Dolly M Gee Financial Disclosure Report for Gee, Dolly M

8/3/2019 Dolly M Gee Financial Disclosure Report for Gee, Dolly M

http://slidepdf.com/reader/full/dolly-m-gee-financial-disclosure-report-for-gee-dolly-m 1/9

Rev. 1/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10

Report Required by the Ethics

in Government Act ofl978

(5 U.S.C. app. ~¢.,~ 101-111)

I. Person Reporting (last name, first, middle initial)

Gee, Do l ly M.

4. Title (Article III judges indicate active or senior s ta tus;

magistrate judges indicate full- or part-t ime)

United Sta te s D is t r ic t Judge ( ac t ive )

7. Chambers or Office Address

U .S . D i s t r i c t Cour t , Ce n t ra l D i s t r i c t o f CA312 N . Sp r ing S t re e t , R oom 218P

L os A nge le s , CA 9 0 0 12

2. Court or Organization

United States Distr ic t Court, Central Distr ic t of California

3. Date of Report

08/13/2011

5a. Report T)pe (check appropriate

] N o m i n a t i o n , D ate

[] Initial [] Annual [] Final

5b. [] Amended Report

8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

v, ith applicable laws and regulations.

6. Report ing Period

01/01/2010

to

12/31/2010

Revie’,v ing O fficer D ate

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,

check ing the NON E box for each pa r t where you have no repor table information. S ign on las t page.

I . P O S I T I O N S . (Re port ing individual o nly; see pp. 9-1 3 of f i ling instructions. )

D (No reportablepositions.)O N E

POSITION

!. E x e c u t iv e C o m m i t t e e

2. Execut ive Board

3.

4.

5.

N A M E O F O R G A N I Z A T I O N /E N T IT Y

Lit iga t ion Sec t ion, Los Ange les Cou nty Bar Assoc ia t ion

Federa l Bar Assoc ia t ion, Centra l D is t r ic t of C a l i fornia

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)

D N O N E (No reportable agreements.)

1.2010

D A T E

2.2010

3.

P A R T IE S A N D T E R M S

Former Law Firm Par tnersh ip Ag reement: capi ta l account , cont ingency case recovery, and withdrawing par tnerpayments a r e p a id wi th in 72 months a f te r wi thdrawa l

Former Law Firm 401(k) th rough ABA Reti rement Funds Program




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N a m e o f P e r s o n R e p o r ti n g

Gee , Dol ly M.

Da le o f R e p o r t

08/13/201 I

I II . N O N - IN V E S T M E N T I N C O M E . (nepo.i.g indiridualandspouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-Investm ent Incom e

~ (No reportable income.)O NE non-investment

D A T E SO U R C E A N D T Y PE

1.2010 Schwar tz , S te insapir , Dohrmann & So m mers LLP capi ta l account andpanne r sh ip wi thdrawa l payments

INCOME( y o u r s , n o t s p o u s e ’ s )

$92,796.00

B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - I f yo u w e r e m a tried during any portion of the repo rting year, complete this section.

(Dol lar amount not required e xcept for honorar ia . )

D (No reportable income.)O N E non-investment

D A T E

1.2010

2.

3.

4.

S O U R C E A N D T Y P E

OneW est Bank - sa la ry

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.

(Includes those to spouse a nd dependent children; see pp. 25 -27 of filing instructions.)

N O N E (No reportable reimbursements.)

SO U RC E D A T E S LO C A T IO N

I.

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED




of 9

N a m e o f P e r so n Repor t ing

G e e , D o l l y M .

Date of I~eport

08/I 3/2011

V . G I F T S . ( I n c l u d e s those to spouse and dependent children; see pp. 28-3 1 of filing instructions.)

N O N E (N o reportable gi f ts . )

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

V A L U E

V I . L I A B I L I T I E S . a n d u d e ~ t h o s e o y ~ p o . ~ e u n d dependent children; see p p . 3 2 - 3 3 o f f i l i n g instructions.)

N O N E (No reportable l iabil ities .)

CRED1TOR DESCRIPTION

1.

2.

3.

4.

5.

VALUECODE




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N a m e o f P e r s o n R e p o r t in g

Gee, Dol ly M.

D a t e o f Report

08/I 3/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - in c ~ m e ~ ’ ~ a l u e ~ t r a n s a c t i ~ n s a n c ~ u d e s t h ~ s e ~ f s p ~ u s ~ a n d d e p e n d e n t c h i ~ d r ¢ n ; s e e p p ~ 3 4 - 6 ~ f ~ i n g i n s tr u c t i ~ n s ~ )

NONE (No reportable income, assets, or transactions.)

A. B. C. D.

D e sc rip tio n o f A sse ts In c o m e d u rin g Gross value at end Transact i ons dur ing r epo r t ing pe r iod

( in c lu d in g tru s t a sse ts ) r ep o rtin g p e r io d o f r e p o r t i n g p e r i o d

Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e Type (e.g., D ate Value [ Ga i n Iden t i t y of

exempt from prior disclosure Code I div . , ren t , C o d e 2 M eth o d buy, se l l , m n ’ f f d d / y y C o d e 2 C o d e 1 buye r / se l l e r

( A - H ) or in t . ) (J -P ) C o d e 3 re d e m p tio n ) (J- P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r ansac t ion )

1 . Bank o f America accoun t s A I n t e r e s t

2. Citiban k (IRA) (CD) A I n t e r e s t

3. Citibank a ccounts A I n t e r e s t

4. E’Trade Financial accounts B I n t e r e s t

5. OneWest B ank accoun t s C I n t e r e s t

6. U.S. Bank (form erly Downey Savings) (Y)

7. Wach ov i a Bank a ccoun t A I n t e r e s t

8. Ally Bank accoun t B I n t e r e s t

9. ING Direct Accounts (X ) B I n t e r e s t

1 0 . Brokerage Account #1

1 1 . -Citibank M arket-Linked Account A I n t e r e s t

1 2 . Brokerage Account #2

1 3 . - A A P L C o m m o n S to c k ( Y )

1 4 . -StatOilHyd ro ASA Common Stock A Dividend

1 5 . -Vanguared High Yie ld Munic ipa l Bond B Dividend

Fund

1 6 . Citigroup Comm on Stock A Dividend

J T

J T

M T

L T

N T

M

L

J

L

J

T

T

T

T

T

Closed 06/05/10 K A

1 7 . Brok e ra ge A c c oun t # 3 (Y )

1. Income Gain Codes: A =$ 1,000 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000

( See C ol um ns BI and I M) F -$50,001 - $ I00.000 G =$100,001 - $1,090,0~9~ H I = $ l, 0O ~ ,0 01 - $ 5. 00 0, 00 0 H 2 = M o re t ha n $ 5. 00 0, 00 0

2. Va lue Codes J = $15.000 or less K - $15,001 - $50,000 L -$50,001 - $100.000 M =$ 100.001 - $250,000

( See C ol um ns C I and D3 ) N =$250,091 - $500.000 O = $500.001 - $1,000,000 PI =$1,000.001 - $5,000.0~0 P2 =$5,000,001 - $25,000.000

P3 =$25.000.001 - $50.000.000 P4 =M ore than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost {Real Eslale Only) S =Assessmen t T =Cash Mark e t

t See C ol um n C 2 ) U =Book Va lue V -O t her W =Est ima ted

E =$15.001 - $50,000




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N a m e o f P e r s o n R e p o r t in g

Gee, Dol ly M.

D a t e o f R e p o r t

08/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionsO

N O N E (No reportable income, assets, or transactions.)

D e sc rip tio n o f A sse ts In c o m e d u rin g

( i n c lu d i n g t r u s t asse ts ) r ep o rtin g p e r io d

(I) (2)

Place "(X)" after each a s s e t Amou n t Type (g.,

exem p t from prior disclosure Code I div . , ren t ,

( A - H ) or in t . )

G ross v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(1) (2)

V a lu e V a lu e

C o d e 2 M e t h o d

(J -P ) C o d e 3

( Q - W )

( l)Type (e.g.,

buy, se l l ,

r e d e mp t i on )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

D a t e V a l u e G a i n

mm/dd/yy C o d e2 Code I

(J-P) (A-H)

(5 )

I d e n t i t y o f

buyer/seller

(if private

t r a n s a c t i o n )

1 8 . Brokerage Account #4 (Y)

1 9 . Brokerage Account #5 (401 (k) )

20 . -ABA Retirement Stable Asset Return Fund A I n t e r e s t T

21 . -ABA Retirement Ba lanced Fund None J T

22 . -ABA Retirement Intermediate B ond Fund None J T

23 .

24 .

25 .

26 .

27 .

28.

29.

30.

31 .

32.

33.

-ABA Retirement Large Cap Equity Fund None K T

-ABA Retirement All Cap Index Equity None K T

Fund

-AB A Retirem ent Sm a ll-M id Ca p Equ ity None J T

Fund

-ABA Retirement Small Cap Index Equity None J T

Fund

-AB A Retirem ent Interna tiona l All Ca p None J T

Equity Fund

-State Street Global Mkt M oney Mkt Fund A I n t e r e s t J T

-Ariel Appreciation Mid-Cap Blend Mutual A DividendFund

-Bridgewa y Ultra Small Co. Mkt Fund A Dividend J

-Dodge & Cox Int’l Stock Fund A Dividend J

-Fairholme Mu tual Fund A Dividend J

-Federated Prudent Bear Fund None J

34. -Forester Value Mutual Fund A Dividend J

I. Incom e G ain C odes : A = $1,000 o r less B = $1,001 - $2,500 C = $2,501 - $5,000 D =$5.0OI - $15,000

ISee Co lumns B I and IM) F = $50,0~ 1 - $100,00~ G =$100.001 - $1.0(~ .000 H I = $ 1, 0O O .0 01 - $ 5. 00 ~. 00 0 H 2 = M o re th an $ 5. 0~ 0. 0O O

2. Va lue Codes J =$15.0~O or less K = $15,001 - $50,000 L =$50.001 - $1

(S ee C olum ns C 1 and D 3) N -$250.001 - $500,000 O -$500.001 = $1,000.000 PI =$1.000,001 - $5.000.000 P2 =$5.000,001 - $25.1)00.000

P3 =$25,000.001 - $50.000,000 P4 =M ore than $50,000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Eslate O nl y) S =As: ,.essment T = C a s h M a r k et

[Sec C ol um n C 2 ) U =Book Va lue V -Othe r W =Esl ima ted

E =$15,1~1 - $50,0OO




of 9 Ia m e o f P e r s o n R e p o r t in g

Gee, Doll)’ 51.


08/I 3/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , ’ a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)


A.B. C.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at en d

( i nc luding t r u s t a s s e t s ) r epo r t ing pe r iod o f r e p o r t i n g p e r i o d

0) (2) (l) (2)

Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e

exempt from prior disclosure Code I div . , ren t , C o d e 2 M e t h o d

( A - H ) or in t . ) (J-P) C o d e 3

( Q - W )

(1 )Type (e.g.

buy , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

D a t e V a lu e G a i n

m rrd dd /y y C od e 2 Code 1

( J - P ) (A-H)

( 5 )

I d e n t i t y o f

buyer / se l l e r

( i f p r i v a t e

t r ansac t ion )

35. - ING Corpora te Leaders Trust Series B A Dividend J TMut ua l Fund

36. -Meridian Growth Fund None J T

37 . -Tamarack Enterprise Small Blend Mu tual None

Fund

38 . -US W orld Precious Minerals Fund A Dividend J T

39. -Vanguard Star Mutual Fund A Dividend

40 . -Vanguard H igh Yie ld Munic ipa l Bond A DividendFund

41 . -San Juan B asin Royalty Trust A Dividend

42 . -A APL Comm on S t oc k (Y)

4 3. - B an k o fA m er ic a c om m o n s t oc k A Dividend

J

J

J

T

T

T

Sold 03/23/10 J A

44 . -Baytex Energy Trust Common Stock A Dividend

45 . -GE Comm on Stock A Dividend

K

J

T

T

46. -HomeDepot Common Stock A Dividend

4 7 . - In t el Co r p. Co m m o n St o ck A Dividend

48 . -Ishares Inc. MSCI Japan Index Fund A Dividend

49. -MSFT Comm on Stock A Dividend

J

J

J

J

T

T

T

T

50. -Sta tO i l Hydro ASA Common Stock

51 . - J A V A C o m m o n S to c k (Y )

Dividend T

I . Income Ga in Codes : A =$ 1,000 or less B = $1.001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000

( S e e C o l u m n s B I a n d IM ) F = $50,001 - $100,000 G =$100.001 - $1,000.000 HI =$ I ,~ O,001 - $5,000.000 H2 More than $5,000,000

2. V alue C odes J = $15,000 or less K -$15,001 - $50,000 L = $ 5 0 , 0 0 1 - $ 1 1 3 0 , 0 0 0 M =$ 100,001 - $250,000

( S e e C o l u m n s C I and D3) N =$250.001 - $509,000 O = $500.001 - $ I ,! )00,009 PI =$1,000.001 - $5,000,000 P2 =$5.000,001 * $25.000.000

P3 =$25,000,001 - $50.0<)0.000 P4 =M ore than $50,000.000

3. Value M ethod C odes Q = A pp r’ai~ l R =Cost {Real Estate Only) S =Asscs: ,mcnt T =Cash Mark e t

{See Co lumn C2) U =Book Va lue V =Other W =Es l tma tcd

E =$15,001 - $50,000




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N a m e o f P e r s o n R e p o r ti n g

Gee, Dol ly M .


08/I 3 / 201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


Description of Assets Income during

(including trust asse ts) repotting period

(i) (2)

Place "(X)" after each asset Amount Type (e.g.,

exempt from prior disclosure Code I div., rent,

( A - H ) o r i n t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(l) (2)

V a lu e V a lu e

C o d e 2 M e t h o d

(J - P ) C o d e 3

( Q - W )

O)Type (g.,

buy, se l l ,

r e d e m p t i o n )

Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3} (4)

D a t e Value Gain

m m /dd /y y C od e 2 Code 1

( J - P ) ( A - H )

( 5 )I d e n t i t y o f

buyer /se l le r

( i f p r i v a t e

t r ansac l ion )

52 .

53 .

54 .

-Ridgeworth U.S. Gov’t Securities B ond

Fund IX)

Brokerage Account #6 (401 (k))

-Janus Growth & Income Fund

Dividend

Dividend

T

Sold 08~0/10 L A

55 . -Fidel ity Income Fund

56. Brokerage Account #7 (401(k) )

57 . -PIMCO Total Return Bond Fund IX)

58 . -Principal Financial Group Life Cycle

Retirement Fund (Y)

B Int./Div.

A Dividend

N

L T

I . Income Ga in Codes : A = $1,000 o r less B = $1,001 - $2.500 C = $2,501 - $5,000 D =$5,0~1 - $15,000

(See Co lumns B I and IM ) F =$ 5 0.001 - $ 100.000 G=

$100.001 - $1.000.000 H I =$ 1.000.001 - $5.000.000 H2 =More than $5.000.000

2. Va lue Codes J =$15.0~O or less K= $15.001 - $50.000 L =$ 50,001 - $ 100,000 M =$ 100,001 - $250,000

(See Co lumns C I and D3) N=

$250.1901 - $500.000 O -$500.001 - $ 1,000.000 P I =$1.000,001 - $5,000.000 P2 =$5,000.001 - $25.000.000

P3 -$25,000.001 o $50.000.000 P4 -More than $50.000.000

3. Value Method Codc~ Q =Appraisal R =Cosl (Real Eslale Onl)) S =Assessmen t T =Cash Mark e t

I See C ol um n C 2 ) U =Book Va lue V O t h e r W =Esl ima ted

E =$15.0~1 - $50,00~




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N a m e o f P e r so n R e p o r t i n g

G e e , D o l ly 51 .

Date of Report

08/13/2011

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indlcate part of report.)

In Pa r t VI I o f my Nom ina t ion Repor t , da ted Aug us t 10 , 2009, I m is iden t i fied a m utua l fund a t l ine 73 a s the Fide l ity M oney M arke t Fund . The cor r ec t name i s

Fidelity Income Fund and that is reflected in the current report a t l ine 55.




Pa ge 9 o f 9

Name of Person Repo rt ing

Gee , Doi ly M.

Date of Repor t

08/13/201 I

IX. CERTIFICATION.

I c e r t if y t ha t a l l in fo r m a t i o n g i v e n a bo v e ( i n c l u d i n g i n fo r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t he be s t o f m y k n o ~ v l e d g e a n d b e l i e f, a n d t ha t a n y i n fo r m a t i o n n o t r e p o r t e d wa s w i t hhe ld be c a u s e i t m e t a p p l i c a b le s t a t u to r yp r o v i s io n s p e r m i t ti n g n o n -d i s c l o su r e .

I f u r th e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signa tur e: S/Dolly M. Gee

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F I ES O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

C om m i t tee on F inanc ia l D i sc losu reA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSuite 2-301

O n e C o l u m b u s C i r c le , N .E .W a sh ing ton , D . C . 20 5 4 4

Dolly M Gee Financial Disclosure Report for Gee, Dolly M

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