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Course Contents and Extent of Coverage
General Courses:
SPECIAL COURSE ON ‘FINANCIAL (ATTEST) AUDIT’
Introduction-A Brief background of the
course, Audit mandate, System of Govt.
Accounts-Certification-Technical Books
EB Accounts-Certification
Accounting Standards 1 to 12 Accounting Standards 13. 15, 16, 20
Insurance accounts-Certification Certification of Port Trust Accounts
Auditing Standards – Internal control –
Reporting-Audit Committee-Corporate
Governance
Accounting standards 22, 26, 28, 31, 32,
33 (Overview)
Convergence of IFRS with Indian
Accounting Standards
Finalisation of accounts-Three phase audit
and Compendium of opinions
SPECIAL COURSE ON ‘COMPILATION OF CIVIL ACCOUNTS’
CAG’s responsibilities for compilation of
accounts under section 10 to 12 of CAGs DPC
Act 1971 – Compiling Government accounts in
treasury & in A&E offices upto Appropriation
& Finance accounts stages - How initial
accounts received from Treasury, Public Works
Divisions & Forest Divisions, supporting
documents are handled and compiled in A&E
Office.
Introduction to VLC- Theory and
Practical Session.
Various VLC modules-hands-on-sessions
Querying the Data on VLC screen
Query and Reports using SQL Commands VLC output-monthly and annual
accounts- how to make VLC
account more meaningful-Practical
sessions
SPECIAL COURSE ON ‘AUDIT OF PUBLIC SECTOR UNDERTAKINGS’
Global Economic Scenario - Liberalisation
policy vs. Regulations – Public Sector vs.
Private Sector – Privatisation – Effects of
Globalisation
Auditing and Assurance Standards
Internal Control system- assessment of risks
and evaluation
Corporate Social Responsibility
and audit thereof.
SEMINAR ON ‘Accounting Standards’
Overview of Accounting Standards-Procedure
for prescribing Standards
Present Status of Accounting Standards in India
in harmonization with International Accounting
Standards
Accounting Standards applicable
for all Enterprises-
AS1,2,4,5,6,9,10,11,12,13,15,16,1
9,22,26,28,29
Accounting Standards applicable
for Specialised Entities and
Situations
Accounting Standards applicable only for
Level I Enterprises (Non-SMEs)-AS 3,17,30,
31 and 32
Accounting Standards applicable for Level I
Enterprises and all companies-AS 18, 20 and24
International Accounting
Standards (IAS)
International Financial Reporting
Standards (IFRS)
Converged Indian Accounting Standards Group Discussion and Presentation
by Participants
SPECIAL COURSE ON ‘Audit of Public Private Partnership in Infrastructure Projects’
Introduction to Public Private
Partnership- Different types of PPP
Projects-Examples
Requisites, Objectives and Role of PPP
Institutional arrangements for appraisal
and approval of PPP projects
Financial support to PPP projectsin
Infrastructure- Model Concession Agreements
Mandate, Scope and Objectives of PPP
Audit
INTOSAI Guidelines on Best Practice for Audit
of Risk in PPP- Identifying and Sharing of risks
in PPP projects
Audit Planning & Selection of PPP
projects for audit
Audit Process & Criteria for PPP audit
Audit of PPP in Infrastructure projects-
Case Study
Reporting Audit Findings and
Recommendations
Contract Management Project Planning and
Implementation – Time and Cost
Overrun
Auditing in computerized environment –
Basics and general concepts of IT audit
Audit of Insurance Companies
International Financial Reporting Standards
(IFRS)
Role of Banks in Foreign Trade
and functions of Non-Banking
Financial Organisations
SPECIAL COURSE ON ‘PERFORMANCE AUDITING’
Definition of Performance Audit, principles to
be applied while conducting performance audit,
Performance Audit process and Impact
evaluation of Performance Audit
Strategic planning-definitions, Objectives of
strategic planning, Approval of strategic plan by
SAI top management.
Performance auditing mandate-
Understanding the programme, the
entity and the environment, Entry
conference.
Risk Analysis, Setting the audit objectives,
expected value addition to the entity/
programme- Exercise & Group discussion
Competence, relevance and
sufficiency of evidence, types of
evidence, sampling-
Evidence Analysis &
Documentation-
Exercise & Group discussion
Developing findings, developing
recommendations, inventory of
recommendations
Structure of supervision, Review & Quality
Control- Quality Assurance & Quality Control
Criteria for assessment of the
programme/entity, detailed
guidelines for the performance audit-
structure of audit implementation
guidelines- Exercise & Group
discussion
Understanding the field audit process,
developing the audit program, audit approaches,
audit test programmes- Exercise & Group
discussion
Parliamentary Guidelines - Annual
follow-up programme, effectiveness
of performance audits – assessment
Audit management issues- Critical issues in
performance auditing - Understanding Skill and
Knowledge of audit personnel and training -
Annual training and professional development
programme
Understanding Performance auditing
in IT environment – Important issues
in audit of public sector programmes
- Evidence gathering
and analysis techniques CAATs –
IDEA
PREPARATION, AUDIT & CERTIFICATION OF FINANCE AND APPROPRIATION
ACCOUNTS’
-INTERACTION BETWEEN AUDIT & ACCOUNTS OFFICES
State Level Economic reforms and major
recommendations of Finance Commission
Budgets of Union and State
Governments and their relation to
Finance Accounts
Structure of Finance Accounts Preparation of Finance Accounts –
Details statements
Preparation of Finance Accounts - Summarised
Statements
Link of Finance Accounts to the
Audit Report on State Finances
Structure of Appropriation Accounts - Details of
Appropriation Accounts of each grant for
successive years as database for audit planning
and review type audit
Audit of Finance & Appropriation
Accounts-
Re-appropriation and audit
comments thereon – purpose and use
of such comments
SPECIAL COURSE ON ‘INVENTORY MANAGEMENT
Overview of Material Management
Supply Chain Management and
customer orientation and MIS
Material Research, Forecasting, Planning &
Budgeting – material requirements
Use of OR, LP Techniques and
Computer applications in material
management
Domestic and International Purchases – PQR –
Supplier selection – award of contract
Technical and commercial terms
and conditions – Legal
implications – arbitration
Auditing of Material Management Value engineering and value
analysis and MIS in material
management
Accounting, Auditing Problems on Inventory /
Inventory Control
Exercise
‘MANAGEMENT DEVELOPMENT APTITUDE COURSE FOR AAOs/
(CIVIL AUDIT, COMML. AUDIT & A&E OFFICES)’
SPECIAL COURSE ON ‘AUDIT OF AUTONOMOUS BODIES’
INCLUDING CERTIFICATION AUDIT OF ACCOUNTS
Use of computers in generation of final accounts
including monthly appropriation accounts
Group discussion / Test
Macro Economics – Theory and Policy
International Trade, Impact of global economic
crisis
Leadership & Organization
Development
Formulation and Implementation of Flagship
schemes of the government
Communication Skills
Relationship Management Success –a winning Strategy
Conflict Management Stress Management
Reservation Policy and Implementation-Panel
preparation
Change Management
Salient features of Manual of Instructions for
Audit of Autonomous Bodies
Certification Audit of Autonomous
Bodies – Synergy of Commercial
and Civil Audit Staff for better
financial audit performance. New
format of SAR/Audit Certificate
Analysis of Balance Sheet – Importance of
Accounting Policies/Notes on Accounts –
Accounting Standards
Salient features of Uniform Format
of accounts – Specific focus on
Receipt and Payments Account and
Income & Expenditure Account
Essential features of AAS-28 – Emphasis on
significance of Materiality – Audit of Fraud
Drafting and contents of draft
SAR/Management letter
WORKSHOP ON ‘RIGHT TO INFORMATION ACT
Introduction - Sharing of expectations and
Workshop Overview
Salient features of the Act
Rights conferred on the citizen
Responsibilities of Public Authorities
Process of providing information
including Third Party Information, Duties
of CPIOs / ACPIOs
Powers and Functions of Central/State
Information Commission
Exemptions from disclosure
Appeal procedure and Penalties- Open
session for discussion
Film on impact of RTI
Valediction
SPECIAL COUARSE ON ‘FRAUDS AND FORENSIC AUDIT’
Guidelines on Auditing of fraud – Detection of
frauds
Audit and investigation
Auditor’s responsibility on Fraud and Corruption How to identify potential Fraud and High
Risk Areas
Investigative procedure - Role and functions of
investigation wing of Govt. departments – Cyber
crimes
Computer Frauds – IT security
Fraud Investigation and Forensic Audit Red Flags and Anti Fraud Measures
SPECIAL COURSE ON ‘CENTRAL EXCISE RECEIPT AUDIT’
History of Central Act – Development and
Administration of Central Excise-
Interconnection between Central Excise,
Customs, Income Tax and Sales Tax
Tariff classification for the purpose
of levy of Excise Duty
Automation of Central Excise and Service Tax
(ACES)
Electronic Accounting System in
Excise ad Service Tax(EASIEST)
Valuation Principles Adjudication Appeal, levy of Penalties, interest etc.
General Exemption and Concessions -
Export promotion schemes
Quality Improvement in Excise
Audit with particular reference to
Evaluation of Internal Control mechanism in
audit of Autonomous Bodies
Audit of Ports and Certification of
Accounts
Adoption of Sampling Techniques in audit of
Autonomous Bodies
Discussion on DPs and Reviews on
Autonomous Bodies
CENVAT Schemes and Refunds CCO based Audit
Audit of Service Tax – Case studies
‘MANAGEMENT DEVELOPMENT APTITUDE COURSE FOR ACCOUNTS / AUDIT
OFFICERS’
SPECIAL COURSE ON ‘CENTRAL AUDIT’
Introduction to Government Accounting and
Budgeting System
Central Audit – Procedures and
directions – Functions of CAP /
CASS sections
Central Audit of Monthly Appropriation
Accounts, Grants-in-aid, Contracts, Credits to
Deposits, SB Remittances, Audit against
sanctions etc.
Ganapati Committee
Recommendations – Audit of
vouchers, comparison of
cancelled cheques with vouchers,
cheques not encashed, 8782-Cash
Remittances and Adjustments,
drastic changes in Suspense
Accounts etc.
Central Audit of Finance and Appropriation
Accounts
Inputs from Central Audit for Treasury
Inspection
Role of Central Audit in VLC
Environment
SPECIAL COURSE ON ‘DEPARTMENT-CENTRIC AUDIT’
What is Department Centric Audit?
How it is different from traditional audit/
Performance audit – Background, Concept
and objectives
Risk evaluation and selections of
CCO/DDO units, Planning for
Department Centric Audit – case
studies
Macro Economics – Theory and Policy
International Trade, Impact of global economic
crisis
Leadership & Organization
Development
Formulation and Implementation of Flagship
schemes of the government
Communication Skills
Conflict Management Relationship Management
Stress Management Products of INTOSAI Working
Groups
Audit of Social Welfare Schemes – Role of
NGOs, Civil Society etc
Change Management
Executing the Department Centric Audit – Audit
of Financial Management, Project Management,
Stores Management, etc.
Discussion – case study of a
Department Centric Audit
Internal Controls Reporting
SPECIAL COURSE ON ‘DEPARTMENT-CENTRIC AUDIT’
Introduction – Different functions of Ports and
activities
National Maritime Development
Projects – schemes –
implementation – critical issues
Audit of Port in computerized environment
Certification of Port Accounts
Functions of Tariff Authority of Major Port Exercise and discussion
SPECIAL COURSE ON ‘Application and Interpreataion of Fin. & App. Accounts & Preparation of Audit Report on State Finances’’
State Level Economic Reforms and Major
Recommendation of XII Finance
Commission
Introductory to Finance and
Appropriation Accounts
Preparation of Finance Accounts –
Detailed statements - Summarized
statements
Preparation of Finance Accounts (New
Format) –Preparation of Appropriation
Accounts
Audit and Certification of Finance
and Appropriation Accounts
Re-appropriation and audit comments
thereon – purpose and use of such
comments for the Chapter on
Appropriation Accounts
Audit Report on State Finances -
Link of Finance Accounts to the
Chapter on Finance Accounts
SPECIAL COURSE ON ‘RISK BASED AUDIT APPROACH AND DEVELOPMENT OF
AUDIT SKILLS’
Overview of Risk Based Auditing Risk perception -Different kinds
of risks-Liabilities of auditors
Concept of Materiality Risk Model
Risk Analysis in IT environment Risk Identification & Risk
Analysis
Risk assessment in audit Statistical Sampling Techniques
– Application of Statistical
Sampling in Audit
SPECIAL COURSE ON ‘PUBLIC FINANCIAL MANAGEMENT AND ACCOUNTABILITY
SPECIAL COURSE ON ‘HIGH VALUE CONTRACTS INCLUDING DISPUTE
RESOLUTION’
Purchase Contracts - Overview
Indian Contract Act – Sale of
Goods Act – Scope of
application with reference to
Government Organisations /
PSUs.
Audit of procurement of IT assets – case studies Types of tender – tender
procedures – Pre-
Qualifications – International
bidding – tender evaluation –
loading – tender ethics –
Insurance – Transport – LD
Project implementation and project monitoring,
CPM and PERT – Time & Cost – Over run
Alternate dispute resolution
Mechanism – Arbitration
Performance Assessment
Challenges facing Indian Economy
Financial Institutions, Financial Markets and
Financial Instruments
Fiscal Policy and Monetary Policy
Overview of Govt. Financial System
Budget – Govt. Planning Government Accounts –
Interpreting the Finance Accounts –
Recommendations of Finance
Commission.
Role of Audit – Gender Budgeting Centre – State Finances, RBI –
Public Debt
Public Revenue – Public Expenditure
Disinvestment – Public Financial
Reforms
Public Private Partnership
Good Governance
Role of Banks in the international contracts for
supply of goods and services – Procedures and
different modes of payments / remittances –
Foreign Exchange rate – SDRs – Exchange rate
variations – Forward Contracts
Works contracts –
Preparation of estimates –
Provision for supply of
materials – Escalation clause
relating to works contract –
Scrutiny of works bills –
Adjustment of mobilization
advances
etc. – case studies
Impact of Indirect Taxes on Contracts – Export
incentives
Important audit points on
contracts
SPECIAL COURSE ON ‘AUDIT OF DIRECT TAXES’
General layout of Direct Tax Laws-
Distinctions of legal terms in Direct Tax
laws -Concepts of Income and deemed
income-Salary Income – Income from
House Property - Total income for tax
and income includable therein- Income
exempt from taxable income- case laws
Assessment of capital gains to tax
– case laws – clubbing provisions
under the direct taxes act and
treatment of agriculture income
under IT Act – case laws
Assessment of charitable and religious
trusts and political parties – legal
obligation of assessee and tax officers
Income from other sources -
Income from business and
profession
Scheme of levy of ‘Minimum Alternative
Tax’ on companies – case studies
Depreciation – Various Court
judgements and case laws –
Depreciation on leased assets
Search and seizure procedure – legal
provisions – Appraisal reports – Block
assessments
Emerging issues in the Audit of Direct
Taxes – Audit of financial statements and
how to read a balance sheet
Law and procedure relating to TDS
– Jurisdiction of the assessing
officer – Records and registers
relating to TDS – Rates of TDS for
various transactions –
Responsibility of Tax deducting
authority – Linking of TDS
recovery and regular assessment
Chapter VI A deduction, General
principles
and methods of allowing deduction – case
laws – Practical exercise
Criteria for selection of cases for
scrutiny
assessment – Scope and extent of
scrutiny
assessment- Responsibility of the
assessing
officer – procedure of scrutiny –
Scope of
sections 144,147,148 and 154
Pre-assessment and Post Assessment
procedures- function of tax recovery
officers- circumstances and scope of
applying various penalty provisions
Treatment of losses under IT Act
(set-off& carry forward) - Wealth
Tax & Gift Tax-correlation
between the Direct Taxes- Interest
recoverable from assesses or
payable to assessee under the
Direct Taxes
Computerization in IT Department and its
impact in Audit
Income of AOP, HUF, Co-
operative Societies
and Assessment of firm
SPECIAL COURSE ON ‘AUDIT OF PUBLIC WORKS AND PROJECTS’
Provisions of CPW – A Code – Provisions
in MSO(Audit) on works and Projects audit
– Audit Standards for works audit –
Performance Audit process
Uses and limitations of local audit
of PW Divisions – Remittances
between PW Divisions and
Treasuries, PAOs – use and abuse
of remittance, suspense.
Works Registers in P.W. Divisions – monthly
and annual A/c closing – registers not closed
annually – special points generally looked into
during works audit and points ignored in audit –
case study.
Compare and Contrast – P.W.
expenditure and project
expenditure – Types of estimates,
types of contracting – types of
departmental supplies, supervision
and inspection and quality control
– types of on account payment –
guarantee and warranty.
Audit of Projects in PWD and audit of the
expenditure – running A/C bills; advances –
selection of vouchers and final bills for audit
Audit of Tenders and agreements –
schedule of rates and its purpose –
Important points noticed in water
ways and drainage projects –
Certification of Externally aided
projects
Important Points noticed in major irrigation
projects and National Highways and Highways
Road works -executed on PW procedures –
case studies
Man-power audit in P.W.
Department and casual/Muster Roll
– audit of supplies and contracts
and stores audit.
Law of contracts relevant to works and Projects
– case laws in arbitration – types and court
awards –
Discussion on practical cases
Drafting of Audit report – Style
guide
SPECIAL COURSE ON ‘CORPORATE FINANCE TAXATION AND FOREIGN TRADE’
Inauguration
Foreign Trade - overview
Management of capital – cost of
capital - Cash Flow Management-
Planning and sourcing cash – Parking
of funds
Exim policy – Exports – Procedure and
documentation – Deemed exports – Export
incentives
Ratio Analysis – Different kinds of
analysis to determine the financial
health
Currency – Convertibility – Sport rates –
Exchange rate fluctuations – Forward contract -
FEMA
Imports – Procedures & Documentation-
Letters of Credit – transfer of funds etc.
Capital Budgeting Analysis-Financial
appraisal
Taxation – Companies – scheme of MAT –
case studies - discussions
Working Capital Management-
working capital cycle-Components of
working capital
Double Taxation avoidance – Agreements –
Fees for
technical services & consulting from abroad
Role of SEBI – Listing of Shares
Settlement Dates – De-mated shares
Clause 49 of Listing Agreement
SPECIAL COURSE ON ‘TREASURY INSPECTION’
Inauguration
Monthly accounts to A&E office, details that
should accompany the accounts – Report on
incomplete accounts, accounts left out of
compilation – reconciliation with A&E offices
by controlling officers, reconciliation by DDOs
with TOs
Procedure for Treasury Inspection
and work allocation among party –
Processing of inspection report etc –
Important objections noticed
Duties and responsibilities of treasury officers
and DDOs
Check of classification – relative
responsibilities of DDO/TO/AG –
Reconciliation with Banks – Heads
involved and reflection of
differences in the A/cs
Functions of treasuries and records maintained
by treasuries, like, Subsidiary Cash Book,
Payment Registers etc.
Receipts and Remittances,
reconciliation with revenue earning
deposits – Adjustment in Accounts
of the drawal from Currency Chests
and reconciliation between
Treasury/RBI and Banks
Banking and Non-Banking Treasuries – Control
by TOs with reference to budget of DDO –
Various checks to be effected by TO in his
work. Subsidiary accounts in Treasury Office
on personal deposits and other debt, deposit
fund etc. Head of account and their check,
refund of deposit by TO
Data Analysis through VLC
Checks exercised by audit in respect
of pension payments made by banks
on the strength of authorisations
issued by TOs
SPECIAL COURSE ON ‘INTERNAL CONTROLS AND INTERNAL AUDIT’
Introduction to Internal Control-
Definition, Needs, Objectives and
Limitations of internal control-
Difference between Internal Check,
Internal Audit & Internal Control
Components of Internal Control-
Control environment and Risk
Assessment-
Components on Internal Control-
Control Activities- Information &
Communication and Monitoring
Roles & Responsibilities of
Internal audit in any organization-
Internal Control activities in IT
Environment
Corporate Governance Audit
Committee – case study - discussions
Fraud detection techniques including
computer fraud
Exercise
STATISTICAL SAMPLING IN AUDIT
Descriptive Statistics: What is data?
(Qualitative Vs Quantitative data) What is an
Attribute? Frequency distribution of data-
Concept of random variable
Classical definition of probability-
Concepts with examples-Probability
distribution (Binomial, Poisson &
Normal Distribution)-Concepts &
applicability
Measures of Central Tendency (Mean, Median
and Mode)- Concept, measure & applicability
Measures of Dispersion (Range, Standard
Deviation & Coefficient of variation)- Concept,
measure & applicability
Practical:
Using Excel/IDEA package
demonstrate different statistics using
live data and interpret the statistics to
draw conclusions about the
distribution of the data.
Statistical Sampling: What is Statistical
Sampling?How is it different from judgmental
and convenience sampling? Advantages of
statistical sampling-What is a Random Number
Table? Its relevance in statistical sampling and
concept of sampling frame
Different techniques of statistical sampling:
Simple Random Sampling (SRS), Systematic
Random
Sampling: concepts, definition and
applicability.
Methodology of drawing samples using SRS &
systematic (both Linear Systematic and Circular
Systematic) using Random Number Table
Estimation formulae for estimation of
population average total and proportion of an
attribute and corresponding estimation of
standard errors (only the formulae to be stated,
without proof)
Demonstration with various examples
Probability Proportional to Size (PPS)
sampling: concept, definition &
applicability-Different techniques of
drawing samples for PPS design
(Cumulative Total method,
Prof.Lahiri’s method of drawing
samples).
PPS-Systematic sampling & its
method of drawing samples–
Demonstration may be given with
examples
Estimation formulae for estimation of
population average, total and
corresponding estimation of standard
errors & concept of multiplier in
sampling (Only the formulae to be
stated without proof)
Practical:
1) Problems of selection of samples
and evaluation of few characters of
interest using SRSWR, SRSWOR,
Systematic, PPS and PPS-Systematic
Design.
Stratification in sampling-Cluster Sampling-
Stratification vs. Cluster Sampling
Advantages of stratification-Estimation
formulae under stratification – Demonstrate
with examples
Multistage Statistical Sampling with
particular reference to two-stage
sampling : Concepts & applicability.
Estimation formulae using two-stage
design –1st stage as PPSWR and the
2nd Stage as SRSWOR.SRSWOR in
both the stages. Practical: Selection
of samples under a two-stage
stratified design from a given set of
data and estimation of two
characteristics of the population from
the selected sample.
Audit Sampling:
What is Statistical Audit Sampling? Its
advantages in audit-The risk of statistical
sampling-
Attribute vs. Variable Sampling
Attribute sampling plan- determination of
optimum sample size along with concepts of
confidence level, precision & population
deviation rate.
Variable Sampling plan- determination of
optimum sample size along with concepts of
confidence level, precision & population
standard deviation – Unstratified Mean per Unit
– Stratified Mean per Unit
Monetary Unit Sampling (MUS) &
demonstration of planning and
selection of samples using IDEA.
Practical example of selection of
samples using IDEA-MUS
Concept of alpha & beta risk – materiality
compliance/ substantive test - Risk assessment
& sampling in audit – Risk based analysis & the
risk model in audit – Risk perception as input to
statistical sampling
Case studies
Discussion on risk assessment and statistical
sampling with Case Studies
Test
SPECIAL COURSE ON ‘VIGILANCE AND DISCIPLINARY PROCEEDINGS
Principles of natural justice and CCS (Conduct)
Rules
Introduction to CCS (CCA) Rules
Preliminary Inquiry – Issue of
Chargesheet and related aspects –
Discussion – Case studies
Role of Inquiry Officer – Issue of the Inquiry
Report including drafting the report and action
on the inquiry report – case studies.
Appeal, revision and review – case
studies.
APARs - adverse remarks in APARs
– case laws – Discussion.
Role in Presenting Officer in the matter of
conducting an Inquiry.
Conduct of an inquiry – Procedures there for
including rights of the charged officer etc.
Role of CBI – records to be
submitted to CBI – reference to
Central Vigilance Commission etc.
What is corruption? What are the different
forms of corrupt activities taking place in
Government Offices? How to combat
corruption? How not to fall a prey to
corruption?
Suspension – the need for
suspension
Test
Information Technology Courses
ORACLE & DEVELOPER 2000
Duration : - 15 working days
DBMS Concepts, Introduction to RDBMS,
Codd’s Rules, Action Queries
SQL Commands
Constraints
Joins
Sub Queries
View, Index
Cursors, SQL Plus Commands
PL/SQL Programming constructs
Exceptions, Sub programmes
Packages
Triggers, Packages
Introduction to Developer 2000, Overview
Building Applications
Menu Module, Library Module, Built-in-
packages, Reports
Reports, Modeling Report Data, Formatting
Reports and Charts, Graphics Applications
Hands – on Sessions
LEVEL – 1 BASIC COMPUTER COURSE
Duration : 6 Working days
IT Awareness – Hardware, Software
(System/Application), Operating systems,
Windows Environment,
Windows explorer, Creating
folders & files, copying folders
and files
MS WORD – Opening, creating, and saving
files, Edit commands, cut/copy paste, Find and
Replace MS WORD – Formatting Font,
Paragraphs/bullets and numbering, borders and
shading and others,
Spell Check and Thesaurus, Page
break, Section Break, Header &
Footer
MS WORD - Tables – Mail Merge,
MS EXCEL – Work book, worksheets, cell and
cell address, entry/modification of data,
Formatting cells, simple functions,
Inserting/deleting sheets,
Sorting, Freezing of windows,
page break preview, insertion of
formulae, auto complete,
comments, hands on session
MS EXCEL – Advanced Functions,
Conditional formatting, Text functions and
Logical functions
Inserting Charts & Formatting
charts and hands on session.
Test & Evaluation
COMPUTER HARDWARE MAINTENANCE
Duration : 5 Working days
PC Family – PC Hardware, Microprocessors,
Advanced processors, HDD, connector details,
Partitioning and formatting, Difference in Seagate
& SCSI
SMPS – Necessity of SMPS with
block diagram and working ,
SMPS voltage details, trouble
shooting
Peripheral Hardware – Monitors-Types, Pixels
and Resolution, settings and trouble shooting,
Key boards – Types, encoding, ASCII Code,
Installation and trouble shooting
Pointing Devises – Mouse-types,
Installation and trouble shooting,
Printers-types, Installation and
configuration, Printer Ports, Port
settings, Printer drivers,
consumables, working principles
PC Assembly, Disassembly & Installation : Tips
and Tricks, Mother Board – configuration, slot
details, serial port& parallel port, Installation of
other devises –CMOS- Definition in BIOS,
BOOT, Introduction to Primary and secondary
memory, OS, Hard disk detection, Password
setting
POST – Definition of IPL
Hardware. Error codes, Auto
codes, video codes, Fault finding
in Secondary Storage Devices.
Serial and Parallel testing ports, Cable
connections Modems
Software/Hardware Diagnostics,
Trouble shooting faults,
Preventive maintenance, ESD
Protection and safety.
Local Area Networks – Servers and Nodes, LAN
Protocols and Topology, LAN cabling, LAN
installation, LAN Administration,
Test & Evaluation
IS SECURITY MANAGEMENT
Duration :4 Days
Need for IS Security & ABCs of IS Security IT Assets Resources and Security
Governance
Organisational Mission and IS Security Support,
Emerging IS Security Issues and Needs
Sensitivity and Risk Management
Types of Domains, domain Security
Management
Application Development
controls and application controls
International Security management Standards IT Act
Level – 2 - Database Concepts, Systems Concepts and MS Access
Duration : 5 days
Inauguration
MS Access – Concepts of DBMS, RDBMS –
MS Access as RDBMS –Concepts of databases
and tables in MS Access.
Tables - Creation of databases -
design of tables – insertion of
data – delete data - Linking of
tables
MS Access – Queries - Querying data using
different types of queries
MS Access – Advanced Queries Exercise: 1
MS Access – Advanced Queries Exercise: 2
MS Access – Forms Reports – Generation – printing
of Reports –Evaluation &
Valediction
Oracle SQL Queries
Duration : 5 days
Inauguration
DBMS concepts, Introduction to RDBMS
Creation of Tables, inserting data,
Modification of data
Queries: Simple select statements Using ORDERBY clause /
WHERE clause
Queries / Sub-queries -
Using AND / OR operators, Describe Table
Using functions in select
statements
Queries / Sub-queries: GROUPBY clause Join tables – Equi-join & Self
join, Aliases for table names
Reports :Creation and formation of reports in
Oracle
Evaluation & Valediction
Level I – IS AUDIT (BASIC)
Duration : 5 days
Inauguration
Introduction to IT Audit, IT Controls,
Audit of General IT Controls
including case studies
Audit of Application controls, Operating System
Controls
case study
SDLC
Audit of systems under development
Case Study
Controls framework including Cobit Audit of IT Security including
Network security
Discussion on IT Audit Reports of IA&AD
Discussion on IT Audit Reports
of IA&AD..contd
Valediction
Level II – IS AUDIT (ADVANCED)
Duration : 10 days
Inauguration
Introduction to IT Audit, CAATS,
Downloading of Data, data types,
file types.
IDEA- Introduction, Importing files –
Summarisation
Duplicate key Detection –Aging -
Exercises
IDEA – Stratification of files – file Joining –
Sampling
Analysis of Data using MS Excel
Analysis of Data using MS Access. Hands-on session
Importing of Oracle Data into IDEA – ODBC -
Exercises.
Audit of E-Governance Activities
Participant’s Presentation.
valediction
Analysis of Data using SQL.
Analysis of Data using SQL
Audit of ERP systems
IS Audit – comprehensive case study
MS ACCESS (ADVANCED INCLUDING VISUAL BASIC APPLICATION)
DURATION – 5 DAYS
Inauguration
Forms – Unbound controls, Animated controls,
Active X Controls
Message Box
Input Box
Program constructs:
Conditional Statements
If ..Then ..Else, Select Case,
For Loop, Do While Loop
Data source for forms – Record sets – ADO ,
Dynamic Reports with unbound controls
Access Project
Visual Baisc Editor
Functions, Modules,
Error Handling
Project presentation
Valediction