DISCLOSUE EPORT Report Rquired by the Ethis it · PDF filewith applicable law• and...
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POSITION NAE O ORGIZATION/NTITY . $ ) PARTIES AD TERS Rhodes Scholaship Selecton CommitteeqDistrict \ 0 ' , ·- c: :. N Yale Lw Schol Asoiaton Eecutive C?ittce e ;n rn Report Reuired by the Ethic FINANCIAL DISCLOSUR RPORT AOIO ir Govemmel Ac of1978 Re. /10/0 FOR CAENA YA 2009 (5 U.C app. §§ 101-11 I) 1. Peroon Reorng (l ne, f middle initial) Ellion, Kei1 P. 4. Title (Aricle Il ju indice actve or senor sts; magisate judges indicate fll· or pat-tme) U. S. Distict Judge - Active l. Cour or Organizaton U.S.D.C. Soute of Texa Sa. Report Type (cek apprprate typ) D Nomination Date D Ital 0 Annual D Fin .sb. o Amended Repor 3. Date of Repr 7/19/2010 6. Reportng Pero Ol/Otn00 to 121109 7. Chamber or Office Addrs 515 Ruk Stet, Room3716 Houston T 7702 8. On the basis of te lnfnnaton contained In ti Report an any modictons perining thereto, It Is lu my oplnkm, in compllance with applicable law• and regulaton. Rn1ew!ng Officer Date IMPORT ANT N 0 TES: Te intucfons accomanying thiform mut befollowed Complete al parts, checkng t NONE box for each part where you have n reportabl information Sin on lst page. J. POSITIONS. (eorirgUvUual only; supp. 9-/J o/Fiinginstudins.) NONE (No reportable positions.) D I. Director Hany A. Blaclnun Scholarship Foundation 2. Diretor Executive Committee Order of Coif 3. Secreta 4. Counselor and Diretor Garland Wake Inn - Aerca Inns of " ' 5. Member 6. Diretor Houston Achievement Place C 0 r r: II. AGREEMENTS. (Rcporngindiviuol only; see pp. U-16 ofFiing ituc/o1) NONE (No reportable agreements.) [ I. 2. 3. Ellison, Keith P.
Transcript of DISCLOSUE EPORT Report Rquired by the Ethis it · PDF filewith applicable law• and...
POSITION NAME OF ORGANIZATION/ENTITY
.
)>
PARTIES AND TERMS
Rhodes Scholarship Selection CommitteeqDistrict \ilB
0
' , ·-c::::.. N
Yale Law School Association Executive Ctl'!Xl?_iittce er ;n
rn
Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOIO irt Govemmenl Acl of197 8 Rev. /120/0 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-11 I)
1. Peroon Reporting (last name, first, middle initial)
Ellison, Kei1h P.
4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full· or part-time)
U. S. District Judge - Active
l. Court or Organization
U.S.D.C. Southern of Texas
Sa. Report Type (check appropriate type)
D Nomination Date
D Initial 0 Annual D Final
.sb. o Amended Report
3. Date of Report
7/19/2010
6. Reporting Period
Ol/Otn009 to
1213112009
7. Chambero or Office Address
515 Rusk Street, Room3716 Houston TX 77002
8. On the basis of the lnfonnation contained In this Report and any modifications pertaining thereto, It Is, lu my oplnkm, in compllance with applicable law• and regulations.
Rn1ew!ng Officer Date
IMPORT ANT N 0 TES: The in.strucfions accompanying thisform must befollowed. Complete all parts, checking the NONE box for each part whereyou have no reportable information. Sign on last page.
J. POSITIONS. (ReporlirrgUufivU!ual only; supp. 9-/J o/Filinginstrudions.)
NONE (No reportable positions.) D
I. Director Hany A. Blaclanun Scholarship Foundation
2. Director Executive Committee Order of Coif
3. Secretary
4. Counselor and Director Garland Walker Inn - American Inns of '.
5. Member
6. Director Houston Achievement Place
Cl 0rn r::
II. AGREEMENTS. (Rcpor#ngindiviliuol only; see pp. U-16 ofFiling instruc/io11$.)
NONE (No reportable agreements.) [ZJ
I.
2.
3.
Ellison, Keith P.
SOURCE
SOURCE AND TYPE
SOURCE DATES LOCATION PURPOSE
INCOME
ITEMS OR PROVIDED
AND TYPE
Date of Report Name of rerson ReportingFINANCIAL DISCLOSURE REPORT
7/19/2010Ellison, Keith P. Page 2of8
Ill. N 0 N-JNVESTMENT JNCO ME. (Reporting UulivUlua( and spouse; see pp. 17-:U of filing instructions.)
A. Filer's Non-Investment Income
NONE (No reportable non-investment income.) [ZJ
(yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income - I/1011 wcu married during an1 por6on oflhe reporting 1ear, compute this section.
{Dollar amo11nl 'IOI req11ired aceptfor honoraria.)
NONE (No reportable non-investment income.) D
I. Fulbright & Jaworski, L.L.P. partnership profits
2.
3.
4.
IV. REIMBURSEMENTS - transportmion, lodging.food, enfertainmen'
(Includes llwse ro spouse at1d dependent children; see pp. 2S-27 of filit1g ins/roe/ions.)
D NONE (No reportable reimbursements.)
PAID
I. Aspen Institute 1/30/2009-211/2009 Manbassct, NY Conf. on national securil)' issues facing the judiciary
Transportation/meals/lodging
2.
3.
4.
5.
SOURCE DESCRIPTION
CREDITOR DESCRIPTION
VALUE
VALUE CODE
FINANCIAL DISCLOSURE REPORT
Page 3of8
Name or Person Reporting
Ellison, Keith P.
Date or Report
7/19/20!0
V. GIFTS. (Indiuks those ta spouse and depaitknt dcildren; see pp. 18-Jl offJiing instructions.)
NONE (No reportable gifts.) [Z]
I.
2.
3.
4.
5.
VI. LJAB ILJTIES. (Includes those of spo14e and dependent children; supp. JJ-JJ of fJUig instructions.)
NONE (No reportable liab_ilities.) [Z]
l.
2.
3,
4.
5,
I I
I (2) (3) (4) (5)
I
Q•Apprai..J
FINANCIAL DISCLOSURE REPORT
Page 4of8
Name of Person Reporting
Ellison, Keith P.
Dato of Report
7/19/2010
VII. INVESTMENTS and TRUSTS - income, value, transactions (lnclluks tlroseafspouse an4 4epen4entchildren; Stepp. 3'-60 of}UinginstructiDns.)
NONE (No reportable income, assets, or transactions.) D A. B. c. D.
Description of Assets Income during Gross value at end Transactions dwing reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) Place "(X)" after each asset Amollllt Type (e.g., Value Value Type(e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent. Code 2 Method buy, sell, rnm/ddlyy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption} (J-P) (A-H) {if private
(Q-W) transaction)
I. 401(K) SAVINGS PLAN E Dividend Pl T
2. - Vanguard Prime Money Market Fund
3. - Vanguard Total Market Index Fund
4. - Vanguard International Stock Index Fund
5. - Vanguard Total SIOck Market Index Fund
6. - Adams Express Co. Common Stock
7. - American Opportunities Mutual Fund
8. - Van Kampen Internet Mutual Fund
9. IRA A Dividend 0 T
10. - Dean Witter Dividend Growth Mutual Fund
11. • Dean Witter Money Market
12. - Van Kampen Internet Mutual Fund
13. RETIREMENT SAVINGS PLAN B Dividend M T
14. - Spartan U.S. Equity Income
15. 401(K) PLAN - TAX DEFERRED E Dividend 0 T
16. - Fidelity Contrafund
17. - Fidelity Government Income Fund
I. Income Gain Codes: A-Sl.000 or less B •S1,00l -S2,500 C •$2,501 • $5,000 D -S5,00I • S15,000 E-$15.001. $50,000
(Sec Columns B I and D4) F •$50,001 • S 100,000 G •SI00,001 • $1,000,000 HI -Sl,000,001- $5,000,000 H2 -More than SS,000,000
2. Value Coda J •$15,000 or less K •$15,001 • SS0.000 L•SS0,001 ·SIOO.OOO M SJ00,001 • $250.000
(See Columns Cl and 03) N •$250,001 • SS00,000 0 =$500.00 l • $1,000,000 Pl •Sl,000,001 • $5.000,000 P2 •S5,000,001 - $25,000,000
PJ •$25,000,001 • $50,000.000 P4 •Mo lhan SS0,000.000
3. V&lue Method Codes R -COst (Real E<blc Ooly) S •Assessment T -<:uh Market (See Column Cl) U •Book Value V-othc:< W =Estimated
FINANCIAL DISCLOSURE REPORT
Page 5of8
Name or Person Reporting
EUison, Keith P.
Datt or Report
7/1912010
VII. INVESTMENTS and TRUSTS -income, value, transactians (lf•cludes tho•e of spouse and deperulenl chi.ldrur,· SU PP. J4-60 offlliAg lnstruclions.)
NONE (No reportable income, assets, or transactions.)D A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including tlllst assets) reporting period ofreporting period
(I) (2) (I) (2) {l) (2) (3) (4) (5) Place "{X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of
exempt from prior disclosure Code! div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code l buyer/seller (A-H) or inL) {J-P) Codc3 redemption) (J-P) (A-H) (ifprivate
(Q·W) lrulsaction)
18. WELLS FARGO BANK A Interest J T
19. WELLS FARGO BANK A Interest J T
20. AMEGY BANK OF TEXAS CHECKING A Interest M T ACCOUNT
21. AMEGY BANK OF TEXAS SA VIN GS A Interest M T ACCOUNT
22. FEDERAL THRIFf SAVINGS PLAN A Dhidend L T
23. - Common Stock Index Investment Fund
24. FIDELITY BROKERAGE ACCOUNT
25. - Fidelity Municipal Money Markel E Interest 0 T
26. San Francisco Airport [mprovemenl Bond A Interest J T
27. Chevron Corp. E Dividend 0 T
28. STATE FARM BANK A Interest M T
29. FIDELITY INVESTMENTS-IR.A
30. Adams Express Co. B Dividend L T
3 I. Chevron Corporation A Dividend K T
32. Fairpoint Communications, rnc. A Dividend J T
33. Merck& Co. A Divideod K T
34. Verizon A Dividend L T
J. lnc.omc Gain Codes: A -S 1,000 or less B •Sl,001- $2.500 C •$2.SOI - SS,000 D -SS,001 - S!S,000 E •!I S.001 - $50,000 (Sec Columns BI and D4) F -SS0,001 -SI00,000 G •$100,001-$1,000,000 HI -s1.ooo.oa1 - S5,ooo,ooo H2 •More: than SS,000,000
2. Value Codt1 J -SI S,000 or 1e<s K •$15,001 - SS0,000 L •SS0,001 -$100,000 M •$100,001- $250.000 (Sec Columns Cl and DJ) N •$250,001 • SS00,000 O •$500,001 • Sl,000,000 Pl =Sl,000,001-SS,ooo.ooo n •ss,000,001 -s2s.ooo.ooo
PJ •U5,000.00I - SS0,000,000 P4 •More l1wi SS0,000,000 J. Value Method Codes Q •Appraisal R '"Cost (Real Emte Only) S•Aoscssmrnt T-c..hMadot
(Se< Co!W1U1 C2) U •Book Val•c V-Dlher w •Estimated
40.
FINANCIAL DISCLOSURE REPORT
Page 6of8
Name of l'er•on Reportlni:
Ellison, Keith P.
Date of Report
7/19/2010
VII. INVESTMENTS and TRUSTS - income, VllWt!, trlUUactions (l11duda those of spouse am! dtpttufn<t childmr; see pp. 34.(,0 off ding Instructions.)
NONE (No reportable income, rusets, or transactions.) 0 A.
Description of Assets (including trust assets)
B.
Income during
reporting period
c.
Gross value at end of reporting period
D. Transactions during reporting period
Place "(X)" after each asset
exempt from prior disclosure
(I) Amount Code I
(A·H)
(2) Type(c.g., div., rent,
or inL)
(I)
Value Code2 (J-P)
(2) Value
Method
Codc3
{Q·W)
(I) Type (c.g buy, sell,
redemption)
(2) Date
mrnldd/yy
(3) Value
Codc 2
{J-P)
(4) Gain
Code I
(A·H)
(5) Identity of
buyer/seller
(if private
transaction)
35. Spartan International A Dividend
36. Legg Mason A Dividend
37. GE Capital lnterests A lnterest
38. Time Warnc:r A Interest
39. Lehman Bros A Interest
K
J
]
L
I
T
T
T
T
T
Fidelity Cash Reserves A Interest TM
41. Covt. Natl. Meg. Assn A Interest L T
1. Income Gain Codes: A •$1,000 or lcn B:SJ,001 -S2,SOO C =$2,SOI • SS,000 D =SS,001 - SIS,000 E =SIS,001. SS0.000 (Sec Columns DI and 04) f so.oo 1 • stoo,ooo G-SI00,001 • SJ,000,000 HI =Sl,000,001 • ss.000.000 HZ •More than SS,000.000
2. Value Code< J •$15,000 or less K:Sl5,00l ·SSO,OOO L S0,001 • $100,000 M -s 100.001 • siso.ooo (See Colwnns CI and DJ) N -S250,001 • $500,000 0 •$500,001 • Sl,000,000 Pl •Sl,000,001. SS,000,000 Pl -SS,000.001 • S!S,000,000
Pl -SZS,000,00 I • $50,000,000 P4 •Moro th.., $50,000,000 3. Value Method Codes Q•Appni•>l R -cost (R""1 Estarc Only) S •A=ssmcot T =Cash Madel
(See Column C2) U •Book Value Y=Oth« w •Estim.tcd
7/1912010
Dile of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 7of8 Ellison, Keith P.
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndic tepart o[RepvrL)
N.ame oC Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 8of8 Ellison, Keith P. 7/1912010
IX. CERTIFICATION.
I certify that all in formation given above (including Information pertaining to my spouse and minor or dependent children, ifany} Is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because It met applicable statutory pro\isions permitting non-disclosure.
I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance \\ith the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FJLING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
