules) may be th

    uDiscuss whether the code

    accept building energy us

    savings results as a range

    single number.

    NOTES

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    3.4.3 Energy Code Format

    and Impact on Design

    An energy codes ormat can signicantly

    infuence design, sometimes more than

    the actual requirements. A prescriptive

    code clearly states what does and does

    not apply, but may limit design reedom

    and oster the view that the bu ilding is

    composed o separate, non-related systems.

    A perormance-based code provides more

    design reedom and can lead to innovative

    design, but involves more complex energy

    simulations and tradeos between systems.

    Smaller buildings with singular HVAC,

    service hot water, and lighting systems

    are more likely to be designed using a

    prescriptive approach. Larger buildings that

    have multiple systems or varied uses and

    loads provide more opportunities to ollow

    a perormance-based code. The ollowing is

    a summary o how criteria are presented in

    current or past energy codes.

    Prescriptive provisions are s

    metrics that individual comp

    the building must satisy (e.g

    insulation R- value, maximum

    U-actor or SHGC).

    Component perormance re

    perormance o a particular c

    system, or sub-system o a b

    the total wall Uo shall not exclighting system is limited to X

    square oot connected load)

    Equivalent perormance rela

    expected perormance o the

    building as designed compar

    the same building would per

    complied with all provisions o

    (e.g., Section 506 o the IECC

    o 90.1).

    Outcome-based perorman

    to equivalent perormance, b

    than evaluating compliance d

    based on equivalency, the en

    establishes a perormance g

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    orm o a singular energy use intensity

    or all buildings o a particular type, and

    compliance is determined ater occupancy

    based on actual metered energy use (e.g.,

    55,000 Btu/t2/yr).

    Peak energy capacity provides or a

    maximum ability to use energy via installed

    systems, but does not necessarily regulate

    the time or period o use (e.g., publicassembly buildings shall have a peak

    connected load or all purposes o 5.1 watts

    per square oot o gross foor area).

    3.5 Compliance Tools

    BECP provides several tools or assessing

    and documenting code compliance. Some

    are simple pencil and paper documents and

    others involve sotware.

    Compliance Checklists

    BECP developed checklists or Standard 90.1

    and the IECC. Each checklist summarizes

    the requirements in each doc

    provides a way to veriy or d

    compliance at each stage o

    rom plan submittal to nal in

    These checklists are availabl

    can be adapted by any archit

    to guide design compliance

    compliance or state or local

    COMcheck

    BECPs easy-to-use code com

    sotware, COMcheck, allows

    to demonstrate compliance w

    codes or commercial buildin

    Chapter 5 o the IECC and St

    Using inormation about the

    and specications, the sotwa

    compliance and generates a

    report that can be submitted

    and specications. The sotw

    the consideration o designs

    necessarily meet all the prov

    code but overall are code com

    allows or fexibility and trade

    NOTES

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    components. For example, a designer may

    compensate or a larger glass area on a wall

    in a view corridor by increasing insulation

    levels elsewhere.

    A companion application to COMcheckthat

    enables perormance-based code compliance

    using DOEs EnergyPlus modeling sotware

    is scheduled or initial release in late 2011.

    This application will accept an externallygenerated building model, collect code

    inormation about that model, create a code

    equivalent model, and provide compliance

    results and reports.

    3.6 Tax Incentives

    179D Tax Deduction

    The Energy Ecient Commercial Building

    Tax Deduction, or 179D, is a little-known

    tax deduction that encourages commercial

    building owners to strive or high

    perormance buildings. In cases where

    the owner o the building is a

    the deduction may be allocat

    primarily responsible or the d

    energy ecient property. Thi

    allows the designer to claim u

    per square oot as a deductio

    property that is at least 50 pe

    energy ecient than ASHRA

    90.1-2001. Many o these proj

    schools, military acilities, andstate, and ederal buildings. A

    architecture rms are eeling

    depressed design and constr

    many architects have relied o

    to boost their bottom line.

    CONSTRUCTION:B ildi C i d C i

    4.0

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    Building Construction and Commiss

    4.1 Building Construction

    Each stage o the design and construction

    process is important to ensure a successul

    new building or renovation project.

    Typically, an architects responsibility extends

    rom the design phase through the end o the

    construction phase, including the installationo some or all o the buildings systems.

    For some projects, the architects

    responsibility ends at design. For others,

    where the architect is retained during

    construction, the architect may oversee

    the construction and installation o some

    or all building systems. In still others, the

    architects role may actually extend into the

    operations phase o the acility.

    Wisconsin and other states require the

    architect or engineer o record to conrm

    that the building meets the adopted code, in

    which case the architect or engineer may be

    involved in oversight o construction.

    Future ormats o energy cod

    outcome-based codes, also p

    opportunity or the architect t

    construction and beyond to ve

    This section highlights the im

    o proper construction and in

    o technologies to ensure tha

    eciency is maximized and iresources available rom BEC

    to proper construction.

    Building energy codes ocus o

    energy eciency and, thereo

    rom traditional building, re,

    plumbing, and electrical code

    adopted and enorced to prot

    saety. But, building energy c

    to the building and building s

    components, in many cases c

    with those other codes.

    Building and re codes gover

    construction o the building a

    such as a wall, or instance, w

    NOTESNOTES

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    re resistance o the materials in the wall.

    Energy codes, on the other hand, govern

    the thermal perormance requirements

    or the same assemblies and materials. As

    another example, plumbing codes govern

    piping system size, location, and design,

    while energy codes require a certain level o

    insulation on some piping.

    Architects generate the plans and drawingsrelated to the physical and unctional

    characteristics o the building design systems

    that will be installed. Speciers, who are

    oten the architects, as well, develop detailed

    specications or the materials to be used

    and how those materials and components are

    to be assembled in making the nal building.

    Contractors need to understand the plans

    and specications that the architects provide

    so they know how to assemble the building

    rom its individual components. As such, they

    can be condent that the building eaturescalled or in the drawings are correctly

    integrated into the building and that the

    right equipment, controls, and

    installed to meet the design s

    This activity, coupled with bu

    commissioning, will ensure th

    achieves its energy eciency

    4.2 Building Commi

    Commissioning is the system

    ensuring that all building syst

    individually and collectively a

    the contract, the design inten

    buildings operational needs o

    been installed on site. An indu

    is evolving as to the nature an

    building commissioning servi

    Since 1993, the National Con

    Building Commissioning has s

    orum or experts rom privat

    utilities, and government to dmost recent trends and deve

    in the commissioning, operat

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    maintenance o buildings. In addition,

    guidelines and standards on commissioning

    have been developed by ASHRAE and

    others. The advent o these documents

    and the increased recognition that building

    perormance may not be guaranteed through

    a code ocused on design and construction.

    However new code language, building

    certication programs and green building

    codes requiring buildings be commissioned

    as a caveat or building approval and an

    occupancy permit.

    In the past, it was relatively easy to determine

    whether a building was operating correctly.

    I no visible problems were observed and

    the plumbing, lighting, electrical, and HVAC

    systems seemed to work as expected, then

    the building was considered to be nished.

    But these days it is much more dicult

    to ensure that all systems are installed,

    programmed, and operating correctly untilthe occupants observe system operations

    during daily use.

    Commissioning is becoming a

    construction projects, and it i

    requirement o the LEED prog

    the 2012 IECC.

    Energy costs are a key comp

    buildings operating expense

    saving eatures and equipme

    these expenses. Decreasing e

    by increasing energy ecienor the environment and or t

    owners bottom line. Studies

    that building commissioning

    reduce energy costs.

    Energy-saving measures are o

    to implement, and unding m

    rom local utilities and/or gov

    agencies. In addition, energy

    commissioning continue to sa

    years ater the process is com

    For design/build contracts, thmay oversee the commission

    all building systems. The prop

    NOTES

    NOTES

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    R e s o u r c e G u i d e o n E n e r g y C o d e s o r C o m m e r c i a l B u i l d i n g o r A r c h i t e c t3434

    Additional Resources and Acronym5.0

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    uAIA online documents/links

    AIAs Codes Advocacy home page

    AIAs IGCC toolkit

    AIAs energy codes home page

    AIA Codes & Standards LinkedIn Group

    AIA public policies on codes and standards

    Paper outlining AIA one-code policy

    Follow AIA on Twitter: @AIACodes

    Like AIA on Facebook

    uAIA Conerence Publications

    uAIA Pod Casts

    uBECP Setting the StandardNewsletter

    uBECP Code Notes

    uFEMP Source:

    http://emp.buildinggreen.com

    Acronyms

    ANSI American National St

    ASHRAE American Society

    IESNA Illuminating Enginee

    ICC International Code Cou

    IECC International Energy C

    http://www.aia.org/advocacy/http://www.aia.org/advocacy/AIAB085336http://www.aia.org/advocacy/AIAB086655http://www.linkedin.com/groups?mostPopular=&gid=3526465http://www.aia.org/aiaucmp/groups/aia/documents/pdf/aiab080469.pdfhttp://www.aia.org/aiaucmp/groups/aia/documents/pdf/aiab080470.pdfhttp://twitter.com/#!/AIACodeshttp://www.facebook.com/AIANational?ref=tshttp://www.aia.org/about/publications/http://www.aia.org/about/publications/http://www.aia.org/practicing/AIAPodnet/index.htmhttp://www.aia.org/practicing/AIAPodnet/index.htmhttp://www.energycodes.gov/publications/STS/http://www.energycodes.gov/publications/STS/http://www.energycodes.gov/publications/STS/http://www.energycodes.gov/publications/STS/http://www.energycodes.gov/help/notes.stmhttp://www.energycodes.gov/help/notes.stmhttp://femp.buildinggreen.com/http://femp.buildinggreen.com/http://www.energycodes.gov/help/notes.stmhttp://www.energycodes.gov/publications/STS/http://www.aia.org/practicing/AIAPodnet/index.htmhttp://www.aia.org/about/publications/http://www.facebook.com/AIANational?ref=tshttp://twitter.com/#!/AIACodeshttp://www.aia.org/aiaucmp/groups/aia/documents/pdf/aiab080470.pdfhttp://www.aia.org/aiaucmp/groups/aia/documents/pdf/aiab080469.pdfhttp://www.linkedin.com/groups?mostPopular=&gid=3526465http://www.aia.org/advocacy/AIAB086655http://www.aia.org/advocacy/AIAB085336http://www.aia.org/advocacy/
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    EERE Information Center1-877-EERE-INFO (1-877-337-3463)

    www.eere.energy.gov/informationcenter

    For inormation on Buildin

    visit www.energycodes.g

    http://www.eere.energy.gov/informationcenterhttp://www.energycodes.gov/http://www.energycodes.gov/http://www.eere.energy.gov/informationcenter