D I D I D - Judicial Watch€¦ · D I POSITION -----·-··---· NAME OF OQANJZATJON/ENTITY PATIES...

8
D f POSITION -- -- ·-··---5· NAME OF ORANJZATJON/ENTITY PARIES AD TES 3. Report Required by lhe Ethics AOIO FINANCIAL DISCLOSURE REPORT In Goverment Act of 1978 Re. 112012 FOR CALENDAR YEAR 2011 (S US.C. app. §§IOI-I I I) I. Penon Reportln1 (l••I n•me, lrst, middle Initial) Middlebrooks, Donald M. 2. Court or OrKanliatlon U.S.D.C. S.D. FLA (WPB) 3, Date of Report 6/1512012 4. Title (Arllde m judgea lndlcate active or 1enlor atalut; magistrate judges indicate full- or part-time) U.S. District Ct. Judge·Actlve Sa. Report TyI (check spproprl•l• lype) D Nominaion Dat [nitia! Annual Sb, D Amended Rcpon D Final 6. Reporng Period 01/01/201 I to 1211/20 I I 7, Cbambm or Ofce AddrC 70 I Clematis Stret, Room 257 West Palm Beach, FL 3340 I IMPORTANT NOTES: The Instructions accompanying this form must be/of/owed. Complete allparts, checking the NONE hox for each part where JOU have no reportable information. Inert signature 01 last page. I. POSITIONS. (R•porlng lndlvldua/ only; se1 pp. 9·13 b fl/Ing lm1ruo1/ons) 0 NONE (o reportable positions.) 1. Partner (22.5% Interest) 2. 50% Owner 3. 4. s. Lake Lucy Groves (Operations and most of asets sold - Sec Section Ylll) Billie Moore Fas, LLC, a Georgia Limited Liability Compnay II, AGREMENTS. (Reporting lndMdut on/Yt m pp, 14-16 ofjl/fng ln•trucllons.) [ NONE (No reportable agreements.) 2.

Transcript of D I D I D - Judicial Watch€¦ · D I POSITION -----·-··---· NAME OF OQANJZATJON/ENTITY PATIES...

Page 1: D I D I D - Judicial Watch€¦ · D I POSITION -----·-··---· NAME OF OQANJZATJON/ENTITY PATIES ND TMS 3. AOIO FINANCIAL DISCLOSURE REPORT . Report Required by lhe Ethics Rv.

D f1I

POSITION

----------------------··-··--- ·

NAME OF ORQANJZATJON/ENTITY

PARTIES AND TERMS

3.

Report Required by lhe Ethics AOIO FINANCIAL DISCLOSURE REPORT In Government Act of 1978 Rev. 112012 FOR CALENDAR YEAR 2011 (S U.S.C. app. §§IOI-I I I)

I. Penon Reportln11 (l••I n•me, llrst, middle Initial)

Middlebrooks, Donald M.

2. Court or OrKanliatlon

U.S.D.C. • S.D. FLA (WPB)

3, Date of Report

6/1512012

4. Title (Arllde m judgea lndlcate active or 1enlor atalut; magistrate judges indicate full- or part-time)

U.S. District Ct. Judge·Actlve

Sa. Report Ty (check spproprl•l• lype)

D Nomina ion Date [nitia! Annual

Sb, D Amended Rcpon

D Final

6. Reporting Period

01/01/201 I to

12131/20 I I

7, Cbambm or Office AddrCH

70 I Clematis Street, Room 257 West Palm Beach, FL 3340 I

IMPORTANT NOTES: The Instructions accompanying this form must be/of/owed. Complete allparts, checking the NONE hox for each part where JIOU have no reportable information. Insert signature 011 last page.

I. POSITIONS. (R•porllng lndlvldua/ only; se1 pp. 9·13 bffl/Ing lm1ruo1/ons.)

0 NONE (No reportable positions.)

1. Partner (22.5% Interest)

2. 50% Owner

3.

4.

s.

Lake Lucy Groves (Operations and most of assets sold - Sec Section Ylll)

Billie Moore Farms, LLC, a Georgia Limited Liability Compnay

II, AGREEMENTS. (Reporting lndMduot on/Yt m pp, 14-16 ofjl/fng ln•trucllons.)

[{] NONE (No reportable agreements.)

2.

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SOURCE AND TYPE

SOURCE AND TYPE

---------------------�---�"'""'"'"-�-·---·-"""''-----------····�---

-------------------------

SOURCE LOCATION

--------------�----_, ____ ____ _

PURPOSE ITEMS PAID OR PROVIDED

______ , ___ _

Name or Person Reportlns Date of ReportFINANCIAL DISCLOSURE REPORT

Page 2of8 Middlebrooks, Donald M. 6/15/2012

[JI, N 0N-JNVESTMENT INC 0 ME, (Reporting lndMdual and spouse15ee pp. 17·24 of fl/Ing lnsttuctlons.)

A. Flier's Non-Investment Income

[{] NONE (No reportable non-investment income.)

2.

3.

4.

IN_CQME (yours, not spouse's)

B. Spouse's Non· Investment Income • I/you were married during any pnrllon of the reporting year, complete thlr section,

(Dollar amount not required except/or honoraria.)

0 NONE (No reportable non-investment income.)

1.2011 Palm Beach County School Board· Salary

j, .. · ··---

4.

IV, REJMBURSEI\'IENTS -trrmsportallon, /odglng,/ood, enterta/nmen

(Includes fhose t<1 spouse and dependenr children: see pp. 25·27 of filing /n.rtruclions.)

[{] NONE (No reportable reimbursements.)

..

4,

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SOURCE DESCRIPTION

·····�---···,,··-------- ------- ------

PESCRIPTIQN

------ --�--- ··"··"

FINANCIAL DISCLOSURE REPORT

Page 3of8

Nome of l'enon Reporting

Middlebrooks, Donald M.

Date or Reporl

6/IS/2012

V• GIFTS, (Includes those to spouse ond dependent children; see pp, 28·3 I of fl/Ing lmtruc1/011s.)

[{] NONE (No reportable gifts.)

I.

2.

J,

4.

5.

VI, LIABILITIES. (Includes thase of spouse and de mltnl children; mpp. 32-J.l off/ling lmtruct/ons.)

L

____.,...,,_

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,__

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LI-·

w

.

Pl

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T

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5

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(l)

13.

14.

D.

Name or Person ReportlnR Dale or Report FINANCIAL DISCLOSURE REPORT

Page 4 of8 Middlebrooks, Donald M. 6/15/2012

VII. INVESTMENTS and TRUSTS - lncoltfe, •alue, lransac1(ons (ln"1ud•• ll10se o/spOUSd and dependenl children: see pp. N-60 off/ling lnstrucl(tJnr,)

0 NONE (No reportable income, assets, or tramaclions.)

A.

Dcscripllon of Aascts Income during

(including trust assets)

c.

Oross value at end Transactions during reporting period

reporting period ofreport ins period

(2) (l) (2) (I) (2) (3) (4) (5) Place "(X)" ofter en· h a •ct

exempt from prior disclosure

· ··-_, __ ,,,____

I. Lake Lucy Groves, Lab Cty, FL

"--'"""·· -

2. Coca Cola Common Stock

3. Berkshire Hathaway Common Stock A

4. BerkshireHathaway Common Stock B

6.

7. Exxon Mobil Common Stock A

8,

9.

10.

-····-· ---···'"'

IL

12.

Amount Code l

(A·H}

Type (e.g., div., rent,

or int.)

Value

Code 2

(l·Pl

Value Method

Code 3 (Q·W)

Type (e.g., buy, sell,

redemption)

Date

mm/ddlyy Value

Code 2 (J-P)

Gain

Code I

(Ml)

Identity of

buyer/seller

(if private transaction)

-'"'••'•"

None

D Dividend N T Buy (add' I)

12/30111 J SEE Vlll

None

None M T Sold (part)

Buy (add'I)

02/18/J I

04118111

L

K

·--·-

«-'""

Buy (add'!)

08/08/11 K

c Dividend

"" ----

___,

M

____

"......-.

T Buy (add'!)

Buy (add'I)

Buy (add'J)

Buy (add'I)

05/17/11

07/28111

08/0l/l I

08/0311 I

K

K

K

K

Buy (add'l)

Buy (add'I)

08/05/l I K

K -··-

0811 Oil I Buy J (add'l)

-· ·="''"

IS.

Microsoft Corporation Common Stock Dividend Buy 12116/11 (add'I)

••--•--v.

Johnson & Johnson Common Stock A Dividond T

. ...... - ,,,,,, ___

16. I Shares MSCl Emerging Markets I ndcx c Dividend M Fund

..

17. 1 Shares MSC! EAFE Index fund D Dividend L

"# ... -..

1. (noocne Oaln Code¥: A •SJ,000 Of le !i B <-$1,001 ·Sl,500

(See Columns BI and 04) f •$50,001 • St00,000 G •$1tl0,00t • $ 1,000,00Q 2. V11lu<: Cock!J J -$151000 or l1:ss K •SIS,001 • SSD,000

(Sc• Columns Cl and Dl) · N •$2SO,OOt • $500,000 0 =$500,001 • s 1,000,000

Pl vSll,000,00l • $50,000,000

J. Value Mclhod CC"1dc11 Q•Appro\J>ul R s:Cost (R al Eslal\) Only)

(Sec Column C2) U •Bonk Vali1c V .Ocher

·-···

T

Sold 0211811 l K DT (part)

c •$2,501 • $5,000 D•S5,00l • $t5,000 Ii •$t S,001 • $SO,tl00 Ill •$1,000,0lll • $5,000,000 Hl "'Mon� lhao $.S,000,000

L•S$D,OOI • $100,000 M •S l00,001 • $250,000

Pl •Sl,000,00l ·$S,OOO,ooo l'l •Ss,ooo,oot • $25,000,000

P4 =More 1hen SS0,000,000

S •Att.ecHnwnt T "'Cash Markel

W •l:,'.;JtimlltCd

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(I) (2) (I) (2) (S)

23.

25.

27.

30.

33.

Nome of Person R•porting Dote of Report FINANCIAL DISCLOSURE REPORT

Page 5of8 Middlebrooks, Donald M. 611512012

VII. INVESTMENTS and TRUSTS - lncom•, value, lrPnmtlons (Includes lhOSI of spouse anil d•pendenl chlitlren; ••• pp. 34-60 of f/llng /nstruc1/ons.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Descriplion of Assets Income during Gross value at end Transactions during reporting period

(including trust o'8ets) reporting period of reporting period

(2) (I) (3) (4) Place "(X)' oner each aS8ct Amount

exempt from prior disclosure Code l (A·H)

18.

19. Vanguard Total Stock Mkt Viper A

20. U.S. Treasury Notes D

21. Proctor & Gamble

22.

Type (e.g., Value Value div. . rent. Codcl Method

or int.) (J·P) Code 3

(Q-W)

Dividend K T

Interest M T

None

....... -

Type (e.g., buy, sell,

redemption)

Date

mm/dd/yy

Value

Code 2

(J·P)

Gain

Code I (A·H)

Identity of

buyer/seller

(if private transoction)

Sold (purt)

l 0112/J l K A

Buy 04/18/l l L

" '''" ___

Sold 07126/J I L A

·---- ....·---

Barclays Bank CD lnt./Div. K c04/18111Sold

s_,,_,

24. .2279279% Int. in Acres in Airport None K Q Ind. Pk. Orlando

Holwood, Inc. None K w

26. Level 3 Communication Inc. CV DA 04/20111SoldInterest

Citibank, N.A. Bank D posit Program Interest L T (Cash)

28. US T y Inflation Index NTS DTD l/IS/200 L08103111Interest Sold

29. Northern Trust Checking Account B Interest J T

Google Common Stock None L T

31. Archer Daniels Midland K08101/11BuyA Dividend K T

_ ..... ,, ...¥•-•..... N<·-

32. Leucadia National Dividend L T

-- ... -..

34.

Billie Moore Farms, LLC None M R

........ -

Pimco Total Return Fund Class A B lnt./Div. L T

1. lncume Oain Codo11: A =$ l ,000 or leas B •$1,001 • $2,500 C •$l.SOI • $5,000 D •U,001 • $15,000 E•$15,00l ·$SO,OOO

(S"" Column• Blond D4) F •SS0,001 • $t00,000 0 •$100,001 • $1,000,oo.i Ill •ll,000,001-$5,000,000 112 •More than $5,000,000

2. Value Cod•• J •$15,000 or '"'' K •$15,001 • o.ooo \.G$l0,001 ·$100,000 M •$100,001 • $2l0,000

(Sec Column• Ct ond 03) N •$250,001 • $500,000 0 •SS00,00 I • $1,000,000 r1 °11,ooo.001.s5,ooo,ooo r2 •$l,ooo.001 • $25,aoo,ooo

Pl •$25,000,001 • $50,000,000 P4 •Moro thin llO,OOll,000

J. Valuo Method Cod" Q •Appraisal R-Cu" (Roal"'"" Only) s ""AHeSb'r»Cnl T •Cash Murket

(Seo Column Cl) U Book. Value V-Othcr W ...E1tim111

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F'm" M

i A Dividend

10/21111 1 ---

37. K .

04/11/.1.K

(2) (3)

FINANCIAL DISCLOSURE REPORT Name of Per•on Reporllng Date or Report

6/15/2012Page 6of8 Middlebrooks, Donald M.

VII. INVESTMENTS and TRUSTS .. in com•, vatu1, iransgcttons (lnc1udes 1hns• of spouse a11d aep•nr1en1 chlldrcn1 see PP· u-60 of flllng 1nsrruc11ons.1

0 NONE (No reportable income, assets, or transactions.)

A. a. c. D. De>cripiion of Assel1' Incomeduring Gross v&l\le 1tl eJ1d Transactions during reporting period

(including trust nsseL•) reporting period of reporling period

Place "(X)" aficr each asset

exempt from prior disclosure

(I)Amount Type(e.g.,

(I) (2) (I) (2)Value Value Type (e.g., Dale Value

(4) (5)Gain Jdentlly of

Code I div., rent, Codc2 Method buy, sell, mmldd!yy Code2 Code I buyer/seller

(A·H) or int.) (J-P) Code 3 redemption) (J·P) (A·H) (if private

(Q·W) transaction)

35. Pimco All Asset All Authority T

36. General Electr c K T Buy 10/11/11 K ""

Buy(add'l)

«««<<"

38. Apple None L T Buy -·····---·

I. lncume:OalnCtxlu; A •$1,000 or !en 1l $1,00 I • $2,SOO C •$2,lOI • $l,OOO D •55,001- $15,000 s $1i,oot-s5o,ooo

(See Columns Bl ar.d04) Y•SS0,001. 5100,0!JO O-SIOO,OOl ·$1,000,000 HJ •$1.000,001 • $l,000,0il0 H2 •More than $$,000,000

2. V11luc Codes J •$I l,000 or Im K •$15,00t • $50,000 L •SS(),001 • $100,000 M•$100,00I ·$250,000

(Seo Column• Cl and OJ) N •$250,001. $500,000 0 •SSOO,OOt ·Sl,00!),000 rt •s 1.000,001 • ss.000.000 1'2 •ll,000,00t • $25.000,000

P3 :$25,000,00 I • Sl0,000,000 P4 •Moro than $50,000,000

3. Vnluo Mclhod Coo" R <o•l (R"I B"ate Only) T *Cash Market Q•Approl,.1 S -As,,:i:nm<:QI (Sec Col,mn C2) ll •Book VDIUC V-Olh<r W •E,timatcd

Page 7: D I D I D - Judicial Watch€¦ · D I POSITION -----·-··---· NAME OF OQANJZATJON/ENTITY PATIES ND TMS 3. AOIO FINANCIAL DISCLOSURE REPORT . Report Required by lhe Ethics Rv.

u ...

2S, Previo1.1sly disclosed shares in corporation given

33. Billie Moore Farms, c is a corporation. I own 50% and i

Date or ReporrName or Person ReportingFINANCIAL DISCLOSURE REPORT

6/\5/2012Middlebrooks, Donald M, Page 7of8

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lnd/collparto/71pon)

Item Number(From Part Vil):

I As noted previously, virtually all assets of Lake Lucy Groves were sold. The only remaining asset is an interest in, pursua111 to the sales contract, two unplatted residential lots which have not yet been transferred to the partnership.

2. Our Coca Cola stock is set up for dividend reinvestment and also set up for automatic $250.00 contributions monthly. Because of the number of purchases, I aggregated them into a single p1.1rchase dated 12/30111.

24. Appraisal Date 8/6/94.

Timberland in Crawfordville, GA sole asset of corporation.

owns 50%. Its sole asset is land in Crawfordville, Georgia. It was purchased on July 18, 2008 for $290,000 from Larry Stewart.

Page 8: D I D I D - Judicial Watch€¦ · D I POSITION -----·-··---· NAME OF OQANJZATJON/ENTITY PATIES ND TMS 3. AOIO FINANCIAL DISCLOSURE REPORT . Report Required by lhe Ethics Rv.

FINANCIAL DISCLOSURE REPORT

Page 8of8

Name of Perton Report1n11 Dale of Report

Middlebrooks, Do nald M. 6/15/2012

IX. CERTIFICATION.

I certlly that all Information given above (lndudlng Information pertaining to my spouse and minor or dependent children, If any) Is accurate, true, and complete t-0 the best or my knowledge and belief, a nd that any lnlormadon not reported was with held because II met applicable statutory provisions permitting non-disclosure.

I rurther certify that earned Income from outside employment and honorarla and the acceptance of gilts whkh have been reported are In complia nce with the provisions of S U.S.C. app, § SOI et. seq., S U,S,C. § 7353, and Judlclal Conference regulations.

NOTE: ANY INDlVIDUAL WHO KNOWINGLY ANO Wll.LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office ofthe United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544