CSS09

THE NUMISMATIC COLLECTOR'S SERIESSPIN

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SS09

Bonds, Share Certificates, Coins and Banknotes of China,

Hong Kong and the Far EastSTAMPS COINS BANKNOTES MEDALS BONDS & SHARES AUTOGRAPHS BOOKS WINES

9/F Malaysian Consulate Building, 50 Gloucester Road, Wanchai, Hong Kong

telephone +852 25 300 100 telefax +852 25 266 128 e-mail [email protected]

© Copyright 2014

2 April 2014

HONG KONG

GROUP CHAIRMAN AND CEOOlivier D. Stocker

YOUR SPECIALISTSSTAMPS

UK – Tim Hirsch Guy Croton David Parsons Nick Startup Neill GrangerPaul Mathews Dominic Savastano Tom Smith Ian Shapiro

USA – George Eveleth Richard DebneyEurope – Guido Craveri Fernando Martínez

China – Anna LeeCOINS

UK - Mike Veissid Paul Dawson Richard Bishop William MacKay Eleanor Charlotte DixTim Robson Edouard Wyngaard Barbara Mears John Pett

USA – Stephen Goldsmith Greg ColeChina – Kin Choi Cheung

BANKNOTES, BONDS & SHARESUK – Barnaby Faull Mike Veissid Andrew Pattison Monica Kruber

USA – Stephen GoldsmithEurope – Peter Christen

China – Paul Pei Po Chow Kelvin Cheung ORDERS, DECORATIONS, MEDALS & MILITARIA

UK – Mark Quayle Oliver PepysBOOKS

UK – Philip Skingley Jennifer MulhollandAUTOGRAPHS

USA – Stephen GoldsmithWINES

China – Anna Lee Guillaume Willk-Fabia

YOUR EUROPE TEAM (LONDON – LUGANO)Chairman’s Office

Charles Blane Directors

Tim Hirsch Anthony SpinkAuction & Client Management Team

Miroslava Adusei-Poku Edward Rivers Luca Borgo Rita Ariete Dora Szigeti John Winchcombe Kenichiro Imase María Martínez Maurizio Schenini

FinanceAlison Bennet Marco Fiori Mina Bhagat Dennis Muriu Billy Tumelty Dean Dowdall

IT & AdministrationBerdia Qamarauli Leszek Woronowicz Liz Cones Curlene Spencer Tom Robinson

Cristina Dugoni Giacomo Canzi

YOUR AMERICA TEAM (NEW YORK)Auction Administration and Marketing & Design

Sonia Alves Luke Mitchell Madison LangFinance & Administration

Sam Qureshi Ingrid QureshiAuctioneers

Stephen Goldsmith

YOUR ASIA TEAM (HONG KONG – SINGAPORE)Vice Chairman

Anna LeeAdministration

Angie Ihlo Fung Raymond Tat Newton Tsang Amy Yung Gary Tan

LONDON1666

LONDON1666

SALE CALENDAR 2014STAMPS

12 MarchThe Anglo-Boer War, 1899-1902, featuring Occupation and Siege Issues, The Harry Birkhead Collection London 14018

13 March The “Foxley” Collections of British Guiana and British Honduras London 1401914 April The Drs. Joanne and Edward Dauer Collection of Great Britain London 1402026 April The Philatelic Collectors Series Sale Hong Kong CSS0829 April The Philatelic Collectors Series Sale London 1402114 May Specialised Great Britain stamp sale London 140227 June The Collectors Series Sale Hong Kong CSS1018 June The “Garrison” Collection of New Guinea “G.R.I.” surcharges London 1402310 July The Philatelic Collector's Series Sale London 1402420 September The Philatelic Collector's Series Sale Hong Kong CSS12

COINS26 March The "Khalifa" Collection of Islamic Coins London 1401226/27 March Ancient, English & Foreign Coins and Commemorative Medals London 140042 April The Collector's Series Sale Hong Kong CSS099/10 May The Collector's Series Sale New York 32025/26 June Ancient, English & Foreign Coins and Commemorative Medals London 1400521 August The Collector's Series Sale Hong Kong CSS1122/23 September Ancient, English & Foreign Coins and Commemorative Medals London 1400615 November The Collector's Series Sale Hong Kong CSS133/4 December Ancient, English & Foreign Coins and Commemorative Medals London 14007

BANKNOTES2 April The Collector's Series Sale Hong Kong CSS0915/16/17 April World Banknotes London 140089/10 May The Collector's Series Sale New York 32015 July World Banknotes London 1400921 August The Collector's Series Sale Hong Kong CSS1130 September World Banknotes London 140131/2 October World Banknotes London 1401315 November The Collector's Series Sale Hong Kong CSS13

MEDALS24 April Orders, Decoration, Campaign Medals & Militaria London 1400124 July Orders, Decoration, Campaign Medals & Militaria London 1400220 November Orders, Decoration, Campaign Medals & Militaria London 14003

BONDS & SHARES2 April The Collector's Series Sale Hong Kong CSS0930 May Bonds and Share Certificates of the World London 1401619 June Stocks and Bonds of the World New York 32121 August The Collector's Series Sale Hong Kong CSS1115 November The Collector's Series Sale Hong Kong CSS1328 November Bonds and Share Certificates of the World London 14017

AUTOGRAPHS9/10 May The Collector's Series Sale New York 320

WINES20 March An Evening of Exceptional Spirits and Accessories Hong Kong SFW0518 April Charity Wine sale Tokyo SFW0619 April Exclusive Silver Seal Auction Hong Kong SFW0729 May An Evening of Exceptional Wines and Spirits Hong Kong SFW0831 July An Evening of Exceptional Wines Spirits Hong Kong SFW0925 September An Evening of Exceptional Wines Spirits Hong Kong SFW1027 November An Evening of Exceptional Wines Spirits Hong Kong SFW11

The above sale dates are subject to change.____________________________

Spink offers the following services:Valuation for insurance and probate for individual items or whole collections.

Sales on a commission basis either of individual pieces or whole collections.

WWW.SPINK.COM

AN EVENING OF EXCEPTIONAL SPIRITS AND ACCESSORIES

THE NUMISMATIC COLLECTOR'S SERIES

電話 +852 25 300 100

傳真 +852 25 266 128

or

Use this QRQRQ code to visit our online catalogue and leavava e proxy bids on Spink Live.You can download the QR Code Reader for iPhone, Blackberry and Android from App Store on your smartphone.

To purchase a catalogue:

email: [email protected]

tel: +852 25 300 100 fax: +852 25 266 128

For more information about Spink services, forthcoming

sales and sales results visit the Spink Website

www.spink.com

The Spink Environment Commitment:Paper from Sustainable Forests and Clean InkSpink has a long history of preserving not only collectables but our planet, too. We are proud to ensure that our

policy of sustainability and conservation keeps up with Spink’s growth, helping improve the environment for

new generations of collectors.

We insist that our printers source all paper used in the production of Spink catalogues from FSC and/or PEFC

suppliers and use non-hazardous inks. We also ask they hold the environmental standard ISO 14001.

Spink recycle all ecological material used on our premises and we encourage you to recycle your catalogue

once you have finished with it.

*Spink is pleased to continue to offer our brand new on-line bidding platform Spink Live for no charge through www.spink.com. Please note that bidders who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility. For more information and personal assistance please email [email protected] or please call +852 25 300 100

*

YOUR SPINK TEAM FOR THIS SALE

FOR YOUR QUQUQ ESTIONS ABOUT THE SALE LOTS

Amymym YuYuY [email protected]+852 25 300 100

Anna [email protected]+852 25 300 100

Paul Chow [email protected]+852 25 300 100

Cheung Kin [email protected]+852 25 300 100

Kelvin [email protected]+852 25 300 100

AUAUA CTION TEAM FOR YOUR BIDS, SALE RESULTLTL S ANDCATATA ATAT LOGUE REQUQUQ ESTS

Newton [email protected]+852 25 300 100FOR YOUR INTERNET BIDDING

Angie [email protected]+852 25 300 100

Raymonaymona d [email protected]+852 25 300 100

WWW.SPINK.COM


NOTICE TO BIDDERS

Dear Bidder,We welcome you to our auction house. Please note the points below to assist you with the registration, bidding and payment at our auctions.

REGISTRATION FOR BIDDING:If you are registering with us for the first time or have not bid successfully in the past, we require a deposit of HK$50,000. If you intend to bid more than HK$200,000 the deposit may be higher. The deposit will be deducted from your invoice should your bid be successful. If you are unsuccessful, your deposit will be returned by the same means by which it was paid. In addition we will ask for your bank and trade references.

We encourage new clients to register for bidding at least 48 hours prior to the commencement of the sale to allow sufficient time to process the registration.

Prior to the auction, some lots may be designated as “Premium Lots”, which means a deposit may be required before placing a bid on the item for sale. Information will be posted on our website in such an event.

Spink have the right at our own discretion to refuse admission to our premises, attendance at an auction and decline submitted bids.

BIDDING METHODS:In person You will be given a registration form that you will need to fill in providing your up to date address and contact details. Please always have your photo ID with you and, if you are bidding on behalf of a company, your business registration. ID information is collected for registration purposes only and will be kept confidential.Submitting a bid form by email/post/faxAgain please always provide your full up-to-date contact details together with the lot numbers and the amounts up to which you would like us to bid on your behalf exclusive of Buyer’s Premium/tax/postage. Should you not receive our email confirmation of your bids having been received please call our office to make sure they have been received and processed. Submitting bids via our websiteTo submit bids via our website www.spink.com you need to be registered and logged in. You can leave bids via this method up to 3 hours before the commencement of the sale. Bidding live on Spink LiveYou must be registered and logged into our website www.spink.com. The live bidding applet can be accessed from one week prior to the sale via the Spink Live button on our homepage. You will see ‘Auction not yet started’ message that will be replaced about one hour before the commencement of the sale with the live feed. You will be able to see and hear the auctioneer live during the sale. Buyers who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility.Telephone biddingWe reserve this service for bidding on lots of value exceeding HK$10,000. Bidding via agentYour agent has to inform us prior to the sale that he or she will be bidding on your behalf, and the usual sale registration has to take place. He or she has to provide a letter of authorisation signed by you.

Please place your bids following our usual bidding increments published in the Terms and Conditions for Buyers.

Please note that commission and telephone bids are undertaken subject to other commitments at the time of the sale, and the conduct of the auction may be such that we are unable to bid as requested. Since this is undertaken as free service we cannot accept liability for failure to make a commission bid.

Buy bids and plus one bids will not be accepted.

Please make yourself aware of any Saleroom notices published on lots you are interested in bidding on.

EXTENSIONS (STAMPS ONLY):Prospective buyers, who wish to obtain an expert opinion on any lot other than a mixed lot or lot containing un-described stamps, are requested to notify Spink in writing no less than 48 hours before the commencement of the sale. Reason why such opinion is required must be stated together with the identity of an expert for Spink to consider such a request.

Extensions requested on account of condition will not be accepted for expert opinions.

PAYMENT METHODS:Payments should be made by the registered buyer and not by third parties, unless it has been agreed upon at the time of registration that you are acting as an agent on behalf of a third party.

Payments are due within seven days after the date of the sale unless it has been confirmed to you in writing since July 2013 that you are an approved credit client. If payment is not received by Day 35, the sale will be cancelled. If you are also a vendor in the sale, please note offsets are not available.

Payment may be made by one of the following methods:Direct bank transfer to the following account, quoting invoice and client number as reference. All bank charges should be met by you.

Account Name: Spink China LimitedBank: Bank of China (Hong Kong) LimitedAccount No.: 01287500470625 SWIFT code: BKCHHKHHXXXBank address: Bank of China Tower, 1 Garden Road, Central, Hong Kong

Credit card (VISA , Mastercard and CUP): A 3% surcharge will be applied.

American Express: A 4% surcharge will be applied. The amount will be converted into Pound Sterling and processed in Spink London office.

For all card payments there are limits to the amounts we will accept depending on the type of card being used and whether the cardholder is present or paying over the telephone. To make a payment by card please call our office at +852 25 300 100 or email [email protected].

Hong Kong cheque drawn on HK branch of bank: Cheques should be made payable to Spink China Limited and must have cleared before your purchases can be collected or sent to you.

Bankers draft/cashier’s cheque: If you provide suitable proof of identity and we are able to make checks that satisfy ourselves as to the genuineness of the draft or cheque then you may collect your purchases immediately.

Cash: You may pay for lots purchased by cash in the currency of the sale. We may accept small amounts in GBP, US$ and EUR.

COLLECTION OF LOTS AND SHIPPING:All lots have to be paid for in full before they can be collected or shipped. If an invoice is partly paid no lots will be released from that invoice.

It is the responsibility of the buyer to be aware of any import duties or import restrictions in the final destination. Spink will not accept return of any package in order to avoid these duties.

Please be aware that your purchased lots will be at your risk in all respects from the time of collection or the expiry of seven days from the date of sale, whichever is sooner.

If you require sending your lots to an address different from the address on the invoice, this will be carried out at the discretion of Spink.

FOR ANY FURTHER INFORMATION PLEASE CONTACT OUR AUCTION TEAM AT +852 25 300 100 or [email protected].

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Sale Location

SPINK CHINA

9/F Malayaya sian Consulatata e Building

50 Gloucester Road

WanWanW chai

Hong Kong

Tel +852 25 300 100

Fax +852 25 266 128

YOUR SPINK TEAM FOR THIS SALE

FOR YOUR QUQUQ ESTIONS ABOUT THE SALE LOTS

Sale Details

Wednesday 2 April 2014Lot 1-515 (Bonds & Shares and Coins) at 1pm Lot 516- 1367 (Banknotes) no earlier than 5pm

In sending commission bids or making enquiries,this sale should be refefef rred to as CSS09

Viewing of Lots

Viewing at 50 Gloucester Road, Hong KongMonday 31 March 2014 10am - 6pmTuesday 1 April 2014 10am - 6pm

2 April 2014 in Hong Kong and on

or

Amymym YuYuY [email protected]+852 25 300 100

Anna [email protected]+852 25 300 100

Paul Chow [email protected]+852 25 300 100

Cheung Kin [email protected]+852 25 300 100

Kelvin [email protected]+852 25 300 100

AUAUA CTION TEAM FOR YOUR BIDS, SALE RESULTLTL S ANDCATATA ATAT LOGUE REQUQUQ ESTS

Newton [email protected]+852 25 300 100FOR YOUR INTERNET BIDDING

Angie [email protected]+852 25 300 100

Raymonaymona d [email protected]+852 25 300 100

Use this QRQRQ code to visit our online catalogue and leavava e proxy bids on Spink Live.You can download the QR Code Reader for iPhone, Blackberry and Android from App Store on your smartphone.

To purchase a catalogue:

email: [email protected]

tel: +852 25 300 100 fax: +852 25 266 128

For more information about Spink services, forthcoming

sales and sales results visit the Spink Website

www.spink.com

The Spink Environment Commitment:Paper from Sustainable Forests and Clean InkSpink has a long history of preserving not only collectables but our planet, too. We are proud to ensure that our

policy of sustainability and conservation keeps up with Spink’s growth, helping improve the environment for

new generations of collectors.

We insist that our printers source all paper used in the production of Spink catalogues from FSC and/or PEFC

suppliers and use non-hazardous inks. We also ask they hold the environmental standard ISO 14001.

Spink recycle all ecological material used on our premises and we encourage you to recycle your catalogue

once you have finished with it.

*Spink is pleased to continue to offer our brand new on-line bidding platform Spink Live for no charge through www.spink.com. Please note that bidders who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility. For more information and personal assistance please email [email protected] or please call +852 25 300 100

*

WWW.SPINK.COM


1-52 External Loans 外債

53-107 Internal Loans 內債

108-193 Share Certificates 股票

194-231 Paper Ephemera 紙雜

301-304 Chinese Medals 中國勳章

305-407 Chinese Coins 中國錢幣

408-477 Hong Kong Coins 香港錢幣

478-499 Foreign Coins 外國錢幣

500-558 Property of a gentleman

801 Ming Dynasty 大明寶鈔

802-809 Qing Dynasty 大清寶鈔

810-833 Foreign Banknotes 洋商客鈔

834-1072 Republican, Provincial & Communist Banks 民國，省鈔，共區鈔

1073-1099 Private Banks 私鈔

1100-1154 People’s Bank of China 中國人民銀行

1155-1331 Hong Kong and Macau Banknotes 香港及澳門紙鈔

1332-1367 Other Asian Banknotes 其他亞洲區紙鈔

Order of Auction

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Preface

It is with anticipation and thrill that I accepted the role of

Head of Numismatics in Spink China Ltd with my friends and

fellow numismatists Mr. Paul Pei Po Chow and Mr. Kin Choi

Cheung being also part of the team. It is an exciting time to

be based in Hong Kong where I will have many opportunities

to learn about Oriental collectibles, make new acquaintances,

strengthen old ties and to maintain and further develop the

good reputation that my colleagues in Hong Kong and other

countries have worked so hard over the years to achieve.

This is the first time I am responsible for a full numismatic

sale and I hope it will not disappoint. We have very good

selection of foreign and internal loans/share certificates,

examples including the now well sought after 1912 ‘Crisp

Loan’ 1000pounds and a Hou De Industrial Bank $100 share

certificate from the Qing Dynasty. In coins we are very pleased

to offer the rare 1949 Kweichow Bamboo Silver Dollar of the

‘Square Window’ variety, and also the 1925 Zhang Zuo Lin

Silver Dollar. Hong Kong numismatics are also well represent-

ed with a choice selection of notes and coins including some

early hand signed Chartered Bank $500’s, lucky number sets,

errors, high grade early silver coinage and the rare 1941-KN

5cents in superb condition. Finally, I must draw your atten-

tion to a small old time collection of foreign gold coins which

includes a 1757 Russian 10 Rouble and a 1907 United States

high relief, flat edge $20.

I would like to thank all our vendors, bidders, fellow col-

leagues and Mr. Olivier Stocker to make this auction possible

and hope all our collectors will find something in the catalogue

to their liking. As always, I wish all participants good luck and

above all, have a fun day.

Thank you,

Kelvin

前言

2014年春本人接掌斯賓克中國的錢幣部主管一職，心情

是戰戰兢兢，亦充滿了期盼。駐足香港讓我認識更多的東

方藝術收藏，也令我增加了和舊雨新知聯繫的機會。在我

的團隊中有我的好友周丕溥先生和張建才先生，加上公司

的其他同事，大家共同努力，各盡其職，我有信心會將斯

賓克建立超過百年的聲譽更加發揚光大。

這場拍賣是我第一次主力担綱策劃，希望能為各位帶來一

些驚喜。

第一部分我準備了不錯的外債和內債，以及各種清末至民

國的股票，例如少見的克利斯普一千元債券以及宣統元年

厚德銀行股票等。

第二部分的是錢幣系列，值得提及的是一枚貴州竹子幣，

它是唯一獲得PCGS入盒評分的方窗版，另一枚不能不提

的便是珍罕的民國十五年張作霖紀念幣，也是唯一獲得

PCGS入盒評分的張作霖紀念幣。

我們也有罕見高評分的香港1941五仙和其他少見的香港

銀幣，紙幣方面種類更多，除了中國紙鈔之外，也有早期

手簽的渣打銀行五百元、錯體鈔票，幸運號碼票等，另外

必須一提的是一批早期外國金幣，包括罕見的1757年俄

國十盧布和1907年美國二十元女神金幣等，精品紛陳，

總有一樣適合大家。

最後，感謝各委託人、各位藏家，全體同事，以及斯賓克

執行官Olivier Stocker先生，有你們的支持，使這次拍賣得

以成功，希望各位藏家均找到心頭好，滿載而歸。祝各位

生活愉快

張庭煒醫生

2014年4月2日

THE NUMISMATIC COLLECTOR'S SERIES SALE

WWW.SPINK.COM

All sales are subject to Terms and Conditions for Buyers printed at the back of this catalogue

Estimates

The estimated selling price of each lot is printed below the lot description and does not include Buyer’s Premium. Bidders should bear in mind that estimates are prepared well in advance of the sale and are not definitive.

They are subject to revision.

Please note that bidders who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility. Spink is pleased to continue to offer our brand new on-line bidding platform Spink Live

for no charge through www.spink.com

WEDNESDAY 2 APRIL 2014

Lot 1-515 Commencing at 1.00 p.m.

April 2, 2014 - HONG KONG

7

3Chinese Imperial Government, 4½% Gold Loan, 1898, bond for £25, issued by the Deutsch-Asiatische Bank, no.029079, larte format bond with ornate borders, red and black with green underprint, text in English and German, with coupons, much better than usual condition, good very fine

Estimate: HK$600-800

4Chinese Imperial Government, 4½% Gold Loan, 1898, bond for £25, issued by the Hongkong and Shanghai Banking Corporation, no.000055, large format bond with ornate borders, red and black with green underprint, text in English and German, with coupons, ragged bottom edge, fine to very fine and scarce

Estimate: HK$1,500-1,800

1Chinese Imperial Government, 4½% Gold Loan, 1898, set of 3 bonds for £25, £50, £100, issued by Deutsch-Asiatische Bank, red, orange and brown respectively, hole punch-cancelled with a few coupons, hand signed signature and large red Chinese seal at bottom, about very fine, much better than average condition


2Chinese Imperial Government, 4½% Gold Loan, 1898 £25, £50, £100, issued by the Deutsch-Asiatische Bank, large format, red, orange and brown respectively, with coupons, all hole cancelled, fine to very fine.(3)


External Loans 外債


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7Chinese Imperial Government, 4½% Gold Loan, 1898, a group of 12 bonds for £100, issued by the Hongkong and Shanghai Banking Corporation, large format bonds with ornate borders, brown and black, text in English and German, with coupons, mixed condition, many fine to very fine. (12)


8Chinese Imperial Government, 4½% Gold Loan, 1898, bond for £500, issued by the Hongkong and Shanghai Banking Corporation, no.001218, large format bond with ornate borders, mauve and black with yellow underprint, text in English and German, with coupons, ragged top edge, some separation at folds, good fine and rare


5Chinese Imperial Government, 4½% Gold Loan, 1898, 4x £100 issued by HSBC, brown, uncancelled with a few coupons, hand signed signature and large red Chinese seal at bottom, also x3 fractional scrip certificates dated 1905, 1907 and 1908, the 100pounds about fine and the scrip certifcates very fine (7)


6Chinese Imperial Government, 4½% Gold Loan, 1898, a group of 4 bonds for £100, issued by the Deutsch-Asiatische Bank, large format bonds with ornate borders, brown and black, text in English and German, with coupons, fine to very fine. (4)



9

11Chinese Imperial Government, 5% Honan Railway Loan, 1905, bond for £100, no.3957, large format piece with ornate border, green and black with yellow underprint, text all in English, with coupons, top edge a little ragged, very fine.


12The Chinese Revolutionary Government, $100 bond, Canton, 1 January 1906, serial number 099361, red and white, classical design, uncirculated 1906中華革命軍銀票壹百元

Estimate: HK$25,000-28,000

91899, Chinese Imperial Railway 5% Gold Loan, bond for £100, no.10106, large format with ornate border, text all in English, red chop in centre, brown with pale blue underprint, with coupons, small tear top right corner, creased, fine to very fine.


101905 5% Gold Loan, Peking-Hankow Railway, an unissued bond for 500 francs, large format piece with ornate border and dragons at top, green with yellow underpint, with coupons, centre fold, about extremely fine.



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15Imperial Chinese Government, 1908 5% Tientsin-Pukow Railway Loan, a group of 5 bonds for £100, issued by Chinese Central Railways large format, ornate borders, orange and black, text in Chinese and English, with coupons, splits along centre folds, fine to very fine. (5)


16Imperial Chinese Government, 1910 5% Tientsin-Pukow Railway Supplementary Loan, bond for £100, issued by Chinese Central Railways in 1911, no.23911, large format, ornate border, green and black, text in Chinese and English, with coupons, very fine.

Estimate: HK$800-1,000

131907 Canton Kowloon Railway 5% Gold Loan, bond for £100, no.2121, ornate border, red and black, two 'chops' at bottom, with coupons, good very fine.


141907 Canton Kowloon Railway 5% Gold Loan, bonds for £100 bonds(3), issued by the British & Chinese Corporation Ltd., large format piece printed by Waterlow & Sons, red and black, with coupons, about extremely fine(3)



11

19Imperial Chinese Government, 5% Hukuang Railways Gold Loan of 1911, bonds for £100(3), 1911, issued by the Hong Kong and Shanghai Banking Corporation, large format piece with steam train at top, red and black, printed by Waterlow & Sons, with coupons, generally very fine(3)


20Imperial Chinese Government, 5% Hukuang Railways Gold Loan of 1911, bond for £100, issued by the Hongkong and Shanghai Banking Corporation, no.81264, large format piece with vignette of steam train at top, ornate border, red and black, printed by Waterlow & Sons, with coupons, good very fine.


17Imperial Chinese Government, 5% Hukuang Railways Gold Loan of 1911, bond for £20, issued by the Banque de L'Indo-Chine, no.43427, large format piece with vignette of steam train at top, ornate border, green and black, printed by Waterlow & Sons, with coupons, with red 'drawn' sticker attached, very fine


18Imperial Chinese Government, 5% Hukuang Railways Gold Loan of 1911, bond for £20, issued by the Hongkong and Shanghai Banking Corporation, no.1089, large format piece with vignette of steam train at top, ornate border, green and black, printed by Waterlow & Sons, with coupons, very fine and scarce issue



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231912 5% 'Crisp' Gold Loan, bond for £500, no.0982, large format, brown with blue underprint, red 'chops' at bottom, with coupons, tear at top otherwise fine to very fine.


21Imperial Chinese Government, 5% Hukuang Railways Gold Loan of 1911, bond for £100, issued by the Deutsch-Asiatische Bank, no.89746, large format piece with vignette of steam train at top, ornate border, red and black, printed by Waterlow & Sons, with coupons, very fine.


22Imperial Chinese Government, 5% Hukuang Railways Gold Loan of 1911, bond for £100, issued by the Banque de L'Indo-Chine, no.94297, large format piece with vignette of steam train at top, ornate border, red and black, printed by Waterlow & Sons, with coupons, with added Spanish endorsement dated 1918, small nick at bottom right corner, very fine.



13

241912 5% 'Crisp' Gold Loan, bond for £1000, no.173, large format, red with yellow underprint, red 'chops' at bottom, with coupons, tear at right, small tear at bottom edge, fine.

Estimate: HK$15,000-18,000


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281913 5% Reorganisation Gold Loan, a group of 5 bonds for £20 or 189.40 roubles, issued by the Russo-Asiatic Bank, 'Mercury' at top, peasants and buildings at either side, brown and black, printed by Waterlow & Sons, with coupons, very fine and better.(5)


291913 5% Reorganisation Gold Loan, a group of 3 bonds for 20 brown and black, Mercury at top centre, farming scene at left and gazebo at right, seal of the Republic of China at bottom centre, fine - very fine (3)


301913 5% Reorganisation Gold Loan, a group of 4 bonds for £20 or 189.40 roubles, issued by the Russo-Asiatice Bank, 'Mercury' at top, peasants and buildings at either side, green and black, printed by Waterlow & Sons, with coupons, very fine and better. (4)


251913 5% Reorganisation Gold Loan, bond for £20, issued by the Hongkong and Shanghai Banking Corporation, 'Mercury' at top, peasants and buildings at either side, brown and black, printed by Waterlow & Sons, with coupons, good very fine.


261913 5% Reorganisation Gold Loan, bond for £20 or 409marks, issued by the Deutsch-Asiatische Bank, 'Mercury' at top, peasants and buildings at either side, brown and black, printed by Waterlow & Sons, with coupons, about extremely fine.


271913 5% Reorganisation Gold Loan, bond for £20 or 505francs, issued by the Banque de L'Indo-Chine, 'Mercury' at top, peasants and buildings at either side, brown and black, printed by Waterlow & Sons, with coupons, tiny ink stain at bottom left edge, about extremely fine.



15

33Lung Tsing U Hai Railway 5% Gold Loan, 20 pound reserve stock x5 pieces, 1913, vertical format, blue border with green underprint, two large red seals at bottom, good extremely fine, (5)


34Lung Tsing U Hai Railway 5% Gold Loan, 20 pound reserve stock x4 pieces, 1913, vertical format, blue border with green underprint, two large red seals at bottom, good extremely fine (4)


311913 5% Reorganisation Gold Loan, 1x 20pounds, 1913 brown, Mercury at top, HSBC issue and 1x 100pounds, blue, Mercury at top, HSBC issue, crisp very fine (2)


321913 5% Reorganisation Gold Loan, bond for £100 or 947 roubles, issued by the Deutsch-Asiatische Bank, 'Mercury' at top, peasants and buildings at either side, blue and black, printed by Waterlow & Sons, with coupons, about extremely fine.



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35Lung Tsing U Hai Railway 5% Gold Loan, a group of 44 bonds for £20, 1913, large format, ornate borders, blue and black, text in English and French, with coupons, very fine and better (44)

Estimate: HK$25,000-30,000


17

381914 5% Industrial Loan, unissued bond for 500 francs, Paris 1914, large format piece with vignettes of railway scenes, brown and black with yellow underprint, with all coupons, extremely fine.


36Banque Industrielle de Chine, 500franc loan, 1913, yellow and black, dragons at top, Chinese lions at bottom, extremely fine


37Banque Industrielle de Chine, 500 franc loan, 1913, yellow and black, dragons at top, Chinese lions at bottom, extremely fine



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391914, 6% Shanghai-Fengching Railway Mortgage redemption Loan, unissued bond for £1,000, one of 20 pieces found in a branch of the Hongkong and Shanghai Banking Corporation, large format, green and black, yellow underprint, red 'chop' at bottom, with all coupons, extremely fine and rare

Estimate: HK$12,000-15,000


19

421918, 8% Treasury 'Marconi' Bills, bond for £1000, of only 200 issued, ornate border, red and black, yellow underprint, on poor quality paper, with coupons, old tape repair at bottom right with some tears, small paper loss bottom centre, fair and rare


431919 6% 2-Year Secured Gold 'Chicago Bank' Loan, $1000 bond no.4441, vignette of pagoda at top, orange and black, printed by the American Bank Note Company, with coupons and sheet of scrip certificates, extremely fine.


401918, 8% Treasury 'Marconi' Bills, bond for £100, no.1176, ornate border, red and black, yellow underprint, on poor quality paper, with coupons, a few creases but good very fine and much better than usual condition


411918, 8% Treasury 'Marconi' Bills, bond for £500, no.1775, ornate border, red and black, yellow underprint, on poor quality paper, with coupons, creased at edges with some tears at the left, fine and scarce.



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441919 8% 10-Year Sterling Treasury Notes 'Vickers Loan', a set of bonds for £100, £500 and £1000, dockside vignette, green, blue and brown respectively, with coupons, generally very fine. (3)



21

471925 8% 'Skoda' Loan, bond for £1000, no.0026497, ornate border, red and black, 'chop' in centre, with coupons, about extremely fine.


481925 5% Gold 'Boxer' Loan, a group of 30 bonds for $50, ornate border, brown and yellow, with coupons, mixed condition, many very fine and better. (30)


451925 8% 'Skoda' Loan, bonds for £10, £50 and £100, ornate borders,mauve, brown and green respectively, 'chops' in centre, with coupons, about extremely fine. (3)


461925 8% 'Skoda' Loan, bond for £500, no.0020968, ornate border, orange and black, 'chop' in centre, with coupons, about extremely fine.



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49City Government of Greater Shanghai, 1932 7% Rehabilitation Loan, bond for $100, no. C00691, large format piece with ornate border, green and black, with coupons, good very fine and rare



23

521937 S e cu re d S inking Fund Bond (Pac i f i c Development Loan), bond for US$1000, no.M726, pagoda at top, blue and black, with coupons, ABNCo. printing (K.952), about extremely fine.


50British Municipal Council Tientsin, 1932, 5½% General Purposes Loan, bond for 100 dollars, no.741, ornate border, city arms in centre, brown and black, printed by Waterlow, with coupons, extremely fine and scarce.


511936, 6% Shanghai-Hangchow-Ningpo Railway Completion Loan, pair of bonds for £50 and £100, large format pieces with Sun Yat Sen top right, ornate borders green, red and blue and brown, green and blue respectively, with coupons, extremely fine (2)



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554% P u b l i c L o a n B e a r i n g P r i z e s F o r T h e Development of Local Industries of The Provincial Government of Kwangtung, lot of 10 bonds for $10, 1912, green and red, signed by Hu Han Min and Liao Zhong Kai, generally very fine (10)


568% Public Loan for Military Requirements, bonds for $5, $10 and $100 (3), 1912, ornate borders, brown & green, red with blue underprint and green & yellow respectively, all with large red ""chop"" in centre, text in Chinese with English translation on the reverse, with all coupons, very fine.(3)


53Chung Hwa Revolutionary Party, Fund Raising Bonds, 3rd series, 10 Yuan, no. 50146, 1915, with facsimile signature of Sun Wen ( Sun Yat Sen ), orange and black, only partly issued, text all in Chinese, extremely fine 1915中華革命黨債券拾圓


541915 Chung Hwa Revolutionary Party, Fund Raising Bonds, 3rd series, 10 yuan, no.50148, with facsimile signature of Sun Wen (Sun Yat sen), orange and black, only partly issued, text all in Chinese, near extremely fine. 1915中華革命黨債券拾圓


Internal Loans 內債


25

59China, National Military Loan, bonds for 100 Yuan and 1000 Yuan, 1917, brown on pale blue underprint and blue on pale green underprint respectively, text all in Chinese, with coupons, uncirculated. (2)


60Kwangtung Government 8% Local Loan, $10 bond, 1918, serial number 11314, ornate borders, blue on pale pink underprint, Chinese text on obverse, English translation on reverse, 3 out of 4 coupons remaining good fine


576% Chinese Government National Loan, lot of 3 bonds for $100, 1914, light brown and gree, value in Chinese at 4 corners, very good/about fine, imperfect borders due to part of the papers being brittle, scarce (3)


58China, National Military Loan, $100, 1917, red serial number 0026023, brown and green, issued with registration stamp on reverse, very good



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61Short Term Discounted Treasury Bill, $10000, 1921, redeemable in 12 months, number 0000048, ornate border, red brown and black, red ""chop"" in centre, good very fine

Estimate: HK$15,000-18,000


27

64Republican era, lot of 5 bonds including Kwangtung Military Loan (second Loan) 5yuan and 10yuan, and Nationalist Government Lottery Loan for 5yuan, 3 different but all dated 1926, very fine to extremely fine (5)


65Nationalist Government Lottery Loan phase III, $5(2), 1927, green and Kwangtung Second Military Supply Loan(6), 1931, brown, some with graffiti on reverse and mostly damage with tears and stains, good fine(8)


66Republic of China 17th Year Long Term Loan, short set of 3 bonds comprising of $10, $100 and $1000, 1928, red, green and turquoise respectively, the $100 and $1000 with revenue stamp at top left corner, Sun Yat Sen at top, about extremely fine, the $1000 has a Passco certificate of authenticity, scarce (3)


621925 Ministry of Communications 8% Funding Loan, bond for $1000, no.0002859, ornate border, mauve and black with yellow underprint, large red 'chop' in centre and adhesive stamp top left, text in Chinese with full English translation on the reverse, with coupons, good very fine.


63Hong Kong Ka Wah Saving Bank Ltd., $10 bond, ND, serial number 5447, brown and ornate border, value at corners, reverse olive green and yellow, all text in Chinese, English name in the embossed seal, fine to very fine 香港嘉華銀行(現中信銀行) 拾圓債券，保存良好，少見品

Estimate: HK$10,000-12,000


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72Peking-Hankow Railway Employee Loan, 1934, pair of bonds for 50 and 100 yuan, ornate borders, brown and black, text all in Chinese, with coupons, together with Peking-Suiyan Railway Employee Loan, 1934, pair of bonds for 50 and 100 yuan, ornate borders, red and blue respectively, text all in Chinese, with coupons, fine to very fine (4)


73United Nationalist Loan, lot of 6 bonds comprising of 2x 10yuan (Type A), 1x 100yuan (Type C) and 3x 1000yuan (Type C), 1936, ornate floral borders, Sun Yat Sen top right and revenue stamp top left, about fine condition with water stains, rust marks and pinholes, not usually offered as a multiple lot and the Type A 10yuan very difficult to find (6)


67Canton Hankow Railway, 1930 Loan, a group of bonds for 4 Yuan(1), 40 Yuan(58), 100 Yuan(59), Sun Yat Sen in centre, flags at either side, mauve, black and green, with coupons, very fine to extremely fine. (118)


68Canton-Hankow Railway, 1930 Loan, a set 3 comprising of the 4yuan, 40yuan and 100yuan, very fine (3)


691931 Kwangtung Second Military Supply Loan, a group of 4 sheets of 5 bonds of 1 Yuan each, small format, brown, Sun Yat Sen and red chops at top and 1932 Kwangtung National Defence Loan, a group of 5 sheets of 5 bonds of 1 Yuan each, small format, vignette of field and jungle, green, red chops at top, both are extremely fine. (9)


70Hunan Province, 22nd Year (1933), 4% Loan, a group of bonds for 10, 50 and 100 yuan, small format, mauve and black with pink or green underprints, text all in Chinese, with coupons, very fine. (3)


71Hunan Province, 22nd Year (1933), 4% Loan, lot of 11 bonds comprising of 8x 10yuan and 3x 50yuan, 1933, pink and green respectively, both with floral purple borders, generally very fine, the 50yuan scarce (11)



29

77United Nationalist Loan, 1000 Yuan(6), Types B,C and E, 1936, orange & pale blue underprint, green & yellow underprint and purple & yellow underprint respectively, all with vignette of Sun Yat Sen at right, large red "chop" at centre, with coupons, very fine.(6)


78United Nationalist Loan, $5000, Type C, 1936, purple and green, Sun Yat Sen at top right hand corner, revenue stamp at tope left, repaired tears on body, very good


74United Nationalist Loan, lot of 6 bonds comprising of 1x 10yuan (Type A), 1x 100yuan (Type C), 1x $100 (Type D) and 3x 1000yuan (Type C), 1936, ornate floral borders, Sun Yat Sen top right and revenue stamp top left, about fine condition with water stains, rust marks and pinholes, not usually offered as a multiple lot and the Type A 10yuan very difficult to find (6)


75United Nationalist Loan, 100 Yuan (Type A), 1936, vignette of Sun Yat Sen at right, dark blue and yellow underprint, serial number 016392, with coupons, very fine and Imperial Manchu Government, 4% Public Loan, 100 Yen, Keitoku 6 (1939), ornate border with dragon at left and right, red and black, serial number 06414, with coupons, very fine to extremely fine. (2)


76United Nationalist Loan, lot of 8x $1000 (Type C), 1936, ornate floral borders, Sun Yat Sen top right and revenue stamp top left, about fine condition with water stains, generally fine (8)



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79Short Term Treasury Notes, 1931, a full sheet printing colour proof, blue and green, uniface and image inverted, vignette of Sun Yat Sen, two Chinese characters and red seal at top right indicates the approval of print, some stains and damage, fine and very interesting


804% Liberty Loan, 1937 lot of 27 bonds comprising of 19x $5 and 8x $10 light blue and blue respectively, ornate border, mainly good-very good condition all with tears, stains and worm holes, sold as seen, no returns (28)


814% Liberty Loan, 1937 group of 20 bonds comprising of 8x $5, 10x $10 and 2x $100, generally very fine, the group of $5 with some tears and stains, generally very fine (20)


824% Liberty Loan, 1937 and other internal Loans(3) comprising Liberty Loan , $50, 1937, brown and red ""chops"" in top centre, 27th Year US Dollar Gold Loan, $50, 1938, purple and pale brown underprint and 1947 36th Year Short Term Treasury Note, $10, red and yellow, Chang Kai Shek at top right, the Liberty $50 has small piece missing from left border, all with coupons, fine to very fine (3)


834% Liberty Loan, 1937, $5 (11), $10 (11) and $50 (3) all with coupons, very fine to extremely fine.(25)


844% Liberty Loan, 1937 group of 3x $100, 1937, with coupons and vignette, purple with black tax stamp, generally fine/very fine (3)



31

854% Liberty Loan, 1937 $5, $10, $50 and $100, light blue, blue, purple and pink respectively, about very fine, apart from the $50 which is in very good condition (4)


8627th Year Gold Loan, a group of 10 bonds for $5, 1938, blue with yellow underprint, text in English and Chinese, with coupons, very fine. (10)


875% 27th Year Gold Loan of the Republic of China, lot of 12 bonds comprising of 8x $5 and 4x $10, 1938, blue and brown respectively, ornate floral border, generally fine, some bonds with minor edge damage, rust marks, holes and tears, one of the $10 is rather faded due to prolonged exposure to sunlight, scarce (12)


885% 27th Year Gold Loan of the Republic of China, bond for $50, 1938 purple and light blue, orange revenue stamp top left, very fine and scarce


89Kwangtung Military Loan, 4%, 1938, 2x 5yuan and 2x 10yuan, blue and brown respectively, aeroplanes at top right and anti-ship guns at top left, all with 2 coupons missing, extremely fine (4)


90Kwangtung Military Loan, 4%, 1938, 2x 5yuan and 2x 10yuan, blue and brown respectively, aeroplanes at top right and anti-ship guns at top left, all with 2 coupons missing, extremely fine (4)


91Kwangtung Military Loan, 4%, 1938, bonds for 10 Yuan(1) and 100 Yuan(2), vignettes of warships and onshore battery at left, aerial dogfight at right, brown, pale green underprint and purple, yellow underprint respectively, all with coupons, 10 Yuan has edges tears, 100 Yuan extremely fine. (3)



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9229th Year Reconstruction Gold Loan, a group of 10 bonds for $5, 1940, attractive pieces with steam train, bridge and dam, sea wall and mining tools, blue and mauve, text in English and Chinese, with coupons, fine to very fine. (10)


9331st Year Allied Victory Loan, (1942) 30x $20, , 1942, blue, train at right anf ship at left, printed red Chinese seal at centre, generally fine/very fine, some bonds with pinholes, scruffy edges, one bond without any coupons (30)



33

9431st Year Allied Victory Loan, (1942) bond for $1000, 1942, green, train at right and ship at left, printed red Chinese seal at centre, about extremely fine and rare

Estimate: HK$12,000-15,000


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9732nd Year Provincial Reorganisation Loan, (1943) bond for 10000 Yuan, no. A001688, 1943, small format, vignettes of agricultural scenes, motor car etc., ornate borders, with coupons, very fine


9833rd 6% Year Allied Victory Loan, (1944) 500 Yuan(10), 1944, the people raising their hands to a female holding lamp, "V" with wings at top, red-brown and yellow, reverse blank, with coupons, extremely fine. (10)


9530th Year Army Supply Bonds, (1941) $10, attractive piece with tanks, howitzer and anti-aircraft guns at bottom, aircraft at top, blue and pale green underprint, very fine, 31st Year Allied Victory U.S. Dollar Loan, (1942) a group of 8 bonds for $100, small format bonds with vignettes of steamship at left and steam train at right, mauve and black, yellow underprint, with coupons, very fine(8) and 33rd Year Allied Victory Loan, (1944) $1000, people raising their hands to a female holding lamp, "V" with wings at top, with coupons, very fine. (10)


9631st Year 6% Allied Victory Bond, (1942) bond for 100 yuan, 1942 red and pink, monument at bottom, aeroplanes at top, also 1943 Allied Victory Bond for 500yuan, pink and yellow, green revenue stamp top left, soldiers holding a torch at bottom, very fine, not often seen (2)



35

9933rd 6% Year Allied Victory Loan, (1944), group of 25 bonds comprising of 1x $500, 23x $1000 and 1x $5000, similar designs with 'Peace' holding a torch standing before of a crowd, generally very fine, the $5000 with slightly scruffy borders (25)

Estimate: HK$25,000-30,000

10033rd 6% Year Allied Victory Loan, (1944) group of 4x $5000, brown, 'Peace' holding a torch standing before of a crowd, generally very fine with clean and white borders (4)

Estimate: HK$12,000-15,000


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103Xinjiang Provincial Government, Construction Loan, 1941, bonds for 5, 10, 25 yuan, soldiers with tanks beside a factory at left, aircraft flying above, small format but sizes increase with denomination, very fine to extremely fine.(3)


104Xinjiang Provincial Government, Construction Loan, 1941, 2 sets of 5yuan, 10yuan and 25yuan, black serial numbers, each bond featuring soldiers, tanks and aeroplanes, uncirculated


105National Economic Construction Loan, attractive presentation books of specimen bonds for 1954, 10000, 20000, 50000, 100000 and 500000 Yuan, 1955, uniface obverse and reverse of 10000, 20000, 50000, 100000 ,500000 and 1000000 Yuan, 1956,1957 and 1958 uniface obverse and reverse of 1, 2 , 5, 10, 50 and 100 Yuan, well preserved, good extremely fine. (53)

Estimate: HK$12,000-15,000

10136th Year 6% U.S. Gold Loan, (1947) group of 17 bonds comprising of 15x $50 and 2x $100, 1947, green and orange respectively, Chiang Kai Shek top right corner, tax stamp top left corner, generally extremely fine, one of the $100 has an old rubber band mark across the centre (17)


10236th Year 6% U.S. Gold Loan, (1947) group of 17 bonds comprising of 15x $50 and 2x $100 green and orange respectively, Chiang Kai Shek top right corner, tax stamp top left corner, generally extremely fine (17)



37

106National Economic Construction Loan, 1954-1957, attractive presentation books of specimen bonds for 1954, 10000, 20000, 50000, 100000 and 500000 Yuan, 1955, uniface obverse and reverse of 10000, 20000, 50000, 100000 ,500000 and 1000000 Yuan, 1956 and 1957 uniface obverse and reverse of 1, 2 , 5, 10, 50 and 100 Yuan, well preserved, good extremely fine. (41)

Estimate: HK$12,000-15,000

1071954, 1956 & 1957 National Economic Construction Loan, set of 3 specimen booklets containing uniface obverse and reverse specimens of all denominations in those years unicrculated (3 booklets)



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108Kwangsi Tin Ping Silver Mining Company, certificate of 30 Silver dollar share, 1897, vertical format, ornate border, black on white paper, red ""chops"", text all in Chinese but with English name in seal at upper left, some worm holes at top and bottom border, fine to about very fine, scarce 廣西自古銀礦資源豐富，史載自唐代起朝廷已設專責機關管理。其中貴縣天平山銀礦在清代中葉嘉慶二十四年開始至宣統二年止，先後經歷五次大規模開採，尤以光緒年間推動官商合營，

設立公司，對外招股，引進技術，效果明顯。這張光緒二十三年奉旨開辦的’廣西天平山銀礦公司’股票即為明證，是極

為珍罕及重要的清代股票文獻。

Estimate: HK$45,000-50,000

Share Certificates 股票


39

109Hou De Industrial Bank, $100 share certificate, 1909, brown and blue, mythical peacocks left and right, ornate border, the share certificate also comes with an envelope with the corresponding serial number (961), Hou De Industrial Bank was a short lived bank which collapsed the year after it was found through corruption, extremely fine and rare (2 items)宣統元年，由大清銀行部分職員合辦的厚德銀號改組為厚德銀行，並發行股票集資。唯其最初依靠向大清銀行高級職員放

貸作手段，之後憑藉關係向大清銀行借入巨額款項，投資在一些地方礦務或實業公司，但皆以虧損告終，銀行經營不足一

年即因無法償還大清銀行的欠款而倒閉，負責人亦被清廷拘押，要求家人籌款償還，成為清末著名的銀行詐騙事件。這張

編號961的厚德銀行股票附有封套，保存甚佳，是重要及罕見的歷史文獻。

Estimate: HK$20,000-30,000


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112Mongolia, Societe Anonyme Miniere des Aimaks de Touchetoukhan et de Tsetsenkhan en Mongolie, 50roubles, 1911, orange and black, '50' underprint at centre, various handstamps in black, blue and red, handsigned signatures at bottom, 7 coupons remaining, extremely fine


113Mongolia, Societe Anonyme Miniere des Aimaks de Touchetoukhan et de Tsetsenkhan en Mongolie, 250roubles, 1911, blue and black, '250' underprint at centre, handsigned signatures at bottom, 8 coupons remaining, extremely fine


110China, Ningfu Ferries Company Limited, unissued $5 share certificate, 1910, Blue and pink, twin dragons chasing fireball left and right, flag top centre, Chinese text within pink background in frame, counterfoil attached at right, good extremely fine


111Yunnan Szechuan Railway, Xuantong era (1909-1911) 1 share for 5 taels, unissued, green with yellow underprint, dragons at top chasing a fireball, steam train at bottom, almost uncirculated, attractive design



41

114Canton Hankow Railway Co. (Kwong-Tung Yueh-Han), certificate for 5 Yuan shares, 1913, very attractive piece with vignette of large station building in centre flanked by vignettes of steam engine and tender and passenger carriages, a detailed map of the railway below, blue, red and yellow, text all in Chinese but company name in English on the locomotive's tender, wormholes and water stain at left border otherwise very fine


115Sze Yap Steam Ship Co. Ltd, Hong Kong, share, 1915, single funnel steamship at top, ornate border of fruit and flowers with bats with outstretched wings, blue and orange, numerous red chops, text in Chinese with English name at the bottom and in the red seal, well reserved and rare 1915年香港四邑輪船有限公司股票，圖案精美，保存良好，股票由李自重等手簽, 李自重為公司創辦人之一李煜堂的長子，曾被孫中山委派在香港設立同盟會分會。



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116China Agriculutural Silver Co, Shanghai, $10 receipt of share, ND, number 07911, red, lions with globe at top, text all in Chinese,uncirculated

Estimate: HK$12,000-15,000

117Laoting Tin Chen Kung Co. Ltd., unissued certificate for 50 yuan share, ND, large format piece with ornate border, vignette of flags and flower at top, pale green underprint, attached to counterfoil, small missing bit and hole, fine to very fine 樂亭縣天成公錢粮業有限公司五十圓股票



43

120Luen Yick Hong, $100 shares, 1927, attractive piece with ornate border with Chinese name above, red with green underprint, text all in Chinese, a little creased with nicks at bottom right margin, fine to very fine


121Toi Shan Kong Ning Council, certificate for $100 shares, 1928, no. 89, ornate border, green and yellow underprint, red ""chops"", good very fine, rare 台山獨崗堡岡寧墟是著名僑鄉，墟場於民國十七年(1928年) 由岡寧公所發行股票籌建。按照岡寧公所修正章程所述，公所實

業性質有四種，包括甲：收回地價，永收地租；乙：建築

碉樓，保護治安；丙：擴新市場，適合衛生；丁：開辦電

燈，利便商民。本股票即當時為籌建墟場而發，保存良

好，極有地方歷史參考價值。


118Fook Man Investment Co.Ltd., certificate of $100 shares, 1923, large format piece, ornate border, red and pale green underprint, text in Chinese, Company seal with English name, adhesive revenue stamps top left and right, with original envelope, good very fine 福民置業有限公司一百圓股票


119Leong Hing Company limited, Hong Kong, certificate of $100 shares, 1925, no. 426, brown, red and pale blue underprint, text in Chinese and English, red company seal at bottom left, dirt and damage at top right, reverse top left tape repair, good fine



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124Shaozhou Electric Company Limited, 25yuan shares, 1928, with a capital of 40,000yuan, green and blue, various red chops/handstamps, and revenue stamps, with counterfoil but separated from the body, fresh extremely fine


125Jian Yi Silk Factory, share certificate, 1929, serial number 88, blue and pink, ornate design at top, brush signatures and hand stamps at bottom left, very good-fine, tape repairs at bottom


122En Kai Tai Motor Company, $1 shares, 1928, ornate border, green and black, yellow underprint, text all in Chinese, small holes and centre fold, very fine 恩開台那同路汽車有限公司股票


123Shaozhou Electric Company Limited, 25yuan shares, 1928, with a capital of 40,000yuan, green and blue, various red chops/handstamps, and revenue stamps, with counterfoil at right, fresh extremely fine



45

128Guang He Yuan, $50 share certificate, 1932, green, yellow and black, company name in underprint at centre, red chopmarks, brush signatures, Chinese text on reverse, this share certificate also comes with the owner's dividend book, very fine (2)


129Hong Kong, The Luen Tsui Investment Co. Ltd, $500 share certificate, 1932, blue and pink, red stamps and signatures in brush writing, Chinese text on reverse, very fine


130Shantung Tsinan Cheng-tung Textile Co. Ltd., certificate for 500 yuan share, 1933, no. 00529, large format piece with ornate border, green and black, pale green underprint, text all in Chinese, adhesive revenue stamp, heavily folded and several tears, graffiti obverse, fine to very fine


131Hong Kong New Asia Hotel Limited, certificate for $50 shares, 1936, no. 1973, blue and pale green underprint, ornate border, text in English and Chinese, with original envelope and red cover dividend booklet, about extremely fine 香港新亞大酒店股票，酒店由廣東馮達純等人所創辦，最先于香港和廣州開業，至1933年更于上海開辦上海新亞大酒店，屬當時少有的連鎖式高級酒店。


126Foo Li Company, certificate for shares of 200 Yuan, Toishan, 1931, traditional Chinese format, black on white paper, red ""chops"", text all in Chinese. good very fine, the company was set up for military fund raising in defence of the Toishan area, rare


127Tung Yick Refined Salt Co. Ltd., certificate for 10 shares of 1000 Yuan, Chefoo (Yantai) 1932, no. 181, ornate border, purple with pale green underprint, several red ""chops"", text all in Chinese, adhesive Shanghai revenue stamps, with original envelope, almost uncirculated 山東烟台通益精鹽公司，由民間企業家林子有等人于1919年創辦，1921年正式投產，是山東省首家精鹽公司，1940年前後日軍侵佔烟台，設施被破壞而停業。這張股票連同封套保存甚佳，十分難得。



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132The Kowloon Motor Bus Company Limited, share, 1927, ornate border, red and black with pale green company Chinese name underprint, text mostly in English, with original envelope and a few Chinese handwritten family letters related to the transaction of the share, hand signed by the founder of the KMB (1933), very rare and original 1927年九龍汽車有限公司股票，股票由九龍汽車（一九三三）有限公司創辦人之一雷亮毛筆簽署，附有封套及數封毛筆家書述及本

股票轉讓事宜，保存良好。據說早期九巴股票絕大部分仍然由創辦人家族或有關人士收藏，從未流出在外，足顯這張股票

的珍罕及難得。

Estimate: HK$130,000-150,000


47

133Mei Feng Bank of Szechuan (American Oriental Bank of Szechuan), 10 shares of 100 Yuan (2), 1939, 1943, 100 shares of 100 Yuan (2), 1942,1943, the 1943 100 Yuan blue and yellow underprint, the others brown and yellow underprint, text all in Chinese with Chinese name in English at the top, adhesive revenue stamps, with coupons, some edges tears or minor damages, fine to very fine, and Chunghing Banking Company Limited, certificate for 50 Yuan Shares, 1942, no. 043, blue and pale red underprint, all text in Chinese, with a sheet of share transfer registration form, tape repaired on reverse, fine.(5)

Estimate: HK$3,000-4,000134Lun Tai Mutual Fire & Marine Insurance Co. Ltd., a marine policy, Hong Kong, 1930, plain traditional Chinese format, black, red ""chops"", Hong Kong adhesive revenue stamp tied with red embossed duty stamp, very fine


135Lun Tai Mutual Fire and Marine Insurance Company Ltd, share certificate for $25 per share, total of 60,000shares issued, dated 1938, olive on orange, embossed company seal lower centre, hand stamped cancelled on Chinese text and signatures, good very fine


136Peking-Suiyuan Railway Employee Loan, 1934, bonds for 10 Yuan, series B, ornate border, orange & pale green underprint, red ""chop"" in centre, and Suey Sing Association, U.S.A., small format bond for $10, 1936, ornate border, blue , black and red, both good very fine.(2) 平綏鐵路員工欠薪兌換券及美洲萃勝工商總會債券。萃勝工商總會(Suey Sing Association) 前身為萃勝堂，成立於1867年，於三藩市自置會址，全美共有12分會及會所，至今仍有運作，這張是民國二十五年(1936年) 總會為尾利允市(Marysville) 支會購置會所而發的拾圓債券，已歷經89年，見証華商在美國的發展。


137Peking Tap-water Co. Ltd., 1935, 10 shares of 100 yuan, no. 6941, ornate border, red-orange, pale green underprint, text all in Chinese, red chops, adhesive revenue stamps, extremely fine


138Kuang Fo Motor Road, 5th Section, Construction Loan, 1 Yuan, undated but circa 1935, green with yellow-orange underprint, ornate border, 3 cities linked by motor roads in centre, and Mau Dian Motor road Company Limited, certificate of 1 Yuan share, 1928, no. 736, green and pale red underprint, ornate border, both are small format, very fine.(2) 江佛公路順德段第五區人民建築委員會發行壹圓股票及民辦茂電普通車路廣運股份

有限公司壹圓股票



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139Kuomin Daily News of America, certificate of shares, 1941, blue on white paper, ornate border, Kuomintang's logo at top centre, all text in Chinese, red ""chops"", good very fine, the newspaper was published in San Francisco by the North American branch of Kuomintang in 1927, and it was the party's offical newspaper, scarce 美洲國民日報由中國國民黨駐美總支部在1927年于美國三藩市創辦，是國民黨在美洲的官方機關報，其創辦人兼報社社長為支部負責人陳伯興，陳氏字披荊，廣東台山人，即本股票之發出人，報章主要宣傳抗日，這張股票發於民國三十年(1941年) ，正值對日抗戰中段，增發股票亦兼籌款救國之意。

Estimate: HK$15,000-20,000


49

140Yi Mu Industries Company Limited, 10yuan share certificate, 1944, serial number 53933, brown border with traditional Chinese figures, orange body, very fine


141Da Dong Paints Company Limited, 10yuan share certificate, 1944, serial number 001297, green, red and black, red handstamps right border, revenue stamps on reverse, very fine


142Tientsin Soap Manufacture Co. Ltd., unissued share certificate, no date, ornate border, green and black, text all in Chinese, paper a bit tone and with stains, very fine


143Zhen Feng Textiles Company Limited, 10yuan share certificate, 1947, serial number 00097, red and green, decorative border showing different stages of textile production, machinery and end products, embossed seal top centre, various brush writing signatures and red seals at left, very fine, an attractive design


144Shanghai Wing On Co. Ltd., 1946, 1000 shares of 10000 yuan, temporary receipt, no.04308 and 1947, 25000 shares of 250000 yuan, temporary receipt ,no. 06496, beautiful vignette of buildings at top, ornate border, red and black, text all in Chinese, both cancelled by top right corner cut, very fine to extremely fine.(2)


145Shanghai Wing On Co. Ltd., 1948, 100000 shares of 1000000 yuan, no. 002019, beautiful vignette of buildings at top, ornate border, red and black, text all in Chinese with company name English in the embossed red seal, adhesive revenue stamps on obverse and reverse, cancelled and repaired at the top edge, very fine


146Chen Hua Paint Oil Manufacture Co. Ltd., 1948, 100000 shares of 1000000 yuan, no. 00129, ornate border, underprint of flying tiger and building, red and black, pale orange underprint, text all in Chinese, lower right corner cut, otherwise very fine


147Mei Ya Silk Factory, 10yuan share certificate, 1948, serial number 11482, green, allegorical figures, red embossed seal at bottom, about very fine


148Sine Laboratory Company Limited, 10yuan share certificate, 1948, serial number 05727, purple, ornate border, revenue stamps top margin, red embossed seal at bottom, very fine

Estimate: HK$800-1,000149Sine Laboratory Co. Ltd., 1948, unissued share certificate, no.21489, ornate border, purple brown, red seal, text all in Chinese with company name in English in the logo, adhesive revenue stamp, several tears, very fine



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150Luanzhou Mining Co. Ltd., 1948, a set of 6 share certificates consist of 10000 shares of 150000 yuan, no.00471, 100000 shares of 1500000 yuan, no.05439, 500000 shares of 7500000 yuan, no.00936, 1000000 shares of 15000000 yuan, no.01291, 5000000 shares of 75000000 yuan, no.00133 and 10000000 shares of 150000000 yuan, no.00072, all are blue and black, ornate border, text all in Chinese, red chops , the share holders were government school of Tientsin and Bank of China, Tientsin, the first with staple rusted holes, the others extremely fine.(6) 灤州礦務公司由著名實業家及政治家周學熙創辦，成立於1906年，總部設於天津，以開採灤州(即唐山) 煤礦為主，屬重要的礦務公司，在清末至民國時期歷史上佔着重要地位，這套股票保存尚好，十分難得。


151Tientsin Investment Co. Ltd., 1952, a set of 5 share certificates consist of 1 share of 100000 renminbi, no.02286, 5 shares of 500000 renminbi, no.00631, 10 shares of 1000000 renminbi, no.03024, 50 shares of 5000000 renminbi, no.00060, 100 shares of 10000000 renminbi, no.02179, ornate border, green, red chops, text all in Chinese, fine to very fine



51

154Nanyang Brothers Tobacco Co. Ltd., 1954, unissued certificate for 10 shares of 160000 yuan, no.01973, ornate border, green and black, text all in Chinese, red seal, still attached to counterfoil, very fine to extremely fine


155West Guangdong Motor Transport Company, 100renminbi share certificate, peach and red, border depicting a trunk, bus and factory, signatures in blue and a couple of red handstamps on obverse , about very fine


156Chinese Recreation Club, Hong Kong, $100 bond for raising money for club building rebuild purpose, 1971-1972, green ornate border and pale brown underprint, adhesive revenue stamp, very fine. (4)


157Lun Tai Mutual Fire and Marine Insurance Company Ltd, share certificates for $25 per share, total of 60,000shares issued, dated 1944 and 1973, both olive on orange, embossed company seal lower centre, hand stamped cancelled on Chinese text and signatures, the first taped repaired, overall fine and extremely fine respectively (2)


152Yi Chang Plastic Manufacturers Company Limited, 100renminbi share certificate, 1953, serial number 000326, black, yellow and red, embossed seal at bottom centre, signatures in brush writing and red seals at left


153Yong-Li Electrical Appliances Co. Ltd., Tientsin, 1954, 1 share of 1 million renminbi, no. 000040, ornate border, blue and black, adhesive revenue stamp and 10 shares of 10 million renminbi , no. 000045, ornate border, green and black, adhesive revenue stamp, text all in Chinese, good extremely fine.(2)



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1586.5% Government of Hong Kong, specimen bond certificate for $20,000, 1975, red and white, multicoloured underprint. Unissued series, this is the only copy the cataloguer has seen and extremely rare, almost uncirculated 香港政府於1975年為改善基建，增建公屋，曾透過對外發債融資，而所有借債業已償還，本拍品為當時債券的樣本，面額二萬元，品相完美，是難得一見的罕品。

Estimate: HK$15,000-18,000


53

163Manchukuo Coal Mining Company Limited 4% bonds, (3), 100 Yen, 1939, no. A166, 169, 172, brown and yellow underprint, ornate border, vignette of coal miners at right corner, coal cart at left corner, red ""chops"", with coupons, very fine


1644th Phase Manchukuo Industrial Bank 4% Bonds (2), 100 Yen, 1940, no. A171-2, brown and yellow, ornate border, vignettes of bridge, trees, sheep and lamp at four corner, red ""chops"", with coupons, very fine


1653rd series Manchukuo Heavy Industry Company Limited, certificates for 10 Yen shares (4), 1942, purple-grey ornate border, red ""chops"", also South Manchurian Railway Company Limited, certificate for 10yen shares, very fine, (5)


166Manchukuo, Land License issued in Mudanjiang, 1941, green and black, floral border left and right, 4 large red seals, two of which have been crossed over officially, handwritten name of land owner and address, good very fine


159Lot of 10 share certificates, modern era (2010-2012) each of them for 1 share in various banks including Industrial and Commercial Bank of China, Agricultural Bank of China, China Construction Bank, Bank of Communication, etc. (10)

Estimate: HK$500-600160North China Development Company, 10 shares of 50 yen, Showa 13 (1938), attractive piece with panoramic view of the Great Wall at bottom, mauve and black, about extremely fine


1612nd series Manchukuo Heavy Industry Company Limited, certificates for 1Yen share (2) and 10 Yen shares (2), 1938, brown and green, ornate borders, red ""chops"", very fine.(4)


1621st Phase Manchukuo Industrial Bank 4% Bond, 500 Yen , 1938, no. B 105, purple, ornate border, vignettes of bridge, trees, sheep and lamp at four corner, red ""chops"", with coupons, small hole at left, very fine



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167Document stating sale of a property in Hong Kong, 1944, large format, adhesive with Japan revenue stamps, red seals, good very fine, rare

Estimate: HK$20,000-22,000


55

171Churitsu Savings Bank, 50 yen share, Meiji 27 (1895), very attractive piece with Japanese figures at bottom, counting coins and banknotes, black with green underprint, adhesive revenue stamp, about extremely fine and scarce.


172Sayama Commercial Bank Ltd. 50 yen share, Meiji 33 (1900), ornate border, black with green underprint, adhesive revenue stamp, slight staing at right, good very fine.


173Nippon Kogyo Ginko (Industrial Bank of Japan Ltd.), certificate for 10 shares of 500 yen, 1906, no.219171-219180, ornate border, black, yellow underprint, text in japanese and English, with coupons, creased but fine and scarce.


168Entertainment and Trade Bank Ltd., 50 yen share, Meiji 33 (1900), ornate border, black with yellow underprint, adhesive revenue stamp, extremely fine.


169Yamaga Bank, 50 yen share, Meiji 23 (1891), rising sun at top flanked by exotic birds, black, orange underprint, adhesive revenue stamp, about extremely fine.


170Ako Bank Ltd., 50 yen share, Meiji 30 (1897), ornate border, brown and black, adhesive revenue stamp, good very fine.



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177City of Osaka, 7th 4 3/10% Education Loan, 1935, a specimen bond for 5000 yen, issue 're', Japanese building bottom centre, ornate border, olive green and black, red seals, numbered 000 in red, with coupons, about extremely fine and rare.


178Japan. 1936 3?% Treasury Loan, bond for 100 yen, no.000019, release 'to' , Showa 11 (1936), vignette of Fujiwara Kamatari at right, Danzan shrine at left, blue and black with yellow underprint, text in japanese with English on reverse, with coupons, with post war revalidation stamp, extremely fine


174Hypothec Bank of Japan, a series of 10 yen debentures comprising 4?%, Meiji 44 (1911), building in centre, green, 4%, series 67, 72, 74 and 75, Taisho 6, 8, 8 and 9 (1916, 1918(2) and 1920), green and orange, and, 4%, series 76, Taisho 13 (1924), small format, red and black, all with coupons, about very fine and better. (6)


175Korean Industrial Bank Ltd., a group of 3 certificates for 50 yen shares, Taisho 7 and Taisho 9 (1918 and 1920), ornate borders, blue, black and brown, and Showa 14 (1939), different design with ornate border, logo at top, red and black, generally very fine. (3)


176Hypothec Bank of Japan, an interesting series of discounted industrial development bonds of 20 yen (16), issue 4, Showa 6, through to issue 19, Showa 12, ornate border with company logo at top, various colours, generally very fine and better. (16)



57

182Macau, Companhia De Corridas De Galgos Macau (Yat Yuen) S.A.R.L., 500shares of 10patacas, 1977, serial number 000683, ornate floral border brown and orange, text in Chinese and Portuguese, stamp cancelled, extremely fine


183Macau, Companhia De Corridas De Galgos Macau (Yat Yuen) S.A.R.L., 1000shares of 10patacas, 1978, serial number 000729, ornate floral border brown and pink, text in Chinese and Portuguese, stamp cancelled, extremely fine


184Macau, Companhia De Corridas De Galgos Macau (Yat Yuen) S.A.R.L., 5000shares of 10patacas, 1978, serial number 000839, ornate floral border brown and yellow, text in Chinese and Portuguese, stamp cancelled, extremely fine


179Oriental Development Company, a specimen 4?% bond for 5000 yen, Showa 17 (1942), ornate border, green and black, numbered 000 in red, red seal, with coupons, extremely fine.An important company formed in 1908, with offices in Tokyo and Seoul, to encourage the colonization of Korea and East Asia. in 1945 all the company's property in korea was confiscated and in 1949, on the founding of the republic of Korea, the lands were redistributed to local farmers.


180Osaka Marine and Fire Insurance Company, Limited, Osaka, a large format fire policy on property in Canton, 1931, no. 2067, black on white paper, company logo at top, all text in English with small paper of Chinese translated clauses glued on lower left, adhesive Kwangtung revenue stamps on reverse, very fine


181Macau, Companhia De Corridas De Galgos Macau (Yat Yuen) S.A.R.L., 100shares of 10patacas, 1977, serial number 000673, ornate floral border brown and blue, text in Chinese and Portuguese, stamp cancelled, extremely fine



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188United Investment Company, U.S.A, certificate for 50 shares of US$1, 1910, no.561, ornate border, vignette od steam train at top centre, deep yellow brown seal of company at lower left, deep folds and pinholes, fine to very fine.


189Mee Lee Wah Village Co, unissued share certificate for $100, black on pale orange, eagle at top, very good with creases and edge tears


190United States, United States Utilities Company, 6% First Lien Gold Bond for $1000, 1951, orange, George Washington at top centre, handsigned signature bottom right, hole punch cancelled, very fine


191Shanghai Power Company, first mortgage debenture, $100, $1000, $5000 and $10,000, 1934, 5.5% dollar series due 1973, black and orange on white, allegorical figure holding a light at top, orange overprint with handsigned signatures at bottom, very fine (4)


185The New Oriental Banking Corporation Limited, share warrant for 10pounds and 100pounds, 1884, green and pink respectively, handsigned signatures, very fine (2)


186Chinese Mining and Engineering Company Limited, share warrant for 2 shares at one pound sterling each, unissued, 1908, serial number G10537, black and brown, robed figure holding a gas lamp and labourer at top, very fine


187China Mutual Insurance Company, certificate of profits, 1887, serial number 167, black and white, clipper at top centre, sailor bottom left and Chinese junk bottom right



59

199Ta Ching Government Bank, unissued cheque from the Jinan branch in Shandong Province, 1900's, black serial number '003820', orange and green with counterfoil at top, almost uncirculated and seldom seen


200China, Qing Dynasty, a certificate of excellence issued by the Wuhan Society in 1909, green, red and black, obverse and reverse pictures of a medal at tope, flower designs, Chinese script within a scroll, slightly tatty bottom edge, overall about fine and an early, attractive piece


200AReceipts, lot of 2 containing: a receipt from Guang Rong Dye Workshop, dated 1911 and Fu Feng Company, undated but looks to be late Qing era/early Republican period, lots of red hand stamps on obverse, the former item has multiple holes (2)


192Wiener R iesenrad Limited (Vienna Gigantic Wheel), share warrant for 10 shares at one pound each, 21.3.1898, pink and black, ferris wheel at top centre, handwritten dates and signatures, very fine


193Russia, lot of 4 bonds and 1x coupon sheet issued in the mid 1910's about fine (5)


194Lot of 5 land/house deeds dating from the Qing Dynasty, Qianlong to Xianfeng period, drawn with brush writing, various official/personal seals (5)

Estimate: HK$500-800195Lot of 5 land/house deeds dating from the Qing Dynasty, Qianlong to Xianfeng period, drawn with brush writing, various official/personal seals (5)


Estimate: HK$500-800197Lot of 5 land/house deeds dating from the Qing Dynasty, Qianlong to Xiangfeng period, drawn with brush writing, various official/personal seals (5)



Paper Ephemera 紙雜


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205China Underwriters Limited, a fire policy on property in Macao, 1934, underwritten in Hong Kong, with vignette of Chinese junk and pagoda, text in English, adhesive Macao revenue stamp and Hong Kong revenue stamp tied with red embossed duty stamp, fine to very fine


206Luen On Fire & Marine Insurance Co. Ltd., Hong Kong, a fire policy on property in Canton, 1935, no. 26209, green on white paper, large format with attractive vignettes of ship, building and junk, text in Chinese and English, adhesive revenue stamps, red ""chops"", very fine


207Tung Yih Trust Company Ltd., Shanghai, a fire policy on property in Canton, 1936, no. 51520, large format with attractive vignette of harbor and city scene, text in Chinese, company name in English, adhesive revenue stamp, with original payment receipt and envelope, very fine


201Globe and Rutgers Fire Insurance Company, New York, a fire policy on property in Sha Tau, Kwangtung, 1932, black on white paper, large format, vignette of globe, all text in English with stamped Chinese translation clauses, adhesive Kwangtung revenue stamps on reverse, deep folds, with original envelope and receipt inside a smaller envelope, very fine

Estimate: HK$1,000-1,500202Tai Ping Insurance Co., Ltd., Shanghai, a fire policy on property in Nanhai, Kwangtung, 1938, no. 249403, black on white paper, large format with two sheets, vignette of pigeon standing on globe, text in English on cover sheet but with Chinese Company name and Chinese schedule on 2nd sheet, red ""chops"" and blue company stamp, the adhesive stamps missing, minor insect holes, with envelope, generally very fine


203Sincere Life Assurance Co., Ltd., money transfer confirm letters (3), 1929, 1930, 1933, English and Chinese company name at top, all text written in Chinese, very fine. (3)

Estimate: HK$1,500-1,800204Sincere Life Assurance Co., Ltd., form of proposal for life assurance, 1928, plain traditional vertical Chinese format, black, text in English and Chinese, very fine



61

212Military Achievement Certificate, 1953, text states that the named solider has achieved an honour of the third class and apart from his reward, this certificate was issued to congratulate him and bring honour to his family, red, yellow and multicoloured, bust of Mao Zedong top centre with the People's Liberation Army flag and National Flag left and right, dancing figures left and right borders and decorated soldiers bottom centre, large seal stating 'People's Liberation Army, East China Sector', an large and attractive, very fine


213Inner Mongolia Autonomous Region Joint Private and Public Enterprises, share certificate, number of shares/price per share unstated, serial number 0019, multicoloured, Chinese national flag and red star top centre, blue vignette and Chinese text within at centre, very fine


214Tibetan Autonomous Region Land License, unissued, 1950's, black and red on white, Mao Zedong at top flanked by Chinese national flags, text in Chinese and Tibetan, counterfoil at left, good extremely fine


215Fook Shun Tak, lot of ten money transfer receipts, Kuang Hsu and Hsuan Tung, blue on white paper, brush writing and red chops obverse, very fine.(10), Sold as is, no return


208Royal Insurance Company Limited (Lancashire Insurance Company), Liverpool, a fire policy on property in Canton, 1936, no. 20245289, black on white paper, arms at top centre, text all in English but with separate sheet of Chinese translation glued on reverse, very fine


209Republican era, Law document, vertical format, blue, Sun Yat Sen top centre, Nationalist flags left and right, court building at bottom

Estimate: HK$500-800210Republican era, Law Document, 1937, stamped 'Guiyang', blue and white, vertical format, Sun Yat Sen top centre, state and party flag, court building bottom centre, revenue stamp, chop marks and brush writing, about very fine


211Republic, document for Civil Lawsuit (2), blue on white paper, vertical format, Sun Yat Sen at top, building at bottom, adhesive revenue stamps, fine to very fine. (2)



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220Lot of 4 saving certificates and coupon, Central Saving Society $20, $50, People's Bank of China RMB10000 and China Petroleum Co Limited $200, about uncirculated to uncirculated (4)


221Zhen Cheng County Bank, savings certificates for grain, 1 catty and 5 catties, multiple red hand stamps on reverse (2)


222Amoy Industrial Bank, 100yuan Fabi prize coupons, purple and multicoloured, phoenix at right, rubber stamp at centre, about fine-very fine, edge damage (5)


223Mea Hing Lee Silk and Co., 5yuan cash coupon, Yunnan, serial number 01062, red, brown and multicoloured, floral borders, extremely fine and attractive


216China, lot of 4 paper ephemera items containing a pawnbroker receipt from the Jiaqing era (1808), transfer receipts x2 (1908 and Repulican era) and an exchange receipt for 8000rupess from the Hong Kong and Shanghai Banking Corporation, 1873 (4)


217Republican era, lot of 8 unissued receipts for renting land (8)


218Chan Huang Lee Tan, money transfer receipts(7), 1927-1928, vertical format, ornate border, red and green on white paper, name in English and Chinese but text all in Chinese, some have adhesive revenue stamps on reverse and Tung Xiang Tai, 1000 and 3000 cash, unissued remainder, damage at bottom, fine to very fine. (9)


219National Savings Certificates, 50yuan, 1942, 2 pieces issued by the Bank of China and Bank of Communications, blue hand stamps, red seal signatures at bottom, almost uncirculated (2)



63

228Marriage Certificate for Female, 1916, ornate border, yellow- green, text all in Chinese, very fine


229A lot of 4 dividend books including National Commercial and Savings Bank Ltd, 1923, Sincere Company Limited(3), 1929, 1934,1951, all have red cover and stamped payment records, extremely fine and interesting


230Literature: ""History of Chinese Paper Currency Volume 1"", First Edition 1968 and ""History of Paper Currency as Issued by The People Republic of China from 1921-1965"", First Edition 1972, both compiled by King On Mao, printed by Chap Yau Printing Company, both in good condition, well preserved with dust jackets, excellent reference material. (2)


231Literature: ""The Currencies of China"", Shanghai, 1927 and ""Illustrated Catalog of Chinese Coins"", New York, 1966, both written by Eduard Kann, printed by Kelly & Walsh, Limited and Mint Production respectively, both in good condition, well known and excellent reference material. (2)


224Canton Ka Wah Saving Bank Ltd., $100 saving receipt, 1937, serial number 010385, red and ornate border, reverse olive green, all text in Chinese, English name in the embossed seal, adhesive revenue stamp, very fine


225Sun Sun Co. Limited, Shanghai, $100 gift bond, ND, number AC03120, attractive vignette of the department store at top, ornate border, red and orange, good very fine


226Hin Kei Pastelaria (Macau), lot of 7 unissued coupons without counterfoil, all with some border damage (7)


227Hin Kei Pastelaria (Macau), lot of 3 unissued coupons with couterfoil, almost uncirculated (3)



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301Qing Empire, Order of the Double Dragon, 2nd type, Third Class, First Grade neck Badge, 77mm, silver and enamel, sapphire at centre, lacking top coral, good very fi ne, with neck riband and the following related documents: Permission to wear Document for the Chinese Order of the Double Dragon, First Class of the Third Division, named to Frederick William Maze, Esquire, and dated 3.6.1909, with Foreign Offi ce and Inspectorate General of Customs, Peking, letters, extremely rare and popular 清朝御賜雙龍寶星三級甲等勳章，連原有綬帶及獲勳者文件資料，難得少見。

Estimate: HK$80,000-100,000

Chinese Medals 中國勳章


65

302Group of 7 Medals from the Republican era, 1 - Patriotic Medal , early 1910's, issued during the expedition of Nanjing Government forces against Yuan Shih Kai, boxed, 2 - Patriotic Medal, early 1910's, given to overseas Chinese for their generous contribution to the Nationalist cause, 3- Grand Marshal's Medal, issued by Sun Yat Sen in the 1920's during the Northern Expedition and battle against Chen Jiongming in the 1920's, this medal comes in its original cardboard box and handwritten statement with the names of those who were given similar medals, 4- Overseas Chinese Contribution Towards the Revolution, 5th Class, c.1915, 5-Medal given during the Battle of Shanghai , 6- Medal to Commemorate the Sino-US Alliance, 7-Gold Shield Medal given to generous contributors towards the Chinese Airforce, very rare. An interesting and well preserved group of medals, two of which are boxed. Medal 2 has a chip in the enamel at 9 o'clock but otherwise all medals in good condition 國民政府時期獎章一組七枚，包括財政部熱心愛國三等褒章編號3號兩組，中央籌餉會大元帥頒三等獎章，華僑革命義捐五等獎章編號570號，淞滬抗日紀念章，中國同盟紀念會會員章編號245號，金質抗日輸財救國航空紀念章，部分附有原裝盒、綬帶及文件，保存甚佳。

Estimate: HK$150,000-170,000


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307Sychee, Qing Dynasty for 10taels, 2nd Year of Xuantong (1910), bowl shaped, 'Tong Liang County' at top, date at right, undecipherable Chinese characters at left, usual large porosities at bottom, patchy uneven toning, weighs 335grams, a great piece 宣統二年銅梁縣拾両銀錠


308A lot of copper coins collection, from Northern Sung Dynasty to Qing Dynasty, including a few earlier ant-nose coins, unpicked group of approximately 80, some 30 coins tied with string, others are separated, mostly small coins and a few larger, with varies characters obverse and reverse, fine to very fine, careful examination needed , sold as is, no return.(approximately 80)


309China, Empire, Qian Long Tong Bao, Pattern carved copper 1 cash, Board of Works, very fine, rare 乾隆通寶銅質母錢一枚


310Chinese cash sword, bounded with red string


303China, bronze medal, c.1940, obverse airplane and 2 Chinese characters, very fine and interesting 民國時期銅質航空紀念章


304Protector of the Republic Commemorative Medal by Yunnan Governor House, ND(c.1916), bronze, enamelled, suspension loop, no ribbon, very fine 雲南都督府擁護共和銅質琺瑯獎章


305Sychee, Republican Era, 1tael, shoe shaped, Chinese character 'Fu' at centre, old, luscious dark toning, weighs 36grams, attractive “福” 字一両銀錠


306Sychee, unknown date, for 5taels, shoe shaped, 'Zhong Xin Tai Ji' at right, 'Hong Kong' at centre and 'Full Silver' at left, dark toning on surface, usual porosities at bottom, weighs 175grams, attractive piece, Hong Kong sychees are scarce 中信泰記香港十足紋銀五両銀錠


Chinese Coins 中國錢幣


67

311China, Central Mint at Tientsin, Silver Dollar (7 Mace 2 Candareens), ND(1908), (Y 14), extremely fine and Chihli Province, Silver Dollar (7 Mace 2 Candareens), 1908, (Y 73.2), about extremely fine(2)


312China, Qing Dynasty, Central Mint Silver Dollar, 1908, ACCA EF45


313China, General Issues, lot of 3 coins comprising of 2x Da Qing Empire Silver Dollar (Year 3 Xuangtong) and Szechuan Military Silver Dollar (1912), fine-good very fine (3)


314China, Qing Dynasty, Silver Dollar, '3rd Year of Xuantong', 1911, dragon on obverse, cleaned, very fine


315China, Chekiang Province, 2cash, 1906, PCGS MS63 RB


316China, Kiangsu Province, copper 10 cash, 1905, (Y162.10), PCGS AU 55


317Chihli Province( Pei Yang Arsenal ), Silver 5 cents, 1897 ( Y61.1 ), fine to very fine


318China, Chihli Province, 'Pei Yang Arsenal' Silver 10cents, Y-62.1, NGC XF details from the Wong Wa She collection


319China, Chihli Province, Silver Dollar, 1897, PCGS VF30, scarce

Estimate: HK$10,000-12,000


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320China, Chihli Province, Silver Dollar, 1899, ACCA EF45, scarce year


321China, Chihli Province, Silver Dollar, Year 26 (1900), dragon on obverse, cleaned about very fine, scarce year


322China, Chihli Province, Kuang Hsu, Dollar(7 Mace 2 Candareens), 1903, (Y- 73.1), NGC AU Details


323China, Chihli Province, Silver Dollar, 1908, dragon on obverse, swirling clouds, 'Guangxu Yuan Bao' on reverse, good extremely fine


324China, Chihli Province, Silver Dollar, 'Crosslet 4', Year 34 (1908), cleaned very fine, rare 北洋造三十四年美術字

Estimate: HK$15,500-18,000

325China, Chihli Province, Silver Dollar, 1908, 'Crosslet 4', NGC VF 25, a well known and sought after variety 北洋造三十四年美術字

Estimate: HK$4,000-5,000326China, Chihli Province, 'Pei Yang' Silver Dollar, 1908, Y-73.2, NGC VF 30


327China, Fengtien Province, copper 10 cash(2), 1905 and 1906, Kuang Hsu Tong Bao, about uncirculated and rare(2), sold as is, no returns


328China, Manchurian Province, Silver 20 cents, 1907 (Y 210), NGC XF details



69

329China, Manchurian Province, Silver 20 cents, 1914-15, (Y 213A.3), NGC AU details


330China, Manchurian Province, Silver 20 cents, 1914-15 (Y 213A.1), NGC AU details


331China, Kwangsi Province, copper 1 cent, 1919, (Y 413a), PCGS VF Details, brass 1 cent, 1919, (Y413), ACCA VF Details and Fukien Province, 10 cash, 1901-05, (Y100.2), NGC AU details. (3)


332China, Hunan Province, 1922 Silver Dollar, Hunan Constitution,PCGS UNC Details, rare and seldom in slab 湖南省憲成立紀念幣

Estimate: HK$55,000-70,000

333China, lot of 5 copper coins and medal comprising Chekiang Province, Hupeh Province, Honan Province, Board of Revenue 10 cash and Republic Central Mint Kweilin branch 5th Anniversary medal, extremely fine to about uncirculated (5), sold as is, no returns


334China, Szechuan Province, copper 10 cash, 1906, (Y-10T), NGC AU 58 BN, 20 cash, 1909, (Y21T.2), NGC AU 50 BN and Hupeh Province, 10 cash, 1902-05, (Y-122), PCGS AU 58.(3)


335China, Kiangnan, 20cents, 1899, ACCA MS63


336China, Kiangnan Province, Silver Dollar, 1899, KM Y-145A.2, NGC VF 20, scarce type


337China, Kiangnan Province, Silver Dollar, 'Old Kiangnan', 1898, PCGS AU Details, scarce and population type

Estimate: HK$15,000-20,000

338China, Kiangnan Province, Silver Dollar, 'Old Kiangnan', 1898, PCGS XF Details, a very popular and attractive series

Estimate: HK$15,000-18,000


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339China, Kiangnan Province, Silver Dollar, 'Old Kiangnan', the scarce 'toothed border' variety 1898, cleaned, very fine and scarce 老江南無干支齒邊

Estimate: HK$32,000-35,000

340China, Kiangnan Province, Silver Dollar, 'Geng Zi', 1900, PCGS AU Details, scarce 江南省庚子


341China, Kiangnan Province, 'Jia Chen' Silver Dollar, 1904, 'TH' error on reverse, KM Y145A.16, NGC XF details 江南省甲辰TH版


342China, Kirin Silver Dollar, 1901, PCGS AU Details, extremely difficult to be slabbed and very scarce

Estimate: HK$15,000-18,000

343China, Kwangtung Province, 1cent, 1900-1906, PCGS MS64 RB


344China, Kwangtung Province, Silver 10cents, Guangxu era (1890-1908), PCGS MS64


345China, Kwangtung Province, 20cents, 1890, ACCA MS64


346China, Kwangtung Province, Fractional currency; Silver 20cents, Kwangtung (1890-1908) PCGS MS64 and Silver 20cents, Kwangtung (1909-1911), also PCGS MS64 scarce in high grade



71

347China, Kwangtung Province, Silver Dollar, Guangxu era (1890-1908), PCGS MS61

Estimate: HK$17,000-20,000

348China, Kwangtung Province, Silver Dollar, 'Heaton Mint Variety', GBCA AU58, a well known and sought after variety 廣東省造希頓版七錢二分


349China, Kwangtung Province, Silver 10 cents (2), 1913 and 1922, ( LM 144, 153 ), very fine and almost uncirculated


350China, Kwangtung Province, Silver 20cents, Year 18 (1929), NGC MS65



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351China, Kwangtung Province, Silver 20cents, Year 19 (1930), KM Y426, an extremely rare date that is unique in the PCGS population report, also Krause states that there is only 1 known, an unique opportunity to acquire the rarest coin in the Kwangtung republican issue, PCGS 58 民國十九年廣東省造貳亳銀幣。廣東鑄幣局由民國元年開始鑄製壹毫及貳毫銀質輔幣以供市面需要，中間除了五年、六年、十四、十五及十六年未有開鑄之外，一直鑄造至民國十八年為止，共有

兩個版式，一種是正面英文地名及數字，背面中文字樣設計，另一種是正面孫中山頭像，背面中文的設計，這枚十九年貳

毫是後一種設計，屬試鑄幣，並未有在市面流通，之後廣東鑄幣局在民國二十年停產。根據耿愛德E. Kann著中國幣圖說彙考：「造幣廠試鑄了數枚，截至1952年，只發現一枚，屬耿氏收藏，獨一無二」，而近二三十年偶有聽聞，但少見實物，而且品充斥。有資深錢幣家表示十九年廣東貳亳銀幣存世應該不足四枚，極為罕見。這次委拍的一枚由澳門資深藏家出

品，並已交美國PCGS公司鑑定，確認為真，獲AU58評分，現時亦為PCGS唯一評分入盒的，彌足珍貴，不容錯過。Estimate: HK$140,000-160,000


73

351AChina, Kweichow Province, Copper Half cent, 1939, rare, fine


352China, Kweichow Province, 'Automobile' Silver Dollar, 1928, NGC VF details, difficult coin to slab, scarce 1949年貴州汽車幣

Estimate: HK$25,000-30,000


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353China, Kweichow Province, Silver Dollar, 1949, Bamboo Dollar, 'Oval Window Variety', classic design and an extremely rare variety. Even grey toning throughout both the obverse and reverse surfaces, no scratches of rim damage. Ex E. Kann PCGS XF45, unique in the population and extremely rare 1949年貴州竹子幣，方窗，耿愛德E. Kann舊藏，PCGS現時唯一入盒及獲得XF45評分，名家舊藏，品相一流，罕有品種，不容錯過。

Estimate: HK$1,100,000-1,300,000


75

357China, Szechuan Province, 5 cash, 1912, ( Y-441 ), PCGS XF 40PCGS XF 40


358China, Szechuan Province, 200cash, 1913, good very fine for type


359China, Szechuan Province, lot of 3 fractional coins; 5cents and 10cents (Guangxu era) and also 10cents (Xuantong era) good fine (3)


354China, Sinkiang Province, 5 miscals, Guangxu era, struck for Dihua and also 5 misclas, Xuantong era, struck for Kashgar, both cleaned, good VF for types


355China, Sinkiang Province, Silver Sar/Tael, AH 1325 (1907), PCGS XF 45, another difficult coin to be slabbed and one of the very highest grade in the PCGS population report 大清喀什一両銀幣，PCGS XF45, 新疆銀幣品相好者較少見到，能獲得評分的更少，這枚喀什一

両是現時最高評分。

Estimate: HK$20,000-22,000

356China, Sinkiang Province, 2x Silver Sar/Tael, 1916 and 1917, both about very fine (2)



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366China, Yunnan Province, One Tael, 'Fu', ACCA AU58


367China, Republican era, Silver 20cents, 1926, Puyi Wedding, NCG AU53


368China, Republican era 1921 Silver Dollar, Xu Shichang, 'Ren Shou Tong Deng', PCGS AU Details, rare and seldom in slab 民國十年徐世昌仁壽同登紀念幣，PCGS AU Details。

Estimate: HK$40,000-60,000

360China, Szechuan Province, Silver Dollar, 1898, ACCA AU50

Estimate: HK$3,000-3,500361China, Szechuan Province and others, Lot of 4 coins comprising of, Szechuan Silver Dollar (Guangxu Era), Da Qing Empire Silver Dollar (3rd Year Xuantong), Yuan Shih Kai Dollar (Year 10) and Memento Dollar (1927), the first 3 coins about fine and the last one about extremely fine


362China, Yunnan Province, Silver Dollar, Xuantong era, dragon on obverse, cleaned, almost extremely fine

Estimate: HK$5,200-5,500363China, Yunnan Province, Silver 50cents, no date, 'Tang Ji Yao' (side profile, facing right), about very fine, scarcer type

Estimate: HK$800-1,200364China, Yunnan Province, Silver 50cents, 1917, 'Tang Ji Yao' (three quarter profile), PCGS MS61


365China, Yunna Province Silver Half Tael, 'Fu' ND(1943-44), (KM A1.2), NGC XF Details



77

369China, Republican era, Silver Commemorative Medal/Dollar, 1921, Xu Shichang, the rarer variety without the 'Commemorative Medal' legend GBCA AU50 民國十年徐世昌仁壽同登銀幣，無紀念幣字樣，GBCA AU50，罕見。

Estimate: HK$30,000-35,000

370China, Republican era, Silver Dollar, 'Li Yuan Hong' (without cap), 1912, PCGS XF details



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371China, Republican era, Silver Dollar, no date (1926), Chang Cho Lin on obverse, legened reads: 'Grand Marshall of the Army and Navy', reverse '15th Year of the Republic of China' and 'One Dollar', sun and wreath at centre, lightly cleaned in the past, PCGS SP45, unique in the population report, extremely rare 民國十五年陸海軍大元帥紀念幣，即張作霖紀念幣。張作霖，遼寧海城人，曾任中華民國陸海軍大元帥，是北洋軍奉系首領，也是北洋政府最後一個掌權者。於

1928年被刺殺而死前，曾鑄造過四款紀念幣，但全部皆為試鑄幣，未有流通，存世稀少，這枚十五年紀念幣正是四款之首，已經過PCGS評級，獲評SP45分數，亦是現時同款紀念幣PCGS唯一評分入盒，據資深藏家所言，二十多年來只見過三枚，可知其罕有程度，何其珍貴。

Estimate: HK$1,100,000-1,300,000


79

372China, Republican era, Memento Silver Dollar, 1928, 6-pointed star, BIRTH error, inverted T, ( LM 51 ), very fine to extremely fine 民國開國紀念幣倒T版


373China, Republican era, Silver Dollar, 1927, 'Memento', error coin, 'REPUBLIO', rather than 'REPUBLIC', PCGS XF Details, scarce error variety. scarce 民國開國紀念幣錯O版，PCGS XF Details。


374China, Republican era, Silver Memento Dollar, 1927, NCG MS61


375China, Republican era, Silver Dollar, 1927, 'Memento', PCGS MS63.



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379China, Republican era, Gold $10 double obverse (pattern?), 1914, Yuan Shih Kai 'Fatman' portrait, struck from two obverse dies, milled edge, (unlisted type), also enclosed with the coin is a old envelope with descriptions PCGS AU55, one of two slabbed according to the PCGS population report, extremely rare, especially slabbed 民國時期袁世凱像拾元合面金幣，兩面皆為袁頭像，十分罕見，PCGS評級AU55，是現時PCGS紀錄中兩枚評分入盒合面金幣之一。

Estimate: HK$50,000-60,000

378China, Republican era, 2x Silver Dollar, 'Fatman', 1914 and 1921, both good extremely fine and lightly cleaned (2)


376China, Republican era, Silver 20 cents, ND(1912), Memento,( Y-317), PCGS XF details


377China, Repulican era, 2x Silver Dollar, 'Memento', 1927, good extremely fine and almost uncirculated (2)



81

NO PHOTO

380China, Republican era, Yuan Shih Kai, Silver 50 cents, 1914 (Y328), NGC AU Details


381China, Republican era, Silver Dollar, 1914, 'Fatman', ACCA MS63+


382China, Republican era, Silver Dollar, 1914, Yuan Shi Kai, 'Fatman', PCGS MS61


383China, Republican era, Silver Dollar, 1919, 'Fatman', PCGS AU53, scarce and key date of the series


384China, Republican era, 'Fatman' Silver Dollar, 1919, Y-329.6, key date of the series, NGC MS61, scarce in high grade

Estimate: HK$18,000-22,000

385China, Republican era, Silver Dollar, 'Fatman', Year 8 (1919), PCGS MS62, key date of the series

Estimate: HK$23,000-25,000


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391China , Republican era pair of s i lver dollars comprising, Yuan Shih Kai 'Fatman' Dollar, 1914, PCGS AU58 and 'Junk' Dollar, 1933, PCGS 63+ (2)


392China, Republican era, Silver Dollar, 1934, 'Junk', error coin with struck through reverse, PCGS AU details, unusual and scarce 民國二十三年帆船壹圓錯體銀幣，PCGS AU Details, 罕見。


393China, Republican era, 2x Silver Dollar, 'Junk', 1934, good extremely fine and almost uncirculated, the latter lightly cleaned


394China, Taiwan Province, 50cents, PCGS MS65


395Japan, gold 100,000Yen, 61st Year of Showa (1986), Chrysanthemum emblem on obverse, doves and clouds on reverse, struck to commemorate the Diamond Jubilee of Emperor Hirohito, the coins contains 1oz of gold

Estimate: HK$10,000-12,000

386China, Republican era, Silver Dollar, 'Fatman', Year 9 (1920), Hainan mint, almost uncirculated 民國九年袁世凱壹圓銀幣，海南版。


387China, Republican era, Silver Dollar, 1920, 'Fatman', also 10cash, Kwangtung Province, Guangxu era, cleaned almost uncirculated and extremely fine (2)


388China, Republican era, Silver Dollar, 'Three Birds', 1922, PCGS MS62, a well sought after coin and difficult in high grade 民國二十一年”三鳥” 帆船壹圓銀幣，PCGS MS62

Estimate: HK$20,000-25,000

389China, Republican era, Silver Dollar, 1933, 'Junk', PCGS AU 55


390China, Republican era, 'Junk' Silver Dollar, 1933, Y-345, NGC AU58



83

401China, People's Republic, lot of 11 coins containing; 1yuan (2), 1981 Great Wall, 1yuan (3) 35th Year of the People's Republic set of 3, Silver 20yuan 'Wrestling' (2), 1980 Olympics , Silver 30yuan 'Equestrian' (2), 1980 Olympics and Silver 30yuan 'Football' (2), 1980 Olympics, all uncirculated (11)


402China, People's Republic Gold 100yuan, 2000, Lunar Horoscope series, dragon chasing fireball on obverse, the reverse shows the Five Pavilion Bridge in Yangzhou, in original box and certificate, mintage of 2300, proof

Estimate: HK$12,000-15,000

403China Banknote Printing and Minting Corporation, set of 12 zodiac gilt metal medallions housed in box

Estimate: HK$2,000-3,000404China and Canada, Commemorative Silver two coins set, the 60th Anniversary of the Arrival of Dr Norman Bethune in China, with original box and certificates

Estimate: HK$600-800405China, Small lot of coins, China 5yuan, 2003 'Taiwan Treasure Island' in case of issue with COA, Arab Banking Corporation Silver Medallion (1oz silver) to commemorating the opening of the Singapore branch 1983 in box of issue of COA, United States, 1957 coins set in plastic from 1cent to 50cents (3 items).

Estimate: HK$300-400406Japan, Silver 10sen shallow scales, 1870, NGC Au details


396Republic of China, Taiwan, gold $2000, 1966, Chiang Kai Shek's 80th Birthday, bust of himself facing left on obverse, cranes and flowers on reverse, (KM. 544), uncirculated with small areas of toning

Estimate: HK$8,000-9,000397Tibet, 3 Srang, 1936, (Y-26), PCGS MS 62

Estimate: HK$500-800398China, People's Republic Silver 35 Yuan, 1979, Year of the Child, NGC PF 66 Cameo


399China, People's Republic 1983 Silver 10yuan Panda, PCGS PR67DCAM, rare and choice first date of issue, high sought after by collectors

Estimate: HK$16,000-20,000

400China, People's Republic 2000 Silver 10yuan Panda, PCGS MS67, scarce date



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411Great Britain, British Trade Dollar, lot of 3: 1897B (CGS AU55), 1907B (PCGS AU53) and 1908B (PCGS AU55) (3)


412Great Britain, British Trade Dollar, lot of 4: 1898B (PCGS AU58), 1900B (PCGS UNC Details), 1908B (Genuine Cleaning AU Details) and 1910B (PCGS AU53) (4)


413Great Britain, British Trade Dollar, lot of 4: 1900B (PCGS AU Details), 1902B (PCGS AU Details), 1907B (PCGS AU55) and 1909B (MS61) (4)


414Great Britian, Victoria, Trade Dollar, 1900 C, ANACS AU 55, rare date


415Great Britain, British Trade Dollar, 1901C, PCGS MS62, scarce Calcutta mintage and rare so choice


416Great Britain, British Trade Dollar, 1902B, NGC MS63


Hong Kong Coins 香港錢幣

407Japan, Silver 50sen, 1901, NGC UNC details


408Great Britian, Victoria, Trade Dollar, 1895, NGCAU 53, rare date


409Great Britain, British Trade Dollars, 1896B, 1929B and 1930, fine, good extremely fine and almost uncirculated (3), the 1896 date scarce


410Great Britain, British Trade Dollar, 1896B, PCGS MS63, scare date and rare so choice

Estimate: HK$18,000-22,000


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420Great Britain, British Trade Dollar, lot of 2, 1909B (PCGS MS61) and 1911B (PCGS MS62) (2)


421Great Britain, British Trade Dollar, 1911B, PCGS MS64, choice


422Great Britain, British Trade Dollar, 1911B, PCGS MS64+, choice


423Great Britain, British Trade Dollar, lot of 3, 1912B, 1929B and 1930B, good extremely fine and almost uncirculated (3) 香港1872/62H五仙，PCGS現時唯一評分MS64，香港貨幣圖錄未有記載的罕見品。


417Great Britain, British Trade Dollar, 1902C, PCGS AU Details, scarce Calcutta mintage


418Great Britain, British Trade Dollars, 1908B, 1909B and 1930, good extremely fine (3)


419Great Britain, x2 Trade Dollars, 1908B and 1909B, almost uncirculated (2)



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424Great Britain, British Trade Dollar, 1913/2B, PCGS AU Details, rare overdate and in great condition


425Great Britain, British Trade Dollar, 1925, PCGS MS64, choice


426Great Britain, British Trade Dollar, 1929, ACCA MS61


427Great Britain, British Trade Dollar, 1929B, PCGS MS64, choice


428Great Britain, British Trade Dollar, 1930, PCGS MS 63, great condition

Estimate: HK$1,500-1,800429Great Britian, George V, Trade Dollar, 1930B, PCGS MS63+


430Hong Kong, 1mil, 1863, NGC MS65 RB, scarce condition


431Hong Kong, Bronze 1mil, 1863, NCG MS63 RB


432Hong Kong, 5cents, 1872/62H, Queen Victoria on obverse (Ma C8), scarce overdate, not mentioned in the Ma catalogue, PCGS MS64, rare in high grade


433Hong Kong, 5cents, 1873/63H, Queen Victoria on obverse, (Ma C8), PCGS MS65, scarce overdate, rare in high grade 香港1873/63H五仙，PCGS評分MS65，少數能獲得高評分的早期維多利亞時代香港五仙，罕有。



87

434Hong Kong, Silver 5cents, 1897, NGC MS64


435Hong Kong, 5cents, all from the Victorian era, 1868, 1887, 1888, 1894 and 1898 (Ma C8) good extremely fine to almost uncirculated, a useful and high grade lot (5)


436Hong Kong, Bronze 1cent, 1901H, NGC MS63 RB


437Hong Kong, 1cent, 1901-H, PCGS MS63 BN


438Hong Kong, 5cents, 1901, NGC MS64


439Hong Kong, Bronze 1cent, 1904H, NGC MS63 RB


440Hong Kong, 1cent, 1904-H, NNC MS65 RB


441Hong Kong, 1cent, 1925, PCGS MS64 RB


442Hong Kong, 5cents, 1941KN, struck in nickel, PCGS MS64, (Ma C14), extremely rare and the highest grade in the PCGS population report 香港1941KN五仙， PCGS現時最高評分MS64，據香港博物館發行，韓穆遜著香港官鑄錢幣一書記載此枚1941KN五仙是香港硬幣十大罕品之一，存世只有百多枚，十分罕見。


443Hong Kong, 5cents (2), 1964H, (Ma C16), key date of the series, very scarce, good very fine and good extremely fine (2)


444Hong Kong, Silver 10cents, 1863, NGC UNC Details, great example of the first year of issue


445Hong Kong, 10cents, 1896, NGC MS62


446Hong Kong, Silver 10cents, 1904 NGC AU53


447Hong Kong, 10cents, 1951, NGC MS63, scarce in high grade


448Hong Kong, 10cents, 1975 and 1978, error coins, the first has been miscut at the mint and the second faint/imperfect strike on the obverse, uncirculated (2)


449Hong Kong, Silver 20cents, 1866, NGC AU details, another high grade first year of issue



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454Hong Kong, Half Dollar, 1866, Queen Victoria on obverse, (Ma C33), PCGS AU50, scarce in this grade


455Hong Kong, 50cents, 1891 and 1905, good extremely fine and almost uncirculated (2)


456Hong Kong, 50cents, 1891-H, PCGS XF Details


457Hong Kong, 50cents, 1892-H, PCGS VF Details


450Hong Kong, Silver 20cents, 1889, 1890, 1891 and 1894 (Ma C28), fine (4)


451Hong Kong, Silver 20cents, 1889, 1891, 1893 and 1895, (Ma C28), fine (4)


452Hong Kong, 20cents, 1902, PCGS MS63


453Hong Kong, Half Dollar, 1866, good very fine, couple of edge knocks, traces of original iridescence on obverse, scarce



89

463Hong Kong, Silver Dollar, 1866, PCGS AU55, scarce in high grade


464Hong Kong, Silver Dollar, 1867, AU58, very scarce in this high a grade

Estimate: HK$10,000-12,000

465Hong Kong, $1, (1971-1975), brockage error coin, PCGS MS63, scarce 香港政府(1971-1975年)壹元錯鑄幣，PCGS MS63，罕見。


466Hong Kong, $1, 1978, spectacular error, in which the planchet is welded from parts of two coins or at double struck so that two obverses and two reverses are seen, such prominent errors are rare, uncirculated 香港政府1978年壹元錯鑄幣，兩面複打，罕見品。

Estimate: HK$10,000-12,000

458Hong Kong, 50cents, 1894, PCGS Genuine, about very fine


459Hong Kong, lot of 3: 1cent 1901-H and 1903, 50cents 1905, the first two are uncirculated, the 50cents good extremely fine (3)


460Hong Kong lot of 4 coins 10cents, 1903 and 1904, Edward VII on reverse, (Ma C19), good very fine, 20cents, 1894, Queen Victoria on obverse, (Ma C28), 50cents, 1905, Edward VII on reverse, (Ma C35), good extremely fine, lightly cleaned in the past (4)

Estimate: HK$800-1,000461Hong Kong, Edward VII, 50 cents, 1905, (KM 15), ICG holder MS 61


462Hong Kong, 50cents, 1905, PCGS MS 62+, scarce in high grade



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467Hong Kong, group of 4 modern errors, 10 cents 1961 and 1975, 20cents 1978 and $5 1978, all with minor edge errors, uncirculated (4)

Estimate: HK$500-600468Hong Kong, group of 10cents (1885, 1889, 1890, 1893, 1894, 1895, 1900 and 1901), average extremely fine (8)

Estimate: HK$800-1,000469Hong Kong, group of 8 small denomination coins: 5cents (1885, 1888, 1904, 1905) and 10cents (1902, 1903, 1935, 1936), extremely fine-almost uncirculated (8)

Estimate: HK$800-1,000470Hong Kong, 5cents, 1937 (14), 1938 (24), 1939 (32) nickel, (Ma C12, 14) almost uncirculated to uncirculated (70)

Estimate: HK$800-1,000471Hong Kong, 10 cents, 1938 (49), 1939(35), nickel, (Ma C22), uncirculated (84)

Estimate: HK$1,000-1,200472Hong Kong, 10cents, 1949, a partial roll of mint condition coins, without original wrapping, mint state, some with toning (35)


473Hong Kong, small run of 10cents, 1948, 1949, 1950, 1951, 1955, 1956, 1956-H, 1957-H, 1957-KN, 1958-KN, 1959-H, 1960, 1961 and 1963-KN, uncirculated (14)


474Hong Kong, small album containing a complete set of 5cents from 1949 to 1979 (Ma C15 and C16), including the rare 1964H date, and also a complete set of 10cents (Ma C23 and C24 from 1948 to 1979 (including the H and KN mint mark varieties), generally almost uncirculated-uncirculated, apart from the 1964H 5cents which is in VF condition (48), a great opportunity to complete the both series, missing only the scarce 1980 10cents


475Hong Kong, lot of 27 coins from 1948 to 1978, contains 10cents to $5, including the scarce 1951 10cents (3) and 1956-H 10cents, most coins uncirculated with at least 80% original mint lustre (27)


476Hang Seng Bank, Gold Medal, Commemorating its 40th Anniversary (1933-1973), bank building on obverse, and bank seal on reverse, weighs 19grams


477Hong Kong, gold $1000, 1986 Royal Visit, coat of arms on reverse, the Queen's bust facing right obverse, proof, without box or certificate of authenticity


478Macau, 1pataca, 1952, PCGS MS64


479Canada, gold $50, one ounce Maple, 1988


Foreign Coins 外國錢幣


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480Japan, ND (1860-1862), Oban, Manen era, 136.55 x 80.6mm / 112.8gms, mintage: 17,000 (KM-C24a.2. JNDA-9.1). Composed of 34.4% gold and 63.9% silver The obverse has largely original inking with bold characters, four clear stamps on machine cut crenulations on background, some minor scratches and traces of adhesive seen, an extremely rare offering

Estimate: HK$180,000-200,000


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484Peru, Luis I (1724). 1725. Lima. M. Gold 8 escudos, Cross of Jerusalem, lions and castle in quarters, reverse, pillars and mintmark, PCGS XF40, this eight escudos was struck during the brief reign of Louis I. After his death, his father, Philip V, resumed the throne, the only piece graded in the PCGS population report

Estimate: HK$35,000-45,000

485Poland, Alexander I (1815-1825), gold 50 zlotych, 1819 IB, double headed eagle and crown on reverse, bare bust of Alexnader I on obverse, (KM 103), PCGS AU53 with original lustre


486Russia, Elizabeth (1741-1761), gold 2roubles, 1756, Russian eagle on reverse, date at top, Elizabeth facing right on obverse, no mintmark, (KM 23.1), mintage of 53000, PCGS AU Details


481Netherlands-Utrecht, 1724, gold Trade Ducat, standing knight on obverse, legend within table on reverse, (KM 47), PCGS MS63, great quality coin


482Netherlands-Utrecht, 1724, gold Trade Ducat, standing knight on obverse, legend within table on reverse, (KM 47), PCGS MS63, great quality coin


483World Gold, lot of 3 coins; Austria-Hungary 20 corona, 1915 (restrike), Netherlands 10gulden, 1917 and United Kingdom Half Soverign, 2000, all in uncirculated condition



93

487Russia, Elizabeth (1741-1761), gold 10roubles, 1757, cross of 4 shields on reverse, date at top, Elizabeth facing right on obverse, (KM 28.2), mintage of 8604, PCGS AU 50, one of only three graded by PCGS, original mint lustre and extremely rare

Estimate: HK$60,000-70,000


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488Russia, Catherine II (1762-1796), gold Poltina (1/2 rouble), 1777, initials on reverse, bust of Catherine II facing right on obverse, (KM 75), unknown mintage, PCGS AU55, scarce


489Russia, Catherine II (1762-1796), gold 5roubles, 1785, cross of 4 shields on reverse, '1785' at four corners, bust of Catherine II facing right on obverse, (KM 78c), mintage of 33000, PCGS AU53,, the highest grading in the population report of this rarity

Estimate: HK$15,000-18,000

490Russia, gold medal intended for the students of the men's gymnasium, royally approved in 1835, Russian coat of arms on reverse, standing Minerva on obverse, left upraised arm holding the lantern, Laurel wreath in right hand, owl and the attributes of science (scrolls and the globe) at her feet, most medals are silver, whilst gold is extremely scarce

Estimate: HK$12,000-15,000

491Spain, Ferdinand V and Isabella I (1476-1516) gold 2 Excelentes, Seville mint, mintmark and 8-pointed star (or sunburst) between busts, annulet above in field, PCGS AU53, great detail and extremely rare slabbed in high grade

Estimate: HK$15,000-18,000

492Spain, Ferdinand VII (1808-1833) gold two escudos, 1809, Seville mint, crown and shield at centre, legend around edge, wide armoured, bare head bust of Ferdinand on obverse (KM 143a), very fine, some lamination peeling on reverse, rare


493Straits Settlements, Lot of 4 Half Cents 1932, 2x NCG MS64RB and 2x MS65RB, scarce so choice


494Straits Settlements, Lot of 4 Half Cents 1932, 2x NCG MS64RB and 2x MS65RB, scarce so choice


495Thailand, lot of 4 Silver ""Hyut Money""(tiger tongue) 1200-1700 AD, various size, very fine(4)


496United States, Silver Morgan Dollars, 1880-O, 1884, 1888 and 1889, extremely fine to almost uncirculated



95

497United States, 1907, Gold $20, high relief, flat edge, flying eagle and sun rays on reverse, liberty and obverse, PCGS AU details, ex-jewellery piece, rare

Estimate: HK$50,000-60,000

498Lot of 4 South East Asian coins, Philippines National Heroes series, ?peso 1961, 1peso 1963 and 1964, Thailand, 100 Baht, 20th Year of Buddhist Fellowship, all silver, uncirculated (4)


499Great Britain, gilt medal for the 1857 Manchester Art Treasures Exhibition, enclosed in brass case



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502China, Empire and Republican Era, mixed lot of Silver, Copper and Nickel coins, varies provinces, 2 coins encapsulated by PCGS and NGC with MS 63 grades, others very fine to almost uncirculated (26)


503China, Sinkiang Province, a small lot of 5 miscals(3), Kuang Hsu, all Kashgar Mint, fine to very fine (3)


504China, Shanghai, a lot of 7 tokens, ND, some for bus fares and some for food expenses.(7)


500China, a lot of copper coins collection, from Warrior States to Qing Dynasty, including a few earlier ant-nose coins, unpicked group of approximately 120, mostly small coins, a few bronze amulets and probably fantasy, with varies characters obverse and reverse, fine to very fine, careful examination needed , sold as is, no return.(approximately 120)


501China, Empire, mixed lot of Silver 10 cents and 20 cents coins(10) and copper 10 cash coins(22), varies provinces, mostly very fine(32)


Property of a gentleman


97

509China, People's Republic, a lot of 21 silver and copper coins, including 1 Yuan, 1981(7), 1985, 1988(3), 1991(2), Great Wall and other themes, 5 Yuan, copper, 1993(2), 1995, Panda and Monkey, and 5 PCGS and NGC encapsulated 5-Fen to I Yuan coins, all uncirculated(21)


510China, People's Republic, a lot of Nickel and Copper proof coins, including 1 Jiao, 1987, 1 Yuan, 1985(3), 1987(4), 1993(3), 1996(2), 1998(4) Inner Mongolia and other themes, 5 Yuan, Copper, 2003-2005(5), Taiwan scenes, one with original presentation folder, all uncirculated(22)


505China, People's Republic, Silver 10 Yuan, 2001, Beijing International Coin Exposition, uncirculated


506China, People's Republic, 1 Yuan, copper, 2003, Chinese new year celebrating, PCGS MS65


507China, People's Republic, Silver 5 Yuan (3), 1986, USA's 1st Trip to China Empress of China, all in NGC holders PF 69 Matte(3)


508China, People's Republic, Silver 5 Yuan and 10 Yuan, 1997, Unicorn, in original capsules (2), and 10 Yuan, 2005, Rooster, in NGC holder PF 69 Ultra Cameo. (3)



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514Hong Kong , a m i xe d lo t of 1, 5, 10 a nd 50 cents,(approximately 80), Copper and Nickel, mostly King George VI era, and Commemorative Proof coin Set of 1997, together with a few Malaya and British Borneo 5 and 10 cents(6), very f ine to extremely fine,(approximately 80)


515Tibet, Anonymous, a small group of Silver Ga-den Tangkas, unsorted, very fine(8)


511China, People's Republic, Silver 10 Yuan, Panda, 2010(15), 2012(2), all encapsulated originally, uncirculated (17)


512China, People's Bank of China, lot of coins mint sets (10), including 1- Fen set ,1982-2011, 2005-2011, 2- Fen set, 1982-1991, 5-Fen set, 1982-1992, 1-Fen to I Yuan set, 1996, 1997, 1998(3), 2000, all with presentation boxes and certificates, uncirculated. (10)


513Hong Kong, 10 cents (2), 1980, almost uncirculated to uncirculated, rare date(2)



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519People's Bank of China, 1st series renminbi, 5yuan, 'Weaving', 1949, serial number I II III 14715890, (Pick 813), uncirculated


520People's Bank of China, 1st series renminbi, 5yuan, 'Small Junk', 1948, serial number V VI VII 9670826, (Pick 801), uncirculated, scarce


521People's Bank of China, 1st series renminbi, 5yuan, 'Small Junk', 1949, serial number 9039609, (Pick 801), uncirculated


516People's Bank of China, 1st series renminbi, 5yuan, 'Sheep', 1948, serial number I II III 08130427, (Pick 802), almost uncirculated


517People's Bank of China, 1st series renminbi, 5yuan, 'Sheep', 1948, serial number II I III 08567099, (Pick 802), uncirculated


518People's Bank of China, 1st series renminbi, 5yuan, 'Weaving', 1949, serial number I II III 14715889, (Pick 813), uncirculated



101

525People's Bank of China, 1st series renminbi, 500yuan, 'Steam Shovel', 1949, serial number II I X 1681084, (Pick 843), uncirculated


526People's Bank of China, 1st series renminbi, 500yuan, 'Tractor', 1949, serial number I II III 61798742, (Pick 846), uncirculated


527People's Bank of China, 4th series renminbi 2y u a n , 19 9 0 , r e d s e r i a l nu mb e r, g r e e n a n d mult icoloured, two girls at r ight, coastal scene on reverse, minor error in that the bottom serial number is slightly shifted upwards on about 80 notes. (Pick 885b) uncirculated (100)


522People's Bank of China, 1st series renminbi, 20yuan, 'Da Chang', 1949, serial number IV III II 3863968, (Pick 823), good extremely fine


523People's Bank of China, 1st series renminbi, 50yuan, 'Railway', 1949, serial number VIII VII VI 1891249, (Pick 829), uncirculated


524People's Bank of China, 1st series renminbi, 100yuan, 'Donkey', 1949, serial number I II X 4174169, (Pick 836), uncirculated



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528Chartered Bank of India, Australia and China $5, 28.10.1941, blue serial number S/F 1444211 green, black and red, helemted warrior at left, coat of arms top centre, watermark at right, red '5' at centrally, reverse green, junk at centre. (Ma S5a) uncirculated, scarce in top grade

Estimate: HK$12,000-15,000

529The Chartered Bank $5, no date (1962-70), blue serial number S/F 7090698 green, black and red, coat of arms at bottom left, red '5' at centre, keys top left and right (Ma S6) uncirculated


530The Chartered Bank, $5, no date (1962-70), blue serial numbers S/F 6901873-874 green, black and red, coat of arms bottom left, red '5' at centre, keys top lef t and r ight, reverse green, junk at centre (Ma S6) uncirculated (2)



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531The Chartered Bank of India, Australia and China, $10, 12.2.1948, blue serial number T/G 2887777 red, green and black, helmeted warrior at lef t, coat of arms centrally, r ice planting scene on reverse, (Ma S12) almost uncirculate, a great serial number

Estimate: HK$12,000-13,000

532S t a n d a r d C h a r t e r e d B a n k , $ 0 , 1 .1.19 8 8 , black ser ia l number D734977-996 pu r ple and blue, mythical l ion playing with ball on r ight , w a t e r m a r k a t l e f t , r e ve r e p u r p l e a n d b l u e , bank building at lef t and coat of arms at centre (Ma S27) uncirculated (20)


533T he Char tere d Ban k , $50 0, no d a t e (1962-1975), black ser ial number Z/ N 847411 brown, g reen and mult icolou res , bust of man at lef t , c oa t of a r m s a t c e n t r e , wa t e r m a k r a t r ig h t , value at all corners, reverse brown, junk at right (Ma S42a) good fine



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536Hong Kong and Shanghai Banking Corporation, $20, 1.1.1987, black serial numbers AL858798-799 dark blue and brown, coat of arms at left, watermark at centre, (Ma H17), uncirculated, key date of the series (2)


537Hong Kong and Shanghai Banking Corporation, $20, 1.1.1995, green and multicoloured, lion and lef t , view of the Hong Kong skyline at cent re, reve r se g reen and brow n , l ions f lan k i ng t he HSBC building at centre, an uncut sheet of four (Ma 18a), uncirculated


534Hong Kong and Shanghai Banking Corporation, $1, 1.1.1923, black serial number A986788, blue, black and multicoloured, f loral border, helmeted warrior at left, coat of arms bottom right, reverse brown and pink, allegorical figure playing a harp at centre (Ma H3a) pressed about very fine


535Hong Kong and Shanghai Banking Corporation, $10, 1.4.1941, black serial number T009182, green a nd mu l t icolou red , ma iden w i t h ha r ves t t op lef t, coat of arms top centre, reverse green and multicoloured, angel at top and bank building at centre, (Ma H14a) very good-fine



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538Hong Kong and Shanghai Banking Corporation, $100, 1.1.1986, black ser ial number DM333333 red, coat of arms at left, watermark at right, revere red with HSBC building and lion left and right, (Ma H35) uncirculated, a lucky number and key date of the series


539H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $100, fancy serial numbers, 1.7.2003 containing 011111 - 099999, in mixed pref ixes (Ma 37a) uncirculated (9)


540H o n g K o n g a n d S h a n g h a i B a n k i n g C o r p o r a t i o n $10 0 , 1 .1 . 2 0 0 5 f a n c y s e r i a l numbers, FU188888, FL288888 and FH388888, (Ma H37a) uncirculated (3)


541Hong Kong and Shanghai Banking Corporation, $100, 1.1.2005 fancy serial numbers, 188888, 388888, 988888, 181818, 181818, 282828 and 999998, in different prefixes, (Ma 37a) uncirculated (7)


542Hong Kong and Shanghai Banking Corporation, $100, fancy serial numbers, 111118 (2), 222228 (2) and 333338 (2), (Ma H37a) uncirculated (6)


543Hong Kong and Shanghai Banking Corporation, $500, 11.2.1968, black serial number J262603, brown, blue and multicoloured, Sir Thomas Jackson at right, coat of arms at top, watermark at left, value at four corners, (Ma H42), uncirculated



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547Bank of China, $50, 1.1.2000, black serial numbers AA506391- 400 and AA506951-960 pur ple and multicoloured, Bank of China building at left, flowers and bottom right, Cross Harbour tunnel on reverse, (Ma BC2), uncirculated (20)


548Bank of China, $100, 1.1.2007, black serial numbers ZZ769681-689 red, Bank of China building at left, watermark top right, Tsing Ma bridge on reverse, (Ma BC3a) uncirculated, replacement prefix (9)


549Bank of China $100, red, Bank of China building at left, watermark top right, Tsing Ma Bridge on reverse, (Ma BC3a) uncirculated, replacement prefix


544H o n g K o n g a n d S h a n g h a i B a n k i n g Cor p or at i on , $50 0 , 11. 2 .1968 , b l a ck s e r i a l number J512118, brown, blue and multicoloured, Si r Thomas Jackson at r ight , coat of a r ms at top, water mark at lef t , value at fou r cor ners , (Ma H42), pressed about very fine,


545Hong Kong and Shanghai Banking Corporation, $1000, 1.9.2000, black serial number AR870111, yellow and multicoloured, lion at left, view of Hong Kong harbour at centre, reverse yellow and green, HSBC bank building at centre, lions left and right, (Ma H50a), uncirculated, scarce date, as many were recalled and destroyed


546Bank of China, $50, 1.7.1997, black serial number A M19 62 42 -2 53 , p u r p l e a n d m u l t i c o l o u r e d , B a n k o f C h i n a b u i l d i n g a t l e f t , f l o w e r s a t l e f t , C r o s s H a r b o u r t u n n e l o n r e v e r s e , (Ma BC2) uncirculated (10)



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550Government of Hong Kong, $10, serial number 752222, purple, blue and multicoloured, polymer n o t e , C h a r i t y C o m m e m o r a t i ve C o l l e c t i o n , uncirculated, in original packaging and certificate of authenticity, great serial number


551Government of Hong Kong, $10, serial numbers 462266 amd 752220, purple, blue and multicoloured, polymer note, Charity Commemorative Collection, uncirculated, in original packagin and with certificate of authenticity


552Bank of China, $20, AA093999, blue, Bank of China building at right, issued for the 2008 Beijing Olympics, uncirculated, in original packaging and certificate of authenticity


553Banco Nacional U ltramar ino, lot of 4 notes containing: 50avos 1944 (consecutive pair), 5patacas 1945 and 50avos 1956 (Pick 21, 29 and 38 respectively) average very fine (4)



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556Banco Nacional Ultramarino, 10patacas, 2003, serial numbers BH107660-BK137660, orange and purple, Charity Collection (Pick 65), uncirculated, an uncut sheet of 4 in its original packaging


557United States of America, $2, 2003, green serial number I 01646901*-7000*, Jefferson at centre, (Pick 516). uncirculated, a run of 100 replacement notes


558United States of America, $100, green serial numbers LL 04206288* and LL 04206278*, Benjamin Franklin at centre, uncirculated, two replacement notes


554Banco Nacional Ultramarino, 100patacas, 1992, black serial numbers CV12345 grey and blue, junk at right, map in underprint at centre, harbour scene on reverse, (Pick 68), uncirculated, the serial number an 'ascending ladder'


555Banco Nacional Ultramarino, 10patacas, 2003, BK147543-BK177543, orange and purple, Charity Collection, (Pick 65), uncirculated, uncut sheet of 4, in original packaging



109

801Ming Dynasty, Da Ming Bao Chao, 1kuan, 1368-1399, black text on grey mulberry paper, red rectangular seals top and bottom, 10 strings of cash coins at centre (Pick AA10), partial split horizontally at centre, some pieces missing top and bottom margin, good-very good


802Qing Dynasty, Da Qing Bao Chao, 500cash, Year 6 (1856), 'Yu' prefix, blue and white, dragons at top, large red Chinese handstamps plus an additional overprint for circulation in Henan, (Pick A1d), extremely fine but with 1.5cm tear top margin


803Qing Dynasty, Da Qing Bao Chao, 1500cash, Year 4 (1854), serial number 6641, blue on white, dragons top left and right, large red seal at centre, reverse blank but with brush writing annotations, small chops (Pick A3a), extremely fine, scarce denomination


804Qing Dynasty, Da Qing Bao Chao, 2000cash, Year 7 (1857), 'Jing' prefix, blue and white, dragons at top, large red Chinese handstamps (Pick A4e)


Ming Dynasty 大明寶鈔

Qing Dynasty 大清寶鈔


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807Qing Dynasty, Da Qing Bao Chao, 2000 cash, Year 8 (1858), blue and white, dragons in top field, 3 red chop marks, merchant stamp and brush writing on reverse, (Pick A4), about uncirculated


808Qing Dynasty, Da Qing Bao Chao, 2000 cash, Year 8 (1858), blue and white, dragons in top field, 3 red chop marks, merchant stamp and brush writing on reverse, (Pick A4), about uncirculated


805Qing Dynasty, Da Qing Bao Chao, 2000cash, Year 7 (1857), 'Pan' prefix, blue and white, dragons at top, large red Chinese handstamps (Pick A4e)


806Qing Dynasty, Da Qing Bao Chao, 2000cash, Year 8 (1858), serial number 2603, blue on white, dragons top left and right, large red seal at centre, reverse blank but with brush writing annotations, small chops (Pick A4f), extremely fine, scarce denomination



111

809Qing Dynasty, Hu Bu Guan Piao, 10taels, Year 5 (1855), overprinted 'Zhili' for circulation, serial number 27630, blue and white, twin dragons, hand written date and serial numbers, large red official chopmarks on both the obverse and reverse (Pick A12c), good fine

Estimate: HK$35,000-40,000


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810The American-Oriental Bank of Szechuen, $1 Specimen, Chungking, 1922, red serial number '000000', blue and black, ship and pagoda at centre, 'Specimen' overprinted in red diagonally, reverse brown, (PS110s), uncirculated and scarce


811Industrial and Commercial Bank Limited, $1 Specimen, Hankow, 1921, red serial numbers '000000', blue, 'Industry' sitting at centre, reverse blue (Pick S383As), CMC 66 OPQ, rare and attractive

Estimate: HK$25,000-28,000

Foreign Banknotes 洋商客鈔


113

814Russo Asiatic Bank, $5 and $50 uniface obverse die proofs, black and white dragons left and right, bank building at centre, Russian text, hand written date 28.3.1913, (Pick S486 and S488 for type), about extremely fine, rare (2)


815Russo Asiatic Bank, 2 Gold fen, 10 Gold fen and 100 Gold fen uniface obverse die proofs, 1912, black and white, dragons left and right, Russian text, various hand written annotations (Pick S480, S481 and S483 for types), about extremely fine, very rare (3)

Estimate: HK$10,000-12,000

812Netherlands Trading Society, $10, uniface obverse colour trial, Shanghai, 1909, black, pink and blue, martial Cai Shen at top, arched bridge at centre (PS459 for type), uncirculated body but has a 2cm tear at bottom border, rare


813Netherlands Trading Society, $10, Shanghai, 1 January 1909, serial number 92351, black, green, red and orange, Oriental warrior at centre, bridge over waterway low centre, dragon at left and right, value at left and right, reserve red-brown, green, orange and pink, arms and value, dragon at left and right (PS 459), fine to very fine, very rare as an issued note

Estimate: HK$13,000-15,000


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818Russo Asiatic Bank, 5taels, 2x different uniface reverse colour trials, Hong Ping Hua Pao Issue, multicoloured, overprint Tientsin, dragons left and right, bank building at centre, value in Chinese (Pick S550 for type), one note has a corner missing, tears on both notes, average about very fine (2)


819Ru s s o A s i a t i c B a n k , 5 0 0 t a e l s , c o l o u r t r i a l uniface reverse proof, Hong Ping Hua Pao Issue, multicoloured, overprint Tientsin, dragons left and right, bank building at centre, value in Chinese, (Pick S554 for type), slight paper loss on edges, tears, average about very fine and very rare


816Russo Asiatic Bank, 10 Gold fen, staging die proofs in multicolour (Pick S481 for type), average very fine and rare, (6 items)


817Russo-Chinese Bank, Hong Ping Hua Pao Tael Issue, 1tael uniface reverse specimen, Tientsin, 1907, brown and green, two dragons flanking the bank building at centre, Chinese text, 'Specimen' perforated lower body (Pick S549), almost uncirculated, mounting traces



115

820Russo Asiatic Bank, $500, Harbin overprinted on Tientsin, 1910, black serial number A1835, multicoloured, dragon at centre, value in Arabic numbers and Chinese all corners, blue overprint, reverse simila, bank building at centre, (Pick S467), almost uncirculated and extremely rare

Estimate: HK$150,000-180,000


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823Hong Kong and Shanghai Banking Corporation, $ 1 0 , S h a n g h a i , 1 9 2 4 , b l a c k s e r i a l n u m b e r 452606, green and black, coat of arms at centre, 'Ten' in undeprinte lower centre, reverse green and black, Shanghai HSBC building at centre, (PS365A), PMG 15net


824The Chartered Bank of India, Australia and China, $5 specimen/proof, Shanghai , no date (1914 - 1927), green and pink, coat of arms at top, 'FIVE' in large red le t ters central ly, and 'CANCELLED' perforated lower body, reverse green, central vignetter stating bank name and value (PS 184 for type), very fine, couple of small brown stains on obverse with extra margin at left


821Hong Kong & Shanghai Banking Corporation, colour trial of reverse for $5, ND( c.1900), blue-green and ye l low, th ree a l l egor ica l ma idens at centre represent ing Ceres , Communicat ion and Indus t ry a t cen t re , va lue a t each corner (Ma H7 for type), extremely fine and rare

Estimate: HK$10,000-12,000

822Hong Kong and Shanghai Banking Corporation, $5 uniface revere die proof, no date, blue, allegorical scene at centre, floral borders, about extremely fine, rare



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828I n t e r n a t i o n a l B a n k i n g C o r p o r a t i o n , $ 1 0 Specimen, Hankow, 1918, blue ser ial number '00000', olive, eagle between two globes at centre, hole punch cancelled at bottom, reverse olive (Pick S408s), uncirculated, top margin wide


829I n t e r n a t i o n a l B a n k i n g C o r p o r a t i o n , $ 1 S p e c i m e n , P e k i n g , 1 9 1 9 , r e d s e r i a l n u m b e r '00000', black, eagle between two globes at centre, hole punch cancel led at bot tom, reverse blue (Pick S417s), uncirculated


825International Banking Corporation, 3 sets of cut and rejoined $1, $5, $10, 1910-1919, generally extremely fine (9)


826International Banking Corporation, $1 Specimen, Harbin, 1920, red serial numbers '000000', brown, eagle perching between two globes at centre, reverse orange, (Pick no listed), CMC 65 OPQ, an extremely rare note without its branches listed in Pick, a hard to come by opportunity to add this missing branch to your collection

Estimate: HK$28,000-30,000

827I n t e r n a t i o n a l B a n k i n g C o r p o r a t i o n , $ 1 0 S p e c i m e n , P e k i n g , 1 9 1 0 , r e d s e r i a l n u m b e r '000000', black, eagle between two globes at centre, hole punch cancelled at bottom, reverse black (Pick S414s), uncirculated



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832Sino Scandinavian Bank, 10 cents(11), Tientsin, all 1925, green and multicolour underprint, pagoda at left (Pick S 595), good to fine (11)


833Sino-Scandinavian Bank, 1yuan and 5yuan Changli, 1922 and also 10yuan Peking, 1922, green, brown and blue respectively (PS580, 581 and 588), almost extremely fine, the Peking 10yuan scarce


834Fa r m e r s B a n k o f C h i n a , l o t o f 2 0 n o t e s c o n t a i n i n g 9 x 1 j i a o , 1 9 3 7 , b l u e ( P i c k 4 6 1 ) a n d 1 1 x 2 j i a o , 1 9 3 7 , g r e e n ( P i c k 4 6 2 ) , uncirculated (20)


830I n t e r n a t i o n a l B a n k i n g C o r p o r a t i o n , $ 1 0 Spec imen , Harb in , 1923 , red se r ia l numbers '000000', black, green and multicoloured, eagle perching between two globes at left, text in Russian at r ight , reverse green vignet te s ta t ing value (Pick not listed), CMC 64 OPQ, extremely rare

Estimate: HK$100,000-120,000

831T h e N a t i o n a l C o m m e r c i a l a n d S a v i n g s B a n k L i m i t e d , $ 1 0 S p e c i m e n , S h a n g h a i , 1924, red ser ia l numbers '000000 ' , brown on multicoloured underprint, Great Wall at centre, reverse brown, two globes of the world at centre (Pick S454s), CMC 64 OPQ scarce

Estimate: HK$10,000-12,000

Republican, Provincial & Communist Banks民國，省鈔，共區鈔


119

837Farmers Bank of China, 100 Yuan(77), 1941, r e d s e r i a l n u m b e r s , p u r p l e , b o a t s o n c a n a l (Pick 477a), very good to fine (77)


838Farmers Bank of China, 500 Yuan, 1941, red serial number 197447, green and multicoloured, b o a t s o n c a n a l a t c e n t r e , r e v e r s e g r e e n (Pick 478a), very fine


835Farmers Bank of China, 14x 10cents , 1937, blue, landscape scene at centre, reverse brown, blue and purple, a consecutive run of 14 notes, uncirculated (14)


836Farmers Bank of China, 30x 100yuan, 1941, purple on multicoloured underprint, sampan and bridge at centre, reverse purple with arched bridge at centre (Pick 477a), fine (30)



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841Farmers Bank of China, 107x 1yuan, 1941, brown, Sun Yat Sen at left, reverse brown, house at centre and sheep at right (Pick 474), mainly extremely fine to uncirculated, all notes withing serial numbers BB 422002 to BB 422200, (107)


842Ta Ching Government Bank, $1, Urga, 1907, black serial number A42949, blue on orange, coat of arms at top, reverse green and yellow, text in Chinese and Machu, (Pick A74A), good-very good but very rare, unpriced in Pick


839Farmers Bank of China, 3x 500yuan, 1941, green on multicoloured underprint, sampan and bridge at centre, reverse green with arched bridge at centre (Pick 478a), fine (3)


840Farmers Bank of China, 100yuan, 1943, red serial number A287479, brown, agricultural scenes left and right, red signatures at left, reverse green, ox at right, pagoda at centre and sheaf of wheat at left, (Pick 482), almost uncirculated, scarce



121

843The Ta Ching Government Bank, $1 Specimen, 1909, red serial number '00000', olive-brown on red-orange underprint, Li Hong Zhang at left, hillside village at right, reverse orange and black, waterfront park at centre (Pick A76s), uncirculated, extremely rare and in choice grade

Estimate: HK$40,000-50,000


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846Bank of China, $10, Mukden, Manchuria, 1912, red serial number F829819, blue and multicoloured, Huangdi at left, gazebo at right, reverse blue, city walls at centre, (Pick 27m), about fine, scarce

Estimate: HK$13,000-15,000

847Bank of China, $1 Specimen, 1913, wi thout place o f i s sue , b lack se r i a l number ' 00000 ' , olive and red, Huangdi at left, hillside village at right, reverse orange, waterfront park at centre (P30s), CMC 65 OPQ with extra margins at right and bottom, scarce

Estimate: HK$12,000-15,000

844Bank of China, $1 Specimen, 1912, wi thout place of issue, red serial number '00000', dark green and white, Huangdi at left, hillside village at right, reverse dark green, waterfront park at centre (P25s) uncirculated, scarce

Estimate: HK$12,000-15,000

845Bank of China, $10, Fengtien, 1912, red serial number C360610, blue and multicoloured, Huangdi at left, gazebo at right, 'Fengtien' in red overprint middle left and right border, reverse blue, walled town at centre (Pick 27m), very good, has been repaired



123

848Bank of China, $5 Specimen, 1913, without place of issue, red serial numbers '00000', blue and brown, Huangdi at left and gazebo at right, reverse blue with rural scene at centre (Pick 31s), uncirculated and very rare

Estimate: HK$65,000-75,000


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849Bank of China, $5 Small Money Specimen, 1915, red serial numbers '00000', black, Huangdi at left, reverse blue with multicoloured vignette stating value at centre (Pick 37E), rare

Estimate: HK$20,000-25,000

850Bank of China, 5 jiao, 1914, red serial number 0096375, brown on red, Great wall scene in oval frame at centre, issued for use in Manchuria, reserve blue (Pick 37), some staining, almost uncirculated, scarce

Estimate: HK$10,000-15,000


125

854B a n k o f C h i n a , 5 y u a n S p e c i m e n , 1 9 2 6 , Shanghai, red serial numbers '00000' black on multicoloured underprint, Temple and pagoda at centre, reverse green with bank building at centre (Pick 66s), CMC 65 OPQ


855Bank of China, $10, Amoy, 1930, blue serial numbers , orange and b lue , t ree l ined avenue l e ad ing t o t emp le a t c en t r e , r eve r se o r ange (Pick 69), fresh almost uncirculated (4)


856Bank of China, 25yuan, 1940, serial number J595398, green, Sun Yat Sen at left, value in Chinese at four corners, reverse green with Temple of Heaven at right (Pick 86), pressed almost uncirculated


851Bank of China, 1yuan Specimen, 1918, Shanghai, red serial numbers '000000', brown, Temple of Heaven at centre, reverse blue with vignette stating value at centre (Pick 51ms), PMG 66 EPQ


852B a n k o f C h i n a , 5 y u a n S p e c i m e n , 1 9 1 8 , Hankow, blue serial numbers '000000', yellow-orange, Temple and pagoda at centre, reverse brown wi th v igne t t e s t a t i ng va lue a t c en t r e (Pick 52fs), almost uncirculated with minor handling marks, very scarce type note


853B a n k o f C h i n a , 1 0 Yu a n ( 3 ) , 1 9 1 8 , b l u e s e r i a l n u m b e r s , o r a n g e , C h i n e s e Te m p l e b e h i n d t r e e s a t c e n t r e , r e v e r s e o r a n g e (Pick 53f), overprinted Fukien, fine to very fine (3)



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860Bank of China, 10yuan, 1941, blue serial number A975132, red and blue, Sun Yat Sen at centre, 'Ten Yuan' left and right and all corners, reverse red, Temple of Heaven at centre, (Pick 95), uncirculated


861Bank of China, specimen 10 cents, two-piece uniface, serial number A000000, green, the Temple of Heaven top centre (Pick89s), black SPECIMEN overstamp, uncirculated (2)


862Bank of China, specimen 10 cents, two-piece uniface, serial number A000000, green, the Temple of Heaven top centre (Pick89s), black SPECIMEN overstamp, uncirculated (2)


857Bank of China, 25yuan, 1940, red serial number J795986, green, yellow and multicoloured, Sun Yat Sen at left, reverse green, Temple of Heaven at right (Pick 86), good extremely fine


858Bank of China, 100 Yuan(67), 1940, purple, Sun Yat Sen at left, Temple of the Heaven on reverse (Pick 88b), mostly very fine (67)


859Bank of China, 500 Yuan, 1942, red serial number 934716, olive green and multicoloured, Sun Yat Sen at left, reverse olive green, the Temple of Heaven at right ( Pick 99 ), PMG 64, choice uncirculated



127

865Bank of China, 100yuan Specimen, 1941, red serial numbers '00000', vertical format, green, Sun Yat Sen at top, reverse green with Temple of Heaven at bottom (Pick 96s), CMC 66 OPQ

Estimate: HK$11,000-13,000

863Bank of China, 5yuan 2-part uniface specimen, 1941, black serial number '000000', red, vertical format, Sun Yat Sen at top, reverse red, Temple of Heaven at centre, 'Specimen' printed in black (Pick 92s), uncirculated


864Bank of China, 10yuan 2-part uniface specimen, 1941, red serial number '000000', purple vertical format, Sun Yat Sen at top, reverse purple, Temple of Heaven at centre, 'Specimen' printed in black (Pick 94s), uncirculated



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869Bank of Communications, lot of 13 banknotes consisting of: 1yuan 1914 (1), 5 yuan 1914 (3), 10yuan 1914 (3), 5yuan 1935 (3) and 10yuan 1935 (3) (Pick 116t, 117x, 118p, 154 and 155), uncirculated (13)


870B a n k o f C o m m u n i c a t i o n s , 1 0 y u a n ( 6 0 p i e c e s ) , 1 9 1 4 , b l u e d o u b l e p r e f i x s e r i a l numbers on obverse , red , Mar i t ime Bui ld ing a t c e n t r e , o b v e r s e r e d w i t h s h i p a t c e n t r e (Pick 118p), almost uncirculated - uncirculated with many consecutive runs, also 1yuan and 5yuan of the same series (Pick 116m and 117x), uncirculated (62pieces in total)


871Bank of Communications, 10 yuan, 1914, blue double prefix serial numbers on obverse, red, Maritime Building at centre, obverse red with ship at centre (Pick 118p), almost uncirculated - uncirculated with many consecutive runs (40)


872Bank of Communications, 10yuan, 1914, blue double prefix serial numbers on obverse, red, Maritime Building at centre, obverse red with ship at centre (Pick 118p), almost uncirculated - uncirculated with many consecutive runs (53)


866B a n k o f C h i n a , l o t o f 8 2 n o t e s , m a i n l y f r o m t h e 1 9 3 7 a n d 1 9 4 0 s e r i e s , 5 y u a n a n d 10yuan, also a single 25yuan 1940, and 1yuan 1935, brown wi th horse p loughing a t cent re , the 1940 5 yuan contains the no prefix, single prefix and double prefix varieties, good very fine - uncirculated, though mainly in the high grades


867B a n k o f C o m m u n i c a t i o n s , $ 1 S p e c i m e n , 1 9 1 3 , b l u e s e r i a l n u m b e r s ' 0 0 0 0 0 0 ' , r e d -orange and blue, electricity generator at centre, r e v e r s e r e d - o r a n g e , s a i l i n g s h i p a t c e n t r e (Pick 110s), a few very tiny pinholes at right, almost uncirculated overall


868B a n k o f C o m m u n i c a t i o n s , 1 y u a n , 1 9 1 4 , r e d s e r i a l n u m b e r s ' 0 0 0 0 0 ' , p u r p l e o n multicoloured underprint, steam train at centre, r e v e r s e p u r p l e w i t h s a i l i n g s h i p a t c e n t r e (Pick 116s), CMC 65 OPQ



129

873Bank of Communications, 10yuan, 1914, blue double prefix serial numbers on obverse, red, Maritime Building at centre, obverse red with ship at centre, (Pick 118p), almost uncirculated - uncirculated with many consecutive runs (56)


874Bank of Communications, 10 yuan, 1914, blue double prefix serial numbers on obverse, red, Maritime Building at centre, obverse red with ship at centre (Pick 118p), almost uncirculated - uncirculated with many consecutive runs (39)


875Bank of Communications, 50cents, 100cents, 500cents and 1000cents specimen set of 4, red zero serial numbers, all black/grey with various modes of transportation (Pick 121s, 122s, 122As and 122Bs), almost uncirculated to uncirculated, a very rare set (4)

Estimate: HK$23,000-25,000


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876Bank of Communications, 1yuan, Harbin, 1920, red serial number 332236, black on multicoloured underprint, steam train at centre, reverse brown with sailing ship at centre (Pick 128a), CMC 15, rare

Estimate: HK$10,000-12,000

877Bank of Communications, 10yuan Specimen, Harbin, 1920, red serial number '000000', black on multicoloured underprint, Customs Building at centre, reverse green with ship docked at harbour (Pick 130s), CMC 64 OPQ, wide margins at top, rare

Estimate: HK$20,000-24,000


131

882Bank of Communicat ions , 1yuan Specimen, Shanghai, 1931, black serial number SA000000M, red, steam train at centre, black De La Rue stamp bottom right, reverse red, houses and pagoda at centre (Pick 148s), uncirculated


883Bank of Communication, 10yuan, 1941, error note with serial numbers, and i t being l ighter shade of pink than usual, pressed and cleaned, (Pick 159c), almost uncirculated


884Bank of Communications and others, including Bank of Communications $5, 1941, PMG66 EPQ, Central Bank of China 10 Custom gold units, PMG64 and 100 Yuan, PMG58(3)

Estimate: HK$1,000-1,500885Central Bank of China, 10 Yuan(13),1923, brown and multicoloured, Sun Yat Sen at centre, reverse green (Pick 176), generally very fine (13)


878Bank of Communications, lot of 7 notes, 1yuan, 5yuan and 10yuan, all different, from 1927 - 1941, almost uncirculated to uncirculated (7)


879Bank of Communications, 5 Yuan, 1927, blue serial number A163806T, orange and 10 Yuan, 1927, red serial number A356410T, brown and multicolour underprint, both overprinted Tientsin, (Pick 146D, 147Ca), fine to very fine (2)


880Bank of Communications, 1,5 and 10yuan Specimen set of 3, Shantung, 1927, orange, purple and green respectively (Pick 145Bas, 146Cas and 147Bas), uncirculated (3)


881Bank of Communications, lot of 67 notes, mainly the 1935 regular issues 1yuan, 5yuan and 10yuan (Pick 153, 154 and 155), good extremely fine to uncirculated (67)



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890Central Bank of China, $10(5), 1940, mismatched serial number error, blue-gray, Sun Yat Sen at right, reverse green (Pick 228), consecutive, uncirculated and rare (5)


891Central Bank of China, $10(4), 1940, mismatched serial number error, blue-gray, Sun Yat Sen at right, reverse green (Pick 228), consecutive, uncirculated and rare (4)


892Central Bank of China, 5 Yuan, 1941, serial number B/U 932211 V, green and multicolour underprint, Sun Yat Sen at left, value at centre and corners, reverse olive- green, value ( Pick 233 ), PMG 58 EPQ, choice about uncirculated


886Central Bank of China, $100 uniface obverse proof, 1923, brown and multicoloured, Sun Yat Sen at centre (Pick 179 for type), almost uncirculated, some glue residues remaining, scarce


887Central Bank of China, specimen $5, 1926, orange and multicolour underprint, Sun Yat Sen at right, reverse green, value (Pick 183s), perforated, almost uncirculated


888Central Bank of China and others; 3x Bank of China 5yuan 1931, 1x Bank of China 10yuan Tientsin 1934 and 1x Central Bank of China 100yuan 1936, (Pick 70b, 73 and 220), good fine to about extremely fine (5)


889Central Bank of China, 100yuan, 1936, consecutive run of 5, serial numbers C/R 500220C - 224C, green and multicoloured, Sun Yat Sen at left, watermark at right, reverse purple and green, Chinese building at right, (Pick 220a), the first 4 notes uncirculated, the last one almost uncirculated due to some minor corner crease (5)



133

895Central Bank of China, 5 yuan, 1941, red serial numbers on obverse, Sun Yat Sen at left, lilac-brown, reverse lilac-brown, pagoda on hillside (Pick 235), uncirculated, many consecutive runs (147)

Estimate: HK$5,000-7,000896Central Bank of China, 10yuan, 1942, red serial numbers IL 023434-37, a consecutive run of 4, blue, Sun Yat Sen at left, watermark at right, reverse blue, solider playing a trumpet on mountain fort (Pick 245), uncirculated (4)


897Central Bank of China, 1000yuan uniface reverse archival photo, 1942, This is an official photograph from the printer's archive of an unadopted design


898Central Bank of China, lot of 19x 1000 yuan notes, all dated 1945, (Pick 289 x14, Pick 290 x1 and Pick 294 x4), uncirculated (19)


893Central Bank of China, 10yuan Proof, uncut sheet of two, 1941, control number 1236, blue on white, Sun Yat Sen at left, , reverse green with vignette at centre, also included in this lot are two additional reverse proofs of the same note, (Pick 239 for type), almost uncirculated (2)


894Central Bank of China, 100yuan Proof, uncut sheet of 2, 1941, no serial numbers, grey on white, Sun Yat Sen at left, reverse lilac, vignette at centre, (Pick 243), extremely fine, central fold at centre



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903Central Bank of China, 2jiao Specimen, 1946, black, Chiang Kai Shek at right, 'Specimen' overprinted in black at bottom, reverse green, boat at centre, (Pick 395A), uncirculated


904Central Bank of China, 1945 Gold Yuan Issue, 1yuan, red serial numbers on obverse, Chiang Kai Shek at centre, hillside scene on reverse, (Pick 387), almost uncirculated - uncirculated, many consecutive runs (86)


905Central Bank of China, 1yuan Specimen, 1945, red serial numbers '00000', blue, Chiang Kai Shek at centre, red sealed signatures left and right, reverse blue with waterfront scene at centre (Pick387s), CMC 65 OPQ


899Central Bank of China, lot of 20 notes containing 12x 500yuan Fabi and 8x 1000yuan Fabi, black and brown respectively, Sun Yat Sen at centre (Pick 283a and 289), uncirculated (20)


900Central Bank of China, 10,000yuan, 1947, red serial numbers on obverse, red, Sun Yat Sen at centre, reverse dull red, (Pick 317), uncirculated


901Central Bank of China, 10,000 Yuan(22), all 1947, all red serial numbers, mountain scene, brown and multicolour underprint (Pick 314), fine to very fine (22)


902Central Bank of China, 100yuan, 1945, red serial numbers FA888691, red, Lin Sen at left, Chiang kai Shek at right, sealed signatures at centre, reverse red, Chinese fort at centre (Pick 394), PMG 67 EPQ, very high grade



135

909Central Bank of China, 500000 Gold Yuan, 2part uniface proofs mounted on card, 1949, black, Sun Yat Sen at left, reverse black, people crossing a bridge at centre (Pick not listed), a rare unissued design, good extremely fine (2)

Estimate: HK$14,000-16,000

910Central Bank of China, 1949 Silver Yuan Issue, 10x 1yuan and 2x 10yuan, for use in Canton, Sun Yat Sen at right and silver 'Junk' Dollar on back (Pick 442 and 447b), uncirculated (12)


911Central Bank of China, $5, 1949, Silver Yuan issues(3), brown, Sun Yat Sen at right, ""Junk Dollar"" on reverse (Pick 442), very fine to uncirculated (3)


912Central Bank of China, 1949 Silver Yuan Issue, 50x 10yuan, for use in Canton, Sun Yat Sen at right and silver 'Junk' Dollar on back, (Pick 447b), uncirculated but with border foxing, many consecutive runs (50)


906Central Bank of China, a hand executed essay on board for a proposed issue for 10yuan reverse, orange, floral designs and unrecorded, rare


907Central Bank of China, 50yuan Proof, 1948, no serial numbers, red, Chiang Kai Shek at right, reverse red, vignette stating value on reverse, (Pick 405 for type), almost uncirculated with extra margins right and bottom


908Centra l Bank of China, 1945-48 Gold Yuan Issue, lot of 32 notes from 1jiao to 500,000 yuan, uncirculated (32)



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916C e n t r a l B a n k o f C h i n a , 1 y u a n C u s t o m Gold Uni ts , 1930, red ser ia l number '00000 ' , ve r t i ca l f o rma t , b rown , Sun Ya t s en a t t op , r eve r se b rown wi th bank bu i ld ing a t c en t r e (Pick 325s), PMG 66 EPQ


917Central Bank of China, 5yuan Custom Gold Units, red serial number GF555555, black, vertical format, Sun Yat Sen at top, reverse black, bank building at centre. A 20yuan Custom Gold Unit is also included (Pick 326 and 328), about fine and about extremely fine, solid numbers from the Republican era are difficult to come by (2)


913C e n t r a l B a n k o f C h i n a , 1 0 f e n C u s t o m G o l d U n i t s , 1 9 3 0 , s e r i a l n u m b e r W 8 8 8 5 1 4 , purp le , ve r t i ca l fo rmat , Sun Ya t Sen a t top , r eve r se pu rp le wi th bank bu i ld ing a t cen t r e (Pick 323b), uncirculated


914C e n t r a l B a n k o f C h i n a , 1 0 f e n C u s t o m Gold Uni ts , 1930, red ser ia l number '00000 ' , ve r t i ca l fo rma t , pu rp le , Sun Ya t s en a t t op , r eve r se pu rp le wi th bank bu i ld ing a t cen t r e (Pick 323s), PMG 65 EPQ, wide top margin


915C e n t r a l B a n k o f C h i n a , 1 0 c e n t s a n d 2 0 cents, 1930, vertical format, purple and green ( Pick 323b, 324b ), both in PMG holders 66 EPQ, gem uncirculated. (2)



137

920C e n t r a l B a n k o f C h i n a , 1 0 y u a n C u s t o m Gold Uni ts , 1930, red ser ia l number '00000 ' , v e r t i c a l f o r m a t , g r e y, S u n Ya t S e n a t t o p , r e v e r s e g r e y w i t h b a n k b u i l d i n g a t c e n t r e (Pick 327s), PMG 66 EPQ


921Central Bank of China, 20 yuan Custom Gold Units, 1930, double prefix red serial numbers on reverse, green, vertical format, Sun Yat Sen at top, reverse green with bank building at centre, (Pick 328), almost uncirculated to uncirculated, toning spots on a few notes, some consecutive numbers (71)


918Central Bank of China, 5 yuan Custom Gold Units, 1930, double prefix red serial numbers on reverse, black, vertical format, Sun Yat Sen at top, reverse black with bank building at centre (Pick 326d), uncirculated, borders slightly toned, some consecutive numbers (31)


919C e n t r a l B a n k o f C h i n a , 5 y u a n C u s t o m Gold Uni ts , 1930, red ser ia l number '00000 ' , v e r t i c a l f o r m a t , b l a c k , S u n Ya t S e n a t t o p , r e v e r s e b l a c k w i t h b a n k b u i l d i n g a t c e n t r e (Pick 326s), PMG 65 EPQ



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924C e n t r a l B a n k o f C h i n a , 2 5 0 y u a n C u s t o m Gold Uni ts , 1930, red ser ia l number '00000 ' , ve r t i ca l f o rma t , b rown , Sun Ya t s en a t t op , r eve r se b rown wi th bank bu i ld ing a t c en t r e (Pick 331s), PMG 66 EPQ


925Ce nt r a l B a n k o f C h i n a , 5 0 0 y u a n C u s t o m G o l d U n i t s , 1 9 4 7 , r e d s e r i a l n u m b e r s o n obverse, green, vertical format, Sun Yat Sen at top, reverse blue with bank building at centre (Pick 336), uncirculated (6)


922C e n t r a l B a n k o f C h i n a , 2 0 y u a n C u s t o m Gold Uni ts , 1930, red ser ia l number '00000 ' , v e r t i c a l f o r m a t , g r e e n , S u n Ya t S e n a t t o p , r e v e r s e g r e e n w i t h b a n k b u i l d i n g a t c e n t r e (Pick 328s), PMG 67 EPQ


923Central Bank of China, 50 yuan Custom Gold Units, 1930, double prefix red serial numbers on obverse, purple, vertical format, Sun Yat Sen at top, reverse purple with bank building at centre (Pick 329), almost uncirculated to uncirculated, toning spots on a few notes, consecutive block of 100 (100)



139

926Ce nt r a l B a n k o f C h i n a , l o t o f 1 5 C u s t o m G o l d U n i t s , c o n t a i n i n g m a n y d i f f e r e n t d e n o m i n a t i o n s f r o m 1 y t o 5 0 , 0 0 0 y , most notes uncirculated (15)


927C e n t r a l B a n k o f C h i n a , 5 0 0 y u a n C u s t o m Gold Uni ts , 1930, red ser ia l number '00000 ' , v e r t i c a l f o r m a t , b l u e , S u n Ya t S e n a t t o p , r e v e r s e b l u e w i t h b a n k b u i l d i n g a t c e n t r e (Pick 332s), PMG 66 EPQ,


928Ce nt r a l B a n k o f C h i n a , 2 0 0 0 y u a n C u s t o m Gold Uni ts , 1930, red ser ia l number '00000 ' , ve r t i ca l fo rmat , o range , Sun Yat Sen a t top , reverse o range wi th bank bu i ld ing a t cen t re (Pick 340s), PMG 64 EPQ


929Central Bank of China, lot of 15x 5000custom gold units containing 6x5000yuan brown and yellow (Pick 352) and 9x red and white (Pick 351), all good extremely fine with central fold (15)



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936Central Bank of China, $100(100), 1945, red serial number and seals, circulated within nine provinces of North East (Pick 379 ), fine to very fine (100)


937Central Bank of China, a small group of different denomination from 1 fen to $5000 (Pick ), fine to uncirculated(28)


938Central Bank of China, 10,000yuan circulating cashier's cheques, 1945, red serial numbers, vertical format, blue and white, a red chops, counterfoil attached, good fine to very fine (30)


939China, Republican era various banks including Yung Heng Provincial Bank of Kirin 20 cents, Agricultural and Industrial Bank of China 5 Yuan, Farmers Bank 10 Yuan(6), 50 Yuan, Bank of Communication 10 Yuan 1935 (2), 1914(5), Bank of China 50 Yuan, (Pick S1007, A110, 459a, 479, 155, 118, 98) mixed conditions (17)


940Mixed lot of 63 notes from China, Hong Kong and Taiwan, Republic era to modern, lot includes a 3rd series renminbi 2yuan, a few Farmer's Bank 5yuan and 10yuan form the 1935 issue and 2x 10yuan Bank of China, 1918 issued for circulation in Fukien, an interesting mix in types and conditions, (63)


941China, Repulican era lot of 30 notes, including republican era notes and second/third series renminbi. Prominent notes include 1953, 2fen long numbers (Pick 861a) and 3x 1953 5jiao notes (Pick 865) all uncirculated (30)


930Central Bank of China, 5000 yuan Custom Gold Units, 1948, double prefix red serial numbers on obverse, blue, vertical format, Sun Yat Sen at top, reverse blue with bank building at centre (Pick 362), uncirculated (7)

Estimate: HK$800-1,000931Central Bank of China, lot of 5 uncirculated notes comprising 1930 Custom Gold Unit issue 10 cen t s , 20 Yuan (2 ) and 1944 50 Yuan (2 ) , (Pick 323, 328, 255), uncirculated (5)


932Central Bank of China, lot of 63 fractional notes, 1jiao and 2 jiao, mainly from the 1940 regular issue (Pick 226 and 227), uncirculated (63)


933Central Bank of China, lot of 41 notes from the Repulican era spanning from 1928 to 1949, many different denominations/series with many in high grade, good very fine to uncirculated (41)


934Central Bank of China, 2500yuan, 1945, red serial number AU133559, green and blue, Sun Yat Sen at left, value at all corners, 'Hoe' money at centre, reverse blue, value within vignette, (Pick 304), about very fine, also contains 22 other banknotes from the Republican era, post 1949, Taiwan, etc. (23)


935China, Republican era, lot of 35 notes, including Central Bank of China 400yuan, purple (3) and 400yuan, green (2) (Pick 280 and 263), mixed condition (35)



141

942Shun Yee Savings Bank, 100coppers, brown and yellow, dragon top left and right,reverse blue-grey and pale orange-pink, bats in field, fine to very fine



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943Imperial Bank of China, $5, Shanghai, 16th February 1904, black serial number C/R 171630, black on multicoloured underprint, two dragons flanking company seal at top, God of Wealth standing at right, reverse similar, but in Chinese, (Pick A55), original good very fine, small 8mm tear top border, rare

Estimate: HK$95,000-105,000


143

945I n d u s t r i a l D e v e l o p m e n t B a n k o f C h i n a , 1 0 y u a n , P e k i n g , 1 9 2 1 , b l a c k s e r i a l n u m b e r CA027650C, green, Chinese v i l lage scene a t centre, 'Peking' overprinted in black middle right and left border, reverse green, bank seal at centre (Pick 495a), fresh almost uncirculated


946Industrial Development Bank of China, 50yuan 2part uniface proof/specimen, 1921, orange, village gateway at centre, obverse blue which differs from Pick (Pick 496Ap), uncirculated and scarce


943AImperial Bank of China, uniface obverse and reverse photographs for a proposed issue of $5, Shanghai, 1904, coat of arms top left, bank seal top centre, maiden at left, '5' at all corners, reverse similar, issued banknotes from the Imperial Bank of China usually have the iconic God of Wealth design, this proposed form is vastly different (Pick not listed), unique (2)


944Land Bank of China Limited, 1 Yuan, Shanghai, 1 June 1931 , r ed se r i a l number A 900258C, purple and pale green and orange, pagoda on hi l l top a t l e f t , house by water r igh t cen t re , reverse purple, coastline at left, value at right (Pick 504), almost uncirculated to uncirculated

Estimate: HK$23,000-30,000


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949National Industrial Bank of China, 10yuan Specimen, 1924, red serial number '000000', green, galloping horse at right, reverse green with the Great Wall at centre (Pick 527s), CMC 64 OPQ


950Bank of Territorial Development, $5, Shanghai, 1914, red serial number S0045482, purple and black, beach scene at centre, red seal signatures bottom left and right, 'Shanghai' overprinted in red left and right middle border, reverse purple (P567n), about very fine


947China and South Sea Bank Limited, $1 Specimen, 1921, red serial numbers '00000', blue, sundial at centre, reverse blue with vignette stating value (Pick A121s), PMG 66 EPQ


948Agricultural and Industrial Bank of China, 10cents, for use in Peking and Tientsin, 1927, r ed se r ia l number A5637594 , purp le , b r idge and lake at centre, 'Peking' in red left and right, reverse purple with value in English at centre (Pick A92b), PMG 65EPQ



145

953A n hwe i Yu Huan Bank , 1000cash , no da t e (1909), serial number 180 yellow and blue, dragons chasing fireball left and right, sea at bottom, reverse green on white, large official red seal at centre (Pick S823), good fine, rough top left corner


954Anhwei Yu Huan Bank, 1000cash, no date (1909), serial number 156, vertical format, yellow and blue, twin dragons facing a fireball top centre, black Chinese text and red seal stamps at centre, reverse green and white, large red official seal at centre (PS823), about very fine, scarce and popular series


951Frontier Bank, 100yuan uniface obverse specimen, 1 9 2 5 , p u r p l e o n m u l t i c o l o u r e d u n d e r p r i n t , C h i n e s e g a t e w a y a t c e n t r e ( P S 2 5 7 5 s ) , a l s o uniface reverse proofs of the 1yuan and 10yuan, both overpr in ted 'Tients in ' , 1925, brown and green respectively (Pick S2568s and S2572s), the 100yuan almost uncirculated with mounting traces, and the other two pieces uncirculated (3)


952Fixed Term, Interest Bearing Treasury Notes, 1/2yuan, 1920, red serial numbers, blue obverse and reverse, Chinese text (Pick 626c), almost uncirculated



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955Anhui Yu Huan Bank, $5, 1907, serial number 348, vertical format, brown and blue, twin dragons and picture of Anhui silver dollar at top, Chinese text on reverse, original good very fine, scarce in this condition

Estimate: HK$38,000-45,000

956Anhwei Regional Bank, presentation booklet for uniface obverse and reverse specimen 1 Chiao, 2 Chiao and 5 Chiao, ND, booklet number 0515 (Pick S 813s, S 814s, S 815s), uncirculated and rare. (6)


957Tsihar Hsing Yeh Bank, 20coppers , Kalgan, 1926, red ser ia l number 3823291, brown and blue, houses by hillside at centre, reverse brown wi th denomina t ions i n Eng l i sh and Manchu (Pick S848b), CMC 62 OPQ



147

960The Commercial Guarantee Bank of Chihli , $1 Specimen, 1919, red serial numbers '000000', purple and green, bank building at left, reverse purp le wi th v igne t t e s t a t ing va lue a t cen t r e (Pick S2515s), uncirculated


961The Commercial Guarantee Bank of Chihli, $10 Specimen, 1919, red serial numbers '00000', blue on multicoloured underprint, bank building at centre, reverse blue with vignette stating value at centre (Pick S2516s), uncirculated

Estimate: HK$6,000-7,000962Provincial Bank of Chihli, $1, Tientsin, 1920, red serial numbers, black on dark green and multicoloured, Chinese house at centre, red seal signatures bottom right and left, reverse green, value at centre (PS1263b), generally about fine (5)


963Tung Wai Bank, $1, Chinkiang, 1912, red serial 09852, purple and yellow, bats flanking globe top centre, pagoda at centre, reverse green but otherwise similar design to obverse (Pick not listed), uncirculated


958Changsha Bank, 1yuan Specimen, 1928, red serial number '00000', purple on multicoloured underprint, group of people walking on city wall at centre, reverse purple, (Pick S858s), CMC 65 OPQ, rare


959Kiangsu Bank, $1 uniface obverse specimen, 1913, violet and pink, two lions supporting globe, value in Chinese at four corners, 'Specimen' perforated at lower body, also Chekiang Provincial Bank, $1 uniface obverse specimen, 1913, green and multicoloured, value in Chinese characters (PS1226s), 'Specimen' perforated at lower body, the first note uncirculated and the latter uncirculated in body but has a tear at the top and bottom borders (2)



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967Kwang Sing Company, $5 specimen, 1924, red serial number '000000', black and multicoloured, h i l l s i d e s h r i n e a t c e n t r e , r e v e r s e o r a n g e (Pick S1605s), uncirculated


968Kwa n g S i n g C o m p a n y, $ 5 u n i f a c e o b v e r s e specimen, 1924, brown on multicoloured underprint, l ion statues lining street to city gate at centre (Pick S1602s), almost uncirculated with faint mounting traces


969Kwang Sing Company $10 uniface obverse proof, 1924, olive-green and multicoloured, hillside shrine at centre (Pick S1606s), almost uncirculated


964Tung Wai Bank, $1, Chinkiang, 1912, red serial 09857, purple and yellow, bats flanking globe top centre, pagoda at centre, reverse green but otherwise similar design to obverse, (Pick not listed), almost uncirculated with a few faint handling marks to prevent this scarce note from uncirculated


965Tung Wai Bank, $5, Chinkiang, 1912, red serial 08405, green and yellow, bats flanking globe top centre, pagoda at centre, reverse similar design to obverse (Pick not listed), good extremely fine, few creases on margin to prevent this scarce note from uncirculated


966Kwang Sing Company, $1, $5 and $10 specimen set of 3, 1924, black, brown and red respectively, lion statues and city tower gate at centre (Pick S1601s, S1602s and S1603s), uncirculated with very minor handling marks (3)



149

973Provincial Bank of Honan and others; notes including Provincial Bank of Honan 2x 1yuan overprinted Honan, 1923, (Pick S1688b) and Pinjiang Commerce Chamber Provisional Note 1yuan 1919 (Pick not listed) very fine to uncirculated (7)


974Ho Pe i Metropo l i tan Bank , Lo t o f 7 no t e s containing: 2x 4coppers (1938), 1x 6coppers (1938), 3x 10coppers (1936) and 1x 20coppers (1936), (Pick S1710J, S1710K, S1710D and S1710E), most notes uncirculated, the others good extremely fine to almost uncirculated (7)


975H u n a n G o v e r n m e n t B a n k , 5 t a e l s , 1 9 0 8 , violet and yellow, dragons top cente, Chinese houses lef t and r ight , value in Chinese at a l l 4 corners, revere blue, large red seal at centre (PS1927), heavily repaired, with the whole of the right hand side reconstructed


970Kwang Si ng Company, $10 uni face obverse trial note, 1925, blue, hillside shrine at centre (Pick S1606 for type), almost uncirculated, rare


971Provincial Bank of Honan, $1(4), 1923, red and yellow, reverse orange (PS1688), fine (4)


972Provincial Bank of Honan, $1, $5 and $10, Tientsin, 1923, orange, green and purple respectively, with red serial numbers, plain reverse with value within central vignette, (PS1688c, 1689c and 1690c), average about very fine (3)



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978Yu e S o o I m p e r i a l B a n k , $ 5 , 1 9 0 8 , s e r i a l number 15038 , b rown border, g reen obverse with denomination at centre and dragons at top, reverse dark grey,two dragons chasing a fireball (Pick S1233b), very fine and very rare

Estimate: HK$14,000-15,000

979Kiangsu Farmer's Bank, 1yuan, 1941, red serial number K110744S, green, pagoda at centre, red seal signatures lower left and right, reverse green, value in English (PS1204), PMG 65EPQ


976Hunan Provincial Bank, 100coppers Specimen,1915, red serial number 'A000000', green, Chinese house at left, group of people walking on city wall at right, reverse brown with central multicoloured vignette stating value (Pick S2050s), extremely fine


977Hupeh Provincial Bank, 100coppers, 1914, red serial numbers B4868980, green and black, house at left and pagoda at right, reverse green with large red seal, (PS2098), extremely fine



151

982Kirin Yung Heng Bank, 1tiao, 1916, red serial number 06691, vertical format, black, twin dragons chasing a fireball at top, overprint date top left, various red seals/chops on body, reverse light red with two large red seals (PS981A), good very fine and attractive


983Kirin Yung Heng Bank, 1tiao, 1916, serial number 02094, vert ical format , black, ornate dragons chasing fireball left and right, date overprint in red at left, reverse pink, 2 large red seals top and bottom (PS981A), about fine


980Kiangse Provincial Native Bank, 10coppers, 1923, red serial number A304894, red and yellow, trees at centre, reverse blue, central vignette with value in English (Pick not listed), very good and very rare


981Bank of Kiangsi, 100copper, 1926, red serial number 057207, b lue and grey-blue, Chinese buildings by riverside, value at all corners, reverse brown, traditional Chinese garden scene at centre (PS1119), uncirculated, scarce



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986Yung Heng Provincial Bank of Kirin, lot of 4 notes for 1tiao, 3tiao, 5tiao and 100tiao, all dated 1928, black, black, green and orange respectively (Pick S1075, 1077, 1079 and 1081A) good very fine to uncirculated, scarce (4)


984K i r i n Yu n g H e n g B a n k , 5 t i a o a n d 1 0 t i a o , 1916, red serial numbers, vertical format, green and orange respectively, traditional Chinese art borders, reverse 2 large red seals top and bottom (PS985 and 986), about very fine (2)


985Kirin Yung Heng Bank, 1tiao and 100tiao, 1928, red serial numbers, vertical format, black and red respectively, traditional Chinese art borders, very fine (2)



153

989Kirin Yung Heng Provincial Bank, specimen $10, 1926, ""Big Money"" issue, serial number A147720, g reen and mul t ico lour underpr in t , Chinese building at centre, reverse green, value (Pick S1068s), ""specimen"" overprinted in large, black Chinese characters obverse, uncirculated and rare


990Provincial Bank of Kwangsi, $1, $5 and $10 Specimen set of 3, no place of issue, 1926, all with red serial numbers '00000', black, green and blue respectively (Pick S2339s, S2340s and S2341s), all graded CMC 66 OPQ (3)


991Kwangsi Farmer's Bank, 5 Yuan, 1938, serial number A 143792, green, man at left, buffalo ploughing at centre, reverse brown and orange with Chinese text (Pick S 2296), about uncirculated


987K i r i n Yu n g H e n g P r o v i n c i a l B a n k , $ 1 0 u n i f a c e o b v e r s e p r o o f , 1 9 2 3 , p u r p l e a n d multicoloured, buildings by river side at centre (Pick S1053s), uncirculated


988The Yung Heng Provinc ia l Bank of Kir in , s p e c i m e n 5 Yu a n , 1 9 2 5 , s e r i a l n u m b e r 0 0 2 9 5 2 0 , g r e e n , s t o n e p l i n t h o n r i g h t (Pick S1055), hole punched cancelled on issued note, uncirculated and rare



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995Kwa ng t u ng Currency Bureau , $1 , Yea r 31 ( 1905 ), black and pale green, dragon top left and right, Kwangtung dollar coin left and right, reverse purple, text at centre, value at left and right ( PS 2388 ), repaired, very good to fine

Estimate: HK$15,000-18,000

996Prov i nc ia l Bank of Kwang Tung Province , $5(9), 1 January 1918, orange and multicoloured, C h i n e s e b u i l d i n g a t c e n t r e , r e v e r s e p u r p l e (Pick S 2402b), generally very fine to extremely fine (9)


997Kwangtung Provincial Bank, lot of 27 notes, including 1 Fen, 50 cents, 1 Yuan, 5 Yuan, 10 Yuan, 100 Yuan, 1949, 20 Cents(2), 1935, $5(6), ND, $5(8), 1931, fine to uncirculated (27)


992Kwangsi Farmers Bank, 5yuan, 1938, red serial number A244959, green, mythical man at left , ploughing scene at centre, reverse brown, Chinese text (PS2296), extremely fine


993C h i n a , Kw a n g s i P ro v i n c i a l G o v e r n m e n t , 2 0 c e n t s , n o d a t e ( 1 9 4 9 ) , r e d s e r i a l n u m b e r 0224180, brown, pink and blue, building at right, value top lef t and r ight corners , reverse red, (P2312), PMG58, scarce


994C h i n a , Kw a n g s i P ro v i n c i a l G o v e r n m e n t , 100cen ts , no da te (1949) , r ed se r ia l number 013167, g reen , ye l low and p ink , bu i ld ing a t right, value at left and all corners, reverse brown, (P2314), PMG58 EPQ, scarce



155

1002Kwangtung Provincial Bank, 50cents, 1935, black serial number A532353 blue on green and multicolour, Sun Yat Sen at right, reverse blue, junks at centre (Pick S2438a), PMG 67 EPQ, high grade and scarce


1003The Canton Municipal Bank, $1 , 1933, red serial number B470337, vertical format, brown, monument at centre, Chinese signatures with 3 red seals at bottom, reverse lilac, Sun Yat Sen at centre (Pick S2278b), pressed almost uncirculated with a couple of small pinholes, a scarcer variety


998P r ov i nc i a l B a n k o f K w a n g t u n g , l o t o f 3 4 notes, 1930's mainly 2jiao 1935, 1yuan 1931, uncirculated (34)


999Canton Municipal Bank, set of notes from 10cents to 10yuan, good fine-very fine (5)


1000Kwangtung Provincial Bank, $10 National Currency, 2part uniface proof on card, 1931, violet, Sun Yat Sen at centre, reverse violet, Chinese building at centre (Pick S2428 for type) uncirculated (2)


1001Canton Municipal Bank, 10 cents, 1931, red serial number 0952328, dark green and yellow underprint, building in oval frame at left, red seal at centre below denomination, reverse green, Sun Yat Sen at centre ( Pick S 2260a ), in PMG holder 65 EPQ, Allen Berk Collection, gem uncirculated



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1004Bank of Manchuria, specimen $1, Harbin, 1920, red serial number B0000000, green, building at centre, reverse blue-grey, value, perforated, ""specimen"" overprinted in red Chinese characters obverse and reverse (Pick S 2916s ), extremely fine

Estimate: HK$12,000-15,000

1005Bank of Manchuria lot of 3 notes comprising o f : $ 1 y e l l o w o r a n g e a n d 2 x $ 1 0 p u r p l e fo r c i r cu l a t i on in Harb in , 1924 , a l l 3 no t e s with off ic ia l red Chinese overpr in t a t cent re (Pick S2927b and S2929b), fine (3)


1006Provincial Bank of the Three Eastern Provinces, specimen 10 Yuan, 1921, Harbin issue,red serial number D054401, purple with city gate and official red 4 characters stamp at centre, reverse purple (Pick S2929s), ""specimen"" overprinted in large, black Chinese characters obverse, uncirculated and rare

Estimate: HK$12,000-15,000


157

1010P r o v i n c i a l B a n k o f t h e T h r e e E a s t e r n Provinces , spec imen 100 Yuan , 1929 , Three Eastern Provinces , ser ia l number A007857A, r e d a n d m u l t i c o l o u r u n d e r p r i n t , C h i n e s e b u i l d i n g b y l a k e a t c e n t r e , r e v e r s e r e d (Pick S 2965s ), ""specimen"" overprinted in large, black Chinese characters obverse, uncirculated and rare

Estimate: HK$10,000-15,000

1011P r o v i n c i a l B a n k o f t h e T h r e e E a s t e r n P r o v i n c e s , $ 1 0 0 u n i f a c e o b v e r s e p r o o f , 1 9 2 9 , r e d , p a v i l i o n b y p o o l a t c e n t r e (Pick S2965s), almost uncirculated


1012Shan Hsi Zing Fun Bank, 1, 5 and 10 taels, set of 3, purple and yellow, green and dark grey respectively (Pick not listed), pressed very fine on average


1007Prov i nc ia l Bank of Manchuria , $10 , 1922 , Fengtien, red serial number 2221200, green and white, reverse blue, the Temple of Heaven at centre, (Pick S2899 for type), extremely fine, a contemporary forgery


1008Provincial Bank of The Three Eastern Provinces, $10 Specimen x2, 1924, blue serial numbers '000000', brown on multicoloured underprint, Temple at centre, reverse red with vigentte stating value at centre (Pick S2953s), CMC 64 OPQ, one note with extra wide margin at top, the other one normal cutting (2)


1009Provincial Bank of the Three Eastern Provinces, specimen 1 Yuan, 1929, Three Eastern Provinces, serial number C794899C, green and multicoloured underprint, Chinese building by lake at centre, reverse dark green (Pick S2962s1 ), perforated, ""specimen"" overprinted in large, black Chinese characters obverse, uncirculated



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1013Shan Hsi Zing Fun Bank, 10 tael, 1913, serial number 20116, black and grey, red chops in field, value and Chinese text, reverse blue and pale green, ship at left, locomotive at right, red chops in field (PS 2598), extremely fine and scarce

Estimate: HK$15,000-18,000

1014F u C h i n g B a n k o f S h e n s i , 1 0 y u a n , 1 9 2 2 , r e d s e r i a l n u m b e r s 0 2 4 9 6 4 , o r a n g e , c i t y wall and fortress at centre, value in black al l c o r n e r s , r e v e r s e v i o l e t a n d m u l t i c o l o u r e d , (Pick S2600B), uncirculated


1015Shantung Provincial Treasury, $1, $5 and $10, 1926, orange, green and brown, uncirculated a scarce in top grade


1016Shansi Provincial Bank, 10yuan, 1937, Shansi, red serial number E0298922, black on muticoloured, watch tower at right, mountainside village on revere, (PS2680), uncirculated



159

1017K a s h g a r Ad m i n i s t r a t i o n , 4 0 c o p p e r s , 1 9 3 3 , b l a c k p r i n t i n g o n l i n e d p a p e r , l a rg e r e d s e a l 'Kashga r Admin i s t r a to r ' i n Ch inese a t cen t r e , va lue in Arab ic numbers , Ch inese and Arab ic , (Pick not listed), very fine, an extremely rare emergency note issued by Ma Zhao Wu during the turmoil in present day Xinjiang Province in the 1930's 喀什區行政長公署，憑票取紅錢四十文，1933年馬紹武担任喀什區行政長時發行的軍用鈔票，保存良好，十分罕有。


1018Southern Xinjiang Defence Headquarters Military Note, 1tael, 1934, black printing on brown oilcloth, large red seal 'Southern Xinjiang Defence Headquarters' at centre, extremely fine, another rare emergency note issued by Ma Zhao Wu during his Xinjiang campaigns in the 1930's 南疆邊防總司令部軍用票一兩，也是馬紹武所發行的軍用鈔票，罕見。


1019Sinkiang Provincial Government Finance Department Treasury, lot of 16 notes containing: 2x 100cash, 1919 (PS1815), 14x 400cash 1920, 1921, 1928, 1930 and 1931, mixed condition, good to almost uncirculated (16)



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1023Swatow Commercial Bonds Association, $30, January 1935, red serial number 065487, green and multicoloured, house at right in oval frame, red chops, (Pick unlisted) good very fine

Estimate: HK$10,000-15,000

1024Szechuan Province, lot of 5 notes including, Szechuan Offical Bank $1, green and yellow (PS2809), Szechuan Provincial Bank, 1000cash=100coppers, 1924 (PS2808) and Ta Han Szechuan Military Government, 3x 1yuan, 1912, (PS3948), fine to uncirculated (5)


1025Bank of Taiwan, 10yuan, 1969, lucky serial number X000001P, red, Sun Yat Sen at left, control letter 'A' bottom right, reverse red on green, Chinese building at right, (Pick 1979b), CMC 58, scarce


1020S i n k i a n g P rov i nc i a l Government F inance Department Treasurey, lot of 9 notes containing: 10 taels and 50 taels, 1933 (Pick S1875 and S1876), 10 taels and 50 taels, 1934 (PS1881 and S1882), mixed condition, good to very fine (9)

Estimate: HK$800-1,0001021Sinkiang Province and others; lot of 8 notes including Sinkiang 400cash, 50 taels, Tibet 100srang and 5 pieces of Manchukuo Certain Victory Savings Certificates, 1945 issue (5jiao, 1,3,5 and 10yuan), mixed condition


1022Sinkiang Province, lot of 7 notes including Khotan Administration Government Head Public Office 1 tael 1930's, Khotan District Administration 3 tales 1936, Sinkiang Commercial and Industrial Bank 1fen, 3fen, 5fen, 1jiao all dated 1939, some scarcer notes in lot, extremely fine condition for issues, (7)



161

1029Taiwan, The Central Bank, 100yuan, 2000, lucky se r i a l number EP555555XH, r ed , Sun Ya t S e n a t r i g h t , C h i n e s e b u i l d i n g r e v e r s e (Pick 1991), CMC 65 OPQ


1030Taiwan, The Central Bank, 1000yuan, 1999, lucky serial number JL222222XH, purple-blue, children examining globe at centre, birds and mountain on reverse (Pick 1994), CMC 66 OPQ


1031Taiwan, The Central Bank, 1000yuan, 1999, lucky serial number JK000001ZF, purple-blue, children examining globe at centre, birds and mountain on reverse (Pick 1994), CMC 65 OPQ


1026Bank of Taiwan, a hand executed essay for a proposed issue for 500dollars in large format, 1973, purple and multicoloured, Sun Yat Sen at left, floral borders, reverse purple and multicoloured, Chinese building at right, value in Arabic numerals and Chinese, also including a photographic print with the proposed watermark of Sun Yat Sen at right as well as the individual vignetters and values, a fascinating lot for study (4 items)


1027Bank of Taiwan, 10yuan, 1984, lucky serial number CQ1000000VD, red-orange, Sun Yat Sen at left, floral vignette at centre, reverse red-orange, building at centre (Pick 1984), CMC 55


1028Bank of Taiwan, 100yuan, 1987, lucky serial number CR222222GW, red, Sun Yat Sen at left, watermark at right, reverse red with Chinese building at centre (Pick 1989), CMC 66 OPQ



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1035Taiwan, The Central Bank, 500yuan, 2004, luck serial number GP222222YA, brown, youths playing baseball at centre, deer and moutains on reverse (Pick 1996), CMC 65 OPQ


1036Taiwan, The Central Bank, 1000yuan, 2004, lucky serial number EP123456VA, purple-blue, children examining globe at centre, birds and mountain on reverse (Pick 1997), CMC 65 OPQ


1037Taiwan, The Central Bank, 1000yuan, 2004, lucky serial number DK111111YA, purple-blue, children examining globe at centre, birds and mountain on reverse (Pick 1997), CMC 65 OPQ


1032Taiwan, The Central Bank, 500yuan, 2004, luck serial number DL654321XA, brown, youths playing baseball at centre, deer and moutains on reverse (Pick 1996), CMC 65 OPQ


1033Taiwan, The Central Bank, 500yuan, 2004, luck serial number FL000001UA, brown, youths playing baseball at centre, deer and moutains on reverse (Pick 1996), CMC 65 OPQ


1034Taiwan, The Central Bank, 500yuan, 2004, luck serial number GL111111VA, brown, youths playing baseball at centre, deer and moutains on reverse (Pick 1996), CMC 64 OPQ



163

1041Y u n n a n F u T i e n B a n k , $ 1 0 , 1 9 2 7 , b l u e handstamped serial number 869667, green and multicoloured, crossed flags at centre top, red chops left and right, reverse brown and yellow (Pick S3023), extremely fine , rare

Estimate: HK$12,000-15,000

1042Yu n n a n F u T i e n B a n k , $ 5 o b v e r s e a n d reverse uni face proof on card , 1921, purple , phoenix and horse on two globes, multicoloured v i g n e t t e , r e v e r s e r e d , p a i f a n g a t c e n t r e (Pick S3015), good extremely fine (2)


1038Taiwan, The Central Bank, 1000yuan, 2004, lucky serial number DL333333XB, purple-blue, children examining globe at centre, birds and mountain on reverse (Pick 1997), CMC 65 OPQ


1039Taiwan, The Central Bank, 1000yuan, 2004, lucky serial number EP555555VA, purple-blue, children examining globe at centre, birds and mountain on reverse (Pick 1997), CMC 65 OPQ


1040Amoy Industrial Bank, 50 cents(8), ND, red serial numbers, purple and pale blue underprint, C h i n e s e t e m p l e a t r i g h t , r e v e r s e p u r p l e (Pick S 1658 ), mostly consecutive, uncirculated (8)



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1046Yunnan Gu Bi Railway Bank, 50yuan uniface obverse proof, 1924, grey, rural scene at centre (Pick not listed), almost uncirculated


1047Republican era notes, lot of 20, various banks, and denominations, average good fine to very fine (20)


1048Lots of 12 notes from provincial banks including Yumin bank, Kiangsi, Shanse, Chekiang, Kwangsi and Sinkiang, generally fine to very fine (12)


1049Hong Kong group of Japanese invasion money: 1sen (9), 5sen (13), 10sen (13), 5yen (19), 10yen (7), 100yen (1) and 100yen orange (34) (Ma J10, 19, 20, 23, 24, 25 and 9), all uncirculated (95)


1050Hong Kong, lot of 11 Japanese invasion money from 50sen to 100yen, very fine to uncirculated (11)


1043Yunnan Fu Tien Bank, $100 uniface obverse proof, 1929, red, phoenix and horse facing above two globes (Pick S3000s), almost uncirculated


1044Yunnan Gu Bi Railway Bank, 5yuan uniface obverse proof, 1924, blue-green, buildings by mountain at centre (Pick not listed), good extremely fine


1045Yunnan Gu Bi Railway Bank, 10yuan uniface obverse proof, 1924, green, Chinese house at centre (Pick not listed), almost uncirculated



165

1055Mixed lot of Japanese Puppet Banks, including Federal Reserve Bank of China 5 fen,1939, 10C, 1938, $5(2), ND(1944), $10(4), ND(1941),ND(1943), ND(1944), ND(1945), $500(2), ND(1944), ND(1945), Central Reserve Bank of China, $5(3), 1940, $10(12), 1940, $5000(2), 1945 and Central Bank of Manchukuo, $10(2) ND (Pick J47, J48, J79, J74, J76, J80, J86, J84, J90, J41, J42, J137), mostly about uncirculated (29)


1056National Army, 20 cents(6), 1927, green, pagoda at centre, reverse red, good to fine (6)


1057National Army, 1927, 10 cents and 20 cents, orange and green, pagoda at centre (Pick S 3910,S 3911), 10 cents uncirculated, 20 cents extremely fine (2)


1051Central Reserve Bank of China, 500yuan, 1942 and 1943, overprint for use in Kwangtung and Wuhan respectively, brown and pink, Sun Yat Sen at centre, reverse brown, Sun Yat Sen Mausoleum at right, no (Pick J15b and J24b), about very fine (2)


1052The Central Reserve Bank of China, 500yuan, 1943, red block letters, brown, Sun Yat Sen at centre, overprinted for 'Kwangtung' (Pick J24c), almost uncirculated with light central folds


1053Federal Reserve Bank of China, 5yuan, 1941, blue serial number 0877661, orange and yellow, Yue Fei at right, temple at left, also Mengchiang Bank, 5yuan, 1938, orange-brown and black, pagoda at left and fortress at right, (Pick J73 and J106) respectively almost uncirculated and pressed good extremely fine respectively (2)


1054Mixed lot of Japanese Puppet Banks, lot of 5 notes containing, Federal Reserve Bank of China $1 1938, 1yuan 1941, Central Reserve Bank of China 10yuan 1943, 1000yuan 1944 and Central Bank of Manchukuo 5cents 1945, the first note good very fine, the rest uncirculated



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1058N a t i o n a l A r m y , 1 9 2 7 , 1 0 c e n t s a n d 2 0 c e n t s , o r a n g e a n d g r e e n , p a g o d a a t c e n t r e (Pick S 3910,S 3911), 10 cents uncirculated, 20 cents fine (2)


1059Kwangtung Republican Military Government, $5, 1912, black serial number 098887, Hu Hanmin at right, swords and bugles at left, crossed flags top centre, reverse brown and white, Chinese text, (PS3839), about fine, very scarce


1060National Pacification Army Note, $10, ND(1917), handstamped serial number 13340, brown, crossed flags top centre, reverse brown (Pick unlisted), very good to fine, scarce 中華民國靖國軍軍用鈔票有壹圓、伍圓及拾圓券三種，據說是唯一曾於福建境內發行流通的軍用鈔票，丁張弓良之” 中國軍用鈔票史略”只記載有壹圓及五圓兩種的圖片，這枚拾圓券極為罕見，十分難得。

Estimate: HK$70,000-80,000


167

1064Bank of Chang Chung, 500 Yuan,1948, red serial number 658325, green and purple, Mao Tse-tung at left, reverse red, very fine


1065Farmer's Bank of Northwest China, 50yuan, 1943, red serial number 0524754, blue and green, sheep at right, weaver at left, , reverse green, Chinese pagoda at centre, almost uncirculated, very scarce


1066Bank of Bai Hai, 500 Yuan, 1947, blue, and Sibei Nung Min Inxang, 10000 Yuan, 1948, black and white, 500 Yuan with tape patched thus good, 10000 Yuan uncirculated (2)


1061Bank of China, lot of 3 specimens containing: 25yuan (2-part uniface specimen), 1942, green and vertical format (Pick S3074s), 50yuan, blue-black, steam train at centre (Pick S3086Bs) and 500yuan (2-part uniface specimen), 1946, green and pink, s team tra in a t centre (Pick 3095s) , almost uncirculated/uncirculated (5)


1062F a r m e r ' s B a n k o f C h u n g C h o u , 1 0 y u a n Specimen, 1948, red serial number 'AA000000', g rey-b lack , overpr in t 'Spec imen ' in Chinese cha rac te r s , gazebo a t cen t r e , r eve r se b rown (Pick 3237As), extremely fine, scarce


1063Tu n g P e i B a n k , 2 x 1 0 0 y u a n , 1 9 4 7 , b l a c k se r i a l numbers 624382 and 624383 , r ed and brown, ploughing scene at lef t , reverse green (PS3749), fresh uncirculated (2)



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1071Tai Heng secondary School, 5fen, black printing on coarse paper, solider holding a spear, triangular red stamp, rough bottom border, a provisional circulating issue in Communist held liberated areas, scarce


1072Communist Banks, lot of 6 notes including Bank of Central China, 5000yuan 1949 two different types and Tung Pei Bank of China, 1000yuan 1948, very good to very fine (6)


1073Kee Kwan Motor Road Co Ltd, Macao, 2 sets of passenger tokens for 5 and 10 cents, also 20 and 50 cents, all with serial number and vignettes, uncirculated (8)


1074Swatow Dispensary Emulsion, proposed issued for a banknote or label (?), uniface, no date or denomination, trademark of two lions and seal at centre, (Pick not listed), unique


1075Chun Yih Sing Bank, $1, Peking, ND( ca1909), ser ia l number 34933, brown , reverse green , good very fine, rare


1067Bank of Shangtong, 1yuan, 1938, red ser ia l number A301087 , g r een , Temple o f Heaven a t c e n t r e , r e v e r s e g r e e n , b r i d g e a t c e n t r e (S3674), very good and scarce


1068Chinese Soviet National Bank of Hunan and Kiangsi, 10coppers 2-part proof/specimen, no date or serial numbers, black, children with globe and Soviet flag, reverse sun over paddy field, very good, stain mark and repairs (2)


1069Communist Banks, lot of 4 notes including, Chinese Soviet Republic Bank of Hunan-Kwangsi Province 1yuan bond 1933, Chinese Soviet Republic National Bank 5jiao 1933, Tung Pei Bank 1yuan, Liaodong 1946, Bank of Shansi, Chahar and Hopei, 2jiao 1940, fine to very fine (4)


1070People's Liberat ion Army East China Field Army Circulat ing note , 100yuan, 1948, red and yel low peasants farming a t lef t , soldiers and mortar at right, reverse black Chinese text, uncirculated, scarce


Private Banks 私鈔


169

1076Weihaiwei Agricultural Saving Bank, 1000 cash, ND, serial number 195703, pale blue and brown, different Chinese buildings left and right, reverse pale green, extremely fine, very rare

Estimate: HK$10,000-12,000

1077Chin Yu Heng Bank, Tsinan, 10 cents(2), 1925, brown and pale blue, stamped red serial number 25342-3, house at centre, reverse pale green, red chops left and right, good extremely fine(2)


1078Lam Yong Lee, $5, Timsi, no date, unissued private note, vertical format, green and yellow, floral design top centre, allegorical figures left and right borders, value in all corners, reverse green and yellow, maiden harvesting hay at left, English text, almost uncirculated with water stains, very rare



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1083Cheung Seng Wan Kee, private bank, unissued note, ND(1910), black, two dragons chasing ball, uncirculated


1084Zhi Fa Bank, $10, Swatow, 1928, serial number 3088, vertical format, orange and green, ornate borders , value at a l l corners , reverse orange, very good


1079Heng Sheng Jiu, 10tiao, unissued, no date, vertical format, blue, twin dragons chasing a fireball left and right, reverse red, incense burner at centre, very good


1080Ying Yuan He, 10t iao, unissued, J i l in, 1916, ver t ica l format , b lack and orange , woodland s c e n e w i t h i n b o r d e r s , b l a c k C h i n e s e t e x t , extremely fine


1081Shan Yi Cheng, 1chuan, unissued, 1929, vertical format, black, blue and green, crane and trees at top, twin dragon chasing fireball left and right, value at all corners, reverse green with two mythical fish, about extremely fine


1082Yi Xing He, 1chuan, unissued, 1929, vert ical format, black, blue and green, crane and trees at top, twin dragon chasing fireball left and right, value at all corners, reverse green with two mythical fish, about extremely fine



171

1087Foo Shun Tak, 2500 cash, private bank, 1908, blue on white paper, vertical format, red stamps and brush writing, bottom border damage, holes in middle, fine to very fine


1088Private issue, Yi Sheng, 5tiao, Zhengzhou, 1897, vertical format, blue on white, Chinese allegorical scene at top, text within border left and right, denomination in handwritten brush writing, red hand stamps, a one lined annotation on otherwise blank reverse, about very fine and scarce


1089Pr ivate i ssue , Zi An Yuan Zhuang, Changde, 1906, serial number 923, vertical format, black a n d r e d , s t e a m t r a i n a t t o p , b l a c k C h i n e s e text on red scenic background, reverse green, about very fine, a few small holes on body, an attractive note


1085Swatow, lot of 4 private banknotes from the Republican era, 1x $5 and 3x$10, all from different banks, attractive Chinese artwork on borders, multiple stamps, very good to fine (4)


1086Fou Feng Hou, 2300cash, 1911, blue and red, hand written value at centre, traditional Chinese scenes within borders, various brush writing and red handstamps, very good



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1094Republican era, lot of 3 private issue notes, 5tiao Wan Shun Zhan, 2tiao Li Sheng Yuan and 6tiao Gong Sheng Fu, all unissued with attractive local artistic borders, almost uncirculated (3)

Estimate: HK$800-1,0001095Lot of 9 local /private bank issues from the Republican Era, Wui Yuan 2.5 jiao, Yick Hing Yuen 2 tiao, Kung Yuen Sing 5 tiao, Yee Tak Tong 1000 cash, Tung Sing Cheung $10, Kang Tak Tong 1000 cash, Tai Wo 2 cash and 2 pieces Wing Tai Leather Co 2000 cash, about uncirculated to uncirculated (9)


1096Private issue, lot of 3 notes, of which 2 are from the Qing Dynasty, Qing Ju Fu Ji 3000cash and De Fu Chang unknown denomination, the third is issued in the Republican era, all simple printing on white paper, average fine (3)


1090Tong Lai Liu Ji, 1chuan, no date and also Shan De Tang, 1000cash, 1926, uncirculated (2)


1091Private issue, lot of 3 notes from the Republican era, Tong Yong Li , 3t iao unissued, green and blue, Zhong He Cheng, lilac and brown 1000cash issued in 1914, all with attractive local designs, good extremely fine/almost uncirculated (3)


1092Private issue, lot of 3 notes from the Republican era, Shangtung place names, extremely fine to uncirculated (3)


1093Lot of 10 local/private bank issues from the Republican Era, Kung Yuen Sing 5 tiao, Tung Sing Cheung $10, Tung Hing Cheung 2 tiao, Tak Seng Yan 100 cash, Hung Yuen 1 tiao, Yuen Hing Floral shop 2 tiao and Tka Seng Tong 100 cash, about uncirculated to uncirculated(10)



173

1097Lot of 17 miscellaneous notes, including private issues and a set of the Ta Ching Government 'sight notes', fine to uncirculated

Estimate: HK$1,000-1,2001098Qing Dynasty, lot of two forgeries (?contemporary), the first is a Gansu 2000cash issued in 1861 and the second is a Pei Yang Tientsin bank 5taels with Li Hong Zhang at centre, good extremely fine (2)


1099Lot of 3 Private issue notes, 630 cash, dated 19th Year of Daoguang (1840), Yong Feng Official Bureau, 100cash dated 5th year of Xianfeng (1855), most probably a fascimile and also Gong Sheng Fu, 10tiao, unissued, republican era (no date), mixed condition


1100People's Bank of China, 1st series renminbi, 1yuan, 'Factory', 1949, serial number I II III 00761977-978, a consecutive pair (Pick 812), PMG 64 EPQ and 65EPQ respectively (2)

Estimate: HK$11,000-12,000

1101People's Bank of China, 1st series renminbi, 5yuan, 'Sheep', 1948, red serial number II I III 02246442, (Pick 802), uncirculated


1102People's Bank of China, 1st series renminbi, 5yuan, 'Sheep', 1948, red serial number II I III 02246443, (Pick 802), uncirculated


1103People's Bank of China, 1st series Renminbi, 5yuan, 1948, red serial number I II III 1407521, 'Junk', dark printing, (Pick 801), pressed almost uncirculated


People’s Bank of China 中國人民銀行


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1104People's Bank of China, 1st series renminbi, 5yuan, 'Buffalo', 1949, red serial number I II III 1979515, (Pick 814), pressed extremely fine, very rare in high grade

Estimate: HK$60,000-70,000

1105People's Bank of China, 1st series Renminbi, 10yuan, 1949, red serial number VIII X IX 806439, 'Wood sawing and ploughing' (Pick 815), pressed almost uncirculated


1106People's Bank of China, 1st series renminbi, 10yuan, 'Mining and Well Digging', 1948, serial number IV II III 4453124, (Pick 803), uncirculated



175

1107People's Bank of China, 1st series renminbi, 20yuan, 'Blue Liu He Pagoda', 1949, red serial number IX VIII X 234907, (Pick 820), uncirculated


1108People's Bank of China, 1st series renminbi, 20yuan, 'Brown Liu He Pagoda', 1949, serial number II III I 512272, (Pick 819), almost uncirculated with small corner bend top left


1109People's Bank of China, 1st series renminbi, 20yuan, 'Ploughing - Da Chang', 1949, serial number III V IV 9125784, (Pick 823), uncirculated

Estimate: HK$10,000-11,000

1110People's Bank of China, 1st series renminbi, 20yuan, 'Li Jiao Bridge', 1949, serial number I II III 31466904, (Pick 821), PMG 66EPQ

Estimate: HK$11,000-11,500

1111People's Bank of China, 1st series renminbi, 50yuan, 'Farmer and Factory Worker, 6 digit variety, 1949, red serial number II III I 115521, (Pick 830), good extremely fine 一版人民幣五十元，工人和農民，六号碼，少有。


1112People's Bank of China, 1st series renminbi, 50yuan, 'Farmer and Factory Worker, 6 digit variety, 1949, red serial number II III I 115522, (Pick 830), good extremely fine 一版人民幣五十元，工人和農民，六号碼，少有。



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1116People's Bank of China, 1st series Renminbi, 100yuan, 1949, red serial number I II X 8550788-90, 8550792, a near consecutive run of 4, 'Donkey' (Pick 836), almost uncirculated with light central fold (4)

Estimate: HK$10,000-12,000

1117People's Bank of China, 1st series renminbi, 100yuan specimen, 1948, red serial numbers I II III 0000000, 'Red Factory' (Pick 834s), PMG 64


1118People's Bank of China, 1st series Renminbi, 200yuan, 1949, red serial number II I III 77279216-17, consecutive pair, 'Steel Plant' (Pick 840), good extremely fine (2)


1113People's Bank of China, 1st series renminbi, 50yuan, 'Farmer and Worker', 1949, serial number IX VII I 81278689, (Pick 830), almost uncirculated with light central fold


1114People's Bank of China, 1st series renminbi, 50yuan, 'Steam Roller', 1949, serial number II IV III 812003, (Pick 828), almost uncirculated with light central fold and blunted bottom left corner


1115People's Bank of China, 1st series renminbi, 100yuan specimen, 1948, red serial numbers I II III 0000000, 'Wan Shou Hill' (Pick 806s), PMG 64



177

1122People's Bank of China, 1st series renminbi, 1000yuan, 'Autumn Harvest', 1949, serial number II I III 70824344, (Pick 849), almost uncirculated with central fold


1123People's Bank of China, 1st series renminbi, 1000yuan, 'Factory and Ploughing', 1949, serial number I IX X 7988273, (Pick 850), almost uncirculated


1124People's Bank of China, 1st series renminbi 5000yuan specimen, ""Tractor and Factory"", two-piece uniface (Pick852s), about uncirculated (2)


1119People's Bank of China, 1st series renminbi, 200yuan, 'Pai Yun Palace', 1949, serial number II X VII 595815, (Pick 837), extremely fine with the serial numbers slightly misaligned towards the upper margin


1120People's Bank of China, 1st series renminbi, 500yuan, 'Tractor', 1949, serial number IV III II 72296630, (Pick 846), almost uncirculated with central fold


1121People's Bank of China, 1st series renminbi, 500yuan, 'Tractor', 1949, serial number II III IV 16061835, (Pick 846), PMG 53 almost uncirculated



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1127People's Bank of China, 1st series renminbi, 10000yuan, 'Two Horses Ploughing', 1949, serial number III II I 47420322, (Pick 853), good extremely fine


1128People's Bank of China, 1st series Renminbi, 5 0 0 0 0 y u a n 2 - p a r t u n i f a c e s p e c i m e n , 1 9 5 0 , r ed se r ia l ' I I I I I I 0000000 ' , 'X in Hua Gate ' (Pick 856s), uncirculated, scarce (2)


1125People's Bank of China, 1st series Renminbi, 5000yuan 2-part uniface specimen, 1949, red serial 'I II III 00000000', 'Three Tractors and Factory' (Pick 852s), uncirculated (2)


1126People's Bank of China, 1st series renminbi 10000yuan specimen, ""Two Horses Ploughing"", two-piece uniface, (Pick852s), uncirculated (2)



179

1132People's Bank of China, 2nd series renminbi, set of 1,2, and 5fen, all with minor printing errors, the 1fen has a couple of small white spots on the obverse where the ink is missing, the 2fen has a priniting misalignment so that the obverse is shifted towards the top margine and the 5fen has a small ink spot on the left (Pick 860c, 861b and 862b), uncirculated (3)


1133People's Bank of China, 2nd series renminbi, 1yuan, 1953, red serial number VI VIII IV 7603652, red on orange and pink, Tiananmen at centre, reverse red, National Emblem at centre with multilingual script (Pick 866), uncirculated


1134People's Bank of China, 2nd Series Renminbi, 1yuan, 1953, red serial numbers IX I II 4545258-59, consecutive pair of two, red on orange, Tiananmen at centre (Pick 866), uncirculated (2)


1135P e o p l e ' s B a n k o f C h i n a , 2 n d S e r i e s Renminb i , 2yuan , 1953 , r ed s e r i a l numbe r s V I I I X I I 4 9 4 3 8 0 1 - 0 2 , c o n s e c u t i v e p a i r o f t w o , b l u e , p a g o d a o n m o u n t a i n a t c e n t r e (Pick 867), uncirculated (2)


1129People's Bank of China, 1st series Renminbi, 50000yuan 2-part uniface specimen, 1950, red serial 'I II III 00000000', 'Combined Harvester' (Pick 855s), uncirculated, scarce (2)

Estimate: HK$10,000-12,000

1130China, the second set Renminbi uncut Fen bills, 1953, brown, dark blue, dark green respectively, (Pick 860b, 861b, 862b), original pack and certificate, uncirculated


1131People's Bank of China, 2nd series Renminbi,1fen, 1953, a complete set of 93 examples with double Roman numeral prefixes, housed in printed album, scarce assemblage, (Pick 860c), uncirculated (93)



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1135APeople's Bank of China 2nd series renminbi, 3yuan, 1953, serial number IV I III 0936842 green and pink, stone bridge at centre, revere green, value in different texts (Pick 868) PMG 66EPQ and embossing, a superb note in this high quality, rarely slabbed in such high grade

Estimate: HK$105,000-120,000


181

1136People's Bank of China, 2nd Series Renminbi, 1yuan, 1956, red serial numbers I X III 5991939-40, consecutive pair of two, black on light orange, Tiananmen at centre (Pick 871), uncirculated (2)


1137People's Bank of China, 2nd series renminbi, 5yuan, 1956, red serial numbers I V VIII 8260604, yellow and brown, possession at centre, reverse yellow and brown, value in different texts, 'Seagull watermark', good fine


1138People's Bank of China, 5yuan, 1956, red serial number VI IV V 7777877, yel low, green and brown, people attending a rally at centre, reverse brown, yel low and mult icoloured, bank name and value in different scripts, star watermark, (Pick 872), good fine, small impairment top border, interesting number


1139People's Bank of China, 3rds Series Renminbi, 3x 2yuan, 1960, red ser ia l numbers I I I IX V 0593579-81, a consecutive run of 3, star watermark (Pick 875), fresh uncirculated


1140People's Bank of China, 3rd series renminbi, 2yuan, 1960, red serial number IV VIII III 6039815, error note, missing ink printing at centre and bottom left (Pick 875a), good very fine 三版人民幣二元錯體票，票面中央及左下漏墨。



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1144People's Bank of China, 3rd series renminbi, 2yuan Specimen, 1960, red serial numbers XXX 0000000, green, machinist working at centre, revere green and red with electricity pylons at centre (Pick 875as), almost uncirculated

Estimate: HK$13,500-14,000

1145Bank of China Foreign Exchange Certificates, 1 0 F e n ( 2 ) , 5 0 F e n ( 2 ) a n d 1 Yu a n ( 2 ) , 1 9 7 9 and also Bank of Taiwan 5yuan (5), 1955 and 1 9 6 1 , 1 0 y u a n ( 5 ) , 1 9 6 0 a n d 1 0 0 y u a n , 1 9 6 4 (Pick 1972, 1973, 1969, 1970, 1977, FX1, FX2, FX3) uncirculated (17)


1146Bank of China Foreign Exchange Certificates, complete set of 10 from the 1jiao to 100yuan 1 j i a o ( b o t h t h e s t a r w a t e r m a r k a n d f l a m e watermark varieties) to 100yuan (1979 - 1988), average very fine (10)


1141People's Bank of China, 3rd series renminbi, 5yuan , r ed se r ia l number X IX VI 7588229 , foundry worker at centre, error note in thar the blue underprint in floral designs is missing, giving the note a rather faded look, a normal note from the same prefix is also included in the lot for comparison (Pick 876a), uncirculated (2) 三版人民幣五元錯體票，漏印藍色花卉圖案底紋，附正常票比較。


1142People's Bank of China, 3rd series renminbi, 10yuan, 1965, red serial number III X 60465529, group of people at centre, error note in that part of the vignette in the lower right of the obverse is also printed in the lower right of the reverse, very fine and very unusual to encounter an early renminbi error 三版人民幣拾圓錯體票，正面右下圖案覆印在背面右下方。


1143People's Bank of China, 3rd Series Renminbi set from 1jiao to 10yuan, including the 2yuan, star watermark on the 1yuan, 2 yuan and 5yuan, uncirculated (7)



183

1147Bank of China Foreign Exchange Certificate 50yuan, 1979, serial number ZD 715236, red on multicolour, mountain lake at Kweilin at centre, (Pick FX 6) bright, extremely fine


1148Bank of China Foreign Exchange Certificate, 100yuan, 1988, serial number CQ 03323034, olive-green on multicolour underprint, Great Wall at centre, (Pick FX 9), bright, extremely fine


1149People's Bank of China, 4th series renminbi, 1 Yuan, 1990, serial number XH 79263091, pink and multicoloured, Dong and Yao youths at right (Pick 884b), concertina error in top field, very fine and rare 90年版人民幣壹圓錯體票，折白。


1150People's Bank of China, 4th series renminbi, 10yuan, 1980, serial number FU 72764093, error note with ink omissions at the top owing to a mis-fold, about very fine and rare 80年版人民幣拾圓錯體票，折白漏印。

Estimate: HK$28,000-30,000

1151People's Bank of China, 5th series renminbi, 1 Yuan, 1999, serial number start from C4Y8888001, consecutive 1000, green and multicoloured, Mao Tse-tung at right, uncirculated (1000)


1152People's Bank of China, 5th series renminbi, 5 0 y u a n , 2 0 0 5 , s e r i a l n u m b e r s t a r t f r o m AE65492701, 'AE' replacement pref ix (100) , green and multicoloured, Mao Tse-tung at right, uncirculated (100) 05年人民幣五十元一刀，補版。



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1153People's Bank of China, 5th series renminbi, 100yuan, 2005, serial number D8G2222222, red and multicoloured, Mao Zedong at right, Great Hall of People on reverse, solid number of 7 digits, uncirculated

Estimate: HK$20,000-25,000

1154People's Bank of China, 5th series renminbi, 100yuan, 2005, serial number start from YN06284801, consecutive 100, red and multicoloured, Mao Tse-tung at right, uncirculated (100)

Estimate: HK$12,000-15,000


185

1158G over nment of Hong Kong, $1(63) , ND(2) , purple and multicoloured, George VI at right(Ma G 11) , 1 Ju ly 1952-59(61) , g reen and l i l ac , Elizabeth I I a t r ight , reverse green and whi te (Ma G 14), fine to very fine(63)


1159Government of Hong Kong, $1, 1949, black serial numbers B/3 063747-748, green, George VI at right, value at left, reverse green (Ma G13), PMG 67 EPQ (2)


1160Government of Hong Kong, , $1, 1937, black serial numbers S803062-803063, purple on yellow, George VI at right, value at left, reverse purple, (Ma G11), PMG 65 EPQ (2)


1155Government of Hong Kong, $1, 1935, black serial number E370440, purple on yellow, George V at right, value in Chinese at left and all corners, reverse purple, vignetter and value at four corners (Ma G10), pressed uncirculated, but still a great quality note and difficult to encounter in high grade


1156Government of Hong Kong, $1, (1935), black serial numbers, purple and yellow, portrait of George V at right, purple oval at left with value, reverse purple, also x3 similar purple $1 but with George VI (Ma G10 and G11), good fine/about very fine (4)


1157G over nment of Hong Kong, lo t of 12 notes i n c l u d i n g , G o v e r n m e n t o f H o n g K o n g $ 1 (George Vx6 , George VI pu rp l e x1 , George VI blue x3) , HSBC $1 (1935) and $5 (1957), good-very good (12)


Hong Kong and Macau Banknotes 香港及澳門紙鈔


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1164Government of Hong Kong, $1 (4), 1 June,1956, serial numbers 2K 963590/91/93/95, green and lilac, Elizabeth II at right, value at left, reverse green and white (MA G14), all in PMG 66EPQ holder, gem uncirculated (4)


1165Government of Hong Kong, $1, 1.7.1958, serial number 5G 001111, and also Chartered Bank $10, 1.1.1977, serial number E 1111000 (Ma S 14, G 14), uncirculated and interesting numbers (2)


1166Government of Hong Kong, $1, consecutive run of 10 notes, 1 July 1959, serial number 6L 070981-90, green, Elizabeth II at right, denomination at four corners, reverse green with central vignette, (Ma G14), uncirculated(10)


1161Government of Hong Kong, $1, (1937), black s e r i a l n u m b e r s , p u r p l e a n d y e l l o w, p o r t r a i t of George VI at right, purple oval at left with v a l u e , r e v e r s e p u r p l e ( 2 ) , a l s o x 2 b l u e a n d yellow, but otherwise similar $1 with George VI, (Ma G11 and G12), good extremely fine (4)


1162Government of Hong Kong, $1 (3), 1954 (2), 1955, prefixes 1K, green and lilac, Elizabeth II at right, value at left, reverse green and white (Ma G14), uncirculated (3)


1163Government of Hong Kong, $1, 1 July 1954,serial number 1H 848466, green and lilac, Elizabeth II at right,reverse green and white (Ma G 14), uncirculated



187

1167Government of Hong Kong 1 cent (approximately 1000), ND(1961-1995), without serial numbers, b r o w n a n d p a l e b l u e , E l i z a b e t h I I a t r i g h t , denomination at four corners, printed signature of Cowper thwai te low cen t re , r everse b lank (Ma G3), rare signature, uncirculated (approximately 1000)


1168Government of Hong Kong, $5, red overprint on a Central Reserve Bank of China 1000 Yuan of 1944, red serial number L 067900, (Ma G 17), about uncirculated , rare


1169Hong Kong and Shanghai Banking Corporation, $1, 20.9.1888, black serial number 635575, grey on white, coat of arms at top centre, hand written date, orange '$1' left and right centre, reverse orange on white, coat of arms at centre, (Ma H1), about very fine, scarce early large format

Estimate: HK$30,000-35,000


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1173Hong Kong and Shanghai Banking Corporation, an single uniface obverse and two uniface reverse photographs for a proposed issue of $100, Hong Kong, no date (early 1900's?), coat of arms top left, maiden with pipa at left, value in 3 corners, the two reverse similar designs with allegorical scenes at centre and vignette stating value left and right (Pick not listed), unique (3)


1174Hong Kong and Shanghai Banking Corporation, an uniface obverse photograph for a proposed issue of $500, Hong Kong, no date (early 1900's?), coat of arms at right, maidens at centre, denomination in Arabic numerals and Chinese characters all corners, (Pick not listed), unique


1175Hong Kong and Shanghai Banking Corporation, an uniface obverse photograph for a proposed issue of $50, Shanghai, no date (early 1900's?), coat of arms at bottom centre, maiden at left, denomination in Arabic numerals and Chinese characters top left and right (Pick not listed), unique


1170Hong Kong and Shanghai Banking Corporation, an uniface obverse photograph for a proposed issue of $1, no date (early 1900's?), coat of arms at centre, armoured maiden with spear at left, the design looks as if it might be a proposed design for the 1906 issue, and this is markedly different to the issued note, (Pick not listed), unique


1171Hong Kong and Shanghai Banking Corporation, an uniface obverse photograph for a proposed issue of $5, Hong Kong, no date (early 1900's?), coat of arms bottom right, maiden with cherubs at centre, 'Five Dollars'in Chinese as underprint at left, (Pick not listed), unique


1172Hong Kong and Shanghai Banking Corporation, an uniface obverse photograph for a proposed issue of $50, Hong Kong, no date (early 1900's?), coat of arms at centre, maiden left and right, denomination in Arabic numerals and Chinese characters bottom left and right, (Pick not listed), unique



189

1179Hong and Shanghai Banking Corporat ion , $5 Specimen, 1.4.1941, serial number K000000, brown and multicoloured, reclining maiden at right, coat of arms at centre, watermark of warrior head at left, reverse brown, bank building at centre (Pick 173ds), almost uncirculated


1180Hong and Shanghai Banking Corporat ion , $5 Specimen, 1.4.1941, serial number J000000, brown and multicoloured, reclining maiden at right, coat of arms at centre, watermark of warrior head at left, reverse brown, bank building at centre (Pick 173cs), good extremely fine, an unusual piece in that the note has four extra zeros printed vertically where the Duress numbers are printed. The Duress overprint was an emergency phenomenon and therefore it is puzzling why a 'Duress Specimen' is found, unusual 香港上海滙豐銀行1941年五元樣票，票面印上只會在逼簽票出現的垂直號數，罕見。


1181Hong Kong and Shanghai Banking Corporation, $5 (2), 1.4.1941 and 7.8.1958, brown, maiden reclining at right, (Ma H9a), $10 (2), 1.4.1948 and 20.12.195, green, maiden harvesting at top left, (Ma H14a), the first 3 extremely fine, the 1955 $10 good very fine (4)


1176Hong Kong and Shanghai Banking Corporation, $1, 1 January 1926, serial number D 129898, blue on green and orange underprint, helmeted head of Minerva at left, two printed signatures at low centre, reverse purple, seated maiden at centre, arms of the bank at right, value low centre and at each corner (Ma H4), about uncirculated


1177Hong Kong and Shanghai Banking Corporation, $1, 1.6.1935, black serial number H031697-698, consecutive pair, blue and multicoloured, helmeted female warrior at left, watermark at right, allegorical scene on reverse (Ma H4), good extremely fine with some edge toning (2)


1178Hong Kong and Shanghai Banking Corporation, $1, 1 June 1935, serial number G 185102, blue and multicolour underprint, helmeted head of Minerva at left, ( Ma H4), about uncirculated



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1185Hong Kong and Shanghai Banking Corporation, $5, 13 March 1972, black serial numbers, brown, maiden at right, coat of arms at centre, reverse brown, bank building at center. All the notes are off centre with the whole print shifted to the top (Ma H10), uncirculated, scarce as a consecutive set (20)


1186Hong Kong and Shanghai Banking Corporation, $5, 31 October 1973, black serial numbers, brown, maiden at right, coat of arms at centre, reverse brown, bank building at centre. All the notes are off centre with the whole print shifted to the bottom (Ma H10), uncirculated, and not often as consecutive numbers (42)


1187Hong Kong and Shanghai Banking Corporation, $5, 31 October 1973, serial numbers 933321 - 933340 FF (20) and $5, 31 March 1975 (7) serial numbers 096371-096377 FW, brown, maiden at left, coat of arms at centre, reverse brown, bank building at centre (Ma H10), uncirculated, and not often seen as consecutive numbers (27)


1188H o n g K o n g a n d S h a n g h a i C o r p o r a t i o n , $ 5 , 3 1 . 1 0 . 1 9 7 3 , s e r i a l n u m b e r 6 0 2 8 0 1 - 8 2 0 FD, consecut ive run of 20, brown, green and multicoloured, maiden at right, coat of arms at centre, reverse brown, bank building at centre, (Ma H10), uncirculated (20)


1182Hong Kong and Shanghai Banking Corporation, $5 , 12 February 1960, ser ia l number 888888 AK, brown and multicoloured, maiden at right, arms top centre, two printed signatures below, reverse brown, bank head office and angel above (Ma H 10), uncirculated and a very lucky number, most desirable

Estimate: HK$12,000-14,000

1183Hong Kong and Shanghai Banking Corporation, $5, 1 May 1963, serial number 368109 AW, brown on multicolour underprint, maiden at right, arms top centre (Ma H 10), about uncirculated, rare date


1184Hong Kong and Shanghai Banking Corporation, $5, 1 Feb 1965, consecutive run of 100, serial number 629301 BG to 629400, brown and multicoloured, maiden at right, arms top centre, two printed signatures below, reverse brown, bank head office and angel above (Ma H 10), uncirculated (100)

Estimate: HK$10,000-12,000


191

1190Hong Kong, a group of notes including Hong Kong and Shanghai Banking Corporation, $5(Ma H 10), $100(Ma H 32, 33, 34), Chartered Bank, $5(Ma S7), $10(Ma S12,14,16), the Chartered bank $10(Ma S 12) poor to fair, others very fine to almost uncirculated.(31)


1191Hong Kong and Shanghai Banking Corporation, $10 uniface obverse colour trial, no date or serial numbers, purple, light yellow and multicoloured, maiden top left, coat of arms top centre, 'Specimen' perforated at bottom (Ma H14 for type), uncirculated, rare


1189Hong Kong and Shanghai Banking Corporation, $5, 31.10.1973, set of same prefix 'lucky' numbers ' 111111 FC ' (PMG 66EPQ) , ' 222222 FC ' (PMG 65EPQ) , ' 333333 FC ' (PMG 65EPQ) , ' 444444 FC' (PMG 67EPQ), '555555 FC' (PMG 66EPQ), '666666 FC' (PMG 65EPQ), '777777 FC' (PMG 64EPQ), '888888 FC' (PMG 64EPQ), '999999 FC' (PMG 66EPQ) and '1000000 FC' (PMG 58EPQ), (Ma 10), a rare and early lucky number set in high grade, seldom offered in auctions (10)

Estimate: HK$28,000-32,000

1192Hong Kong and Shanghai Banking Corporation, $10, 1 January 1938, serial number L 103454, blue-green and pink, Ceres top left, arms top right centre, manuscript signature low left, printed signature of Vandeleur Grayburn low right, reverse blue-green, serial number at each corner, bank building at centre, an angel above (Pick 178a, Ma H14, Cribb 2.50), good extremely fine and a scarce early date



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1196Hong Kong and Shanghai Banking Corporation, $10, consecutive run of 10, 1st May 1963, serial number 077631-40 HS, green and multicoloured, maiden( Ceres ) and arms at left, two printed signatures below, reverse green, bank building at centre, angel above (Ma H 15), uncirculated (10)


1197Hong Kong and Shanghai Banking Corporation, a lot of 12 $10, comprising 1st May 1963,(consecutive 4), 1st September 1963 and 1st February 1965(consecutive 7), all green and multicoloured, maiden( Ceres ) and arms at left, two printed signatures below, reverse green, bank building at centre, angel above (Ma H 15), the 1st September 1963 extremely fine, others uncirculated (12)


1198Hong Kong and Shanghai Banking Corporation, $10 (5), 1 May 1964, consecutive run of 5, serial number 306501 JC-306505, green and multicoloured, maiden( Ceres ) and arms at left, two printed signatures below, reverse green, bank building at centre, angel above (Ma H 15), uncirculated (5)


1193Hong Kong and Shanghai Banking Corporation, $10, 26 March 1958, serial number U/J 660655, dark green and multicoloured, maiden( Ceres ) top left, arms top right, two printed signatures below, reverse green and orange, bank building at centre, angel above (Ma H 14a), good very fine, key date thus rare


1194Hong Kong and Shanghai Banking Corporation, $10, 4.2.1959, serial number Y/J 527724-725, consecutive pair of 2, green, pink and multicoloured, maiden at left, coat of arms top centre, watermark at right, reverse green, bank building at centre (Ma 14a), almost uncirculated/uncirculated (2)


1195Hong Kong and Shanghai Banking Corporation, $10, consecutive run of 10, 1st May 1963, serial number 077621-30 HS, green and multicoloured, maiden( Ceres ) and arms at left, two printed signatures below, reverse green, bank building at centre, angel above (Ma H 15), uncirculated(10)



193

1202Hong Kong and Shanghai Banking Corporation, $10, consecutive run of 10, 27th March 1969, serial number 389291-00 NN, green and multicoloured, maiden( Ceres ) and arms at left, two printed signatures below, reverse green, bank building at centre, angel above (Ma H 15), uncirculated (10)


1203Hong Kong and Shanghai Banking Corporation, $10, 13 March 1972, serial number 207653 SD, green and pink, maiden and coat of arms at left, reverse green, bank building at centre. Error note with the '5' in the left serial number being left out, an unusual error (Ma H15), uncirculated


1199Hong Kong and Shanghai Banking Corporation, $10, 1 Feb 1965, serial number 333333 JX, green and mult icoloured, maiden( Ceres ) and arms at lef t , two printed s ignatures below, reverse green , bank bu i ld ing a t cen t re , ange l above (Ma H 15), uncirculated and very rare solid number


1200Hong Kong and Shanghai Corporation and others comprising of: Hong Kong and Shanghai B a n k i n g C o r p o r a t i o n , $ 1 0 , 1 s t F e b r u a r y 1965,(consecutive 5), , 27th March 1969,(consecutive 7), and Standard Chartered bank, $100 replacement n o t e s , 1 s t J a n u a r y 1 9 9 3 , ( c o n s e c u t i v e 3 ) , (Ma H 15, S37), all uncirculated (15)


1201Hong Kong and Shanghai Banking Corporation, $10, consecutive run of 11, 1st February 1965, serial 324528-38 KJ, green and multicoloured, maiden( Ceres ) and arms at left, two printed signatures below, reverse green, bank building at centre, angel above (Ma H 15), uncirculated (10)



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1204Hong Kong and Shanghai Banking Corporation, $10, 31.10.1973, set of mixed pref ix ' lucky ' numbers 'HA 111111' (PMG 66EPQ), 'GW 222222' (PMG 65EPQ), 'GX 333333' (PMG 65EPQ), 'GZ 444444' (PMG 66EPQ), 'HJ 555555' (PMG 65EPQ), ' GX 666666 (PMG 66EPQ), 'GW 777777 ' (PMG 66EPQ), 'GW 888888' (PMG 66EPQ), 'GW 999999' (PMG 66EPQ) and 'GW 1000000' (PMG 66EPQ), (Ma H15), a rare and early lucky number set in high grade, seldom offered in auctions (10)

Estimate: HK$25,000-32,000


195

1205Hong Kong and Shanghai Banking Corporation, $10, error note, missing the date and handsigned signatures (but likely to be 31.3.1975 because of the KN prefix), serial number KN 033982, (Ma H15), about very fine 香港上海滙豐銀行拾元錯體票，漏印日期及簽名。


1206Hong Kong and Shanghai Banking Corporation, $10, an error note without the date or signatures although the prefix would indicate the note to be printed in 1965, serial number KN 043947, green and pink, maiden and coat of arms at left, reverse green, bank building at centre, (Ma H15), uncirculated 香港上海滙豐銀行拾元錯體票，漏印日期及簽名。


1207Hong Kong and Shanghai Banking Corporation, $10, 31 March 1977, serial number PH544477, green and pink, maiden and coat of arms at left, reverse green, bank building at centre. Error note with the printing on the reverse being shifted to the right, an unusual error (Ma H15), extremely fine 香港上海滙豐銀行1977年拾元錯體票，背面印刷向右移位。


1208Hong Kong and Shanghai Banking Corporation, $10, 31.3.1977, serial number QG 820996, error note, with parts of serial number on the right missing/faded due to a misprint (Ma H15), almost uncirculated 香港上海滙豐銀行1977年拾元錯體票，部分編號漏印。



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1209The Hong Kong and Shanghai Banking Corporation, $10, 31.3.1977, set of lucky numbers PY 111111 to PY 1000000 (Ma H15), uncirculated and quite an early date for a luck number set (10)

Estimate: HK$38,000-45,000


197

1210Hong Kong and Shanghai Banking Corporation, $10, 31 March 1979, serial number G/2 503936, green and pink, maiden and coat of arms at left, reverse green, bank building at centre. Error note with the printing on the obverse being much lighter than usual whilst the colour on the reverse is normal, (Ma H15), uncirculated 香港上海滙豐銀行1979年拾元錯體票，正面印色過淺。


1211The Hong Kong and Shanghai Banking Corporation, $10, 31.3.1980, serial numbers G/52 119990 and 119991, error note in the the penultimate number on the right hand serial number is in two halves (Ma H15), uncirculated and unusual form of error (2) 香港上海滙豐銀行1980年拾元錯體票，右邊序號其中一號碼不完整。


1212Hong Kong and Shanghai Banking Corporation, $10, 31.3.1980, error note with mismatched numbers, G/48 929288 and G/48 929287, green and light orange, maiden at top left, coat of arms bottom left (Ma H15), PMG 66EPQ, first of the consecutive pair we are offering in this sale 香港上海滙豐銀行1980年拾元錯體票，左右序號不同。



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1216The Hong Kong & Shanghai Banking Corporation, $50, 1 October 1927, serial number B 167735, green and mul t i co loured , maiden on winged wheel at left ( Communication ), arms top centre, manuscript signature low left, printed signature of Hynes at right, reverse green and multicoloured, bank bui ld ing a t cent re , winged angel above (Ma H 24), good very fine, the first date for type, scarce

Estimate: HK$10,000-15,000

1217Hong Kong and Shanghai Banking Corporation, $50, 1.1.1934, black serial number B433354, green and multicoloured, maiden on flying wheels at left (Communication), coat of arms top centre, watermark at right, one handsigned and one printed signature at bottom, reverse green, bank building at centre (Ma H24), light pressed extremely fine, cross folds, the note retains some of its original sheen and the embossing on the watermark, a difficult type to find in high grade

Estimate: HK$20,000-25,000

1213Hong Kong and Shanghai Banking Corporation, $10, 31.3.1980, error note with mismatched numbers, G/48 929289 and G/48 929288, green and light orange, maiden at top left, coat of arms bottom left (Ma H15), PMG 66EPQ, second of the consecutive pair we are offering in this sale 香港上海滙豐銀行1980年拾元錯體票，左右序號不同。


1214Hong Kong and Shanghai Banking Corporation, $20, 1 Jan 1987,serial number AL 816773, dark grey /green and brown, coa t o f a rms on le f t , watermark on r igh t , reverse dark green wi th two l ions f l ank ing the HSBC bank bu i ld ing (Ma H17), in PMG holder 67, superb gem uncirculated, EPQ


1215The Hong Kong and Shanghai Banking Corporation, $20 and $50, same prefix and serial number 'BK 222225', the notes date 1.7.2003 and 1.1.2005 respectively (Ma H18b and H27a), a fun and unusual offering



199

1221Hong Kong and Shanghai Banking Corporation, lot of 5 notes containing: 2x $100 31.3.1983, 2x $50, 1.1.1991 and 1x $100 1.1.1992 (Ma H34, H26 and H36), all uncirculated (5)


1222Hong Kong and Shanghai Banking Corporation, $100, 30 March 1946, serial number C413094, red on multicolour underprint , maiden at left , arms at top centre, value at centre and each corner (Ma H31), neat grafitti on obverse and reverse, original very fine


1223Hong Kong and Shanghai Banking Corporation, $100, 30.3.1946 and 31.3.1947, black serial numbers, red, maiden at left (Justitia), coat of arms top centre, watermark at right, reverse red, bank building at centre (Ma H31), good fine (2)


1218Hong Kong and Shanghai Banking Corporation, $50, 1 January 1934, serial number B 549828, green and pale orange and lilac, maiden at left, arms at top centre, manuscript signature low left, printed signature low right, value at centre and each corner, reverse green and lilac, bank building and angel at centre (Ma H24), good very fine, a scarce ""Duress"" note

Estimate: HK$12,000-15,000

1219Hong Kong and Shanghai Banking Corporation, $ 5 0 , 3 1 M a r c h 1 9 8 3 , s e r i a l n u m b e r A / 7 368470, blue on mult icolour underprint , arms a t r igh t , reverse b lue , bank bu i ld ing a t l e f t , (Ma H 25), in PMG holder 66 EPQ gem uncirculated


1220Hong Kong and Shanghai Banking Corporation, $50, 1 January 1985, serial number AD 222222, purple and multicoloured, arms at left, reverse purple, bank building at centre, dragon boats at right (Ma H26), very fine



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1226Hong Kong and Shanghai Banking Corporation, $100, 1 August 1952, serial number F 111999, red and multicoloured, maiden at left with book and sword (Justitia), arms at centre, value at centre and at each corner, two printed signatures below, reverse red and multicoloured, bank building at centre, angel above, value and serial number at each corner (Pick 176e, Ma H31), in PCGS holder 45, extremely fine thus rare. Attractive and a rather 'good' serial number


1227Hong Kong and Shanghai Banking Corporation, $100(3) , 1 Augus t 1966 , 13 March 1972 , 31 M a r c h 1 9 8 2 , r e d o n m u l t i c o l o u r u n d e r p r i n t (Ma H32, H33, H34), very fine to extremely fine(3)


1224Hong Kong and Shanghai Banking Corporation, $100, 31.3.1947, black serial number D645886, red, maiden (Justit ia) at left , cost of arms top center, watermark at right, reverse with with bank building at centre, also $1, 1.6.1935, blue and multicoloured, helmeted woman at left (Ma H4) (Ma H31), pressed almost uncirculated respectively (2)


1225Hong Kong and Shanghai Banking Corporation, $100, 1.8.1952, black serial number F483019, red, maiden at left (Justitia), coat of arms top centre , watermark a t r ight , reverse red, bank building at centre, serial numbers at four corners, (Ma H31), the key date in the post war period, book pressed good extremely fine, the note retains much of its original sheen and embossing, scarce

Estimate: HK$10,000-12,000


201

1230Hong Kong and Shanghai Banking Corporation, $100, 13.3.1972, black, thin serial numbers, red with multicoloured vignette, coat of arms at left, watermark of lion at right, reverse red and green, old HSBC bank building at centre, the bronzed lions left and right (Pick 185, Ma H33), good extremely/almost uncirculated (5)


1231Hong Kong and Shanghai Banking Corporation, $100, 13.3.1972, black, thin serial number 451761-63 WE, consecutive run of 3, red with multicoloured vignette, coat of arms at left, watermark of lion at right, reverse red and green, old HSBC bank building at centre, the bronzed lions left and right (Pick 185, Ma H33), fresh almost uncirculated (3)


1228Hong Kong and Shanghai Banking Corporation, $100, 13.3.1972, black serial number 016595 VU, red with multicoloured vignette, coat of arms at left, watermark of lion at right, reverse red and green, old HSBC bank building at centre, the bronzed lions left and right, error note in that the bottom left serial number is missing the last '5', also first year and first prefix for type (Pick 185a, Ma H33), PMG 55EPG, scarce 錯體票，左下號碼漏印


1229Hong Kong and Shanghai Banking Corporation, $100, 13.3.1972, black, thin serial numbers, red with multicoloured vignette, coat of arms at left, watermark of lion at right, reverse red and green, old HSBC bank building at centre, the bronzed lions left and right, (Pick 185, Ma H33), good extremely/almost uncirculated (4)



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1235Hong Kong and Shanghai Banking Corporation, $500, 1.7.1930, black serial number B179933, purple and multicoloured, maiden at right, coat of arms top centre, watermark at left, handsigned signatures bottom left and right, value all four corners, reverse purple and multicoloured, bank building at centre (Ma H41), PMG 35, choice very fine

Estimate: HK$20,000-25,000

1236Hong Kong and Shanghai Banking Corporation, $500, 1 April 1941,serial number C 324538, blue, brown and multicoloured, Sir Thomas Jackson at right, arms at centre, value at centre and at each corner, two printed s ignatures below, reverse blue, bank buildind at centre, head of Ceres at left (Ma H42), almost very fine, rare

Estimate: HK$10,000-12,000

1237Hong Kong and Shanghai Banking Corporation, a set of notes comprising $5, $10, $100 and $500, all 1960, (Ma H10, H15, H32, H42), generally very fine to extremely fine(4)


1232Hong Kong and Shanghai Banking Corporation, $100, 13.3.1972, black, thin serial number 451774-776 WE, consecutive run of 3, red with multicoloured vignette, coat of arms at left, watermark of lion at right, reverse red and green, old HSBC bank building at centre, the bronzed lions left and right (Pick 185, Ma H33), fresh almost uncirculated (3)


1233Hong Kong and Shanghai Banking Corporation, $100, ND (type of 1972),serial number 183599 W S , r e d a n d m u l t i c o l o u r e d , a r m s a t l e f t , (Ma H33 for type), uncirculated and a rare error with date and signatures omitted 香港上海滙豐銀行一百元錯體票，日期及簽名漏印。


1234Hong Kong and Shanghai Banking Corporation, $20 and $100, 1 January 1994, a pair of replacement notes with same serial number ZZ 016815, (Pick Ma H18a, H37), interesting pair and uncirculated.(2)



203

1237AHong Kong and Shanghai Banking Corporation $500, 1966, serial E797378 brown, blue and multicoloured, Sir Thomas Jackson at right, watermark at left, coat of arms top centre, reverse blue, HSBC bank building at centre, classical bust of woman at left. (Ma H42) fresh, almost uncirculated


1238Hong Kong and Shanghai Banking Corporation, $500, 1 April 1967, serial number G 278798, blue, brown and multicoloured, Sir Thomas Jackson at right, arms at centre, value at centre and at each corner, two printed s ignatures below, reverse blue, bank buildind at centre, head of Ceres at left (Ma H42), extremely fine, rare


1239Hong Kong and Shanghai Banking Corporation, $500, 31 March 1976, serial number S010168, brown and lilac, arms at left, reverse brown, lion at right (Ma H43), in PMG holder 64, choice uncirculated, EPQ

Estimate: HK$15,000-20,000


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1242H o n g K o n g a n d S h a n g h a i B a n k i n g Corporation, $1000, 31 March 1979,serial number C241980, gold and multicoloured, arms at right (Ma H47), in PMG holder 66, gem uncirculated, EPQ

Estimate: HK$12,000-15,000

1243Hong Kong and Shanghai Banking Corporation, $1000, 1 January 1989, serial number BT444444, g r e e n , o r a n g e o n m u l t i c o l o u r u n d e r p r i n t , arms at left, reverse orange, green and brown, bank bui ld ing a t cent re , l ions lef t and r ight , (Ma H 49), in PMG holder 65 EPQ gem uncirculated

Estimate: HK$10,000-12,000

1240Hong Kong and Shanghai Banking Corporation, $500, 1 January 1999, replacement note, serial number ZZ 112582, brown and multicoloured, lion at left ( Ma H46), uncirculated


1241Hong Kong and Shanghai Banking Corporation, $1000, 31.3.1977, black serial number 379632, yellow and multicoloured, coat of arms at right, watermark a t le f t , reverse green and ye l low, r o a r i n g l i o n a t l e f t , b a n k b u i l d i n g a t r i g h t (Ma 47), extremely fine, first date of issue



205

1244Hong Kong and Shanghai Banking Corporation, $10 - $1000, set of luck number solid 2's: $10 (1.1.1991) LS222222 PMG67 EPQ, $20 (1.1.1989) BL222222 PMG 66EPQ, $50 (1.1.1990) BH222222 PMG66 EPQ, $100 (1.1.1990) LU222222 PMG65 EPQ, $500 (1.1.1992) BT222222 PMG66 EPQ and $1000 (1.1.1991) BX222222 PMG67 EPQ, (Ma H16, 17, 26, 36, 45 and 49), a good quality and popular set (6)

Estimate: HK$33,000-35,000

1245Hong Kong and Shanghai Banking Corporation, $ 1 0 0 0 ( 2 ) , 1 S e p t 2 0 0 0 , s e r i a l n u m b e r B R 225111/CF232111, orange, lion at left, view of Victoria Harbour at centre, reverse orange with two l ions f l ank ing the HSBC bank bu i ld ing (Ma H50a), in PMG holder 66 and 65, gem uncirculated, EPQ (2)


1246Chartered Bank of India, Australia and China, $5, 15 August 1936, serial number S/F 305890, green and pale red, helmeted male head at left, arms top centre, value in red low centre, value at each corner, manuscript signature low left, printed signature low right, reverse green, boats and value, (Ma S5a), extremely fine, scarce

Estimate: HK$25,000-28,000


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1251Chartered Bank and others; lot of 12 notes including HSBC $1 (1926, 1935), Chartered Bank 3x $5 (No date and 1975)), 3x $10 (no date, 1975 and 1977) and $5 'Yellow Key', etc, most notes in high grade grade (12)

Estimate:

1252Chartered Bank, $5, ND (1967), serial number S/F 8593148, yellow and multicoloured, keys left and right, coat of arms at left, reverse yellow, junk at centre (Ma S7), in PMG holder 64, choice uncirculated


1253Chartered Bank, $5, no date (6) and 1975 (5), black ser ia l numbers , b rown, mul t ico loured , bank bui lding a t lef t , coat of arms at center, reverse brown with modern bui lding at r ight , (Ma S8), uncirculated (11)


1254Chartered Bank, $5, no date, serial numbers R620581-594, brown, multicoloured, bank building at left, coat of arms at centre, reverse brown with modern building at r ight , misal igned print ing with the printing shifted towards the r ight on the obverse and towards the left on the reverse (Ma S8), uncirculated (13) 渣打銀行五元錯體票，正面及背面移位。


1247C h a r t e r e d B a n k o f I n d i a , A u s t r a l i a a n d China, $5, 20 September 1940, serial number S/F 489665, green and pink, value in red underprint at low centre, arms top centre, manuscript signature low lef t , pr inted s ignature low r ight , reverse green, boats at centre , value at lef t and r ight (Ma S5a), good very fine


1248C h a r t e r e d B a n k , $ 5 , 9 A p r i l 1 9 5 9 , s e r i a l n u m b e r S / F 2 5 5 9 8 9 5 , g r e e n a n d p a l e p i n k , v a l u e i n p a l e r e d l o w c e n t r e , a r m s a t l e f t (Pick 62, Ma S6), uncirculated


1249Chartered Bank, $5, no date (1962-70), serial number S/F 3355383, green and pale pink, keys left and right, coat of arms at left, reverse green, junk at centre, (Ma S6) in PCGS folder, 58, choice about new, PPQ, a scarce Miller signature


1250Chartered Bank, $5, ND (1962-70), serial number S/F 5891305, green and pale pink, keys left and right, coat of arms at left, reverse green, junk at centre (Ma S6), in PMG holder 64, choice uncirculated



207

1260T h e C h a r t e re d B a n k , $ 1 0 , n o d a t e ( 1 9 6 2 -70), consecutive run of 4 (U/G 2465027 - 030), red, light orange and green, coat of arms at left, watermark of helmeted warr ior a t r ight , keys at top left and right, bank building on reverse (Ma S13), uncirculated (4)


1261C h a r t e r e d B a n k , $ 1 0 ( 5 ) , N D ( 1 9 6 2 -7 0 ) , r e d a n d m u l t i c o l o u r e d , k e y s l e f t a n d r i g h t , c o a t o f a r m s a t l e f t , r e v e r s e r e d , (Ma S 13), extremely fine(5)


1262C h a r t e r e d B a n k , $ 1 0 , N D ( 1 9 7 0 - 1 9 7 5 ) , c o n s e c u t i v e r u n o f 9 , s e r i a l n u m b e r C 7 2 5 2 2 2 1 - 9 , g r e e n a n d m u l t i c o l o u r e d , skyscraper on left, arms at centre, reverse green (Ma S 14) uncirculated (9)


1255C h a r t e r e d B a n k , $ 5 , N D ( 1 9 7 0 - 1 9 7 5 ) , r e p l a c e m e n t n o t e , s e r i a l n u m b e r Z 1 4 0 4 8 3 , brown on mul t icolour underpr in t , skyscraper o n l e f t , a r m s a t c e n t r e , r e v e r s e b r o w n (Ma S 8), PMG 64, choice uncirculated


1256Hong Kong, a group of notes including Hong Kong and Shanghai Banking Corporation, $5 (Ma H 10), $10 (Ma H 15, H 16), $20(Ma H 18a), $50(Ma H 26), $100(Ma H 37), Chartered Bank, $5(Ma S 8), $10(Ma S 13, S 15, S 16), $20(Ma S 18a), the Chartered bank $10 (Ma S 13) fine to very good, others mostly uncirculated and with interesting serial numbers (47)


1257Cha r t ere d Ba n k , $10 , 9 Apr i l 1959 , s e r i a l number T/G 6957787, red and pale green, arms at left, two printed signatures below, reverse red, bank building at centre, value at left and right (Pick 64, Ma S 13), uncirculated


1258The Chartered Bank, lot of 16 notes consisting of 4 types notes: 'Green Key' $5 (1959x2, 1962x1, No date x1), 'Yellow Key' $5 (x3), 'Red Key' $10 (1962x1, No date x2) and 'Brown House' $5 (No date x5), (Ma S6, S7, S13 and S8), fine to good very fine (16)


1259C h a r t e r e d B a n k , $ 1 0 ( 2 ) , 1 9 7 0 - 7 5 , s e r i a l n u m b e r V / G 0 0 7 7 0 0 0 , r e d , a n d 1 J u n e 1 9 7 5 , s e r i a l n u m b e r D 0 7 7 0 0 0 0 , g r e e n (Ma S13, S 14), uncirculated and interesting numbers (2)



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1267Standard Chartered Bank, $50, 1 Jan 2002, consecutive run of 100, serial number AU299701-800, purple and multicoloured, lion at right, purple (Ma S 27a), uncirculated(100)


1268Chartered Bank of India, Australia and China, $100, colour trial underprint of the 1929-1930 series, printed on paper and used as a book cover, unusual, (Ma S30 for type) about fine


1263The Chartered Bank, $10 Specimen, 1.1.1980, b l ack s e r i a l number 'A000000 ' , g r een , c a rp at r ight and watermark at lef t , reverse green, coat of arms at centre and bank building ar left (Ma S15s), uncirculated


1264Standard Chartered Bank, $20, 1 January 1985, consecutive run of 10, serial number A 387211-20, pink and multicoloured, stylized tortoise at right, reverse dark grey, bank building at left , (Pick 279a), generally extremely fine to about uncirculated(10)


1265Char t ere d Ban k , $50 , ND(1970-75) , s e r i a l number B 0607147, blue on multicolour underprint, skyscraper on left, arms at centre, reverse blue (Ma S 25), PMG 58 Net, choice about uncirculated


1266Char t ere d Ban k , $50 , ND(1970-75) , s e r i a l number B 0847174, blue on multicolour underprint, skyscraper on left, arms at centre, reverse blue (Ma S 25), PMG 65 EPQ, gem uncirculated



209

1269Chartered Bank of India, Australia and China, $100, 1 October 1946, serial number Y/M 208037, green , pale pink and pale blue, Britannia and lion at centre in oval frame, value at left and right, arms top right,, two printed signatures below, reverse green, view of Hong Kong, value at left and right (Ma S32), central crease, an original almost extremely fine

Estimate: HK$20,000-22,000

1270The Chartered Bank, $100, (1962-1970), blue ser ia l number Y/M 3439204, green, p ink and multicoloured, coat of arms at centre, keys top r lef t and r ight , value at a l l corners , , reverse g r e e n a n d p i n k , v i e w o f Vi c t o r i a H a r b o u r (Ma S33), choice uncirculated, central fold lightly pressed


1271The Chartered Bank, $100, no date (1962-1970), black serial number A891802, red, coat of arms at centre, bank building at left and watermark of helmeted warrior at right, harbour scene on reverse (Ma S34), uncirculated



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1275The Chartered Bank of India, Australia and China, $500, 1.8.1951, black serial number Z/N 059097, multicoloured, coat of arms at centre, bust of man at left, watermark at right, one printed and on handsigned signature at bottom, reverse multicoloured, junk at centre (Ma S42), PMG 25Net, very fine


1276The Chartered Bank of India, Australia and China, $500, 1.9.1957, black serial number Z/N 130624, multicoloured, coat of arms at centre, bust of man at left, watermark at right, one printed and on handsigned signature at bottom, reverse multicoloured, junk at centre (Ma S42), PMG 30Net, very fine

Estimate: HK$10,000-12,000

1272Chartered Bank, $100, 1970-75, low serial number E 000796, red and multicoloured, skyscraper on left, arms at centre, reverse red (Ma S 34), almost uncirculated to uncirculated


1273The Chartered Bank, $100, 1.1.1979, black serial number E053375, error note with the coloured underprint at the bottom left and right missing, despite the serial numbers being printed in full, (Ma S36), fine, unusual 渣打銀行1979年一百元錯體票，左下及右方底紋漏印。


1274The Chartered Bank, lot of 7 notes, 4x $5 (Ma S8), 2x $10 (Ma S14, S15), and 2x $100 (S34, S35), good extremely to uncirculated (7)



211

1277The Chartered Bank of India, Australia and China, $500, 1.9.1957, black serial number Z/N 141318, multicoloured, coat of arms at centre, bust of man at left, watermark at right, one printed and on handsigned signature at bottom, reverse multicoloured, junk at centre (Ma S42), PMG 30, very fine

Estimate: HK$10,000-12,000

1278The Chartered Bank of India, Australia and China, $500, 1.7.1961, black serial number Z/N 170287 A, multicoloured, coat of arms at centre, bust of man at left, watermark at right, one printed and on handsigned signature at bottom, reverse multicoloured, junk at centre (Ma S42), PMG 20, very fine


1279Chartered Bank, $500, 1970-75, serial number Z/P283247, multicoloured, bust of man at left, arms at centre, reverse brown with junk at sea (Ma S 42a), almost uncirculated to uncirculated

Estimate: HK$15,000-18,000

1280The Chartered Bank, $500 , no da te (1962-1975), black serial number Z/P 334921, green and multicoloured, coat of arms at centre, bust of man at left, watermark at right, reverse brown, junk at right (Ma S42a), good extremely fine



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1283Chartered Bank, $1000, 1 Jan 1995, key date, serial number L 687073, gold and multicoloured, dragon at right, reverse yellow, (Ma S 48), in PMG holder 66, gem uncirculated, EPQ


1284Standard Chartered Bank, $1000 Specimen, 1.1.1992, black serial numbers 'J000000', yellow on multicoloured underprint, dragon at right, watermarks of helmeted warrior at left, red 'Specimen' printed across the centre, reverse yellow, coat of arms at centre, bank building at left (Ma S47s), uncirculated


1285Chartered Bank, $1000, 1 Jan 2002, low serial number AG 006832, gold and multicoloured, dragon at right, reverse yellow (Ma S 48a), in PMG holder 66, gem uncirculated, EPQ


1281The Chartered Bank $500, 1.1.1977, black serial number Z/P 441543, green and multicoloured, coat of arms at centre, bust of man at left, error note where there is a misalignment in the printing such that the colours in the central and watermark vignette overlap each other, giving the note a rather untidy appearance (Ma S42a), PMG 58 EPQ, rare 渣打銀行1977年五百元錯體票，印刷部分重叠移位。

Estimate: HK$20,000-25,000

1282Chartered Bank, $500, 1977, serial number Z/P662550, multicoloured, bust of man at left, arms at centre, reverse brown with junk at sea (Ma S 42a), original very fine



213

1290Bank of China, $1000(2), 1 Jan 2001, serial number BH798552-3, gold and multicoloured, Bank of China building at left, reverse gold, view of Hong Kong (BC5a), both in PMG holder 67, superb gem uncirculated, EPQ (2)


1291Bank of China, Commemorative set including $20, $50, $100, $500 and $1000, 1 May 1994, without prefix and with same serial number 063666, (Ma BC1,2,3,4 and 5), all in PMG holders 66/64/67/66/66 EPQ, with original box and presentation folders, rare set

Estimate: HK$12,000-15,000

1292Bank of China, Commemorative set including $20, $50, $100, $500 and $1000, 1 May 1994, without prefix and with same serial number 000309, (Ma BC1,2,3,4 and 5), with original box and presentation folders, rare set


1286Chartered Bank, $1000, 1 Jan 2002, serial number AH755153, gold and multicoloured, dragon at right, reverse yellow (Ma S 48a), in PMG holder 66, gem uncirculated, EPQ


1287Bank of China, ""Commemorative""$100, 5 Feburary 2012, serial number 556677, red and multicoloured, bank building at right, gold seal at bottom left, reverse red and multicoloured (Ma BCS 7), PMG holder 67 EPQ, superb gem uncirculated


1288Bank of China, $1000, 1.5.1994, serial number AB247420, yellow and multicoloured, Bank of China building at left, watermark at right, reverse, gold, view of Hong Kong from the Peak (Ma BC5), almost uncirculated, first year of issue


1289Bank of China, $1000, 1.1.1998, serial number BC262609, yellow and multicoloured, Bank of China building at left, watermark at right, reverse, gold, view of Hong Kong from the Peak (Ma BC5), almost uncirculated



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1295Mercantile Bank of India Limited, $10, 29.11.1941, black serial number 132941, red and pale green, coastline scene with junk at centre, value at all corners, two printed signatures below, reverse green and black, Mercury at centre (Ma M6), solid original very fine with some mounting traces on the reverse

Estimate: HK$18,000-20,000


215

1296Mercantile Bank of India, $50, 1.7.1935, black serial number 62205, brown, green and lilac and blue, classical male head at left, value at centre and each each corner, one printed and one handsigned signatures below, reverse brown and pale green, temple and steps at centre, also tape repair and brush writing annotation (Ma M13), scarce

Estimate: HK$20,000-23,000

1297Mercantile Bank Limited, $100 Specimen, 1964, black serial number 'A000000', red and multicoloured, map of Hong Kong at centre, two red 'De La Rue' stamps, reverse red with Britannia at centre (Pick 244as), uncirculated, scarce

Estimate: HK$12,000-15,000


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1298Mercantile Bank Limited, $100, 28 July 1964, serial number A 005555, red and multicoloured, view of Hong Kong at centre, printed signature low centre , reverse red, maiden and allegorical symbols at centre, value at each corner (Pick 244a, MA M 17), in PCGS holder 58, choice about new, PPQ, scarce with a very unusual and low serial number

Estimate: HK$20,000-22,000

1299Mercantile Bank Limited, $100 Specimen, 1965, black serial number 'A000000', red and multicoloured, map of Hong kong at centre, two red 'De La Rue' stamps, reverse red with Britannia at centre (Pick 244bs), uncirculated, scarce

Estimate: HK$10,000-11,000


217

1304Banco Nacional Ultramarino, 20 Avos(95), ND, red, arms top left (Pick 20), generally very god to fine(95)


1305Macau, lot of 4 notes containing: 5patacas (3), 1945, green, Temple at right, bank seal at left, all 3 with different signature combinations, also 10avos, 1946, (Pick 29 and 36), very good to fine (4)


1306Banco Nacional Ultramarino, 50avos, 1920, black serial numbers 057303, black on green underprint, coat of arms at top, handsinged at bottom right, reverse orange (Pick 12), about fine, the right side has been repaired extensively, scarce


1307Lot of 3 miscellaneous notes including: Macau 50avos 1944 (Pick 21) and People's Bank of China, 1st series renminbi 200 Yuan, 'Steel plant' (Pick 840), very fine and very good respectively (3)


1308Banco Nacional Ultramarino, Macao, 1 pataca, 16 November 1945, serial number 4770662, blue on red and green underprint, temple at right, reverse blue, steamship seal at centre, (Pick 28), uncirculated


1300Mercantile Bank Limited, $100, 1.11.1973, black serial number A940439, red and multicoloured, map of Hong Kong on obverse, value at all corners, reverse red, Britannia at centre (Ma M17), almost uncirculated


1301Mercantile Bank Limited, $100,1 November 1973, serial number A944014, red and multicoloured, view of Hong Kong at centre, reverse red, Britannia at centre, value at each corner (Ma M17), fresh and original, almost uncirculated to uncirculated

Estimate: HK$12,000-14,000

1302Mercantile Bank Limites, $100, 4 November 1974, serial number B312495, red and multicoloured, maiden at left, reverse red with view of Hong Kong from The Peak at centre (Pick 245s), PMG 66EPQ,, great condition


1303Hong Kong, lot of 26 notes: including a Mercantile Bank $100, 1974, Government of Hong Kong fractional notes 1cent, 5cents, 10cents (1941-1945) mixed condition



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1312Banco Nacional Ultramarino, 100 pataca specimen, 1 August 1966, brown and multicoloured, da Silveira at right, reverse brown and green, gateway at centre (Pick 51s), uncirculated

Estimate: HK$10,000-12,000

1313Banco Nacional Ultramarino, 100patacas Specimen, 1966. Black serial number '000000', brown on multicoloured undeprint, M. de Arriaga Brum da Silveira ar right, two red 'De la Rue' stamps, reverse brown and green, coat of arms at left and archway at centre (Pick 51s), uncirculated


1309Banco Nacional Ultramarino, 500 pataca specimen, 20 November 1958, serial number 000000, dark green and multicoloured, vignette at bottom, Luis de Cameos at right, reverse green, with maiden watching a ship, almost uncirculated, rare

Estimate: HK$20,000-25,000

1310Banco Nacional Ultramarino, Macao, 500 patacas, 8 April 1963, serial number 075522, green and multicoloured, Carneiro at right, arms low centre, value at centre and at each corner, reverse green and multicoloured, maiden and ships at centre, ship seal at left (Pick 52a), fine to very fine


1311Banco Nacional Ultramarino, 100patacas, 1966, black serial number 389837, brown and green, da Silveira at right, reverse brown and green, gateway at centre (Pick 51), about fine



219

1317Banco Nacional Ultramarino, 100 patacas, 8 June 1979, serial number 1995369, blue, arms top centre, the Cathedral of Saint Paul at right, reverse blue, ship seal at centre, junk at left (Pick 57a ), in PMG holder 65 gem uncirculated EPQ

Estimate: HK$12,000-15,000

1318Banco Nacional Ultramarino, 500patacas, 1979, black serial numbers '000000', green and multicoloured, Carneiro at right, coats of arms lower centre, watermark at left, reverse green, ship and maiden at centre, ship seal at left, (Pick 52s), almost uncirculated with minor corner crease top left


1319Banco Nacional Ultramarino, stage proof 10 patacas, date, serial number and signature omitted on first, balance background detail only, (Pick 64 for type), uncirculated and rare. (7)

Estimate: HK$10,000-12,000

1314Banco Nacional Ultramarino, 100patacas Specimen, 1966. Black serial number '000000', brown on multicoloured undeprint, M. de Arriaga Brum da Silveira ar right, two red 'De la Rue' stamps, reverse brown and green, coat of arms at left and archway at centre (Pick 51s), uncirculated


1315Banco Nacional Ultramarino, Macao, 5 patacas(2), 18 November 1976, serial number 2736461-2, brown, arms low centre, Carneiro at right, ship seal at left, reverse brown, youth and ships (Pick 54a), both in PMG holder 64 choice uncirculated (2)


1316Banco Nacional Ultramarino, 100 patacas, 8 June 1979, serial number 1150564, blue on multicolour underprint, ruins of S. Paulo Cathedral at right, (Pick 57), about extremely fine



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1323Banco Nacional Ultramarino, 50 patacas and 100 patacas(2), 8 Aug 1981 and 12 May 1984, with prefix LA and RL, same serial number 66671, the 50 patacas (pick 60b),purple and multicoloured, arms low centre, de Camoes at right, the 100 patacas (pick 61a),blue, pale lilac and green, Pessanha at right, arms at lower centre, both reverse with the Baia da Praia Grande at centre in PMG holder 68 and 67, superb gem uncirculated, EPQ (2)


1324Banco Nacional Ultramarino, 500 patacas, 8 August 1981, serial number NE 70256, green and pale pink, De Morais at right, arms low centre (Pick 62a), in PMG holder 65 gem uncirculated EPQ


1325Banco Nacional Ultramarino, short set of 3 specimens, 10 patacas (1981), 100patacas (1984) and 500patacas (1981) (Pick 59s, 61s and 62s), uncirculated (3)


1320Banco Nacional Ultramarino, Macao, 100 patacas, 12 May 1984, serial number QS 09667, blue, pale lilac and green, Pessanha at right, arms at low centre, reverse blue, the Baia da Praia Grande at centre, (Pick 61b), uncirculated


1321Banco Nacional Ultramarino, 100 patacas(9), 8 Aug 1981(1) and 12 May 1984(8), blue, pale lilac and green, Pessanha at right, arms at lower centre, both reverse with the Baia da Praia Grande at centre (Pick 61), very fine to extremely fine (9)


1322Banco Nacional Ultramarino, Macao, 50 patacas, 8 August 1981, serial number LC 66641, purple on multicolour underprint, de Camoes at right, arms low centre, reverse purple, the Baia da Praia Grande at centre, (Pick 60b), in PMG holder 66 EPQ, gem uncirculated



221

1329Banco Nacional Ultramarino, Macao, 500 patacas, 20 December 1999, serial number MA 85153, green and multicolour underprint, temple at right,reverse green, bridge at centre, (Pick 74a), in PMG holder 66 EPQ, gem uncirculated


1330Banco Nacional Ultramarino, Macao, 1000 patacas, 20 December 1999, serial number MA 99185, yellow-orange on multicoloured underprint, dragon at right,reverse yellow-orange, bridge at centre, (Pick 75a), in PMG holder 66 EPQ, gem uncirculated


1331Banco Nacional Ultramarino, Macao, 50 patacas, consecutive run of 100 replacement notes, 2009, serial number start from 22008220, pale brown and multicolour underprint, Ponte de Sai Van at centre, reverse light brown, bank building at left, uncirculated(100)


1332Japan, lot of 3 fractional notes, 2x 20sen and 1x 50sen, 1881 'Paper Money' issue, both denominations brown, seal at right , reverse grey vignetter with brown seal at centre (Pick 15 and 15), very good to good fine, scarce


1333Japan, Great Japanese Government, 10 sen, ND (1872), pink, black and white, onagadori cockerels top centre, green seal top left, reverse green and white, blue and red seal (Pick 1), almost very fine


1326Banco Nacional Ultramarino, shor t se t of 3 specimens, 10 patacas (1981), 100patacas (1984) and 500patacas (1981), (Pick 59s, 61s and 62s), the first two uncirculated, the other almost uncirculated (3)


1327Banco Nacional Ultramarino, 100patacas, 1986, pair of bromide proofs showing two different signature combinations, accompanied by a letter from Bradbury Wilkinson (3 items), unusual


1328Banco Da China, Macao, 500 patacas, 16 October 1995, serial number AA 14600, green and multicolour underprint , Ponte de Amizade bridge at r ight, reverse green, bank building at left, (Pick 94), about uncirculated


Other Asian Banknotes 其他亞洲區紙鈔


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1337Japan, Imperial Japanese Government, 50 sen (8), ND (1938-1945), 50 sen (2), 1948, Bank of Japan, 10 yen (3), ND (1945), Kiyomaro portrait, 10 yen (2), 1946, blue stamp attached (Pick 58a,59a,b,c,60a,61a,b,77a,79a,c), generally extremely fine, the Pick 77a quite scarce (15)


1338Bank of Chosen, 100 Yen, ND(1911), red serial number 684443, blue and pale yellow, the God of Fortune at right, reverse brown and pale yellow-brown, value and bank title (Pick 16A), fine to very fine and rare


1339South Korea, hand executed essays on board for a proposed issue for 50won and 100won, 1968, the 50 won is brown, gazebo at left whilst the 100won is green and multicoloured depicting King Sejong the Great (Pick unrecorded), unique, some damage to the obverse plate due to paper thinning and minor tears (2)

Estimate: HK$4,000-6,0001340North Korea, Democratic Peoples Republic of North Korea, Central Bank, a set of the 1959 series, 50 chon, 1, 5, 10, 50 and 100 won, also 1, 5, 10 and 100 won, 1978, 5 and 10 won, 1998, specimen 50 won, 1992, 100 won, 1992, also two reproduction groups of the 1947 series (13) (Pick 12-17, 18a, 19c, 20b, 22a, 40, 41, CS5, 43a), generally uncirculated (27)


1334Japan, Bank of Japan, uniface obverse and reverse photographs for a proposed issue of 1yen, no date but looks similar to the issued 1889 note, old man at right, value of 4 corners, Japanese text, reverse in English, ornate vignette (Pick not recorded), unique


1335Bank of Japan, 1yen, 1889, red serial numbers 706414, black on light orange underprint, old man at right, reverse orange, picture of silver one yen at left (Pick 26), CMC 55, rare in high grade


1336Japan, Bank of Japan, Convertible silver issue, 1 yen, 1889, black and light pink, Sukune at right, specimen and two issued example of a 1 yen, 1916, Sukune at right (Pick 26,30s,30c), first about fine, balance extremely fine (4)



223

1341Malaysia, 10Ringitt error notes x2, the first with the ink missing in the obverse, such that the serial number and the image of Tuanku Abdul Rahman can hardly be seen, the second note has a number missing in the right hand serial number such that it reads 'BS3 1993, rather than 'BS3419993', uncirculated and rare (2)


1342Netherlands Indies, 100gulden 1929 and 100gulden 1944, (Pick 73 and 117a), fine-very fine


1343Straits Settlements, $1, 1906, black serial number A/27 83925, black on light pink paper, arms upper centre, tiger on reverse (Pick 1a), fine, but multiple repairs at edges and on body, rare first date


1344Singapore, $25, no date (1972), black serial number A/10 893726, brown and yellow, 'Orchid 'series, good very fine

Estimate: HK$300-5001345Singapore, $1, $2, $5, $10 and $50 'Ship series', set of 5 (Pick 18b, 28, 19, 20 and 22b), uncirculated (5)


1346Singapore, $50, ND(1999), serial number OJG 333333, blue and multicoloured, President Ishak at right, reverse pale blue and multicoloured, with arts, music and graphic design, (Pick 41), uncirculated



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1350Thailand, 100baht, 1981, lucky serial number 1C 9999999, red and multicoloured, King Rama IX at right, statue of King Narasuan the Great riding an elephant on reverse (Pick 89), uncirculated


1351Thailand, 500baht, 1994, lucky serial number 3F 4444444, purple and multicoloured, King Rama IX at right, statue of King Rama VII at centre on reverse (Pick 95), uncirculated


1352Thailand, 100baht, 1994, lucky serial number 9E 9999999, purple and red on multicoloured underprint, King Rama IX at right, statue of King Rama V and Rama VI on reverse (Pick 97), uncirculated


1347Thailand, 20baht, 1981, lucky serial number 3J 2222222, green and multicoloured, King Rama IX at right, statue of King Chulalongkom on reverse (Pick 88), uncirculated


1348Thailand, 20baht, 1981, lucky serial number 6A 9999999, green and multicoloured, King Rama IX at right, statue of King Chulalongkom on reverse(Pick 88), uncirculated


1349Thailand, 100baht, 1981, lucky serial number 3H 6666666, red and multicoloured, King Rama IX at right, statue of King Narasuan the Great riding an elephant on reverse (Pick 89), uncirculated



225

1356Thailand, 20baht, 2003, lucky serial number 0A 7777777, green and multicoloured, King Rama IX at right, procession with the King in military uniform and new bridge on reverse (Pick 109), uncirculated


1357Thailand, 20baht, 2003, lucky serial number 2B 6666666, green and multicoloured, King Rama IX at right, procession with the King in military uniform and new bridge on reverse (Pick 109), uncirculated


1358Thailand, 20baht, 2003, lucky serial number 5B 8888888, green and multicoloured, King Rama IX at right, procession with the King in military uniform and new bridge on reverse (Pick 109), uncirculated


1353Thailand, 500baht, 2000, lucky serial number 4C 7777777, purple and multicoloured, King Rama IX at right, statue of King Rama VII at centre on reverse (Pick 107), uncirculated


1354Thailand, 1000baht, 2000, lucky serial number 0S 1111111, brown and multicoloured, King Rama IX at right, King with camera at right on reverse (Pick 109), uncirculated


1355Thailand, 1000baht, 2000, lucky serial number 0E 4444444, brown and multicoloured, King Rama IX at right, King with camera at right on reverse (Pick 109), uncirculated



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1362South Vietnam, 200dong Specimen, 1955, red serial number '1-A 000000', green, soldier carrying rifle at left, , reverse green with peasant carrying hay at centre (Pick 14s), uncirculated and scarce


1363South Vietnam, lot of 2 issued notes for 100dong (1955) and 200dong (1955), black and green respectively (Pick 8a and 14a), extremely fine, scarce (2)


1364South Vietnam, hand executed essays on board for a proposed issue for 50dong, 1968, the obverse shows the bank building whilst the reverse shows a picture of a tiger (Pick unrecorded), unique (2)


1359Thailand, 100baht Specimen, 2010, 9R 0000000, red and multicoloured, King Rama IX at right, issued to commemorate the 60th wedding anniversary of the King and Queen, uncirculated


1360French Indo-China, a hand executed composite on board for a proposed issue for 1piastre, undated (but likley early 1950's), an attractive piece of work showing the Imperial Palace at Hue (Pick unrecorded), unique


1361French Indo-China, a hand executed composite on board for a proposed issue for 50piastres, undated (but likley early 1950's), great design showing paddy fields and mountains (Pick unrecorded), unique



227

1365South Vietnam, hand executed essays on board for a proposed issue for 200dong, (1968?), the obverse shows the bank building whilst the reverse contains an abstract design, both sides are of a striking purple colour (Pick unrecorded), unique (2)


1366South Vietnam, a hand executed essay on board for a proposed issue for 500dong, (1968?), obverse only, depicting three galloping horses (Pick unrecorded), unique


1367South Vietnam, hand executed essays on board for a proposed issue for 5000dong, 1968, the obverse shows the bank building whilst the 2 reverse boards show an abstract design in two different colours (Pick unrecorded), unique, some damage to the obverse plate due to paper thinning (3)



229

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Wednesday 2 April 2014 at 1:00 p.m.

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I request Spink, without legal obligations of any kind on its part, to bid on the following Lots up to the price given below. I understand that if my bid is successful thePurchase Price will be the sum of the final bid and Buyer’s premium as a percentage of the final bid, any VAT chargeable, also a fee for bidding on the-saleroom.com onlyand surcharge for paying by credit card. The Rate of Premium is 20% of the final hammer price of each lot.

All bids shall be treated as offers made on the Terms and Conditions for Buyers printed in the catalogue. I also understand that Spink provides the service of executingbids on behalf of clients for the convenience of clients and that Spink will not be held responsible for failing to execute bids. If identical commission bids are received forthe same Lot, the commission bid received first by Spink will take precedence. Please note that you will not be notified if there are higher written bids received.

BIDDERS PLEASE NOTE OUR EXTENSION CLAUSES IN OUR TERMS AND CONDITIONS FOR BUYERSPLEASE PRINT CLEARLY IN BLOCK LETTERS AND ENSURE THAT BIDS ARE IN HONG KONG DOLLARS

Lot Number(in numerical order)

Price Bid HK$(excluding Buyer’s Premium)





9/f, Malaysian Consulate Building 50 Gloucester RoadHong Kongtel: +852 25 300 100fax: +852 25 266 128email: [email protected]

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YOU CAN ALSO BID IN REAL TIME ON SPINK LIVE.JUST VISIT WWW.SPINK.COM, REGISTER ANDSIGN UP FOR THE SALE.

WRITTEN BIDS FORMThis form should be sent or faxed to theSpink auction office in advance of the sale.References for new clients should besupplied in good time to be taken upbefore the sale. Bids received later thanone hour before the start of the sale maynot be processed.

NAME ______________________________________________________

ADDRESS ____________________________________________________

____________________________________________________________

____________________________________________________________

POSTCODE ___________________________________________________

The Numismatic Collector's Series


WWW.SPINK.COM

PLEASE PRINT CLEARLY IN BLOCK LETTERS AND ENSURE THAT BIDS ARE IN HONG KONG DOLLARS







DATE SALE NO.

Wednesday 2 April 2014 CSS09at 1:00 p.m.

REFERENCES REQUIRED FOR CLIENTS NOT YET KNOWN TO SPINK

I authorise Spink to request financial reference from my bank and contact the auction houses or dealers stated as my trade reference.I agree that in order to confirm references Spink disclose my details to these third parties.

TRADE REFERENCES ________________________________________________________________________________________

BANK REFERENCES ____________________________________________________________________________________________________


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TERMS AND CONDITIONS FOR BUYERS These conditions set out the terms on which we (Spink China Limited of 9/F., Malaysian Consulate Building, 50 Gloucester Road, Hong Kong) contract with you (Buyer) either as agent on behalf of the Seller or as principal if we are the Seller. You should read these conditions carefully. 1 DEFINITIONS The following definitions in this condition apply in these conditions. Buyer’s Premium means the charge payable by you as a percentage of the Hammer Price, at the rates set out in clause 5.1 below; Certificate of Authenticity means a certificate issued by an Expert Committee confirming the authenticity of a Lot; Expert Committee means a committee of experts to whom a Lot may be sent for an extension in accordance with clause 3.4.3; Forgery means a Lot constituting an imitation originally conceived and executed as a whole with a fraudulent intention to deceive as

to authorship, origin, age, period, culture or source where the correct description as to such matters is not reflected by the description in the catalogue and which at the date of the auction had a value materially less than it would have had if it had been in accordance with the description in the catalogue. Accordingly, no Lot shall be capable of being a Forgery by reason of any damage and/or restoration work of any kind (including re-enamelling);

Hammer Price means the amount of the highest bid accepted by the auctioneer in relation to a Lot; Lot means any item deposited with us for sale at auction and, in particular, the item or items described against any lot number in any

catalogue; Reserve the amount below which we agree with the Seller that the Lot cannot be sold; Seller means the owner of the Lot being sold by us; Spink Group Spink China Limited, Spink and Son Ltd, and our associated companies. 2 SPINK CHINA’S ROLE AS AGENT 2.1 All sales undertaken by us either at auction or privately are undertaken either as agent on behalf of the Seller or from time to time, as principal if we are the owner of the Lot. Please note that even if we are acting as agent on behalf of the Seller rather than as principal, we may have a financial interest in the Lot.

2.2 The contract for the sale of the Lot will be between you and the Seller. 3 BEFORE THE SALE 3.1 Examination of goods You are strongly advised to examine personally any goods in which you are interested, before the auction takes place. Condition reports are usually available on request. We provide no guarantee to you other than in relation to Forgeries, as set out in clause 5.10 of these Terms and Conditions. 3.2 Catalogue descriptions 3.2.1 Statements by us in the catalogue or condition report, or made orally or in writing elsewhere, regarding the authorship, origin, date, age, size, medium, attribution, genuineness, provenance, condition or estimated selling price of any Lot are merely statements of opinion, and are not to be relied on as statements of definitive fact. Catalogue and web illustrations are for guidance only, and should not be relied on either to determine the tone or colour of any item. No lot shall be rejected on the grounds of inaccurate reproduction. No lot illustrated in the catalogue and online shall be rejected on the grounds of cancellation, centring, margins, perforation or other characteristics apparent from the illustration. Catalogue illustrations are for guidance only, and should not be relied on either to determine the tone or colour of any item or to reveal imperfections. Estimates of the selling price should not be relied on as a statement that this price is either the price at which the Lot will sell or its value for any other purpose. 3.2.2 Many items are of an age or nature which precludes their being in perfect condition and some descriptions in the catalogue or given by way of condition report make reference to damage and/or restoration. We provide this information for guidance only and the absence of such a reference does not imply that an item is free from defects or restoration nor does a reference to particular defects imply the absence of any others. 3.2.3 Other than as set out in clause 5.8, and in the absence of fraud, neither the Seller nor we, nor any of our employees or agents, are responsible for the correctness of any statement as to the authorship, origin, date, age, attribution, genuineness or provenance of any Lot nor for any other errors of

description or for any faults or defects in any Lot. Every person interested should exercise and rely on his own judgment as to such matters. 3.3 Your Responsibility You are responsible for satisfying yourself as to the condition of the goods and the matters referred to in the catalogue description. 3.4 Extensions – Stamps only 3.4.1 If you wish to obtain an expert opinion or Certificate of Authenticity on any Lot (other than a mixed lot or lot containing undescribed stamps) you must notify us in writing not less than forty-eight hours before the time fixed for the commencement of the first session of the auction. If accepted by us, such request shall have the same effect as notice of an intention to question the genuineness or description of the Lot for the purposes of clause 5.8 of these Terms and Conditions and the provisions of clause 5.8 shall apply accordingly. 3.4.2 Notice of a request for an expert opinion or Certificate of Authenticity must give the reason why such opinion is required and specify the identity of your proposed expert which will be subject to agreement by us. We reserve the right, at our discretion, to refuse a request for an expert opinion or Certificate of Authenticity including (without limitation) where the proposed expert is not known to us. 3.4.3 If we accept a request for an expert opinion or Certificate of Authenticity we will submit the Lot to the Expert Committee. You acknowledge and accept that the length of time taken by an Expert Committee to reach an opinion will vary depending on the circumstances and in any event is beyond our control. 3.4.4 We will not accept a request for an extension on account of condition. Any Lot described in the catalogue as having faults or defects may not be returned even if an expert opinion or Certificate of Authenticity cites other faults or defects not included in the catalogue description, other than in the case of a Forgery. 3.4.5 Should Spink China Limited accept a request for an extension under the foregoing provisions of this paragraph, the fact may be stated by the Auctioneer from the rostrum prior to the sale of the Lot. 3.4.6 It should be noted that any stamp accompanied by a Certificate of Authenticity is sold on the basis of that Certificate only and not on the basis of any other description or warranty as to authenticity. No request for an extension will be accepted on such a stamp and the return of such a stamp will not be accepted.


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4 AT THE SALE 4.1 Refusal of admission Our sales usually take place on our own premises or premises over which we have control for the sale, and we have the right, exercisable at our complete discretion, to refuse admission to the premises or attendance at an auction. 4.2 Registration before bidding You must complete and sign a registration form and provide identification before making a bid at auction. Please be aware that we usually require buyers to undergo a credit check. If you have not bid successfully with Spink in the past, or you are registering with us for the first time, we reserve the right to require a deposit of up to 50% of the amount you intend to spend. Such deposit will be deducted from your invoice should you be successful. If you are unsuccessful at auction, your deposit will be returned by the same means it was paid to Spink. Some lots may be designated, prior to the auction, as “Premium lots”, which means a deposit may be required before placing a bid on the item for sale. Information will be posted on our website in such an event. 4.3 Bidding as Principal When making a bid (whether such bids are made in person or by way of telephone bids operated by Spink, commission or online or email bids), you will be deemed to be acting as principal and will be accepting personal liability, unless it has been agreed in writing, at the time of registration, that you are acting as agent on behalf of a third party buyer acceptable to us. 4.4 Commission Bids If you give us instructions to bid on your behalf, by using the form provided in our catalogues or via our website, we shall use reasonable endeavors to do so, provided these instructions are received not later than 24 hours before the auction. If we receive commission bids on a particular Lot for identical amounts, and at auction these bids are the highest bids for the Lot, it will be sold to the person whose bid was received first. Commission bids are undertaken subject to other commitments at the time of the sale, and the conduct of the auction may be such that we are unable to bid as requested. Since this is undertaken as a free service to prospective buyers on the terms stated, we cannot accept liability for failure to make a commission bid. You should therefore always attend personally if you wish to be certain of bidding. All commission bids should be sent to 9/F Malaysian Consulate Building, 50 Gloucester Road, Hong Kong up till 24 hours prior to the sale. 4.5 On-line Bidding We offer internet services as a convenience to our clients. We will not be responsible for errors or failures to execute bids placed on the internet, including, without limitation, errors or failures caused by (i) a loss of internet connection by either party for whatever reason; (ii) a breakdown or problems with the online bidding software and/or (iii) a breakdown or problems with your internet connection, computer or system. Execution of on-line internet bids on www.spink.com and Spink Live is a free service undertaken subject to other commitments at the time of the auction and we do not accept liability for failing to execute an online internet bid or for errors or omissions in connection with this activity. Buyers who acquire lots on the-saleroom.com will have a fee of 3% on the hammer price added to their invoice for using this facility. 4.6 Telephone Bids If you make arrangements with us not less than 24 hours before the sale, we shall use reasonable endeavors to contact you to enable you to participate in bidding by telephone, but in no circumstances will we be liable to either the Seller or you as a result of failure to do so. 4.7 Currency Converter At some auctions, a currency converter will be operated, based on the one month forward rates of exchange quoted to us by Bank of China or any other appropriate rate determined by us, at opening on the date of the auction. Bidding will take place in a currency determined by us, which is usually Hong Kong dollars for auctions held in Hong Kong. The currency converter is not always reliable, and errors may occur beyond our control either in the accuracy of the Lot number displayed on the converter, or the foreign currency equivalent of Hong Kong dollar bids. We shall not be liable to you for any loss suffered as a result of you following the currency converter. 4.8 Video images At some auctions there will be a video screen. Mistakes may occur in its operation, and we cannot be liable to you regarding either the correspondence of the image to the Lot being sold or the quality of the image as a reproduction of the original.

4.9 Bidding Increments Bidding generally opens below the low estimate and advances in the following order although the auctioneer may vary the bidding increments during the course of the auction. The normal bidding increments are: HK$100 to HK$2,000 by HK$100 HK$2,000 to HK$3,000 by HK$200 HK$3,000 to HK$5,000 by HK$200 or HK$300 HK$5,000 to HK$10,000 by HK$500 HK$10,000 to HK$20,000 by HK$1,000 HK$20,000 to HK$30,000 by HK$2,000 HK$30,000 to HK$50,000 by HK$2,000 or HK$3,000 HK$50,000 to HK$100,000 by HK$5,000 HK$100,000 to HK$ 200,000 by HK$10,000 HK$200,000 to HK$300,000 by HK$20,000 HK$300,000 to HK$500,000 by HK$20,000 or HK$30,000 HK$500,000 and up at Auctioneer’s discretion 4.10 Bidding by the Spink Group 4.10.1 We reserve the right to bid on Lots on the Seller’s behalf up to the amount of the Reserve (if any), which will never be above the low estimate printed in the auction catalogue. 4.10.2 The Spink Group reserves the right to bid on and purchase Lots as principal. 4.11 The Auctioneer’s Discretion The auctioneer has the right at his absolute discretion to refuse any bid to advance the bidding in such manner as he may decide to withdraw or divide any Lot, to combine any two or more Lots and, in the case of error or dispute, to put an item up for bidding again. 4.12 Successful Bid Subject to the auctioneer’s discretion, the striking of his hammer marks the acceptance of the highest bid, provided always that such bid is higher than the Reserve (where applicable), and the conclusion of a contract for sale between you and the Seller. 4.13 After Sale Arrangements If you enter into any private sale agreements for any Lot with the Seller within 60 days of the auction, we, as exclusive agents of the Seller reserve the right to charge you the applicable Buyer’s Premium in accordance with these Terms and Conditions, and the seller a commission in accordance with the terms of the seller’s agreement. 4.14 Return of Lot Once your bid has been accepted for a Lot then you are liable to pay for that Lot in accordance with these Terms and Conditions. If there are any problems with a Lot then you must notify us within 7 days of receipt of the Lot, specifying the nature of the problem. We may then request that the Lot is returned to us for inspection. Save as set out in clause 5.8, the cancellation of the sale of any Lot and the refund of the corresponding purchase price is entirely at our sole discretion. We will not normally exercise that discretion if the Lot is not received by us in the same condition that it was in at the auction date. 5 AFTER THE AUCTION 5.1 Buyer’s Premium In addition to the Hammer Price, you must pay us the Buyer’s Premium at a rate of 20% of the final Hammer price of each lot, a fee of 3% on the hammer price total for using the-saleroom.com and a surcharge for paying by credit card. 5.2 Payment 5.2.1 You must provide us with your full name and permanent address and, if so requested, details of the bank from which any payments to us will be made. You must pay the full amount due on your invoice within seven days after the date of the sale. This applies even if you wish to export the Lot and an export license is (or may be) required. 5.2.2 You will not acquire title to the Lot until all amounts due to us have been paid in full. This includes instances where special arrangements were made for release of Lot prior to full settlement.


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5.2.3 Payment should be made in Hong Kong Dollars by one of the following methods: (i) Direct bank transfer to our account details of which are set out on the invoice. All bank charges shall be met by you. Please ensure that your client number is noted on the transfer. (ii) By cheque or bank draft made payable to Spink China Limited. Please note that the processing charges for payments made by cheques or bank drafts drawn on a non-Hong Kong bank shall be met by you. Please ensure that the remittance slip printed at the bottom of the invoice is enclosed with your payment. (iii) By Visa or Mastercard. A charge of 3% will be applied. By American Express, a charge of 4% will be applied. We are not responsible for any foreign exchange losses or charges that you may incur in connection with such card payments. 5.2.4 Payments should be made by the registered buyer and not by third parties, unless it has been agreed at the time of registration that you are acting as an agent on behalf of a third party. 5.3 Notification We are not able to notify successful bidders by telephone. While Invoices are sent out by mail after the auction we do not accept responsibility for notifying you of the result of your bid. You are requested to contact us by telephone or in person as soon as possible after the auction to obtain details of the outcome of your bids to avoid incurring charges for late payment. 5.4 Collection, Packing and Handling of Purchases 5.4.1 Unless specifically agreed to the contrary, we shall retain lots purchased until all amounts due to us, or to the Spink Group, have been paid in full. Buyers will be required to pay for their lots when they wish to take possession of the same, which must be within 7 days of the date of the sale, unless prior arrangements have been made with Spink. Without prior agreement, lots will not be released until cleared funds are received with regard to payments made by cheque. 5.4.2 Lots may be collected from 9/F Malaysian Consulate Building, 50 Gloucester Road, Hong Kong. In the event where a cheque or bank draft payable to Spink China Limited has been presented to us, unless we specifically agree to the contrary, no Lots shall be released before the cheque or bank draft has cleared where such funds have been credited into our bank account. 5.4.3 A purchased Lot shall be at your risk in all respects from the time of collection or the expiry of seven days from the date of sale, whichever is sooner, and neither Spink China Limited nor its employees nor agents shall thereafter be liable for any loss or damage of any kind, whether caused by negligence or otherwise, while any Lot is in or under their respective custody or control. 5.4.4 If required our shipping department may arrange shipment as your agent. Although we may suggest carriers if specifically requested, our suggestions are made on the basis of our general experience of such parties in the past and we are not responsible to any person to whom we have made a recommendation for the acts or omissions of the third parties concerned. 5.4.5 We shall use all reasonable endeavors to take care when handling and packing a purchased Lot but remind you that after seven days or from the time of collection, whichever is sooner, the Lot is entirely at your risk. 5.4.6 It is the responsibility of the Buyer to be aware of any Import Duties that may be incurred upon importation to the final destination. Spink will not accept return of any package in order to avoid these duties. The onus is also on the Buyer to be aware of any Customs import restrictions that prohibit the importation of certain collectibles. Spink will not accept return of the Lot(s) under these circumstances. Spink will not accept responsibility for Lot(s) seized or destroyed by Customs. 5.4.7 If the Buyer requires delivery of the Lot to an address other than the invoice address this will be carried out at the discretion of Spink. 5.5 Remedies for non-payment or failure to collect purchases

5.5.1 If you fail to make payment within seven days of your stipulated payment date set out in your invoice, we shall be entitled to exercise one or more of the following rights or remedies: 5.5.1.1 to charge interest at the rate of 2% per month compound interest, calculated on a daily basis, from the date the full amount is due; 5.5.1.2 to set off against any amounts which the Spink Group may owe you in any other transaction the outstanding amount remaining unpaid by you; 5.5.1.3 we may keep hold of all or some of your Lots or other property in the possession of the Spink Group until you have paid all the amounts you owe us or the Spink Group, even if the unpaid amounts do not relate to those Lots or other property. Following fourteen days’ notice to you of the amount outstanding and remaining unpaid, the Spink Group shall have the right to arrange the sale of such Lots or other property. We shall apply the proceeds in discharge of the amount outstanding to us, and pay any balance to you; 5.5.1.4 where several amounts are owed by you to the Spink Group in respect of different transactions, to apply any amount paid to discharge any amount owed in respect of any particular transaction, whether or not you so direct; 5.5.1.5 to reject at any future auction any bids made by you or on your behalf or obtain a deposit from you before accepting any bids. 5.5.2 If you fail to make payment within thirty-five days, we shall in addition be entitled: 5.5.2.1 to cancel the sale of the Lot or any other item sold to you at the same or any other auction; 5.5.2.2 to arrange a resale of the Lot, publicly or privately, and, if this results in a lower price being obtained, claim the balance from you together with all reasonable costs including a 20% seller’s commission, expenses, damages, legal fees, commissions and premiums of whatever kind associated with both sales or otherwise, incurred in connection with your failure to make payment; or 5.5.2.3 take any other appropriate action as we deem fit. 5.6 Failure to collect Where purchases are not collected within fourteen days after the sale, whether or not payment has been made, you will be required to pay a storage charge of HKD 30 per item per day plus any additional handling cost that may apply. You will not be entitled to collect the Lot until all outstanding charges are met, together with payment of all other amounts due to us. 5.7 Export License 5.7.1 You should always check whether an export licence is required before exporting. 5.7.2 Unless otherwise agreed by us in writing, the fact that you wish to apply for an export license does not affect your obligation to make payment within seven days nor our right to charge interest on late payment. 5.7.3 We will not be obliged to rescind a sale nor to refund any interest or other expenses incurred by you where payment is made by you despite the fact that an export license is required. 5.8 Refund in the case of Forgery 5.8.1 A sale will be cancelled, and the amount paid refunded to you if a Lot (other than a miscellaneous item not described in the catalogue) sold by us proves to have been a Forgery. We shall not however be obliged to refund any amounts if either (a) the catalogue description or saleroom notice at the auction date corresponded to the generally accepted opinion of scholars or experts at that time, or fairly indicated that there was a conflict of opinions, or (b) it can be demonstrated that the Lot is a Forgery only by means of either a scientific process not generally accepted for use until after publication of the catalogue or a process which at the date of the auction was unreasonably expensive or impracticable or likely to have caused damage to the Lot. Furthermore, you should note that this refund can be obtained only if the following conditions are met: 5.8.1.1 you must notify us in writing, within seven days of the auction date, that in your view the Lot concerned is a forgery;


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5.8.1.2 you must then return the item to us within fourteen days, in the same condition as at the auction date; and 5.8.1.3 as soon as possible following return of the Lot, you must produce evidence satisfactory to us that the Lot is a Forgery and that you are able to transfer good title to us, free from any third party claims. 5.8.2 In no circumstances shall we be required to pay you any more than the amount paid by you for the Lot concerned and you shall have no claim for interest. 5.8.3 The benefit of this guarantee is not capable of being transferred, and is solely for the benefit of the person to whom the original invoice was made out by us in respect of the Lot when sold and who, since the sale, has remained the owner of the Lot without disposing of any interest in it to any third party. 5.8.4 We shall be entitled to rely on any scientific or other process to establish that the Lot is not a Forgery, whether or not such process was used or in use at the date of the auction. 6 LIABILITY Nothing in these Terms and Conditions limits or excludes our liability for: 6.1 death or personal injury resulting from negligence; or 6.2 any damage or liability incurred by you as a result of our fraud or fraudulent misrepresentation. 7 COPYRIGHT 7.1 We shall have the right (on a non-exclusive basis) to photograph, video or otherwise produce an image of the Lot. All rights in such an image will belong to us, and we shall have the right to use it in whatever way we see fit. 7.2 The copyright in all images, illustrations and written material relating to a Lot is and shall remain at all times our property and we shall have the right to use it in whatever way we see fit. You shall not use or allow anyone else to use such images, illustrations or written material without our prior written consent. 8 NOTICES All notices given under these Terms and Conditions may be served personally, sent by 1st class post, or faxed to the address given to the sender by the other party. Any notice sent by post will be deemed to have been received on the second working day after posting or, if the addressee is overseas, on the fifth working day after posting. Any notice sent by fax or served personally will be deemed to be delivered on the first working day following dispatch. 9 ADDITIONAL PROVISIONS

9.1 Limitation of Liability Subject to clause 6, we shall not be liable, whether in tort (including for negligence) or breach of statutory duty, contract, misrepresentation or otherwise for any: 9.1.1 loss of profits, loss of business, depletion of goodwill and/or similar losses, loss of anticipated savings, loss of goods, loss of contract, loss of use, loss of corruption of data or information; or 9.1.2 any special, indirect, consequential or pure economic loss, costs, damages, charges or expenses. 9.2 Severability If any part of these Terms and Condition is found by any court to be invalid, illegal or unenforceable, that part may be discounted and the rest of the conditions shall continue to be valid and enforceable to the fullest extent permitted by law. 9.3 Force majeure We shall have no liability to you if we are prevented from, or delayed in performing, our obligations under these Terms and Conditions or from carrying on our business by acts, events, omissions or accidents beyond our reasonable control, including (without limitation) strikes, lock-outs or other industrial disputes (whether involving our workforce or the workforce of any other party), failure of a utility service or transport network, act of God, war, riot, civil commotion, malicious damage, compliance with any law or governmental order, rule, regulation or direction, accident, breakdown of plant or machinery, fire, flood, storm or default of suppliers or subcontractors. 9.4 Waiver 9.4.1 A waiver of any right under these Terms and Conditions is only effective if it is in writing and it applies only to the circumstances for which it is given. No failure or delay by a party in exercising any right or remedy under these Terms and Conditions or by law shall constitute a waiver of that (or any other) right or remedy, nor preclude or restrict its further exercise. No single or partial exercise of such right or remedy shall preclude or restrict the further exercise of that (or any other) right or remedy. 9.4.2 Unless specifically provided otherwise, rights arising under these Terms and Conditions are cumulative and do not exclude rights provided by law. 9.5 Law and Jurisdiction 9.5.1 These Terms and Conditions and any dispute or claim arising out of or in connection with them or their subject matter, shall be governed by, and construed in accordance with Hong Kong laws. 9.5.2 The parties irrevocably agree that the courts of Hong Kong shall have non-exclusive jurisdiction to settle any dispute or claim that arises out of, or in connection with, Terms and Conditions or their subject matter.


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5.8.1.2 you must then return the item to us within fourteen days, in the same condition as at the auction date; and 5.8.1.3 as soon as possible following return of the Lot, you must produce evidence satisfactory to us that the Lot is a Forgery and that you are able to transfer good title to us, free from any third party claims. 5.8.2 In no circumstances shall we be required to pay you any more than the amount paid by you for the Lot concerned and you shall have no claim for interest. 5.8.3 The benefit of this guarantee is not capable of being transferred, and is solely for the benefit of the person to whom the original invoice was made out by us in respect of the Lot when sold and who, since the sale, has remained the owner of the Lot without disposing of any interest in it to any third party. 5.8.4 We shall be entitled to rely on any scientific or other process to establish that the Lot is not a Forgery, whether or not such process was used or in use at the date of the auction. 6 LIABILITY Nothing in these Terms and Conditions limits or excludes our liability for: 6.1 death or personal injury resulting from negligence; or 6.2 any damage or liability incurred by you as a result of our fraud or fraudulent misrepresentation. 7 COPYRIGHT 7.1 We shall have the right (on a non-exclusive basis) to photograph, video or otherwise produce an image of the Lot. All rights in such an image will belong to us, and we shall have the right to use it in whatever way we see fit. 7.2 The copyright in all images, illustrations and written material relating to a Lot is and shall remain at all times our property and we shall have the right to use it in whatever way we see fit. You shall not use or allow anyone else to use such images, illustrations or written material without our prior written consent. 8 NOTICES All notices given under these Terms and Conditions may be served personally, sent by 1st class post, or faxed to the address given to the sender by the other party. Any notice sent by post will be deemed to have been received on the second working day after posting or, if the addressee is overseas, on the fifth working day after posting. Any notice sent by fax or served personally will be deemed to be delivered on the first working day following dispatch. 9 ADDITIONAL PROVISIONS

9.1 Limitation of Liability Subject to clause 6, we shall not be liable, whether in tort (including for negligence) or breach of statutory duty, contract, misrepresentation or otherwise for any: 9.1.1 loss of profits, loss of business, depletion of goodwill and/or similar losses, loss of anticipated savings, loss of goods, loss of contract, loss of use, loss of corruption of data or information; or 9.1.2 any special, indirect, consequential or pure economic loss, costs, damages, charges or expenses. 9.2 Severability If any part of these Terms and Condition is found by any court to be invalid, illegal or unenforceable, that part may be discounted and the rest of the conditions shall continue to be valid and enforceable to the fullest extent permitted by law. 9.3 Force majeure We shall have no liability to you if we are prevented from, or delayed in performing, our obligations under these Terms and Conditions or from carrying on our business by acts, events, omissions or accidents beyond our reasonable control, including (without limitation) strikes, lock-outs or other industrial disputes (whether involving our workforce or the workforce of any other party), failure of a utility service or transport network, act of God, war, riot, civil commotion, malicious damage, compliance with any law or governmental order, rule, regulation or direction, accident, breakdown of plant or machinery, fire, flood, storm or default of suppliers or subcontractors. 9.4 Waiver 9.4.1 A waiver of any right under these Terms and Conditions is only effective if it is in writing and it applies only to the circumstances for which it is given. No failure or delay by a party in exercising any right or remedy under these Terms and Conditions or by law shall constitute a waiver of that (or any other) right or remedy, nor preclude or restrict its further exercise. No single or partial exercise of such right or remedy shall preclude or restrict the further exercise of that (or any other) right or remedy. 9.4.2 Unless specifically provided otherwise, rights arising under these Terms and Conditions are cumulative and do not exclude rights provided by law. 9.5 Law and Jurisdiction 9.5.1 These Terms and Conditions and any dispute or claim arising out of or in connection with them or their subject matter, shall be governed by, and construed in accordance with Hong Kong laws. 9.5.2 The parties irrevocably agree that the courts of Hong Kong shall have non-exclusive jurisdiction to settle any dispute or claim that arises out of, or in connection with, Terms and Conditions or their subject matter.

買受人條款及條件

該等條件列載了本公司（Spink China Limited, 註冊地址為香港灣仔告士打道 50號馬來西亞大廈 9樓）作為賣方代理或賣方本人與閣下（買受人）訂立合約之條款，

閣下應仔細閱讀。

1. 釋義

本文所載的以下釋義適用於該等條件。

買受人酬金指閣下應根據以下第 5.1條所載之費率，按落槌價支付的百分比；

真實性證書指由專家委員會發放，用於證明拍賣品真實性的證書；

專家委員會指由可根據第 3.4.3條對送達的拍賣品進行評估的專家組成的委員會；

贗品指構成模仿的拍賣品。贗品以欺騙為目的進行整體構思及製作，用以混淆作者、來歷、年代、時期、文化或來源等正確描述並未反

映於圖錄當中的內容，且於拍賣日的價值遠不及符合圖錄說明者。因此，拍賣品概不因任何破壞／或任何類型的修復工作（包括重

新上釉）而被列為贗品；

落槌價指拍賣師落槌决定將拍賣品售予買受人的價格；

拍賣品指交予本公司拍賣的物品，尤其指任何圖錄內編有任何編號而加以說明的物品；

保留價指本公司與賣方協定的拍賣品最低售價；

賣方指由本公司出售的拍賣品的所有人；

Spink Group 指 Spink China Limited、Spink and Son Limited、及本公司之聯營公司；

2 SPINK CHINA作為代理的角色

2.1 本公司將作為賣方代理或不時作為拍賣品所有人本人，以拍賣或私人

方式進行所有出售。請注意，即使作為賣方代理而非本人，本公司亦

可於拍賣品擁有財務利益。

2.2 拍賣品的出售合約將在閣下與賣方之間釐定。

3 出售前事宜

3.1 物品檢查

強烈建議閣下在拍賣開始前，親自對感興趣的物品進行檢查。品相報

告可經申請獲得。本公司並不向閣下提供除贗品（載於本條款及條件

第 5.10條）外的任何擔保。

3.2 圖錄說明

3.2.1 本公司於圖錄或品相報告中就拍賣品作者、來歷、日期、年代、

尺寸、質地、歸屬、真實性、出處、保存情況、品相或估價等

所做之表述，或者於他處所做的任何口頭或書面表述僅為意

見，不可依賴為確定事實。圖錄及網上說明僅作參考用途，不

應作為釐定任何物品的色調或顏色之依據。不得以圖錄及網上

影像不符為由拒絕成交。亦不得以圖錄及網上影像消失，出現

越界、重心偏離、存孔洞等為由拒絕成交。售價之預估不應理

解為有關該價格是拍賣品將要出售之價格或其用作任何其他用

途之價值之表述。

3.2.2 許多物品因年代或性質原因而無法評為品相完整，且圖錄或品

相報告所示的部份說明乃參考破損及／或修復情況而定。本公

司提供該資料僅作說明用途，缺少該等資料並不意味著物品不

存在瑕疵或未經修復，或者特定瑕疵之參考資料意味著物品並

不存在任何其他瑕疵。

3.2.3 除第5.8條所載者以及不存在欺詐的情況外，賣方、本公司或本

公司任何員工或代理概不就任何有關拍賣品作者、來歷、日期、

年代、歸屬、真實性或保存情況之表述的準確性，或者拍賣品

3.2.4 12/13

的任何其他說明錯誤或任何瑕疵承擔任何責任。本條款不含

任何形式的擔保。任何有興趣競價人士應以其自身判斷為準

則。

3.3 閣下之責任

閣下有責任了解物品之品相以及圖錄說明中提述之事宜。

3.4 評估—僅限於郵票

3.4.1 倘閣下希望獲得任何拍賣品（不包括混合拍賣品或包含未加說

明的郵票的拍賣品）的專家意見或真實性證書，閣下須在拍賣

會第一部份開始的預定時間前48小時內向本公司發出書面通

知。倘本公司接受，該等申請將具有與因本條款及條件第5.8條

起見，對拍賣品之真實性或說明提出質疑的意向通知書相同之

效力，第5.8條之條文將隨之生效。

3.4.2 申請提供專家意見或真實性證書之通知，須說明需要該等意見

之原因以及閣下舉薦的專家（須經本公司同意）之身份。唯當(但

不限於)閣下舉薦的專家不為本公司所認識時, 本公司有權拒絕

任何提供專家意見或真實性證書之申請。

3.4.3 本公司將在接受提供專家意見或真實性證書之申請后，向專家

委員會提交相關拍賣品。閣下當理解並接受專家委員會評審所

需之時間當因情況而定。

3.4.4 本公司不接受以品相為由提出的評估申請。目錄已說明存在瑕

疵的任何拍賣品（即使專家意見或真實性證書列舉出未包含予

目錄說明的其他瑕疵）, 除贗品以外, 或不可退貨。

3.4.5 倘Spink China Limited 根据本段的上述條文接受評估申請，相關

事實或由拍賣師於相關拍賣品出售前在拍賣台上聲明。

3.4.6 請注意，對於隨附真實性證書的任何郵票，出售的基礎僅為相

關證書，而非任何其他相關的真實性說明或擔保。該等郵票不

接受任何評估申請，亦不接受退貨。

4 出售時之事宜

3/14


WWW.SPINK.COM

4.1 拒絕進入

本公司所舉辦之銷售活動常于本公司或經本公司管理之物業內進行, 本公

司有權酌情拒絕任何人參加拍賣活動或進入拍賣現場。

4.2 競投前登記

閣下須在拍賣會上競投前，憑有效身份證明填寫並簽署一份登記表。請留

意，本公司一般會要求買受人接受信用審核。倘閣下從未于Spink成功競買,

或是第一次於本公司登記，本公司有權向閣下收取不多於閣下欲消費之金

額的百分之五十為保證金。倘閣下成功競買, 此保證金將於發票金額內扣

除。倘閣下未能成功競買, 則此保證金將悉數以繳付時同樣方式返還閣下。

當某些拍賣品在拍賣會前被定義為“高估價拍賣品”時, 競買人需要在拍

賣開始前繳付保證金。“高估價拍賣品” 之資料會在拍賣會前於本公司

網站公佈。

4.3 本人競投

除非在登記時已通過書面協議協定，閣下為本公司可接受的第三方買受人

之代理，否則不管閣下以親身, 電話, 委託, 在線或電郵等何種型式競投,

閣下將被視為競投人本人並承擔個人責任。

4.4 委託競投

倘閣下透過使用本公司圖錄提供的表格或登錄本公司網站向本公司下達

代閣下競投之指令，本公司將盡一切合理努力為閣下競投，惟該等指令須

在拍賣前24小時之內被接獲。倘本公司獲委託以同等金額競投某件拍賣

品，且在拍賣過程中該競價為最高價，則該拍賣品將被售予競投指令被首

先接獲者。委託競投受銷售時的其他約定規限，且本公司可能無法按閣下

要求的方式競投。由於競投屬於根據已列明條款向潛在買受人提供的無償

服務，本公司不會就未能執行委託競投承擔責任。因此，倘閣下希望保證

競投的確定性，閣下應親自出席。

所有委託競投應在出售前24小時內寄往香港灣仔告士打道50號馬來西亞

大廈9樓。

4.5 在線競投

為方便客戶，本公司提供互聯網服務。本公司不會對網上競投產生的錯誤

或無法競投承擔責任，包括（但不限於）由(i) 各方因任何原因導致的網

絡鏈接失敗；(ii) 在線競投軟件出現故障或問題及／或 (iii) 閣下的網絡鏈

接、電腦或系統出現故障或問題，所導致的錯誤或失敗。執行在線網絡競

投屬於無償服務，且受拍賣時的其他約定規限，故本公司不會就未能執行

在線網絡競投或與此相關的錯誤或紕漏負責。對通過 the-saleroom.com 成

功競買之客戶, 本公司將額外收取落槌價3%手續費用。

4.6 電話競投

倘閣下在出售前24小時之內與本公司訂立協議，本公司將盡一切合理努力

聯繫閣下以使閣下能通過電話參與競投，惟本公司在任何情況下概不就未

能聯繫到閣下進行電話競投向賣方或閣下承擔責任。

4.7 貨幣兌換工具

部份拍賣會會於拍賣當日運行貨幣兌換工具。該等工具以中國銀行向本公

司所報的1個月遠期匯率，或由本公司當天釐定的任何其他適用匯率為基

準。競投將按本公司釐定的貨幣結算，於香港舉行的拍賣通常以港幣結

算。然而，該貨幣兌換工具未必一定可靠，且在準確顯示拍賣品編號或港

幣競價的等值外幣方面，可能出現本公司無法控制之錯誤。本公司概不

就閣下因遵循該兌換工具而遭受的任何損失承擔責任。

4.8 視頻圖像

部份拍賣會將安裝顯示屏。顯示屏在運行時可能發生錯誤，惟本公司無

法就圖像與所出售拍賣品一致或作為原作復制品之圖像質量承擔責任。

4.9 競價階梯

開拍價一般低於估價下限，隨后按下列順序加價，惟拍賣師會在拍賣過

程中改變競價階梯。常見的競價階梯為：

100港元至2,000港元每次增加100港元

2,000港元至3,000港元每次增加200港元

3,000港元至5,000港元每次增加200／300港元

5,000港元至10,000港元每次增加500港元

10,000港元至20,000港元每次增加1,000港元

20,000港元至30,000港元每次增加2,000港元

30,000港元至50,000港元每次增加2,000/3,000港元

50,000港元至100,000港元每次增加5,000港元

100,000港元至200,000港元每次增加10,000港元

200,000港元至300,000港元每次增加20,000港元

300,000港元至500,000港元每次增加20,000/30,000港元

500,000港元至1,000,000港元每次增加50,000港元

4.10 由Spink Group競投

4.10.1 本公司保留代表賣方以不超過保留價（永遠不會高於拍賣圖錄

所示之估價下限）金額（如有）之競價競投拍賣品之權利。

4.10.2 Spink Group保留本人競投及購買拍賣品之權利。

4.11 拍賣師之酌情權

拍賣師可全權拒絕任何競投，並以其決定之方式撤銷或分拆任何拍賣

品、合併兩個（或以上）拍賣品以及在出現錯誤或爭議時重新拍賣。

4.12 競投成功

倘競價總是高於保留價（如適用），拍賣師酌情落槌時即表示接受最高

競價以及閣下與賣方之間的銷售合約達成。

4.13 售後安排

倘閣下在拍賣後的60日內就任何拍賣品與賣方訂立任何私人銷售協議，

本公司作為賣方的獨家代理，保留根據本條款及條件向閣下收取適用之

買受人酬金及根據賣方協議之條款向賣方收取佣金之權利。

4.14 退貨

當閣下的競價被接納並成功競投，閣下需根據本條款及條件支付相關貨

款及費用。若商品出現任何問題而閣下欲安排退貨，則閣下必須自收貨

起七天內聯絡本公司，清楚闡明問題之詳細，本公司或要求閣下將商品

送返以作檢查。根據第5.8條，是否取消銷售並退回該商品貨款將由本公

司酌情決定。一般而言，若閣下未能將與拍賣日品相相同的物品退還予

本公司，本公司將不接受顧客的退貨及退換。

5. 拍賣後事宜

5.1 買受人酬金

除落槌價外，閣下須按各拍賣品的最終落槌價向本公司支付20%的買受


237

人酬金。若通過 the-saleroom.com 成功競買時落槌價之額外3%手續費

用，以及以信用卡結帳時之額外手續費用。

5.2 付款

5.2.1 閣下須向本公司提供閣下之全名及固定地址，並在要求時提供

向本公司付款的銀行之詳情。閣下須在出售日期后的七日內全

數支付發票金額。本條文在閣下擬出口拍賣品，且需要（或可

能需要）提供出口許可證時仍然適用。

5.2.2 在未將所有應付款項全數支付予本公司之前，閣下將不會獲得

拍賣品之所有權，即使本公司已將拍賣品讓與閣下。

5.2.3 付款應按以下方式之一以港幣進行：

i. 由銀行直接匯至本公司賬戶，詳情載於發票。閣下將承擔

所有的銀行相關開支。請確保閣下之客戶編號已列於匯款

單。

ii. 使用支票或銀行匯票向Spink China Limited付款。請留意在

非香港銀行簽發支票或銀行匯票的手續費將由閣下承

擔。請確保隨附付印於發票底部的匯款憑條。

iii. 若使用Visa或萬事達咭付款，閣下須支付3%的額外費用;

若使用美國運通信用咭付款，閣下須支付4%的額外費

用。請留意所有信用咭付款均將在本公司的倫敦辦事處以

英鎊進行。本公司對閣下因使用信用咭付款而產生的任何

外匯虧損或費用概不負責。

5.2.4 除登記時已為閣下作為第三方人士代理人之身份達成協定

外，貨款應由已登記之受買人而非第三方支付。

5.3 通知

本公司無法以電話通知成功的競投方。儘管發票將在拍賣會結束后寄

出，惟本公司並不承擔將閣下之競投結果知會予閣下之責任。閣下應

於拍賣後盡早親身或致電聯絡本公司查詢閣下競投之結果，以免承擔

因付款延誤而產生之費用。

5.4 提貨

5.4.1 除非經特別指明，否則本公司（或Spink Group）在收到全額付

款前之前將保留已出售拍賣品。買受人需於接收拍賣品時全數

支付所有費用，除非在拍賣前已與本公司達成特別協定，買受

人需於拍賣起七天內完成交易。拍賣品只於所有款項全數入賬

後方能發貨。

5.4.2 拍賣品可於拍賣會結束後在香港灣仔告士打道50號馬來西亞

大廈9樓領取。在向本公司出示以Spink China Limited為收款人的

支票或銀行匯票時，除非本公司特別指明，否則在支票或銀行

匯票結清並將款項匯至本公司銀行賬戶前，本公司仍將保留拍

賣品。

5.4.3 閣下將自領取時間起或自出售當日起計的七天屆滿時（以兩者

之較早者為準），承擔拍賣品相關的任何風險；Spink China

Limited及其僱員及代理概不對拍賣品在其各自的保管或控制

期間，由疏忽或其他原因引起的任何丟失或破壞承擔責任。

5.4.4 如有需要，本公司之運輸部可作為代理人為閣下安排貨運。如

經特別申請，本公司亦會推薦承運商，惟該等推薦乃基於相關承

運商的整體過往經驗而作出，本公司不會就相關第三方的行本公

司將盡一切合理努力謹慎處理，但請緊記，為或遺漏向本公司作

出推薦的任何人負責。

5.4.5 裝卸和包裝商品時，自領取時間起或自出售當日起計的七天屆滿

時(以兩者之較早者為準) ，與拍賣品相關的任何風險乃由閣下

承擔。

5.4.6 買受人有責任瞭解商品被進口到最終目的地時，海關有可能就該

次進口徵收關稅。Spink不接受以避免關稅為由要求返運。買受人

亦有責任理解各地海關有不同限制禁止某類收藏品進口。Spink

既不就上述情況退貨,亦不就商品被海關沒收或銷毀負責。

5.4.7 若買受人要求商品被送到發票上列印的地址以外的地點， Spink

將酌情處理閣下的申請。

5.5 未能付款或提貨之補救措施

5.5.1 倘閣下未能於發票規定日期結束後的七日內付款，本公司有權行

使以下一項或多項權利或補救措施：

5.5.1.1 自全額款項到期日起，以每日2%的月度複合利率計收利

息；

5.5.1.2 以閣下仍未支付的款項抵銷Spink Group在任何其他交易

中結欠閣下之款項；

5.5.1.3 本公司或令Spink Group 扣留閣下的所有或部份拍賣品

或其他財物，直至閣下結清拖欠本公司或Spink Group的

所有款項，即使欠款與該等拍賣品或其他財物無關。在

本公司發出催繳欠款通知的14日後，Spink Group有權出

售該等拍賣品或其他財物。本公司會將所得款項用於結

清閣下拖欠本公司之款項，餘額將退還予閣下；

5.5.1.4 倘閣下因不同交易而拖欠Spink Group數筆款項，已付款

將用於償付任何特定交易之欠款，不論閣下是否同意；

5.5.1.5 在未來的拍賣會上拒絕接受閣下作出或代閣下作出的任

何競投，或在接受閣下的競投前收取保證金。

5.5.2 倘閣下未能在35日內付款，本公司還有權：

5.5.2.1 撤銷在同一或其他拍賣會上出售予閣下的拍賣品或任何

其他物品；

5.5.2.2 重新安排公開或私下出售拍賣品，倘售價低於原先的價

格，本公司將向閣下追償餘款及所有合理開支，包括20%

的賣方佣金、費用、賠償、訴訟費、酬金以及各類出售

相關費用或因閣下未能付款而引發的其他費用；或

5.5.2.3 採取其他本公司認為合適的行動。

5.6 未能提貨

倘貨物於出售後14日內仍未領取（無論是否已經付款），閣下須按每件貨

物每日30港元之費率支付儲存費，外加任何可能適用的處理費。在結清所

有費用以及拖欠本公司的任何其他款項之前，閣下無權領取拍賣品。

5.7 出口許可證

5.7.1 貨物出口前，閣下須檢查是否需要出口許可證。


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5.7.2 除非經本公司書面批準，否則申請出口許可證不會對閣下於7日內

本公司付款之責任，以及本公司向閣下收取延期付款的利息之權

利產生影響。

5.7.2 除非經本公司書面批準，否則申請出口許可證不會對閣下於7日內

本公司付款之責任，以及本公司向閣下收取延期付款的利息之權

利產生影響。本公司無撤銷出售，或者退還閣下付款之利息或期

間觸發的其他開支(即使需申請出口許可證)之責任。

5.8 贗品之退款

5.8.1 倘本公司出售之拍賣品（而非圖錄中並無說明的混合物品）被證

實為贗品，本公司將撤銷出售並向閣下退還閣下已支付之款項。

在下列任何情況下，本公司概不負責退還任何款項（a）倘拍賣日

之圖錄說明或展廳通告符合當時學者或專家普遍接受的意見，或

已清楚表明此類意見有爭議；或（b）只能用科學方法證明該拍賣

品為贋品，而該科學方法是在拍賣品圖錄出版後才被普遍使用；

或僅能用某種方法證明該拍賣品為贋品，而該種方法的使用費用

昂貴、不合實際或可能對拍賣品造成損害。此外，閣下應注意，

滿足下述條件後方可獲得退款：

5.8.1.1 閣下須於拍賣日起計的七日內書面通知本公司閣下認為

相關拍賣品為贗品；

5.8.1.2 閣下須於十四日內將與拍賣日品相相同的物品退還予本

公司；及

5.8.1.3 退還拍賣品後，閣下須盡快提供符合本公司要求的證

據，以證明相關拍賣品為贗品以及閣下有能力在免於任

何第三方申索的情況下，將物品所有權轉讓予本公司。

5.8.2 在任何情況下，閣下要求本公司就相關拍賣品向閣下支付的金額

不得超過閣下實際支付的金額，且閣下無權要求支付利息。

5.8.3 本擔保之利益不能轉讓，且僅面向本公司於相關拍賣品出售時向

其開立原始發票，以及出售後一直為相關拍賣品之所有人，且無

向任何第三方出售該拍賣品任何權益之人士。

5.8.4 本公司有權依賴任何科學方法或其他方法證明相關拍賣品非贗

品，不論該方法於拍賣日是否已經使用或正在使用。

6. 責任

此項免責聲明不會在任何方面免除或限制該等責任:

6.1 因本公司的疏忽所產生的人身傷亡; 或

6.2 因本公司的欺詐行為或失實陳述而產生的任何損害或責任。

7. 版權

7.1 本公司有權（根據非專有基準）對拍賣品進行拍照、拍攝或以其他方法製

作相關拍賣品之影像。該等影像相關的所有權利均歸本公司所有，本公

司有權以本公司認為恰當之任何方式使用該權利。

7.2 本公司擁有並始終擁有拍賣品相關的所有影像、插圖以及書面材料之版

權，並有權以本公司認為恰當的任何方式使用該版權。未事先徵得本公

司書面批準之前，閣下不得使用或允許任何他人使用該等影像、插圖以

及書面材料。

8. 通告

根據本條款及條件發出的所有通告將由專人以一等郵件郵寄或傳真至由

另一方向寄件人提供的地址。任何通過郵寄發出的通告將被視為已於郵寄

後的第二個工作日收取；倘地址位於海外，則為郵寄後的第五個工作日。

任何傳真或由專人送達之通告將被視為已於發出後首個工作日到達。

9. 附加條文

9.1 不管是否涉及侵權行為（包括過失），違反法定義務，合同失實陳

述，或其他原因, 本公司一概不承擔以下責任：

9.1.1 利潤損失，業務損失，商譽損毁和/或類似的損失，失去預期

積蓄，貨物，合同，使用權，數據或信息; 或

9.1.2 任何特殊，間接，連帶或純經濟損失，成本，損害，費用或

開支。

9.2 可分割性

倘本條款及條件的任何部份被任何法庭視為無效、不合法或不可强

制執行，其他部份則在法律允許的範圍內維持有效，各方須遵守執

行。

9.3 不可抗力

倘本公司因行動、事件、不作為或本公司無法控制之事故，包括（但

不限於）罷工、閉廠或其他行業糾紛（不論是否涉及本公司員工或

任何其他方員工）、公共服務或運輸網絡癱瘓、天災、戰爭、暴動、

內亂、惡意損壞、遵守任何法律或政府命令、規定或指示、事故、

廠房或機械故障、火災、洪災、風暴或供應商或分包商違約而無法

履行或遞延履行本公司根據本條款及條件所承擔之責任或無法繼

續營業，本公司對閣下不承擔任何責任。

9.4 豁免權利

9.4.1 本條款及條件規定的任何權利之豁免僅在其以書面形式列

載，並僅適用於所列情況時方為有效。一方未能行使或延遲

行使本條款及條件或法律所規定的任何權利或補救措施，不

構成該等（或任何其他）權利或補救措施之豁免，亦不排除

或限制進一步行使相關權利或補救措施。行使單項或部份該

等權利或補救措施並不排除或限制該等（或任何其他）權利

或補救措施的進一步行使。

9.4.2 除另有說明外，本條款及條件產生之權利乃為累積，且不排

除法律所規定之權利。

9.5 法律及司法管轄區

9.5.1 本條款及條件以及任何因其或其客體產生或與之相關的任

何糾紛或申索，將受香港法律規限，并根據香港法律解釋。

9.5.2 各方同意，香港法院擁有解決任何因本條款及條件或其客體

產生，或與之有關的糾紛或申索的非專有司法管轄權。

9.6 本條款及條件以英文版本為准

該等條款及條件的英文版本與中文版本之間若有歧義之處，概以英

文版本為准。


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GROUP CHAIRMAN AND CEOOlivier D. Stocker

YOUR SPECIALISTSSTAMPS

UK – Tim Hirsch Guy Croton David Parsons Nick Startup Neill GrangerPaul Mathews Dominic Savastano Tom Smith Ian Shapiro

USA – George Eveleth Richard DebneyEurope – Guido Craveri Fernando Martínez

China – Anna LeeCOINS

UK - Mike Veissid Paul Dawson Richard Bishop William MacKay Eleanor Charlotte DixTim Robson Edouard Wyngaard Barbara Mears John Pett

USA – Stephen Goldsmith Greg ColeChina – Kin Choi Cheung

BANKNOTES, BONDS & SHARESUK – Barnaby Faull Mike Veissid Andrew Pattison Monica Kruber

USA – Stephen GoldsmithEurope – Peter Christen

China – Paul Pei Po Chow Kelvin Cheung ORDERS, DECORATIONS, MEDALS & MILITARIA

UK – Mark Quayle Oliver PepysBOOKS

UK – Philip Skingley Jennifer MulhollandAUTOGRAPHS

USA – Stephen GoldsmithWINES

China – Anna Lee Guillaume Willk-Fabia

YOUR EUROPE TEAM (LONDON – LUGANO)Chairman’s Office

Charles Blane Directors

Tim Hirsch Anthony SpinkAuction & Client Management Team

Miroslava Adusei-Poku Edward Rivers Luca Borgo Rita Ariete Dora Szigeti John Winchcombe Kenichiro Imase María Martínez Maurizio Schenini

FinanceAlison Bennet Marco Fiori Mina Bhagat Dennis Muriu Billy Tumelty Dean Dowdall

IT & AdministrationBerdia Qamarauli Leszek Woronowicz Liz Cones Curlene Spencer Tom Robinson

Cristina Dugoni Giacomo Canzi

YOUR AMERICA TEAM (NEW YORK)Auction Administration and Marketing & Design

Sonia Alves Luke Mitchell Madison LangFinance & Administration

Sam Qureshi Ingrid QureshiAuctioneers

Stephen Goldsmith

YOUR ASIA TEAM (HONG KONG – SINGAPORE)Vice Chairman

Anna LeeAdministration

Angie Ihlo Fung Raymond Tat Newton Tsang Amy Yung Gary Tan

LONDON1666

LONDON1666

SALE CALENDAR 2014STAMPS

12 MarchThe Anglo-Boer War, 1899-1902, featuring Occupation and Siege Issues, The Harry Birkhead Collection London 14018

13 March The “Foxley” Collections of British Guiana and British Honduras London 1401914 April The Drs. Joanne and Edward Dauer Collection of Great Britain London 1402026 April The Philatelic Collectors Series Sale Hong Kong CSS0829 April The Philatelic Collectors Series Sale London 1402114 May Specialised Great Britain stamp sale London 140227 June The Collectors Series Sale Hong Kong CSS1018 June The “Garrison” Collection of New Guinea “G.R.I.” surcharges London 1402310 July The Philatelic Collector's Series Sale London 1402420 September The Philatelic Collector's Series Sale Hong Kong CSS12

COINS26 March The "Khalifa" Collection of Islamic Coins London 1401226/27 March Ancient, English & Foreign Coins and Commemorative Medals London 140042 April The Collector's Series Sale Hong Kong CSS099/10 May The Collector's Series Sale New York 32025/26 June Ancient, English & Foreign Coins and Commemorative Medals London 1400521 August The Collector's Series Sale Hong Kong CSS1122/23 September Ancient, English & Foreign Coins and Commemorative Medals London 1400615 November The Collector's Series Sale Hong Kong CSS133/4 December Ancient, English & Foreign Coins and Commemorative Medals London 14007

BANKNOTES2 April The Collector's Series Sale Hong Kong CSS0915/16/17 April World Banknotes London 140089/10 May The Collector's Series Sale New York 32015 July World Banknotes London 1400921 August The Collector's Series Sale Hong Kong CSS1130 September World Banknotes London 140131/2 October World Banknotes London 1401315 November The Collector's Series Sale Hong Kong CSS13

MEDALS24 April Orders, Decoration, Campaign Medals & Militaria London 1400124 July Orders, Decoration, Campaign Medals & Militaria London 1400220 November Orders, Decoration, Campaign Medals & Militaria London 14003

BONDS & SHARES2 April The Collector's Series Sale Hong Kong CSS0930 May Bonds and Share Certificates of the World London 1401619 June Stocks and Bonds of the World New York 32121 August The Collector's Series Sale Hong Kong CSS1115 November The Collector's Series Sale Hong Kong CSS1328 November Bonds and Share Certificates of the World London 14017

AUTOGRAPHS9/10 May The Collector's Series Sale New York 320

WINES20 March An Evening of Exceptional Spirits and Accessories Hong Kong SFW0518 April Charity Wine sale Tokyo SFW0619 April Exclusive Silver Seal Auction Hong Kong SFW0729 May An Evening of Exceptional Wines and Spirits Hong Kong SFW0831 July An Evening of Exceptional Wines Spirits Hong Kong SFW0925 September An Evening of Exceptional Wines Spirits Hong Kong SFW1027 November An Evening of Exceptional Wines Spirits Hong Kong SFW11

The above sale dates are subject to change.____________________________

Spink offers the following services:Valuation for insurance and probate for individual items or whole collections.

Sales on a commission basis either of individual pieces or whole collections.


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CSS09

Bonds, Share Certificates, Coins and Banknotes of China,

Hong Kong and the Far EastSTAMPS COINS BANKNOTES MEDALS BONDS & SHARES AUTOGRAPHS BOOKS WINES

9/F Malaysian Consulate Building, 50 Gloucester Road, Wanchai, Hong Kong

telephone +852 25 300 100 telefax +852 25 266 128 e-mail [email protected]

© Copyright 2014

2 April 2014

HONG KONG

CSS09

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