Ecología Política

14
UNU monitor The political ecology of Chilean salmon aquaculture, 1982–2010: A trajectory from economic development to global sustainability Jonathan R. Barton a, *, Arnt Fløysand b a Instituto de Estudios Urbanos y Territoriales, Pontificia Universidad Cato ´lica de Chile, El Comendador 1916, Providencia, Santiago de Chile, Chile b Department of Geography, University of Bergen, Bergen, Norway 1. Towards more sustainable globalisation: glocalising effects On 27 March 2008, The New York Times published an article critical of practices that had led to the emergence of the ISA (infectious salmon anaemia) virus which, in turn, had brought about the closure of several production sites in Chile and quarantine for others. The article generated a vociferous response from the Chilean producers association SalmonChile, also heated exchanges in national political channels and between NGOs, producers and politicians. The detail of the exchanges related to accusations of misuse of antibiotics in the industry, and a correction relating to an information source was made by the newspaper. However, the essence of the debate was something quite different. Effectively, the Chilean industry was being challenged by a well respected and widely read daily newspaper in its largest market. Rather than a challenge by local NGOs against producers in a national context through a local newspaper, the debate had become globalised. A further point, that is also highly relevant within this globalisation context, is that the principal affected firm is Norwegian-owned: Marine Harvest. 1 The New York Times article symbolises a turning point in the sector’s develop- ment—effectively globalising the issues relating to a local Global Environmental Change 20 (2010) 739–752 ARTICLE INFO Article history: Received 14 November 2008 Received in revised form 4 March 2010 Accepted 1 April 2010 Keywords: Salmon Aquaculture Chile Political ecology Globalisation Sustainability ABSTRACT Through the case of the salmon aquaculture sector in Chile, the risks involved in the development of a non-traditional export sector are reviewed, in order to point to failings (lessons not learned) and opportunities (lessons learned, new plans), and the changing scales of stakeholder interactions. In particular the paper highlights the ways in which sustainability considerations have gained ground in terms of evaluating sectoral development and what is expected from this development. These considerations have emerged as a result of the increasing globalisation of the sector, through investment, exports and international ‘attention’ from an increasingly diverse set of stakeholders. These sustainability considerations have generated a range of conflicts linked to these diverse actors. The actors are local, national and global, operating through alliances to bring pressure on others. The conflicts relate to environmental quality, foreign direct investment (FDI), local socio-economic development, regional development, national economic strategies, and new globalised issues relating to the production and consumption of foodstuffs. The contemporary panorama in the sector is significantly different from the early origins in the 1980s under the dictatorship – the period of ‘the socio-ecological silence’ – also different from the 1990s period of economic expansion – ‘the economic imperative’. Over the past twenty-five years, the Chilean aquaculture sector has evolved from experimental production to a major global industry. Regulatory frameworks and civil society awareness and mobilisation have struggled to ‘catch up’ with the dynamism of the sector, however the gap has reduced and the future of the sector within the contemporary context of ‘glocal’ sustainability is now under the microscope: the ‘sustainable globalisation perspective’. The collapse of the sector during the period 2008–2010 as a consequence of the ISA virus is a key moment with production severely diminished. The way out of the crisis, via new legislation and inspection regimes, will create a new structure of aquaculture governance. Nevertheless, the crisis marks a turning point in the industry, revealing the weaknesses built into the former productive system. ß 2010 Elsevier Ltd. All rights reserved. * Corresponding author. Tel.: +56 2 3545519. E-mail addresses: [email protected] (J.R. Barton), arnt.fl[email protected] (A. Fløysand). 1 This paper is based on research supported by the Norwegian Research Council: The Spatial Embeddedness of Foreign Direct Investment (http://fdi.uib.no/ index.htm). Contents lists available at ScienceDirect Global Environmental Change journal homepage: www.elsevier.com/locate/gloenvcha 0959-3780/$ – see front matter ß 2010 Elsevier Ltd. All rights reserved. doi:10.1016/j.gloenvcha.2010.04.001

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Salmonicultura

Transcript of Ecología Política

  • UNU monitor

    The political ecology of Chilean salmon aquaculture, 19822010:A trajectory from economic development to global sustainability

    Jonathan R. Barton a,*, Arnt Flysand b

    a Instituto de Estudios Urbanos y Territoriales, Pontificia Universidad Catolica de Chile, El Comendador 1916, Providencia, Santiago de Chile, ChilebDepartment of Geography, University of Bergen, Bergen, Norway

    1. Towards more sustainable globalisation: glocalising effects

    On 27 March 2008, The New York Times published an article

    critical of practices that had led to the emergence of the ISA

    (infectious salmon anaemia) virus which, in turn, had brought

    about the closure of several production sites in Chile and

    quarantine for others. The article generated a vociferous response

    from the Chilean producers association SalmonChile, also heated

    exchanges in national political channels and between NGOs,

    producers and politicians. The detail of the exchanges related to

    accusations of misuse of antibiotics in the industry, and a

    correction relating to an information source was made by the

    newspaper. However, the essence of the debate was something

    quite different. Effectively, the Chilean industry was being

    challenged by a well respected and widely read daily newspaper

    in its largest market. Rather than a challenge by local NGOs against

    producers in a national context through a local newspaper, the

    debate had become globalised. A further point, that is also highly

    relevant within this globalisation context, is that the principal

    affected firm is Norwegian-owned: Marine Harvest.1 The New York

    Times article symbolises a turning point in the sectors develop-

    menteffectively globalising the issues relating to a local

    Global Environmental Change 20 (2010) 739752

    A R T I C L E I N F O

    Article history:

    Received 14 November 2008

    Received in revised form 4 March 2010

    Accepted 1 April 2010

    Keywords:

    Salmon

    Aquaculture

    Chile

    Political ecology

    Globalisation

    Sustainability

    A B S T R A C T

    Through the case of the salmon aquaculture sector in Chile, the risks involved in the development of a

    non-traditional export sector are reviewed, in order to point to failings (lessons not learned) and

    opportunities (lessons learned, new plans), and the changing scales of stakeholder interactions. In

    particular the paper highlights the ways in which sustainability considerations have gained ground in

    terms of evaluating sectoral development and what is expected from this development. These

    considerations have emerged as a result of the increasing globalisation of the sector, through investment,

    exports and international attention from an increasingly diverse set of stakeholders. These

    sustainability considerations have generated a range of conflicts linked to these diverse actors. The

    actors are local, national and global, operating through alliances to bring pressure on others. The conflicts

    relate to environmental quality, foreign direct investment (FDI), local socio-economic development,

    regional development, national economic strategies, and new globalised issues relating to the

    production and consumption of foodstuffs. The contemporary panorama in the sector is significantly

    different from the early origins in the 1980s under the dictatorship the period of the socio-ecological

    silence also different from the 1990s period of economic expansion the economic imperative. Over

    the past twenty-five years, the Chilean aquaculture sector has evolved from experimental production to

    a major global industry. Regulatory frameworks and civil society awareness and mobilisation have

    struggled to catch up with the dynamism of the sector, however the gap has reduced and the future of

    the sector within the contemporary context of glocal sustainability is now under the microscope: the

    sustainable globalisation perspective. The collapse of the sector during the period 20082010 as a

    consequence of the ISA virus is a key moment with production severely diminished. The way out of the

    crisis, via new legislation and inspection regimes, will create a new structure of aquaculture governance.

    Nevertheless, the crisis marks a turning point in the industry, revealing the weaknesses built into the

    former productive system.

    2010 Elsevier Ltd. All rights reserved.

    * Corresponding author. Tel.: +56 2 3545519.

    E-mail addresses: [email protected] (J.R. Barton), [email protected]

    (A. Flysand).

    1 This paper is based on research supported by the Norwegian Research Council:

    The Spatial Embeddedness of Foreign Direct Investment (http://fdi.uib.no/

    index.htm).

    Contents lists available at ScienceDirect

    Global Environmental Change

    journa l homepage: www.e lsev ier .com/ locate /g loenvcha

    0959-3780/$ see front matter 2010 Elsevier Ltd. All rights reserved.

    doi:10.1016/j.gloenvcha.2010.04.001

  • production crisis. It also characterises a longer-term trajectory of

    globalisation relating to sustainable development issues that now

    challenges a traditionally dominant productivist export develop-

    ment paradigm. These new challenges are not specific to this sector

    and this country; they are instead part of a broader globalised

    phenomenon whereby diverse actors are involved in debates over

    the sustainability of production and consumption regimes that link

    multiple locations, local socio-economies and ecosystems.

    The current phase of globalisation is closely linked to later

    twentieth century liberalisation processes. These processes have

    provided new spaces for capital accumulation for larger transna-

    tional corporations, in particular through investment and trade

    flows. However, whereas economic globalisation drove the agenda

    from the early 1980s, emphasising an economic imperative to

    world development, there is a parallel driver that has gained

    ground over time and leads to a questioning of this economic

    imperative and the impacts that it generates. While the former is

    generated principally by states and firms, the latter is generated by

    diverse stakeholder groups and international organisations (mul-

    tilateral and bilateral). At different points, these evolving

    trajectories overlap, and this where social, environmental and

    economic concerns are engaged with in an integral way. This space

    of engagement is the debate about more sustainable development

    and the decision-making processes that need to accompany it:

    governance for sustainability.What is particularly significant is the

    role of glocalisation processes, or the continuous transformations

    in scalar configurations due to competing governance regimes,

    which Swyngedouw (2004) terms scales of regulation and scales of

    networks. This scalar shift, across sub- and supra-national levels,

    lies at the heart of globalisation and it is within these glocalised

    spaces that different actors operate through market-based,

    regulatory-based, and issue-based alliances. This scalar shift

    provides the backdrop for this paper.

    The essence of this article can be stated as follows. Contempo-

    rary economic globalisation has driven the integration of diverse

    local and regional spaces and places into the global economy in

    recent decades, which in most cases has led to positive economic

    outcomes for firms (capital accumulation) and states (public

    revenues and employment creation). The role of foreign direct

    investment and increased levels of goods and services trade have

    been central to this process, although not without reservations

    (Machinea and Vera, 2006). This is one, dominant form of

    globalisation whose meaning is shared by most observers:

    spacetime compression driven by capital accumulation (see

    Murray, 2006 for definitions around this conceptual core).

    However, over the past decade in particular, there has been rising

    concern for the social and environmental impacts generated by

    these investments and export-oriented trade regimes where

    production takes place, and along the first links of the value chain

    (Chudnovsky and Lopez, 2002); many of these locations are to be

    found inwhat has been regarded as the resource periphery of semi-

    peripheral and peripheral economies; Chile is one such resource

    periphery (see Hayter et al., 2003; Barton et al., 2007, 2008). While

    many of these social and environmental concerns were circulated

    initially at local and regional, sometimes national, levels, they too

    have become increasingly globalised through the incorporation of

    diverse actors in different places (of production, exchange and

    consumption). These new globalised alliances compete with the

    economic globalisation alliances in particularly commodity and

    product sectors and chains. The discourses and interventions that

    follow are based around howmore sustainable development can be

    generated and reveal fundamental differences between these broad

    alliances, with multiple variations along this spectrum.

    The trajectory of each sector or product in terms of globalisa-

    tion, therefore, can be explained in terms of: a first phase of

    economic globalisation driven by investment and trade (a local

    production sector goes global); a second phase of rising

    contestation by diverse local groups who generate alliances with

    sympathetic international actors and seek changes in regulatory

    regimes and firm practises (the globalisation of a critical

    discourse); and finally a phase of more sustainable globalisation

    whereby social and environmental concerns are reviewed and

    understoodwithin the economic framework and not separate from

    it. The final phase is a product of a changed governance regime in

    terms of the sector, which can be termed governance for

    sustainability. The shifts between phases are not path dependent.

    They may be driven by the consequences of different political

    constellations, or by specific events, e.g. a collapse in commodity

    prices, the substitution of a product in specific chains, or a sanitary

    or phytosanitary crisis.

    2. Political ecology and the centrality of governance

    The crisis in capture fisheries, that deepened during the last

    quarter of the twentieth century (FAO, 2004), has given rise to a

    significant increase in fish farming and the aquaculture of diverse

    molluscs, fishes and algae for human consumption (Doumenge,

    1986; Barton and Staniford, 1998). As a productive sector,

    aquaculture has now claimed a significant role inmany developing

    countries, such as Chile, Ecuador, the Philippines and Thailand. In

    most cases, its recent growth has been linked to export-oriented

    development strategies rather than domestic consumption.

    Geographies of aquaculture have also risen alongside this

    development trajectory, tracing new investment and production

    opportunities for domestic capital and FDI, questioning land use

    and coastal management arrangements for aquaculture and

    related activities, and addressing the sustainability of this new

    opportunity for local and regional development; the case of Chile is

    emblematic in this sense (Barton, 1998). Among the many serious

    concerns that have been raised is the capture fisheries input into

    salmon aquaculture where conversion ratios are in the order of

    2.63.3 kg of capture fish to 1 kg of salmon (Deutsch et al., 2007).

    Other concerns relate to changes in local livelihoods and cultures,

    the degradation of specific ecosystems, and the degree of spatial

    embeddedness of domestic and international capital, technologies

    and practices.

    In the face of problems in traditional agriculture and capture

    fisheries, aquaculture has provided a new focus of attention for

    production research and planning in many areas. The high returns

    for investors in shrimp farming and fin-fish aquaculture have

    placed the sector above many competing activities in rural areas

    during the 1990s and 2000s in different locations in developing

    countries. The products are not the traditional low-value

    commodities emerging from these economies, but high value

    products that fetch higher per unit prices in specific sectors of

    higher income economies; the falling international prices for

    shrimp and salmon over the long term bear witness to this rise in

    production in developing economies as more production sites

    come on-line and enter export markets.

    While the benefits generated from new investment opportu-

    nities, new development projects in rural (most often the poorest)

    areas, and growing exports of high value products signalled a new

    dawn for many development economists and planners, the very

    nature of this sector and its productionconsumption dynamic has

    generated its own brake. This brake is linked to older debates about

    development strategies and their sustainability (carrying capacity,

    the precautionary principle, limits to growth), in terms of socio-

    economic relations and environmental impacts, tied to governance

    regimes at different scales.

    Political ecology, as a field of academic and activist engagement,

    has followed these debates and the diverse voices and discourses

    that have emerged to pursue, and to criticise, different production

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752740

  • strategies. The basis of political ecology approaches is the

    recognition that environmental change is the outcome of socio-

    institutional interactions and decision-making processes. As such,

    rather than focusing on the object of change itself ecosystems

    and resources the focus should be the subjects that drive these

    changes and the ways in which through discourse and use of

    science, social relations and alliances, strategies and actions

    these social actors are able to shape their environments in specific

    ways (see Blaikie, 1985, 1999; Forsyth, 2003). Inevitably, these

    changes often lead to interest group conflicts. It is interest groups

    that enter into alliances to pursue specific strategies, increasingly

    through globalised networks rather then locals and regional ones.

    Consequently, conflict avoidance, negotiation and resolution lie at

    the heart of the political ecology approach (Rauschmayer and

    Wittmer, 2006) and its relevance to economic globalisation as

    sustainable development. The particular perspective that dom-

    inates most political ecology writing is that of social and

    environmental justice, as Ray Bryant (2004: 808) points out:

    First of all, it is clear that despite their many intellectual and

    ideological differences, the various strands of political ecology

    share a basic radical ethical position. Crudely put, that position

    may be defined as one that privileges the rights and concerns

    (often livelihood-based) of the poor over those of powerful

    political and economic elites even as it insists that peoples and

    environments be seen in an integrated fashion.

    Since political ecology as a conceptual framework focuses

    strongly on the role of actors and how political decision-making

    and actions influence environmental transformations, there are

    strong overlaps with the sustainable development agenda

    generated during the 1980s by the IUCN (1980) and the World

    Commission for Environment and Development (1987) (see

    Adams, 2001). Although much of the political ecology literature

    is oriented towards discussions of natural resource uses and the

    conflicts that may ensue (Peat andWatts, 1996; Bryant and Bailey,

    1997; Robbins, 2004), it is clear that the issue of sustainable

    development underpins most of these analyses, although it does

    not always follow the same logic as the WCED report, the IUCN or

    UN organisations.

    Most work engages with socio-economic development and

    environmental change in an integrated way, and views these

    changes in terms of interests and strategies that are adopted to

    engage with other actors. In this sense, the political ecology

    framework and its emphasis on political action and interaction is a

    suitable tool for understanding the sustainable development

    implications of different local and regional experiences within

    an increasingly glocalised world. The case of Chilean salmon

    aquaculture is no exception and similar aquaculture experiences

    can be seen in political ecology approaches to shrimp aquaculture

    in Honduras, Mexico and Indonesia (Dewalt et al., 1996; Cruz

    Torres, 2000; Armitage, 2002).

    The role of diverse actors, their discursive narratives and their

    strategies and actions in achieving their interest-related goals, is

    therefore central to a political ecology analysis. There is also a

    social and environmental justice dimension to the analysis, which

    both fits with the equity aspects of the sustainable development

    agenda, as well as with a more radical approach to contemporary

    political economy (Martinez Alier, 1994). Although the extraction

    of renewable or non-renewable resources is the objective or source

    ofmost interest group conflicts, it is these conflicts themselves that

    should be regarded as being at the centre of the analysis, rather

    than the environment per se. As such, environmental and social

    conflicts that lie within social and environmental justice issues are

    the pivotal aspects that have to be approached critically. As

    Sabatini (1997) correctly frames this situation, we are effectively

    engaging with socio-environmental conflicts, rather than either

    social or environmental in a fragmented way. The ways in which

    conflicts can be avoided, negotiated and resolved is central to any

    understanding of political ecology within a specific setting. It is

    from this starting point that the Chilean salmon aquaculture

    experience can be explored.

    As contemporary globalisation highlights food networks as an

    increasingly important symbol of twenty-first century exchanges

    (see Goodman and Watts, 1997), these production strategies, and

    their indivisible counterpart consumption strategies have been

    tracked and traced more clearly in order to open up ethical

    questions about responsibilities and rights alignedwith the space

    time compression of global networks of information, goods,

    finance and culture. Whereas economic geography could focus

    on regional innovation systems and diverse production regimes

    until the 1990s with little attention to the sustainability

    dimensions of these systems beyond productivity, innovation,

    basic labour considerations and balance sheets the globalisation

    of productionconsumption dynamics has given rise to new

    challenges along the food chain, product chain, or value chain

    (Gereffi and Korzeniewicz, 1994; Humphrey and Schmitz, 2001;

    Dolan and Humphrey, 2000). These challenges relate to the rise of

    what can be defined as sustainability conflicts, the very essence of

    political ecology, in that these address the complex inter-relations

    between capital, labour, nature and related governance regimes in

    given, connected spaces, from the highly localised production sites

    (ponds, cages) to more diffuse supermarket shelves, kitchens and

    restaurants (Phyne and Mansilla, 2003). Although this is nothing

    new, especially for the higher value goods of the turn of the

    millennium (that can be compared to other highly valued food

    stuffs of earlier generations, such as tea and bananas), what is new

    is how conflicts associated with sustainability are generated and

    pursued, and how outcomes are being influenced by new alliances

    of actors which bring pressure to bear on firms and governments

    through globalised networks.

    The case of salmon aquaculture in Chile is one among many

    similar aquaculture growth experiences over the past two decades.

    It is similar to other cases in that simplified win-win scenarios are

    rarely realised, also that increasing attention from consumers,

    competitors and ethical pressure groups (e.g. environmental NGOs,

    consumer groups, development organisations) has changed what

    were conventionally conceived of as production activities

    generating local and national development as focal points for

    debates over broader development strategies, and how more

    sustainable development can be generated over time.

    Rather than an analysis purely of the diverse claims about the

    impacts generated by salmon aquaculture in Chile, both for and

    against, this paper seeks to reveal the trajectory of what was

    conceived as a non-traditional export activity with significant

    comparative advantages, into a sector that has become situated by

    different actors within the global food network, uniting stake-

    holders through interest groups across geographical spaces into

    debates about development, played out through defences and

    criticisms of a food chain that links Chiles rural poor with salmon

    consumers in the US, Japan and the EU. This siting of the sector

    within a global productionconsumption dynamic is what has

    been sought by producers since the early 1980s, however it has

    also revealed a critical engagement with diverse groups that has

    increasingly empowered local organisations and politicised

    environmental and labour conflicts sustainability conflicts to

    a degree that changes the political make-up of the production

    landscape.

    The paper is organised in four sections. The first provides an

    overview of the rise of salmon aquaculture from the early 1980s,

    highlighting the economic imperative of export-oriented produc-

    tion and new regional development opportunities. The second

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752 741

  • critiques the claims and aspirations apparent in the discourses of

    diverse actors associated with the sector in Chile since the early

    1990s, and the power relation that emerged during the 1990s in

    terms of impacts and consequences. The third focuses on the rising

    globalisation of groups associated with the questioning of the

    sustainability of aquaculture operations, through alliances and use

    of the very economic globalisation apparatus that has benefited

    producers. Finally, the need for a governance regime capable of

    managing this new power relation generated by rising sustain-

    ability is discussed, noting the changing relationship between

    capital, labour and nature produced by the globalisation of

    alliances and the sophistication of resources employed by actors

    to shape markets and influence decision-makers. In many ways

    this case engages with Jordans (2008) call for more empirical work

    within the conceptual messiness that is governance and sustain-

    able development.

    The political ecology argument that binds the article together

    and that can be evaluated with similar aquaculture experiences in

    different developing economies is as follows. The liberalisation

    policies of the 1980s or 1970s in the case of Chile under General

    Pinochet gave rise to a wave of investments to, and exports from

    developing countries (highly concentrated for the most part in

    what would later become known in financial circles as the

    emerging markets). The governance systems that oversaw the

    development of old and new export-oriented sectors were, for the

    most part, part of a neoliberal alliance of political class (or

    authoritarian regime) and transnational and domestic economic

    groups. Dominant governance regimes favoured production

    capital over labour and nature, leading to high growth rates in

    these sectors at the expense of labour (fewer safeguards, greater

    flexibility) and nature (reduction in environmental quality and

    services).

    The globalisation of civil society networks that have brought

    different productionconsumption dynamics to global attention

    coffee, textiles and garments, among others now present a

    challenge to the existing governance regimes, questioning their

    neoliberal economic development orientation, in particular their

    sustainability, and using the same resources generated by the

    initial process of economic globalisation:markets, information and

    strategic alliances. It is in this way that new governance regimes

    can have sustainable development as their raison detre, and are

    capable of meshing the four criteria of governance for sustainabil-

    ity (Adger et al., 2003): economic efficiency, environmental

    effectiveness, equity, and political legitimacy.

    3. Salmon aquaculture in Chile, 19822010

    Salmon aquaculture was one of several non-traditional export

    sectors promoted from the late 1970s in order to diversify the

    Chilean economy away from its traditional dependence on copper

    exports, the typical commodity dependence characteristic of Latin

    American economic history. The relative success of these new

    sectors can be seen in terms of their contribution to the current

    national export profile. Apart from salmon aquaculture, the other

    relevant sectors are fruit, wine and wood products. These were all

    encouraged through diverse public and private sector initiatives,

    capitalising on existing investments or generating new ones. In the

    case of salmon aquaculture, the initiative was led by international

    development assistance by the Japanese development agency (JICA)

    alongside the national innovation quango, Fundacion Chile (Men-

    dez, 1994; Camus and Jaksic, 2009). These projects gave rise to the

    creation of the first modern salmon aquaculture firm in the country

    in the late 1970s. Having been successful in early trials, new

    investments followed swiftly on its heels due to the conditions

    offered by the Chilean fjord landscape to the south of the country.

    These conditions included protected locations for seawater opera-

    tions, freshwater locations for hatching and growing-on, and good

    water quality and temperature ranges (Lindbergh, 1993).

    Given the counter-seasonal advantages offered by Chilean

    harvesting times compared to the principal producing nations of

    Norway, Scotland, Canada and the USA in the northern hemi-

    sphere, much of the early investment was international. Never-

    theless, domestic investment followed in its path and became

    increasingly significant in the sector through the 1990s. Although

    multinational investment has been highly influential in the Chilean

    sector, it is domestic investment that dominates given the larger

    number of medium and smaller-size firms.

    Following the severe economic downturn in Chile in the early

    1980s,which led to a banking crisis and an eruption of social unrest

    against the dictatorship and the economic recession, much store

    was put by the new NTAX (non-traditional agricultural exports) to

    support the export-oriented economy in emerging from its trough

    (Montero, 1997;Meller and Saez, 1997). This economic imperative,

    within a context ofmilitary dictatorship, was highly relevant to the

    early beginnings of the sector, from the early 1980s until the

    transition to democracy in 1990 (Martnez and Diaz, 1996).

    The free-market model was founded upon high levels of private

    sector manoeuvrability and low levels of government regulation.

    Regulatory systems in diverse areas of the economy were

    effectively oriented towards a flexibilisation of the workforce

    within a political context of union prohibition. In terms of

    environmental regulations, these would not be significant until

    1994when a framework Environmental Law (19.300) was brought

    onto the statute books. Since the downturn of the early 1980s was

    so severe (surpassed only by the crisis of the 19291932 period),

    the upturn that followed registered very encouraging growth rates.

    This was the case for the economy as a whole and for the

    aquaculture sector in particular given its negligible starting point.

    The political power exercised by specific firms towards workers

    and in the localities where they operated was considerable given

    their state backing. New investment flowed in under these

    favourable, low regulatory conditions, as production costs under-

    cut competitors in the other principal producing nations, as well as

    capitalising on counter-seasonability.

    A consequence of the high growth rates in the sector, in terms of

    investment, site expansion and export volumes and values, gave

    rise to the aquaculture sector forming part of what became known

    as the Chilean economic miracle (see Fig. 1). This miracle was[(Fig._1)TD$FIG]

    Fig. 1. Global and Chilean salmon production (Source: SalmonChile, 2007; Revista

    Aqua, 2007).

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752742

  • based on these NTAX sectors in particular, alongside traditional

    minerals expansion. This economic miracle, with its roots in

    authoritarian labour controls and weak environmental protection,

    has been highly criticised by many authors (Quiroga, 1994; Collins

    and Lear, 1995; Claude, 1997), yet it remains an important

    component of the hegemonic discourse surrounding the transition

    to democracy. This period was characterised by strong economic

    growth and a socio-ecological silence (see Fig. 2). As such, the

    salmon aquaculture sector is part and parcel of the dynamism of

    the Chilean economy post-recession and was, for some time,

    relatively free from criticism, by the states regulatory authorities,

    by the media, or by domestic or international civil society

    organisations.

    The economic imperative gave the sector its raison detre, and a

    high degree of flexibility in its operations. Although the 1990s

    witnessed the gradual (re)introduction of labour and environmental

    protection measures under successive democratic administrations,

    the political capital in sustaining the miracle under democracy led

    the economic imperative, and an argument relating to reducing

    poverty and overcoming inequality, to dominate in the face of rising

    counter-claims; economic growth at this time tended to be

    characterised as a trade-off against social and environmental

    protection. These counter-claims were in turn a product of the

    success of the sector and its export performance, leading to rising

    national and international oversight of its operations. This oversight

    would prove to counter-balance the economic imperative argument

    with different discourses. No longer would the sector have the

    comfort and public institutional support that it had enjoyed during

    the first decade of its existence. The sectoral response was the

    creation of INTESAL (the Salmon Technology Institute) in 1995with

    support from CORFO (the national development corporation);

    INTESAL is a salmon producers association unit for collaborative

    evaluation of impacts, also innovation, in the fields of health and

    production, quality and environment.

    A continuation of this publicprivate associativity in the field of

    production and related concerns is the CORFO programme on

    cleaner production, operated by the National Clean Development

    Council from the early 2000s. This programme was designed to

    stimulate sectoral responsibility on diverse environmental issues at

    the firm and plant levels, through Clean Production Agreements

    (APLs: Acuerdos de Produccion Limpia). The salmon aquaculture

    sector, like the northern Chilean shellfish sector, was one of the

    earliest participants. The programme established best practice in

    environmental techniques and sought firm certification through

    auditing following an implementation period. The sector signed the

    Clean Production Agreement with the National Clean Production

    Council in 2002 and this culminated in 2005with the application of

    46actionpoints (inparticular relating tosolidwasteandwastewater

    management) and relatively high levels of attainment among the 48

    firms involved (Consejo Nacional de Produccion Limpia, 2002); 16

    firms involving 129 production sites ultimately fulfilled the

    established goals (Consejo Nacional de Produccion Limpia, 2008).

    Many firms are now linking labour, environmental and sanitary

    measures within an integrated management system known as

    SIGES. The environmental management logic of voluntary changes

    and certification has predominated in Chilean institutional circles

    more generally, however the high level of certification would prove

    insufficient in the face of the ISA virus that took hold in 2007.

    The economic imperative argument would be questioned

    principally by political ecology andwider radical political economy

    arguments relating to local and regional development. These

    would provide the basis for the conflicts relating to the sector that

    have emerged over the past decade.

    4. Regional and local impacts: claims and aspirations

    There is no question that the ideal aquaculture conditions to be

    found in the Region de los Lagos in southern Chile were vital to

    regional development from the early 1980s. The region had been

    experiencing outward migration, high levels of under- and

    unemployment, and hadwitnessed the stagnation of its traditional

    foodstuffs and capture fisheries sectors (Grenier, 1984). The

    activities relating to the aquaculture sector, both directly and

    indirectly in transport, feed, diving and equipment firms, led to an

    economic revival of the region and new employment opportunities

    on cage sites and in processing. Undoubtedly, the first decade of

    growth marked a contrast with the previous decades of decline.

    However, expectations relating to the sector have changed over

    time and have led to rising criticism, social organisation (through

    unions for example) and diverse collaborations between firms,

    politicians, state agencies, NGOs, and community-based organisa-

    tions. The honeymoon period driven by the economic imperative

    came to an end, and a new political landscape has emerged in

    recent years. This political landscape has given rise to claims and

    [(Fig._2)TD$FIG]

    Fig. 2. Rising globalised engagement in Chilean aquaculture.

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752 743

  • aspirations that are different from those of the early 1980s under

    dictatorship and impoverishment. It is a landscape in which the

    principal actors of the 1980s firms, state and workers are now

    accompanied by a broader range of interests and resources both in

    support of the sector, and critical of it.

    The Region de los Lagos has been the principal recipient region

    of aquaculture investment and production in Chile. However, the

    lack of suitable sites has given rise to growth in the Region de

    Aysen and the Region de Magallanes further south, despite their

    geographical disadvantages. These disadvantages relate to the

    need to access production units from the sea due to poor terrestrial

    infrastructure, and the consequent logistical problems in getting

    fish to processing plants for freezing, or fresh fish to Puerto Montt

    or Punta Arenas airports and then on to their destinations. The

    Region de los Lagos has been the region most transformed by the

    sector to date however. This can be seen in economic data and in

    terms of the urbanisation of the city of Puerto Montt where much

    of the activity is headquarted or supplied from; PuertoMontt is the

    city that experienced the highest urbanisation rate during the

    inter-censal period 19922002.

    While the role of salmon aquaculture in this regional

    regeneration is unquestionable, the debate of the sustainability

    of this new economic dependence is what has given rise to the

    claims and counter-claims associatedwith sectoral conflicts which

    have also changed in substance over the years (see Fig. 3). The

    region has experienced boom and bust cycles previously relating

    to capture fisheries and forestry during the 1970s. Promoted by the

    dictatorship, these sectors were designed to regenerate the region

    but both were unsuccessful, such as the Japanese Golden Spring

    forestry project in Chiloe, and the expansion of artisanal fisheries

    capacity in the area (Schurman, 1996). The ways in which these

    lessons from the past have been learned and incorporated into

    current management of the salmon aquaculture boom are unclear

    however (see Buschmann, 2002).

    The risk over the sector collapsing at some point was evident

    from experiences in other locations, e.g. the Norwegian sector

    collapse in the early 1990s (Holm and Jentoft, 1996), and the

    disease outbreak in Scotland in the late 1990s that brought the

    sector close to the brink. This uncertainty in home countries has

    also been a trigger for increased foreign investment in Chile where

    low disease rates, available sites and weak regulation initially

    provided incentives for TNCs (Foreign Investment Committee,

    2006, 2007; Flysand et al., 2005; Phyne et al., 2006). To avoid a

    bust scenario, particularly with regards to disease outbreaks and

    high mortalities, a strict regulatory regime was required. This

    regime was slow to be implemented although it was created in the

    fisheries and aquaculture legislation which dates from 1991 and

    was strengthened in environmental terms through the Environ-

    mental Impact Assessment System operating from 1997, and the

    later regulations on environmental controls (RAMA) and sanitary

    controls (RESA) in aquaculture from 2001. Rather than the

    legislation and regulations in and of themselves, it is specifically

    the framework of regulatory monitoring and assessment that was

    persistently weak. This is a hang-over from the decade of the

    economic imperative when the regulatory apparatus was weak

    and lacked power relative to the dynamism of this sector and its

    role in national economic recovery; the risks involved have come

    to the fore in the infectious salmon anaemia (ISA) virus outbreak

    and the related crisis in the sector and in the areas where

    production and processing is concentrated.

    5. From local opposition to global alliances

    What is clear during the 19822010 period is the way in which

    the dynamism of the aquaculture sector has given rise to its

    globalisation in terms of investment and exports, as well as a

    subsequent globalisation of issues and activities relating to

    political ecology and radical local political economy (see Fig. 4).

    While the two phases, relating to the socio-ecological silence and

    economic imperative, were conducted with little critical apprecia-

    tion, the latest has become a new challenge for the sector. By

    looking at the evolution of the sector as a set of key alliances or

    social linkages, it is possible to track this evolution and see how the

    issues relating to the sector have opened up to diverse domestic

    and international actors (Fig. 5).

    During the 1980s, the dictatorship meant that there was little

    opposition of any political or civil nature. However, the protests

    against the dictatorship from the early 1980s, coinciding with the

    economic crisis, were the beginnings of the process that would lead

    to a reconstitution of political groups within a coalition that would

    pressurise for a plebiscite in 1988; this plebiscite gave rise to

    elections in 1989 that returned the democratic president, Patricio

    Aylwin, defeating the Pinochet-backed right-winger Hernan Buchi

    (Barton, 1999, 2002). In terms of environmental activism, there was

    little overt criticism of the different sectors driving the economy.

    Despite this, the early 1990s would lead to swift changes in

    environmental institutionality with the approval of the Environ-

    ment Law in 1994, propelled by the Rio Conference on Environment

    and Development in 1992. At the same time, new environmental

    NGOs were being established and were finding a voice in political

    and civil circles. Itwas at this time that salmon aquaculture began to

    be put under the spotlight althoughmuch of the concern was being

    generated from within the sector itself due to the challenges of

    combating the salmon rickettsia (SRS) diseasewhichwas giving rise

    to high mortality levels in Chilean production. Most of the

    environmental NGOs were more concerned with the mining and

    forestry sectors than with aquaculture, in which environmental

    activists had less knowledge and less international support and

    interest. This situation would gradually change into the late 1990s

    with increased awareness of the impacts of the sector, generated

    from academic and non-governmental sources.

    At the same time, local communities were also coming to terms

    with the profound changes that were taking place in their

    surroundings and in their livelihoods; the interface between

    large-scale TNC investment in an export-oriented industry and a

    distinctive local island culture with a tradition of low human

    development characteristics was complex, as was the engagement

    between foreign investors and domestic producers and suppliers in

    terms of localised business behaviour and new social fields (see

    Flysand and Jakobsen, 2002). The island of Chiloe was trans-

    formed during the decade of the 1990s as its protected eastern

    fjords were targeted as optimal marine production sites. By the

    mid-1990s, the sectors development was still managed through

    close links between the aquaculture department of Sernapesca

    (which authorised production permits and regulated them), the

    Navy (which provided site permits), and the firms through their

    association, which was established in 1986 and now represents

    producers which generate over 90% of exports (SalmonChile,

    2008a); at this time, salmonid export trade began to rise

    dramatically: export values rose from $159 million in 1991 to

    $964million in 2001 (SalmonChile, 2008b). These phases, from the

    early beginnings of the sector in the 1980s, through rapid

    expansion during the early and middle years of the 1990s, are

    those of socio-ecological silence and the economic imperative.

    While economic liberalisation facilitated market openings, there

    was little questioning of Chilean production methods, labour

    conditions or environmental impacts. This was due to the low

    levels of civil society organisation in this field given the

    authoritarian period, also to the fact that as in Norway, Scotland

    and Canada production and processing was taking place some

    distance from the main centres of civil society organisation and

    mobilisation.

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752744

  • Given that aquaculture was deemed to be vital to the economic

    recovery from the early 1980s, there was also little research taking

    place that was critical of the sector. Research was principally

    organised around productive aspects of the sector, such as disease

    control, feed development and management, genetic adaptation,

    and diverse associated technologies. Training of new technicians

    and professionals in the field was also an opportunity for different

    academic institutions, in both Santiago and in the region through

    the Universidad de los Lagos. Funding for research in fields relating

    to production issues would also be forthcoming through Conicyt

    (the national research council) and CORFO (the national develop-

    ment corporation).

    [(Fig._3)TD$FIG]

    Fig. 3. Map of the Region de los Lagos (Source: Authors).

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752 745

  • From the mid-1990s the panorama began to change slowly as

    Chile became a leading competitor in international salmon

    production and exports. The awareness of diverse stakeholders

    outside Chile raised its profile and led to a questioning of practices in

    the sector. The most high profile of these criticisms would be

    generated by US producers in their accusation of dumping against

    Chileanproducers, filed in1998by theUSDepartment ofCommerce.

    If a date can be established that defines the globalisation of

    production, it is probably when exports topped the 100 million

    tonnes barrier in 1996this was a landmark for the sector, having

    surpassed Scotland as the second largest producer in 1992;

    Norway continues to lead world production. In terms of critical

    opposition to the sector, the date of the dumping accusation can be

    fixed as a further landmark. The accusation both raised the profile

    of Chilean production operations as well as placing the country in

    the midst of an international discussion relating to the sustain-

    ability of the sector, which had arisen in the othermajor producing

    countries as a consequence of NGO pressure (see Fig. 6). It is a

    [(Fig._4)TD$FIG]

    Fig. 4. Issues and research agenda in aquaculture.

    [(Fig._5)TD$FIG]

    Fig. 5. Mapping of stakeholder engagement.

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752746

  • defining moment that effectively ends the economic imperative

    phase of low regulation and high economic returns that had

    persisted since the return to democracy.

    It was clear by the later 1990s that there was growing capacity

    in international NGOs to tackle problems relating to the sector. In

    terms of aquaculture, it was the shrimp farming sector that

    received the greatest NGO mobilisation due to the destruction of

    mangrove forests in Asia and the Americas, with consequent

    problems of salination, loss of fish nurseries, loss of a range of

    environmental services (such as storm protection) and loss of

    biodiversity; the role of the Mangrove Action Project operating

    since 1992 is important in this regard, raising the profile of these

    issues. Since the location of salmon production in temperate

    latitudes did not have such clear-cut environmental impacts (due

    to a lack of scientific research into benthic layer impacts, diseases,

    and farmed fish escapees impacts on wild fish), the criticism was

    generated in a different way and with different arguments.

    Examples of early NGO pressures on production in Scotland and

    Canada came from Friends of the Earth Scotland, also the Friends of

    Clayoquot Sound respectively. More recently, these individual

    NGO efforts at local levels have been consolidated within the

    overarching structure of the Pure Salmon Campaign. The Pure

    Salmon Campaign (an offshoot of the US National Environmental

    Trust) was established in the mid-2000s as a coordinating body for

    NGO activities in different countries. Through its goals of improved

    management of production externalities, including genetic adap-

    tation, impacts on wild species, use of antibiotics and labour

    conditions, it brings together common concerns among different

    NGOs.

    It has used its campaigns to press for sustainable practices and

    stakeholder involvement; for example, by bringing Chilean labour

    unionists to the shareholder meeting of Marine Harvest in Norway

    in 2009 where much of the activity was concerned with drawing

    media attention to the plight of laid-off workers and the

    unsustainability of dominant production practices. In the wake

    of the crisis, civil society actors have also gained access to national-

    level fora for discussing regulatory change.Worker representatives

    were invited in March 2009 to speak to Congress about the effects

    of the crisis. Local workers have also taken advantage of new

    spaces, both by striking at industry headquarters in Puerto Montt,

    and by forming a new organisation, FETRASAL, to articulate

    workers demands. Jorge Barra, the chairman of the established

    trade union FETRASAL, said in an interview:

    Exactly, due to the problems that exist, this organisation is born.

    Because today the workers have to take initiatives, the

    organisations have to make their propositions, and it is

    demanded by chairmen that we should act and interact with

    the government and with the firms, and should definitely

    search for solutions to this crisis. First, there is the crisis of the

    ISA, which will lead to the closure of several companies and the

    firing of numerous workers, and in addition there is the

    international financial crisis, and because of this, the workers

    ought to have a voice that allows them to make claims to the

    Government and to work with the employers. (Translated from

    OLACH, 2009)

    Together, these civil society initiatives reveal the new strategies

    adopted by NGOs, which link presence in the communities,

    networks across scale including NGOs with strong international

    presence (e.g. Oxfam), and media campaigns nationally and

    internationally. These strategies have provided new spaces for

    questioning the sustainability of the aquaculture sector and have

    opened spaces of engagement for local stakeholders and civil

    society networks to influence new legislation and to draw

    attention to unsustainable practices. The crisis has brought an

    urgency and impetus to the organisational initiatives taken shortly

    before the outbreak and has provided a discursive legitimacy for its

    claims and, at least temporary, institutional channels through

    which to articulate these claims.

    In the Chilean case, the emergence of opposition to the salmon

    sector has been relatively recent also. The principal environmental

    organisations operating during themid-1990s and late 1990s were

    focused on forestry and mining in particular, also new hydroelec-

    tric dam projects and urban contamination. The book El Tigre sin

    Selva published by the NGO Instituto de Ecologia Politica (Quiroga,

    1994) makes only a half page reference to aquaculture in its 473

    pages, while the publication by the NGO Chile Sustentable: Chile

    Sustentable: propuesta ciudadana para el cambio, as late as 2003 still

    only refers to the sector in passing, principally in its territorial

    analysis of transformations in Chiloe. The Chilean NGOs begin to

    tackle the sector more effectively from the early 2000s when the

    NGOs Fundacion Terram (established 1997) and Ecoceanos

    (established 1998) dedicate specific programmes to this activity.

    For Oceana, as an international NGO committed tomaritime issues,

    this is a logical progression and the organisation seeks a

    moratorium on salmon production until impacts are better

    evaluated and mitigated (Gutierrez, 2005). However, Terram

    selects this sector alongside its other programmes (Environment,

    Natural Resources, Economy and Globalisation) as a priority, being

    the only sector specific programme (see Fundacion Terram, 2001,

    2006a,b, 2007). This has culminated in two significant activities

    since 2006.

    The first was the creation of OLACH the labour and

    environment observatory of Chiloe in July 2006, a joint venture

    between Terram, Oxfam and other Chilean NGOs (CENDA and

    Canelo de Nos) in association with the national trade union

    confederation (CUT). The second, which dovetails with this

    Observatory, is the media campaign launched in January 2008

    by Oxfam and Terram: Sin Miedo Contra la Corriente (Fearless

    against the Current) (Images 1 and 2). This campaign was aimed at

    [(Fig._6)TD$FIG]

    Fig. 6. Globalised stakeholder engagement.

    [(Image_1)TD$FIG]

    Image 1. From the Sin Miedo contra La Corriente campaign of Oxfam-Terram.

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752 747

  • raising awareness of the industry and its impacts among the

    Chilean public, and used powerful images to do so. Alongside a

    campaign by the organisation Patagonia Sin Represas (Patagonia

    Without Dams, campaigning against the construction of new

    hydroelectric installations in the Aysen Region; Image 3), it reveals

    the new high profile media strategies adopted by global alliances

    against specific projects and sectors since 2007. A further media

    impact was generated by the documentary Ovas de Oro (Golden

    Eggs, Kithano Films) directed by Anah Johansen and Manuel

    Gonzalez. Screened for the first time in October 2005, the filmwon

    two film festivals in 2006 (Valparaiso, Chile and Goias, Brazil) and

    would be shown in Norway in early 2007; the Norwegian firm

    Mainstream was heavily criticised for its practices in the film.

    What can be seen clearly in these examples is the way in which

    organisations are increasingly jumping scale to leverage support

    for their critical narratives and empower themselves in the process

    (Haarstad and Flysand, 2007); this closely approximates to what

    Bulkeley (2005) terms a configuration of the new spatial grammar

    of environmental governance, as networks and different forms of

    political scaling challenge conventional hierarchies of territorial

    governance.

    The rising globalisation of these critical NGO organisations and

    changing campaign instruments, e.g. localisation of OLACH on

    Chiloe, and the more effective use of mass communications media,

    gave rise to a shift in scale and alliances at precisely the time that

    salmon workers were striking at the firms Mainstream and

    AquaChile in 2007. Labour and environmental conflicts were

    clearly coming to a head at this time as conventional practices

    within the sector came under more intense scrutiny. Although

    anecdotal, the visit of Prince Haakon of Norway to Chile in January

    2008 was intended to include a visit to aquaculture plants in

    Puerto Montt (AKVA Group and Marine Harvest). However, this

    visit south was curtailed at the last minute given the labour unrest

    and concerns for the Princes security (Aftenposten, 25 January

    2008).

    6. Awareness and the need for conflict resolution: a crisis of

    governance

    The evolution of diverse conflicts relating to the sector, as

    highlighted in the previous section, has given rise to broader

    discussions relating to governance. This is the outcome of any

    situation from a political ecology perspective. The ability to bring

    diverse stakeholders together and to avoid conflict, as well as being

    able to secure stronger sustainability outcomes acceptable to

    different interests, is the test of effective governance. Governance,

    as opposed to government, suggests that this is a multi-

    stakeholder scenario whereby different actors have different

    responsibilities. The economic imperative has to be weighed

    against social and environmental variables within this governance

    regime, and not only for short-term solutions but rather for longer-

    term, more sustainable development outcomes.

    The globalisation of the sector in terms of investment, exports

    and, more recently, environmental and social mobilisation of more

    critical positions, has given rise to greater interest in, and attention

    to the governance regime that is currently in place and that is

    charged with oversight of the sector. For twenty years, until the

    mid-2000s, two positions formed the basis of the governance

    regime. The first position related to the role of the state. The state

    has the exclusive authority to regulate economic sectors through

    social, environmental and financial inspection agencies. The

    second related to the firms in the private sector. This position

    affirms that firms are rational actors and that it is in their interests

    to protect the sector and maintain its growth, therefore they are

    effective self-regulators.

    This publicprivate governance regime has been severely

    eroded during the 2000s by the evolving globalisation of the

    product and criticisms of the sector. As a domestic regime driven

    by the firms through their association SalmonChile, alongside the

    relevant government agencies which in turn were charged with

    promoting the sector, e.g. the National Fisheries Service

    Sernapesca (a service of the Ministry of Economics), a pro-growth

    development strategy for the sector was established. Within this

    strategy there was little or no space for self-criticism or reflection

    on the weaker aspects of the sector. These would be identified and

    highlighted not by the sector itself but by a range of other actors,

    previously not included within the governance regime.

    These other actors include buyers and consumers in export

    markets, foreign governments, multilateral institutions, and

    international NGOs. Effectively, they have generated direct and

    indirect influences in the governance regime since they bring

    different pressures to bear on the pre-existing actors: the firms and

    production-oriented government departments. One important

    example of this is the impact generated by the publication of

    the OECD Chile environmental performance report in 2005 (a joint

    publication of the OECD and CEPAL, the UNs Economic Commis-

    sion for Latin America and the Caribbean). The report has been

    significant in shaping the drive towards a new environmental

    institutional framework in the country (legislation was passed in

    late 2009 that generated a Ministry of Environment, a Superinten-

    dency for environmental regulation, and an Environmental

    Evaluation Service), but it also pointed to concerns relating to

    the salmon aquaculture sector; the environmental assessment

    carried out by the Universidad de Chile (Instituto de Asuntos

    Publicos) in its State of the Environment report is less specific

    about the sector, merely highlighting the afore-mentioned

    voluntary instruments associated with cleaner production (Uni-

    versidad de Chile, 2005). The recommendations of the OECD/CEPAL

    were as follows (2005, 29):

    To improve environmental and sanitary protection in aquacul-

    ture (in relation to eutrophication, salmon escapes, lake ecology

    equilibrium, antibiotic use, epidemiological vigilance, eradica-

    tion of infectious disease, among others), particularly the

    strengthening of capacity to meet norms and regulations.

    To apply the polluter pays principle in the aquaculture industry

    in the context of the Environment Law.

    [(Image_2)TD$FIG]

    Image 2. From the Sin Miedo contra La Corriente campaign of Oxfam-Terram.[(Image_3)TD$FIG]

    Image 3. From the Patagonia sin Represas campaign.

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752748

  • To generate a precise plan of coastal zoning of aquaculture; to

    adopt integrated environmental management in coastal areas.

    In many ways, the increased profile of the sector and the entry

    of diverse actors have led to a crisis of governance in the sector.

    This crisis is based on a questioning of the efficacy of the

    established governance regime, particularly the close collaboration

    of Sernapesca and the producers association, to the detriment of

    other regulatory actors and interested parties. These other actors

    include the labour oversight agency of the Ministry of Labour, the

    environmental inspection of the national environment agency

    (CONAMA), as well as unions, local community groups and

    businesses not related directly to the sector (such as tourism).

    The best way to highlight these weaknesses is in light of recent

    impacts in the sector generated by the ISA virus.

    While the 1990s were dominated by concerns relating to the

    SRS disease and the mortality rates generated by it, the recent ISA

    virus threatened the viability of the sector. The virus has had

    impacts in the Norwegian, Canadian and Scottish aquaculture

    sectors since the 1980s, yet Chile had been relatively free of the

    virus until July 2007 (there was a case in Coho salmon in 2002, but

    without further repercussions among the principal species,

    Atlantic salmon, see Kibenge et al., 2001). By July 2008, 74

    production sites had been quarantined (Sernapesca, 2008). The

    disease is related to contaminated discharges from production

    processes, also from transmission of the virus on the hulls of well

    boats used in the sector; it is also related to the commercialisation

    of infected salmonid eggs. Sea lice, another problem in the Chilean

    aquaculture sector, can also act as a vector for transmission and

    wild fishmay also be contaminated in the process (Vagsholm et al.,

    1994).

    In view of experiences in other countries over the past decade,

    the weak regulatory response to the threat reveals the generalised

    subjugation of the regulatory authorities to the sector, through a

    discourse of self-interest and self-assurance on the part of firms.

    The former director of Sernapesca Ine`s Montalva (now manager of

    Intesal since September 2008) put it in the following terms in an

    interview in the El Mercurio newspaper (5 November 2007): There

    is a clear campaign that has always chased after the salmon

    producers. That they dont meet standards, that they dont look

    after the environment, that they are invasive. But it is an industry

    that has to look after the environment for its own benefit. It is self-

    limiting. This view contrastswith a need for a strengthening of the

    regulatory regime that was evident by the late 1990s (Barton,

    1997, 324):

    If the state does not make itself directly responsible for the

    maintenance of environmental quality, it can be argued that the

    long-term sustainability of the industrymay be threatened [. . .]

    In the same way that the Scottish and Norwegian industries

    received greater state attention and regulation following their

    periods of industrial difficulty, Chilean authorities should take

    this lesson and adopt a proactive stance with regard to the

    health of the industry and its threatened environments.

    Without effective direct and indirect regulatory action in the

    face of increased disease incidence, chemical treatments and

    mortalities, the state may well have to bear the long-term costs

    of grave socio-economic repercussions and contaminated

    ecosystems in Region X.

    The response to the current crisis which has resulted in

    production site quarantine, fish slaughter and divestment by firms,

    including lay-offs gave rise to the formation of a roundtable of

    key decision-makers on the issue, which emitted its first

    conclusions in September 2008. These conclusions pointed to

    the need for improved inspection capacity in Sernapesca, also

    better knowledge of carrying capacities of local environments in

    order to determine proximity of cages within specific fjords. This

    roundtable was chaired by the Minister for Economy, Hugo

    Lavados, which reflects the importance of the sector to national

    economic development. The outcome of these discussions,

    principally through exchanges between the public sector and

    the firms led to the design of new legislation to regulate the sector,

    which was presented to Congress in 2009.

    Based on the findings of the first report of this roundtable group

    in August 2008, Lavados declared that: the government, through

    these efforts, recognises that the salmon sector is a growth motor

    in our country and a vital source of employment, principally in the

    X, XI and XII Regions, as such it should be developed sustainably,

    responsibly in terms of the environment, and coherently in terms

    of international standards. (Press release, Ministry of the

    Economy, 9 September 2008). There was a clear need to review

    sanitary and environmental regulations, also to improve inspec-

    tion capacity and finally, to improve wastewater and solid waste

    management. In terms of this last point, these were precisely the

    highlighted fields of the APL finalised in 2005; it would appear that

    this voluntary agreement was inadequate in terms of achieving the

    desired risk reduction in this area.

    In view of the findings of the Kibenge et al. study, also the Code

    of Practice installed following the Scottish crisis relating to ISA in

    19981999, it is clear that Chilean regulatory authorities were

    ineffectual in reducing risk in the sector prior to 2007, despite the

    APLs, REMA and RESA. It is evident also that the firms themselves

    failed to implement adequate measures in response to similar

    impacts experienced previously in different national settings (e.g.

    Marine Harvest in Scotland). The impacts have resulted in lost

    earnings, lost jobs and virus transmission through marine

    ecosystems, affecting farmed and (most likely) wild species also.

    The creation of a roundtable on the issue mimics a similar

    response to the labour disputes in 2006. These multi-stakeholder

    roundtables are not specific to the sector since they have been used

    extensively since the Ricardo Lagos Presidency (20002006) to

    manage issues in the public realm, from human rights violations to

    agriculture. In August 2006, a tripartite roundtable including

    regional authorities, sectoral authorities, workers and firm

    representatives sought to increase dialogue between the stake-

    holders following the strikes in the Mainstream and AquaChile

    firms (Ministry of Labour, 2006). Two of the conclusions of the

    roundtable, which operated in September and October of 2006 are

    worth stressing (pp. 89):

    (b) The productive dynamism and the conquest of newmarkets

    gives rise to sanitary, environmental and labour demands from

    importing countries, and it is tremendously important for the

    sector and the country that these are met. Effectively, the

    growing demands for rising standards by different national and

    international social actors provide important and urgent

    challenges for the sector. The salmon industry should have

    andmust guarantee its sustainability over time and increase its

    development potential, improving among others, labour

    standards, in such a way as to successfully confront the

    objective and unfounded criticisms that are made.

    (l) We value this roundtable as a real instance for generating a

    virtuous circle where participants and stakeholders of the

    industry can move towards the future in a constructive and

    realistic way in all the relevant areas.

    It is evident that these safeguards were not put in place through

    appropriate labour, environmental and sanitary controls and

    practices. In a now familiar pattern, the crisis has hit hardest in

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752 749

  • the worker communities, as some 10,000 workers had lost their

    jobs by April 2009.2 It is evident that a new governance regime is

    required in order to establish a pattern of stronger sustainability

    within the sector; it is also evident that this is occurring in

    response to labour unrest and the disease crisis. The model of

    stronger sustainability that is emerging out of these criseswill lead

    to a shift beyond the conventional indicators of sectoral perfor-

    mance based on the economic imperative (such as productivity,

    disease control), into a broader-based appreciation of the sector

    and its impacts, both positive and negative. This can be

    summarised as a reduction in the sustainability deficit (see

    Fig. 7). This will include improved knowledge of the environmental

    impacts of the sector, labour conditions and remunerations, and

    local development spillovers.

    In the face of rising conflicts, between environmental NGOs and

    firms, and between workers organisations and firms, the need for

    conflict avoidance and resolution also intensifies. This will have to

    be constructed within a framework of governance that is both

    modern and flexible, with spaces for multiple stakeholder

    involvement. The debates are not over whether the sector should

    or should not exist, but rather how value is created in the sector,

    how it is distributed, and how local impacts are compensated for,

    how they are mitigated, and how longer-term development

    strategies can be established in order to avoid the boombust

    cycles of the past. In other words, more can aquaculture contribute

    to how sustainable development at different geographical scales.

    For example, Marine Harvest published its first sustainability

    report in 2008, a full year after the outbreak of the virus. The report

    discloses, reportedly for the first time, detailed statistics on the

    companys antibiotics and energy use (Marine Harvest, 2009).

    Through the report we learn that, primarily as a result of lax

    Chilean regulations, Marine Harvest (the worlds largest aquacul-

    ture company), could use 732 grams of antibiotics per ton of

    salmon produced in Chile in 2007 while using only 0.2 g per ton in

    Norway (Marine Harvest, 2009). The data for Chile are revealing,

    and demonstrate that the production practices of Marine Harvest

    are unlikely to become more sustainable overnight. However, the

    new reporting procedure of Marine Harvest illustrates how

    discourses of sustainability are means through which civil society

    organisations can make demands on regulation and production

    practices, and against which actual production practices can be

    measured and critiqued.

    7. Beyond economic development: towards sustainability-

    oriented global networks

    It is evident that the transition from dictatorship to democracy

    has been a long process and that the economic model of the

    dictatorship has persisted in different ways. The strong economic

    growth from the recovery from the early 1980s downturn led to

    the democratic administrations taking over a healthy (in financial

    capital terms) export-oriented economy. The NTAX that were

    central to this recovery received careful protection by the state

    during the dictatorship, in terms of low regulatory environments

    and support in promotion. During the 1990s, this way of operating

    the economy, with close links between public institutions and

    export sectors in particular, remained in place. As a consequence,

    labour protection and environmental controls were slow to find

    their feet within a new regulatory context of democratic

    government. The neoliberal model was maintained and deepened

    under democracy, as the economic imperative of growth through

    exports persisted within the logic of the economic miracle. This

    miracle had a reverse side however.

    The salmon aquaculture sector was carefully groomed by the

    state during the 1980s and 1990s, and little criticism emerged from

    within the country, bar the activities of a handful of environmental

    NGOs. Nevertheless, these criticisms had little impact on the sector

    or on the regulatory regime. The principal changes that did take

    place were in response to safeguarding the health of the sector in

    the face of disease outbreaks, such as the initiatives under the 1991

    Fisheries and Aquaculture Law.

    It was precisely the globalisation of the sector through

    investment and exports, and its relative success, that led to a

    globalisation of the criticism of it in terms of its wider

    sustainability performance (beyond its economic bottom-line),

    and specifically the local and regional impacts that have been

    generated. A political ecology assessment of these impacts and the

    actors involved point to an opening-up of the sector in terms of an

    international public profile that takes the sector beyond an earlier

    productivist and limited development logic. Whereas market

    liberalisation created the opportunity to establish a dynamic

    export sector that has revitalised the regional economy and

    generated profits for domestic and international firms, also income

    for the local government (from business rates principally), a

    parallel process of socio-ecological globalisation has also opened

    up. This has brought different actors to the table. Not only is the

    regulatory regime fixed by the Chilean state and the aquaculture

    firms. It is now increasingly influenced by a wider network of

    interests that include international buyers, retailers, consumers,

    researcher institutions, politicians, non-Chilean media and inter-

    national NGOs. Many of these concerns and responses are now

    apparent in themodification of the aquaculture legislation that has

    been under discussion in Congress since January 2009. These

    modifications are organised around the following four themes:

    modification of the provision and operation of production sites;

    changes in guarantees relating to site concessions and authorisa-

    tions; improvements in regulation and inspection; a gradual

    increase in the cost of a cage site permit (Presidential message

    1346356, January 2009).

    The opening-up of the sector to these diverse stakeholder

    groups has led to increased conflicts relating to the socio-

    ecological impacts of the sector and local and regional develop-

    ment patterns. Consequently, the time horizon of the sectors

    contributions has been changed. In their search for more

    sustainable development, the more critical stakeholders are

    seeking increased responsibility by firms in order to embed the

    beneficial aspects of production employment, wages, and

    multiplier effects in the areas where production and activity

    takes place. This implies a shift away from a more short-termist

    [(Fig._7)TD$FIG]

    Fig. 7. The sustainability deficit in Chilean aquaculture.

    2 Ministry of Agricultural and Farm Development, cited in VietFish http://

    www.vietfish.com/index.php/news/detail/1476/isa_virus_in_chilian_salmo-

    n_and_vietnamese_salmon_import.

    J.R. Barton, A. Flysand / Global Environmental Change 20 (2010) 739752750

  • view of the sector. This is increasingly of interest to the state

    authorities both sectoral and territorial that are charged with

    safeguarding the sector and its development outcomes.

    Against this, the firms and their association have defended their

    position as responsible actors in the regions development process,

    as the motor of regional development, and as rational actors in

    their wish to preserve the sector in the longer-term. However, it is

    precisely the contribution of the sector and how it benefits

    production and processing locations and the region that is

    questioned. Against these direct positive contributions from

    production have to be weighed the negative impacts of environ-

    mental degradation and site souring, also labour insecurity

    (flexibility) and working conditions: the sources of the ongoing

    crisis.

    Salmon aquaculture is now a consolidated sector in southern

    Chile. Chile is also a leading player in global salmon production and

    sales. However, much of the growth phase of the sector took place

    within aweak regulatory environment andwithin a spatial context

    of low levels of economic and human development. The

    globalisation of the sector was driven by the economic imperative

    and for much of this, a socio-ecological silence. However, this

    globalisation process has now brought with it a different agenda.

    This agenda, and its advocates, promote the responsibilities of

    economic agents in the development process, also the responsi-

    bilities of the state to ensure that minimum operating conditions

    are met. These conditions must be designed to ensure positive,

    longer-term socio-ecological outcomes from new economic

    opportunities and to avoid trade-offs that mitigate against these

    outcomes. Clearly, the firms will fight their corner since they are

    currently experiencing pressures for greater transparency, also

    potential economic losses from labour unrest, environmental and

    sanitary risks, and increased operating costs. Nevertheless, this is

    evidence of the emergence of what can be defined as sustainabili-

    ty-oriented global networks, that unite diverse stakeholders with

    common interests, and that empower them against more

    consolidated alliances between economic actors and neoliberal

    administrations with shorter-term agendas.

    In view of the drive towards sustainable development on a

    global level, and the implications of this at national and sub-

    national levels, these sustainability-oriented global networks are

    effectively driving the emergence of new governance regimes that

    can be defined as neo-structural rather than neoliberal. The state is

    no longer merely a facilitator, but also increasingly sanctions in

    favour of broad-based territorial and social interests. It is a sure

    sign that Chilean democracy is finally taking shape and that the

    economic imperative of the authoritarian and early democratic

    period is being overtaken by the potentialities of more sustainable

    development within a context of deepening globalisation.

    Despite the spat generated by the first New York Times article

    about antibiotic misuse and other practises in the Chilean

    aquaculture sector in March 2008, a further article emerged in 3

    September 2008 by the same journalist. This time the focus was on

    the government measures to control the virus, announced by

    Minister Lavados. The repercussions of the disease and the

    reporting of it have been significant. From April, the supermarket

    firm Safeway stopped buying Chilean salmon produced in Regions

    X and XI, concerned with issues of quality. It is further evidence of

    the ways in which multiple stakeholders are now influencing the

    sectors development, and in turn heightening sustainability

    considerations within this new globalised context. Although these

    changes can be constructed in terms of political ecology, the

    incorporation of labour, food safety and local development

    considerations among stakeholders creates a new conceptual

    framework of analysis, that of governance for sustainability.

    While it is premature to draw conclusions regarding the longer-

    term effects of the crisis, developments indicate that it has brought

    certain urgency to demands for sustainability and has opened

    spaces of engagement for civil society actors to bring these

    demands into new fora. It remains to be seen in the longer-term

    whether these will materialise into significantly different indus-

    trial practices, although the new regulatory structure that is being

    created suggest that this is likely. However, it is clear that

    sustainability has become a trope that government and industry

    cannot avoid and that they are forced to take seriously and

    incorporate in the rebuilding of the sector in the wake of the crisis.

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