Daniel A Manion Financial Disclosure Report for 2010

8/3/2019 Daniel A Manion Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/daniel-a-manion-financial-disclosure-report-for-2010 1/13

A O 10

Rev. 1/2011

FINANCIAL DISCLOSURE REPO RT

FOR CALENDAR Y EAR 2010

Report Required by the E thics

ht Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1. Person Reporting ( last name, f irst, middle initial)

M an i o n , D an i e l A .

4. Title (Article Ill judges indicate active or senior status;magistrale judges indicate full- or par t- l ime)

Article 11I

7 . C h a m b e r s o r O f f ic e A d d r e s s

301 Grant Federal Bui lding204 S. Main StreetS o u t h Be n d , I N 46 6 01

2 . Cour t or Organiza t ion

U S C A - 7

3. Date o f Report

05124/2011

5a. Repor t Type ( check appropr ia te type)

] Nomination, D a t e

[] Initial [] Annual [] Final

5 b . [] A m e n d e d R e p o r t

8.On the bas is of the informat ion conta ined In th is Repor t and anymodif ica t ions pe r ta in ing the re to , i t i s , in my o pinion, in comp liancewith appl icab le laws and regu la t ions .

6 . Repor t ing Pe r iod

01 / 01 / 201 0to

1 2 / 31 / 201 0

Rev iew ing Of f ice r Date_

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete alt parts,

checking the NO NE box for each part where you hav e no reporlable information. Sign on last page.

I . P O S I T I O N S . ¢ R o p o a i n ~ i , d i v ~ u a t o . ty : s e e p p .

~-~ N O N E (No reportable positions.)

POSITION

2.

3.

4.

5.

N A M E O F O R G A N I Z AT I O N /E N T I T Y

I I . A G R E E M E N T S . ta o , o , ~ . g i ,~i~t ont~; ~ ~ ,. 14-16 of filing instructions.~

~~ N O N E (No reportable agreements.)

DATE PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT

of 13

Name of Person Reportin g

Man ion , Dan i e l A.

Date ol Report

05 / 24 / 201 1

IIl. N O N - IN V E S T M E N T I N C O M E . ( R e ro ~ in , individual andspouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-Investm ent Incom e

~] N O N E (No reportable income.)on-investment

DATE SOURCE AND TYPE

2.

3.

4.

I N C O M E( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - ~ f y o u were marrled durlng any poaion of the reporting year, complete this s ec t i on .

(Dollar am ount nor required except for honoraria.)

~] N O N E (No reportable non-investment income.)

D A T E S O U R C E A N D TYPE

1.

2.

3.

4.

IV.REIMBURSEMENTS - transporlation, lodging, food, enlertainraent.

( Inclades those to spouse and dependent children: ~pp. 2 5-27 of filing in~truction~.)

N O N E (No reportable reimbursements.)

SOURCE DA~S LOCA~ON

I.

2.

3.

4.

PURPOSE JTEMS PAID OR PROVIDE




Pag e 3 o f 1 3

Name o f Pe rson Repor t ing

M a n i o n , D a n i e l A .

Date of Report

0 5 /2 4 /2 0 11

V . G I F T S . a n c z u a , , h o , , to s p o u t , ~ u ~ a ~ p e . Z ~ . , children; s e e p p . 2 8 - 3 1 of filing instructions.)

N O N E (No reportable gills.)

SOURCE

!.

2.

3.

4.

5.

DESCRIPTION VALUE

~ N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1.

2.

3.

4.

5.

VALUECODE




of 13

Name of Pe rson Repor t ing


D a te o f R e p o r t

0 5 /2 4 /2 0 11

V I I . I N V E S T M E N T S a n d T R U S T S . - i n c o . ,, , .~ t u e , , ,~ , u c , ~ o n , ¢ t n c ~ u ~ e , , h o , e o y , ~ , o ~ , o o n d d e ~ , e . d e n , children; see p p . 3 4 - 6 0 of f i l ing instructionr. )

N O N E (No reportable income, assets, or transactions.)

A. B. C. D .

D e s c r i p t i o n of Assets Income dur ing G r o s s v a l u e at en d Transactions during relx~rting per i~l( i n c l u d i n g t r u s t a s s e ts ) report ing period of repoaing per iod

( ~ ) ( 2 ) O) (2) O) (2) (3) i (’~) ( 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y pe ( e .g .. Value V alue T y p e ( e . g ., D a t e V a l u e ; G a i n I d e n t i ty o f

e a e m p l f r o m p r i o r d is c l o s u r e C e d e I div., rent. C o d e 2 M e th o d buy, re | l , mmld d lyy Code 2 i Code 1 buyerlseller(A- H) o r i n t . ) ( J - P ) C o d e 3 redemption) ( J ’P ) I ( A- H ) ( i f p r i v a t e

( Q - W ) !. transaction)

I. K e y B a n k c h e c k i n g

2. K e y B a n k c h e c k i n g # 2

3. AIM As ia Paci f i c Growth fund

4. G abe l li V a l ue M ut ua l F un d

5. T e m p l e t o n Fo r e i g n Fu n d

6, Europa }t ic Growth Fund

7. G o l d m a n S a c h s S m a l l C a p V a l u e F u n d

8. Hart fo rd Cap i t a l Apprecia t ion Fu nd

9. AIM Develop ing Market s Fund

10 . Fi rs lOppor tun i ty Fun d

i 1 . U B S d e p o s i t a c c o u n t ( R M A m o n e y m a r ke t )

12 . S e l i g m an G l o ba l F un d

13 . Janus Fund

14 . Fidel i ty Magel l an Fund

15 . D i am o n d s

16 . B o e i n g C o m p a n y c o m m o n

17 . Evan s v i l l e R ed ev . B o n d

A

A

A

A

A

lmereM

N o n e

N o n e

N o n e

N o n e

N o n e

Distribution

N o n e

N o n e

N o n e

Distribution

N o n e

N o n e

Distribution

N o n e

D i v i d en d

Interest

K T

K T

J "r

N T

J

]

W

T

S o l d

S o l d

S o l d

S o l d

S o l d

S o l d

S o l d

S o l d

S o l d

S o l d

R e d e e m e d

09 / 21 / 1 0

0 9 /2 1 /10

0 9 /2 1 /10

0 4 / 2 0 / 1 0

0 4 /2 0 /10

IM/20 /10

IM/20/10

0 5 /14 110

10/21110

!1 /11 /10

0 1 / 0 1 / 1 0

K B

K A

M

L D

L

L C

J B

J B

L D

L

P3 ~25.~.~1 - $50.~.1~ p 4 = M o r e ~ h a n $ 5 0 . ( ~ . ~

3 . V a l u e M c ~ t ~ C ~ s Q :Appra i sa l R :Co~t ( r ea l Es ta t e On ly} S = A s ~ s ~ n ~ n t T = C a s h M a r k e t

{ ~ c C o l u ~ C 2 ~ U = B ~ k V a l u e V ~thcr W =Est i mat ed




of 13

Name of Person Reporting

Man ion, Daniel A.

Date of Report

0 5 /2 4 /2 0 11

V I I . I N V E S T M E N T S a n d T R U S T S . . i n , o . , o , v o ~ , , , , r a ,s o c a o , ,s a n c t u d , , ,h o s e o l s p o u s e a n d dependent children; s e e p p . 3 4 - 6 0 nf filing instructions.)

~] N O N E (No reportable income, assets, or transactions.)

A. B. C.

D e s c r i p t i o n o f A s s e t s Income duringGross value at end( i n c l u d i n g t r u s t a s s e ts ) r e p o r t i n g p e r i o d of report ing period

(t) 12) OI (2)

P l a c e " ( X ) " a f t er e a c h a s s e t A m o u n t T y p e ( e.g ., V alue V alue

exemp t from prior d isclosure Co d e I d i v . , r e n t , Code 2 M e th o d( A - H ) o r i n t . ) { J - P ) Co d e 3

( Q - W ~

1 8 . B l a c k r o c k M u n i 2 0 1 8 T r u s t

1 9 . B arc l ay s B an k p re fe r red

20 . Cred i t S u i s s e p re f e r r ed

2 1. D eu ts ch e B an k p re fe rr ed

22 . ING Group p refer red

23 . B an k o f A m er i c a p re f e rr ed

24 . S o u t h B en d R ed ev , B o n d

25 . I n d i an a S t . D ev . B o n d

26 .

27 .

28 .

29 .

3 0 .

3 1.

32 .

3 3 .

’ 3 4 . UBS depos i t accoun ti

Ch i c ag o I L O ’H are bo n d

Brownsvi l l e TX bond

Ind ianapo l i s IN Ioc bond

Indianapol i s IN gas bond

H am i l to n Co . O H bo n d

Kane/DeKalb Co. IL bond

Univers i ty Akron bond

K e yc o r p c o m m o n

Type (e.g . ,

buy, se l l ,

redempt ion)

Transactions during report ing period

( 2 ) (3) (4)

Date V a l u e Gain

mmld d /y y Co d e 2 Code 1

O-P) (A-H)

( 5 )

Identity of

bu y e r / s e l l e r

( i f p r iv a t e

t ran~et ion)

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

B Dividend

A Interest

A Interest

A Interest

A Interest

A Interest

A Interest

A Interest

B Interest

A Interest

A Dividend

A Distribution

J

J

J

J

K

J

J

J

J

.I

J

J

K

J

L

L

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

I . Incom e Ga in Codes : A = , . t. 1 . 0 0 0 o t l e s s B =$1.1201 - $2,500 C =$2.501 - $5,000 D "-d.5.O01 - $15.000

I S e e C o l u m n x B 1 a n d D 4 ) F :$50.0OI - $100,000 G = $100.0O I - [ 1 ,000 .000 H 1 =$1 ,0 00 .0 01 - $3 ,0 00 .0 00 H 2 =M or e th an

2 . Va lue Codes J =$15.000 or- less K =$15,001 - $50 .00 0 L =$50.001 - $100.0O n M --~ .10 0.0 01 - $2 50.000

{ S e e C o l u m n s C I a n d D 3 ) N =$ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 (X ) O -~500,001 - $1.000.000 P ! = $ 1 . 0 0 0 . ~ 0 1 - $ 5 . 0 ( ~ 0 .0 0 0 P 2 =$ 5 . 0 0 0 . 0 0 1 - $ 2 5 . . 0 0 0 . 1 3 0 0

P3 =$25.C~0.001 - $.s0.000. t :~3 Pa -More than $50 .000 ,000

3 . V a l u e M e t h o d C o d e s Q = A p p r a i s al R. = C o~ I {Re a l E s t a t e O nl y ) S = A s s e s s m e n t " 1" - - C a s h M~ rk c t

E =S 15. 00 t - $50.000




of 13

N a m e o f Pe r so n R e p o r t in g


Date o f R e p o r t

05/2’I /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.eo,... ,,at.o, tr....aio.s anc~.~ s ,hoso oyspo.so ~.~ a,~ ,e.ao,I, children; see pp. 3 4 - 6 0 of filing instructions.)


A, 1 3 .

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

{ I ) ( 2 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T yp e ( e . g . ,

e x e m p t f r o m p r i o r d i sc l o s u r e Code I d l v , , r e n t ,(A-tl) o r i n t . )

Gross value at endof report ing period

(l) 12)

V alue V alue

Code 2 M e th o d

( J - P ) C o d e 3

( Q - W )

Type le.g . ,

buy, sell,

redemption)

Do

Transactions during reporting per iod

( 2 , ) ( 3 ) ( 4 )

Date V a l u ~ Ga in

m m/d d /y y C ode 2 Code 1

(J.P) ( A-H )

(5)

I d e n t i ty o f

buyer/seller

(if p r i v a t e

t r a n s a c t i o n )

35 . 1RAs- - i t e ms 3 6 - 5 3

3 6 . Op p e n h e i m e r C a p i t a l A p p r e c i a ti o n f u n d

37 . U B S B a n k U SA d e p ( l i q u i d a s se t s f u n d )

3 8. Ge ne r a l E l e c t r ic

39 . D avi s N Y V en t u re F un d

4 0. F ra nk lin B ala nc e S he et

4 1 . F ran k l i n l n c o m e F un d

, 1 2 . A l l y B K M i d v a t e f ix e d r a t e C D

4 3 . A l l y B K M i d va l e f i x ed r a t e CD

4 4 . M erc h an g s B an k f i x ed r a t e CD

4 5 . M ed a l l i o n B an k f i x ed r a t e c d

4 6. C o lu m bL ~s B TT fi xe d ra te cd

4 7. Ame r i c a n E xpr e s s f i xe d r a t e c d

4 8. U S W e s t C o m m u n i c a t io n s d e b

4 9. G E M o ne y B a nk fix e d r at e c d

50 . G E M o n ey B an k f i x ed ra t e c d

51 . F ed era l 401 K p l an

N o n e

Distribution

D i v i d en d

Distribution

Distribution

Distribution

In teres i

N o n e

Interest

Interest

In te res t

N o n e

In te res t

In te res t

In te res t

N o n e

M

J

K

K

J

K

J

T

T

T

T

T

T

T

T

T

T

Sold

S o l d( p a n )

B u y

S o l d

B uy

B uy

B uy

B uy

B uy

B uy

S o l d

S o l d

0 8 /3 0 /10

08/30110 K

0 7 /3 0 /10 K

0 9 /3 0 /10 K

11/24/ I 0 K

12 /03110 J

11/29/10 K

1 2 / 28 / 1 0 )

09/09/ I 0 K

0 7 / 3 0 / I 0 K

1 01 1 51 1 0 K

0 6 /0 4 /10 N I rans fer red to UBSIR A

I . I n c o m e G a i n C o d e s : A ---11.000 ix less B :$1 .001 - S2 .Y-.X ) C = $ 2 . 5 ( 3 1 - $ 5 . 1 X ) 0 D - -45, 001 - $ 15. 000

(S cc Co lu mn s B I a nd 13 4) F =$5 0,0 01 - $1 00 .0 00 O =1 10 0,0 01 - 5 1.0 00 .0 00 H 1 =5 1.0 00 .0 01 - $5 .0 00 ,0 00 H2 =More than $5.000,000

2 . Va lue Codes J =$15.000 or less K =$15 ,00 1 - 55 0 .0 0 0 L =$5 0,00 1 - $10 0.00 0 M =$100,001 - $250,000

( S e c C o l u m n s C I a n d I ) 3 ) N =5250. 001 - $ 500, 000 0 ~5 50 0.00 1 - S1 ,0 00 .0 00 P I =$1 .0 00 ,0 01 - $5 .0 00 ,0 00 P 2 =$5. 000. 001 - $ 25. 000, 000

P 3 =$25,000.001 - $50.000.000 P4 =Mote Ihzn $50.000,000

3 V a l u e M e t h o d C o d e s Q =Appraisal R =Cos t (R ea l Es ta t e O~ly) S =Assessm~nl T = C a s h M ~ k e l

(See C o l u m n C 2 ) U =Book V~ t ue V =Othe r W =F.sl imuted

E =515, 001 - SX) . 000




o f 13

N a me o f P e r so n R e p o r t in g

M a r t i a n , D a n i e l A .

D a t e o f R e p o r t

05F24 /201 1

V I I . I N V E S T M E N T S a n d T R U S T S - in c o , .o , .~ ’ .e . , . ~ n ~ a c ~ o ,, s a n c f . * ~ , h o ~ e o f s ~ o ~ e ~ n ~ a ~ e n a ~ n , children; s e e p p . 3 4 - 6 0 of filing instructions.)


D e s c r i p t i o n o f A s s e t s Income during

( i n c l u d i n g t r u s t a s s e t s ) report ing period

( l ) ( 2 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T yp e ( e . g . .

e x e m p t f m r n p r i o r d is c l o s u re C o d e 1 div., rent,( A - H ) o r int.)

[ 52. St a t e o f l nd i a na r e t i r e me n t

53 . G r o w t h Fu n d A m e r i ca

54 . 20/20 Fund (Jenn i son)

55 . Northwestern Mutual L i fe Insurance

56 . Unimp roved rea l es t a t e St , Joseph Cty, IN

57 . B ai rd Tm s t A c e t : i t em s 58 - 9 8

58 . A u t o m a t l e D a t a P r o c e s s i n g ( A D P )

59 . C o m p u t e r Sc ie n c e s C o r p . c o m m o n

6 0. T arg et C orp . c om m o n

6 1 . K e l l o g g C o m p a n y

6 2. W i n d s t r e a m C o r p .

6 3. I l li n o i s To o l W o rk s c o m m o n

6 4, I n t e l C a r p c o m m o n

6 5. l n t e l Ca rp c o m m o n

6 6. J o h n s o n & J o h n s o n

6 7. P r o c t e r & G a m b le c o m m o n

6 8. D r e y f u s M u n i M o n e y M a r ke t

N o n ~

N o n e

N o n e

N o n e

N o n e

B D i v i d en d

A D i v i d en d

B D i v i d en d

A D i v i d en d

C D i v i d en d

A D i v i d en d

A D i v i d en d

A D i v i d en d

B D i v i d en d

A D i v i d en d

A Distribution

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(i) (2)

V a l u e Value

Co d e 2 M e th o d

( J - P ) C o d e 3

( Q - W )

T

T

L

K T

K T

L T

K T

L T

J T

J T

K T

J T

M T

Transactions during report ing period

(I) (2) (3) (4)

Type (e.g.. D a t e Value G a i n

buy. sell. m r r d d d / y y Code 2 Code

( 5 )

I d e n t i t y o f

buyerlse l le r

redempt ion)

05 / 1 4 / 1 0

(J-P) (A-H)

Ku y

( i f p r i , . ’ a t e

transaction)

I . I nc ome Gai n , C odes . A =$1.000 o~ less B =$1.001 . $2,500 C --,$2.501 - $5.000 D -- ,$5.001 - $15,000

( . Y ~ : c C o lu m n s 1 1 1 z n d D 4 } F =$50,001 - $ 100.000 G =$ 100. 001 - $ 1. 000.000 H I =$I .000 ,001 - $5 .000 .000 H2 =MOle than

2. Val ue C odes J =$ I 5.000 or les~ K =$1 5.0 0 1 - $5 0.0 00 L =$50,0 01 - S ]00.(X ~I M =$1(30.001 -

(.S ~ :c C o lu nm sC l an d D3) N =$2 50.00 1 - $S 00 ,000 O :$500.001 - $1.000.(’X)O PI :$1.000.001 - $5.(X)0.000 P2 -~.5.000.001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P4 :More ~han $50 .000 .000

3. Val ue Mel hod C odes Q =Ap~a i sa l R =C ost I Real Es t a t e O nl y} S =Asses sn~n t T =Cash Matkc l

tSee Co lum n ~2) U =Rook Val ue V =Othe~ W =Eslirnaled

E -~15.001 - $50.000



FINANCIAL DISCLOSURE REPO RT

of 13

Nam e of P e r s on Repor t ing

M a n l o n , D a n i e l A .

Date o f R e p o r t

0 5 /2 4 /2 0 1 i

V I I . I N V E S T M E N T S a n d T R U S T S - income, va lue , t ransact ions ( Inc ludes those of spouse and dependent chi ldren; see pp. 34-6 0 of f i ling ins t ruc t ions .)


D e s c r i p t i o n o f A s s e t s Income during

( i n c l u d i n g t r u s t a s s e ts ) r e p o r t i n g p e r i o d

(I )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type (e.g . .

exemp t from prior d isclosure Co d e I div., rent,( A - H ) or int.)

69, F ise rv Inc . N o n e

70 . B ec t o n D i c k i n s o n & Co . A D i v i d en d

71 . Cl a rc o r I n c . A D i v i d en d

72 . E c o l a b c o m m o n A D i v i d en d

73 . P a t t e rs o n Co m p an i es c o m m o n B D i v i d en d

74 . F as t en a l c o m m o n B Di v i de nd

75 . F as t en a l c o m m o n B D i v i d en d

76 . Permar~e~,t Po,- lfolio Fur~d A D i v i d en d

77 . Stef icyc le Inc . N o n e

78 . Techne Corp . N o n e

79 . P o w e r s h a r e s G l o ba l N o n e

80 . M ed c o H ea l t h S o lu t i o n s N o n e

81 . C en tu ry Lin k I nc , D D i v i d en d

82 . Valmont Indus t r i es A D i v i d en d

8 3. V a lm o nt I nd us tr ie s A D i v i d en d

84 . H ar r i s S l r a t ex N e t w o rk s N o n e

85 . H ar l ey D av i d s o n c o m m o n A D i v i d en d

Gross value al end

of report ing period

(l) (2)

Value Value

Code 2 M e th o d

(J-P) C o d e 3

~ Q - W )

Transactions during reporting per iod

(I ) (2) (3)

Type (e.g . , Date V a l u e

b u y , ~ . e ll , m m/d d/yy C od e 2

redempt ion) ( J -P)

C 4 ) ( 5 )

Gain Identity of

Co d e I buyer /seller

{ A - H ) (if private

t r a n s a c t i , ~ n )

M T S o l d(part)

K T

K T

M q~ S o l d(part)

S o l d

L T B u y

K T B uy

K T B u y

K T B uy

K T B uy

K T B uy

M T B uy

K T B uy

K T B uy

S o l d

K T

11118/10 J

S o l d 01112/10 J

11/16/10 J

04 / 22 / 1 0 M

08 / 26 / i 0 K

02 / 08 / 1 0 J

I ! / 16 / 10 J

! 1 /17 /10 K

08 / 26 / 1 0 K

05115110 L

01 / 1 3 / 1 0 J

10/14/10 J

0 2 /0 8 /1 0 J

1 . Inc om e Ga i n C ~ dc , ~ : A = $ 1 . 0 0 0 o r l e s s B --~1.001 - $2500 C = .$2 .501 - $5 .000 D =.$5.001 - .$15.000

I S e e C o l u m n s B I a n d D , I ) F =$50,001 - $100,000 G =. $1 0 0 . 0 0 1 - . $ 1 .0 0 0 , 0 ~3 0 II I =$1 .0 ~0 .0 01 ¯ .$5 .0 00 .0 00 it2 =M ore than $5.000 .000

2 . V a lu e C o d e s J =$1 5 .0 ~ O o r le s t K =.$1 5 ,0 0 1 - $5 0 ,0 0 0 L = $50.001 - $100 ,O 00 M =. $ 1 0 0 . 0 0 1 - . $ 2 5 0 . 0 0 0

( S e e C o l u n m $ C I l a n d D 3 ) N ~ $ 2 5 0 . 0 0 1 - . $ 5 0 0 . 0 0 0 O = . $ 5 0 0 , 0 0 | - $ 1 . 0 ~ 0 , 0 0 0 PI =~1,000,001 , $5 .000.000 P2 = .$5.000 .001 ¯ $25 ,000 ,000

P 3 =$2 5 .0 0 0 .0 0 1 ̄ .$5 0 .0 0 0 ,0 0 0 P 4 ~ M o re th a n .$5 0 .0 0 0 .0 0 0

3 . V a t u e M e t h o d C o d e s Q = A p p ’ a i s a l R = C o s t ( R e a l E s t a t e O n l y ) S = A s s e s s m e n t T =Cash M~ket

t S e e C o l u m n C 2 ) O = B ~ o k V a l u e V = O l h c r W =Es t i rn a l e d




of 13

N a m e of P e r s on Repor t ing

M a n l o n , D a n i e l A .

Date of Report

05 / 24 / 201 1

V I I . I N V E S T M E N T S a n d T R U S T S -- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fi l ing instructions.)

~ N O N E (No reportable income, assets, or transactions.)

A. B. C.

Description of Assets Incom e during G ross va lue a t end(including trust asse ts) reporting period of reporting period

(I ) (2 ) O) (2)

Place " (X )" after each asset Am ount Type (e.g., V a l u e V a l u e

exempt f rom prio r d isc losure Co d e 1 div . , rent, Co d e 2 Method( A-H ) or int.) (J-P ) Code 3

( Q- W )

86 . Medl ron ic Inc .

87 . Peps ico Inc .

88. P eps ico Inc .

89 . M c G raw - H i l l c o m m o n

90 . W al g reen

91 . Em ers o n E l ec t r i c

92 . E Q T C o r p .

93 . Federated lnvs . Class B

94 . Microsof t Corp

95 . M c C o r m i c k & C o .

96 . V C A A nte ch In c.

9 7. G e ne ra l E l ec tr ic

98 . Harr is Corp .

99 . B P P L C c o m m o n

A

A

B

A

A D i v i d en d

N o n e

N o n e

D i v i d en d

D i v i d en d

D i v i d en d

Di v i de nd

D i v i d en d

D i v i d en d

D i v i d en d

N o n e

A D i v i d en d

A D i v i d en d

B D i v i d en d

A D i v i d en d

B D i v i d en d

B D i v i d en d

I 0 0 . G e n e r a l E l e c t ri c

10 1 . P f i ze r l n¢ .

10 2 . P r oc t e r & Ga m b le

K T

K T

L T

K T

J T

L T

K T

K T

K T

K T

L T

K T

K T

L T

Transac t ions during report ing per iod

O ) (2) (3)

Type (e.g . . Date V a l u e

buy, se l l , mrrddd/yy Co d e 2

redemption) (J-P)

Sold

Buy

B u y

Sold

Sold

0 5 /0 6 /10 L

12/06110 K

12 /30110 K

I 1/23/10 K

08/26110 K

04112/10 K

1 1 / 23 / 1 0 K

( 4 ) (5 )

Gain Identity of

Code I buyer/se l le r

(A-H ) (if private

transaction)

S o l d(par t )

B uy

I I nc ome Gai n C odes:

I S c e C o l u m n s B I a n d D 4 ]

2 . V a l u e C o d ~ s

I S e e C o l u m n s ffl ~d D3)

3. V a l u e M c ~ o d C ~ c s

(~eC o l u ~ C 2 )

A =$1.000 or less

F =$ 50. 001 - $ 100. 000

J =$15.000 or less

N ~ - - . . $ 2 5 0 . 0 0 1 -

P3 =$25.000JX)1 - $50.000.000

Q =Appr ai sa l

U =Book Va lue

B - - -$1 .0o i - $2 .500

R ~os! (Real Eslate Only)

V = O t h e r

C --~.2.501 - $5.000

HI =.I.I .000,001 - $5.000,000

L =$50.001 - $1130.O00

P4 =Mor e t han $ 50. 000. 000

W =E~l i mat ed

D ---$5.001 - $ I 5.0o0

H2 =Mor e t han $ 5. 000. 000

M =$ 100. 001 - $ 250. 000

P2 =$5,000.001 - $25,000,000

T =Cash Marke t

E - - , I . 1 5 . 0 0 1 . $ 5 0 . 0 0 0




o f 13

N a me o f Pe r so n R e p o r t i n g


Date of Report

05/24/2011

V I I . I N V E S T M E N T S a n d T R U S T S - - i , ,c o ,~ e , ~ ,, t, ,o , t ,o . ~ o , , io , , , a n d . a e , t h o s e o I * ~ , o .. . ~ d d , p e , ,a , ~ , children; see p p . 3 4 - 6 0 of filing irrstructions.)

~ N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income dur ing

{ i n c l u d i n g t r u s l a s s e t s ) reporting per iod

(i ) (2 )

Place "(x)" af te~ each asset A m o u n t T y p e ( e . g .,

e x e m p t f r o m prior disclosure Code I div.. rein ,( A - H ) or int.)

A D i v i d e n d

A D i v i d e n d

A Interes t

A D ist r ibut ion

N o n e

N o n e

N o n e

N o n e

N o n e

A D ist r ibut ion

A D ist r ibut ion

A i Dist r ibut ion

A D ist r ibut ion

A Distribution

A D i v i d e n d

N o n e

N o n e

G r o s s v a l u e a t e n d

o f r e po r t i ng pe r i od

(t) (2)

V alue V alue

C o d e 2 M e th o d

( J - P ) Co d e 3

(Q- W)

M T

K T

N T

N T

N T

1 0 3 . JM S m u c k e r

1 0 4 . U B S d e p o s i t a cc o u n t

1 0 5 . O h i o S t a te H i g h e r E d u c . F u n d m u n i

1 06 . UB S c us t o d i a l ac c t s :F i d e l i t y A d v . d i v i d en d

1 0 7 . A l l ia n c e ~ o l l e g e B o u n d F u n d

1 0 8 . A m e r i c a n F u n d s C o l l e g e A m e r ic a

1 0 9 . A m e r i c a n F u n d s C o l l eg e A m e r ic a

! 10 . Am e r i c a n Fu nds C o l l e ge Am e r i c a

1 1 1 . C o l l e g e C h o i c e 5 2 9 p l a n

1 1 2 . F i d e l i ty S p a r t an 500 I n d ex F un d

1 1 3 . F i d e l i ty G ro w t h an d I n c o m e F un d

1 1 4 . V a n g u a r d 5 0 0 I n d e x F u n d

I 1 5 . O p p e n h e i m e r F u n d s L e g a c y P r o g r a m

1 1 6 . O p p e n h e i m e r F u n d s L e g a c y P r o g r a m

1 1 7 . N o t r e D an ae F e d e ra l Cred i t Un i o n s av i n g s

118 . L e hm a n B r os . f i xe d r a t e c d

1 1 9 . C a p m a r k B K f i x e d r a te c d

K T

K T

T r a n s a c t io n s d u r in g r e p o r t in g p e r io d

(l ) (2) (3)

Type (e.g . , Dale V a l u e

buy, se l l , mm/ d d l yy Co d e 2

redempt ion) (J-P)

B u y

R e d e e m e d(part)

R e d e e m e d(pa r t )

B u y

S o l d

S o l d

S o l d

D o n a t ed(pa r t )

D o n a t e d

(pai l )

04112 /10

07114 /10

112/14/10

12/08 /10

09/28/10

11 /11 /10

05 / 1 4 / 1 0

07 / 1 4 / 1 0

09 / I 3 /1 0

K

K

J

J

K

L

! 1 /16 /10 K

11116II0 K

B uy

B uy

(4 ) ( 5 )

Ga in Identity of

Co d e I buyetlseller

(A-H) ( i f p r i v a t e

Iransaction)

C

D

I . In c o m e G a in C o d e s : A =$I .6 0 0 o r le s s B =$1,00| - $2,500 C =$2.501 - $5.000 D .45,001 - $15,000

P 3 - - $2 5 .0 0 0 .0 0 1 - $5 0 .0 0 0 .I )0 0 P 4 =M o re th a n $5 0 .0 C O .0 0 0

E . 415. 001 - $ 50. 0(30




P a g e 1 1 o f 1 3

N a m e o f P e r s o n R e p o r t i n g

Man ion , Danie l A.

Date of Report

051 24 /201 1

V I I . I N V E S T M E N T S a n d T R U S T S - i ~ e o m o , ~ a t u e , tr ~ n , o c , io , , a , t a u d o s t h o , , o / ,p o , , ,o a , a a e p o , , a e ~ , h i ~ a r , ~ ; ,e e , r . 3 4 . 6 0 of filing instructions.)

~ NONE(No reportable income, assets, or transactions.)

Descdpt lon of Assets Income during(includ ing trust assets) reporting period

(!) (2) (1 ) (2 ) (3 )

Place "(X)" after each asset Am ount T ype (e.g ., Type (e.g ., Date V a l u e

exempt from prior disclosure C o d e 1 div., rent. buy, sell , mm/d d /y y Co d e 2

(A-H) o r i n t . ) redempt ion)

1 20 . F T F ran k l i n F ed i n t e ri m m ut ua l fun d

1 21 . A l l eg h en y Co un t y P A m un i bo n d

1 2 2 . F e m a n d i n a B e a c h F L m u n i b o n d

12 3 . C a pe C or a l FL r nu n i bond

1 24 . M TA N Y S Tran s R ev m un i bo n d

1 25 . K an e M c K en ry m un i bo n d

1 26 . I n d i an a S t F i n A u t h m un i bo n d

1 2 7 . W a s h o e C o u n t y N e v m u n i bo n d

1 28 . A A G H o l d i n g Co . I n c . s en io r n o t e s

B Interest

N o n e

NoBe

N o n e

N o n e

N o n e

A ln teres l

A Interest

A Interest

G r o s s value a l end Transactions during report ing period

B uy

B uy

B uy

B uy

B uy

B uy

B uy

B uy

B uy

08/27110 M

1 2 / 28 / 1 0 K

1 0 / 1 3 / 1 0 K

12 /28110 K

1 1 / 1 0 / 1 0 J

1 2 / 28 / 1 0 K

0 7/2 3 /I 0 J

0 7 /2 3 /10 J

1 0 /2 0 /I0 J

of report ing pedod

(1) ( 2 )

Valu e Va lue

C o d e 2 Method

(J-P) C o d e 3

(Q-W)

M T

K T

K T

K T

J T

K T

J T

J T

(4 ) (5 )

Gain Identity o f

Code I buyer/se l le r

( A - H ) (if private

transaction)

I. I nc ome Gai n C odes:

( S e e C o l u m n s B I an d D4 )

2. Val ue C odes

(See Co lum n~ CI a~d D3)

3. Val ue Met hod C odes

( S e e C o l u ~ m C 2 )

A =$1,000 or less

F =$50.001 - $100.0(30

l =$15.000 o r less

N ~250 .001 - SSOO .t300

P 3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 . 0 0 0 . , L ~ 0 0

Q =Appt’aisal

13 ~Book Va lue

B=$1.001 - $2.500

G =$100.001 - $1.000.000

K =$15, 001 - $ 50, 000

O = $ 5 0 0 . 0 0 1 - $ I . 0 0 0 . 0 0 0

=$2.501 - $5.000

I =$1.000.O01 - $5,000.0(30

=$50.001 - $100.000

PI =$1.000.(301 - $.5.000.000

p4 =Mor e t han $ 50. 000, 000

= A s s e s s r n ~ n l

D :$5 .001 - $15 .000

FI2 =More than

M :$100 .001 - $2S0 .000

P2 =$5.OOO.001 - $25.000.000

T : C a s h M a r k e t

E =$15,0OI - $~,0.000




of 13

Nam e of Pe rson Repor t ing


Date of Report

05 / 24 / 201 1

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

L i n es 9 9 an d !00 : S e l f - d i r ec t ed c h a r i t abl e fo un d a t i o n (va l ue d o n a t ed t o c h a r i t y r ed uc ed c o rp us i n fun d )




of 13

N a me o f Pe r so n R e p o r t i n g


Date of Report

05/24/2011

IX. CERTIFICATION.

I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d be c a u s e i t m e t a p p l i c a bl e s t a l u to r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e .

1 f u r t h e r t ’e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i an ce w i th th e p r o v i s io n s o f 5 [ ]. S . C . ap p . § 501 ¢ t . seq . , 5 U. S . C . § 7353 , an d J ud ic i a l C o n f e r en c e r eg u la t io n s .

Si

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I LF U L L Y F A LS I F IE S O R F A IL S T O F I L E T i ll s R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . § 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i sc l o s u r eAdmi ni s t r a t i v e Of f i c e o f t he U ni t ed S t a t e s C ou r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h in g t o n , D .C . 2 0 5 4 4

Daniel A Manion Financial Disclosure Report for 2010

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Transcript of Daniel A Manion Financial Disclosure Report for 2010