David S Cercone Financial Disclosure Report for 2010
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8/3/2019 David S Cercone Financial Disclosure Report for 2010
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Revl 1/20il I FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 20 10 Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)I. Person Repor ting ( las t name, f ir s t , middle init ial)Cercone , Dav id S.
4. Title (Article Ill judges indicate active or senior status;m a g i s t r a t e j ud g e s i n d i c a t e f u l l- o r p a r t - t i m e )
U.S. Dis trict Judge - Active
7. Chambers or Off ice AddressSui t e 7270 , 700 Grant S t ree tU.S. CourthousePi t t sburgh , PA 15219
2. Court o r Organ iza t ionU S D C , W D P A
5a. Report Type (check appropriate type)] Nominat ion, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl icable l aws and regula t ions .
3. Date of Repor t04/18/2011
6. Report ing Pe riod01/01/2010
to12/31/2010
R e v i e w i n g O f f i c e r Date
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you ha ve no reportable information. Sign on last page.
I . P O S I T I O N S . m e p o r , l n g i , a i v id . , to , + + ; s ~ e ~ , p . 9 - 1 3 of filing instructions.)D N O N E (No reportablepositions.)
I. Director2. Custodian3.4.5.
POSITION NAM E OF ORGANIZATION/ENTITYB o y s a n d G i r ls C l u b o f W e s t e r n P e n n s y l v a n i aAccount # 1
I I . A G R E E M E N T S . tRe, oning i.aiviauot onty; see pp. t4.t6 ol~nng instructions.)[~] N O N E (No reportable agreements.)
I. 20022. 20033.
DATE PARTIES AND T E R M SA dm i n i s t r a ti v e O f f i ce o f P A C o u r t s - e li g i b l e t o r ece i v e hea l t h ca r e b ene f i t s f o r l i f e
Pa . S t a t e E m p l oyees R e t i r em en t S ys t em - e l ec t ed t o r ece i v e m on t l y pens i on p aym en t f o r l if e
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FINANCIAL DISCLOSURE REPO RTPage 2 of 6
N a m e o f P e r so n R e p o r t i n gCercone, David S.
Date of Report04/18/201 I
I l L N O N - I N V E S T M E N T I N C O M E . ( R e p o . i n g individual and spouse; seepp. 17-24 of filing instructions.)A. Fliers Non-Investmen t Incom e~~ N O N E (No reportable non-investment income.)
D A T E S O U R C E A N D T Y P E I N C O M E( y o u r s , n o t s p o u s e s )I . 2010 Unive rs i ty o f P i t t s burgh - t each ing s a l a ry $14,200.002. 2010 P A. Sta t e Employees Re t i rement Sys t em - pens ion $34,966. 003.4.
B . S p o u s e s N o n d n v e s tm e n t I n c o m e - i f you were marr ied during anyportlon of the reporting year, complete this section.(Dollar amount not required except for honoraria.)
D N O N E ( N o reportable non-investment income.)D A T E
I . 2010
2.
3.
4.
SOURCE AND TYPEA d m in is t ra t ive O ff ic e o f PA Co urt s - mag is te r i a l d i s t r ic t jud g es sa la ry
I V . R E I M B U R S E M E N T S --transportation, Iodglng, food, entertalnmen~(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
N O N E (No reportable reimbursements.)SOURCE DATES LOCATION
I.2.3.4.5.
PURPOSE ITEMS PAID OR PROVIDED
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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 6
Name of Person ReportingCercone, David S.
Date o f Report04/18/2011
~] N O N E (No reportable gif ts .)SOURCE DESCRIPTION
1.2.3.4.5.
VALUE
V I . L I A B I L I T I E S . a ,, a, ,, ~ s , h o s , o / s e o ~ s e ~ . ~ a e e e , , , t~ , , t c h U a r ~ , ; s , , ~ , , . ~:-~ of filing instructions,)[~] N O N E (No reportable liabilities.)
2.3.4.5.
CREDITORC h a s e H o m e F i n a n c eAl l egheny V a l l ey Bank of P i t t s burgh
D E S C R I P T I O NM ortgage on R enta l P rope r ty Naple s , F L (P t . VII, l ine 17)Bank loan
VALUE CODEMJ
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FINANCIAL DISCLOSURE REPORTPage 4 of 6
N a m e o f P e rs o n R e p o r t i n gCercone, David S.
Date of Report04/! 8/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t ra n s a c t i o n s (Includes those of spouse and dependent children; s e e p p . 3 4 - 6 0 of fillng instructions.)[~] N O N E (No reportable income, assets, or transactions.)
A. B, C.D e s c r i p t i o n o f A s s e t s In c o m e d ur in g G r o s s va lue at e n d( in c lud i n g t rus t a ss e ts ) re p o r t i n g p e r io d o f r e p o r t i n g p e r i o d
(l) (2) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g.. V a l u e V a l u e
exempt from prior disclosure Code I d iv ., r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) ( J -P) C o d e 3( Q -W )
(l )Type (e.g. ,
buy, sell.redempt ion)
T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d
(2) (3) (4)D a t e V alue G ain
m m /d d/y y C od e 2 Code 1(J-P) (A-H)
(s )Identity of
buye~seller(ifprivate
~ansaction)
I. Delaware Tax Free PA Mutual Fund A Dividend K2. Davis NY V enture M utual Fund C Dividend K3. Citizens Bank Accounts A I n t e r e s t K4. American Balanced Fund 529B B Dividend J5. American Funds Cash M gt Trust of A Dividend JAmerica-529B6. IRA D Dividend M
TTT
S o l d(par t) 12/17/10 J A
7. - American Funds: Bond Fund of America: 8 . - Amer ican F unds : Capi l a l Income Bui lde rI 9 . -Amer ican F unds : Income F und of Amer ica
1 0 .
I!.
1 2 .
1 3 .
1 4 .
-Amer ican F unds : Cas h Mg t . Trus t o fA m e r i c aAmerican Funds: Income Fund of America A Dividend JWachovia Bank: Bank Deposit Sweep A I n t e r e s tMoney MarketRental Property, Naples, FL (8/11/2003 D Rent$265.000)
JN
TR
15 .1 6 .
1 7 .
I . Inc ome Gain C odes : A = $1.000 o r le ss B = $1,001 - $2,500 C =$2,5 01 - $5.000 D =$5,001 - $15,000( See Columns BI and D4 ) F = $50,001 - $100.000 G =$100,001 - $1,000,000 H I = $1,000,001 - $5,000,000 H2 =More than $5,000.0002. Value Codes J =$15.000 or less K =$15,001 - $50.000 L =$50,001 - $ 100.000 M =$100,001 - $250,000(S ee C o lum ns C I an d D 3 ) N =$250,001 - $500,000 O =$500.001 - $ 1,000,000 P I =$1,000,001 - $5,000,000 P 2 = $5,000,001 - $25,000.000
P3 =$25,000.001 o $50.000.000 P 4 =M o re th an $50,000.0003. Value Method Codes Q =Appraisal R = Cos t ( R eal Es t a t e O nly ) S = As s es s ment T = C a s h M a r k e t( See Column C2 ) U =Book Value V ~ O t h e r W = Es t imated
E 3515 .001 - $50,000
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FINANCIAL DISCLOSURE REPORTPage 5 of 6N a m e o f P e r so n R e p o r t i n gCercone, David S.
Dale of Report04/I 8/2011
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartof report.)
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FINANCIAL DISCLOSURE REPO RTPage 6 of 6
N a m e o f P e r so n R e p o r t in gC e r c o n e , D a v i d S .
Date o f Report04/I 8 /2011
IX . CERTIFICATION.I c e r ti f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a te , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t ut o r y
p r o v i s i o n s p e r m i t t in g n o n - d i s c l o s ur e .1 f u rt h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i ci a l C o n f e r e n c e r e g u l a t io n s .
Signature: $/David S. Cercon e
N O T E : A N Y I N D I V I D UA L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . ap p . 1 04 )
Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544
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R e v . 1 / 2 o z l FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act of 1978
(5 U.S.C. app. 101-111)
I. Person R eport ing ( last name, f i rst , middle ini t ia l )Cerco n e , David S .
4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)U.S . Di s t r i c t Judge - Act ive
7. Chambers or Of f ice AddressS ui t e 7 27 0 , 7 00 Grant S t ree tU.S . Cour th ous eP i t t s b u rgh , P A 15 219
2. Cour t or Organiza t ionU S D C , W D P A
5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion conta ined in thi s Repor t and anymodifica t ions pe rta in ing the re to , i t is , in my op in ion , in compliancew i t h a p p l i c a b le l a w s a n d r e g u l a t i o n s .
3. Date o f R e p o r t07/8/20
6. Repor t ing P e r i o d01/01/2010
to12/31/2010
Reviewing Off icer Date
I M P O R T A N T N O T E S : The instructions accom panying this form m ust be followea~ C omplete all parts ,checking the NON E box for each part where you ha ve no reportable information. Sign on last page.
I. P O S I T I O N S . m e p o n i n g i n a i v i a u a t o n l y ; s e , p ,. 9 - 1 3 of filing instructions.)D N O N E ( N o reportable positions.)
P O S I T I O N1. Director
2. C us t o d i a n
N A M E O F O R G A N I Z A T I O N /E N T I T YB o y s a n d G i r ls C l u b o f W e s t e m P e n n s y l v a n i aA c c o un t # !
I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~-q (No reportable a greements.)ONE
1.20022 .20033.
DATE PARTIES AND TERMSAd m in is t ra t ive Off ice o f PA Co ur t s - e l ig ib le to rece ive hea l th care ben ef i t s fo r l ifeP a . S t a t e Employees Re t i rement S ys t em - e l ec t ed t o rece ive mont ly pens ion payment fo r l i f e
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FINANCIAL DISCLOSURE REPORTPage 2 of 6 Ia m e o f P e r s o n R e p o r t i n gCercone, David S. Date of Report07/8/201 l
III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e~ (No reportable non-investment income.)ONE
DATE SOURCE AND TYPE INCOME(yo ur s , n o t sp o use s )
I . 2010 U n ivers i ty o f P i t t sburg h - t each in g sa la ry $14,200.002. 2010 P A . S t a t e E m p l o y e e s R e t ir e m e n t S y s t e m - p e n s i o n $34,966.003.4.
B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during anyportion of the reportingyear, complete this section.(Dollar amount not required except for honoraria.)~- ~ (No reportable non-investment income.)O N E
D A T E1. 2010
2.
3.
4.
SOURCE AND TYPEAd m in is t ra t ive Off ice o f PA Co ur t s - mag is te r i a l d i st r ic t jud g es sa la ry
I V . R E I M B U R S E M E N T S - tra,spor,at ion, lodging, food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
N O N E (No reportable reimbursements.)SOURCE DATES LOCATION
I.
2.3.4.5.
PURPOSE ITEMS PAID OR PROVIDED
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FINANCIAL DISCLOSURE REPORTPage 3 of 6
N a m e o f P e r s o n R e p o r t i n gCercone, David S.
Date of Report07/8/2011
V . G I F T S . a n c l u d e s t h o s e t o s p o u s e u . d d e p e n d e n t chi ldren; see pp. 2 8 - 3 1 of f i l ing instruct ions.)N O N E (No reportable gifts.)
SOURCE DESCRIPTION1.
2.3.4.
5.
VALUE
V I . L I A B I L I T I E S . a n c l u d e s those of spouse and dependent children; seepp. 32-33 of f!ling instructions.)[~] N O N E ( N o reportable liabilities.)
2.3.4.
5.
CREDITORC h a s e H o m e F i n a n c eAl leg hen y V al ley Ban k o f P i t t sburg h
DESCRIPTIONMo rtg ag e o n R en ta l P ro p er ty N ap les , FL (P t . V II, l in e 17)B a n k l o a n
VALUECODEMJ
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FINANCIAL DISCLOSURE REPORTPage 4 of 6
Name of Person ReportingCercone, David S.
Date of Report07/8/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m c , v a tu e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)
A. B. C.D e s c r i p t io n o f A s s e t s In co m e d u r in g G r o s s v a lu e a t e n d( i n clu d i n g t ru s t a s s e ts ) re p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
( 1 ) ( 2 ) (l) (2)Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e
exempt from prior disclosure Code l d iv ., r e n t , C o d e 2 M e t h o d( A - H ) or i n t . ) (J-P) C o d e 3
( Q - W )I. Delaware Tax Free PA M utual Fund A Dividend K T2. Davis NY Venture M utual Fund C Dividend K T3. Citizens Bank Accounts A I n t e r e s t K T4. Account #1 (Custodian)5. -American B alanced Fund 529B B Dividend J T6. -American Funds Cash M gt Trust of A Dividend J TAmerica -529B7. IRA D Dividend M T8. - Ame rican Funds: Bond Fu nd of Ame rica
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
0) (2) (3)Type (e.g., D a t e V a l u eb uy , s e l l , mm/dd!yy C o d e 2
r e d e m p t i o n ) ( J - P )
So ld 12/17/10 J( p a n )
(4 ) (5 )Gain Identity ofCode I b u y e r / s e l l e r(A -H) ( if p riva te
transaction)
A
9. - A m e r i ca n F u n d s : C a p i t a l I n c o m e B u i l d e r
10 . - A m e r i ca n F u n d s : In c o m e F u n d o f A m e r i c a1 1 .
1 2 .
1 3 .
1 4 .
1 5 .
1 6 .
-Am er ican F unds : Cas h Mgt . T rus t ofA m e r i c aAmerican Funds: Income Fund of America A Dividend J TWa chovia Bank: Bank Depos i t Sweep A I n t e r e s tMoney MarketRental Property, Nap les , FL (8/11/2003 D Rent$265.000)U.S. Savings B ond A I n t e r e s t
J
NJ
T
R
T
17 .
I . I ncome G ain C odes : A =$1,000 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D -$5,001 - $15,000( S ee C olu mns B I and D 4 ) F =$ 50,001 - $ 100,000 G = $1 00,001 - $1,000,000 H 1 = $1 ,000,001 - $ 5,000,000 H 2 = Mo re tha n $5,000,0002. V alu e Co des J = $1 5,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M $100,001 - $250,000( S ee C olu mns C I and D 3 ) N =$250,001 -$500,000 O =$500,001 - $1 ,000,000 P I = $1 ,000,001 -$5 ,000,000 P 2 $5 .000,001 -$25 ,000 ,000
P3 =$25,000,001 - $50,000,000 P4 =M ore than $50,000,0003 . Valu e Method C odes Q = A p p r a i sal R =C os t ( R eal E s t a t e Only ) S =As s es s ment T =C as h Mar k et( S ee C olu mn C 2 ) U =Book Valu e V =Other W =E s t imated
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORTPage 5 of 6
Nam e of P e r son Repor t ingC e r c o n e , D a v i d S .
Date o f Report07/8/2011
V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndlcatepart of report.)
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FINANCIAL DISCLOSURE RE PORTPage 6 of 6
N a m e o f P e r so n R e p o r t i n gC e r c o n e , D a v i d S .
D a t e o f R e p o r t07/8/2011
IX. CERTIFICATION.I c e r ti f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r y
p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e rt i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the p rov is ions o f 5 U.S .C. app . 501 e t . seq . , 5 U.S .C. 7353 , and Jud ic ia l Confe rence r egu la t ions .
Signatu re: S[ David S. Cercone
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 0 4 )
Co m m i t te e o n F i n a n c i a l D i s c lo s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSu i t e 2-301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C. 2 0 5 4 4