DOE Office of Science (SC) Office of High Energy Physics (HEP ...
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OFFICE OF
SCIENCE
DOEOfficeofScience(SC)OfficeofHighEnergyPhysics(HEP)
CosmicFron9erExperimentalProgram
ICHEPMee9ngChicago,IL4August2016
CosmicFron9erProgramManagers:KathyTurner(Presenter)AnwarBhaO(IPA),EricLinder(IPA),MichaelSalamon
OFFICE OF
SCIENCE
1
HEPPresenta+ons
2 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
ThistalkwillemphasizetheCosmicFron9erprogramwithinthebroadercontextoftheoverallHEPprogram
àThereismuchmoreinforma9onintheseslidethanIhave9mesowillconcentrateonthepriorityinforma9on;restisforlaterreference.
OtherHEPTalks:EnergyFron9er Aug.4DOE/HEPCivicsPresenta9on Aug.5IntensityFron9er Aug.5HEPTheory Aug.5DetectorR&D Aug.6DOE/HEPGeneralPresenta9ons Aug.10
• SC,HEPProgram,Guidance&Planning• BUDGETS• COSMICFRONTIERPROGRAMDETAILS• RESEARCHPROGRAMMODEL&SUPPORTCONSIDERATIONS
• FUNDINGOPPORTUNITIES• GRANTSPROCESS&RESULTS
Outline
3 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
SC,HEPPROGRAM,GUIDANCE&PLANNING
HEPProgramMission…istounderstandhowtheuniverseworksatitsmostfundamentallevel:• Discoverthemostelementarycons9tuentsofma_erandenergy• Probetheinterac9onsbeenthem• Explorethebasicnatureofspaceand9me
SCàHEPProgramMission
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OfficeofScienceàpartofa“Mission”Agency(HEP1of6Office)• Providesscienceleadership&supporttoenablesignificantadvancesinspecificareas• Strategicplanningprocesswithcommunityinputtodevelopsciencedriversandaspecificporcoliooffacili9es&experiments
• LaboratorySystemwithcomprehensiveresources&infrastructuretobuild&operatefacili+es&projectstocarryoutprogram.
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
HEPfulfillsitsmissionby–Developprogramthatfollowsthestrategicplan• Buildingprojectsthatenablediscoveryscience• Opera+ngfacili+estoprovidethecapabili+esfordiscoveryscience• Suppor+ngaresearchprogramtoproducediscoveryscienceèSupportscien+ficcollabora+onstopar+cipateinallphasesofexperimentinordertoproducethebestpossiblescienceresults.Partnerships–Interagency&Interna+onalpartnershipsmaximizescience.– NSF,NASA,DOE–regulardiscussionsaboutplanning,overlaps,issues– Country-levelagreementstoallowsciencepartnershipstomoveforward.
SC,HEPPROGRAM,GUIDANCE&PLANNING
Glen Crawford, DirectorJanice HannanChristie Ashton
David BogleyJasmine Shannon (Contractor)
Energy FrontierAbid Patwa
James Stone (IPA)
James Siegrist, DirectorSherry Pepper-Roby, Administrative Specialist
Michael Cooke
Office of High Energy PhysicsHEP Budget and Planning
Erin CruzMichelle Bandy
Alan Stone
June 2016
Research & Technology Division
Mike Procario, DirectorVera Bibbs
Facilities Division
International Agreements ProgramMichael Salamon
HEP OperationsKathy Yarmas
HEP ConnectionsLali Chatterjee
Physics Research Research Technology
Intensity FrontierGlen Crawford (Acting)
Cosmic FrontierKathy Turner
Michael SalamonAnwar Bhatti (IPA)Eric Linder (IPA)
Theoretical PhysicsSimona Rolli
William Kilgore (Detailee)
Computational HEPLali Chatterjee
General Accelerator R&DL.K. Len
John BogerEric Colby
Ken Marken
Detector R&D
Helmut Marsiske
SBIR/STTRKen Marken
Facility Operations Facilities Development
Fermilab ComplexJohn Kogut
LHC OperationsAbid Patwa
Simona Rolli
Other Operations[SLAC/Other Labs]
John Kogut
Instrumentation& Major Systems
LARPBruce Strauss
Muon Accelerator (MAP)Bruce Strauss
NOvA – Ted LavineMicroBooNE – Ted Lavine
Mu2e – Ted LavineMuon g-2 – Ted Lavine
LBNF – Bill Wisniewski (Detailee)PIP-II – Steve Peggs (Detailee)
APUL – Bruce StraussCMS Upgrade – Simona Rolli
ATLAS Upgrade – Simona RolliBelle-II – Mike Procario
LSSTcam – Helmut MarsiskeDESI – Kathy Turner
LZ – Ted LavineSuperCDMS-SNOLAB – Simona Rolli
Accelerator StewardshipEric Colby
FACApanels&subpanelsprovideofficialadvice:• HighEnergyPhysicsAdvisoryPanel(HEPAP)
– JointlycharteredbyDOEandNSFtoadvisebothagencies• Providestheprimaryadvicefortheprogram
– Subpanelsfordetailedstudies(e.g.Par+cleAstrophysicsScienceAssessmentGroup“PASAG”in2009,Par9clePhysicsProjectPriori9za9onPanel(“P5”)in2008,2014
• AstronomyandAstrophysicsAdvisoryCommi_ee(AAAC)– AdvisesDOE,NASA,andNSFonselectedissuesinastronomy&astrophysicsofoverlap,mutual
interestandconcernFormalAdviceAlsoProvidedby:• Na9onalAcademyofSciences(NAS)
– EstablishedbyCongressin1863toadvisethegovernmentontheartsandsciences– Reports:NewWorldsNewHorizons(2010),“mid-decadereview”inastronomy/astrophysicsreportimminent
– Ongoing:BoardonPhysics&Astronomy(BPA),CommiaeeonAstronomy&Astrophysics(CAA)Other:• Communitysciencestudiesandinput(e.g.Snowmass,DarkEnergyTaskForce,DPFinput).• CMB-S4ConceptDesignTeam(CDT)beingformed(morelater)
HEPProgramGuidance
7 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
2014P5strategicplan:EnablingtheNextDiscoveryP5planisacompelling,unified,globalvisionforHEP:à5IntertwinedSciencedriversmo9vatetheprogrampriori9es• UsetheHiggsbosonasanewtoolfordiscovery• Pursuethephysicsassociatedwithneutrinomass• Iden+fythenewphysicsofdarkmaaer• Understandcosmicaccelera+on:darkenergyandinfla+on• Exploretheunknown:newpar+cles,interac+ons,andphysicalprinciples
8 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
DOE execution of the P5 strategy requires navigating many factors, including: § Balancing scope of HEP program: projects,
operations, research § U.S. budget formulation and execution § Coordination among U.S. and international
partners
ResearchFron9ers–HEPmanagesprogramaccordingtoexperimentaltechnique§ Cosmic,Energy,IntensityFron9ers;alsoTheory,DetectorR&D&AcceleratorR&Dsubprograms
P5 strategic plan: 5 science drivers
• DarkEnergy– CompleteLSSTasplanned– BuildDESIasamajorstepforwardindarkenergyscience
• DarkMa_er– Proceedimmediatelywithabroadsecond-genera+on(G2)darkmaaerdirectdetec+onprogram(DM-G2)withcapabili+esdescribedinthetext
• Investinthisprogramatalevelsignificantlyabovethatcalledforinthe2012jointagencyannouncementofopportunity
– Supportoneormorethird-genera+on(G3)directdetec+onexperiments• GuideG3bytheresultsofthepreceding(G1,G2)searches• Seekagloballycomplementaryprogramandincreasedinterna+onalpartnershipinG3
experiments(DM-G3ProjectisintheP5planinlaterpartoftheir10yearplan)• CosmicMicrowaveBackground(CMB)
– SupportCMBexperimentsaspartofthecorepar+clephysicsprogram– Themul+disciplinarynatureofthesciencewarrantscon+nuedmul+-agencysupport
(CMB-S4ProjectisintheP5plan,star+ngaboutmid-waythroughtheir10yearplan)• CosmicRaysandGammaRays
– InvestinCTAonlyifthecri+calNSFAstronomyfundingcanbeobtained• CTAhasabroadsciencereachthattranscendsfields,withthedarkmaaerdetec+oncapabili+esofdirect
importancetopar+clephysics;UsingP5Criteria,ade-scopedUScomponentshouldbesharedbyNSF-AST,NSF-PHYandDOE.
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May2014P5StrategicPlanRecommenda9ons-CosmicFron9er
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
Dark Matter
Explore the Unknown
Cosmic Acceleration
Neutrino Mass
P5Report–Program&ProjectCriteriaHEPusesP5criteriatodeveloptheprogramanddeterminewhichprojects,andatwhatlevel,toinvestin.ThecriteriacanalsobeappliedtoResearchefforts.•Programop9miza9oncriteria–Science:basedontheDrivers,assesswherewewanttogoandhowtogetthere,withaporiolioofthemostpromisingapproaches.–Interna9onalcontext:pursuethemostimportantopportuni+eswherevertheyare,andhostworld-leadingfacili+esthataaracttheworldwidescien+ficcommunity;duplica+onshouldonlyoccurwhensignificantvalueisaddedorwhencompe++onhelpspropelthefieldinimportantdirec+ons.–Sustainedproduc9vity:maintainastreamofscienceresultswhileinves+nginfuturecapabili+es,whichimpliesabalanceofprojectsizes;maintainanddevelopcri+caltechnicalandscien+ficexper+seandinfrastructuretoenablefuturediscoveries.•Individualprojectcriteria–Science:howtheprojectaddresseskeyques+onsinpar+clephysics,thesizeandrelevanceofthediscoveryreach,howtheexperimentmightchangethedirec+onofthefield,andthevalueofnullresults.–Timing:whentheprojectisneeded,andhowitfitsintothelargerpicture.–Uniqueness:whattheexperimentaddsthatisuniqueand/ordefini+ve,andwhereitmightlead.Considerthealterna+ves.–Costvs.value:thescopeshouldbewelldefinedandmatchthephysicscase.Formul+disciplinary/agencyprojects,distribu+onofsupportshouldmatchthedistribu+onofscience.–Historyanddependencies:previouspriori+za+on,exis+ngcommitments,andtheimpactsofchangesindirec+on.–Feasibility:considerthemaintechnical,cost,andschedulerisksoftheproposedproject.–Roles:U.S.par+clephysicsleadership
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 10
BUDGETS
ThreeFiscalYear(FY)budgetsbeingworkedonatanygiven9me1. CurrentFiscalYearbeingExecuted(FY;October1–September30)2. FY+1:WhiteHouse’sOfficeofManagementandBudget(OMB)reviewandCongressional
Appropria+onPresidentRequests:usingstrategicplans,advisorypanels,projectperformance,Agency
management,planning,WhiteHousefundingavailability,policies,priori+esBut…Congress“holdsthepurse”&makesappropria9ons
3. FY+2:Agencyinternalplanning
TheU.S.FederalBudgetCycle
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FY2016 SpendtheFiscalYearBudget
FY2017 OMBReview
BudgetRelease
CongressionalBudgetand
Appropria9ons
SpendtheFiscalYearBudget
FY2018 DOEInternalPlanningwithOMBandOSTPGuidanceOMBReview
BudgetRelease
CongressionalBudgetand
Appropria9ons
SpendtheFiscalYearBudget
Oct Nov Dec Jan FebMar AprMay Jun Jul Aug Sep Oct Nov Dec Jan FebMar AprMay Jun Jul Aug Sep Oct Nov Dec Jan FebMar AprMay Jun Jul Aug Sep
2015 2016 2017 2018You are here
*** If Congress doesn’t pass a budget by the FY start, need a “Continuing Resolution” to avoid Government shutdown; funding planned at previous FY levels.
TheenactedFY16HEPBudgetof$795MwasabovetheRequest&squarelyinP5ScenarioB.
FY17President’sRequestforHEP($818M)aimstocon9nuethesuccessfulP5implementa9on:• Inves+nginporiolioofhigh-priorityprojectsatthesmall,medium,andlargecostscales• Requestiscarefullybalancedbetweensupportforprojects($212M),facilityopera+ons($252M),and
scien+ficresearch($354M)inordertoproducescien+ficresultswhile“buildingfordiscovery”
TheRequestreflectsthewaythatimplemen9ngtheP5strategyhasevolvedastheU.S.andinterna9onalcommunityhasadoptedandrespondedtoit
– LHC(includingupgrades)iss+llthehighestnear-termHEPpriority– LBNF/DUNEhasbeenreconfiguredandisgaininginterna+onalsupportmuchmorerapidlythan
an+cipatedintheP5strategy– U.S.Administra+onandCongressstronglysupportestablishingLBNF/DUNEasthefirstU.S.-hosted
interna+onalsciencefacility
TheRequestpresentsanopportunitytoadvancetheP5strategyonashorter9mescalethroughaddi9onalfunding:“ScenarioB+”
– HL-LHCacceleratoranddetectorupgradesperCERNschedule– SupportallotherprojectsinP5’sScenarioB– MaintainbalancebetweenResearch,Opera+ons,andProjects– Addi+onalfundingbeyondtheabovepriori+eswouldsupportaccelera+ngtheimplementa+onof
LBNF/DUNE
HEPBudgetStrategy
13 HEP Program Status
§ CosmicFron9er:Advanceleadershipeffortsinthedarkma_er,darkenergyprograms– Fabrica+onfundingramp-upinFY17supportskeyP5recommendedCosmicFron+er
projects:LSSTcam,DESI,SuperCDMS-SNOLab,LZ– BelowMIEprojects,ADMX-G2&SPT-3G,star+ngopera+ons– Planningeffortsforthefuture:CMB-S4,smallR&DeffortsonDM-G3
§ EnergyFron9er:Con9nuetosupportleadershiprolesinthesuccessfulLHCprogram
– Ini+al(Phase-1)LHCdetectorupgradeprojectfundingcompletesinFY17– DevelopTDRsforHighLuminosity(HL)-LHCexperiments;CD-0April2016– Con+nueR&D/prototypingtowardsHL-LHCaccelerator;CD-0April2016– Con+nueleadershiproleinLHCdiscoveriesbyremainingac+velyengagedinLHCopera+onsanddataanalysis
§ IntensityFron9er:Solidifyinterna9onalpartnershipsforU.S.-hostedLBNF/DUNE– RapidprogressonLBNF/DUNEhasaaractedaaen+onfrominterestedinterna+onalpartnersandFY17investments
insiteprepara+onandcavernexcava+onaimtosolidifyinterna+onalpartnerships– Fermilabwillcon+nueimprovementstoacceleratorcomplexwhileservinghigh-intensityneutrinobeamstoshort-
andlong-baselineexperiments,enablingfullu+liza+onoftheFNALfacili+es
§ Theore9calPhysics:Supportavibrantprogramthatplaysessen9alrolesinallareas– Interpre+ngresultsfromcurrentexperiments,mo+va+ngfutureexperiments,andpursuingthedeepestques+ons
aboutthefounda+onsofpar+clephysics
HEPBudgetPlanningforFY17:Giventhecurrentpoli9calclimate,weexpectaCRforatleastpartofFY2017andareplanningaccordingly.
HEPFY2017Budget:ResearchPriori+es
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• SignificantdipinFY13fromCongressionalsequestra9on• FY15requestdevelopedpriortoP5reportrelease
OverallHEPBudgetTrend
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House mark $823M
Senate mark $833M All funding shown in “then-year” U.S. dollars
• HEPmustcoordinateProjects,Facili9es/Opera9ons,andResearcheffortstosucceedinitsmission• Recently,tradingResearchforProjectinvestments• Research:
– CarefullyplanningtheResearchprogramtomaximizescienceimpactsenabledbytheP5strategy– SupportisflatintheFY17President’sBudgetRequest
HEPBudgetTrendbyCategory
16 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
COSMICFRONTIER:PROGRAMDETAILS
Research at the Cosmic Frontier àThrough ground-based telescopes, space missions, and deep underground detectors, research at the cosmic frontier aims to explore dark energy and dark matter, which together comprise approximately 95% of the universe.
Program Priority Areas: • Study the nature of Dark Energy • Direct Detection searches for Dark Matter
particles • Cosmic-ray & Gamma-ray studies –
particle properties, high energy acceleration mechanisms, indirect searches for dark matter particles
• CMB – Inflationary Epoch, Dark Energy, Neutrino Properties
àIn other HEP programs: Related Theory, Computational efforts, Detector R&D.
Status & Path Forward Ø Continue development of near-term projects recommended by P5 Ø Planning activities to support P5 recommendations later in the decade: CMB-S4, Cosmic
Visions Groups Ø Successfully complete current operating experiments.
CosmicFron9er–DarkEnergyPrecisionmeasurementstodifferen9atebetweenCosmologicalConstantandnewfieldsormodifica9ontoGeneralRela9vity-staged,complementarysuiteofimaging,spectroscopy&supernovasurveysOpera9ng/Completed:– BOSS(spectroscopic)endedFY14;eBOSS(spectroscopic)startedin2015– DES(imaging)started5-yearsurveyinlateFY13;partnerwithNSF-ASTDesign,Fabrica9on:– LargeSynop0cSurveyTelescope(LSST,StageIVimaging)
• HEPandNSF-AST(leadagency)partnership;HEPresponsiblefortheLSSTcamera(SLAC)• LSSTcamfabrica+onstartedFY14,CD-3(fullfabrica+onapproved)Aug.2015,• LSSTProjectStatusreviewAug2016• LSSTFacilityOpera+onsphaseplanningstarted• LSSTDarkEnergyScienceCollabora+on(DESC)Opera+onsbeingplanned.
– DarkEnergySpectroscopicInstrument(DESI,StageIVspectroscopic)• “HEPexperiment”withLBNLmanaging
o buildDESIinstrumenta+on&datamanagementsystemforuseonMayalltelescope• HEPcoordina+ngwithNSF-ASTtouse(“lease”)theMayalltelescope;o HEPpar+alsupportinFY16-18;fullsupportfordarkenergyopera+onsstar+nginFY19
• CD-3(fullfabrica+onapproved)June2016• PlanningforMayallshutdown,readyforDESI1QFY18&FullOpera+onsstar+ngearlyFY20
19 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
àLearntheiden9tyandnatureofDarkMa_erwithstagedprogramofexperimentswithmul9pletechnologies&methods
Opera9ng:DM-Genera+on1(DM-G1):ADMX-II,LUX,CDMS-Soudan,DarkSide-50,COUPP/PICO,DAMIC–comple+ngopera+onseffortsbyFY2016
Design,Fabrica9on:--Progresscon+nuesonDM-G2’sselectedbyHEP&NSF-PHYinJuly2014o ADMX-G2axionsearchatU.Wash.(HEP);opera+onsstar+ng,reviewSept.
2016o LZatHomestakeMineinSouthDakota(HEP,LBNLprojectoffice)- WIMPdarkmaaersearchthroughdualphaseliquidXe–highermassrange
• Fabrica+onstart(CD-1/3a)inFY15;CD-2approvalplannedAug.2016o SuperCDMS-SNOLabatSudburyNeutrinoObservatoryinCanada- WIMPsearchusingcryogenicsolid-statecrystals–lowermassrange- HEP+NSF-PHYpartnership,SLACProjectOffice
• CD-1approvalinDec.2015;StatusreviewJuly2016
HEPplansforfuture(P5)Ø HEPconcentra+ngongeungtheDM-G2experiment(s)successfullystartedØ LimitedR&DsupportplannedinFY17+forop+mizingDM-G2science&
con+nuingfocusedtechnologystudiesneededforthefuture
CosmicFron9er:DirectDetec9onDarkMa_er(DDDM)
LUX
20 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
CDMS
21 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
South Pole Telescope (SPT) and BICEP/Keck Array
In Atacama: CLASS, ACT, PolarBear/Simons Gaininsightintoinfla9onaryepochatthebeginningoftheuniverse,darkenergy&neutrinoproper9esbystudyingoldestvisiblelight.Fabrica9on:SPT-3G–HEPprovidedsupporttowardsmajorupgradeofthecameratogreatlyincreasesensi9vity;Opsstar9ngearly2017
AsrecommendedbyP5,HEPisplanningtopar9cipateinaCMBStage4• WorkingwithNSFtocoordinateplanningandapathforward
– HEPwillcoordinateeffortswithinHEPprogramandconsiderpossibleroles;HEPlabsalreadyinvolvedinR&D
CosmicFron9er:CMB
èCMB-S4Community-basedCollabora9onbringingtogethergroundbasedcommunitytoplanfuture- No9onalarrayofseveraltelescopesinChile&SouthPolewithontheorderof0.5Mdetectors- Technologyready,butneedsscale-upofdetectorfabrica9on,tes9ng,andreadoutCMB-S4Collabora0ondraxScienceBook:h_ps://cosmo.uchicago.edu/CMB-S4workshops/index.php/Main_PageDOE/HEPandNSF(PHY,AST,Polar)recentlysentacallouttothecommunitytoapplytobeamemberoftheCMB-S4ConceptDefini9onTeam- MessagesweresenttotheCMB-S4Collabora9onandHEPLabmanagement- Thiswillbeasmallteamtohelpdevelopconceptsandop9onsforaCMB-S4project
CosmicFron9er–Cosmic-ray,Gamma-rayAMS on the International
Space Station
HAWC full operating array
Useground-basedarrays,spacetelescopes,andanexperimentontheInterna9onalSpaceSta9ontoperformindirectsearchesfordarkma_er,fundamentalphysicsàSignificantinter-agency&interna9onalpartnershipsOpera9ng/Analysis:• Fermi/GLAST(w/NASA)
– HEPpar+cipa+onincoordina+onwithNASA;HEPissuppor+ngtheLargeAreaTelescopeInstrumentScienceOpsCenteratSLAC
• VERITAS(w/NSF)– HEPopera+onssupportcompleted;finalizingHEP-supported
analysis• Auger(w/NSF-PHY)
– HEPpar+cipa+oninopera+ons&researchrampingdowninFY16;nopar+cipa+onplannedonupgrade
• AMS(w/NASA)– opera+onscon+nuing
• HAWC(w/NSF)– 5yearHEP-supportedopera+onsstartedearly2015
VERITAS in Sonoran desert Arizona
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 22
CosmicVisions(CV)Groups–lookingtowardsthefuture
23 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
FollowingP5,HEPLabs&Communityareredirec9ngprogramstoalignwithP5priori9es
HEPhasstarted“CosmicVisions(CV)”groupsinseveralareas• Allowsinterac+onswithsmallHEPcommunitygroups(~monthly)asa2-waylineofcommunica+onforHEP-fundedefforts.
NOTE:Ofcourse,anyHEP-fundedR&D/technologyplansneedtobeinthecontextofthelargernon-HEPandglobalcommunity(soasnottoduplicateeffortsorgooffindirec+onsthatdon’tmakesense)CV-CMBCoordinateHEPtechnologyR&DandothereffortsforfutureCMB-S4planning
Eric Linder looking for the future in the Atacama
CV-DEInves+gatefuturedirec+onsfollowingtheendofconstruc+onofDESIandLSST;tocomplement,buildonorextendtheseexperimentsininves+ga+ngthephysicsofdarkenergy.CV-DM(DarkMa_erDirectDetec9on)Coordinateandinves+gateHEPtechnologyR&Dtoop+mizesciencefromDM-G2experimentsandforfutureDM-G3planning
Cosmic Frontier Budget History – details
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 24
FY14 FY15 FY15 FY16 FY16 FY17in$K Actual PRB Actual PRB Current PRB
Research All 52,712 45,435 48,779 50,079 47,180 46,991Research Grants 13,157 11,422 11,773 12,565 12,705 11,607Research Labs 39,555 34,013 37,006 37,514 34,475 35,384ExpOpera9ons 10,357 7,238 9,185 7,120 10,274 8,925Projects All 30,660 41,000 46,403 58,701 67,780 70,200Projects MIE 22,900 41,000 44,178 57,100 64,600 69,500Projects LSSTcamera 22,000 35,000 35,000 40,800 40,800 45,000Projects DM-G2 900 6,000 11,000Projects LZ 3,050 10,500 10,500Projects SuperCDMS-SNOLAB 2,250 3,000 4,000Projects DESI 3,878 5,300 10,300 10,000Projects SmallProjFab 1,025 1,601 2,035 0Projects All 1,601 0Projects ADMX-G2 925 935Projects SPT-3G 100 1,100Projects FutureProjR&D 7,760 0 1,200 0 1,145 700Projects All 700Projects DESI(BigBOSS) 1,100Projects DarkMaZer 5,260 200 1,145Projects SPT-3G 1,400 1,000
TOTAL-Cosmic 93,729 93,673 104,367 115,900 125,234 126,116
RESEARCHPROGRAMMODEL&SUPPORTCONSIDERATIONS
BudgetCategoriesResearchbudgets:- Supportscien9stsonallphasesofanexperiment- BudgetcategoriesforLabsandforUniversi9es
o Supportresearcheffortsdirectlyinlinewithourprogramandprojectpriori+es,responsibili+esandsciencegoals
o Supportsciencecollabora+on(HEPmodel)tocarryouttheexperimentinallphases
26 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 26
Universityresearchissupportedbyacompe99ve,proposal-drivenprocess- GrantsissuedawerpeerreviewofproposalstoFundingOpportunityAnnouncements(FOAs)- Programalignmentisbuiltintoproposalreviewprocess
LaboratoryresearchismissiondrivenandfundedthroughFieldWorkProposals– HEPholdscompara+vereviewsofLabresearchprogramsevery~3years(CosmicFron+erinJuly2016)– ProgramguidancetotheLaboratoriesisprovidedbyHEPwithinputfromavarietyofsources
ProjectSupportbudgets:• Supportsengineers,technicalstaff,compu9ngprofessional,Materials,Equipment• Budgetcategories:
o R&Do Fabrica+on(typicallycalled“Project”phase)o ExperimentalOpera+ons
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Cosmic Frontier – Research Support Priorities, aligned with P5
DarkMa_er:CompleteG1opera+ons&analysis;constructandplanG2experiments,modestfutureR&DDarkEnergy:CompleteBOSSanalysis;DESopera+ons&analysis;constructandplanLSSTandDESICMB:BeginplanningforCMB-S4Cosmic/Gamma-ray:Effortscomple+ngongamma-rayexperiments,Auger,HolometerPriority–tosupportefforttoplanandcarryoutprioritysciencetopicsonourexperiments,i.e.Needtomakesurethescienceitwasdesignedforiscarriedout!• Need to make sure that our experiments are adequately supported before supporting or adding
to research efforts for other programs! • Ensure some room for development of ideas for new projects that are aligned with the science
drivers. • Need to sufficiently support the science collaborations to carryout our project’s design,
fabrication and operations & to plan and carry out data analyses to deliver the best science
Notfundedinourprogram:Supportforgravitywave,planetsearches,HeavyIonsAMO
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 27
CosmicFron9er–ResearchFundingConsidera9ons(Lab&Univ)
Investigators & groups in experimental HEP research frontiers (Energy, Intensity, Cosmic) will review best if they are closely integrated into HEP experiment collaborations and have key roles and responsibilities on those experiments Reviews reflect HEP traditions & P5 Strategic Plan & Criteria. Considerations è• Doestheac+vitydirectlysupport&significantlyadvanceourscience/experimentandpriori+es?• Forexperimentswithbroadscienceprogram,istheeffortareneededtosupportOHEPscience
interests?-Needtoensurethatweareconcentra+ngonthemostimportanteffortsforHEPprogram(e.g.darkenergyonmul+-usefacility).
• Whatarethepriorityeffortsneedednowforapar+cularexperiment?• Willtheeffortmakesignificant/visible/leadershipimpact&contribu+ons?• Whatistheexperience,responsibili+esandcommitment(%+me)oftheresearcher?Willtheyhave
+metomakesignificantcontribu+on?• Willtheysupportthecollabora+onincarryingouttheproject/experiment?• Willtheyworkinthe“HEPmodel”bymakingsignificant,con+nuouscontribu+onstotheexperiment,in
addi+ontotheirowndataanalysis?NOTE:Fundingisn’top+mizedbyfundingsmallfrac+onsoflotsofdifferent people!
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CosmicFron+er:LabResearchSupportLabs:• Havesignificantroles&responsibili+esinmanagingprojectsindesign,fabrica+onand
Opera+onsphases• Alsochargedwithdevelopingnewideas,concepts,R&Dforfuture,technologiesIfthelabisthe“host”foraproject,theymustensuretheycarryoutallprojectfabrica+onphasessuccessfully(throughtheCri+calDecisionprocess),planthetransi+ontoandfullopera+onsphases,andensurethattheprimaryscienceforwhichHEPfundeditiscompleted.LabManagementdevelopsaProgramtocarryouttheLabresponsibili+es- Usingunique,cri+cal,leadershipcapabili+esintermsofpeople&facili+es(notjustfollowingall
possiblethingsthey*could*do)- UsingLabscien+stinput,PACs,HEPstrategicplan,missionanddirec+onsetc.
Labsbalancetheirprogramsintermsofpeopledoingac+vi+esindifferentphasesofanexperiments,intermsofscienceanalysis,neartermandlongertermplanning&technologies.- Scien+ststypicallyhavesignificantroles&responsibili+esonprojectsintheLab’sprogram.LabsubmitsanannualFieldWorkProposaltoHEPtorequestsupport.Labscien+stscanapplyforEarlyCareerawardstogetaddi+onalfundstosupporttheirprogram–needtoplanwellforwhentheawardiscompleted.
29 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 29
CosmicFron+er:Univ.Grants-ResearchSupportCosmicFron9erexperimentalresearchbudgetcovers:• Scien9stsupportforourprogram
• Faculty,researchscien+st,postdoc,graduatestudentsalaries&theirexpenses• Mayincludesmalltechnical,engineering,equipment,etcfortheireffortsintheirlab
Facultysupport§ Typically,thefullresearch+meofthefacultymemberthroughoutthewholeyearissupportedby
providing2monthssummersalaryandsupportforthegroup(students,postdocs,expense).Reducedlevelsofefforttypicallyhavereducedsupport.
ResearchScien9sts(aboveapostdoc,butnotatenure-trackfacultyposi9on)§ Supportmaybeprovidedoncase-by-casebasisonmerits:
§ whethertherolesandresponsibili+esarewell-matchedwithindividualcapabili+esandcannotbefulfilledbyatermposi+on;priori+esintheprogrametc.
What’snotsupportedbyresearchgrants• Anysignificantopera9onsand/orproject-relatedac9vi9es:
– Engineering,Technicians,computerprogramming,otherproject/relatedpersonnelsupport,top-levelprojectmanagement,M&S,majoritemsofequipment,consumablesè ThesearetypicallysupportedthroughthecentralProjectfunding
• Non-HEPrelatedefforts:– e.g.Gravitywaves(LIGO),HeavyIon(RHIC),AMOScience,etc.
30 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 30
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Cosmic Frontier – University grants Working in the program
TypicalHEPresearcher:• Hasanexperimentalprogramthatmayinvolveanalysisononeexperimentwhile
construc+ngthenextexperiment.• Makeslongtermcommitmentstoourexperiment/project/scienceasamemberofthe
collabora+on.• He/shehasspecificcommitments(servicework)&responsibili+esforourprojects/
experimentsthatmayincludeanalyzingdatawithoneexperimentwhileconstruc+ngorplanningthenextone–inaddi+ontothescienceanalysis.Theseresponsibili+esmayevolveover+meastheexperimentprogressesthroughphases.
--Notfundedforonepar+cularstudyorefforthereandthereInyourproposal:• Explainyourlongtermprogram(past3years),howitprogressesover+me&howpiecesfittogether.• Detailsonwhatyou’redoingthenext3years,yourresponsibili+esandefforts,whythey’reimportanttotheproject/experimentandwhythey’reimportantandapriorityNOW.• Explainwhatfrac+onof+meyou’reworkingoneacheffort(whetherornotHEPfunded)
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Cosmic Frontier – University grants Starting a New Effort & Applying for a Grant
Universi9es:Modelforstar9ngtoworkinthefield&getagrant:• Getinvolvedinexperiment/scienceandtakeonresponsibili+esforthecollabora+onandthensubmitproposal.• HaveinvolvementinthecommunitysothatyouarepartoftheHEPcommunity!(e.g.DPFmee+ngs)
• Lotofsciencetopicsmaybeindarkenergyplanorrelatedtodarkenergybutneedtothinkofwhatisthepriority&maineffortsneededandwhichareneedednow!
• Haveresponsibili+esfortheexperiment–notjustyourownsciencesimula+ons&analysis.
• Manypeoplehaveprogramworkingonaseriesofexperiments(e.g.)DESopera+ons/analysiswhilepar+cipa+nginLSSTplanningandconstruc+on.NotallhastobefundedbyHEP!
• Showtrackrecordandhaveresponsibili+esbeforefundingstarts.
• Transi+oningtoanewproject/fieldrequiresalotofworktogetuptospeed.-bestforfacultymembertotakethe+metoreallylearnthefieldandtakeonresponsibilityfirst
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FUNDINGOPPORTUNITIES-GRANTS
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 33
Ongoing:“FY2016Con0nua0onofSolicita0onfortheOfficeofScienceFinancialAssistanceProgram”[DE-FOA-0001414]
• Alsoknownasthe“generaloropenannualDOE/SCsolicita9on”– SC-wideFOAthatinvitesapplica9onsinsupportofworkinanyofsixSCoffices,incl.HEPresearch
• Publishedannually,typicallyatbeginningofFY(October),remainsopenun9lsuccessiveissuance
New:“FY2017ResearchOpportuni0esinHighEnergyPhysics”[DE-FOA-0001604]• Issuedforneworrenewinggrantapplica9ons,evaluatedthroughcompara9vereview(CR)process
– Op9onalbutencouragedLe_erofIntent(LOI)dueAugust23– Finalapplica9onsdueSeptember20
New:“EarlyCareerResearchProgram”[DE-FOA-0001625]• SC-wideinvita9onforjuniorinves9gators(within10-yearspostPhD)fromlabsoruniversi9es
– Earlycareerdevelopmentofoutstandingscien9st’sresearchprogramsinareassupportedbyDOE/SC– Requiredpre-applica9ondueSeptember8,finalapplica9onsdueNov14
ScheduleofDOE/HEP-basedSolicita+ons
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Upcoming:“ResearchOpportuni0esinAcceleratorStewardship”• SpecificallyforacceleratorR&Dwhichpredominantlyimpactsnon-HEPapplica9ons
– LOIwillberequired,resul9nginencourage/discourageresponse– Eligibilitywillincludeacademia,na9onallabs,andindustry
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
• DataManagementPlans(DMPs)– AllResearchproposalstoDOE/SCmusthaveadatamanagementplan
• IncludesHEPcompara+vereview,EarlyCareer• Doesnotincludeconferences,workshops,opera+ons,projects
– Pleasemakesureapplicantsknowthattherequirementforadatamanagementplanwillbestrictlyenforced.AnyresearchthrustinaproposalwithoutaDMPwillbedeclinedwithoutreview.
• AllRenewalproposalswillneedtoalsosubmit“proposalproducts”(essen9allyrecentpublica9onsandotherrecordsofscienceoutcomesfromDOE-supportedresearch)axertheapplica9onissubmi_ed– PIswillbeno+fiedbyPAMSandhave5daystorespond– Wecannotreviewincomingproposalsun+lthisstepiscompleted– Inthefuture,thesewillbecapturedwithyourannualProgressReport,
butduringthetransi+onphase,youwillneedtoenterthemby-hand• AllFOAshavedifferenteligibility,technicalrequirements,page
limits,etc.Readtheinstruc9onscarefully!
RecentFOAChanges
35 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
§ DE-FOA-0001604issuedJuly26,2016§ SixHEPresearchsubprograms
• Energy,Intensity,andCosmicFron9ers• HEPTheory• AcceleratorScienceandTechnologyR&D• DetectorR&D
§ Le_erofIntentdueAugust23,2016by5PMEasternTime• Stronglyencouraged
§ FinalProposaldeadlineSeptember20,2016by5PMEasternTime
FY17HEPComparativeReviewFOAandFAQ
§ Inaddi9ontoinforma9onprovidedinFOA,aFAQisavailableandaddressestopicson:• Registra9onandeligibilityrequirements• Proposaltypesandproposalrequirements• GuidancefornewfacultyandthosewithoutcurrentHEP
grants• GuidanceforPIswithexis9ngHEPgrants• Le_erofIntent• Budgetinforma9onandguidanceonscopeofrequest(s)• Informa9ononoverallscien9ficmeritreviewprocessBoththeFOAandFAQavailableat:h_p://science.energy.gov/
hep/funding-opportuni0es/
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
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FY17EarlyCareer(EC)§ FY17FOA[DE-FOA-0001625;LAB_16-1625]postedJuly28,2016attheECwebsite:
– h_p://science.energy.gov/early-career/§ ReadtheFY17FAQ,alsoavailableontheabovewebsite
§ FeaturesofFY17• PhD’snoearlierthan2006areeligible• Somepopula9onofcandidateswillnolongerbeeligibleduetothe“3-strikesrule”
– MandatoryPre-applica9onrequirement.Twopages.• Deadline:September8,2016by5PMEasternTime• AllinterestedPIsencouragedtoregisterassoonaspossibleinDOE/SCPorcolio
AnalysisandManagementSystem(PAMS)forsubmission[linkprovidedinECwebsite]• Encourage/discouragefeedback:October6,2016
– Fullproposalsdue:November14,2016by5PMEasternTime• Candidatesnormallyhavemorethan3monthstodevelopaplan,writeanarra9ve,
andsubmitanapplica9on
§ Presiden9alEarlyCareerAwardsforScien9stsandEngineers(PECASE)– PECASE-eligiblecandidatesareselectedfromthepoolofEarlyCareerawardees
• h_p://science.energy.gov/about/honors-and-awards/pecase/
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
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§ “Generic”researchthatisnottobecarriedoutaspartofaspecificHEPexperimentalcollabora9onshouldbedirectedtotheHEPTheoryorAccelerator/DetectorR&Dprograms,asappropriate.
§ ReadtheFOAcarefullyandfollowtherequirementsoncontent,length,etc.;• SeveralrequirementsintheFOAaresetfromoutsidetheDOE/HEPoffice,andthereis
li_letonoflexibilitytomodify.Non-compliantproposalssubmi_edtotheFOAwillnotbereviewed.
• Inrecentyears,10-15%ofincomingproposalsaredeclinedwithoutreview.Requirementsthataremostoxenmissedoroverlookedinclude:datamanagementplans,pagelimits,separatebudgetsheets(ifneeded)foreachresearchsubprogramorthrust,andinclusionofPersonallyIden9fiableInforma9on(PII)
KeyItemstoKeepinMind
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GRANTSPROCESS&RESULTS
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Cosmic Frontier – Statistics on Comparative Review Research Grants (Universities)
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FY12 FY13 FY14 FY15 FY16
Cosmic$MrequestY1 $3.3 $7.7 $7.5 $6.8 $7.8Cosmic$MfundedY1 $1.6 $3.4 $4.4w/FFF$3.3w/FFF $4.3Mw/FFFCosmic-proposalcounts
proposals received 11 33 29 27 43proposals reviewed 10 28 28 27 36proposals funded 6 18 19 14 21proposalssuccessrate 60% 64% 68% 52% 58%
CosmicCR-PIcountsPI's received 21 61 40 43 65PI's reviewed 20 54 38 43 55PI's funded 13 27 25 21 25PI's successrate 65% 50% 66% 48% 45%
Funding: • Typically the total of all requests is for ~ twice the funds we have available. • We typically fund the grants at less than their request. • FY16 Cosmic requests $26.5M(for full grant period) and $7.8M for Year1.
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 40
Cosmic Frontier – Statistics on Early Career Awards
FY10 FY11 FY12 FY13 FY14 FY15 FY16
#received-Univ 11 8 12 16 6 7 7#received-Lab 10 4 7 9 7 5 6#funded-Univ 2 1 2 1 1 0 1#funded-Lab 0 2 1 1 0 0 0
Awards (5-year): FY10 Newman (Pitt) Mahapatra (TAMU) FY11 Chou (FNAL) Slosar (BNL) Hall (Maryland) FY12 Mandelbaum (CMU) Padmanabhan (Yale) Carosi (LLNL) FY13 Bolton (Utah) Chang (ANL) FY14 Dahl (Northwestern) FY15: none FY16 Rozo (Arizona)
41 DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016
We plan increased support for Early Careers in FY17 – now is the time to apply!
Summary
DOE HEP Cosmic Frontier Program, ICHEP Aug. 4, 2016 42
An exci9ng9mefortheHEPCosmicFron9erProgram!-4MIEProjectsinFabrica9on!P5developedcompelling,realis9cstrategicplanwithacommunityconsensusvisionàHEPismovingforwardwithNSFtoimplementit.--Closecoordina9onwiththeotheragencies;significantpartnerships.TheHEPFY2016Budget&FY2017BudgetRequestcon9nuestheimplementa9onoftheP5globalvisionforpar9clephysics§ Opportuni9esexisttoapplyforresearchfundingwithintheDOE/HEP-supportedprograms
– ImportantthatapplicantscarefullyreadtheFOAsandcorrespondingFAQsforguidelinesandrequirements,availableat:h_p://science.energy.gov/hep/funding-opportuni0es/