Dolores K Sloviter Financial Disclosure Report for 2009

8/3/2019 Dolores K Sloviter Financial Disclosure Report for 2009

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. 4 0 t o FINANCIAL DISCLOSURE REPORTin Govermaent Act o f 1

, ~ c , . . # 2 o i o F OR C AL E NDAR YE AR 2 0 0 9 0 o i s . c , a p p ~ . ~ 1(1)-II

I. Person Reporting (last name, first, middle ioittal) 2. Court or Organization 3. Date of Rrport

United States Court of

Sloviter, Dolores K. Appeals for the Third Cir 05/15/20104 . Tit le I .M~Oe II I Judge’s indicate zcme or scn:o~ status. 5z. R elm rl T ype (check appr~ ptiate type~ 6. R eporting Period

. . .. ~ , . ~ , ~ , , ~ . ~ d ~ . . .. ~’~ ~’- ~ P~""~ 01 / 01 / 200 9U n i t e d S t a t e s C i r c u i t J u d g e - ~ ~ ................

t~ ,o

Active ~ ’ " ’ " ~ ’ ~ ~ . . . . . . . . ’ ~ ~ " ~ ’ 12/31/2009

7. (?hambers or Office Address 3. Ou the basis of the informat ion conta in td in this Rrport a l~d any

18614 United States Courthous~ modificatio,~spertaini,,~thrreto, itis, in my opinion, i ...... pli ....

with appl icable l aws an d regulat ionx.

601 Market StreetPhiladelphia, PA 19106

Reviewing Officer Date

I3 [ P O R TA NT NO TE S : Th e ins t r u c t ions ac c om p any ing th is for m m as t b e fo l lowe d . Com p l e te a l l p ar ts ,

checking the NONE box for each part u,here yot t have no repor table in formation . Sign on last page.

! . P O S I T I O N S . (Reporting individuM anl ’; see pp. 9-13 oJfiling insteuctions.)

~-~ ( N o r e . p o r t a b l e p o s i t io n s .)O N E

POS ITION NAME OF ORG ANIZ ATION/EN’ITFY

~ Trustee Trust # 1

3

~ N O ~ (No reportable agreements.)

DATg PARTIES AND TERMS

2



FINANCIAl, ])ISCI,OSURE REI’ORT ~ . . . . . . . . .f"~ ..... ’~o,,,,",~ ~ , ~ , ~ o f , ~ q , , , , . ,

P a g e 2 o f 6Sloviter, Dolores K. 05/15/201.0

A. F i l e r ’s N on- Inves tmen t I ncome

~-1 NONE ( A ~ , , e p o , ’t a b l e n o , ,- i ,n , e . ~ t~ e n t

I)ATE S O t I R C E . IN D T Y P E ~ U O M EAnnua 1 ~ary - ( y o u r s , p o t s p o u s e ’ s )

2009 Temple Un2versi~y, PhYla., PA ~10,392.00

2

3 .

4

B. S po l lSe’$ Non-l l lves tr lle r l t l l lcome - i]you weremarriedduringat,yportitmoftherel~ortlngyear, co~nplet¢thissectio~

~ D o f to r a m o t m t n o t r e q u i r ed e x c d p t f o r h o n o r o r t a )

~ N ON E (No reNortable non-investment income.)

DATE SOURCE AND TYPE

1

2

3

4

I V . R E I M B U R S E M E N T S . .. .. .. - ~ , ...... ~,,,, ~,,,~gi,x, ~,,o~ ......... i .........

([nc!mtes those to .~;~.ttve and & ’pcndcv~t children. see ]~t~ 25-27 grilling ~n.~truc tio&¢ )

~ N O N E ( N o r ~ T m r t a b l e r e i m b u r s e m e n t s .)

S O U R C E D A T ES L O C A T IO N PU R POS E I T E M S P A I D O R P R O V I D E DThe D$ckinson School gniversity Park, D~ckinson Schl.

~of Law - The Penn- 11120~2009 PA of La~ Nt. Ct. Airfar¢.. Taxis

sylvania State gniv. Competition2 .

3

4

5.



FINANCIAL DISCLOSURE REPORTN . . .. . t ~ ’ , . . . .. ~ , z , 0 r ~ i , , ~ ~ ) ~ , e o f ~ ; , , 0 r ,

Page3of6 $~_ov±ter, Dolores K. 05/15/201_0

~ NONE (No reportable gifts.)

S O U R C E D E S C R I P T I O N VAL(.II’;

I.

3

4

5

[~] N O N E (No reportable liabilities.)

(’REDITOR DESCRIP]’ION V A L L I E C O D E

2

3

4.

5



I Iage4of6 I Sloviter, Dolores K. 05/15/2010

VI I. INVESTMENTS :~nd TRUSTS --~ .......... ~ . ~ , trat t . ,’at’t ion.~ (Include_, tho.~e o f .~p .. . . .. . .d d~ende t , t ¢hi ldr ,’ n ; s eepl , . 34-60 o f j i l ing i

~ NONE income, asset .s , or t ran.~’act io t t s . )eportable

Descnptiot~ of Assets I~c,gmc ~ul itlg J: Gross ~,al~e ~I cn~t 1 ~ a i 3 5 a c t l o n s d t ~ r i t~ a ~ r e p o O i n g p e r i o d

~including trust as~ct~I repar lmg per ic~ [ of reposing pcn~ ,

Place "(X)" a~er ca~l~ assc~ ~.,Xmotmt I Type (e g ¯ ~ ’ , ~ l u e Value T)’pe (e g. D a ~ e k’a~uc GainI

l d e n t ~ t ’ ~ . ’

Code I I div,ren~. ~ ~7o,fc2 gtefl~od buy, sell. rmm. :d~’~¯C~Ic2 ~ Code I ~ hu)’e~!sell~rexemlr~ born prior disclost~e

I~-HI ~ o~ mt I (J-I’) " M e 3 redemt~ on’~ (J-IT M )

(A-Ill ( i f p r 0 d , a t e

IO-W)

I.SEE ATTACHED PAGES

I-i0

2

I 0

!2 .

I , . 1 .

¸ 1 5 .

16

17

(See (’o }u mn s C I a~ D3} N ~1 25 0.0 01 - $5 00 .0 00 O =$500.01’)1 - ~l.000,,o, O0 Pl =$1, (K~O,001. $1.01~.000 P2 =$5.~’~30.001 - $25.000,00~3



Dolores K . Sloviter- 1

VII. INVESTMENTS AND TRUSTS -- income, value, transactions

A. 1 3 . C. D.

I)escription Income G ross Value Transac t ions dur ing

of Assets dur ing a t end of period

period period

If not exempt fromdisclosure

Place " (X )" a f ter Amt . T ype V a lu e Value T y p e Date: Value Gain lden-

each asse t exempt Code~ (e.g., Code-’ Melhod (e.g., Month - Code’- Code~ l i ly tiom

prior dis- (A-H) div .) (J-P) C ode~ sold) D ay (J-P) (A-H) buyer/’

closure (Q-W) seller

AT &T - com. s tock D Div. M T

Beneficial Mutual A Div. J T

Bancorp - com . stock

Exelon - com. C I) iv. M T

stock

G E - com. s tock C Div. K T

IT&T Industries - A Div. J Tcom. stock

HanesBrand, Inc.- None ~1 Tcom . stock

1. lncome/Gain Codes: A = $t,000 or less B = $1,001 to $2,500

C = $2 ,501 t o $5 ,000 D = $5 ,001 t o $15 ,000 E = $15 ,001 t o $50 ,000F = $50,001 to $100,000 G = $100,001 to $1 m i ll ion H = over $1 ,000,000

2 . Va lue Cod es : J = $1 5,000 or less K = $15 .001 to $50,000

L = $50 ,001 to $100 ,000 M " $100 ,001 to $250,000 N = $250,001 to $500,000O = $500 ,001 to $1 ,000,000 P = ove r $1 ,000 ,000

3. Value Method Codes: Q = Appraisal R = Cost (real estate only)

S = Asse ssmen t T = Cash/market U = Book value V = Other

W = Est imated



Dolores K. Sloviter - 2


A. B. C. D.

Descript ion Income G ross Value Transac t ions dur ing

of Assets dur ing a t end o f period

period period

I f no t exem pt t iomdisclosure

Place " (X )" a t ic r A m t . T y p e Valu e Valu e T y p e Date: Value Gain Iden-

each asse t exempt Code~ (e.g., C o d e ~- Method (e.g., Mon th - Code’- Code~ t i ty fiom

prior dis- (A-H) div.) (J-P) Code~ sold) D ay (J-P) (A-I ! l buyer /


Hartford Fin. A Div. L T

S ervices -com . slock

P S E G A Div. K ° I "

R ayonier- com. A Div. J T

s t o c k

Sara Lee - com. A Div. J T

s tock

V a n g u ar d M u n . Loss l) iv. P T see VII I

B o n d F u n d s & cap.loss

1. Income/Gain Codes: A =$1,000 or less B = $1,001 to $2,500

C=$2,501 to$5,000 D=$5,001 to$15,000 E=$15,001 to$50,000

F = $50,001 to $100,000 G = $100,001 to $1 m i ll ion H = over $1 ,000,000

2. Value Codes: J = $15,000 or less K = $15,001 to $50,000

L = $50,001 to $100,000 M = $100,001 to $250,000 N = $250,001 to $500,000O = $500 ,001 to $1 ,000 ,000 P = ove r $1 ,000 ,000

3 . Va lue M e thod Cod es : Q = Appra i sa l R = Cos t ( ’r ea l e s ta t e on ly)S = A ssessmen t T = Cash/market U = Book value V = Other

W = Es tima t ed



Do lores K. S lovi tcr - 3


A. I ~ . C. D.

Descript ion Incom e G ross Value Transac t ions dur ing

of Assets d u rin g a t en d o f period

period period

I f no t exemp t f romdisclosure

Place " (X )" a f ter Amt . T y p e Value Value T y p e Date: Value Gain Iden-

each asse t exem pt Code1 (c.g., Code-’ M c lho d (e .g ., Month- Code2 Code~ tity frown

prio r d is- (A -H) div.) (J-P) Code3 sold) D ay (J-P) (A-H) buyer!


V a n g u a rd W i n d - D Div. O T see VIll

sor 1I

Vanguard Star Fund C Div. K T& cap. ga in

Vangua rd 500 C Div. M T

Index Fund

Allegheny Higher Ed. A D iv. J T

4.5%, ’22

Bucks County W & A int. J T

S , 5%, ’22

1. Income/Gain Codes: A -- $1,000 or less B ’- $1,001 to $2,500

C=$2,501 to$5,000 D -- $5,001to $15,000 E=$15,001 to$50,000

F = $50,001 to $100,000 G = $100,001 to $1 ~ni l l ion I I = over $1 ,000,000

2 . Va lue Codes : J = $ 15 ,000 o r l e ss K = $ 15 ,001 t o $ 50 ,0001, = $50,001 to $1 00,000 M = $100,001 to $250,000 N= $250,001 to $500,000O = $500,00t to $1,000,000 P = over $1,000,000

3. Value M ethod Codes: Q = Appraisal R = Cost ( real es tate only)S = Assessment T = Cash/marke t U= Book value V = OtherW = Est imated



Dolores K . Slovi ter - 4


A. B. C. I).


of Assets dur ing a t e nd o f period

period period

If nol exempt frowndisclosure

Place " (X )" a lte r A m t . T y p e Va lue Value T ype Date: Value Gain ]den-

each asse t exempt Code~ (e.g., Code2 Method (e.g., Month - Code~ Code~ tity from

prior dis- (A-If) div.) (J-P) Code~ sold) Day’ (J-P) (A-]l) buyer/


C ha m bersbu rg S .D . , B Int. K T

4.6%, ’25

Da uphin C ry ., A Int.

4.4%, ’ 19

Da uphin C ry ., A Int. J T

4.5%, ’26

Dauph in C ty ., None K T Purch. 1 0 1 8 K

4%, ’26

[ )el. Port A uth. - N.J. B Int. K TPort Au th. , 5.2%, ’25

1. lncmne/Gain Codes: A = $1,000 or less B =$1,001 to $2,500

C=$2,501to$5,000 D=$5,001 to$15,000 E=$15,001 to$50,000F = $50,001 to $100,000 G - - $100,001 to $1 m i ll ion H = over $1 ,000,000


L = $50 ,001 Io $1 00 ,000 M - $100,001 ~o $250,000 N = $250,001 to $500,000O = $500 ,001 to $1 ,000,000 P = ove r $1 ,000 ,000

3. Value M ethod Codes: Q = Ap praisal R = C ost (real estate only)

S = Assessment T = C ash/market U = Book value V = O ther

W = E s ti ~ n a t e d



Dolores .K. S lov iter- 5

VII. INVESTMENTS AND TRUSTS -- income, value, transaclions

A. B. C. D.


of Assets dur ing a t end o f periodperiod period

If nol exempt fromdisclosure

Place " (X )" afte r A m t . T y p e Value Value T y p e Date: Value Gain lden-

each asse t exempt C ode’ (e.g., Code~ M e tho d (e .g ., Month- C o d e2 Code~ tity fiom

prior dis- (A-I-l) div.) (J-P) Code~ sold) D ay (J-P) (A-I t ) buyer/


G reate r Johns- A Int. J T

town, 5%, ’ 19

Lower Mer ion A Int. K T

S .I) ., 4 .8%, ’25

M uhlenbcrg , PA, A Int. K T

5%, ’23

Northampton , 5%, A Int. K "1" Purch. 3 1 9 K

’39

Northeas tern York, B Int. K T

4.5%, ’26

1. Income/Gain Codes: A = $1,000 or less B = $1,001 to $2,500

C=$2,501to$5,000 D--$5,001 to$15,000 E-$15.001 to $50,000

F---- $50,001 to $100,000 G - $100,00! to $1 m il lion H - : : over $1,000,000

2. Value Codes: J = $15,000 or less K = $15,001 to $50,000L = $50 ,001 to $1 00 ,000 M = $100 ,001 to $250,000N = $250,001 to $500,000O - $500 ,001 to $1 ,000 ,000 P- - ove r $1 ,000 ,000

3. Value Method Codes: Q = Appraisal R = Cost (real estate only)¯ /S = A s s es s m e n t T = (.ash, market U = Book value V = Other

W = Es tima ted



Dolores K. Slovitcr- 6

~II. INVESI’MENTS AND TRUSTS -- income, value, transactions

A. B. C. D.

Description Income Gross Value Transactions during

of Assets during at end of period

period period

l fnot exempt from

disclosure

Place "(X)" after Amt. Type Value Value Type Date: Value Gain ]den-

eoach asset exempt Code’ (e.g., Code-" Method ( .~., Month- Code2 Code~ tity from

prior dis- ( A - I - I ) div.) ( J - P ) C o d e 3 sold) Day ( J - P ) (A-H) buyer/


Pa. St. Higher A Int . J TEd. Fac. Auth.,

5.25%, °1 0

Penna. Inter- A Int. J Tgovt’l. 5 1/4%,

’17

P e n n a . , 5 31 4 % , B Int. & T S o l d 1 0 1 1 K A

’ 1 8 cap. gain

Pa. Higher Ed., A Int. J T

6 1 1 8 % , ’1 0

Pa. Turnpike, 5% A Int. J T

’23

1. ]ncome/Gain Codes: A = $1,000 or less t?, = $1,001 to $2,500

C = $2,501 to $5,000 D = $5,001 to $15,000 E = $15,001 to $50,000F = $50,001 to $100,000 G = $100,001 to $! million It = over $1,000,000


L = $50,001 to $100,000 M= $!00,001 to $250,000 N = $250,001 to $500,000

O = $500,001 Io $1,000,000 t’ = over $1,000,000

3. Value Method Codes: Q = Appraisal R- Cost (real estate only)

S = Assessment T - Cash/market U = Book value V = Other

W = Estimated



Dolores K. Sloviler - 7

VII. INVESTMF~NTS AND TRUSTS -- income, value, transactions

A. B. C. D.

Description Income Gross Value Transactions during

of Assets during at end of period

period period

If not exempt from

disclosure

Place "(X)" after Amt. Type Value Value Type Date: Value . Gain lden-

each asset exempt Code~ (e.g., C o d e "~ Method (e.g., Month- Code~ Code’ tit): fiom

prior dis- (A-H) div.) (J-P) Code~ sold) Day (J -P) (A-It) buyer/

closure ( Q - W ) seller

Pa. Turnpike, 5%, A hat. J T

’23

Pa. 4th Series, A Int. K T4.5%, ’24

Pa. Turnpike, A Int. J T

4.75%, ’27

Pa. First Series B, B Int K T

4.375%, ’27

Pa. St. Pub. Sch. Bldg., A Int. J T

4.3%, ’27

1. lncome/Gain Codes: A = $1,000 or less B = $1,001 to $2,500

C-$2,501 to$5,000 D = $5,001to $15,000 E--$15,001 to$50,000

F = $50 ,001 to $100 ,000 G =$1 00 ,001 to $1 m i ll ion H = ove rS1 ,000 ,000

2. Value Codes: J = $15,000 or less K = $15,001 to $50,000L= $50 ,001 to $1 00 ,000 M = $100 ,001 to $250,000N= $250 ,001 to $500 ,000O = $500 ,001 to $1 ,000 ,000 P= ove r $1 ,000 ,000

3. Value Method Codes: Q = Appraisal R = Cost (real estate only)S = A s se s sm e n t T = Cash!market U = Book value V = Other

W = Es tima t ed




\~ I 1 . I N V ES TM EN T S A N I ) TR U S TS - - i n c o lne , v al ue , t ra n s a c ti on s

A. B. C. D.

D escriptiou Incom e G ross Va lue Transac t ions dur ing

of Assets dur ing a t end o f period

per iod period

If not exemp t fromdisclosure

Place " (X)" a f ter A m t . T y p e Va lue Valu e T ype Date: Value G ain Iden -

cach asset exmnpt Code1 (e.g., Code~ - Method (e.g., Month- C o d e~ Code’ lily from

prior dis- (A -H ) d iv.) (J-P) Code3 sold) D ay (J-P) (A-If) buyer/


Pa. First Series B!E, B Int. K T4.375, ’28

Pa . Tu rnp ike , 5%, A Int. J T Purch. 3 1 9 J

’39

Phila . Parking, A Int. J T

5 . 1 2 5 % , ’24

Reading , 4 .45% B Int. K T

’27

Read ing S .D. , 4 .75%, B Int. K T

’38

1~ lncome/Gain Codes: A = $I,000 or less B = $1,001 to $2,500

C = $2,501 to $5,000 D = $5,001 to $15,000 E- $15,001 to $50,000F = $50 ,001 to $1 00 ,000 G = $100 ,001 to $1 m i ll ion t I = over $1 ,000 ,000

2. Value Codes: J = $15,000 or less K = $15,001 Io $50,000

L = $50,001 to $100,000 M = $100,001 to $250,000 N = $250,001 to $500,000O = $500 ,001 to $1 ,000,000 P = ove r $1 ,000 ,000

3. Value Method Codes: Q = Appraisal R = Cost (real estate only)S = A ssessmen t T = Cash/market U = Book value V = Other

W = Es tima t ed



Dolores K . Sloviter - 9

Vii. INVESTMENTS AND TRUSTS -- income, value, transactions

A. B. C. D.


of Assets dur ing a t end of period

period period

If not exempl from_

disclosure

Place " (X )" a t ie r Anat . T y p e Va lue Valu e T ype Date: Value Gain Iden-

each asse t exempt Code~ (e.g., C o d e2 Mclhod (e.g. , Month - Code2 Code~ t iw from

prio r d is- (A -H) div .) (J-P) Code~ sold) l)ay (J-P) (A-I t ) buyer/


S om erse t S .D. , 4 .2%, A Int . K T’22

S outheast Delco S .D. , A Int. K T

4.30%, ’26

Springfic ld , A Int. T So ld 5/15 J A

5.2%, ’ 1 7

Susquehanna T w p . A Int . J TAuth. Pa., 6%, ’ 13

W achovia Acc ts . A Int. K T

Tem ple Univers ityChar i tab l e G i ft Ann ui ty A Int. K T

1. Income/Gain Codes: A = $1,000 or less B = $1,001 to $2,500

C=$2,501to$5,000 D= $5,001to $15,000 E = $15,001to $50,000

F = $50 ,001 to $100 ,000 G = $100,001 to $1 m i ll ion I1 = over $1 ,000 ,000


I , = $50,001 to $100,000 M = $100,001 to $250,000 N = $250,001 ~ o $500,000

O = $500 ,001 to $ I ,000 ,000 P = ove r $1 ,000 ,000

3. Value M ethod C odes: Q = A ppraisal R = C ost (real estate only,)

S = Assessment T = C ash/market U = Book value V = O ther

W = Estimated




V T I 1 . I N V E S T M E N T S A N D T R U S T S - - i n co m e , v a lu e , tr an s a ct io n s

A. B. C. D.


of Assels dur ing a t end o f period

period period

If not exemp_ t fromdisclosure

Place " (X )" a i ie r A m t . T y p e Value V alu e T ype Date: Value Gain Iden-

each asse t exempt Code~ (e.g., Code2 Method (e.g. , M o n t h - Codee Code~ tit?’ from

prior dis- (A-H) div .) (J-P) C ode3 sold) D ay (J-P) (A-H) buyer /

c l osure (Q-W) sell er

Univ . of Pennsylvan ia A Int . K TChari tab le G if t Ann ui ty

1. Income/Gain Codes: A--S1,000 or less B = $1,001 to $2,500

C = $2 ,501 t o $5 ,000 D = $5 ,001 t o $15 ,000 E = $15 ,001 t o $50 ,000F = $50,001 to $100,000 G = $1 00,001 to $1 m i ll ion H = over $1 ,000,000

2. Value Codes: J = $15,000 or less K =$15,001 to $50,000L = $50,001 to $1 00 ,000 M = $100,001 to $250,000 N = $250,001 to $500,000O = $500 ,001 to $1 ,000,000 P = ove r $1 ,000 ,000

3. Value M ethod Codes: Q = Ap praisal R = C ost (real estate only)

S = A ssessment T = C ash/market U = Book value V = O ther

W = Estimated



FINANCIAL DISCLOSURE REPORTN . . . . .. . f P ..... R~portin~ I

Page5of6 Slov±ter, Dolores K.105/15/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ¢l,~i~.~,~,~,oz~o~,.~

The Vanguard Flun±c±pal Bond Funds ±n V~ have check2ng account featuresand were used for various cransac~2ons throughou~ the year.



F IN A N C I A L D IS C L O S U R E R E P O R T

Page6of6 Sloviter, Dolores K. 05/15/2010

I X. C E R T I F IC A T I O N .

I certify tbat all information given above (inrludiug infi; rmation perlaining to my spouse aud m inor or dependent childrea, if any) isaccurate, t~:ue, and complete to the bes{ of my knnwledg~ and belief, and that any information not reported was ",vithhchl b~cause it met applicable statutory,

provixion~ permilting non-disclosure.

I fur ther cer ti~’ that earned income from out~ide e mploymen t and honorar ia and the acceptance of gif ts which have been repor ted are in

~:ompliauc~ with {he provisions of 5 U.S .C. app. § 501 et . seq. , S [! .S.C. § 7353, aud Judicial Conference regolations.

NOTE: ANY INDIVIDUAL WHO KNO\VINGioY ANI) WlLFULIA" FALSIFIES OR FALLS TO FILE TIllS REPORT MAY BE SUBJEC’I" TO C]\’ILAND CRI~.IINAL SANC*IIONS (5 U.S.C. app. § 104)

F IL I N G I N S T R U C T IO N S

M ail signed original and 3 additional copies to:

Com mil lee on Financ ia l Disc losureAdm inistrative Office of the United S tates CourtsSui te 2-301One C olumbus Ci rc le , N.E.Washington, D.C. 2054-’1

Dolores K Sloviter Financial Disclosure Report for 2009

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Transcript of Dolores K Sloviter Financial Disclosure Report for 2009