DOB NOW: Build...Feb 14, 2018  · • Roles and Responsibilities in DOB NOW • Navigate a Job...

326
build safe | live safe Back Table of Contents Forward DOB NOW: Build For Antenna and Curb Cut Filings Industry Information Session Updated: 2/14/18

Transcript of DOB NOW: Build...Feb 14, 2018  · • Roles and Responsibilities in DOB NOW • Navigate a Job...

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DOB NOW: Build

For Antenna and Curb Cut Filings

Industry Information Session

Updated: 2/14/18

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Learning Objectives• Describe DOB NOW

• Know Where to Go for Help

• Register for DOB NOW through eFiling

• Login and Navigate within DOB NOW: Build

• Create a New Job Filing

• Schedule Appointments, Resolve Objections and Resubmit

• File a PW2 and Print a Permit

• Submit Post Approval Amendments (PAA)

• Request After Hours Variance (AHV Request)

• Request a Letter of Completion (LOC Request)

• Make a Subsequent Filing

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Session Structure

• Presentation

• Scenarios performed in DOB NOW

• Knowledge Checks and Polls

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Table of Contents

• Address Objections

• Create a Work Permit

• Submit Post Approval Amendments (PAA)

• Request a Letter of Completion (LOC)

• Submit an After Hours Variance

(AHV) Request

• Subsequent Filing

• View Filings

in the DOB NOW Public Portal

• Wrap Up

• Questions?

• Introduction to DOB NOW

• Introduction to DOB NOW

• Register for DOB NOW through eFiling

• Roles and Responsibilities in DOB NOW

• Roles and Responsibilities in DOB NOW

• Navigate a Job Filing

• Create a New Job Filing

• Technical Documents

• Upload Required Documents

• Pay Filing Fees

• Complete Statements and Signatures

• Preview and File a Job

• Review Objections and Schedule Appointments

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Introduction to DOB NOW

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DOB NOW at-a-glance

DOB NOW is an interactive, web-based portal that will enable building owners, design professionals, filing representatives, and licensees to do all business with DOB online, including:

o Submit applicationso Make paymentso Schedule appointmentso Check the status of an applicationo Pull permitso Make renewals

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Impact on Customers

Better Customer Service

Customers are able to submit DOB NOW: Build job filings and DOB NOW: Safety compliance filings online for work types live in DOB NOW, which is more convenient than having to travel to a DOB office.

Increased Access to

Information

Customers can view real-time information on job filings and compliance filings for work types live in DOB NOW in one place online: the DOB NOW Public Portal.

Greater Transparency

DOB NOW will make construction in the city more transparent for residents and building owners.

Improved Processing

Moving from paper-based to digital makes it easier for DOB to review applications and process them.

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Change is Hard

“I’m not sure what to do and I need help”

“I’m going to wait this out and see if it goes away”

LACK OF ENGAGEMENT

“I don’t know what I’m meant to be doing”

“How does this change affect me personally?”

CONFUSION AND ANXIETY

“I’ve been doing things this way for a long time and it’s always

worked – I don’t see the need for change”

“I don’t agree with this change”

RESISTANCE TOCHANGE

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DOB NOW Resources

Department of Buildings websitewww.nyc.gov/dobnowinfo

Here you will find helpful links to:• Log-in and Register for DOB NOW • Take advantage of Training Tools & Classes• Find FAQs and Tip Sheets for DOB NOW Build

Click on the Links to drill down for more information in each of the categories.

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Support

Send your questions to

DOB Customer Service

by submitting a request

from the DOB NOW

Home Page or by

visiting the link

www.nyc.gov/dobnowhelp

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Key Dates and Changes

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• As of August 28th, the use of DOB NOW: Build

for is mandatory for:

- Antenna filings

- Curb Cut filings

• If the Antenna and Curb Cut filing is

associated with other work types, the

Antenna and Curb Cut job filing must be

submitted in DOB NOW: Build and the

other work types may be submitted in the

Borough Offices or through eFiling

Rule Review

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All Antenna and Curb Cut job filings that currently

have a BIS job number will continue to be

processed in the Borough Offices or through

eFiling.

Rule Review

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As of August 28th, paper filings with Curb Cut or

Antenna checked in Section 6 of the PW1 will be

rejected by the DOB.

Rule Review

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Not Currently Available in DOB NOW

Submit through www.nyc.gov/dobnowhelp

Process

AI1 - Additional Information Form

PER11 - Manual Appointment Request

CCD1 - Construction Code Determination

ZRD1 - Zoning Resolution Determination

L2 - Requests for Overrides, Reductions, or Waivers of Civil Penalties for Work Without a Permit and Stop Work Order Violations

Withdrawal and Superseding Requests

Required Document Waiver and Deferral Request

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Job Filing and Permit Number

AN

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Filing Types

Filing Type Description Example Sample Job Filing Number

Initial Original application for ajob; generates the job number

Curb Cut job filing M00289607-I1

Post Approval Amendment

Used to make adjustments after approval

Scope of work increases; significant changeto the plans

M00289607-P1

Subsequent Used to link jobs with different work types together

Add Standpipe to a Plumbing job filing M00289610-I1

M00289610-S1

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True or False:

Using DOB NOW for Antenna and Curb Cut

Filings is optional.

Knowledge Check

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Answer:

False

Using DOB NOW: Build for Antenna and

Curb Cut Filings is mandatory as of

August 28th.

Knowledge Check

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True or False:

As long as an Antenna or Curb Cut filing is

associated with other work, it’s OK to check

the box on the paper PW1.

Knowledge Check

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Answer:

False

PW1 filings submitted in the Borough

Offices with the Antenna or Curb Cut boxes

checked in Section 5 will be rejected.

Knowledge Check

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Question:

How do I submit the following for DOB NOW jobs?

Knowledge Check

Process

AI1 - Additional Information Form

PER11 - Manual Appointment Request

CCD - Construction Code Determination

ZRD1 - Zoning Resolution Determination

L2 - Requests for Overrides, Reductions, or Waivers of Civil Penalties for Work Without a Permit and Stop Work Order Violations

Withdrawal and Superseding Requests

Required Document Waiver and Deferral Request

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Answer:

Submit through www.nyc.gov/dobnowhelp

Knowledge Check

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Register for DOB NOW through eFiling

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Register for DOB NOW through eFiling

Before you can file in DOB NOW, all stakeholders associated to the filing must register for eFiling

If you are already registered in eFiling then you will use your existing eFiling username and password to access DOB NOW

Register at www.nyc.gov/dobefiling

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Who Needs to Register for eFiling

• Property Owners• Filing Representatives• Design Professionals

- Registered Architects- Registered Landscape

Architects- Professional

Engineers• General Contractors

• Inspectors- Special Inspectors- Progress Inspectors

• Site Safety- Site Safety Manager- Construction

Superintendent- Site Safety

Coordinator

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eFiling Registration – Contact Details

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eFiling - Authentication Form

Enter License Number and Business Information

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Register for eFiling

eFiler

Complete Registration Form

Click VerificationEmail

Print AuthenticationForm

Sign, Date and Seal or Notarize

Submit Application and Credentials to DOB

Receive Confirmation of Registration from DOB

Owner

Licensed Professionals, General Contractors, Filing Representatives LAA, 5th floor

280 Broadway*

GO

GO

* Note: Professional Engineers, Registered Architects, or Registered Landscape Architects must bring their DOB ID card when delivering the form in person. A representative cannot deliver in their place.

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Prepare to Access DOB NOW: Build

DOB recommends using DOB NOW: Build in

Internet Explorer 9

To Turn Off Pop-Up Blockers in IE9Go to Settings (the gear icon )Select Internet OptionsGo to the Privacy tabDeselect Turn On Pop Up Blockers

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True/False:

The property owner must be registered in

eFiling before a filing can be submitted.

Knowledge Check

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True:

Knowledge Check

• Property Owners• Filing Representatives• Design Professionals

- Registered Architects- Registered Landscape

Architects- Professional Engineers

• General Contractors

• Inspectors- Special Inspectors- Progress Inspectors

• Site Safety- Site Safety Manager- Construction

Superintendent- Site Safety Coordinator

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Roles and Responsibilities in DOB NOW

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Permissions by Role

Design Professional

Owner Filing Rep General Contractor

PW1/PW3/TR1/TR8/EN2

Add/Edit Add/Edit Add/Edit Read Only

DS1 Add/Edit Add/Edit Add/Edit Read Only

Work Permits Add/Edit Add/Edit Add/Edit Add/Edit

Plans Upload Read Only Read Only Read Only

Other Documents Upload Upload Upload Upload

DPL1 Upload Read Only Read Only Upload

Payment Pay Pay Pay Pay

Legal Statement and Signatures

Attestation Attestation Read Only Attestation

Submit a Filing Submit No Access No Access No Access

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Antenna Special Permissions

Special Inspector Progress Inspector

PW1/PW3 Read Only Read Only

DS1 Read Only Read Only

Work Permits Read Only Read Only

TR1/TR8/EN2 Identification/Certification

Identification/Certification

Other Documents Upload Upload

DPL1 Upload Upload

Payment Pay Pay

Submit a Filing No Access No Access

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Antenna Special Permissions

Site Safety Manager Site Safety Coordinator

ConstructionSuperintendent

PW1/PW3 Read Only Read Only Read Only

DS1 Read Only Read Only Read Only

Work Permits Add/Acknowledge

Add/Acknowledge

Add/Acknowledge

TR1/TR8/EN2 Read Only Read Only Read Only

Other Documents Read Only Read Only Read Only

DPL1 Read Only Read Only Read Only

Payment Read Only Read Only Read Only

Submit a Filing Read Only Read Only Read Only

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Question:

Who can click the File button on a Filing?

Knowledge Check

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Answer:

Knowledge Check

Only a Design Professional can click the File

button.

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Sign on to DOB NOW

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Access DOB NOW: Build

www.nyc.gov/dobnow

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DOB NOW Log In Screen

1 2

1. Public Portal

2. Log In to DOB NOW

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DOB NOW Log In Screen

1

2

1. Link to FAQs and Public Portal User Manual

2. Link to Inspections

3. Link to Build and Safety FAQs and Resources

4. Link to BIS

5. Link to NYC Open Data

4

3 5

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Sign On to DOB NOW: Build

1. Enter your Email and

Password that you

created in eFiling

2. Click Login

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Get Help

1

2

1. Can’t access your account? – click for assistance with eFiling Registration or forgotten password

2. Need more help? Contact us. – to contact the DOB Customer Service Team

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Log In Error Message

The system will direct you to the eFiling registration site

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Navigate to DOB NOW: Build

1. Select DOB NOW: Build

1

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DOB NOW: Build Dashboard

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Create New Filings

– Return to Dashboard

+ Job Filing – Create a new job filing

+ Work Permit – Request a work permit

+ AHV Permit – Request an After Hours Variance (AHV) permit

+ Request LOC – Request a Letter of Completion

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View Your Filings

• My Jobs – Your Existing Job Filings

• My Work Permits – Your Work Permits

• My AHV Work Permits – Your After Hours Variances (AHV)

• My LOC Requests – Your Letters of Completion

• Job Filing Search – Search for a Job Filing

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Customize the Dashboard

1. Filter My Jobs – Filter the list by work type

2. Column Search – Search for a value in a column

3. Column Sorter – Click the arrow to sort in ascending

or descending order

4. Column Editor – Chose the columns that are displayed

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Navigate from Page to Page

1. Use the navigation at the bottom of a list to

move from page to page

1

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Filter My Jobs

1. Click the down arrow next to Filter my jobs

and select the work type

2. Click Clear Filter to remove filters

1

2

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Search for a Filing

1. Enter the exact 9-digit job number

2. Click Search

M00002190

1

2

Job Number Search

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View Search Results

1. Double-click the Job Filing ID to open the

Filing

1

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View a Job Filing

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Save or Return to Dashboard

1. Save – Save your work

2. Dashboard – Takes you to your dashboard

1 2

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View Job Filing Status

1. Status Bar displays the progress of the filing

1

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Primary Job Filing Statuses

• Pre-Filing

• Applicant of Record Review

• Plan Examiner Review or Prof Cert QA Review

• Plan Approved

• Permit Review

• Permit Entire

• Letter of Completion

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Notifications

• The Owner, Design Professional and Filing

Representative receive email notifications at

critical stages in the filing process

• General Contractors receive Permit-related

notifications

• Emails will come from:

DOBNOW donotreply

[email protected]

Note: If you are not seeing notifications, check your spam filter or junk

mail folder. You may want to add the email as a Safe Sender.

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Form Navigation

1. Click the chevron to move from one section of

the form to another

• Dark blue indicates the section of the form

that is active

1

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Sample Navigation for Curb Cut Filing

• Plans/Work (PW1)

• Documents

• Work Permit (PW2)

• Statements and Signatures

Curb Cut

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Sample Navigation for Antenna Filing

• Plans/Work (PW1)

• DS1

• Scope of Work

• Cost Affidavit

• Technical Report (TR1)

• Technical Report Energy (TR8)

Antenna

• Documents

• Work Permit (PW2)

• EN2

• Statements and Signatures

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Question:

What is the URL for DOB NOW?

Knowledge Check

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Answer:

Knowledge Check

www.nyc.gov/dobnow

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True or False:

The only way for the applicant or owner to

know the status of a Job Filing is to log in to

DOB NOW.

Knowledge Check

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False:

Knowledge Check

Any registered eFiling user associated with

the filing will receive an email notification as

the filing advances through the process.

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Navigate a Job Filing

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Navigate a Job Filing

1. Once a chevron is selected, the screen displays

the contents of that section

1

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Application Highlights

1. Application Highlights

– summary of filing

information and status

2. Payment Summary –

summary of fees

associated with the

filing

3. Pay Now – click to pay

fees electronically

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Plans/Work (PW1)

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DS1

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Scope of Work

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Cost Affidavit (PW3)

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Technical Report (TR1)

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Technical Report Energy (TR8)

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Documents

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Work Permits (PW2)

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EN2

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Statements and Signatures

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Create a New Job Filing

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Create a New Job Filing

Job Filings can be initiated by:

• Design Professional

• Filing Representative

• Owner

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Create a New Job Filing

1. Click + Job Filing to initiate a new job filing

1

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Select Work Type - Antenna

1. Select Antenna

2. Click Submit

1

2

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Select Work Type – Curb Cut

1. Select Curb Cut

2. Click Submit

1

1

2

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Important Form Information

• Fields with red asterisks * are required and must be completed before submitting the filing.

• Gray shaded fields are read-only.

• Some gray fields populate after the first save.

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Dynamic Forms and Business Rules

• Required fields and forms will be added to the

filing based on your selections

• Chevrons and red asterisks will help guide you

through completing the forms

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Enter Preliminary Job Details

To save your filing and generate the job number

you must complete the following Plan/Work

sections:

• Section 1: Location Information

• Section 2: Applicant Information

• Section 11: Job Description

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Section 1: Location Information

Enter Location Information

• House Number • Borough

• Street Name • Block

• Lot

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Section 2: Applicant Information

1. Applicant Email

2. License Type

3. Business Name

The remainder of fields populate from your eFiling

registration

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Section 11: Job Description

1. Enter a Job Description of 500 characters or

less

1 Installation of new telecommunications antenna and RRH equipment on roof.

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Click Save

1. Click the Save button in the upper left corner

1

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Confirm Address

1. Click Yes to confirm address information

Once you click Yes, you will not be able change the address

1

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Successful Job Filing Message

1. Click OK to confirm the successful save

1

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View Job Filing Number

1. Job Filing Number generates

1

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Section 3: Identify a Filing Rep

1. Enter Filing Rep email address to populate

details and associate the Filing Rep to the filing.

Filing Rep must be registered for eFiling

1

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Add Owner Information

The Owner’s information can be found in the

Owner Statement and Signatures section:

1. Navigate to Statements and Signatures tab

2. Enter Owner’s registered email

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Section 4: Select Filing Review Type

1. Select Standard Plan Examination or

Professional Certification

1

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Professional Certification Program

• Must be chosen at time of the initial filing

• Enables Professional Engineers (PE) and

Registered Architects (RA) to certify that plans are

in compliance with all applicable laws

- Reduces wait time for a DOB permit

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Section 5: Directive 14

• For Antenna filings, Directive 14 Acceptance is

Required.

• With a Directive 14 filing, the applicant assumes

responsibility for the job and is authorized to

perform the final inspection and request a Letter

of Completion

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Section 6: Work Types

• New Antenna

• Existing Antenna

• Both

• New Installation

• Curb Cut

Restoration

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Section 8: Additional Information

1. Enter Additional Information

1

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Section 8: Enter Associated BIS Job Number

If the job is associated with a New Building job

filed in BIS

1. Select Yes

2. Enter Associated BIS Job Number

1 2

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Section 8: Estimate Fees

1. Click Estimate Fees to generate an fee estimate

1

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Technical Documents

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Technical Documents

• In certain situations a special inspection is

required to verify that work is being done in

accordance with approved plans and

specifications

• Required in association with technical sections of

the filing TR1, TR8 and EN2

• Design Professional can perform the inspection or

can identify a Special Inspector or Progress

Inspector to conduct and certify the inspection

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Option A: Applicant of Record Assigns Inspector

1. From within a Technical section of the filing (TR1, TR8, and/or EN2 tabs), select Applicant of Record

1

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Option A: Add New Requirement

1. Click +Add to add new Special Inspection or Progress Inspection categories

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Option A: Select the Requirement and Assign Inspector

1. Select the Requirement from the list

2. Enter Email, License Type and Agency Number for the inspector

taking responsibility for the requirement

3. Click Save

The filing will appear on the Inspector’s dashboard

1

2

3

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Option B: Log In as Special or Progress Inspector

Special or Progress Inspector logs in to DOB NOW

and locates the Filing

1. On the TR1, TR8 and/or EN2 tabs, indicate

whether you are a Special Inspector or

Progress Inspector

1

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Option B: Add or Review Requirements

1. Click the Add button to add a requirement

2. Click the Edit button to open the requirement

2

1

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Take Responsibility

1. From within the Requirement, enter eFiling

email, License Type and Agency Number

2. Check the box to take responsibility

3. Click Save

1

2

3

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Question:

What are the minimum sections you need to

complete to generate a Job Number?

Knowledge Check

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Answer:

Section 1 – Location Information

Section 2 – Applicant Information

Section 11 – Job Description

Knowledge Check

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True or False:

Antenna and Curb Cut filings can be filed in

conjunction with other work types in DOB

NOW: Build.

Knowledge Check

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False:

Antenna filings are standalone filings in DOB

NOW: Build.

Curb Cut filings are standalone filings in

DOB NOW: Build.

Knowledge Check

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Upload Required Documents

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Required Documents

1. Click the Documents tab

2. Document Status will be Required

3. Prior To indicates the stage at which the document must be uploaded

2

1

3

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Additional Supporting Documents

The applicant has the option to upload additional supporting documents

1. Click the down arrow to expand the Additional Supporting Documents section

1

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Click Add New Document

1. Click Add New Document

1

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Select Additional Document

1

1. Select the Document Name from the list

2. The Select Document field populates

3. Click Browse

Continue with document uploading

12

3

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Upload Required Documents Demo

Hold your cursor at the bottom of the page and click the play button to watch.

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Click the Upload Icon

1. From the row of the document you want to

upload, click the Upload icon

1

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Click Choose File

1. Click Choose File

1

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Select File

1. Highlight document to be uploaded

2. Click Open

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Upload Document

3. The Document Uploader will display the file to be attached

4. Select Upload or

5. Click Cancel to cancel the upload

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Confirm Successful Upload

1. The system will display a confirmation message,

Document Uploaded Successfully

1

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Save Documents

1. Document

will appear

in the

Documents

section with

a status of

Pending

2. Click Save

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Document Status

• Document must be uploaded before filing can be acceptedRequired

• Document successfully uploaded but filing has not been submittedPending

• Document has been submitted and is under DOB reviewSubmitted

• Document has been reviewed and accepted by DOBAccepted

• Document has been rejected by DOB and must be corrected and resubmitted

Rejected

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• Acceptable document formats

- .PDF

- .JPEG

• File names cannot contain special characters

• Files can be no larger than 250 MBs

Rule Review

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Question:

When I first upload a document, what is the

Document Status?

Knowledge Check

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Answer:

Pending. It does not change to Submitted

until the filing has been Submitted to the

DOB for review.

Knowledge Check

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Pay Filing Fees

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• Fees must be paid before a filing can be submitted

• The following registered eFilers associated with a

filing can submit payments:

- Owner

- Filing Representative

- Design Professional

- General Contractor

- Progress/Special Inspector

- Site Safety Team

Rule Review

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• You can pay by:

- eCheck

- Credit Card

- Debit Card

• Credit and Debit Card payments are subject to a

2.49% convenience fee

Rule Review

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Pay Filing Fees Video

Click to play

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Payments Blocked

• If you click Pay Now and the system seems to

stall, it is probably because your browser is

blocking the Payment Portal

• You will need to update the Settings of your

internet browser to turn off pop-up blockers

and/or add DOB NOW to your Trusted Sites

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How to Allow Popups in IE9+

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Click the Gear Icon

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Click Internet Options

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Click Trusted Sites

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Click Sites

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Click Add

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Click Close

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Click OK

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Complete Statements and Signatures

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• DOB NOW aggregates the statements from all forms and documents in one section so the Applicant and Owner can review and electronically sign the complete filing at once

• Licensees are required to submit their Signature and Seal on the DPL-1 form in conjunction with their Statements and Electronic Signatures

• Owners are required to log in and complete their Statements and Signatures

Rule Review

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DPL-1 Signature and Seal Form

• Upload a scanned version of your Signature and Seal with each filing

• Use the DPL-1 form available from the Forms section of the DOB website

• Good for 1 year from signature date

Applies to Professional EngineersRegistered ArchitectRegistered Landscape ArchitectMaster PlumberOil Burner InstallerElectrical ContractorMaster Fire Suppression Contractor

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Complete Statements & Signatures

1. Navigate to Statements & Signatures

1

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Electronically Sign as Applicant of Record

After uploading your

supporting DPL1 Form:

1. Check the box to

acknowledge the

statements

2. Electronic

signature and date

automatically added

to filing

1

2

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Owner Completes Owner’s Statements

• Read the Property

Owner’s Statements

and acknowledge

with a Yes or No

response

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Complete Owner Details

1. Acknowledge Owner Certification of Directive

14, if applicable

2. Select Owner Type

3. Enter Owner Email AddressOther owner fields populate from eFiling registration

1

2

3

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Electronically Sign as Owner

1. Check the box to electronically sign and date

the filing

1

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True or False:

The Owner plays no role in a filing before it

is submitted to the DOB.

Knowledge Check

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False:

The Property Owner is required to log in,

review the filing and complete the Owner

Statement and Signatures each time a filing

is submitted to the DOB.

Knowledge Check

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Preview and File a Job

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• Only the Applicant of Record can File a

completed filing

- Antenna – Professional Engineer, Registered

Architect

- Curb Cut – Professional Engineer, Registered

Architect or Registered Landscape Architect

• Before the Applicant of Record can File, they

must Preview and Electronically Sign the filing

Rule Review

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Preview to File Demo

Hold your cursor at the bottom of the page and click the play button to watch.

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Click Preview to File

1. Click Preview to File button in the upper left of

a filing

1

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Click Through the Application Preview

1. Click Next to review all pages of the filing• Be sure to scroll to the bottom of each page

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Electronically Sign and File

1. Select the check box to electronically sign

2. Select File

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View Job Filing Confirmation

A successful filing confirmation will appear

1. Click OK

1

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View Confirmation Email

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Plan Examiner Assignment

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QA Analyst Assignment

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Question:

Who is required to click the Preview to File

button, review and sign the filing before

submitting a filing to the DOB.

Knowledge Check

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Answer:

The Applicant of Record, a Design

Professional, is required to click Preview to

File, review the application page by page,

and affix his/her electronic signature by

checking the box. Only then will the File

button become active.

Knowledge Check

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Make Corrections

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• Corrections can be made on the filing after you have submitted but before the filing has been assigned to a Plan Examiner or QA Analyst for Review

• Corrections are allowed for filings with status of:

- Pending Plan Examiner Assignment

- Pending Prof Cert QA Review

• If corrections result in additional fees, those fees must be paid before the filing can be resubmitted

Rule Review

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The following fields will be greyed out and are not

editable once the filing has been filed:

• Location Information

• Applicant Information

• Filing Review Type

• Building Type

• Property Owner’s Information

Rule Review

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• While reviewing the submitted filing, the Design

Professional realizes they checked the wrong box

in Section 8 of the PW1 – Additional

Information.

• Since the filing is in the Pending Plan Examiner

Assignment stage, a correction is permitted

Scenario

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Locate the Filing

1. From the My Jobs tab on the Dashboard, locate the filing

1

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Select Corrections from Filing Actions

1. In the Filing Actions column, select Correction

If a filing is not eligible for a correction, the option

will not appear in the list

1

1

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Confirm to Proceed with Correction

1. Click Yes to proceed with making a correction

1

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Correction in Progress Message

1. The system will notify all users that a correction

is in progress

1

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Make Correction

1. Make corrections

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Submit the Corrected Filing

1. Click Save

2. Complete Statements & Signatures

3. Click Resubmit

21

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True or False:

Corrections are still allowed once a filing has

been assigned to a Plan Examiner or a QA

Analyst as long as the Plan Examiner or QA

Analyst has not started the review.

Knowledge Check

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False:

Corrections are only allowed while the filing

is still awaiting assignment to a Plan

Examiner or QA Analyst

Knowledge Check

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Review Objections and Schedule Appointments

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You are a Design Professional and you receive an

email notification that the DOB has raised

objections with your filing and has requested an

appointment

Scenario

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Notification of Objections

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Locate the Filing

1. Search by Job Filing Number or

2. Go to My Jobs and look for Filing Status equal to Objections

2

1

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Open the Filing

1. Double-click the Job Filing Number to open the filing

1

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Progress Bar Indicates Objections

1. A red exclamation point ! in the Plan Examiner

Review Stage is an indicator that Objections

have been raised

1

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Locate Objections

Within the filing under

Application Highlights

two new sections will

display:

1. Objections

2. DOB Appointments 1

2

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Review List of Objections

1. In the Application Highlights section of the filing, review Objections

2. Click Details to open the Objection

Open1 2Proposed Curb Cuts do not comply with

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Review Objection Details

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• If the DOB has requested an appointment, the Design Professional, Filing Rep or Owner can schedule the appointment

• The Design Professional is a mandatory attendee

• Others associated with the filing can be added as Optional Attendees

• Only one scheduled appointment is allowed at one time

Rule Review

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Schedule an Appointment Demo

Hold your cursor at the bottom of the page and click the play button to watch.

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Schedule an Appointment

1. Navigate to the Application Highlightssection of the filing

2. Click +Add Appointment

1

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Create an Appointment

• Required Attendees – Defaults to Design Professional

• Optional Attendees – Add others associated with the

filing

• Plan Examiner – Defaults to DOB Plan Examiner that

raised the objections

• Job No. – Auto-populates the Job Filing Number

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Add Optional Attendees

1. Click Optional Attendees field and select from

individuals associated with the filing

1

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Select Appointment Date and Time

1. Select a future Date

2. Select an Appointment Time

20171 2

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Confirm Date and Time

1. Once you select date and time, click Submit

1

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Confirm Appointment

1. Click Yes to confirm appointment date and time

201707

1

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Appointment Scheduling Process

• Requested appointment slot is sent to DOB

Scheduling Coordinator

• Scheduling Coordinator creates the GoToMeeting

session and sends a calendar appointment to all

attendees containing the GoToMeeting link

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GoToMeeting Plan Review

• You will need:- PC or mobile device for screen sharing- Web cam

- Phone for audio

• Tips:- Log in early

- Set your audio preferences – dial in versus audio through your PC

- Have the access code and audio pin handy

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The date for your appointment with the Plan

Examiner is approaching but you now have a

scheduling conflict. You need to cancel and

reschedule the appointment.

Scenario

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Cancel and Reschedule an Appointment

1. Under Application Highlights in the DOB

Appointments section, click the trash can icon

1

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Confirm Cancellation

1. Click Yes to confirm cancellation

2. Click OK at cancellation window

1 2

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Schedule a New Appointment

1. Click +Add Appointment to schedule a new appointment

• Follow the previous steps to create an appointment

1

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Cancellations Initiated by DOB

If there are technical issues with the meeting or the

DOB needs to cancel, a Scheduling Coordinator will

reach out to you via email with upcoming

availability to reschedule your appointment.

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Question:

Besides the DOB Plan Examiner, who is

required to attend an Appointment?

Knowledge Check

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Answer:

The Design Professional

Knowledge Check

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Address Objections

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Replace Rejected Documents

1. Look for Document Status of Rejected

2. Click Upload icon to add the revised document

1 2

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Upload New Required Documents

The Plan Examiner may request additional documents.

If so, an objection will be issued.

1. The new required document will display in the Required

Documents section

2. Click Upload icon to upload the document

1 2

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Review List of Objections

1. In the Objections section of the filing, open

the Objection by clicking Details

Open 1

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Address Objections

1. Change the Objection Status to Resolved

2. Add Comments

3. Click Save

1

2

3

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Resubmit Filing

• Applicant must make Statements and Signatures

• Owner must log in and make Statements and

Signatures

1. Click Save

2. Click Resubmit button

1 2

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Error Message – Please Acknowledge

An error message will display if you Resubmit

before the applicant and owner complete

Statements and Signatures

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The Design Professional filed a Professional

Certification filing. You receive notification that

filing failed QA Review.

Scenario

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QA Failed

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QA Failed

1. View Filing Status of QA Failed

2. Click the Job Number to open the filing

12

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View Failure Reasons

1. In the Application

Highlights section

of the filing, review

Failure Reasons

1

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Mark Resolved

1. Once failure reason has been addressed, click

the drop-down in the Status field and select

Resolved

1

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Save and Resubmit Filing

1. Click Save to save the Filing

Applicant and Owner must complete Statements

and Signatures

2. Applicant clicks Resubmit

21

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Create a Work Permit

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Work Permit (PW2) Filings can be submitted

• With the initial Professional Certification filing

• When the Professional Certification filing has a

status of Approved

• When the Standard Plan filing has a status of

Approved

Rule Review

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You are the General Contractor for a Curb Cut

project. The Property Owner has notified you that

the DOB has approved the application and you can

apply for the permit.

Scenario

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Log In to DOB NOW

1. Log In with your eFiling account

1

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Create a New Work Permit

1. From your Dashboard, click +Work Permit

1

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Search for the Job Filing

1. Enter the Job Number

2. Click Get Jobs

1

2

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Create Work Permit

1. From the Filing Action column, select Create

Work Permit

1

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Confirm Create Work Permit

1. Click Yes to confirm that you would like to

create a work permit

1

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Complete the Work Permit Form

1. Enter Work Permit details by completing all

Required Fields (*)

1

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Enter Applicant Information

1. Enter your registered eFiling email

2. Select License Type

3. Select Your BusinessAll other fields are populated from your efiling registration

3

21

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Design Professional as Contractor

If a Design Professional is the Applicant of Record for a

Work Permit:

• Required to manually enter insurance information

• Certificate of Insurance is a Required Document on the

work permit tab

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Designate a Filing Rep, if different

1. If different from applicant specified in section 4, click Yes

2. Enter registered eFiling email of filing rep

1

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Antenna Site Safety Manager Requirements

A Site Safety Manager must be designated and the Site Safety Program must have BEST (Building Enforcement Safety Team ) approval if the Antenna filing has the following met:

• Section 8 - Building type selected is 1 - 3 Family or Other

AND

• Section 13E - Existing or proposed stories is >=15 OR building height >= 200 feet

AND

• Section 9C of the PW1 - Façade Alteration work has been selected

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Site Safety Requirement for Antenna

Site Safety Manager required if:

1. Building Type is 1-3 Family or Other

2. Façade Alteration is Yes; and

3. Current or Proposed Building Height ≥ 200 feet or Current or

Proposed Building Stories ≥ 15

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Site Safety Professional, if required

1. In Section 7 of the Work Permit, select radio button for the Site Safety role

2. Enter Registered Email Address

2

1

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Site Safety Program – BEST Approval Letter

If the Site Safety Program is required, a BEST

Approval Letter must be uploaded on the Work

Permit tab

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Provide Statements and Signatures

Each required signer will need to log in, locate the filing

and go to the Statements and Signature section

1. Check the box. Your electronic signature and the date

will auto-populate.

2. Click Save

2

1

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File Work Permit

Once all required fields are complete, documents

uploaded, fees paid, Statements and Signatures

complete, the File button will become activated for

the Applicant/General Contractor

1. Click File to submit the Work Permit Request

File

1

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Permit Submitted Notification

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Permit Under Review Notification

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Permit Issued Notification

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You are the General Contractor and you have

received notification that the Work Permit has been

approved. You log in to DOB NOW: Build to print

the permit.

Scenario

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Print a Work Permit

1. From the My Work Permits tab, locate the

work permit

2. From Filing Action field, select Print Work

Permit

2

1

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Confirm Print

1. Click Yes to proceed with printing

1

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Print or Download Permit

1. Print from your browser (Ctrl+P)

2. Select Print to PDF to save the file

1

2

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An antenna permit is scheduled to expire before

the work will be completed. The General

Contractor requests a permit renewal.

Scenario

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Renew a Work Permit

1. From the My Work Permits tab, locate the

work permit

2. From Filing Action field, select Renew Work

Permit

2

1

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Complete Renewal Form

1. Select Reason for Filing

- Renewal Permit with Changes

- Renewal Permit without Changes

1

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Pay Fees

1. Click Pay Now to pay filing fees

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Electronically Sign and Save Renewal

1. Click the check box to electronically sign2. Click Save3. Then click Resubmit

1

32

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Submit Post Approval Amendments (PAA)

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• The DOB requires applicants to maintain current and accurate records of their jobs

• File a Post Approval Amendment (PAA) when you need to make updates including changes to the Scope of Work, plans, or correct an Environment Control Board (ECB) violation

• Allowed when filing status is

- Approved

- Permit Entire

Rule Review

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• Provide description of the changes in Section 24

of the PW1 – Comments.

• Post Approval Amendments can only be filed by a

Design Professional

• Post Approval Amendments (PAA) must be filed

by the same Applicant of Record as the PW1

Rule Review

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When a PAA is filed, the following fields will be

greyed out and are not editable

• Filing Status

• Primary Address

• Applicant Information

• Owner Information

• Building Type

Rule Review

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As work gets underway, the Registered Landscape

Architect (RLA) determines that the Curb Cut needs

to be extended. The RLA initiates the Post Approval

Amendment. Because the estimated cost of work

increases, the RLA pays the additional filing fees

and submits the PAA.

Scenario

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Navigate to a Job Filing

1. Go to My Jobs tab

2. Locate the Job Filing

2

1

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Select Filing Action

1. Select PAA from the Filing Actions field

1

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Confirm Creation of PAA

1. Click Yes to create PAA

1

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Update and Save Job Filing

Make necessary updates to the filing

1. Click Save in the upper left corner

1

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Pay Additional Filing Fees, if required

• Total Job Cost impacts

filing fees

• If Total Job Cost

increases, additional

filing fees may be due

• Filing fees must be

paid before

submitting PAA

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Upload Required Documents

1. Click Upload to add documents

1

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Applicant Statements and Signatures

• Design Professional must log in, upload DPL-1, affirm statements, and electronically sign the filing by checking the box

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Owner Statements and Signatures

1. Owner must log in and complete Owner

Statements and Signatures

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Owner Statements and Signatures

1. Select Owner Type

2. Enter Owner Email Address

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Owner Statements and Signatures

1. Review the Owner Statements

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Owner Statements and Signatures

1. Check to box to affix your electronic signature

to the filing

2. Click Save

1

2

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Preview the Application

1. Click Preview to File button in the upper left of

a filing

1Preview to File

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Complete Application Preview

1. Click Next to review all pages of the filing

Be sure to scroll to the bottom of each page to

review the complete page

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Electronically Sign and File

1. Select the check box to electronically sign

2. Select File

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View Job Filing Confirmation

A successful filing confirmation will appear

1. Click OK

1

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View New Job Filing No.

1. New Job Filing Number is generated with

suffix of P1

1

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PAA Submittal Confirmation

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True or False:

The process to submit a PAA is similar to

submitting the Initial job filing.

Knowledge Check

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True:

Before a Design Professional can submit a

Post Approval Amendment (PAA), the

application must be completed, documents

upload, fees paid, Statements and Signatures

completed, Preview to File, sign the filing

and click Submit.

Knowledge Check

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Request a Letter of Completion (LOC)

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• Special and/or Progress Inspector

certifications must be complete prior to

requesting an LOC

• DOB NOW Inspections sign off must be

complete on all work permits associated with

the filing including in conjunction jobs filed in BIS

• Can be requested by Design Professional or

Property Owner

Rule Review

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Inspector Certification of Completion

Before LOC can be processed, Special and/or

Progress Inspectors must sign the Certification of

Completion within each Requirement on the

applicable Technical tabs (TR1/TR8/EN2)

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Edit the Requirement

1. Click Edit to open the Requirement

1

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Sign the Certification of Completion

1. Select the appropriate statement

2. Check the box to affix your electronic signature

3. Click Save

Repeat on all Requirements for which you are signing the Certification of Completion

1

2

3

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Upload DPL-1 Seal and Signature

1. Upload Seal and Signature using the DPL-1

form

1

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Your project is complete and you have received

sign-off from DOB NOW: Inspections. You request

a Letter of Completion (LOC).

Scenario

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Request Letter of Completion

1. From the Dashboard, click +Request LOC

1

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Search for Job Filing

1. Enter Job Number

2. Click Get Jobs

1

2

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Request LOC

1. From the Filing Action column, select Request

LOC

1

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Complete the LOC Request

1. Requestor

Information

2. Comments

3. Statements

and

Signatures

4. Application

Highlights

5. Save and

Submit

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Question:

Who can request a Letter of Completion?

Knowledge Check

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Answer:

The Applicant or the Owner.

Knowledge Check

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Submit an After Hours Variance (AHV) Request

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• An After Hours Variance is required if you are seeking to perform construction activity before 7:00 am, after 6:00 pm, or on the Weekend

• Only filings that have been approved by DOB and have a permit issued are eligible for After Hours Variance permit requests

• May only be requested in DOB NOW: Build by the General Contractor that was listed on the initial permit

Rule Review

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You are a General Contractor. Antenna installation

work will need to be performed after hours for 4

days. You file an AHV Permit request.

Scenario

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Request an AHV Work Permit

1. Click + New AHV Permit

1

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Complete the AHV Request

1. Enter Work Permit Number

2. Click Submit

1

2

AN

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Complete AHV Permit Form

1. Contractor details populate

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Enter Variance Information

1. Select Reason for Variance• City Construction Project

• Undue Hardship

• Construction Activities with Minimal Noise Impact

• Emergency Work

• Public Safety

2. Respond to questions about variance request

1

2

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Enter Variance Dates and Hours

1. Select Dates and Times

2. Enter Description of Work

1

2

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Save the AHV

1. Click Save at the bottom of the form to save the

permit request

1

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Pay Filing Fee

1. Click Pay Now to

pay filing fee

1

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Complete Statements and Signatures

1. Contractor checks the box to acknowledge

statements and add electronic signature

1

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Save and Submit AHV Request

1. Click Save

2. Click Submit

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Confirm AHV Request Success

1. Click OK

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View Notification

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Open the Approved AHV

1. After receiving approval notification, open the AHV permit from My AHV Permits tab on Dashboard

1

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Pay Daily AHV Fee

1. Click Pay Now to pay

daily AHV Daily Fee

1

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Print an AHV Permit

1. From My AHV Work Permits tab, select a

permit with the status of AHV Permit Issued

2. From the Filing Action drop down, select Print

an AHV Permit

1

2

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Subsequent Filing

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You’re a Filing Rep and the Registered Architect has

a project that consists of 3 curb cuts. Since each

curb cut needs its own filing, you create an Initial

Filing for the first curb cut and then initiate

Subsequent Filings for the two additional curb

cuts.

Scenario

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Locate Job Filing

1. Navigate to My Jobs tab on your Dashboard

2. Go to the Filing Actions column

1

2

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Select Subsequent Filing

1. From the Filing Actions column, select

Subsequent Filing

1

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Confirm Subsequent Filing

1. Click Yes to confirm

1

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Complete Filing

• Update Filing

• Upload Documents

• Pay Filing Fees

• Sign Attestations

• Preview to File

• File

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Email Notification

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View Filings in the DOB NOW Public Portal

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DOB NOW Home Page

Public PortalDOB NOW

Login

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Public Portal Demo

Play Public Portal Demo

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Research Using the Public Portal

• Unregistered users can access DOB NOW filings on the public portal• Search by

- Address- Building Identification Number (BIN)- Borough, Block, Lot- Device

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Enter Search Criteria and Click Search

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View Property Profile and Filing History

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View Property Profile

Property Notifications Main and

Alternative Addresses

Building Information

Environmental Issues

Build and Safety Filings

Tax Status

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View Job Filings

1. Expand the Build: Job Filings tab to view list of filings for a specific property

2. Double click on a Job No. – Filing No. to see details

1

2

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Click Tabs to Expand Details

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View Plans/Work (PW1)

1. Expand the Plans/Work (PW1) tab to view details

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See Related Work Permits

1. Expand the Work Permit tab to view a list of permits and status

2. Click the Work Permit # to view a work permit

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True or False

A user ID and login are required to access the DOB

NOW Public Portal

Knowledge Check

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False

Anyone can access the DOW NOW Public Portal at

www.nyc.gov/dobnow

Knowledge Check

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Wrap Up

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Learning Objectives Met

Describe DOB NOW

Know Where to Go for Help

Register for DOB NOW through eFiling

Login and Navigate within DOB NOW: Build

Create a New Job Filing

Schedule Appointments, Resolve Objections and Resubmit

File a PW2 and Print a Permit

Submit Post Approval Amendments (PAA)

Request After Hours Variance (AHV Request)

Request a Letter of Completion (LOC Request)

Make a Subsequent Filing

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Support

Send your questions to

DOB Customer Service

by submitting a request

from the DOB NOW

Home Page or by

visiting the link

www.nyc.gov/dobnowhelp

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DOB NOW Resources

Department of Buildings websitewww.nyc.gov/dobnowinfo

Here you will find helpful links to:• Log-in and Register for DOB NOW • Take advantage of Training Tools & Classes• Find FAQs and Tip Sheets for DOB NOW Build

Click on the Links to drill down for more information in each of the categories.

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Thank You!