Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct...

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Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General Hospital University of California San Francisco [email protected]

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Page 1: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Decision Analysis: What? Why? How?Epi 213Jan 10, 2013

Dhruv S. Kazi, MD, MSc, MSAssistant Adjunct ProfessorDivision of CardiologySan Francisco General Hospital University of California San [email protected]

Page 2: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Please switch off your laptops or tablets Place your cell phones or beepers on vibrate Let’s make this interactive

Page 3: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Objectives

What is decision analysis?

Why do we use decision analysis?

How would we use decision analysis?

Page 4: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

“Off hand, I’d say you’re suffering from an arrow through your head, but just to play it safe, let’s get an echo.”

Page 5: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

What is Decision Analysis?

An explicit, quantitative method

to make (or think about) decisions

in the face of uncertainty.

Page 6: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

How does it work?

Portrays options and their consequences (costs, longevity, QoL)

Quantifies uncertainty using probabilities

Quantifies the desirability of outcomes using utilities

Calculates the expected utility of each option (alternative course of action)

Helps choose the option that on average leads to most desirable outcomes

Page 7: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Why might we use decision analyses?

Because uncertainty is pervasive

Shape policyInform clinical choicesDetermine research priorities

In lifeAs a teaching tool

Page 8: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Overview of Steps

Formulate an explicit question Define outcomes of interest Develop the decision tree: define various possible

outcomes Determine the probability of each event Determine the relative importance/utility of each event Calculate the “expected value” Conduct sensitivity analyses

Page 9: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Case

Ms. Brooks is a 50 year old high school teacher who presented to her primary care doctor with vertigo 3 weeks ago.

She had an MRI of her brain that showed a cerebral aneurysm. Her vertigo has subsequently resolved and was attributed to labyrinthitis.

Page 10: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.
Page 11: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Case

Her MRI showed a left posterior communicating artery aneurysm,

and a subsequent cerebral angiogram confirmed a 6 mm berry aneurysm.

Page 12: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Case

Past medical history is remarkable only for 35 pack-years of cigarette smoking. Physical exam is unremarkable.

Ms. Brooks: “I don’t want to die before my time.”

Alternatives: Do nothing vs. Surgical Clipping of the Aneurysm

Page 13: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

There are many ways of dealing with uncertainty

Dogmatism. All aneurysms should be surgically clipped. Policy. At UCSF we clip all aneurysms. Experience. I’ve referred a number of aneurysm patients for

surgery and they have done well. Whim. Let’s clip this one. Nihilism. It really doesn't matter. Defer to experts. Vascular neurosurgeons say clip. Defer to patients. Would you rather have surgery or live with

your aneurysm untreated?

Page 14: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Or Perform a

Decision Analysis

Page 15: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

1. Formulate An Explicit Question- Clear- Meaningful- Feasible

From Ms. Brooks’ perspective, which treatment strategy produces the greatest longevity: surgical clipping or observation?

Page 16: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

1. Formulate An Explicit QuestionEmbedded in the question are: -Perspective-Analytic horizon

From Ms. Brooks’ perspective, which treatment strategy produces the greatest longevity: surgical clipping or observation?

Page 17: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Define the PerspectiveWhat does the surgery mean to: -Ms Brooks-Her doctor-The hospital-The clinic-The radiology center-Her insurance company-Society?

Page 18: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

What’s the Best Analytic Horizon?- 30 days- 1 year- 5 years- 10 years- lifetime

Page 19: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Analytic Time Line

Page 20: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Analytic Time Line

Page 21: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

2. Design A Decision Tree(Structure the problem)-Complete-Simple-Decision vs. Chance nodes

Branches at a decision node – two or more diagnostic or therapeutic alternatives

Branches at a chance node – exhaustive and mutually exclusive

Page 22: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Start Simple

M s. B rooks

N o treatm ent

Surgery

N orm al surviva l

E a rly D ea th

S urgery:yes o r no?

N orm al surviva l

E a rly D ea th

Page 23: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

… to Less Simple…

M s. Brooks

N o treatm ent

Surgery

S urgery:yes o r no?

AneurysmR upture?

N o N orm al surviva l

Yes E arly D eath

S urg ica lD eath?

N o

Yes

AneurysmR upture?

N o N orm al surviva l

Yes E arly D eath

E arly D eath

Page 24: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

…to Complex

M s. B rooks

N o treatm ent

Surgery

Surgery:yes or no?

AneurysmRupture?

N o N orm al surviva l

Yes

Early D eath

Surgica lDeath?

No

Yes Early D eath

Death?

No

Yes

N orm al surviva l

AneurysmRupture?

N o N orm al surviva l

Yes

Early D eath

Death?

No

Yes

N orm al surviva l

Page 25: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

No aneurysm rupture

No surgeryDie

Aneurysm rupture Survive

No aneurysm rupture

Survive surgeryDie

Aneurysm ruptureClipping Survive

Surgical death

Ms. Brooks

Normal survival

Immediate death

Normal survival

Normal survival

Normal survival

Early death

Early death

Figure 1

Page 26: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

3. Estimate Probabilities

Data sources: Reliable, RelevantStandard hierarchies of data quality

Definitive trials > Meta-analysis of trials > Systematic review > Smaller trials > Large cohort studies > Small cohort studies > Case-control studies > Case series > Expert opinion

Page 27: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.
Page 28: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Estimating transition probabilities

Validity vs. Accuracy (Bias-Variance Trade-off)

Consider missing data

Lancet 2004;364:937

Page 29: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

No treatment node

Lifetime rate of rupture = Expected life span * Rupture/yearExpected life span (US life tables) = 35 years

Berry aneurysm rupture (cohort study) = 0.05 per 100 patients per year for <10 mm

Lifetime rate of rupture = 0.05x 35 y = 1.75 per 100 patients per year

Case fatality of rupture = 45% (meta-analysis)

Page 30: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

3. Estimate probabilities

M s. B rooks

N o trea tm ent

Surgery

Surgery:yes or no?

AneurysmR upture?

N op=0.9825 N orm a l surviva l

Yesp=0.0175

Early D eath

Surg ica lD ea th?

N op=0.977

Yesp=0.023 Early D eath=0

D eath?

N op=.55

Yesp=.45

N orm a l surviva l

AneurysmR upture?

N op=1.0 N orm al surviva l=1

Yesp=0

Early D eath=0

D eath?

N op=.55

Yesp=.45

N orm al surviva l=1

Page 31: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Surgery node

Probability of rupture of a treated aneurysm: No data, but probably very small ~ 0 (expert opinion)

Surgical mortality:Meta-analysis of case series: 2.6%

Clinical databases: 2.3%UCSF experience: 2.3%

Page 32: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

3. Estimate Probabilities

M s. B rooks

N o trea tm ent

Surgery

Surgery:yes or no?

AneurysmR upture?

N op=0.9825 N orm a l surviva l

Yesp=0.0175

Early D eath

Surg ica lD ea th?

N op=0.977

Yesp=0.023 Early D eath=0

D eath?

N op=.55

Yesp=.45

N orm a l surviva l

AneurysmR upture?

N op=1.0 N orm al surviva l=1

Yesp=0

Early D eath=0

D eath?

N op=.55

Yesp=.45

N orm al surviva l=1

Page 33: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Fill in the probabilities

M s. B rooks

No treatm ent

Surgery

Surgery:yes or no?

AneurysmR upture?

N op=0.9825 N orm al surviva l=1

Yesp=0.0175

Early D eath=0

Surgica lD eath?

N op=0.977

Yesp=0.023 Early D eath

D eath?

N op=.55

Yesp=.45

N orm al surviva l=1

AneurysmR upture?

N op=1.0 N orm al surviva l

Yesp=0

Early D eath

D eath?

N op=.55

Yesp=.45

N orm al surviva l

Page 34: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

4. Estimate utilities

Valuation of an outcome– Best = 1– Worst = 0

In this case, she wants to avoid early death:– Normal survival = 1– Early death = 0

Page 35: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Fill in the utilities

M s. B rooks

No treatm ent

Surgery

Surgery:yes or no?

AneurysmR upture?

N op=0.9825 N orm al survival=1

Yesp=0.0175

Early Death=0

SurgicalDeath?

N op=0.977

Yesp=0.023 Early Death=0

Death?

N op=.55

Yesp=.45

N orm al survival=1

AneurysmR upture?

N op=1.0 N orm al survival=1

Yesp=0

Early Death=0

Death?

N op=.55

Yesp=.45

N orm al survival=1

Page 36: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

5. Compute The Expected Utility Of Each Branch

Called "folding back" the tree. Expected utility of action = each possible outcome weighted by its

probability.

Page 37: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

M s. B rooks

N o trea tm ent

S urgery

Surgery:yes or no?

AneurysmRupture?

Nop=0.9825 Norm al surviva l=1

Yesp=0.0175

Early Death=0

SurgicalDeath?

Nop=0.977

Yesp=0.023 Early Death=0

Death?

Nop=.55

Yesp=.45

Norm al surviva l=1

AneurysmRupture?

Nop=1.0 Norm al surviva l=1

Yesp=0

Early Death=0

Death?

Nop=.55

Yesp=.45

Norm al surviva l=1

=0

=0

=0.55

=0.55

Page 38: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

.865 vs .977

M s. B rooks

N o trea tm ent

S urgery

Surgery:yes or no?

AneurysmRupture?

Nop=0.9825 Norm al surviva l=1

Yesp=0.0175

Early Death=0

SurgicalDeath?

Nop=0.977

Yesp=0.023 Early Death=0

Death?

Nop=.55

Yesp=.45

Norm al surviva l=1

AneurysmRupture?

Nop=1.0 Norm al surviva l=1

Yesp=0

Early Death=0

Death?

Nop=.55

Yesp=.45

Norm al surviva l=1

=1.0

=0.55

=0.55

=0.9825

=0

=0.9921

=0.977

Diff = -0.0151

Page 39: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

6. Perform Sensitivity Analysis

How confident are we in our recommendation?

Vary the input parameters to see how they affect the final result– What if her life expectancy were shorter?– What if the rupture rate of untreated aneurysms were

higher?– How good a neurosurgeon is required for a toss up?

Page 40: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Thresholds are values at which the decision flipsSensitivity Analysis

0.965

0.97

0.975

0.98

0.985

0.99

0.995

1

1.005

0 0.005 0.01 0.015 0.02 0.025 0.03

Surgical Mortality

Exp

cete

d U

tility

No Treatment

Surgery

Surgical mortality = 0.008

Base Case

Page 41: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

At each iteration, step back…

Did we ask the right question? Have we answered the question? Are there other details that might be important? Consider adding/removing complexity to improve accuracy.

Page 42: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Ms. Brooks: We recommend NO surgery.

“Thanks… But I meant I wanted to live the most years possible. Dying at age 80 isn’t as bad as dying tomorrow…”

Page 43: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Add layers of complexity to produce a more realistic analysis.

Page 44: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Solution: Another Outcome

M s. B rooks

N o trea tm ent

Surgery

Surgery:yes or no?

AneurysmR upture?

N o Norm al surv ival

Yes

Early Death

SurgicalDeath?

N o

Yes Im m ediate Death

Death?

N o

Yes

Norm al surv ival

AneurysmR upture?

N o Norm al surv ival

Yes

Early Death

Death?

N o

Yes

Norm al surv ival

Three outcomesDetermine utility as a portion of expected life span

-Normal survival 1.0-Early death 0.5-Immediate death 0

Page 45: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

No aneurysm rupture0.9825

No surgeryDie

Aneurysm rupture 0.45

0.0175 Survive0.55

No aneurysm rupture1

Survive surgery0.977 Die

Aneurysm rupture 0.45

Clipping 0 Survive0.55

Key InputsRupture risk/yr 0.0005 Surgical deathExpected life span 35 0.023

RR rupture w/ surgery 0Surgical mortality 0.023

Ms. Brooks

Normal survival

Immediate death

Normal survival

Normal survival

Normal survival

Early death

Early death

Figure 2Figure 2

Page 46: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

"Utility"No aneurysm rupture0.9825

No surgery0.996 Die

Aneurysm rupture 0.45

0.0175 Survive0.55

No aneurysm ruptureDifference 1

-0.019 Survive surgery0.977 Die

Aneurysm rupture 0.45

Clipping 0 Survive0.977 0.55

Key InputsRupture risk/yr 0.0005 Surgical deathExpected life span 35 0.023

RR rupture w/ surgery 0Surgical mortality 0.023

Normal survival 1.0

Normal survival

Normal survival

Early death

Early death

1.0

0.5

1.0

0.0

Ms. Brooks

0.5

1.0Normal survival

Immediate death

Figure 3aFigure 3a

Page 47: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Ms. Brooks

“Wait a minute… Nobody said anything about being disabled. If I lived with a disability because of surgery, that would stink. Did you factor that in?”

Page 48: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

"Utility"No aneurysm rupture0.9825

No surgery0.996 Die

Aneurysm rupture 0.45

0.0175 Survive0.55

No aneurysm ruptureDifference 1

-0.082 Survive surgery0.902 Die

Aneurysm rupture 0.45

Clipping 0 Survive0.915 0.55

Key Inputs Surgery-induced disabilityRupture risk/yr 0.0005 0.075

Expected life span 35RR rupture w/ surgery 0 Surgical deathSurgical mortality 0.023 0.023

Surg morb (disability) 0.075

0.0

Ms. Brooks

0.5

1.0Normal survival

Disability, shorter survival

0.17

Immediate death

Normal survival 1.0

Normal survival

Normal survival

Early death

Early death

1.0

0.5

1.0

Figure 5Figure 5

Page 49: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Summary

Explicit question: including perspective and analytic horizon

Decision tree Probabilities of each outcome Utilities for each outcome Expected utility of each course of action Sensitivity analyses

Page 50: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Tips for Decision Analysis

Ask a meaningful question Start simple and iterate Allocate equal time to the decision tree, data collection

and sensitivity analyses Push yourself

Page 51: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

The usefulness of these analytic techniques should not be overstated. None… is intended to be a magic bullet for removal of judgment, responsibility or risk from decision-making…, though each is capable of improving the quality and consistency of decision making.

At root, they are methods of critical thinking, of approaching choices, and often of placing difficult choices out in the open for discussion.

Drummond MF, Schulpher MJ, Torrance GW, et al. Methods for the Economic Evaluation of Health Care Programmes

Oxford, 2005

Page 52: Decision Analysis: What? Why? How? Epi 213 Jan 10, 2013 Dhruv S. Kazi, MD, MSc, MS Assistant Adjunct Professor Division of Cardiology San Francisco General.

Thanks!

[email protected]