DEFENSE MANAGEMENT TECHNICAL i APPLICATIN … AD-AI37 951 MOBILIZATION'RND DEFENSE MANAGEMENT...

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AD-AI37 951 MOBILIZATION'RND DEFENSE MANAGEMENT TECHNICAL REPORTS i FSERIES APPLICATIN O. iIDUSTRIAL COLL OF THE ARMED IFORCES WSSHINGTON DC D AWRTH ET AL. MAY 83 CLAS ED NDU/CAF80/26FG 5/ EhhhihhhhahIEE *IIEEEEEE III

Transcript of DEFENSE MANAGEMENT TECHNICAL i APPLICATIN … AD-AI37 951 MOBILIZATION'RND DEFENSE MANAGEMENT...

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AD-AI37 951 MOBILIZATION'RND DEFENSE MANAGEMENT TECHNICAL REPORTS iFSERIES APPLICATIN O. iIDUSTRIAL COLL OF THE ARMEDIFORCES WSSHINGTON DC D AWRTH ET AL. MAY 83

CLAS ED NDU/CAF80/26FG 5/

EhhhihhhhahIEE*IIEEEEEE III

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*NATIONAL DEFENSE UNIVERSITY

MOBILIZATION AND DEFENSE MANAGEMENT

TECHNICAL REPORTS SERIES

SAPPLICATION OF TIME SPAN BOUNDARIES ANDMANAGERIAL STRATA TO MILITARY

ORGANIZATIONS

This do7,=-',lt h" b, iFfor tJoi ii and

SFES 6 IG84 ~

INDUSTRIAL COLLEGE OF THE ARMED FORCES

\ OTC FILE COPY 84 02 16 018

- 'S ' r

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SECURITY CLASSIFICATION OF THIS PAGE (When Date E:tered)

REPORT DOCUMENTATION PAGE READ INSTRUCTIONSBEFORE COMPLETING FORM

p. EpC4T MUMNER 2. GOVT AC;4tION NOj3 RP NT5 CATALOG NUMBER

4P TITsI4. TITLE (aid Subtitle) 5. TYPE OF REPORT & PERIOD COVERED

PLICATION OF TIME SPAN BOUNDARIES AND MANAGERIAL MSP #5, AY 82/83

TRATA TO MILITARY ORGANIZATIONS6. PERFORMING ORG. REPORT NUMBER

7. AUTHOR(S) 8. CONTRACT OR GRANT NUMBER(S)

bAVID A. WORTH, CAPT, USCGLAWRENCE D. BROOKS, LTC, USA

9. PERFORMING ORGANIZATION NAME AND ADDRESS 10. PROGRAM ELEMENT, PROJECT, TASK

INDUSTRIAL COLLEGE OF THE ARMED FORCES AREA 6 WORK UNIT NUMBERS

FORT LESLEY J. MC NAIR

WASHINGTON, DC 20319II. CONTROLLING OFFICE NAME AND ADDRESS 12. REPORT DATE

INDUSTRIAL COLLEGE OF THE ARMED FORCES MAY 1983FORT LESLEY J. MC NAIR 13. NUMBER OF PAGES

WASHINGTON, DC 20319 2614. MONITORING AGENCY NAME & ADDRESS(If different from Controlling Office) 15. SECURITY CLASS. (of this report)

NATIONAL DEFENSE UNIVERSITY UNCLASSIFIEDFORT LESLEY J. MC NAIRWASHINGTON, DC 20319 ISD, DECLASSIFICATION'DOWNGRADING

.. 16. DISTRIBUTION STATEMENT (of this Report)

UNLIMITED APPROVAL FOR PUBLIC RELEASE

17. DISTRIBUTION STATEMENT (of the ahs'rart entered in Bl.. k t. f different irom Report,

N/A

IS. SUPPLEMENTARY NOTES

N/A

19. KEY WORDS (Continue on reverse side if necessarv ,nd o.,titv h hinct ,u fin1r,

N/A

20. ABSTRACT (Continue on reverse side Itf ne.:essan- and idenftfy h ,-h.S n-' -er)

This paper investigates the applicability of time spans of discretion and

managerial strata to the military organizALion. Commanding officers at three

levels of command were interviewed to establish the longest time span over which

they gave total discretion to a subordinate commander. These commanders werefrom the U.S. Army and Coast Guard and occupied the positions of brigade,battalion, and company command (in the Army), or equivalent operational commandlevels (in the Coast Guard).

DD I JAORM 1473 EDITION OF I NOV 85 IS OBSOLETE

%F;..URiTY CLASSIFICATION OF THIS PAGE (When Data Entered)

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& S. .4TTR - TA . 97. . ..17

Oiscl.ai r - Abstainer

This research report represents the views of the authors and does not,acsarily reflect the official opinion of The ndustrial College of theAumed Forcs, the %tional Dfense tniversity, or th.e Departent of Defense.

This doomnt is the property of the United States Government and is notto be r-epodt. in whole or in part without permission of the Commandant, ThIrnrsrial College of the Armed Forces, Ft. Easley 3. M- air, nhizntofn, D.C.20319.

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OF I~ Tl Ts~: :t:I;:DUST'1".L C01.LEGE OF Y 1:E . r I:D 0CF.S

MAZ:E OF 2ES,*:,1 C:;ER ISI TITLE OF nEPORTVacthe David A.# CAPT# U=~ f wicto of Time Span 8oundazisko'i , . La- , Usk Aidn .9i, al1 Strata To Mitary

Oranixations

SECURITY CLASSIFICATION OF REPORT I REPORT i=uiE'

Ht. STPACT20" Stltemnt: Tis qw gI sti ate the appicabi lity of tim span

oftlis at three levels of c mrws interviewed to establish the lanest.tim Va oqu which they gave total, discretion to a s.bovdinate comm .'flume In'i s were from the U.S. Arm and Coast G~ard and ~ed the.iosti s of brigade, battalion, nd opany -mmnd (in the Amy), or

iil o tional levels (in te Coast Guard).

fl~g Invetigaionof thu mppicab"it of time-Rm strata reveale

. ication to the cmbat mits at the oLganizationa levels

2 A mio€ in tim spens due to the intense c t-like nate.of the trmizd wWiramenm.

3. tan ln In the remlts at given ora izatonal level ware- duelamely to the eg-ea of cmbat mission traini peamine rather thin mma% wziable.

-- 31. bfte uiteuhiw utilization. of the theory, a more -%mstive

ammy eheuld be oondtd of a wider rmwe of orgniatina levels.

S 2. mae theory has 8=ication to the selection, position

TNIS ABSTRACT IS U91iLASSIFIED

ICAF FORM 1I FE3 75 [ii

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Thi pir investigates the applicability of Dr. Elliott Jaques' theory oftim s of discetion and rmunerial strata to the x±)itary organization.The time qma of discretion is the longest period of time a inwer gives a'u-orinate t work on his om allowing him fr to balance the pace andquality of his work before tIe mnager intermenes to correct or change theactivity. Te longer the time ens the higher on the memqecial strata thesubordinate either works or is cambe of working.

A pilot study ws caxdlted to detrmine if troop comnders working atbrigade, battalion and omy level for the U.S. Army and alicablepositions for the U.S. Coast Guard dammutated the results foun by Dr.Jams. Ss .ic interview utiLizing the critical incident method were1%04 to determine the longest time sns of discretion. Th results ofthis pilot study are that Dr. Jaqus' theory does have application to theorganizatioma levels of the military units surve ye. Frther, it was

ethat the application is constrained by requiremnts from variouslevels of which tend to move -d-s toward a "survival" mode ofoperation as op; oned to forward looking. Dc . Jaques states that the timas dis=seed for the various strata are for peacetime apli'cation and that

wartim operations moac soe quickly and a compression of tim tak.01ce. This 0hu-uwm was observed in interview with cominders.C Inde-s are working in a peacetime .wiroient which is stressed intraining to nrw wrtim conditions. Ltary on are viewed as alocation to p r m;eae for comat which my a~zr within hours to weeks. Thispl s the conm r in a Otim wrp pusdm his time -pens in the directionof comat.

Possible - ication of the results of Jaques' theory are in pers=elselection and job d iption. Military mpcialties/jobs which require longrange planning, innvation, invention, e*t. could be better filled. Trainingwithin ,he officer structe could be streamlined to best fit the needs ofi 'diiduals vs. the masses. Because Inss already exist which test fortime qm of discretion, mbiition could be greatly enhnced by rapidlyindetifying qualified personnel to till key positions which are unique tomobilization and instrial civil exrsion.

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-W V W- . 71.7. V M W

Ever since Max Weber called attention to the rationality and capaility

of the bur=aucratic mde' as an instrment of organizational work, mnagers

and social scientists hve struggled with the problem of how to make the large

organization work better. Vblmes have been written on the organization, its

sucturem, and sonal ap. (keat contributions have been

am toward imroving the effectiveness and efficiency of the large

(~itatio; howva, what haa beun lacing up to this point has been som

definitive aIIrmnt of individual work effort, and its relationship to

oranaionai strata. T military as weLI, has bee amre of the need to

peoierly fix the size and cmwnd stutre of organizations so that clea

liein of authority and r nsibility are est hed and economies of scale

realized. Failure to identify the needed levels of work within the cogmu

structat reduces the effectivenes of the =umand. Confusion in orders

J 1sued curtils the aIunt of work q L ished which utIaately results in

reduced combat readiness of units. The ~mm~mtof Axmy is presently

3ocking at system (organizations) which impiede leadership skills and work so

that corrective actions can be taken. .ong the corrective actions are

creating a mate favorable ommand environment and properly identifying work.

Qurr ently, the Army has numerous undertakings which support this theme. The

concept of *Power Down to Power Up* proposed by the Delta Fo~rce is a look at

system with heW centralization (little flexibility and adaptation by

Miordinzates) which should be decentralized. In general, it is recognized

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-ta ledership requi:ment "a- by skill and organizational levei, t hat self

initiative and control are desirable, and t-at leaders and managers must be

able to react to everchangn g situations and be prepared to execute Air Land

3attle 2000.2

Decentralization cannt me effected without the ability to share

inEocation and maintain c n records. Presently, the Office of the Chief

of Staff (M A) is developi-g a jmdqarters Integrated Office System which

Will use e r mail, acss internal and external data bases and, allow

project and program monitoring, among other ideas. 3

ridgqin the gap betmen these tw ends of the sectrum are mrous

activities which will iupove the quality of the existing org n tion, and

p•oide logical stays to my totard the organization that will suP~ort ALr

tad Battle 2000. Dr. MElott Jaques is working with the Army asearct

Irstit.e (AM) on o-an a stricture and salection of leders and

mm es. Dr. Jaques, in his studies of industry, com ,rce, and pubic and

social aiini station, over the last 20 years, has Concluded that time pns

of "sI.etion are the LPst idkmtifiers of tin requized levels of work and that

tse levels of work identify the proper strata of that organization.

2

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.. 'ETION I (?ages 1-2)

.4 : Weber stuied the Prussian .ry as organized by the PrussianGnrmral Staff. He deduced that his model of organization which he called abeaucacy representad the highest degree of rationality, efficiency, andreliability. Its str nqth [and some mght say its wakness] lay in the formalstuctue and rubs which faciLitated analysis of objectives, assiignent oEre nsihiltity for tasks, and .aKinis ative control over task accomplishimnt.

2U.S. Army Dlta Fo'rce Army Lada ship Development, (Meeting, U.S. ArmyMbr Collqe, Carlisle Barracks, Pa.: 8-L'2 Nerch 19821, p. V, 19-23.

3 ?phCNxk= of tDirrstanu , Director of Managment, Office of the U.S.%M Chief of Staff, and Cmiwer, U.S. Army Plesarch Institute, Sbject:*Utablishmnt of the Hadquarters Tntergrated Office System," undated.

3

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. ~STIN 11

t1. The Theory of Tim Span mngemnt

Dr. Elliott Jaques has postulated that there is, in fact, a nesurable

dimension of work in a bureaucracy, and that there is some ideal stratum

relationship of that level of work and the mnuer of supervisory levels most

efficient in a particular organization.

" A bureairacy, with its hierarchal structure provides a means for the

control and deployment of peoples' talents and energies for the aomplshmnt

of the organizational goals. This structure supplies the mechanism for

translating the more global goals into discrete itams of work output which

contribute to that larger oganizatol goal ac gkent. Jaques says

that:

Work, (in the sense of human work and not the Work-FocaDistarceforula of physics] is defined as that plane of human activity in which

A the indlvidual exercises discretion, makes decisions, and acts, in seekingto transform the external, physical, or social world in acord with ap.edetermined goal ... Work is a goal directed activity... the achievwentof the goal must have a time limit, a target completion time. The problemin wrk is never simply to achieve an object never mi-J when; it is to

*: aachieve an object in a Limited period of time. If no '-Aim target is set,then, in fact, there is no felt need.-

Further, Jaques states that the hierarchal levels of work are character-

ized by increasing scope of responsibility as one goes higher up in the

organizational structure, and that these greater responsibilities are of

progressively longer time frames of ac lisment. 2 Thus, the result of

AAark is achievement of a goal in a set Period of tim, and, the adequacy of

that work is in the balance of its pace and quality.

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Jaques I research has shown that the time span within which people work is

associated with the perceived magnitide of the task they are carrying out; and

that the e....maximu time-span within which a person is required to act with

respect, to all of his tasks in a bureaucratic role does appear to give a

measure of the level of his work." 3 This time-span is a discoverable

quantity largely because managers tend to give direction to their subordinates

with assigned deadlines. "Tita-sa of discretion is the longest period of

tim a manager gives a subordinate to work on his own allowing him freedom to

balance the pace and quality of his work before the manager intervenes to

correct or change the activity."4 This period is the maximu time a

subordinate may rely upon his own dcretion in the accomlishment of a task.

To determine these tim spans of discretion both the superior and the

*subordinate are interviewed ml-cerning the work-and time intervals involved.

Details of the process are given in t Appendix.

Not only are there identifiahle time spans of discretion in the fixed

or aional stucture, but them may or may not be the optimal spans.

Given certain miniuum conditions, people within the organization will ensure

the opti=a intervals exist bewe successive horizontal strata in the

hierarchy. Conversely, when these natural stratum differeces are not

present, dysfunctions are manifested in the system: there twnd to be

bypassing, uncertainty over who is the real boss, perceived long chains of

cmnand, or the feeling that one's boss is too close.

That badly configured organizations work at all is a tribute to the

patience and ingenuity of the mi1ers who diplcmatically work around the

problems generated by improper strati=u differences.

52

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,.tiO nu time span stratum distances have been identified empericall', by Dr.

Jaques in over 100 studies in England, Australia and the United States. An

A aimle of these stratum with their associated time spans apears in figure 1.

SLI4 O STMAM AND LLVEW OF ABSTRPCTIt4

Stratum Time revel of Rpitable Maximum IndustrI MiLtary GradeSpan Abstraction Pay # of Commerce Aw.

8ipioyees

V11 Corporation Army20 YES $450,000 150,000

VT Institution Group Corps LTGCreating

-0 Y1 $225,r000 20,000

V Intuitive Division M3,-eory

5 RS $120r000 2500

IV Conceptual Md. Size Brigade BGdein Business CCL

2 YRS $65,000 350

IImag r inal One Man Battalion L1=Scanning Business

1. 55,00 50Or Unit,.I Y R S35 r000 so

II Imaginal Section Company CPrConcrete Platoon LT

3 #'H $23,000 1

I Perceptual Supervisors DCOtor Shop & Off.

Concrete Floor CPL10,000

Figure I

.ICE: Ectracted from A Ganeral Thecry of Bu~aaucraci, p. .53 .- a1xkig .0.erzp1lications of Discrete Levels of 'wmnn =aaciy1 for .witary Ctanizatlon 8CR4S, April 82, Jaques, p. 6.

'%.'!%

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prom the research data, it can be asserted that, for example, if the

=wnder of a unit wre determined thirotgh time span of discretion analysis,

to be operating at stratm 4, t1here wuld optimally be three organizational

stratum below him in the -4ain of command. If there were more than three

stratum below him, these extra levels would be perceived to be an impedimnt

.to the amooth flow of work. Me optimum strata distance hypotheses is based

on the repeated discovery that not only do positions tall naturally into

certain numerical time span values, but that successive levels operate most

efficiently and effectively with these tune span relationships.

Jaqu has theorized, and sut evidence u rted, that eah of the

see currently identified strata are characterized as requiring the

caeability in the manaer of different levels of abstraction (see figure

11.6 2%at is, for exmple, strata= I with time spans of less than three

months involve tasks which are assigned in concrete terms, carried out in

direct physical contact with the output of the effort. While stratum 4 with

time spans of 2-5 years involves a very different relationship with the

outut. Here in stratm 4 is a more abstract mode of thought and work,

t...the task requires the individ3ual to retain mental contactwith what exists, but thaen at the same time to achieve a dt-t

, from this experience and to work with ideas of things which aredifferent frm what exists- which look different, fuctiondifferently, do different things. The new thing is not a

*modification or extension of the old; it is a departure from it.5

7

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a.'.

Jaques gives examples of stratLu 4 as Eollows:

.. I

tn one case a designer was instructed to design a new largescale piece of iKchinry to do the work of an existing machinebut to be based upon different principles so that it would bemore versatile and less expensive. He had to analyze theexisting mchanism and express it completely In abstract ter=inof force fields, vectors, Power, stresses, direction ofmovft-nt, degrees of freedom. He then had to detach himself

pfrom his picture of the existing machine and immerse himself inthe manipulation of his abstractions with a temporary suspension

* of reference to existing mehnes while he continued to retain afim grip s3W0Mh in the back of his mind on the realizablgoa of his work, which was to prduce a design which could betranslated into something concrete which could be constr'.tad.6

rn eh stratm the increaing or decreasing degree of abstractness and

CuIent change in time spm mnaged differentiates the level and set the

9. wlat wth adJamt levels. If the interviewed unit comaders are9 operating in accordwace with the theory, it woud be expected that the time

span of the longSt of their tasks would fall within the ranges of figure l,

that is, for stratum Il, boetan 3 months and 1 year; stratum ITI, between 1

year and 3 years, etc. It sol be noted here that the theory. addresses the

longest time spans observed, not necessaily what is perceived to be the time

pa n of the most important task, or the time spans of the majority of tasks

perfoemed.

As alluded to in th not only are there time spans of

dicretion for levels in the organization but individuals function in the tame

spanswith which they feel most u-mfrtable working. Research by Dr. Jaqus

indicates that these individual's time spans incrse throughout Life as the

individual matures. Interestingly though, research has shown that an

% ndividual cxan s time n of dinr.etion, -within a sgoecific :.me,

througo t his maturation cycle (See Figure 2).7

8

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I at thi data apigeet is that it. is possile t~o det.ermne an iaivml's

nat I orial and poeta tim ran of discreti at an early' age. Dr. Jaqums

,2 van

.sys:

the , a yet in~oonetly matue high poata caacityapplied to lom levels of rk apr..... itself in ismati~e.ra-ssand creatiLvit-y. 'fle hi.gher: lee of asraction is t~here and can beobserved, but: It: carnnot yet be use in a full or: reliLable way;thjudgawie is stAJ. faulty. is, th potani. stratua 5 levelind ivAal, at 25 yas of age can be seen to be atle to dseth L~ fomte € ret; that i how he aieves his inative

down to a e m elationshp t te nee, even wweapyedas youths in san p as a l yokers orclerks. 8

If the data are s ist, ate it.iaions of this in the i iry my be

si'n4.fin. S~lythe 'ut, this mans that it my be ossible to identif at

entr~y ~hs . rndividuals hho possess the characteristic of long ti span of

.. . .. .. . ivet . The great' - .,w,. .e.re.... ., "-. never ,b..ou

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discetion. the qualities racessawlea fnc tioning== aaly at the highest

Lvl of organization leadership.

The following vignettes wre exmples of application of the theor, but biy

no means all inclusive. If these Levels of work are properly defined and a

qmlifiied individual o ies each le.l there ace no intermediate levels to

*nxidle" the flow within an organization. Yet if smone at a loer Level is

pe-forminj nabiy and we wish to reward him,., often the pay ireaze

carries a change in the job title and de iption. This dnge in job

desciption may not be a 'we to the new organizational level, but cather,

my create a sub-Level or "str.-'s position. Te orgnzton now bees

lem cla by putting sane in the chain of n=wud who has no real

athority. Moteover, if a vecy is created at a properly defined Level and

te o selected is ux -crtable to work at that level, the tendency my

be fbo the person to over suervise beck to the level from which promted.

This too =m the flow within the organization. Just as in~ortant and

probably more difficult to correct, is the manager occupying a position one or

more Levels below his capability. This manager may do an excellent job but

over tim will wacroach upon his boas' territory. If not corrected, the

subodinate bexs dism~ateI and finds other employmnt or my even be

fired.

Dc. Jaques believes that these situations edxt in the military as wll as

in civilian oato The tim ns which equate to industry, cerce,

*e. are eqiastto military tim spans for peace tim activities. Tim

10

" ,, . . '

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'.a" a. -i . a , a L. - l -n, 1 1. . . .,,. ! . Ui l..

aU~~m.m of di~acrtion u wr or t..be pre aration for war will1 Ibe co.p~esSed.

mu of diacre.t.on for organizat.ion wit.,h which ne has workved and peace time

I'.;1J~a evJc-

miiar evie.-4

..

-'p

.4.

a.i" " " " " ". . .. . " " ' " " " " ' ' ' ' " " " '

• .4,-r'''''' ..-..... '': ,, ,.."."' ,". , , .,,' ,," - . ... .. . .". . - , - ".

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M-- -4. (Pge 412)

ILE3liott aqws*A. Gw~raJ. Theory of azreaucraclif, (Entec, E

2Ibi., p. 99.

41bid., p. 100.

*9* 51id.,v p. 148.6 Thid., p. 148.

7 mbido, p. 167.

8T1dep p. 167o

9 Tid., p. 153.

.1.

.4.

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* SETIK III

A. Purpose: To investigate wether the principles of tun span of

di ti ly to the determination of a.litary struture (strata) and

org~iaticiial ~meial uao lealrship positions.

B. Tcpe l detanuine if the military strucre (strata) for the

positions of bigdso battalion, and oeny in the Anmy and

wing o officers of shi. and their raiona senior and subordinate

daain of =mmwd in the Coast Qmrd e;uate to those Wypthesied by lawps.

C. Llitatio r: This study is a pilot project and does not intend to

provide data th can ay ss ate a findig, but rather is

int•ded to (1) give o1ervations as a result of interviews and, (2) provide a

point of departure for additional research.

Interviews with officers out of coind did not allow the cnduct of

...intervisus i.e., interview of subordinates and so.

Inu Army units will be limited to c~ht acm.

Coest Quard units an uprai nal its.

A nre detailed approach was not pursued beuse of mrnowar, tim and

fun"ino costaint.s. A COrenSive treamnt, of the Subject ilM entail

*Mtgxmive interviewim (rwesenative smple) of various 11mnda Worldwide.

•t 1 mn 4wuld be interviwsd from q.n to its highest level. thits

wol be by category, i.e., ccutat arms, cobat suort, and c=mat service

support.

"13

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0. Methodology: Conduct survey interviews to :ompare time spans of

discretion at three discrete Levels of c=mand (brigade, battalion and

ca=Vny). The interview wil. follow a systematic format to determine the

longest time span of discretion over which the intervie ass igns control to

a s ordinate, or the longest span of control which he perceives is assigned

to him personally. The critical incidr-ne method of data collection will

be utilind.2 This involves interacting with the person being intervimwed

as they provide the aieciotal accuts comrising the critical incidents,

whaic, toc this study,, are the time spans of control assigned to their

subordinates to perform various tasks. These time spans wil be compared "ith

thOee ftm in figure I to determine if the trend is toward or awy fro the

stratums hypothesized. Conclusions will then be drawn as to a ication i

any, as dicussed in the pirpose, this section, pazagrap A.

F. Procedures: After exta.sive cmersations with De. Jaiues, reading of

b Wrotnd materials and observing the interview technique used by Dr. Jaqus,

training interviews ware conducted with fellow MAF students. We then began

interviewing U.S. Coast Guard and Army personnel. Tntervews -.ere conducted

with p rsonml who were previous cuInSers and current brigade, battalion,

and ceny coImondecs in the s chain of coind.

r. interview techingue: See Aamenix.

,14

%%

.9....4: :: :: : ..-: .:: ...: .: ; .; ... : ..., ...

*- . . .. .. . .. ": . . . - .,, ," ,.... -" -.- .' -.. .

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.. , 5gECC III! P.ges 14-16)1N=.- See Apeni, Interv.iew T.-= e.

2Sirmin D. Dunnett, Personnel_ Selection ard Placement, [California:~~Wijiiort Alblishim Ccelllmy, two. oi91661, .9-94.

..

.4.

isi

.!a .

-11 e perix neviwTcmqe

I • ° w , .e e J o ° ° . - g - - - o °u , - . ,, . o - o -- , .. , ° -::' :::,:::. ,.". .. .< ::::.; .¢ ..... ::.. ;.;;::::.......:. .< .-.. :::;.. .... :.;... :; '

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.4CD

T longest tim m of discretion for the various levels of :rund are,-

shoam below.

LIMC TLUS ASSIQ4M BY SUWMI0R(All Cmnders Interviewed)

To: Pane Nde

1-5 years 2 years

ma 1-5 ears 1 yea

CO 3 oso-1 year 3 months

Th fit on the statanu chart of Dr. Jaqes appears below:

10 yewrs 5UM ~ M=BC B COV

5 yeas

Iv

2 years A-.--m--

I. years______________ _____-

3 m II CO AJ

figure 3L8M- Pme r0 Vad

1. RIm1: At least one interviewee gave the lower number as hisgreatest time qpn of control and at least one interviewee gave the i.ghernumec as his greatest time span.

2. The lorest tu spans of discretion ere given by previousooin rs. Them officers had sewn difficulty recalini details, as might beezpectW. Current commanders reported shorter '- spans ds shown below.

16

I I i I i -I~ i .... I I ]'"-"" '* *** "" ":", , ' . ...:.:...:.,

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LEN= OF MSS ASI BY SUPERIORS

(Current Commanders)

Tb: Ran=- mode

DD 1-2 years 2 years

914 1-2 years I year

CO 3 ims-1 year 3 months

II10 yeas 3XTA UNIT am B CO

v

5 years

Iv -2 yearsA

I 1 years

17 CO3 months

I

Figure 4

*As sba m fra the modes, wos comnders are working within th strata

hypothesized, but on the attrsne lower end of the stratmn.

The tasks which gave the resaults were, peace time tasks. That is,

mnaring .unds, construction progrms, iulementirn changes to organization

17

.... , . ' . . . . ' , . . . . . . - '' .. . .

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and equipment cepLicarent. Further, the Lonlest tasks issqned '#eri not

totally at the Iiicretion of the muperior assLinirg that task. Thfa authorit"I

and discretion for the task were held at x hi,1her L.,.. Por e.xuple, the

Longest task whiah was :most evident it t-he oapany Le-mL '1S the J -uarterly

nanagement of t.he seAl-ser.ice 3uply fuds. A.L. other - .- :k3 Were 2-3 ,4k3

in ducation. Tasks assigned to battalion conmmazn-er:3 revoLd around swmral

annual directives such as self-service suppLy funds, annual training

C'Alemxarst etc.

.118

NV ..

2:.

5.-. ; " -, '' . -. .. -; . .. -.- , . . .. . v , -. -.. ,, . - . , - , , - - - , . , . ... ..p ., ., ., ', .. . . . . . , ' . , , . ' . , , . , .- . ,. . . . - . . . .. . . - . . . . . - . - - . . -- . ' . .

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Omrvation: Tim sans of control given by superiors were greater than

the subordinate perceived.

Disc.ssion: Subordinates felt that their superiors gave them as ==h

latitude as possible b t that constraints outside the control of their

superiors directed the course of action to be persued. Therefore, tim sns

ware soAetimas incorrectly asaigned. Eumules: (1) Field training and range

tim were directed for many activitries, such as tank gunnery and small ars

proficieicy. (2) Other constraints were funding, ammition, and petrolums,

oil., and lubricants (PCL) allocation. (3) Type and age of eqipment drive

maintenance time. Standards for mintenace of equipmmnt are set atD -e- . of Army level and are rigid. (4) State of training proficiency is

predicated on the length of tim assigned personnel have been together and

trained together. Persomel itrbuine is difficult to manage and is not a

prima consideration of many training events.

Cbservation: Commnders would Like more control of their unit' s time.

Discussion: As discussed above, the constraints/variables of the system

we n anrous and a *survival* technique ws adopted. This technique required

t e mna~g~eng of many tasks on a continuing basis with eaphasis on the

closest action, susense or short notice requireents. Raction to short

notice requirements disrupts the comniders' planning and execution of tasks.

-MTis reactionar, de le itself to a stressful environment.

1.

1

'.

S.1.

'=19

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.--,,ation: The tasks which had the longest time spans of discretion did

not a a.to weigh heaviest, on the coua:nrer.

Discossion: During tbe interviws the cammnders acknowledged the longer

tin. spans of discretion forpac tin activiLties. These loger tim Ra'.-

* activities were at tims discounted and amhasis continued to be placed on

mission related tasks, i.e., the critical iMPortance of tank gunnery, weAons

m qualification, physical fitness, etc., which honed the unit for cat. that

i sto say, pe, ti tasks (building motor pools, mungJ fndls, and other

a :mkee ng chores) were sen as the necessary evils of mission prepared-

ness. Military posts are Cmnidered to be tu,~orary locations; staging areas

for delymtto the ars of =mat (x~ hostilities are binewt.

20

A-"-

-,*. . .$' " " . , . . .. . - . . . -.*. . . . .-. oI. ... . . . - . .

S.Is"

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-W-3- ~~~I~ -A-1V-I71 A . .

This work constitutes a pilot study only. A more ocehensive survey

should be conducted before any awLi ction. Siuer, the data collected in

this study s gest the peacetim tasks assigned by coniders to fall

into the strata tabIed by Jaues. AS shown by the Mdes, the various

levels operate at the mr and of the s-ectrun 2 study observations

reflect that - m r rs have di.tlal ty in separating tim spans of discmtion

for pesaetine (ncqe d)and wart~im (compressed). It is as if they are

in a tim .wa*-s are perating in wo modes si=1IalteusLy:

p time activities and quas-ccim:t activities. They maintain facilities,

miag funds, training amtunitio, fuels, Adnistrative personel actions,

et., so that the units are optimaly trained (mnt&ly physically, and

tebically) for rapid deployment into a cotat environment. That is, they

etperiance real tim timespn of discetion for s a tasks and c~eased

tim spans of discretion for other tasks. As the nature of the task more

cloeely appoximtes cobat or preparation for combat the greater the

oaLcasion. Also, as you mv trm tactical units to the higher headquares

(which m es 3ctzine,, designs organizations, tests and procures equpment,

mns and trains the force) oraiton more closely apprximA=te thecor porate world.

PossibLe applications are:

Personnel selection. The selection of personnel for certain military

ocoupational specialties or pwsitiorn swh as research and L-.velop.ent,

21

P ... I

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..- - . .. - . .

i~ntollgerce, 1.ong range planning (mobilization and contigency), etc.

Job Position idintification. ALl services would have a amon base.

Joint planning and woratis uld be facilitated in that the correct players

i.e., ranks with equal levls of skills are representative of all services.

DWisions should imapcov in timalineass and quality.

Mob.ilzation. Rapid selection of personnel to fill key positions unique

to mbilization requirements has been a treondous chalange in previous

wars. Am Ins to rapidly identify individuals to fill certain select

positions w be a tr I 1n u asset to the planning and emution phases.

Training and entry le ls of personnel. he way that we train the officer

- corps could be revolutionized by the selection of personel who need les

fama. training. Bcanh qualification courses could be molded into a short

general course with technical aw ses for required expertise in a field.

Selection of entry levels into related field could better be detamind.

t1iq= specialty reqt=Iemits could be entered at grades other than 01 or 02;

sfiuIar to the medical pcogaI.

Finally the point must be mde that this study should be replicated with a

udh larger sample of personnel to be interviewed. The data trends of this

<' study supprt and would justify the additional expenditure of resources

(trained interviewers, travel to additional military installations etc.) to

conc€lusivel valutd. Jaques' leades.p theory. uther, researc to

investigate the cited aplications and their relationship to exaected outcomes

is warranted.

22

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APPMIX

, e interview follow a systematic tocat to deterin tke longest tan

a~n of discretion over which the intervimee assigns control to a sfordinate

and then to establish the longest tim span of control which he perceives is

assigned to him personally. Ma critical incident method was utilizd. This

Limlves wneatn ith the person being interviewed as he provides the

anecotA. acounts cmeing the critical incidents which ace the tim spanof control assigned. T intwview. wae not given the details of the

hypothesis prior to the interview. Eq i.me has shown that mensive tim

is required to exlain the .ocy and that it became a distractor. 2m

* interview facilitates the alai n d uAmrstanding of the theory.

Further, the interviewe was told that there is no cight answer.

e setting for te intrview is a role playing exercise. h interviewee

is asked to think of a suborit e of his organization; the interviewer

- then assumes the role of that subordinate and begins 1.-e questinning. 1 The

questions are directed trd the work to be perfoccd by the subordinate and

establishing the tim spn of control witch sh e rior is giving to th

subordinate (interviewr). Ma Line of q i seeks to establish the

4loaest tim span of control by m essive approximation. Te following

discussion of mssiva aggroimtLon by Dr. Jaques best describes the

technique:

JJ

..-t...: S... . .. ,.,..,. . ..- .. . .

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One means of helping a manager to structure his intuitiveexperierne a3bout the work he a.locates and to make his standards ofquality and pace eplicit in quantitative teems, is to aroach theanalysis by successive approximation. Thus, for example, you ask amwager when he expects a sordinate to have completed theSevelop'ent of a design, he may reply that he could not give anyexact date; he exets the subordinate to get on with it as qucklyas he can and to get it done along with a numer of other tasks thathe has bo allocated. If you then ask whether it wuld be all eightif the subordinate completed it within the next ten years, themanager will probably laugh and say, "Ch no! He doesn't have thatmuch tim. Des he expect it to be completed within the next fewhours? No, it wtuld be quite impossible for him to do so; he wuldneed at least sm month to do it along with the rest of the ork hehas to do. You might then ask him if he would allow tie subordinate.say, a year to complete it, to which he might reply Oro, not thatlong- possibly something more like six mths. You can then refinethe questionis and help the manager to converge upon the umxiinnumber of months that ~uld constitute the longest target myletiontim that he would allow the subordinate when he -allIocated the task.MIat seins to happen when the method of successive apprnximation isused, is that the munit the manager has realised that he would notallow, say, ton years for his subordinate to complete the task, he

S. ~realises that he msust have had ssm target copeintime In mind.Thewre begins to form mre consciously the longest target completiontime that he intuitively asaumd when he alloca the task underconsideration to this subordinate.2

e role playing by the interviewer is concluded when the longest time span

has bo dermined to his satisfaction. The interviewee is then askedabout

is perceptims of his spn of cent:o1 as assigned by his superior. Again,

the tecnique of suessive approximation is used. Owe the longest tum

.pn, has been established, tLhe interview is concluded.

,-,2

244/

....P. . . . . . . . . ... S -

% Ve * I*% *~S a-I I i- 1

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APffMI:fl (Pages 25-26

l4c1Z: subordinates sleted for this were to be LL-w as opposgod tostaff. .vtA s t~hniques are usied for both.

2E~liott jaques, Tim Soan andbookr (Eondon: Heinuumnn, 1.96 4. 1, p. 29.

.25

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BIBLIOGRAPHY

Books

Ounntt, Marr-n 0. Personnel Selection and Placement. California: '4dsort.pubiishing Comp~any, :nc., 2.966.

Jaques Elliott. A General Theory of Bureaucracy. Exeter: Ieianeann, 1976.J________ -. eietan %w%1=k.na3 Booksn

%aques, M-liott. "T~i--Sca Handbock. Edondon: Bok

Articles

Dowling, William F. "Conversation with Elliott Jaques." OrganizationalDynamics, Spring 1977, pp. 24-43.

.jaques, -Lliott. A General Svst-n of Oranisation for the Armed Services,Brunel Institute of Organisation and Social Studies, Jxbridge,Middlesex, U.K., August 1982.

Jaques, Elliott. Llications of Discrete Levels of .wan Caoacitv for..iii isa.ion and Oprations, Brunel Institute of

organ saiion and Social Studies, Jxricge, %Uddlesex, U.K., April1982.

Jaques, Pliott. "Role of the Group Executive (Oprations). Unpublished11,wandum. Brunel Institute of Organisation and Social Studies,Jxbride, Middlesex, U.K., undated.

1Xast, r-mont E. and Rosenzig, James E. "Svolution of Organization and- Managetient TheoLy." Contingency Views of Crganization and

M Science Researcn Associates, Lnc., 1973.

U.S. Department of Army. Delta Force -- 10th Metinq, Army LeadershipDevelogment. Carlisle Barracks, PA: 1982.

Minmoranda

*-' Jaques, Elliott. I lications of Discrete Levels of H uman Canacitv forDefense Forces in Readiness and in omoat. Researcn Proposal.Jxbridge, Middlesex, U.K.: Brunel, April 1982.

U.S. Departmwnt of Army. Estpblisment of the 3eadcuarters Intergrated OfficeSystem. Me, randum of Cinderstanding betAen Office, Secretary. orthe Army Director of Management, (CSA and Commander, U.S. Army

S~Research Institute for the Behavioral and Social Sciences;"ashing4.on: Jndated.

26U.S. CMIERlMENT' r'RINTINC OFFICE 1983 - 42'; , ;9'

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