CORPORATE ADVISERS RANKINGS GUIDE · PDF fileCorporate Advisers Rankings Guide Corporate...

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ARL Adviser Rankings Limited

CORPORATE ADVISERS RANKINGS GUIDE

I S S U E 9 - F E B R U A R Y 2 0 1 5

NEW SECTOR

RANKINGS

5

AUDITORS

Corporate Advisers Rankings Guide

RANK AUDITOR FEB ‘15 NOV ‘14

1 (1) BDO 158 (154)

2 (3) KPMG 151 (148)

3 (2) GRANT THORNTON UK 146 (150)

4 (4) PRICEWATERHOUSECOOPERS 118 (116)

5 (5) DELOITTE 76 (79)

6 (6) EY 65 (66)

7 (7) BAKER TILLY 56 (56)

8 (8) CROWE CLARK WHITEHILL 40 (40)

9 (9) UHY HACKER YOUNG 30 (34)

10 (10) NEXIA SMITH & WILLIAMSON 27 (26)

11 (11) JEFFREYS HENRY 22 (22)

12 (13) PKF LITTLEJOHN 17 (16)

13 (12) WELBECK ASSOCIATES 16 (17)

14 (13) CHANTREY VELLACOTT DFK 15 (16)

14 (15) CHAPMAN DAVIS 15 (15)

16 (16) MAZARS 13 (13)

17 (17) HAYSMACINTYRE 9 (9)

18 (19) MOORE STEPHENS (LONDON) 8 (7)

19 (18) KINGSTON SMITH 7 (8)

20 (20) SHIPLEYS 5 (5)

Number of AIM clients

AIM

BDO LLP55 Baker StreetLondonW1U 7EUT: (020) 7486 5888F: (020) 7487 3686

KPMG8 Salisbury SquareLondonEC4Y 8BBT: (020) 7311 1000F: (020) 7311 3311www.kpmg.co.uk

4d pharma PLC600 Group (The) PLCAdvanced Computer Software Group PLCAfrican Copper PLCAltitude Group PLCAmphion Innovations PLCAndrews Sykes Group PLCAnimalcare Group PLCApplied Graphene Materials PLCArbuthnot Banking Group PLCArc Capital Holdings LtdArgo Group LtdAriana Resources PLCArricano Real Estate PLCAtlantis Resources LtdAurora Russia LtdAvacta Group PLCAvanti Communications Group PLCBankers Petroleum LtdBase Resources LtdBreedon Aggregates LtdC4X Discovery Holdings PLCCaledonia Mining CorpCaledonian Trust PLCCambium Global Timberland LtdCambria Africa PLCCambria Automobiles PLC

Camco Clean Energy PLCCamper & Nicholsons Marina Inv LtdCastle Street Investments PLCCEB Resources PLCCentral Rand Gold LtdCharlemagne Capital LtdCohort PLCComs PLCCopper Development CorpCPL Resources PLCCrawshaw Group PLCCropper (James) PLCCrystal Amber Fund LtdDalata Hotel Group PLCDalradian Resources IncDart Group PLCDigital Globe Services LtdDolphin Capital Investors LtdDragon-Ukrainian Properties & Development PLCDX (Group) PLCEastern European Property Fund LtdEckoh PLCEIH PLCElectric Word PLCEMIS Group PLCEPE Special Opportunities PLCEpwin Group PLCFalkland Islands Holdings PLCFastJet PLCFinsbury Food Group PLCFirst Derivatives PLCFocusrite PLCFulcrum Utility Services LtdFyffes PLCGlobal Petroleum LtdGoals Soccer Centres PLCGrafenia PLCHargreaves Services PLCHavelock Europa PLCImpax Asset Management Group PLCIndigoVision Group PLCInfrastructure India PLCJubilant Energy NVKalibrate Technologies PLCKimberly Enterprises NVKirkland Lake Gold IncKolar Gold LtdKubera Cross-Border Fund LtdLansdowne Oil & Gas PLCLeaf Clean Energy CompanyLekoil Ltd

Lighthouse Group PLCLondon Security PLCM&C Saatchi PLCManx Financial Group PLCManx Telecom PLCMarimedia LtdMatchtech Group PLCMBL Group PLCMincon Group PLCMolins PLCMurgitroyd Group PLCMwana Africa PLCMytrah Energy LtdNAHL Group PLCNasstar PLCNorthern Petroleum PLCOakley Capital Investments LtdOilex LtdOpSec Security Group PLCOptare PLCOptimal Payments PLCPanmure Gordon & Co PLCParity Group PLCPersonal Group Holdings PLCPetards Group PLCPetroceltic International PLCPlastics Capital PLCPort Erin Biopharma Investments LtdPROACTIS Holdings PLCProPhotonix LtdProvidence Resources PLCPuriCore PLCQuantum Pharma PLCQuindell PLCQuixant PLCRedde PLCRedhall Group PLCRegenersis PLCRenew Holdings PLCRockhopper Exploration PLCSafestyle UK PLCSan Leon Energy PLCSciSys PLCSecure Trust Bank PLCSilence Therapeutics PLCSirius Real Estate LtdSTM Group PLCSuperglass Holdings PLCSurface Transforms PLCSylvania Platinum LtdSynectics PLC

Tejoori LtdTerra Capital PLCTerra Catalyst FundTissue Regenix Group PLCTotal Produce PLCTracsis PLCTransense Technologies PLCTreveria PLCTrinity Capital PLCUnitech Corporate Parks PLCVietnam Holding LtdVolga Gas PLCWandisco PLCWebis Holdings PLCWeiss Korea Opportunity Fund LtdWentworth Resources LtdWest African Minerals CorpWildhorse Energy LtdWynnstay Group PLCXeros Technology Group PLCZamano PLCZanaga Iron Ore Co Ltd

GRANT THORNTON UK LLPGrant Thornton HouseMelton StreetEuston SquareLondonNW1 2EPT: (020) 7383 5100F: (020) 7383 4715www.grant-thornton.co.uk

32Red PLCAccumuli PLCAdvance Frontier Markets Fund LtdADVFN PLCAllergy Therapeutics PLCAlliance Pharma PLCAmerisur Resources PLCAmino Technologies PLCAorTech International PLCAugean PLCAvingtrans PLC

Market Cap of AIM clients (£M)


1 (1) PRICEWATERHOUSECOOPERS 16,643 (17,057)

2 (2) KPMG 13,791 (14,171)

3 (3) DELOITTE 9,141 (8,738)

4 (5) BDO 8,574 (7,306)

5 (4) GRANT THORNTON UK 6,971 (7,952)

6 (6) EY 6,420 (6,834)

7 (7) BAKER TILLY 2,088 (2,048)

8 (8) CROWE CLARK WHITEHILL 1,199 (1,350)


10 (11) MAZARS 360 (346)




14 (13) CHAPMAN DAVIS 222 (309)


16 (20) REES POLLOCK 180 (161)

17 (17) RBS ROEVERBROENNERSUSAT GMBH & CO 173 (180)

18 (16) MOORE STEPHENS (LONDON) 159 (187)

19 (18) HAYSMACINTYRE 158 (172)

20 (19) JAMES COWPER KRESTON 156 (165)

7

AUDITORSAUDITORS

6Corporate Advisers Rankings Guide Corporate Advisers Rankings Guide

AIM

Bango PLCBelvoir Lettings PLCBillington Holdings PLCBiome Technologies PLCBlueRock Diamonds PLCBrady PLCBrainJuicer Group PLCBraveheart Investment Group PLCCambridge Cognition Holdings PLCCareTech Holdings PLCChamberlin PLCCloudTag IncConcurrent Technologies PLCConstellation Healthcare Technologies IncConviviality Retail PLCCroma Security Solutions Group PLCCVS Group PLCDDD Group PLCDillistone Group PLCDods Group PLCEleco PLCElephant Capital PLCEnteq Upstream PLCentu (UK) PLCEurasia Mining PLCFlowtech Fluidpower PLCFrontier Developments PLCFrontier Mining LtdGama Aviation PLCGamma Communications PLCGETECH Group PLCGLI Finance LtdGlobo PLCGreenko Group PLCGriffin Mining LtdGVC Holdings PLCHaike Chemical Group LtdHayward Tyler Group PLCHolders Technology PLCHydrodec Group PLCHydrogen Group PLCIBEX Global Solutions PLCIDOX PLCiEnergizer LtdImaginatik PLCImmedia Group PLCIndus Gas LtdInland Homes PLCInspired Energy PLCIomart Group PLCIPPlus PLCIPSA Group PLCIXICO PLCJaywing PLCJourney Group PLCJudges Scientific PLCKea Petroleum PLCLandore Resources LtdLiDCO Group PLCLivermore Investments Group LtdLombard Risk Management PLCLPA Group PLCMar City PLCMariana Resources LtdMetminco LtdMobile Streams PLCMobile Tornado Group PLCMoPowered Group PLCMortice LtdMXC Capital PLCNationwide Accident Repair Services PLCNetcall PLCNorish PLCNorthamber PLCOn-Line PLCOPG Power Ventures PLCOutsourcery PLC

Ovoca Gold PLCOxford Pharmascience Group PLCPapua Mining PLCParagon Entertainment LtdParallel Media Group PLCPatagonia Gold PLCPatisserie Holdings PLCPeel Hotels PLCPenna Consulting PLCPressure Technologies PLCPrime Active Capital PLCProgility PLCProgressive Digital Media Group PLCProxama PLCPublishing Technology PLCQuartix Holdings PLCRAB Special Situations Co LtdREACT Energy PLCReal Estate Investors PLCReconstruction Capital II LtdRed Leopard Holdings PLCRed Rock Resources PLCRightster Group PLCRM2 International SARotala PLCRurelec PLCSacoven PLCSafeland PLCSagentia Group PLCSanderson Group PLCSavannah Petroleum PLCScientific Digital Imaging PLCSirius Petroleum PLCSKIL Ports & Logistics LtdSphere Medical Holding PLCSpitfire Oil LtdStaffline Group PLCStarvest PLCSurgical Innovations Group PLCSwallowfield PLCSymphony Environmental Technologies PLCTandem Group PLCTen Alps PLCTiger Resource Finance PLCTiziana Life Sciences PLCToumaz LtdTricorn Group PLCTri-Star Resources PLCTristel PLCTyraTech IncUbisense Group PLCVela Technologies PLCVianet Group PLCVolvere PLCWeatherly International PLCZambeef Products PLCZincOx Resources PLCZoo Digital Group PLC

PRICEWATERHOUSECOOPERS LLP7 More London RiversideLondonSE1 2RTT: (020) 7583 5000F: (020) 7822 4652www.pwc.com

1Spatial PLCAbcam PLCAccsys Technologies PLCAction Hotels PLCActual Experience PLCAlternative Networks PLCAmiad Water Systems LtdAndes Energia PLCAnpario PLCAntrim Energy IncArria NLG PLCASOS PLCAssetCo PLCBahamas Petroleum Co PLCBelgravium Technologies PLCBonmarche Holdings PLCboohoo.com PLCBrooks Macdonald Group PLCCamellia PLCCello Group PLCCentral Asia Metals PLCCEPS PLCCeramic Fuel Cells LtdCeres Power Holdings PLCChurchill China PLCCircle Holdings PLCClinigen Group PLCCraneware PLCDaniel Stewart Securities PLCDeltex Medical Group PLCDiamondcorp PLCEbiquity PLCEKF Diagnostics Holdings PLCEnegi Oil PLCEscher Group Holdings PLCEssenden PLCFlowgroup PLCFox Marble Holdings PLCFrontera Resources CorpGlobal Brands SAGooch & Housego PLCGood Energy Group PLCHaversham Holdings PLCHellenic Carriers LtdHutchison China Meditech LtdImpellam Group PLCImperial Innovations Group PLCInditherm PLCInterbulk Group PLCIntercede Group PLCIQE PLCIthaca Energy IncJapan Residential Investment Company LtdJelf Group PLCJohnson Service Group PLCJuridica Investments LtdKuala LtdM P Evans Group PLCMarwyn Management Partners PLCMax Petroleum PLC

Modern Water PLCMonitise PLCMySale Group PLCNetDimensions (Holdings) LtdNumis Corp PLCNWF Group PLCNyota Minerals LtdOrigin Enterprises PLCOrosur Mining IncOrsu Metals CorpOttoman Fund (The) LtdPacific Alliance Asia Opportunity Fund LtdPacific Alliance China Land LtdPittards PLCPlethora Solutions Holdings PLCPlus500 LtdPME African Infrastructure Opportunities PLCProton Power Systems PLCPublic Service Properties Investments LtdPure Wafer PLCPureCircle LtdRedcentric PLCRegal Petroleum PLCReNeuron Group PLCRichland Resources LtdRosslyn Data Technologies PLCRWS Holdings PLCSafestay PLCSarossa PLCShellshock LtdSinclair (William) Holdings PLCSinclair IS Pharma PLCSirius Minerals PLCSlingsby (H C) PLCStyles & Wood Group PLCSummit Corp PLCSweett Group PLCTelford Homes PLCThorpe (F W) PLCTrading Emissions PLCTrap Oil Group PLCTrinity Exploration & Production PLCTungsten Corp PLCTurbo Power Systems IncUrals Energy PLCURU Metals LtdVelocys PLCVernalis PLCVersarien PLCVertu Motors PLCVietnam Infrastructure LtdVinaCapital Vietnam Opportunity Fund LtdVinaLand LtdVislink PLCWalker Greenbank PLCWishbone Gold PLCYouGov PLCZoltav Resources Inc

DELOITTE LLP2 New Street SquareLondonEC4A 3BZT: (020) 7936 3000F: (020) 7583 1198

EY1 More London PlaceLondonSE1 2AFT: (020) 7951 2000F: (020) 7951 1345

BAKER TILLY25 Farringdon StreetLondonEC4A 4ABT: (020) 3201 8000F: (020) 3201 8001www.bakertilly.co.uk

3Legs Resources PLC Aeorema Communications PLC African Potash Ltd Agriterra Ltd ANGLE PLC APC Technology Group PLC Asian Citrus Holdings Ltd Atlas Development & Support Services Ltd Avarae Global Coins PLC Bond International Software PLC Bushveld Minerals Ltd Castleton Technology PLC Cellcast PLC Collagen Solutions PLC Draganfly Investments Ltd Eagle Eye Solutions Group PLC Earthport PLC EG Solutions PLC Electrical Geodesics Inc (J)Frenkel Topping Group PLC Heath (Samuel) & Sons PLC Hummingbird Resources PLC Ideagen PLC Impact Holdings (UK) PLC Instem PLC Iofina PLC IS Solutions PLC Kodal Minerals PLC Latham (James) PLC Legendary Investments PLC Lok’n Store Group PLC Martinco PLC Mattioli Woods PLC Obtala Resources Ltd Paragon Diamonds Ltd Plant Impact PLC Premier African Minerals Ltd Produce Investments PLC reach4entertainment Enterprises PLC red24 PLC Restore PLC Rose Petroleum PLC Sable Mining Africa Ltd Secure Property Development & Investment PLCServoca PLC Smart Metering Systems PLC Spectra Systems Corp (J)Sprue Aegis PLC Stilo International PLC Synety Group PLC Tanfield Group PLC UKrproduct Group Ltd ULS Technology PLC United Carpets Group PLC Venture Life Group PLC Vitesse Media PLC

CROWE CLARK WHITEHILL LLPSt Bride’s House10 Salisbury SquareLondonEC4Y 8EHT: (020) 7842 7100F: (020) 7583 1720www.croweclarkwhitehill.co.uk

AB Dynamics PLC Adamas Finance Asia Ltd AdEPT Telecom PLC Aquatic Foods Group PLC Auhua Clean Energy PLC Camkids Group PLC CDialogues PLC CentralNic Group PLC Condor Gold PLC Craven House Capital PLC DP Poland PLC Fusionex International PLC Galasys PLC Graphene NanoChem PLC Hightex Group PLC Independent Resources PLC Jarvis Securities PLC JQW PLC Learning Technologies Group PLC Medilink-Global UK Ltd Naibu Global International Co PLC Oxus Gold PLC PHSC PLC PipeHawk PLC Plexus Holdings PLC Prime People PLC Quadrise Fuels International PLC Rame Energy PLC Real Good Food PLC Sorbic International PLC Sound Oil PLC Sovereign Mines of Africa PLC Sunrise Resources PLC SWP Group PLC SyQic PLC Tertiary Minerals PLC Trafalgar New Homes PLC Water Intelligence PLC Xtract Resources PLC Yujin International Ltd (J)

NEXIA SMITH & WILLIAMSON25 MoorgateLondonEC2R 6AYT: (020) 7131 4000F: (020) 7131 4001www.nexiasmith.williamson.co.uk

24/7 Gaming Group Holdings PLCAlba Mineral Resources PLCArcontech Group PLCChristie Group PLCECR Minerals PLCEgdon Resources PLCFletcher King PLCHague and London Oil PLCHML Holdings PLCImmuPharma PLCMediaZest PLCMetals Exploration PLCMichelmersh Brick Holdings PLCMilestone Group PLCMoneySwap PLCPanther Securities PLC

Parkmead Group (The) PLCPCG Entertainment PLCPinnacle Technology Group PLCPorta Communications PLCPower Capital Global LtdQuoram PLCSoftware Radio Technology PLCStanley Gibbons Group (The) PLCSutton Harbour Holdings PLCUltrasis PLCVictoria PLC

JEFFREYS HENRY LLPFinsgate5-7 Cranwood StreetLondonEC1V 9EET: (020) 7309 2222F: (020) 7309 2309www.jeffreyshenry.com

Adams PLCAFC Energy PLCAfrican Eagle Resources PLCBaron Oil PLCdotDigital Group PLCEmerging Market Minerals PLCEmmit PLCInsetco PLCMessaging International PLCMNC Strategic Investments PLCMobilityOne LtdNew Trend Lifestyle Group PLCNostra Terra Oil & Gas Co PLCNova Resources LtdOptiBiotix Health PLCOrogen Gold PLCPremaitha Health PLCTern PLCTricor PLCVenn Life Sciences Holdings PLCVerdes Management PLCZibao Metals Recycling Holdings PLC

PKF LITTLEJOHN1 Westferry CircusCanary WharfLondonE14 4HDT: (020) 7516 2200F: (020) 7516 2400www.pkf-littlejohn.com

Alecto Minerals PLCAtlantic Coal PLCChina Nonferrous Gold LtdFinnAust Mining PLCGowin New Energy Group LtdHelios Underwriting PLCHorizonte Minerals PLCInspirit Energy Holdings PLCMagnolia Petroleum PLCNoricum Gold LtdNorthcote Energy LtdOrtac Resources LtdPolemos PLCRandall & Quilter Investment Holdings LtdStrat Aero PLCStratex International PLCVipera PLC

WELBECK ASSOCIATES30 Percy StreetLondonW1T 2DBT: (020) 7467 1700www.welbeck-ca.co.uk

Alpha Returns Group PLCArmstrong Ventures PLCCA Sperati PLCCientifica PLCClear Leisure PLCKennedy Ventures PLCLeed Resources PLCLimitless Earth PLCMineral & Financial Investments LtdMX Oil PLCPaternoster Resources PLCPires Investments PLCPlutus PowerGen PLCStratMin Global Resources PLCTengri ResourcesTouchstone Gold Ltd

MAZARS LLPTower Bridge HouseSt Katharine’s WayLondonE1W 1DDT: (020) 7063 4000F: (020) 7063 4001www.mazars.co.uk

21st Century Technology PLCAccess Intelligence PLCByotrol PLCDQ Entertainment PLCHunter Resources PLCMCB Finance Group PLCMinds + Machines Group LtdNorthern Bear PLCPennant International Group PLCPortmeirion Group PLCPro Global Insurance Solutions PLCReabold Resources PLCTaliesin Property Fund Ltd

JAMES COWPER KRESTON3 Wesley GateQueen’s RoadReading, BerkshireRG1 4APT: (0118) 959 0261www.jamescowperkreston.co.uk

Abzena PLCBioventix PLCCloudBuy PLCOne Media iP Group PLC

AIM

9

AUDITORSAUDITORS


FTSE 100

Number of FTSE 100 clients

PRICEWATERHOUSECOOPERS LLP7 More London RiversideLondonSE1 2RTT: (020) 7583 5000F: (020) 7822 4652www.pwc.com

Aggreko PLCARM Holdings PLCAviva PLCBabcock International Group PLCBarclays PLCBritish American Tobacco PLCBritish Land Co PLCBT Group PLCBunzl PLCBurberry Group PLCCarnival PLCCentrica PLCCoca-Cola HBC AGeasyJet PLCExperian PLCGKN PLCGlaxoSmithKline PLCHargreaves Lansdown PLCImperial Tobacco Group PLCIntu Properties PLCLegal & General Group PLCLloyds Banking Group PLCLondon Stock Exchange Group PLCMeggitt PLCNational Grid PLCPearson PLCReckitt Benckiser Group PLCRio Tinto PLCRoyal Dutch Shell PLCSABMiller PLCSage Group (The) PLCSainsbury (J) PLCSchroders PLCSmiths Group PLCSt James’s Place PLCStandard Life PLCTesco PLCTUI AGVodafone Group PLCWolseley PLC

KPMG8 Salisbury SquareLondonEC4Y 8BBT: (020) 7311 1000F: (020) 7311 3311www.kpmg.co.uk

Aberdeen Asset Management PLCAdmiral Group PLCAssociated British Foods PLCAstraZeneca PLCBAE Systems PLCBHP Billiton PLCCapita PLCCompass Group PLCDiageo PLCG4S PLCHSBC Holdings PLCIntertek Group PLCITV PLCJohnson Matthey PLCMorrison (Wm) Supermarkets PLCOld Mutual PLCPersimmon PLCPrudential PLCRolls-Royce Holdings PLCRSA Insurance Group PLCSSE PLCStandard Chartered PLCUnilever PLCUnited Utilities Group PLC

DELOITTE LLP2 New Street SquareLondonEC4A 3BZT: (020) 7936 3000F: (020) 7583 1198

EY1 More London PlaceLondonSE1 2AFT: (020) 7951 2000F: (020) 7951 1345

BDO LLP55 Baker StreetLondonW1U 7EUT: (020) 7486 5888F: (020) 7487 3686


Sports Direct International PLC

Market Cap of FTSE 100 clients (£M)

RANK AUDITOR FEB ‘15 NOV ‘141 (1) PRICEWATERHOUSECOOPERS 40 (40)

2 (2) KPMG 24 (24)

3 (3) DELOITTE 20 (18)

4 (4) EY 14 (16)

5 (5) BDO 1 (1)



1 (1) PRICEWATERHOUSECOOPERS 913,363 (849,665)

2 (2) KPMG 570,434 (500,380)

3 (3) DELOITTE 223,634 (206,336)

4 (4) EY 209,912 (202,052)

5 (6) BDO 5,139 (3,526)



1 (1) KPMG 147 (148)

2 (2) PRICEWATERHOUSECOOPERS 128 (126)

3 (3) EY 116 (120)

4 (4) DELOITTE 89 (88)

5 (6) BDO 68 (64)


7 (7) BAKER TILLY 17 (18)

8 (8) JAMES COWPER KRESTON 9 (13)



10 (11) MAZARS 5 (5)


10 (10) WELBECK ASSOCIATES 5 (6)


14 (14) CROWE CLARK WHITEHILL 4 (4)

14 - HAYSMACINTYRE 4 -

14 - MOORE STEPHENS (LONDON) 4 -


14 (14) SCOTT-MONCRIEFF 4 (4)

Financials – Total number of clients

Sector Rankings

PRICEWATERHOUSECOOPERS 7 More London RiversideLondonSE1 2RTT: (020) 7583 5000F: (020) 7822 4652www.pwc.com


Aberdeen Japan Investment Trust PLC Advance Frontier Markets Fund Ltd ADVFN PLC Allianz Technology Trust PLC Aurora Investment Trust PLC Bankers Investment Trust PLC Belvoir Lettings PLC Braveheart Investment Group PLC British & American Investment Trust PLC British Smaller Companies VCT 2 PLC Candover Investments PLC Edge Performance VCT PLC Ediston Property Investment Company PLC Elephant Capital PLC Establishment Investment Trust (The) PLC Fidelity Asian Values PLC Fidelity China Special Situations PLC Fidelity European Values PLC Fidelity Japanese Values PLC Fidelity Special Values PLC GLI Finance Ltd

Global Investment House KPSC (J)Hansa Trust PLC Helical Bar PLC Henderson Diversified Income Ltd Henderson High Income Trust PLC Henderson International Income Trust PLC Henderson Value Trust PLC Highcroft Investments PLC Ingenious Entertainment VCT 1 PLC Ingenious Entertainment VCT 2 PLC Inland Homes PLC Invesco Asia Trust PLC Invesco Income Growth Trust PLC Invesco Perpetual UK Smaller Companies Inv Tst PLCInvestec Structured Prods Cal VCT PLC JPMorgan Japan Smaller Companies Trust PLCJPMorgan US Smaller Companies IT PLC Lindsell Train Investment Trust (The) PLC Livermore Investments Group Ltd Miton Worldwide Growth Investment Trust PLCMXC Capital PLC Neptune-Calculus Income & Growth VCT PLC Octopus Apollo VCT PLC Octopus Eclipse VCT PLC Pantheon International Participations PLC Paragon Entertainment Ltd Pembroke VCT PLC ProVen Planned Exit VCT PLC Proxama PLC RAB Special Situations Co Ltd Real Estate Investors PLC Reconstruction Capital II Ltd Record PLC Red Leopard Holdings PLC Sacoven PLC Safeland PLC Standard Life Equity Income Trust PLC Starvest PLC Tiger Resource Finance PLC TP10 VCT PLC TP5 VCT PLC TP70 2010 VCT PLC Triple Point Income VCT PLC Triple Point VCT 2011 PLC Value & Income Trust PLC Volvere PLC World Trade Systems PLC

JAMES COWPER KRESTON3 Wesley GateQueen’s RoadReading, BerkshireRG1 4APT: (0118) 959 0261www.jamescowperkreston.co.uk

Hygea VCT PLCOctopus Titan VCT PLCOctopus VCT 2 PLCOctopus VCT 3 PLCOctopus VCT 4 PLCOxford Technology 2 Venture Capital Trust PLCOxford Technology 3 Venture Capital Trust PLCOxford Technology 4 Venture Capital Trust PLCOxford Technology Venture Capital Trust PLC

JEFFREYS HENRY LLPFinsgate5-7 Cranwood StreetLondonEC1V 9EET: (020) 7309 2222F: (020) 7309 2309www.jeffreyshenry.com

Adams PLCInsetco PLCNova Resources LtdTern PLCVerdes Management PLC

MAZARS LLPTower Bridge HouseSt Katharine’s WayLondonE1W 1DDT: (020) 7063 4000F: (020) 7063 4001www.mazars.co.uk

Himalayan Fund NVMCB Finance Group PLCPro Global Insurance Solutions PLCReabold Resources PLCTaliesin Property Fund Ltd

NEXIA SMITH & WILLIAMSON25 MoorgateLondonEC2R 6AYT: (020) 7131 4000F: (020) 7131 4001www.nexiasmith.williamson.co.uk

Fletcher King PLCHML Holdings PLCMoneySwap PLCPanther Securities PLCPower Capital Global Ltd

WELBECK ASSOCIATES30 Percy StreetLondonW1T 2DBT: (020) 7467 1700www.welbeck-ca.co.uk

Clear Leisure PLCLimitless Earth PLCMineral & Financial Investments LtdPires Investments PLCPlutus PowerGen PLC

CROWE CLARK WHITEHILL LLPSt Bride’s House10 Salisbury SquareLondonEC4Y 8EHT: (020) 7842 7100F: (020) 7583 1720www.croweclarkwhitehill.co.uk

Adamas Finance Asia LtdCraven House Capital PLCJarvis Securities PLCVertu Capital Ltd

11

FINANCIAL ADVISERSFINANCIAL ADVISERS


FINNCAP60 New Broad StreetLondon EC2M 1JJ T:(020) 7220 0500F: (020) 7600 1659www.finncap.com

21st Century Technology PLC 7digital Group PLC (J)Accumuli PLC Action Hotels PLC Aggregated Micro Power Holdings PLC Akers Biosciences Inc Amino Technologies PLC AorTech International PLC Armadale Capital PLC Armour Group PLC Artilium PLC Ascent Resources PLC Aukett Swanke Group PLC Aurasian Minerals PLC Avesco Group PLC Billing Services Group Ltd Bioventix PLC Byotrol PLC Cambridge Cognition Holdings PLC Camper & Nicholsons Marina Inv Ltd Castleton Technology PLC Chariot Oil & Gas Ltd CityFibre Infrastructure Holdings PLC Constellation Healthcare Technologies Inc Corero Network Security PLC DCD Media PLC Draganfly Investments Ltd EG Solutions PLC Elektron Technology PLC Energy Technique PLC Europa Oil & Gas (Holdings) PLC Ferrex PLC Geong International Ltd Global Invacom Group Ltd Hardide PLC Hayward Tyler Group PLC (J)HML Holdings PLC Horizonte Minerals PLC Ideagen PLC Imaginatik PLC Independent Oil & Gas PLC

Inland Homes PLC Intandem Films PLC Intercede Group PLC IS Solutions PLC Jelf Group PLC Jupiter Energy Ltd K3 Business Technology Group PLC LiDCO Group PLC Lighthouse Group PLC LiteBulb Group Ltd Lok’n Store Group PLC Maintel Holdings PLC Mission Marketing Group (The) PLC Nasstar PLC Netcall PLC Norcon PLC Northacre PLC Omega Diagnostics Group PLC Paragon Entertainment Ltd People’s Operator (The) PLC PhotonStar LED Group PLC Plethora Solutions Holdings PLC PROACTIS Holdings PLC Qannas Investments Ltd Quartix Holdings PLC Quixant PLC red24 PLC Redcentric PLC (J)SacOil Holdings Ltd Scientific Digital Imaging PLC SciSys PLC Seeing Machines Ltd ServicePower Technologies PLC Servoca PLC SimiGon Ltd Sopheon PLC Sorbic International PLC SPARK Ventures PLC STM Group PLC Synairgen PLC Tengri Resources Tiger Resource Finance PLC Touchstone Gold Ltd Trakm8 Holdings PLC Tristel PLC Turbo Power Systems Inc Ultrasis PLC Universe Group PLC Utilitywise PLC (J)Vmoto Ltd Zoo Digital Group PLC

CENKOS SECURITIES6.7.8 Tokenhouse YardLondon EC2R 7AST: (020) 7397 8900F: (020) 7397 8901www.cenkos.com

WH IRELAND LTD24 Martin LaneLondon EC4R ODRT: (020) 7220 1666F: (020) 7220 1667www.wh-ireland.co.uk

11 St James’s SquareManchester M2 6WHT: (0161) 832 2174F: (0161) 819 8897www.wh-ireland.co.uk

4 Colston Avenue BristolBS1 4STT: (0117) 945 3470www.wh-ireland.co.uk

1pm PLC Active Energy Group PLC Adamas Finance Asia Ltd AEC Education PLC Altitude Group PLC Amedeo Resources PLC Ashley House PLC Asia Ceramics Holdings PLC Aurum Mining PLC Avarae Global Coins PLC Belgravium Technologies PLC Berkeley Mineral Resources PLC Billington Holdings PLC Braime (T F & J H) (Holdings) PLC Cambria Africa PLC Capital Lease Aviation PLC Crimson Tide PLC Croma Security Solutions Group PLC Dillistone Group PLC Eden Research PLC Environmental Recycling Technologies PLC Eurasia Mining PLC (J)Falkland Islands Holdings PLC FastJet PLC Galasys PLC (J)GETECH Group PLC GoldStone Resources Ltd Hague and London Oil PLC Herencia Resources PLC Hermes Pacific Investments PLC Inditherm PLC

AIM

Number of AIM clients Market Cap of AIM clients (£M)

RANK FINANCIAL ADVISER FEB ‘15 NOV ‘14

1 (1) FINNCAP 92 (90)

2 (2) CENKOS SECURITIES 83 (82)

3 (3) WH IRELAND 70 (65)

4 (3) N+1 SINGER 62 (65)

5 (6) CAIRN FINANCIAL ADVISERS 56 (50)

5 (5) PANMURE GORDON (UK) 56 (52)

7 (7) NUMIS SECURITIES 46 (47)

8 (9) ALLENBY CAPITAL 40 (39)

8 (8) PEEL HUNT 40 (41)

10 (9) WESTHOUSE SECURITIES 38 (39)

11 (9) CANACCORD GENUITY 37 (39)


13 (13) CANTOR FITZGERALD EUROPE 36 (37)

14 (14) STRAND HANSON 32 (33)

15 (16) INVESTEC INVESTMENT BANKING 29 (28)

16 (19) NORTHLAND CAPITAL PARTNERS 28 (25)

17 (19) SANLAM SECURITIES UK 27 (25)

18 (18) BEAUMONT CORNISH 26 (27)

18 (16) CHARLES STANLEY SECURITIES 26 (28)

18 (15) SHORE CAPITAL & CORPORATE 26 (30)


1 (4) J.P. MORGAN CAZENOVE 7,199 (5,266)

2 (2) CENKOS SECURITIES 6,005 (6,307)

3 (1) CANACCORD GENUITY 5,807 (7,024)

4 (3) NUMIS SECURITIES 4,634 (5,431)

5 (5) N+1 SINGER 3,920 (3,933)

6 (7) PANMURE GORDON (UK) 3,758 (3,382)

7 (6) PEEL HUNT 3,655 (3,665)

8 (8) INVESTEC INVESTMENT BANKING 3,358 (3,154)

9 (9) SMITH & WILLIAMSON CORPORATE FINANCE 3,214 (3,003)

10 (12) FINNCAP 2,869 (2,369)

11 (10) LIBERUM CAPITAL 2,548 (2,964)

12 (11) DAVY CORPORATE FINANCE 2,408 (2,687)

13 - JEFFERIES HOARE GOVETT 2,064 -


15 (15) ROTHSCHILD 1,857 (1,835)

16 (13) SHORE CAPITAL & CORPORATE 1,583 (2,164)

17 (16) CHARLES STANLEY SECURITIES 1,560 (1,764)

18 - ALTIUM CAPITAL 1,410 -

19 (17) ZEUS CAPITAL 1,405 (1,464)

20 (19) WH IRELAND 1,283 (1,367)

AIM

IPSA Group PLC Jarvis Securities PLC Kea Petroleum PLC LightwaveRF PLC London Security PLC Marwyn Management Partners PLC Mineral & Financial Investments Ltd Minoan Group PLC Mountfield Group PLC Nakama Group PLC Oxford Advanced Surfaces Group PLC Pathfinder Minerals PLC Pennant International Group PLC Petards Group PLC Physiomics PLC Pittards PLC Premier Gold Resources PLC Pure Wafer PLC Quoram PLC Rangers International Football Club PLC RapidCloud International PLC (J)Rare Earth Minerals PLC Robinson PLC Roxi Petroleum PLC Rurelec PLC Sarossa PLC Scholium Group PLC (J)Sinclair (William) Holdings PLC Software Radio Technology PLC Solid State PLC Spectra Systems Corp Surgical Innovations Group PLC SWP Group PLC Taihua PLC Tanfield Group PLC Tern PLC Thalassa Holdings Ltd UK Oil & Gas Investments PLC Water Intelligence PLC

N+1 SINGEROne Bartholomew LaneLondon EC2N 2AXT: (020) 7496 3000F: (020) 7496 3150

CAIRN FINANCIAL ADVISERS LLP61 CheapsideLondonEC2V 6AXT: (020) 7148 7900

PANMURE GORDON (UK) LTDOne New ChangeLondon EC4M 9AFT: (020) 7459 3600F: (020) 7192 3260www.panmure.com

All Leisure Group PLC Allergy Therapeutics PLC Amphion Innovations PLC Animalcare Group PLC Argo Group Ltd Asian Growth Properties Ltd Avanti Capital PLC B.P. Marsh & Partners PLC Borders & Southern Petroleum PLC Cambium Global Timberland Ltd CareTech Holdings PLC Clean Air Power Ltd Cluff Natural Resources PLC Diamondcorp PLC Dragon-Ukrainian Properties & Development PLCEagle Eye Solutions Group PLC Eclectic Bar Group PLC EKF Diagnostics Holdings PLC Electric Word PLC Escher Group Holdings PLC European Wealth Group Ltd Faroe Petroleum PLC Focusrite PLC Fusionex International PLC GLI Finance Ltd Globalworth Real Estate Investments Ltd Graphene NanoChem PLC Griffin Mining Ltd Horizon Discovery Group PLC Hutchison China Meditech Ltd Iafyds PLC ImmuPharma PLC Jubilant Energy NV Kirkland Lake Gold Inc Kromek Group PLC Lifeline Scientific Inc Ludgate Environmental Fund Ltd Martinco PLC Midatech Pharma PLC Molins PLC (J)Mood Media Corp Nektan PLC NetDimensions (Holdings) Ltd Portmeirion Group PLC Private & Commercial Finance Group PLC RAB Special Situations Co Ltd Regenersis PLC Revolymer PLC Scancell Holdings PLC Snoozebox Holdings PLC South African Property Opportunities PLC Spitfire Oil Ltd Terra Capital PLC Venture Life Group PLC W H Ireland Group PLC Wentworth Resources Ltd (J)

NUMIS SECURITIES LIMITEDThe London Stock Exchange Building10 Paternoster SquareLondonEC4M 7LTT: (020) 7260 1000F: (020) 7260 1001

ALLENBY CAPITAL LIMITED2nd Floor 3 St Helen’s PlaceLondonEC3A 6ABT: (020) 3328 5656F: (020) 3394 2970www.allenbycapital.com

PEEL HUNT LLPMoor House120 London WallLondonEC2Y 5ETT: (020) 7418 8900F: (020) 7417 4646

CANACCORD GENUITY9th Floor88 Wood StreetLondon EC2V 7QRT: (020) 7523 8000F: (020) 7523 8131www.canaccordgenuity.com

accesso Technology Group PLC (J)African Copper PLC Arbuthnot Banking Group PLC Bankers Petroleum Ltd Baobab Resources PLC Begbies Traynor Group PLC BrainJuicer Group PLC Celtic PLC Dalradian Resources Inc DJI Holdings PLC Eland Oil & Gas PLC EMED Mining Public Ltd eServGlobal Ltd Frontier Developments PLC Goals Soccer Centres PLC InternetQ PLC (J)IQE PLC Mattioli Woods PLC Minera IRL Ltd Molins PLC (J)Monitise PLC Mortgage Advice Bureau (Holdings) PLC Nanoco Group PLC Optimal Payments PLC Orsu Metals Corp Pan African Resources PLC Patisserie Holdings PLC Polar Capital Holdings PLC Rockhopper Exploration PLC (J)Secure Trust Bank PLC Silence Therapeutics PLC Somero Enterprises Inc SQS Software Quality Systems AG Tangent Communications PLC Telit Communications PLC Tungsten Corp PLC (J)Vernalis PLC


Advance Frontier Markets Fund LtdADVFN PLCArc Capital Holdings LtdArian Silver CorpAuhua Clean Energy PLCCoburg Group PLCDolphin Capital Investors Ltdentu (UK) PLCFiske PLCGemfields PLCGlobal Market Group LtdGreatland Gold PLCHume Capital Securities PLCIndia Capital Growth Fund LtdKubera Cross-Border Fund LtdLegendary Investments PLCMyanmar Investments International LtdNamibian Resources PLCOn-Line PLCOracle Coalfields PLCPacific Alliance Asia Opportunity Fund LtdPacific Alliance China Land LtdPanmure Gordon & Co PLCPraetorian Resources LtdReconstruction Capital II LtdRed Emperor Resources NLShore Capital Group LtdSt Peter Port Capital LtdStarvest PLCStratex International PLCTen Alps PLCThor Mining PLCVietnam Infrastructure LtdVinaCapital Vietnam Opportunity Fund LtdVinaLand LtdW Resources PLCWildhorse Energy Ltd

13

FINANCIAL ADVISERSFINANCIAL ADVISERS


STRAND HANSON LIMITED26 Mount RowLondon W1K 3SQT: (020) 7409 3494F: (020) 7409 1761www.strandhanson.co.uk

Alecto Minerals PLC APC Technology Group PLC Bahamas Petroleum Co PLC Bezant Resources PLC Bushveld Minerals Ltd Catalyst Media Group PLC CDialogues PLC Emerging Market Minerals PLC Equatorial Palm Oil PLC Firestone Diamonds PLC International Mining & Infrastructure Corp PLCKemin Resources PLC Landore Resources Ltd Lekoil Ltd Madagascar Oil Ltd Natasa Mining Ltd (J)North River Resources PLC Northern Bear PLC Oilex Ltd Patagonia Gold PLC Phorm Corp Ltd Regal Petroleum PLC Renewable Energy Holdings PLC Savannah Petroleum PLC StratMin Global Resources PLC Sula Iron & Gold PLC (J)Trap Oil Group PLC UMC Energy Corporation (J)United Cacao Ltd SEZC Vast Resources PLC Victoria Oil & Gas PLC Zambeef Products PLC

CHARLES STANLEY SECURITIES131 Finsbury PavementLondon EC2A 1NTT: (020) 7149 6000F: (020) 7149 6777www.csysecurities.com

Best of the Best PLC Camellia PLC Central Rand Gold Ltd Chamberlin PLC Character Group (The) PLC Christie Group PLC Coms PLC Driver Group PLC Earthport PLC Falanx Group Ltd First Derivatives PLC Galantas Gold Corp Hellenic Carriers Ltd Independent Resources PLC InterQuest Group PLC Lombard Risk Management PLC Northamber PLC Parkmead Group (The) PLC Penna Consulting PLC Pressure Technologies PLC Sanderson Group PLC Stilo International PLC Tungsten Corp PLC (J)Versarien PLC World Careers Network PLC Wynnstay Properties PLC

ARDEN PARTNERS PLC125 Old Broad StreetLondon EC2N 1ART: (020) 7614 5900F: (020) 7614 5901www.arden-partners.co.uk

Birmingham office:T: (0121) 423 8900F: (0121) 423 8901

AssetCo PLCAudioboom Group PLCBailey (C H) PLCCeramic Fuel Cells LtdDeltex Medical Group PLCFirst Property Group PLCGfinity PLCGood Energy Group PLCGreenko Group PLCHydro International PLCiEnergizer LtdIndus Gas LtdInfrastrata PLCLivermore Investments Group LtdMirada PLCPark Group PLCSutton Harbour Holdings PLCTrinity Capital PLC

SMITH & WILLIAMSON CORPORATE FINANCE LTD25 MoorgateLondon EC2R 6AYT: (020) 7131 4000F: (020) 7131 4001www.smith.williamson.co.uk

Arricano Real Estate PLCCenkos Securities PLCDart Group PLCGreka Drilling LtdGreka Engineering & Technology LtdHelios Underwriting PLCInfrastructure India PLCJapan Residential Investment Company LtdJohn Lewis of Hungerford PLCMarechale Capital PLCNew Europe Property Investments PLCOrigo Partners PLCPME African Infrastructure Opportunities PLCQuadrise Fuels International PLCReal Estate Investors PLCRenewable Energy Generation LtdSound Oil PLCTerra Catalyst Fund

SP ANGELPrince Frederick House4th Floor35-39 Maddox StreetLondonW1S 2PPT: (020) 3463 2260F: (020) 7629 1341www.spangel.co.uk

Amur Minerals Corp Anglo Asian Mining PLC Aquatic Foods Group PLC BlueRock Diamonds PLC FinnAust Mining PLC Goldplat PLC GTS Chemical Holdings PLC (J)KEFI Minerals PLC Kodal Minerals PLC (J)Noricum Gold Ltd Oxus Gold PLC Plutus PowerGen PLC Secure Property Development & Investment PLCSolGold PLC Strat Aero PLC Tertiary Minerals PLC Tri-Star Resources PLC Westminster Group PLC

RBC CAPITAL MARKETSThames CourtOne QueenhitheLondon EC4V 4DET: (020) 7653 4000F: (020) 7029 7900www.rbccm.com

Amerisur Resources PLC (J)Falkland Oil & Gas Ltd Globo PLC Gulfsands Petroleum PLC InternetQ PLC (J)President Energy PLC Sierra Rutile Ltd Trinity Exploration & Production PLC

JEFFERIES HOARE GOVETTVintners Place68 Upper Thames StreetLondonEC4V 3BJT: (020) 7029 8000F: (020) 7029 8010www.jefferies.com

African Minerals Ltd Datatec Ltd IGas Energy PLC Market Tech Holdings Ltd Sinclair IS Pharma PLC (J)Tissue Regenix Group PLC Xeros Technology Group PLC

J.P. MORGAN CAZENOVE25 Bank StreetCanary WharfLondon E14 5JPT: (020) 7742 4000www.jpmorgancazenove.com

Abcam PLCASOS PLCImperial Innovations Group PLCLXB Retail Properties PLCSongbird Estates PLCYoung & Co’s Brewery PLC

BANK OF AMERICA MERRILL LYNCH2 King Edward StreetLondon EC1A 1HQT: (020) 7995 2000F: (020) 7995 4525www.ml.com

CEB Resources PLC (J)

ESPIRITO SANTO INVESTMENT BANK10 Paternoster SquareLondon EC4M 7ALT: (020) 7456 9191www.espiritosantoib.co.uk

Forum Energy PLC

PRICEWATERHOUSECOOPERS LLP7 More London RiversideLondon SE1 2RTTel: (020) 7583 5000Fax: (020) 7822 4652www.pwc.com

Numis Corp PLC

AIM

UBS INVESTMENT BANK1 Finsbury AvenueLondon EC2M 2PPT: (020) 7567 8000F: (020) 7568 0901www.ibb.ubs.com

Admiral Group PLC (J)Aggreko PLC ARM Holdings PLC (J)BP PLC British Land Co PLC CRH PLC (J)Diageo PLC International Consolidated Airlines Group SA Intu Properties PLC (J)Kingfisher PLC (J)Lloyds Banking Group PLC (J)Prudential PLC Reed Elsevier PLC Royal Bank of Scotland Group (The) PLC (J)Sainsbury (J) PLC Sky PLC (J)Standard Chartered PLC Standard Life PLC Unilever PLC (J)Vodafone Group PLC (J)Weir Group PLC


Aberdeen Asset Management PLC Babcock International Group PLC (J)Barclays PLC (J)Carnival PLC Fresnillo PLC G4S PLC (J)Hammerson PLC (J)Pearson PLC (J)SABMiller PLC St James’s Place PLC Taylor Wimpey PLC United Utilities Group PLC (J)

BANK OF AMERICA MERRILL LYNCH2 King Edward StreetLondon EC1A 1HQT: (020) 7995 2000F: (020) 7995 4525www.ml.com

Admiral Group PLC (J)Burberry Group PLC (J)Intu Properties PLC (J)Lloyds Banking Group PLC (J)London Stock Exchange Group PLC National Grid PLC (J)Old Mutual PLC Persimmon PLC (J)Royal Bank of Scotland Group (The) PLC (J)Wolseley PLC (J)WPP PLC (J)

GOLDMAN SACHS INTERNATIONALPeterborough Court133 Fleet StreetLondon EC4A 2BBT: (020) 7774 1000T: (020) 7774 4477

MORGAN STANLEY & CO INTERNATIONAL PLC20 Bank StreetCanary Wharf, Floor 08London E14 4ADT: (020) 7425 8000F: (020) 7425 8990www.morganstanley.com

Anglo American PLC (J)Aviva PLC (J)Burberry Group PLC (J)Shire PLC Sky PLC (J)Whitbread PLC WPP PLC (J)

CREDIT SUISSE1 Cabot SquareLondonE14 4QJT: (020) 7888 8888F: (020) 7888 1600

DEUTSCHE BANK AG LONDONWinchester House1 Great Winchester StreetLondon EC2N 2DBT: (020) 7545 8000F: (020) 7547 4577www.db.com

British American Tobacco PLC Reckitt Benckiser Group PLC Unilever PLC (J)United Utilities Group PLC (J)Wolseley PLC (J)

HSBC BANK PLC8 Canada SquareLondon E14 5HQT: (020) 7991 8888F: (020) 7991 4459www.hsbc.com

HSBC Holdings PLC Randgold Resources Ltd Travis Perkins PLC (J)WPP PLC (J)

BARCLAYS5 The North ColonnadeCanary WharfLondon E14 4BBT: (020) 7623 2323www.barcap.com

G4S PLC (J)National Grid PLC (J)Royal Mail PLC


Babcock International Group PLC (J)

RBC CAPITAL MARKETSThames CourtOne QueenhitheLondon EC4V 4DET: (020) 7653 4000F: (020) 7029 7900www.rbccm.com

Direct Line Insurance Group PLC

Number of FTSE 100 clients Market Cap of FTSE 100 clients (£M)

FTSE 100


1 (1) UBS INVESTMENT BANK 21 (21)

2 (2) J.P. MORGAN CAZENOVE 12 (11)

3 (2) BANK OF AMERICA MERRILL LYNCH 11 (11)

4 (4) CITI 8 (8)

4 (4) GOLDMAN SACHS INTERNATIONAL 8 (8)

6 (6) MORGAN STANLEY & CO INTERNATIONAL 7 (7)

6 (6) ROTHSCHILD 7 (7)

8 (8) CREDIT SUISSE 5 (5)

8 (8) DEUTSCHE BANK AG LONDON 5 (5)

10 (8) HSBC BANK 4 (5)

10 (8) LAZARD & CO 4 (5)

12 (12) BARCLAYS 3 (3)

13 (13) GREENHILL & CO 2 (2)

13 (13) NOMURA INTERNATIONAL 2 (2)


15 (15) DAVY CORPORATE FINANCE 1 (1)

15 (15) RBC CAPITAL MARKETS 1 (1)


1 (1) UBS INVESTMENT BANK 533,628 (450,370)

2 (4) DEUTSCHE BANK AG LONDON 209,268 (149,832)

3 (3) GOLDMAN SACHS INTERNATIONAL 188,376 (173,804)

4 (2) BANK OF AMERICA MERRILL LYNCH 182,863 (173,967)


6 (5) HSBC BANK 148,142 (146,713)

7 (7) MORGAN STANLEY & CO INTERNATIONAL 113,492 (103,626)

8 (8) CITI 100,395 (87,811)

9 (9) CREDIT SUISSE 75,715 (71,313)

10 (10) ROTHSCHILD 69,200 (62,749)

11 (11) BARCLAYS 43,806 (42,676)

12 (12) LAZARD & CO 36,283 (36,449)

13 (13) GREENHILL & CO 26,823 (20,502)

14 (14) NOMURA INTERNATIONAL 21,027 (17,960)

15 (15) DAVY CORPORATE FINANCE 12,934 (10,139)


17 (17) RBC CAPITAL MARKETS 4,752 (4,169)

FINANCIAL ADVISERS

14Corporate Advisers Rankings Guide









8 (9) ORIEL SECURITIES 15 (15)



8 (8) WINTERFLOOD INVESTMENT TRUSTS 15 (16)

12 (13) CAIRN FINANCIAL ADVISERS 14 (12)

13 (12) FINNCAP 13 (13)

14 (13) COMMERZBANK AG 12 (12)

15 (13) N+1 SINGER 11 (12)

15 (16) SMITH & WILLIAMSON CORPORATE FINANCE 11 (11)

17 (18) LIBERUM CAPITAL 10 (9)

17 (18) PEEL HUNT 10 (9)

17 (18) WH IRELAND 10 (9)


20 (17) BEAUMONT CORNISH 9 (10)



3i Infrastructure PLC (J)Aberdeen Asset Management PLC Aberforth Geared Income Trust PLC Bankers Investment Trust PLC Barclays PLC (J)Baring Emerging Europe PLC BH Macro Ltd Big Yellow Group PLC BlackRock Commodities Income Investment Trust PLCBlackRock World Mining Trust PLC Capital & Regional PLC Foreign & Colonial Investment Trust PLC Genesis Emerging Markets Fund Ltd Graphite Enterprise Trust PLC Hammerson PLC (J)Henderson Diversified Income Ltd Henderson Group PLC Henderson High Income Trust PLC Herald Investment Trust PLC Imperial Innovations Group PLC Intermediate Capital Group PLC (J)Invesco Income Growth Trust PLC Invista European Real Estate Trust SICAF (J)JPMorgan Asian Investment Trust PLC JPMorgan Claverhouse Investment Trust PLC JPMorgan Emerging Markets Inv Trust PLC JPMorgan Indian Investment Trust PLC JPMorgan Private Equity Ltd JPMorgan US Smaller Companies IT PLC (J)Jupiter Fund Management PLC (J)LMS Capital PLC Local Shopping REIT (The) PLC LondonMetric Property PLC (J)LXB Retail Properties PLC Mercantile Investment Trust (The) PLC Merchants Trust (The) PLC Picton Property Income Ltd (J)Premier Energy and Water Trust PLC Princess Private Equity Holding Ltd Provident Financial PLC Redefine International PLC (J)Schroder Real Estate IT Ltd (J)

Songbird Estates PLC St James’s Place PLC St Modwen Properties PLC (J)Standard Life Equity Income Trust PLC SVG Capital PLC (J)Temple Bar Investment Trust PLC UNITE Group PLC (J)Urban&Civic PLC (J)Witan Investment Trust PLC Witan Pacific Investment Trust PLC


Aberdeen Asian Income Fund Ltd (J)Aberdeen New Thai Investment Trust PLC AcenciA Debt Strategies Ltd Arbuthnot Banking Group PLC BlackRock Greater Europe Investment Trust PLCCharles Stanley Group PLC Chesnara PLC City of London Investment Group PLC Fidelity Asian Values PLC Fidelity Japanese Values PLC International Personal Finance PLC (J)Invesco Perpetual Select Trust PLC Invesco Property Income Trust Ltd Macau Property Opportunities Fund Ltd (J)Mattioli Woods PLC MedicX Fund Ltd Mortgage Advice Bureau (Holdings) PLC Pacific Assets Trust PLC Pantheon International Participations PLC Polar Capital Holdings PLC Rathbone Brothers PLC River and Mercantile Group PLC Scottish Investment Trust (The) PLC Secure Trust Bank PLC Seneca Global Income & Growth Trust PLC Strategic Equity Capital PLC Threadneedle UK Select Trust Ltd Tungsten Corp PLC (J)


Advance Frontier Markets Fund LtdADVFN PLCArc Capital Holdings LtdCoburg Group PLCDolphin Capital Investors LtdFiske PLCHume Capital Securities PLCIndia Capital Growth Fund LtdKubera Cross-Border Fund LtdLegendary Investments PLCMyanmar Investments International LtdPacific Alliance Asia Opportunity Fund LtdPacific Alliance China Land LtdPanmure Gordon & Co PLCPraetorian Resources LtdReconstruction Capital II LtdShore Capital Group LtdSt Peter Port Capital LtdStarvest PLCVietnam Infrastructure LtdVinaCapital Vietnam Opportunity Fund LtdVinaLand Ltd

CENKOS SECURITIES6.7.8 Tokenhouse YardLondon EC2R 7AST: (020) 7397 8900F: (020) 7397 8901www.cenkos.com

PANMURE GORDON (UK) LTDOne New ChangeLondon EC4M 9AFT: (020) 7459 3600F: (020) 7192 3260www.panmure.com

Amphion Innovations PLC Argo Group Ltd Asian Growth Properties Ltd Avanti Capital PLC B.P. Marsh & Partners PLC Cluff Natural Resources PLC Dragon-Ukrainian Properties & Development PLCEuropean Wealth Group Ltd GLI Finance Ltd Globalworth Real Estate Investments Ltd Ludgate Environmental Fund Ltd Martinco PLC Private & Commercial Finance Group PLC Qatar Investment Fund PLC (J)RAB Special Situations Co Ltd South African Property Opportunities PLC Symphony International Holdings Ltd Terra Capital PLC W H Ireland Group PLC

FINNCAP60 New Broad StreetLondon EC2M 1JJ T:(020) 7220 0500F: (020) 7600 1659www.finncap.com

Camper & Nicholsons Marina Inv LtdDraganfly Investments LtdHML Holdings PLCInland Homes PLCJelf Group PLCLighthouse Group PLCLok’n Store Group PLCNorthacre PLCParagon Entertainment LtdQannas Investments LtdSPARK Ventures PLCSTM Group PLCTiger Resource Finance PLC

SMITH & WILLIAMSON CORPORATE FINANCE LTD25 MoorgateLondon EC2R 6AYT: (020) 7131 4000F: (020) 7131 4001www.smith.williamson.co.uk

Arricano Real Estate PLCCenkos Securities PLCHelios Underwriting PLCInfrastructure India PLCJapan Residential Investment Company LtdMarechale Capital PLCNew Europe Property Investments PLCOrigo Partners PLCPME African Infrastructure Opportunities PLCReal Estate Investors PLCTerra Catalyst Fund


Plutus PowerGen PLCSecure Property Development & Investment PLC

Sector Rankings

15

FINANCIAL PR


NEWGATESky Light City Tower,50 Basinghall StreetLondon EC2V 5DET: (020) 7653 9850F: (020) 7653 9851www.newgatethreadneedle.com

FTI CONSULTING INC200 AldersgateAldersgate StreetLondonEC1A 4HDT: (020) 3727 1000F: (020) 3727 1001www.fticonsulting.com

1Spatial PLC 3Legs Resources PLC accesso Technology Group PLC Allergy Therapeutics PLC Amino Technologies PLC Atlantis Resources Ltd Augean PLC Bagir Group Ltd Bahamas Petroleum Co PLC Beximco Pharmaceuticals Ltd (J)Biome Technologies PLC Blinkx PLC Bonmarche Holdings PLC Burford Capital Ltd C4X Discovery Holdings PLC Cambria Africa PLC Cyprotex PLC Digital Barriers PLC Dolphin Capital Investors Ltd Electric Word PLC Electrical Geodesics Inc Falkland Islands Holdings PLC Falkland Oil & Gas Ltd Faroe Petroleum PLC Fevertree Drinks PLC GW Pharmaceuticals PLC Hummingbird Resources PLC iEnergizer Ltd Immunodiagnostic Systems Holdings PLC International Greetings PLC InternetQ PLC Ithaca Energy Inc Kalibrate Technologies PLC Management Resource Solutions PLC MirLand Development Corp PLC Monitise PLC NAHL Group PLC Nighthawk Energy PLC Oakley Capital Investments Ltd OMG PLC

Orosur Mining Inc Outsourcery PLC Powerflute Oyj PuriCore PLC Randall & Quilter Investment Holdings Ltd Restore PLC Scancell Holdings PLC Secure Income REIT PLC Shanta Gold Ltd Shoe Zone PLC Styles & Wood Group PLC Tekcapital PLC Tiziana Life Sciences PLC Unitech Corporate Parks PLC Verona Pharma PLC VinaCapital Vietnam Opportunity Fund Ltd Volga Gas PLC Wandisco PLC (J)YouGov PLC

WALBROOK PR4 Lombard StreetLondonEC3V 9HDT: (020) 7933 8780F: (020) 7933 8781www.walbrookpr.com

ACTA SpA Advanced Oncotherapy PLC Aggregated Micro Power Holdings PLC Animalcare Group PLC Arria NLG PLC Audioboom Group PLC Avacta Group PLC Boxhill Technologies PLC Cambridge Cognition Holdings PLC CDialogues PLC Collagen Solutions PLC Cyan Holdings PLC Daily Internet PLC Eden Research PLC EKF Diagnostics Holdings PLC EMED Mining Public Ltd Epistem Holdings PLC

First Derivatives PLC Flowgroup PLC Frenkel Topping Group PLC Frontier Mining Ltd GETECH Group PLC GoldStone Resources Ltd Great Western Mining Corp PLC Greka Engineering & Technology Ltd Hunter Resources PLC Ilika PLC Instem PLC LiDCO Group PLC Lifeline Scientific Inc LiteBulb Group Ltd (J)Medilink-Global UK Ltd Mirada PLC Mobile Tornado Group PLC NetDimensions (Holdings) Ltd Omega Diagnostics Group PLC OptiBiotix Health PLC Orogen Gold PLC Petards Group PLC Plastics Capital PLC RapidCloud International PLC Renew Holdings PLC Safeland PLC SQS Software Quality Systems AG Stadium Group PLC SyQic PLC Tristel PLC TyraTech Inc ULS Technology PLC Venn Life Sciences Holdings PLC YOLO Leisure and Technology PLC

AIM

Newgate specialises in advising growth listed companies on their investor and media communications. Consultants draw their experience from a variety of relevant backgrounds such as small cap stockbroking, financial journalism and long term PR professionals. Tailored programmes focusing on concise and consistent messaging and Newgate’s extensive relationships enable clients to maximise their reach to both institutional and private investors.


RANK FINANCIAL PR ADVISER FEB ‘15 NOV ‘15

1 (1) NEWGATE 76 (86)

2 (2) FTI CONSULTING 59 (60)

3 (4) TAVISTOCK 52 (51)

4 (5) WALBROOK PR 51 (50)

5 (3) BUCHANAN 50 (54)

6 (6) BELL POTTINGER - FINANCIAL AND CORPORATE 40 (41)

6 (6) ST BRIDES PARTNERS 40 (41)

8 (8) INSTINCTIF PARTNERS 34 (40)

9 (10) YELLOW JERSEY PR 30 (28)

10 (9) BLYTHEWEIGH 26 (30)

11 (12) ABCHURCH COMMUNICATIONS 24 (23)

12 (13) MHP COMMUNICATIONS 23 (20)

13 (11) REDLEAF POLHILL 21 (24)

14 (14) CITIGATE DEWE ROGERSON 15 (15)

14 (15) HUDSON SANDLER 15 (14)

16 (15) CAMARCO 14 (14)

17 (17) VIGO COMMUNICATIONS 13 (11)

18 (17) LUTHER PENDRAGON 12 (11)

19 (17) WINNINGTONS 11 (11)

20 - SQUARE1 CONSULTING 10 -


1 (3) INSTINCTIF PARTNERS 6,685 (6,199)

2 (1) FTI CONSULTING 6,305 (6,810)

3 (2) BELL POTTINGER - FINANCIAL AND CORPORATE 6,044 (6,462)

4 (7) BRUNSWICK 4,222 (3,657)

5 (5) TAVISTOCK 3,842 (4,080)

6 (4) BUCHANAN 3,621 (4,329)

7 (6) NEWGATE 3,534 (3,671)

8 (8) MHP COMMUNICATIONS 2,324 (2,188)

9 (11) HUDSON SANDLER 1,810 (1,683)

10 (10) WALBROOK PR 1,692 (1,740)

11 (9) CAMARCO 1,567 (1,905)

12 (14) CITIGATE DEWE ROGERSON 1,292 (1,400)

13 (13) MURRAY CONSULTANTS 1,191 (1,438)

14 (15) LUTHER PENDRAGON 962 (907)

15 (16) ABCHURCH COMMUNICATIONS 941 (864)

16 (21) VIGO COMMUNICATIONS 675 (685)

17 (18) MAITLAND 628 (707)

18 (20) FEINTUCH COMMUNICATIONS 608 (690)

18 (19) ZENERGY COMMUNICATIONS 608 (690)

20 (12) REDLEAF POLHILL 603 (1,647)

17

FINANCIAL PRFINANCIAL PR


AIM

BUCHANAN107 CheapsideLondonEC2V 6DNT: (020) 7466 5000F: (020) 7466 5001www.buchanan.uk.com

Alliance Pharma PLC ANGLE PLC Antrim Energy Inc Aureus Mining Inc Azonto Petroleum Ltd (J)Bacanora Minerals Ltd Belvoir Lettings PLC Bond International Software PLC boohoo.com PLC CareTech Holdings PLC Cello Group PLC Central Rand Gold Ltd Churchill China PLC Concha PLC CSF Group PLC Dart Group PLC DQ Entertainment PLC Eckoh PLC Egdon Resources PLC Forte Energy NL Frontera Resources Corp Fusionex International PLC Futura Medical PLC Gooch & Housego PLC Graphene NanoChem PLC Gulfsands Petroleum PLC Hargreaves Services PLC IMImobile PLC Infrastrata PLC Interbulk Group PLC International Mining & Infrastructure Corp PLCKea Petroleum PLC LXB Retail Properties PLC Majestic Wine PLC Metminco Ltd Minera IRL Ltd MoPowered Group PLC Nanoco Group PLC Northbridge Industrial Services PLC Plant Impact PLC Range Resources Ltd (J)Redhall Group PLC ReNeuron Group PLC Science in Sport PLC Staffline Group PLC Synectics PLC Vietnam Holding Ltd Walker Greenbank PLC Zambeef Products PLC Zytronic PLC

BELL POTTINGER - FINANCIAL AND CORPORATEHolborn Gate330 High HolbornLondonWC1V 7QDT: (020) 7861 3800 www.bell-pottinger.com

Amara Mining PLC Arbuthnot Banking Group PLC Bellzone Mining PLC Cenkos Securities PLC Central Asia Metals PLC Crossrider PLC Fastnet Oil & Gas PLC Focusrite PLC Gaming Realms PLC GCM Resources PLC Global Invacom Group Ltd Greka Drilling Ltd GVC Holdings PLC H&T Group PLC Indus Gas Ltd Intercede Group PLC Juridica Investments Ltd Kibo Mining PLC Leyshon Resources Ltd LGO Energy PLC Madagascar Oil Ltd Market Tech Holdings Ltd Martinco PLC Mulberry Group PLC MyCelx Technologies Corp Ncondezi Energy Ltd NewRiver Retail Ltd Pan African Resources PLC (J)Petroceltic International PLC (J)Portmeirion Group PLC President Energy PLC Quadrise Fuels International PLC Quindell PLC SafeCharge International Group Ltd Savannah Petroleum PLC SeaEnergy PLC Secure Trust Bank PLC Shore Capital Group Ltd Solo Oil PLC Xcite Energy Ltd (J)

ST BRIDES PARTNERS3 St Michael’s AlleyLondonEC3V 9DST: (020) 7236 1177F: (020) 7236 1188www.stbridespartners.co.uk

INSTINCTIF PARTNERS65 Gresham StreetLondonEC2V 7NQT: (020) 7457 2020F: (020) 7866 7900www.instinctif.com

32Red PLC Advanced Computer Software Group PLC ASOS PLC Clinigen Group PLC Conviviality Retail PLC Datatec Ltd DJI Holdings PLC Ebiquity PLC Eclectic Bar Group PLC Elektron Technology PLC entu (UK) PLC Escher Group Holdings PLC Essenden PLC e-Therapeutics PLC Frontier Developments PLC Fulcrum Utility Services Ltd Goals Soccer Centres PLC Imperial Innovations Group PLC Infrastructure India PLC ISG PLC Learning Technologies Group PLC LPA Group PLC Mercia Technologies PLC NetScientific PLC Parkmead Group (The) PLC PhotonStar LED Group PLC Premaitha Health PLC Richoux Group PLC SacOil Holdings Ltd Serica Energy PLC Snoozebox Holdings PLC Telit Communications PLC Toumaz Ltd Wentworth Resources Ltd (J)

YELLOW JERSEY PR LTD76 Great Suffolk StreetLondonSE1 0BLT: 07768 537 739www.yellowjerseypr.com

AFH Financial Group PLCAmphion Innovations PLCAmur Minerals CorpArian Silver Corpblur Group PLCFox Marble Holdings PLCFrontier Resources International PLCGTS Chemical Holdings PLCHague and London Oil PLCImage Scan Holdings PLCIofina PLCKodal Minerals PLCLightwaveRF PLCMichelmersh Brick Holdings PLCMytrah Energy LtdNewmark Security PLCOne Media iP Group PLCOrtac Resources LtdREACT Energy PLCred24 PLCSoftware Radio Technology PLCSolGold PLCStratex International PLCSula Iron & Gold PLCSunrise Resources PLCSutton Harbour Holdings PLCTertiary Minerals PLCTrafalgar New Homes PLCTri-Star Resources PLCUnion Jack Oil PLC

MHP COMMUNICATIONS60 Great Portland StreetLondonW1W 7RTT: (020) 3128 8100www.mhpc.com

Begbies Traynor Group PLC Brooks Macdonald Group PLC Cohort PLC Corac Group PLC EMIS Group PLC Fairpoint Group PLC IGas Energy PLC (J)Journey Group PLC Keywords Studios PLC Mill Residential REIT PLC Miton Group PLC Mortgage Advice Bureau (Holdings) PLC Parity Group PLC Quartix Holdings PLC Red Rock Resources PLC Regency Mines PLC RWS Holdings PLC Trakm8 Holdings PLC Trinity Capital PLC Victoria PLC W H Ireland Group PLC WYG PLC Young & Co’s Brewery PLC

BRUNSWICK GROUP LLP16 Lincoln’s Inn FieldsLondonWC2A 3EDT: (020) 7404 5959F: (020) 7831 2823www.brunswickgroup.com

Abcam PLCAuhua Clean Energy PLCBowleven PLCGlobo PLCKoovs PLCNumis Corp PLCSongbird Estates PLCTrinity Exploration & Production PLCVernalis PLC

FINSBURYTenter House45 MoorfieldsLondonEC2Y 9AET: (020) 7251 3801F: (020) 7374 4133www.finsbury.com

Dalradian Resources Inc (J)European Islamic Investment Bank PLC Greatland Gold PLC

St Brides Partners is a London based specialist multi-divisional investor and public relations consultancy for growth companies. The company provides a broad range of services, extending beyond the traditional remit of investor and financial public relations to include business analysis, consultancy and marketing. Assisting in the development of strategy, increasing media exposure to boost corporate image, promoting market position to investors and raising company profiles across all mediums, are amongst some of the services the highly reputable and complementary St Brides team provide.

FTSE 100

BRUNSWICK GROUP LLP16 Lincoln’s Inn FieldsLondonWC2A 3EDT: (020) 7404 5959F: (020) 7831 2823www.brunswickgroup.com

Anglo American PLC Antofagasta PLC ARM Holdings PLC Barclays PLC BG Group PLC BHP Billiton PLC (J)BT Group PLC Burberry Group PLC (J)Diageo PLC Direct Line Insurance Group PLC Dixons Carphone PLC InterContinental Hotels Group PLC ITV PLC Kingfisher PLC National Grid PLC Pearson PLC Prudential PLC (J)Reckitt Benckiser Group PLC Rolls-Royce Holdings PLC Royal Mail PLC RSA Insurance Group PLC Schroders PLC Tesco PLC Weir Group PLC Wolseley PLC

FINSBURYTenter House45 MoorfieldsLondonEC2Y 9AET: (020) 7251 3801F: (020) 7374 4133www.finsbury.com

3i Group PLC AstraZeneca PLC Aviva PLC British Land Co PLC Burberry Group PLC (J)Coca-Cola HBC AG (J)Compass Group PLC CRH PLC (J)easyJet PLC Experian PLC Glencore PLC Marks & Spencer Group PLC Old Mutual PLC Reed Elsevier PLC Rio Tinto PLC Royal Bank of Scotland Group (The) PLC Royal Dutch Shell PLC Sainsbury (J) PLC Sky PLC Taylor Wimpey PLC


Admiral Group PLCBabcock International Group PLCCapita PLCGKN PLCHammerson PLCHSBC Holdings PLCIntertek Group PLCMondi PLCSABMiller PLCShire PLCSmith & Nephew PLC


Centrica PLCFresnillo PLCFriends Life Group LtdImperial Tobacco Group PLCSt James’s Place PL


Meggitt PLCWPP PLC

INSTINCTIF PARTNERS65 Gresham StreetLondonEC2V 7NQT: (020) 7457 2020F: (020) 7866 7900www.instinctif.com

Intu Properties PLC (J)



1 (1) BRUNSWICK 25 (25)

2 (2) FINSBURY 20 (20)


3 (3) TULCHAN COMMUNICATIONS 11 (11)

5 (5) MAITLAND 7 (6)



8 (8) POWERSCOURT 4 (3)

9 (10) BUCHANAN 2 (2)

9 (8) HUDSON SANDLER 2 (3)

11 (11) CARDEW GROUP 1 (1)

11 (11) DRURY 1 (1)

11 (11) DU PLESSIS ASSOCIATES 1 (1)


11 (11) MURRAY CONSULTANTS 1 (1)

11 (11) SMITHFIELD CONSULTANTS 1 (1)

11 (11) TAVISTOCK 1 (1)

11 (11) V+O COMMUNICATIONS 1 (1)


1 (2) BRUNSWICK 462,076 (432,447)

2 (1) FINSBURY 450,395 (433,410)

3 (3) FTI CONSULTING 252,557 (241,549)

4 (4) MAITLAND 175,862 (160,772)

5 (5) TULCHAN COMMUNICATIONS 133,634 (121,846)

6 (6) POWERSCOURT 133,112 (118,956)

7 (8) TAVISTOCK 62,803 (53,950)

8 (7) BELL POTTINGER - FINANCIAL AND CORPORATE 61,018 (54,862)

9 (9) CITIGATE DEWE ROGERSON 46,106 (41,725)

10 (10) SMITHFIELD CONSULTANTS 32,917 (34,015)

11 (11) BUCHANAN 23,778 (19,721)

12 (12) HUDSON SANDLER 15,745 (19,253)

13 (13) DRURY 12,934 (10,139)

14 (19) DU PLESSIS ASSOCIATES 5,139 (3,526)

15 (17) INSTINCTIF PARTNERS 4,899 (4,484)

16 (16) CARDEW GROUP 4,638 (4,602)

17 (15) V+O COMMUNICATIONS 4,011 (4,896)

18 (18) MURRAY CONSULTANTS 3,801 (4,170)

FINANCIAL PR

18Corporate Advisers Rankings Guide

Sector Rankings



1 (1) LANSONS 42 (43)



4 (7) MHP COMMUNICATIONS 16 (14)

5 (4) BRUNSWICK 15 (15)

5 (4) TAVISTOCK 15 (15)

7 (7) BROADGATEMAINLAND 14 (14)

8 (9) MAITLAND 13 (13)

9 (9) FINSBURY 12 (13)

9 (4) NEWGATE 12 (15)

9 (11) TULCHAN COMMUNICATIONS 12 (12)



14 (13) BUCHANAN 8 (8)

15 (13) REDLEAF POLHILL 7 (8)

15 (16) WALBROOK PR 7 (5)

17 - BROKER PROFILE 5 -

17 (16) PEREGRINE COMMUNICATIONS 5 (5)

17 - QUILL PR 5 -

17 (16) SMITHFIELD CONSULTANTS 5 (5)

17 (16) ST BRIDES PARTNERS 5 (5)

LANSONS24a St John StreetLondonEC1M 4AYT: (020) 7490 8828email: [email protected]

Asian Total Return Investment Co PLCBlackRock Emerging Europe PLCBlackRock Income and Growth Investment Trust PLCBritish Empire Securities & General Trust PLCBrunner Investment Trust (The) PLCCayenne Trust (The) PLCEdinburgh Investment Trust (The) PLCFidelity Asian Values PLCFidelity European Values PLCFidelity Japanese Values PLCFidelity Special Values PLCForeign & Colonial Investment Trust PLCInternational Biotechnology Trust PLCInvesco Asia Trust PLCInvesco Income Growth Trust PLCInvesco Perpetual Enhanced Income LtdInvesco Perpetual UK Smaller Companies Inv Tst PLCInvesco Property Income Trust LtdJPMorgan American Investment Trust PLCJPMorgan Asian Investment Trust PLCJPMorgan Claverhouse Investment Trust PLCJPMorgan Emerging Markets Inv Trust PLCJPMorgan European Investment Trust PLCJPMorgan European Smaller Companies Trust PLCJPMorgan Indian Investment Trust PLCJPMorgan Japanese Investment Trust PLCJPMorgan Mid Cap Investment Trust PLCJPMorgan Overseas Investment Trust PLCJPMorgan Russian Securities PLCJPMorgan Smaller Companies Investment Trust PLCJPMorgan US Smaller Companies IT PLCKeystone Investment Trust PLCM & G High Income Investment Trust PLCMartin Currie Global Portfolio Trust PLCMartin Currie Pacific Trust PLCMercantile Investment Trust (The) PLCMerchants Trust (The) PLCNorthern 2 VCT PLCNorthern 3 VCT PLCNorthern Venture Trust PLCPerpetual Income & Growth Investment Trust PLCTempleton Emerging Markets Inv Tr PLC



Arbuthnot Banking Group PLCCenkos Securities PLCFriends Life Group LtdH&T Group PLCHansard Global PLCJuridica Investments LtdMarket Tech Holdings LtdMartinco PLCNewRiver Retail LtdPrimary Health Properties PLCSecure Trust Bank PLCShore Capital Group LtdSt James’s Place PLCTSB Banking Group PLCUNITE Group PLCUtilico Emerging Markets LtdWorkspace Group PLC

St Brides Partners is a London based specialist multi-divisional investor and public relations consultancy for growth companies. The company provides a broad range of services, extending beyond the traditional remit of investor and financial public relations to include business analysis, consultancy and marketing. Assisting in the development of strategy, increasing media exposure to boost corporate image, promoting market position to investors and raising company profiles across all mediums, are amongst some of the services the highly reputable and complementary St Brides team provide.


Belvoir Lettings PLCGCP Infrastructure Investments LtdInternational Mining & Infrastructure Corp PLCLSL Property Services PLCLXB Retail Properties PLCMedicX Fund LtdSQN Asset Finance Income Fund LtdVietnam Holding Ltd

WALBROOK PR4 Lombard StreetLondonEC3V 9HDT: (020) 7933 8780F: (020) 7933 8781www.walbrookpr.com

Cleeve Capital PLCFrenkel Topping Group PLCMithril Capital PLCNew Century AIM VCT 2 PLCNew Century AIM VCT PLCSafeland PLCVertu Capital Ltd

ST BRIDES PARTNERS3 St Michael’s AlleyLondonEC3V 9DST: (020) 7236 1177F: (020) 7236 1188www.stbridespartners.co.uk

YELLOW JERSEY PR LTD76 Great Suffolk StreetLondonSE1 0BLT: 07768 537 739www.yellowjerseypr.com

AFH Financial Group PLCAmphion Innovations PLCGlobal Resources Investment Trust PLC

19

LAW FIRMS


PINSENT MASONS LLP30 Crown PlaceEarl StreetLondonEC2A 4EST: (020) 7418 7000F: (020) 7418 7050www.pinsentmasons.com

600 Group (The) PLC AB Dynamics PLC Abzena PLC (J)Adamas Finance Asia Ltd (J)All Leisure Group PLC (J)ANGLE PLC Best of the Best PLC Capital Management and Investment PLC CareTech Holdings PLC Castle Street Investments PLC Celtic PLC (J)China Chaintek United Co Ltd (J)China Nonferrous Gold Ltd (J)China Rerun Chemical Group Ltd (J)Craneware PLC EMIS Group PLC (J)Epistem Holdings PLC Falkland Oil & Gas Ltd (J)Faroe Petroleum PLC (J)Grand Group Investment PLC (J)GTS Chemical Holdings PLC (J)Hume Capital Securities PLC (J)Iomart Group PLC (J)IPSA Group PLC Ithaca Energy Inc (J)Kromek Group PLC Lansdowne Oil & Gas PLC (J)LED International Holdings Ltd (J)London Capital Group Holdings PLC (J)Marechale Capital PLC MCB Finance Group PLC Minoan Group PLC Mi-Pay Group PLC MoneySwap PLC (J)NAHL Group PLC Naibu Global International Co PLC (J)Nature Group PLC Optare PLC Parity Group PLC PCG Entertainment PLC (J)

Portmeirion Group PLC (J)Power Capital Global Ltd (J)Regal Petroleum PLC Regenersis PLC (J)Retroscreen Virology Group PLC Rotala PLC (J)Rurelec PLC (J)Sefton Resources Inc (J)Sinclair (William) Holdings PLC (J)Sirius Minerals PLC (J)Sprue Aegis PLC Stadium Group PLC (J)Summit Corp PLC (J)Sweett Group PLC Tangent Communications PLC (J)Thalassa Holdings Ltd (J)Trinity Exploration & Production PLC (J)ValiRx PLC (J)Vislink PLC Wishbone Gold PLC (J)Yujin International Ltd (J)Zoltav Resources Inc (J)

CAREY OLSENPO Box 98 Les BanquesSt Peter PortGuernseyGY1 4BZT: (01481) 72 7272F: (01481) 71 1052www.careyolsen.com

47 EsplanadeSt. HelierJerseyJE1 0BDT: (01534) 888 900F: (01534) 887 744www.careyolsen.com

8-10 Throgmorton AvenueLondonEC2N 2DLT: (020) 7614 5610www.careyolsen.com

African Potash Ltd Agriterra Ltd

Asia Ceramics Holdings PLC (J)Atlas Development & Support Services Ltd (J)Audioboom Group PLC (J)Aurora Russia Ltd (J)Bellzone Mining PLC (J)Breedon Aggregates Ltd Bushveld Minerals Ltd (J)Camco Clean Energy PLC (J)Camper & Nicholsons Marina Inv Ltd (J)Central Rand Gold Ltd (J)Crystal Amber Fund Ltd (J)Eastbridge Investments PLC (J)Eastern European Property Fund Ltd (J)GLI Finance Ltd (J)Globalworth Real Estate Investments Ltd (J)GoldStone Resources Ltd (J)iEnergizer Ltd (J)India Capital Growth Fund Ltd (J)Indus Gas Ltd (J)Juridica Investments Ltd (J)Kolar Gold Ltd (J)LiteBulb Group Ltd (J)Ludgate Environmental Fund Ltd (J)Marwyn Management Partners PLC (J)Masawara PLC (J)Mytrah Energy Ltd (J)Obtala Resources Ltd (J)Paragon Diamonds Ltd (J)RAB Special Situations Co Ltd SafeCharge International Group Ltd (J)Safestyle UK PLC (J)Shanta Gold Ltd (J)Shore Capital Group Ltd Sirius Real Estate Ltd (J)SKIL Ports & Logistics Ltd (J)St Peter Port Capital Ltd (J)Summit Germany Ltd (J)VinaLand Ltd (J)Wandisco PLC (J)Westmount Energy Ltd (J)XLMedia PLC (J)

MEMERY CRYSTAL44 Southampton BuildingsLondonWC2A 1APT: (020 7242 5905F: (020) 7242 2058www.memerycrystal.com

Alba Mineral Resources PLC Antrim Energy Inc (J)Arian Silver Corp (J)Beacon Hill Resources PLC (J)Biofrontera AG (J)Bond International Software PLC (J)Caledonia Mining Corp (J)Cellcast PLC (J)Chariot Oil & Gas Ltd (J)China Nonferrous Gold Ltd (J)Electric Word PLC European Wealth Group Ltd (J)Falkland Oil & Gas Ltd (J)Ferrex PLC Futura Medical PLC Gaming Realms PLC (J)Gemfields PLC (J)Globo PLC Goldplat PLC (J)IDOX PLC Jupiter Energy Ltd (J)Kolar Gold Ltd (J)Lombard Risk Management PLC Management Resource Solutions PLC (J)Mar City PLC Medaphor Group PLC Mobile Streams PLC MX Oil PLC (J)Norcon PLC (J)Nyota Minerals Ltd (J)Orogen Gold PLC (J)Publishing Technology PLC Range Resources Ltd (J)Red Emperor Resources NL (J)Richland Resources Ltd (J)Rose Petroleum PLC Servoca PLC Shanta Gold Ltd (J)Sterling Energy PLC (J)STM Group PLC (J)Strategic Minerals PLC (J)Utilitywise PLC (J)

AIM


RANK LAW FIRM FEB ‘15 NOV ‘14

1 (1) PINSENT MASONS 62 (60)

2 (2) CAREY OLSEN 43 (44)

3 (3) MEMERY CRYSTAL 42 (42)

4 (5) WRAGGE LAWRENCE GRAHAM & CO 39 (37)

5 (6) DLA PIPER 37 (36)

6 (7) APPLEBY 36 (34)

7 (8) KERMAN & CO 35 (33)

8 (8) FIELDFISHER 33 (33)

8 (4) STEPHENSON HARWOOD 33 (38)

10 (11) BERWIN LEIGHTON PAISNER 28 (28)

10 (10) FASKEN MARTINEAU 28 (29)

12 (11) EVERSHEDS 27 (28)

12 (13) NORTON ROSE FULBRIGHT 27 (27)

12 (14) OSBORNE CLARKE 27 (26)

15 - CHARLES RUSSELL SPEECHLYS 26 -

16 (16) DWF 23 (23)

16 (16) FLADGATE 23 (23)

16 (16) GOWLINGS (UK) 23 (23)

16 (15) TRAVERS SMITH 23 (24)

20 - SQUIRE PATTON BOGGS 21 -


1 (1) WRAGGE LAWRENCE GRAHAM & CO 6,196 (5,840)

2 (2) SLAUGHTER AND MAY 5,815 (4,877)

3 (5) DLA PIPER 4,594 (3,680)

4 (4) PINSENT MASONS 3,593 (3,759)

5 (3) CAREY OLSEN 3,477 (3,843)

6 (6) EVERSHEDS 2,536 (3,026)

7 (9) OSBORNE CLARKE 2,485 (2,381)

8 (7) ADDLESHAW GODDARD 2,429 (2,866)

9 (10) MAYER BROWN INTERNATIONAL 2,361 (2,125)

10 (8) BERWIN LEIGHTON PAISNER 2,240 (2,446)

11 (15) CONSILIUM LEGAL 1,842 (1,625)

12 (16) DWF 1,787 (1,575)

13 - APPLEBY 1,730 -

14 (11) STEPHENSON HARWOOD 1,724 (2,108)

15 (13) MEMERY CRYSTAL 1,650 (1,824)

16 (17) BIRD & BIRD 1,541 (1,361)

17 - HERBERT SMITH FREEHILLS 1,411 -

18 (12) TRAVERS SMITH 1,409 (1,887)

19 (14) OGIER 1,394 (1,787)

20 (20) OLSWANG 1,333 (1,241)

21

LAW FIRMSLAW FIRMS


WRAGGE LAWRENCE GRAHAM & CO LLP55 Colmore RowBirminghamB3 2AST: 0870 903 1000F: 0870 904 1099www.wragge-law.com

4 More London RiversideLondonSE1 2AUT: (020) 7379 0000F: (020) 7379 6854www.wragge-law.com

Advance Frontier Markets Fund Ltd (J)Ambrian PLC (J)Arc Capital Holdings Ltd (J)ASOS PLC (J)Aurum Mining PLC Blue Star Capital PLC (J)Circle Holdings PLC (J)Conygar Investment Company (The) PLC Dolphin Capital Investors Ltd European Islamic Investment Bank PLC (J)Firestone Diamonds PLC (J)Frontera Resources Corp (J)Greenko Group PLC (J)Inspired Capital PLC (J)Japan Residential Investment Company Ltd (J)Kimberly Enterprises NV (J)Kubera Cross-Border Fund Ltd (J)Leaf Clean Energy Company (J)Mercia Technologies PLC MoPowered Group PLC (J)Optimal Payments PLC (J)Pacific Alliance Asia Opportunity Fund Ltd Pacific Alliance China Land Ltd PipeHawk PLC Praetorian Resources Ltd (J)Proxama PLC (J)RTC Group PLC (J)Sinclair (William) Holdings PLC (J)Staffline Group PLC (J)Stanley Gibbons Group (The) PLC (J)Tejoori Ltd Terra Catalyst Fund (J)Trading Emissions PLC (J)Trakm8 Holdings PLC (J)Trinity Capital PLC (J)Vietnam Infrastructure Ltd VinaCapital Vietnam Opportunity Fund Ltd (J)VinaLand Ltd (J)Young & Co’s Brewery PLC (J)

APPLEBYLefebvre PlaceLefebvre StreetSt. Peter PortGuernseyGY1 2JPT: (01481) 755 600www.applebyglobal.com

24/7 Gaming Group Holdings PLC (J)Aquatic Foods Group PLC (J)Argo Group Ltd (J)Avarae Global Coins PLC Billing Services Group Ltd (J)Cambria Africa PLC (J)Camkids Group PLC (J)China New Energy Ltd (J)Galasys PLC (J)Galileo Resources PLC (J)Hotel Corp (The) PLC (J)Infrastructure India PLC (J)JQW PLC (J)Leyshon Energy Ltd (J)Madagascar Oil Ltd (J)Manx Telecom PLC (J)

Market Tech Holdings Ltd (J)Myanmar Investments International Ltd (J)Mytrah Energy Ltd (J)Natasa Mining Ltd (J)Paragon Diamonds Ltd (J)Petro Matad Ltd (J)PME African Infrastructure Opportunities PLC (J)Praetorian Resources Ltd (J)Qannas Investments Ltd (J)Rame Energy PLC (J)RapidCloud International PLC (J)Reconstruction Capital II Ltd (J)Renewable Energy Holdings PLC (J)Starcom PLC (J)STM Group PLC (J)SyQic PLC (J)Terra Capital PLC Terra Catalyst Fund (J)TomCo Energy PLC (J)Webis Holdings PLC (J)

KERMAN & CO LLP200 StrandLondonWC2R 1DJT: (020) 7539 7272F: (020) 7240 5780www.kermanco.com

AfriAg PLC (J)Alternative Energy Ltd Atlantic Coal PLC (J)Baron Oil PLC Copper Development Corp (J)DekelOil Public Ltd (J)Doriemus PLC (J)Empyrean Energy PLC (J)Equatorial Palm Oil PLC Evocutis PLC FinnAust Mining PLC Galleon Holdings PLC (J)Kuala Ltd (J)LGO Energy PLC Manx Financial Group PLC (J)Metal Tiger PLC (J)Metals Exploration PLC Minds + Machines Group Ltd (J)Noricum Gold Ltd (J)Northcote Energy Ltd (J)Octagonal PLC Ortac Resources Ltd Polemos PLC Port Erin Biopharma Investments Ltd (J)Rare Earth Minerals PLC Reabold Resources PLC (J)Solo Oil PLC (J)Stellar Resources PLC Strat Aero PLC (J)UK Oil & Gas Investments PLC URU Metals Ltd Victoria Oil & Gas PLC W Resources PLC (J)Webis Holdings PLC (J)West African Minerals Corp

FIELDFISHERRiverbank House2 Swan LaneLondonEC4R 3TTTel: (020) 7861 4000www.fieldfisher.com

ADVFN PLC Ambrian PLC (J)Amur Minerals Corp (J)Byotrol PLC Central Asia Metals PLC (J)Ceramic Fuel Cells Ltd (J)Craven House Capital PLC (J)EMED Mining Public Ltd (J)Gulfsands Petroleum PLC (J)Haydale Graphene Industries PLC Independent Oil & Gas PLC (J)Independent Resources PLC Infrastrata PLC Intandem Films PLC KEFI Minerals PLC Kellan Group (The) PLC Kemin Resources PLC (J)Kodal Minerals PLC (J)Lekoil Ltd (J)Martinco PLC On-Line PLC Pactolus Hungarian Property PLC (J)Pires Investments PLC President Energy PLC Rangers International Football Club PLC (J)Revolymer PLC (J)Seeing Machines Ltd (J)Solid State PLC (J)Taliesin Property Fund Ltd (J)Trap Oil Group PLC (J)TXO PLC (J)Versarien PLC Wynnstay Properties PLC

STEPHENSON HARWOOD1 Finsbury CircusLondonEC2M 7SHT: (020) 7329 4422F: (020) 7329 7100www.shlegal.com

Asian Growth Properties Ltd Auhua Clean Energy PLC (J)Cambium Global Timberland Ltd (J)Camper & Nicholsons Marina Inv Ltd (J)Charlemagne Capital Ltd China New Energy Ltd (J)CSF Group PLC (J)Eastern European Property Fund Ltd (J)easyHotel PLC Eland Oil & Gas PLC (J)Feedback PLC Frontera Resources Corp (J)Fusionex International PLC (J)Galasys PLC (J)Geong International Ltd (J)GLI Finance Ltd (J)Global Market Group Ltd (J)iEnergizer Ltd (J)Impax Asset Management Group PLC Incadea PLC (J)Indus Gas Ltd (J)Jiasen International Holdings Ltd (J)Kalibrate Technologies PLC Landore Resources Ltd London Capital Group Holdings PLC (J)Manx Financial Group PLC (J)Milestone Group PLC Miton Group PLC Parkmead Group (The) PLC (J)Patagonia Gold PLC Resource Holding Management Ltd (J)Sorbic International PLC (J)Weiss Korea Opportunity Fund Ltd (J)

BERWIN LEIGHTON PAISNERAdelaide HouseLondon BridgeLondonEC4R 9HAT: (020) 7760 1000F: (020) 7760 1111

FASKEN MARTINEAU LLP17 Hanover SquareLondonW1S 1HUT: (020) 7917 8500F: (020) 7917 8555www.fasken.com

Alexander Mining PLC (J)Alliance Pharma PLC (J)Camkids Group PLC (J)Galileo Resources PLC (J)Jubilee Platinum PLC (J)Kea Petroleum PLC Lead All Investments Ltd (J)Medilink-Global UK Ltd Minera IRL Ltd (J)MobilityOne Ltd (J)Namibian Resources PLC Obtala Resources Ltd (J)Orosur Mining Inc (J)Oxford Pharmascience Group PLC Pan African Resources PLC Papua Mining PLC Praetorian Resources Ltd (J)Proxama PLC (J)Resource Holding Management Ltd (J)SacOil Holdings Ltd (J)Sinclair IS Pharma PLC Sorbic International PLC (J)Summit Corp PLC (J)Synairgen PLC Tiger Resource Finance PLC Trap Oil Group PLC (J)Verdes Management PLC Xtract Resources PLC

NORTON ROSE FULBRIGHT LLP3 More London RiversideLondonSE1 2AQT: (020) 728 3 6000F: (020) 728 3 6500www.nortonrosefulbright.com

Audioboom Group PLC (J)Aureus Mining Inc Avesco Group PLC Crystal Amber Fund Ltd (J)DDD Group PLC Egdon Resources PLC Global Energy Development PLC Good Energy Group PLC Hellenic Carriers Ltd (J)Hydrodec Group PLC Lekoil Ltd (J)Ludgate Environmental Fund Ltd (J)Masawara PLC (J)Modern Water PLC Mortgage Advice Bureau (Holdings) PLC Oilex Ltd (J)Orsu Metals Corp (J)Oxus Gold PLC (J)Public Service Properties Investments Ltd (J)Rambler Metals and Mining PLC SacOil Holdings Ltd (J)Sirius Real Estate Ltd (J)Summit Germany Ltd (J)Treveria PLC Vietnam Holding Ltd (J)Zambeef Products PLC (J)Zanaga Iron Ore Co Ltd (J)

AIM

SLAUGHTER AND MAYOne Bunhill RowLondonEC1Y 8YYT: (020) 7600 1200F: (020) 7090 5000www.slaughterandmay.com

3i Group PLC Aggreko PLC (J)ARM Holdings PLC (J)Aviva PLC (J)Barratt Developments PLC BHP Billiton PLC (J)Bunzl PLC (J)Burberry Group PLC Carnival PLC (J)Centrica PLC (J)Diageo PLC (J)Direct Line Insurance Group PLC (J)Friends Life Group Ltd (J)GlaxoSmithKline PLC (J)International Consolidated Airlines Group SA (J)ITV PLC (J)Land Securities Group PLC (J)Legal & General Group PLC (J)Marks & Spencer Group PLC (J)Old Mutual PLC (J)Prudential PLC (J)Reckitt Benckiser Group PLC Rolls-Royce Holdings PLC (J)Royal Mail PLC (J)RSA Insurance Group PLC (J)Schroders PLC Severn Trent PLC (J)Shire PLC (J)Standard Chartered PLC Standard Life PLC Taylor Wimpey PLC Unilever PLC United Utilities Group PLC Whitbread PLC (J)

LINKLATERSOne Silk StreetLondonEC2Y 8HQT: (020) 7456 2000F: (020) 7456 2222www.linklaters.com

Aggreko PLC (J)Anglo American PLC (J)ARM Holdings PLC (J)Aviva PLC (J)BAE Systems PLC (J)Barclays PLC (J)BP PLC (J)British American Tobacco PLC (J)Capita PLC (J)Centrica PLC (J)CRH PLC (J)Dixons Carphone PLC (J)easyJet PLC (J)Experian PLC (J)Fresnillo PLC Friends Life Group Ltd (J)Glencore PLC (J)HSBC Holdings PLC (J)Intu Properties PLC Lloyds Banking Group PLC (J)Mondi PLC (J)National Grid PLC (J)Old Mutual PLC (J)Prudential PLC (J)Rio Tinto PLC (J)Royal Bank of Scotland Group (The) PLC (J)RSA Insurance Group PLC (J)Sainsbury (J) PLC Smiths Group PLC (J)Travis Perkins PLC (J)Vodafone Group PLC

ALLEN & OVERYOne Bishops SquareLondonE1 6ADT: (020) 3088 0000F: (020) 733 9999www.allenovery.com

Aviva PLC (J)BAE Systems PLC (J)Capita PLC (J)Direct Line Insurance Group PLC (J)GlaxoSmithKline PLC (J)HSBC Holdings PLC (J)Imperial Tobacco Group PLC (J)Intertek Group PLC Kingfisher PLC (J)Lloyds Banking Group PLC (J)Marks & Spencer Group PLC (J)Morrison (Wm) Supermarkets PLC (J)National Grid PLC (J)Next PLC (J)Randgold Resources Ltd (J)Rio Tinto PLC (J)RSA Insurance Group PLC (J)Sage Group (The) PLC Smiths Group PLC (J)Tesco PLC (J)WPP PLC (J)

HERBERT SMITH FREEHILLS LLPExchange HousePrimrose StreetLondonEC2A 2EGT: (020) 7374 8000F: (020) 7374 0888www.herbertsmithfreehills.com

Associated British Foods PLC (J)BHP Billiton PLC (J)BP PLC (J)British American Tobacco PLC (J)Capita PLC (J)easyJet PLC (J)Friends Life Group Ltd (J)Hammerson PLC Johnson Matthey PLC Next PLC (J)Pearson PLC (J)Rio Tinto PLC (J)Royal Mail PLC (J)Severn Trent PLC (J)Sky PLC St James’s Place PLC (J)Weir Group PLC (J)

CLIFFORD CHANCE LLP10 Upper Bank StreetLondonE14 5JJT: (020) 7006 1000F: (020) 7006 5555www.cliffordchance.com/corporate

Admiral Group PLC Antofagasta PLC Babcock International Group PLC (J)Barclays PLC (J)BG Group PLC (J)GKN PLC (J)Glencore PLC (J)HSBC Holdings PLC (J)Legal & General Group PLC (J)Meggitt PLC Travis Perkins PLC (J)

FTSE 100



1 (1) SLAUGHTER AND MAY 34 (32)

2 (2) LINKLATERS 31 (31)

3 (3) FRESHFIELDS BRUCKHAUS DERINGER 25 (22)

4 (4) ALLEN & OVERY 21 (20)

5 (5) HERBERT SMITH FREEHILLS 17 (17)

6 (6) CLIFFORD CHANCE 11 (11)

7 (7) ASHURST 9 (9)

8 (8) EVERSHEDS 7 (7)

9 (9) ADDLESHAW GODDARD 6 (5)

10 (9) HOGAN LOVELLS INTERNATIONAL 5 (5)

10 (12) OSBORNE CLARKE 5 (4)

12 (16) CMS CAMERON MCKENNA 4 (3)

12 (12) MOURANT OZANNES 4 (4)



16 (16) BAKER & MCKENZIE 3 (3)

16 (12) BURGES SALMON 3 (4)

16 (16) DAVIS POLK & WARDWELL 3 (3)

16 (16) MACFARLANES 3 (3)


1 (1) LINKLATERS 784,646 (751,154)

2 (2) FRESHFIELDS BRUCKHAUS DERINGER 613,790 (494,207)

3 (3) SLAUGHTER AND MAY 590,472 (491,993)

4 (4) ALLEN & OVERY 487,737 (457,682)

5 (5) HERBERT SMITH FREEHILLS 341,363 (332,292)

6 (6) CLIFFORD CHANCE 275,004 (276,515)

7 (7) NORTON ROSE FULBRIGHT 247,745 (238,492)

8 (8) HOGAN LOVELLS INTERNATIONAL 211,440 (199,020)

9 (9) BERWIN LEIGHTON PAISNER 159,126 (151,793)

10 (10) CMS CAMERON MCKENNA 138,089 (113,684)

11 (11) ADDLESHAW GODDARD 114,448 (90,629)

12 (14) ASHURST 97,788 (86,529)

13 (12) MOURANT OZANNES 95,334 (90,285)

14 (13) SIMMONS & SIMMONS 92,880 (88,367)

15 (15) FIELDFISHER 89,884 (85,140)

16 (16) CLYDE & CO 86,972 (83,072)

17 (17) EVERSHEDS 83,397 (79,451)

18 (18) REED SMITH 82,033 (78,522)

18 (19) SHOOSMITHS 82,033 (78,522)

23

LAW FIRMSLAW FIRMS


ASHURST LLPBroadwalk House5 Appold StreetEC2A 2HAT: (020) 7638 1111F: (020) 7638 1112

ADDLESHAW GODDARD LLPMilton Gate60 Chiswell StreetLondonEC1Y 4AGT: (020) 7606 8855F: (020) 7606 4390

HOGAN LOVELLS INTERNATIONAL LLPAtlantic HouseHolborn ViaductLondonEC1A 2FGT: (020) 7296 2000F: (020) 7296 2001

OSBORNE CLARKE2 Temple Back EastTemple QuayBristolBS1 6EGT: (0117) 917 3000F: (0117) 917 3005

CMS CAMERON MCKENNAMitre House160 Aldersgate StreetLondonEC1A 4DDT: (020) 7367 3000F: (020) 7367 2000

MOURANT OZANNESPO Box 8722 Grenville StreetSt Helier, JerseyJE4 8PXChannel IslandsT: (01534) 676 000F: (01534) 676 333www.mourantozannes.com

P.O. Box 1861 Le Marchant StreetSt Peter PortGuernseyGY1 4HPT: (01481) 723 466F: (01481) 727 935www.mourantozannes.com

6th Floor125 Old Broad StreetLondon EC2N 1ART: (020) 7796 7000F: (020) 7796 7699www.mourantozannes.com

94 Solaris AvenueCamana BayPO Box 1348Grand Cayman, KY1-1108Cayman IslandsT: +1 (345) 949 4123F: +1 (345) 949 4647www.mourantozannes.com

Experian PLC (J)Glencore PLC (J)Shire PLC (J)WPP PLC (J)


BP PLC (J)HSBC Holdings PLC (J)Prudential PLC (J)Randgold Resources Ltd (J)

PINSENT MASONS LLP30 Crown PlaceEarl StreetLondonEC2A 4EST: (020) 7418 7000F: (020) 7418 7050www.pinsentmasons.com

Babcock International Group PLC (J)Legal & General Group PLC (J)Smith & Nephew PLC (J)Whitbread PLC (J)

BAKER & MCKENZIE LLP100 New Bridge StreetLondonEC4V 6JAT: (020) 7919 1000F: (020) 7919 1999

BURGES SALMON LLPOne Glass WharfBristolBS2 0ZXT: (0117) 939 2000F: (0117) 902 4400

DAVIS POLK & WARDWELL99 Gresham StreetLondonEC2V 7NGT: (020) 7710 0200F: (020) 7418 1400

MACFARLANES LLP20 Cursitor StreetLondonEC4A 1LTT: (020) 7831 9222F: (020) 7831 9607


47 EsplanadeSt. HelierJerseyJE1 0BDT: (01534) 888 900F: (01534) 887 744www.careyolsen.com

8-10 Throgmorton AvenueLondonEC2N 2DLT: (020) 7614 5610F: (020) 7628 0652www.careyolsen.com

Friends Life Group Ltd (J)Wolseley PLC (J)

FIELDFISHERRiverbank House2 Swan LaneLondonEC4R 3TTTel: (020) 7861 4000www.fieldfisher.com

BP PLC (J)Marks & Spencer Group PLC (J)

WRAGGE LAWRENCE GRAHAM & CO LLP55 Colmore RowBirminghamB3 2AST: 0870 903 1000F: 0870 904 1099www.wragge-law.com

4 More London RiversideLondonSE1 2AUT: (020) 7379 0000F: (020) 7379 6854www.wragge-law.com

GKN PLC (J)Marks & Spencer Group PLC (J)

NABARRO LLP125 London WallLondonEC2Y 5ALT: (020) 7524 6000F: (020) 7524 6524www.nabarro.com

Land Securities Group PLC (J)

TRAVERS SMITH LLP10 Snow HillLondonEC1A 2ALT: (020) 7295 3000F: (020) 7295 3500www.traverssmith.com

Ashtead Group PLC (J)

FTSE 100 Sector Rankings

Financials – Total Number of clients


1 (1) CAREY OLSEN 61 (60)

2 (2) SLAUGHTER AND MAY 51 (51)


4 (4) DICKSON MINTO W.S 47 (45)

5 (4) HERBERT SMITH FREEHILLS 44 (45)

6 (6) HOWARD KENNEDY 36 (41)

6 (8) WRAGGE LAWRENCE GRAHAM & CO 36 (34)

8 (7) STEPHENSON HARWOOD 35 (40)

9 (9) LINKLATERS 33 (33)

10 (10) MOURANT OZANNES 30 (32)

11 (11) MACLAY MURRAY & SPENS 25 (25)

12 (12) ASHURST 23 (24)

12 (13) EVERSHEDS 23 (22)

14 (13) BERWIN LEIGHTON PAISNER 20 (22)

14 (15) TRAVERS SMITH 20 (19)

16 (18) APPLEBY 19 (18)


16 (15) SGH MARTINEAU 19 (19)

19 (20) DLA PIPER 18 (17)

19 (18) FRESHFIELDS BRUCKHAUS DERINGER 18 (18)


AcenciA Debt Strategies Ltd (J)Alcentra European Floating Rate Income Fund Ltd (J)Alpha Pyrenees Trust Ltd (J)Aseana Properties Ltd (J)Ashmore Global Opportunities Ltd (J)Atlas Development & Support Services Ltd (J)Aurora Russia Ltd (J)BACIT Ltd (J)Better Capital PCC Ltd (J)BH Global Ltd (J)BH Macro Ltd (J)BlueCrest AllBlue Fund Ltd (J)Bluecrest Bluetrend Ltd (J)Bluefield Solar Income Fund Ltd (J)Boussard & Gavaudan Holdings Ltd (J)Camper & Nicholsons Marina Inv Ltd (J)Crystal Amber Fund Ltd (J)Duet Real Estate Finance Ltd (J)DW Catalyst Fund Ltd (J)Eastern European Property Fund Ltd (J)F&C UK Real Estate Investments Ltd (J)Friends Life Group Ltd (J)GCP Infrastructure Investments Ltd (J)GLI Finance Ltd (J)

Globalworth Real Estate Investments Ltd (J)Henderson Diversified Income Ltd (J)Henderson Far East Income Ltd (J)Henderson Group PLC (J)HICL Infrastructure Co Ltd (J)ICG-Longbow Senior Secured UK Prop Debt Inv Ltd (J)India Capital Growth Fund Ltd (J)International Public Partnerships Ltd JPMorgan Global Convertibles Income Fund Ltd (J)JPMorgan Private Equity Ltd JPMorgan Senior Secured Loan Fund Ltd (J)Juridica Investments Ltd (J)Kennedy Wilson Europe Real Estate PLC (J)Ludgate Environmental Fund Ltd (J)Macau Property Opportunities Fund Ltd (J)Marwyn Management Partners PLC (J)Masawara PLC (J)MedicX Fund Ltd (J)NB Global Floating Rate Income Fund Ltd (J)Picton Property Income Ltd (J)Princess Private Equity Holding Ltd (J)RAB Special Situations Co Ltd Raven Russia Ltd (J)Real Estate Credit Investments PCC Ltd (J)River and Mercantile UK Micro Cap Investment Co Lt (J)Riverstone Energy Ltd (J)Schroder Global Real Estate Securities Ltd (J)Schroder Oriental Income Fund Ltd (J)Shore Capital Group Ltd Sirius Real Estate Ltd (J)St Peter Port Capital Ltd (J)Summit Germany Ltd (J)The Renewables Infrastructure Group Ltd (J)Threadneedle UK Select Trust Ltd (J)TwentyFour Income Fund Ltd (J)TwentyFour Select Monthly Income Fund Ltd (J)VinaLand Ltd (J)

SLAUGHTER AND MAYOne Bunhill RowLondonEC1Y 8YYT: (020) 7600 1200F: (020) 7090 5000www.slaughterandmay.com

3i Group PLC 3i Infrastructure PLC (J)Arrow Global Group PLC (J)Ashmore Global Opportunities Ltd (J)Ashmore Group PLC (J)Aviva PLC (J)Baring Emerging Europe PLC Brit PLC (J)Catlin Group Ltd (J)Close Brothers Group PLC Countrywide PLC (J)Derwent London PLC Direct Line Insurance Group PLC (J)Esure Group PLC Fidelity Asian Values PLC (J)Fidelity China Special Situations PLC Fidelity European Values PLC (J)Fidelity Japanese Values PLC (J)Friends Life Group Ltd (J)Henderson High Income Trust PLC Henderson Opportunities Trust PLC Henderson Smaller Companies Investment Trust PLCInternational Biotechnology Trust PLC International Personal Finance PLC JPMorgan American Investment Trust PLC JPMorgan Elect PLC Land Securities Group PLC (J)Legal & General Group PLC (J)LMS Capital PLC Lowland Investment Co PLC (J)McKay Securities PLC Old Mutual PLC (J)Paragon Group of Companies (The) PLC Prospect Japan Fund (The) Ltd (J)Provident Financial PLC (J)Prudential PLC (J)Redde PLC (J)RSA Insurance Group PLC (J)Schroder AsiaPacific Fund PLC Schroder Income Growth Fund PLC Schroder Japan Growth Fund PLC Schroder UK Growth Fund PLC Schroders PLC Segro PLC Songbird Estates PLC Standard Chartered PLC Standard Life PLC SVG Capital PLC TR Property Investment Trust PLC Ukraine Opportunity Trust PLC Workspace Group PLC (J)


Alpha Pyrenees Trust Ltd (J)Bankers Investment Trust PLC Baronsmead VCT 3 PLC Baronsmead VCT 4 PLC BlackRock Emerging Europe PLC (J)BlackRock Latin American Investment Trust PLCBluefield Solar Income Fund Ltd (J)Brack Capital Real Estate Investments NV (J)Capital Gearing Trust PLC (J)Crystal Amber Fund Ltd (J)Ecofin Water & Power Opportunities PLC European Assets Trust NV (J)Foreign & Colonial Investment Trust PLC Graphite Enterprise Trust PLC Greencoat UK Wind PLC Helical Bar PLC (J)HSBC Holdings PLC (J)Invesco Income Growth Trust PLC Invesco Perpetual Select Trust PLC Invesco Property Income Trust Ltd (J)JPMorgan Brazil Investment Trust PLC JPMorgan Global Emerging Markets IT PLC JPMorgan Income & Capital Trust PLC JPMorgan Indian Investment Trust PLC (J)JPMorgan Japan Smaller Companies Trust PLCJupiter Fund Management PLC Ludgate Environmental Fund Ltd (J)Macau Property Opportunities Fund Ltd (J)Masawara PLC (J)Montanaro UK Smaller Companies Inv Tr PLC Mortgage Advice Bureau (Holdings) PLC Mountview Estates PLC New India Investment Trust PLC Novae Group PLC (J)Picton Property Income Ltd (J)Prudential PLC (J)Public Service Properties Investments Ltd (J)Schroder Global Real Estate Securities Ltd (J)Sirius Real Estate Ltd (J)Standard Life Equity Income Trust PLC (J)Starwood European Real Estate Finance Ltd (J)Summit Germany Ltd (J)The Renewables Infrastructure Group Ltd (J)Treveria PLC Utilico Emerging Markets Ltd (J)Utilico Investments Ltd (J)Vietnam Holding Ltd (J)Witan Pacific Investment Trust PLC Workspace Group PLC (J)

25

REGISTRARSREGISTRARS


CAPITA ASSET SERVICESDukes Place40 Dukes PlaceLondonEC3A 7NHT: (020) 3367 8200www.capitaassetservices.com

COMPUTERSHARE INVESTOR SERVICES PLCPO Box 82The PavilionsBridgwater RoadBristolBS99 6ZZT: 0870 707 1788F: 0870 703 6101

NEVILLE REGISTRARS LTDNeville House18 Laurel LaneHalesowenWest MidlandsB63 3DAT: (0121) 585 1131F: (0121) 585 1132www.nevilleregistrars.co.uk

1pm PLC24/7 Gaming Group Holdings PLCAccess Intelligence PLCADVFN PLCAEC Education PLCAltitude Group PLCAmphion Innovations PLCArmstrong Ventures PLCAurasian Minerals PLCAurum Mining PLCAvanti Communications Group PLCAvarae Global Coins PLCBeowulf Mining PLCBerkeley Mineral Resources PLCBiome Technologies PLCBraime (T F & J H) (Holdings) PLCCapital Lease Aviation PLCCatalyst Media Group PLCChamberlin PLCCharacter Group (The) PLCCrimson Tide PLCCroma Security Solutions Group PLCCVS Group PLC

Driver Group PLCEmerging Market Minerals PLCEnergiser Investments PLCEpistem Holdings PLCe-Therapeutics PLCEU Supply PLCFastJet PLCFirst Derivatives PLCFlowgroup PLCFrenkel Topping Group PLCFrontier Resources International PLCGalileo Resources PLCGalleon Holdings PLCGresham House PLCHermes Pacific Investments PLCHolders Technology PLCHotel Corp (The) PLCHunter Resources PLCIafyds PLCImage Scan Holdings PLCImaginatik PLCInsetco PLCInternational Mining & Infrastructure Corp PLCIPSA Group PLCKemin Resources PLCLeed Resources PLCLightwaveRF PLCMagnolia Petroleum PLCMBL Group PLCMidatech Pharma PLCMinoan Group PLCMission Marketing Group (The) PLCNanoco Group PLCNasstar PLCNetcall PLCNetPlay TV PLCNorish PLCNorthern Petroleum PLCObtala Resources LtdOn-Line PLCOracle Coalfields PLCOxford Pharmascience Group PLCParagon Diamonds LtdPennant International Group PLCPHSC PLCPlant Health Care PLCPowerHouse Energy Group PLCPrime People PLCProton Power Systems PLCPure Wafer PLCQuixant PLCQuoram PLCRare Earth Minerals PLCReabold Resources PLCRobinson PLCSanderson Group PLCSarossa PLCSpaceandPeople PLCSprue Aegis PLCSwan (John) & Sons PLCTLA Worldwide PLCTracsis PLCTrafalgar New Homes PLCTrakm8 Holdings PLCTransense Technologies PLCTricorn Group PLCUKrproduct Group Ltd

Ultima Networks PLCUnited Carpets Group PLCVerdes Management PLCW H Ireland Group PLCWandisco PLCWynnstay Group PLCXeros Technology Group PLCYouGov PLCZibao Metals Recycling Holdings PLC

SHARE REGISTRARS LIMITEDSuite E First Floor9 Lion and Lamb YardFarnhamSurreyGU9 7LLT: (01252 ) 821 390F: (01252 ) 719 232www.shareregistrars.uk.com

EQUINITI LIMITEDAspect HouseSpencer RoadLancingWest SussexBN99 6DAT: 0871 384 2030F: 0871 384 2100

S.L.C REGISTRARS LTDThames HousePortsmouth RoadEsher, SurreyKT10 9ADT: (01372 ) 467 308F: (01372 ) 463 620

IOMA FUND AND INVESTMENT MANAGEMENT LIMITEDIOMA HouseHope StreetDouglasIsle of ManIM1 1APIsle Of ManT: (01624) 681 250F: (01624) 681 392

CYMAIN REGISTRARS LTDP.O. Box 257191311 NicosiaCyprusT: +357 2 2104 452

GALILEO FUND SERVICES46 Athol StreetDouglasIsle of MannIM1 1JBIsle of ManT: (01624) 692 600F: (01624) 692 601

SANNE TRUST COMPANY LTD13 Castle StreetSt HelierJerseyJE4 5UTChannel IslandsT: (01534) 722 787F: (01534) 769 770

SMP FUND SERVICES LIMITEDPO Box 227Clinch’s HouseLord StreetDouglasIM99 1RZIsle of ManT: (01624) 683 229F: (01624) 612 624

AIM


RANK REGISTRAR FEB ‘15 NOV ‘14

1 (1) CAPITA ASSET SERVICES 498 (500)

2 (2) COMPUTERSHARE INVESTOR SERVICES 292 (301)

3 (3) NEVILLE REGISTRARS 99 (99)

3 (4) SHARE REGISTRARS 99 (98)

5 (5) EQUINITI 43 (40)

6 (6) S.L.C REGISTRARS 19 (18)

7 (7) IOMA FUND AND INVESTMENT MANAGEMENT 9 (9)

8 (8) CYMAIN REGISTRARS 4 (4)

9 (9) GALILEO FUND SERVICES 3 (3)

9 (9) SANNE TRUST COMPANY 3 (3)

11 (11) HSBC TRUSTEE 2 (2)

11 (11) SECURITY TRANSFER REGISTRARS 2 (2)


1 (1) CAPITA ASSET SERVICES 39,108 (38,062)

2 (2) COMPUTERSHARE INVESTOR SERVICES 16,067 (18,399)

3 (3) EQUINITI 4,220 (4,206)

4 (4) NEVILLE REGISTRARS 3,275 (3,216)

5 (5) SHARE REGISTRARS 2,246 (2,471)

6 (6) SABRE FIDUCIARY 1,842 (1,625)

7 (7) S.L.C REGISTRARS 874 (740)

8 (9) HSBC TRUSTEE 544 (558)

9 (8) ALLIANCE TRUST COMPANY 423 (581)

10 (12) SANNE TRUST COMPANY 303 (268)

11 (11) CYMAIN REGISTRARS 258 (280)

12 (10) IOMA FUND AND INVESTMENT MANAGEMENT 186 (353)

FTSE 250



3i Infrastructure PLCAberforth Smaller Companies Trust PLCAl Noor Hospitals Group PLCAllied Minds PLCAmec Foster Wheeler PLCAO World PLC

Atkins (WS) PLCAVEVA Group PLCBalfour Beatty PLCBBA Aviation PLCBellway PLCBerkeley Group Holdings (The) PLCBodycote PLCBrown (N) Group PLCBTG PLCbwin.party digital entertainment PLCCaledonia Investments PLCCapital & Counties Properties PLCCatlin Group LtdCineworld Group PLCClose Brothers Group PLCCountrywide PLCCranswick PLCCroda International PLCDairy Crest Group PLCDomino Printing Sciences PLCDomino’s Pizza Group PLCEdinburgh Investment Trust (The) PLCEntertainment One LtdFidelity China Special Situations PLCFidelity European Values PLCFisher (James) & Sons PLCGrafton Group PLCGrainger PLCGreat Portland Estates PLCGreene King PLCGreggs PLCHalfords Group PLC

Hansteen Holdings PLCHICL Infrastructure Co LtdHikma Pharmaceuticals PLCHiscox LtdHome Retail Group PLCICAP PLCInternational Personal Finance PLCInternational Public Partnerships LtdInterserve PLCIP Group PLCJardine Lloyd Thompson Group PLCJohn Laing Infrastructure Fund LtdJupiter Fund Management PLCKier Group PLCLaird PLCLancashire Holdings LtdLondonMetric Property PLCMichael Page International PLCMITIE Group PLCMoneysupermarket.com Group PLCMorgan Advanced Materials PLCMurray International Trust PLCNB Global Floating Rate Income Fund LtdNMC Health PLCNorthgate PLCNostrum Oil & Gas PLCOcado Group PLCOxford Instruments PLCPace PLCPayPoint PLCPennon Group PLCPerpetual Income & Growth Investment Trust PLC

Petra Diamonds LtdPetrofac LtdPremier Oil PLCProvident Financial PLCRedefine International PLCRegus PLCRentokil Initial PLCRightmove PLCRiverstone Energy LtdSaga PLCStagecoach Group PLCTed Baker PLCTelecity Group PLCTelecom plus PLCTullett Prebon PLCWorldwide Healthcare Trust PLC


Number of FTSE 250 clients


1 (1) EQUINITI 93 (94)



4 (4) ANSON REGISTRARS 1 (1)


1 (1) EQUINITI 140,136 (126,367)



4 (4) ANSON REGISTRARS 823 (832)

Market Cap of FTSE 250 clients (£M)




Admiral Group PLCAggreko PLCBabcock International Group PLCBarratt Developments PLCBP PLCCapita PLCCompass Group PLCCRH PLCExperian PLCG4S PLC

Hammerson PLCIntu Properties PLCITV PLCLegal & General Group PLCMondi PLCMorrison (Wm) Supermarkets PLCNational Grid PLCSSE PLCStandard Life PLCTaylor Wimpey PLCTravis Perkins PLCWhitbread PLC


1 (1) EQUINITI 47 (49)




1 (1) EQUINITI 918,581 (867,180)



FTSE 100Number of FTSE 100 clients Market Cap of FTSE 100 clients (£M)

27

STOCKBROKERSSTOCKBROKERS


FINNCAP60 New Broad StreetLondonEC2M 1JJT: (020) 7220 0500F: (020) 7600 1659www.finncap.com

21st Century Technology PLC 600 Group (The) PLC 7digital Group PLC (J)Accumuli PLC Action Hotels PLC Aggregated Micro Power Holdings PLC Akers Biosciences Inc Alternative Networks PLC (J)Amino Technologies PLC AorTech International PLC Armadale Capital PLC Armour Group PLC Artilium PLC Ascent Resources PLC Aukett Swanke Group PLC Aurasian Minerals PLC Avesco Group PLC Billing Services Group Ltd Bioventix PLC Byotrol PLC Cambridge Cognition Holdings PLC Camper & Nicholsons Marina Inv Ltd Castleton Technology PLC CityFibre Infrastructure Holdings PLC (J)Constellation Healthcare Technologies Inc Corero Network Security PLC Datatec Ltd (J)DCD Media PLC dotDigital Group PLC (J)Draganfly Investments Ltd EG Solutions PLC Elektron Technology PLC Energy Technique PLC Europa Oil & Gas (Holdings) PLC Ferrex PLC (J)Forte Energy NL (J)Frontier Developments PLC (J)Geong International Ltd

Global Invacom Group Ltd (J)Hardide PLC Hayward Tyler Group PLC HML Holdings PLC Horizonte Minerals PLC Ideagen PLC Imaginatik PLC Independent Oil & Gas PLC Inland Homes PLC Intandem Films PLC (J)Intercede Group PLC IS Solutions PLC Jelf Group PLC Jupiter Energy Ltd (J)K3 Business Technology Group PLC KEFI Minerals PLC (J)LiDCO Group PLC Lighthouse Group PLC LiteBulb Group Ltd Lok’n Store Group PLC Maintel Holdings PLC Minera IRL Ltd (J)Mission Marketing Group (The) PLC Nasstar PLC Ncondezi Energy Ltd (J)Netcall PLC Norcon PLC Northacre PLC Omega Diagnostics Group PLC Paragon Entertainment Ltd People’s Operator (The) PLC PhotonStar LED Group PLC (J)Plethora Solutions Holdings PLC PROACTIS Holdings PLC Proteome Sciences PLC (J)Qannas Investments Ltd Quartix Holdings PLC Quixant PLC red24 PLC Redcentric PLC SacOil Holdings Ltd (J)San Leon Energy PLC (J)Scientific Digital Imaging PLC SciSys PLC Seeing Machines Ltd ServicePower Technologies PLC Servoca PLC SimiGon Ltd Sirius Real Estate Ltd (J)Sopheon PLC SPARK Ventures PLC

Sphere Medical Holding PLC (J)STM Group PLC Synairgen PLC Tiger Resource Finance PLC Touchstone Gold Ltd (J)Trakm8 Holdings PLC Tristel PLC Turbo Power Systems Inc Ultrasis PLC (J)Universe Group PLC Utilitywise PLC Vmoto Ltd Weatherly International PLC (J)ZincOx Resources PLC (J)Zoo Digital Group PLC

CENKOS SECURITIES6.7.8. Tokenhouse YardLondonEC2R 7AST: (020) 7397 8900F: (020) 7397 8901www.cenkos.com

AIM


RANK STOCKBROKER FEB ‘15 NOV ‘14

1 (1) FINNCAP 104 (103)


3 (4) WH IRELAND 75 (69)

4 (3) N+1 SINGER 69 (72)



7 (7) PEEL HUNT 50 (51)



10 (11) ALLENBY CAPITAL 41 (40)


12 (12) SHORE CAPITAL STOCKBROKERS 37 (39)


14 (13) PETERHOUSE CORPORATE FINANCE 32 (35)

15 (15) CHARLES STANLEY SECURITIES 32 (33)

16 (16) INVESTEC SECURITIES 31 (31)

16 (18) NORTHLAND CAPITAL PARTNERS 31 (28)

18 (19) ARDEN PARTNERS 27 (27)

18 (20) ZEUS CAPITAL 27 (24)

20 (20) HUME CAPITAL SECURITIES 24 (24)

20 (20) SP ANGEL 24 (24)




3 (3) CENKOS SECURITIES 7,235 (7,400)

4 (4) PEEL HUNT 6,374 (6,321)


6 (7) N+1 SINGER 4,735 (4,621)

7 (6) LIBERUM CAPITAL 4,551 (5,079)

8 (9) FINNCAP 4,265 (3,857)

9 (8) PANMURE GORDON (UK) 4,126 (3,911)

10 (10) INVESTEC SECURITIES 3,605 (3,539)

11 (12) SHORE CAPITAL STOCKBROKERS 3,579 (2,618)

12 (11) ARDEN PARTNERS 3,193 (3,260)

13 (18) JEFFERIES HOARE GOVETT 2,890 (1,973)

14 (17) SMITH & WILLIAMSON CORPORATE FINANCE 2,286 (2,007)


16 (15) ZEUS CAPITAL 1,921 (2,120)

17 (14) MIRABAUD SECURITIES 1,916 (2,133)

18 (16) WH IRELAND 1,832 (2,059)

19 (21) MACQUARIE CAPITAL (EUROPE) 1,771 (1,897)

20 - ORIEL SECURITIES 1,729 -

21 (19) CHARLES STANLEY SECURITIES 1,720 (1,916)

WH IRELAND LTD24 Martin LaneLondonEC4R 0DRT: (020) 7220 1666F: (020) 7220 1667www.wh-ireland.co.uk

11 St James’s SquareManchesterM2 6WHT: (0161) 832 2174F: (0161) 819 8897www.wh-ireland.co.uk

4 Colston AvenueBristolBS1 4STT: (0117) 945 3470www.wh-ireland.co.uk

1pm PLC Active Energy Group PLC Adamas Finance Asia Ltd AEC Education PLC Altitude Group PLC Amedeo Resources PLC (J)Ashley House PLC Auhua Clean Energy PLC (J)Aurum Mining PLC Avarae Global Coins PLC Belgravium Technologies PLC Berkeley Mineral Resources PLC Billington Holdings PLC Caledonia Mining Corp (J)Cambria Africa PLC (J)Capital Lease Aviation PLC CareTech Holdings PLC (J)Crimson Tide PLC Croma Security Solutions Group PLC Dillistone Group PLC Eden Research PLC Environmental Recycling Technologies PLC Falkland Islands Holdings PLC FastJet PLC Galasys PLC GETECH Group PLC GoldStone Resources Ltd (J)Greka Engineering & Technology Ltd Hague and London Oil PLC Herencia Resources PLC Hermes Pacific Investments PLC IMImobile PLC (J)Inditherm PLC IPSA Group PLC Jarvis Securities PLC Kea Petroleum PLC LightwaveRF PLC London Security PLC Mar City PLC (J)Marwyn Management Partners PLC Minoan Group PLC Mountfield Group PLC Nakama Group PLC Oxford Advanced Surfaces Group PLC Pathfinder Minerals PLC Pennant International Group PLC Petards Group PLC (J)Physiomics PLC Pittards PLC Progility PLC Pure Wafer PLC Quoram PLC Rangers International Football Club PLC RapidCloud International PLC Rare Earth Minerals PLC Robinson PLC Roxi Petroleum PLC Rurelec PLC (J)Sarossa PLC Sinclair (William) Holdings PLC Sirius Minerals PLC (J)Software Radio Technology PLC Solid State PLC Spectra Systems Corp Surgical Innovations Group PLC SWP Group PLC Taihua PLC Tanfield Group PLC (J)Tavistock Investments PLC Tengri Resources (J)

Tern PLC (J)Thalassa Holdings Ltd UK Oil & Gas Investments PLC Water Intelligence PLC WYG PLC (J)

N+1 SINGEROne Bartholomew LaneLondonEC2N 2AXT: (020) 7496 3000F: (020) 7496 3150

PANMURE GORDON (UK) LTDOne New ChangeLondonEC4M 9AFT: (020) 7459 3600F: (020) 7192 3260www.panmure.com

All Leisure Group PLC Allergy Therapeutics PLC Amphion Innovations PLC Animalcare Group PLC Argo Group Ltd Asian Growth Properties Ltd Avanti Capital PLC B.P. Marsh & Partners PLC Blue Star Capital PLC (J)Borders & Southern Petroleum PLC (J)Cambium Global Timberland Ltd CareTech Holdings PLC (J)Clean Air Power Ltd (J)Cluff Natural Resources PLC (J)Collagen Solutions PLC (J)Conviviality Retail PLC (J)Diamondcorp PLC Dolphin Capital Investors Ltd (J)Dragon-Ukrainian Properties & Development PLCEagle Eye Solutions Group PLC Earthport PLC (J)Eclectic Bar Group PLC EKF Diagnostics Holdings PLC Electric Word PLC Escher Group Holdings PLC European Wealth Group Ltd Focusrite PLC Fusionex International PLC GLI Finance Ltd Globalworth Real Estate Investments Ltd (J)Graphene NanoChem PLC Griffin Mining Ltd (J)Horizon Discovery Group PLC Hutchison China Meditech Ltd (J)Iafyds PLC ImmuPharma PLC Jubilant Energy NV Kirkland Lake Gold Inc (J)Kromek Group PLC Lifeline Scientific Inc Ludgate Environmental Fund Ltd Martinco PLC Midatech Pharma PLC Molins PLC Mood Media Corp (J)Nektan PLC NetDimensions (Holdings) Ltd Panmure Gordon & Co PLC Portmeirion Group PLC Premaitha Health PLC Private & Commercial Finance Group PLC (J)RAB Special Situations Co Ltd Regenersis PLC (J)Revolymer PLC Scancell Holdings PLC Snoozebox Holdings PLC South African Property Opportunities PLC Spitfire Oil Ltd Terra Capital PLC Venture Life Group PLC W H Ireland Group PLC Wentworth Resources Ltd (J)Zambeef Products PLC


PEEL HUNT LLPMoor House120 London WallLondonEC2Y 5ETT: (020) 7418 8900F: (020) 7418 8848

WESTHOUSE SECURITIES LIMITEDHeron Tower110 BishopsgateLondonEC2N 4AYT: (020) 7601 6100F: (020) 7796 2713

CANACCORD GENUITY9th Floor88 Wood StreetLondonEC2V 7QRT: (020) 7523 8000F: (020) 7523 8131www.canaccordgenuity.com

accesso Technology Group PLC (J)African Copper PLC Bahamas Petroleum Co PLC (J)Bankers Petroleum Ltd (J)Baobab Resources PLC Begbies Traynor Group PLC (J)BrainJuicer Group PLC Celtic PLC Dalradian Resources Inc Dart Group PLC (J)DJI Holdings PLC Eland Oil & Gas PLC (J)eServGlobal Ltd (J)Frontier Developments PLC (J)Globo PLC (J)Goals Soccer Centres PLC IGas Energy PLC (J)InternetQ PLC (J)IQE PLC (J)Mattioli Woods PLC Metminco Ltd (J)Minera IRL Ltd (J)Monitise PLC Mortgage Advice Bureau (Holdings) PLC Nanoco Group PLC (J)Nighthawk Energy PLC (J)Optimal Payments PLC Orsu Metals Corp Pan African Resources PLC (J)Patisserie Holdings PLC Petroneft Resources PLC (J)Polar Capital Holdings PLC President Energy PLC (J)Rockhopper Exploration PLC (J)Secure Trust Bank PLC (J)Silence Therapeutics PLC Somero Enterprises Inc SQS Software Quality Systems AG (J)Tangent Communications PLC Telit Communications PLC Ten Alps PLC Tungsten Corp PLC (J)Vernalis PLC (J)

ALLENBY CAPITAL LIMITED2nd Floor 3 St Helen’s PlaceLondonEC3A 6ABT: (020) 3328 5656F: (020) 3394 2970www.allenbycapital.com

CANTOR FITZGERALD EUROPEOne Churchill PlaceCanary WharfLondonE14 5RBT: (020) 7894 7895

SHORE CAPITAL STOCKBROKERS LTDBond Street House14 Clifford StreetLondonW1S 4JUT: (020) 7408 4080F: (020) 7408 4081

LIBERUM CAPITAL LIMITEDRopemaker Place, Level 1225 Ropemaker StreetLondonEC2Y 9LYT: (020) 3100 2000F: (020) 3100 2299

PETERHOUSE CORPORATE FINANCE LTD15 Eldon StreetLondonEC2M 7LDT: (020) 7469 0930F: (020) 7220 9798

CHARLES STANLEY SECURITIES131 Finsbury PavementLondonEC2A 1NTT: (020) 7953 2000F: (020) 7149 6777www.csysecurities.com

AB Dynamics PLC Best of the Best PLC Camellia PLC Central Rand Gold Ltd Chamberlin PLC Character Group (The) PLC Christie Group PLC Coms PLC Driver Group PLC Earthport PLC (J)eServGlobal Ltd (J)Falanx Group Ltd First Derivatives PLC (J)Galantas Gold Corp Greka Drilling Ltd (J)Hellenic Carriers Ltd Independent Resources PLC InterQuest Group PLC Lombard Risk Management PLC Max Petroleum PLC (J)Northamber PLC One Media iP Group PLC Parkmead Group (The) PLC Penna Consulting PLC Pressure Technologies PLC Redhall Group PLC (J)Sanderson Group PLC Stilo International PLC Tungsten Corp PLC (J)Versarien PLC (J)World Careers Network PLC Wynnstay Properties PLC

AIM

29



INVESTEC SECURITIES2 Gresham StreetLondonEC2V 7QPT: (020) 7597 5000F: (020) 7597 5090

NORTHLAND CAPITAL PARTNERS60 Gresham StreetLondonEC2V 7BBT: (020) 7796 8800F: (020) 7796 8802

ARDEN PARTNERS PLC125 Old Broad StreetLondonEC2N 1ART: (020) 7614 5900F: (020) 7614 5901www.arden-partners.co.uk

Birmingham office: (0121) 423 8900

Abbey PLC (J)Advanced Computer Software Group PLC (J)Andrews Sykes Group PLC AssetCo PLC Audioboom Group PLC Bailey (C H) PLC Ceramic Fuel Cells Ltd Dart Group PLC (J)Deltex Medical Group PLC (J)First Property Group PLC Gfinity PLC Good Energy Group PLC Greenko Group PLC (J)Greka Drilling Ltd (J)Hydro International PLC iEnergizer Ltd Indus Gas Ltd Infrastrata PLC (J)James Halstead PLC Livermore Investments Group Ltd Mirada PLC Palace Capital PLC (J)Park Group PLC Redhall Group PLC (J)SKIL Ports & Logistics Ltd (J)Sutton Harbour Holdings PLC Trinity Capital PLC

ZEUS CAPITAL LTD23 Berkeley SquareMayfairLondonW1J 6HET: (020) 753 3 7727

HUME CAPITAL SECURITIES PLC24 CornhillLondonEC3V 3NDT: (020) 7101 7070F: (020) 7101 7071


Amur Minerals Corp (J)Anglo Asian Mining PLC Aquatic Foods Group PLC BlueRock Diamonds PLC Edge Resources Inc (J)FinnAust Mining PLC (J)Frontier Resources International PLC (J)Goldplat PLC (J)GTS Chemical Holdings PLC Kodal Minerals PLC Metals Exploration PLC Noricum Gold Ltd Ormonde Mining PLC (J)Ortac Resources Ltd (J)Oxus Gold PLC Plutus PowerGen PLC Secure Property Development & Investment PLCSolGold PLC (J)Strat Aero PLC (J)Stratex International PLC (J)Tertiary Minerals PLC (J)Tri-Star Resources PLC (J)West African Minerals Corp (J)Westminster Group PLC

MIRABAUD SECURITIES LLP33 Grosvenor PlaceLondonSW1X 7HYT: (020) 7321 2508F: (020) 7930 4066www.mirabaudsecurities.co.uk

ADVFN PLC Borders & Southern Petroleum PLC (J)CDialogues PLC Central Asia Metals PLC (J)Coal of Africa Ltd (J)Equatorial Palm Oil PLC Firestone Diamonds PLC (J)Global Invacom Group Ltd (J)Lekoil Ltd (J)Madagascar Oil Ltd Mood Media Corp (J)Mytrah Energy Ltd (J)Phorm Corp Ltd PhotonStar LED Group PLC (J)PureCircle Ltd (J)Savannah Petroleum PLC Sierra Rutile Ltd (J)Trap Oil Group PLC (J)

RBC CAPITAL MARKETSOne QueenhitheLondonEC4V 3DQT: (020) 7653 4000F: (020) 7029 7900www.rbccm.com

Amerisur Resources PLC (J)Burford Capital Ltd (J)Falkland Oil & Gas Ltd (J)Faroe Petroleum PLC (J)Globo PLC (J)Gulfsands Petroleum PLC InternetQ PLC (J)Ithaca Energy Inc (J)President Energy PLC (J)RM2 International SA (J)Shore Capital Group Ltd Sierra Rutile Ltd (J)Trinity Exploration & Production PLC (J)


African Minerals Ltd Avanti Communications Group PLC (J)boohoo.com PLC (J)Chariot Oil & Gas Ltd (J)Datatec Ltd (J)Falkland Oil & Gas Ltd (J)Hargreaves Services PLC (J)IGas Energy PLC (J)Japan Residential Investment Company Ltd (J)Market Tech Holdings Ltd (J)Tissue Regenix Group PLC Trinity Exploration & Production PLC (J)Xeros Technology Group PLC

J.P. MORGAN CAZENOVE LTD25 Bank StreetCanary WharfLondonE14 5JPT: (020) 7742 4000www.jpmorgancazenove.com

Abcam PLC (J)ASOS PLC (J)Gemfields PLC (J)Imperial Innovations Group PLC (J)LXB Retail Properties PLC (J)Songbird Estates PLC Young & Co’s Brewery PLC

SMITH & WILLIAMSON CORPORATE FINANCE LTD25 MoorgateLondonEC2R 6AYT: (020) 7131 4000F: (020) 7131 4001www.smith.williamson.co.uk

Arricano Real Estate PLC Cenkos Securities PLC Infrastructure India PLC (J)John Lewis of Hungerford PLC New Europe Property Investments PLC Origo Partners PLC Terra Catalyst Fund

STRAND HANSON LIMITED26 Mount RowLondonW1K 3SQT: (020) 7409 3494F: (020) 7409 1761www.strandhanson.co.uk

Catalyst Media Group PLC Kemin Resources PLC (J)Northern Bear PLC Oilex Ltd Renewable Energy Holdings PLC

BANK OF AMERICA MERRILL LYNCH2 King Edward StreetLondonEC1A 1HQT: (020) 7628 1000F: (020) 7867 2867www.ml.com

Bowleven PLC (J)Petroceltic International PLC (J)Rockhopper Exploration PLC (J)

AIM

ESPIRITO SANTO INVESTMENT BANK10 Paternoster SquareLondonEC4M 7ALT: (020) 7456 9191www.espiritosantoib.co.uk

Burford Capital Ltd (J)Forum Energy PLC NAHL Group PLC (J)

UBS INVESTMENT BANK1 Finsbury AvenueLondonEC2M 2PPT: (020) 7567 8000F: (020) 7568 7722www.ibb.ubs.com

Hutchison China Meditech Ltd (J)Lekoil Ltd (J)Wandisco PLC

BARCLAYS5 The North ColonnadeCanary WharfLondonE14 4BBT: (020) 7623 2323www.barcap.com

Bowleven PLC (J)Mulberry Group PLC

HSBC BANK PLC8 Canada SquareLondonE14 5HQT: (020) 7991 8888F: (020) 7991 4459www.hsbc.com

Petroceltic International PLC (J)

MORGAN STANLEY & CO INTERNATIONAL PLC25 Cabot SquareCanary WharfLondonE14 4QAT: (020) 7425 8000F: (020) 7425 8990www.morganstanley.com

Xcite Energy Ltd (J)

AIM

31




Aberdeen Asset Management PLC (J)Antofagasta PLC (J)Aviva PLC (J)Babcock International Group PLC (J)BG Group PLC (J)British American Tobacco PLC (J)BT Group PLC (J)Bunzl PLC (J)Coca-Cola HBC AG (J)Experian PLC (J)Fresnillo PLC (J)G4S PLC (J)GKN PLC (J)Hammerson PLC (J)Intertek Group PLC (J)ITV PLC (J)Johnson Matthey PLC (J)Land Securities Group PLC (J)Pearson PLC (J)Reed Elsevier PLC (J)Rio Tinto PLC (J)RSA Insurance Group PLC (J)SABMiller PLC (J)Schroders PLC Smith & Nephew PLC (J)Smiths Group PLC (J)St James’s Place PLC (J)Standard Chartered PLC (J)Standard Life PLC (J)Taylor Wimpey PLC (J)United Utilities Group PLC (J)Vodafone Group PLC (J)

BANK OF AMERICA MERRILL LYNCH2 King Edward StreetLondonEC1A 1HQT: (020) 7628 1000F: (020) 7867 2867www.ml.com

3i Group PLC (J)Admiral Group PLC (J)Antofagasta PLC (J)BHP Billiton PLC (J)BT Group PLC (J)Burberry Group PLC (J)Carnival PLC (J)Compass Group PLC (J)Diageo PLC (J)Experian PLC (J)Fresnillo PLC (J)InterContinental Hotels Group PLC (J)Intu Properties PLC (J)Johnson Matthey PLC (J)Legal & General Group PLC (J)Meggitt PLC (J)Morrison (Wm) Supermarkets PLC (J)National Grid PLC (J)Old Mutual PLC (J)Persimmon PLC (J)RSA Insurance Group PLC (J)SSE PLC (J)St James’s Place PLC (J)Wolseley PLC (J)WPP PLC


Admiral Group PLC (J)Aggreko PLC (J)ARM Holdings PLC (J)BP PLC British American Tobacco PLC (J)British Land Co PLC (J)Carnival PLC (J)Centrica PLC (J)CRH PLC (J)GKN PLC (J)Intu Properties PLC (J)Land Securities Group PLC (J)Lloyds Banking Group PLC Mondi PLC (J)Next PLC Prudential PLC (J)Reed Elsevier PLC (J)Royal Bank of Scotland Group (The) PLC (J)Sainsbury (J) PLC (J)Smith & Nephew PLC (J)Standard Chartered PLC (J)Unilever PLC (J)Vodafone Group PLC (J)Weir Group PLC (J)

MORGAN STANLEY & CO INTERNATIONAL PLC25 Cabot SquareCanary WharfLondonE14 4QAT: (020) 7425 8000F: (020) 7425 8990www.morganstanley.com

Anglo American PLC (J)AstraZeneca PLC (J)Aviva PLC (J)BAE Systems PLC (J)BG Group PLC (J)British Land Co PLC (J)Burberry Group PLC (J)Compass Group PLC (J)Diageo PLC (J)Direct Line Insurance Group PLC (J)Imperial Tobacco Group PLC (J)Marks & Spencer Group PLC (J)Meggitt PLC (J)Reckitt Benckiser Group PLC (J)Rolls-Royce Holdings PLC (J)Royal Bank of Scotland Group (The) PLC (J)SABMiller PLC (J)Sainsbury (J) PLC (J)Severn Trent PLC (J)Shire PLC (J)Sky PLC (J)Tullow Oil PLC (J)Whitbread PLC (J)

FTSE 100






4 (4) MORGAN STANLEY & CO INTERNATIONAL 23 (21)

5 (5) BARCLAYS 17 (18)

6 (6) DEUTSCHE BANK AG LONDON 16 (15)

7 (9) CREDIT SUISSE 14 (12)


9 (8) CITI 12 (14)

10 (10) JEFFERIES HOARE GOVETT 7 (6)

11 (11) DAVY 2 (2)

11 (11) NOMURA INTERNATIONAL 2 (2)


14 (14) ESPIRITO SANTO INVESTMENT BANK 1 (1)

14 (14) HSBC BANK 1 (1)



1 (1) UBS INVESTMENT BANK 573,630 (502,955)


3 (3) MORGAN STANLEY & CO INTERNATIONAL 476,591 (430,989)

4 (4) GOLDMAN SACHS INTERNATIONAL 372,797 (358,262)

5 (5) BANK OF AMERICA MERRILL LYNCH 330,737 (305,917)

6 (6) CREDIT SUISSE 320,607 (299,314)

7 (7) DEUTSCHE BANK AG LONDON 298,469 (218,826)

8 (9) BARCLAYS 229,299 (211,047)

9 (8) CITI 164,112 (213,305)

10 (10) HSBC BANK 118,678 (119,792)

11 (11) JEFFERIES HOARE GOVETT 56,875 (48,301)

12 (12) DAVY 16,735 (14,308)

13 (13) NOMURA INTERNATIONAL 14,750 (12,690)



16 (16) ESPIRITO SANTO INVESTMENT BANK 4,285 (3,782)

BARCLAYS5 The North ColonnadeCanary WharfLondonE14 4BBT: (020) 7623 2323www.barcap.com

3i Group PLC (J)Ashtead Group PLC (J)Associated British Foods PLC (J)Barclays PLC (J)Compass Group PLC (J)Friends Life Group Ltd (J)Hargreaves Lansdown PLC (J)International Consolidated Airlines Group SA (J)Legal & General Group PLC (J)London Stock Exchange Group PLC National Grid PLC (J)Randgold Resources Ltd Royal Mail PLC Severn Trent PLC (J)Sky PLC (J)Tesco PLC (J)Tullow Oil PLC (J)

DEUTSCHE BANK AG LONDONWinchester House1 Great Winchester StreetLondonEC2N 2DBT: (020) 7545 8000F: (020) 7545 4577www.db.com

Barclays PLC (J)Barratt Developments PLC (J)Capita PLC (J)Dixons Carphone PLC Hammerson PLC (J)International Consolidated Airlines Group SA (J)Kingfisher PLC (J)Old Mutual PLC (J)Reckitt Benckiser Group PLC (J)Shire PLC (J)Standard Life PLC (J)Tesco PLC (J)Unilever PLC (J)United Utilities Group PLC (J)Whitbread PLC (J)Wolseley PLC (J)

CREDIT SUISSE1 Cabot SquareLondonE14 4QJT: (020) 7888 8888F: (020) 7888 1600

GOLDMAN SACHS INTERNATIONALPeterborough Court133 Fleet StreetLondonEC4A 2BBT: (020) 7774 1000

CITICitigroup Centre33 Canada SquareCanary WharfLondonE14 5LBT: (020) 7986 4000F: (020) 7986 2266


Ashtead Group PLC (J)Babcock International Group PLC (J)BAE Systems PLC (J)Mondi PLC (J)Morrison (Wm) Supermarkets PLC (J)Rolls-Royce Holdings PLC (J)Taylor Wimpey PLC (J)

DAVYDavy House49 Dawson StreetDublin 2IrelandT: +353 (1) 679 7788F: +353 (1) 671 2704

NOMURA INTERNATIONAL PLCOne Angel LaneLondonEC4R 3ABT: (020) 7521 2000F: (020) 7626 0851

RBC CAPITAL MARKETSOne QueenhitheLondonEC4V 3DQT: (020) 7653 4000F: (020) 7029 7900www.rbccm.com

Direct Line Insurance Group PLC (J)Friends Life Group Ltd (J)


Sports Direct International PLC (J)


HSBC Holdings PLC (J)


FTSE 100

33



Sector Rankings






4 (4) WINTERFLOOD SECURITIES 52 (52)



7 (8) ORIEL SECURITIES 28 (27)

8 (7) N+1 SINGER 26 (28)





13 (12) PEEL HUNT 18 (18)

13 (12) SHORE CAPITAL STOCKBROKERS 18 (18)

15 (15) JEFFERIES HOARE GOVETT 17 (16)


16 (17) FINNCAP 16 (15)

18 (18) BARCLAYS 13 (12)



20 - WH IRELAND 9 -


3i Infrastructure PLC (J)Aberdeen Asset Management PLC (J)Aberdeen Japan Investment Trust PLC Aberdeen UK Tracker Trust PLC Aberforth Geared Income Trust PLC Alcentra European Floating Rate Income Fund LtdAlliance Trust PLC Ashmore Global Opportunities Ltd (J)Aviva PLC (J)BACIT Ltd Bankers Investment Trust PLC (J)Baring Emerging Europe PLC Beazley PLC (J)BH Global Ltd (J)BH Macro Ltd Big Yellow Group PLC BlackRock Income and Growth Investment Trust PLCBlackRock World Mining Trust PLC (J)Brit PLC (J)Caledonia Investments PLC (J)Capital & Regional PLC (J)Capital Gearing Trust PLC Catlin Group Ltd (J)Close Brothers Group PLC (J)Derwent London PLC (J)Dunedin Income Growth Inv Trust PLC DW Catalyst Fund Ltd (J)Edinburgh Worldwide Investment Trust PLC Electra Private Equity PLC Establishment Investment Trust (The) PLC Esure Group PLC (J)European Investment Trust (The) PLC Foreign & Colonial Investment Trust PLC Genesis Emerging Markets Fund Ltd Grainger PLC (J)Great Portland Estates PLC (J)Hammerson PLC (J)Helical Bar PLC (J)Henderson Diversified Income Ltd Henderson EuroTrust PLC Henderson Group PLC (J)Henderson High Income Trust PLC Henderson Opportunities Trust PLC

Herald Investment Trust PLC (J)Imperial Innovations Group PLC (J)Independent Investment Trust (The) PLC Intermediate Capital Group PLC (J)Invesco Income Growth Trust PLC Invesco Perpetual UK Smaller Companies Inv Tst PLCInvista European Real Estate Trust SICAF (J)Jardine Lloyd Thompson Group PLC (J)John Laing Infrastructure Fund Ltd JPMorgan Claverhouse Investment Trust PLC JPMorgan Indian Investment Trust PLC JPMorgan Private Equity Ltd (J)Jupiter Fund Management PLC (J)Lancashire Holdings Ltd (J)Land Securities Group PLC (J)Law Debenture Corp (The) PLC Lindsell Train Investment Trust (The) PLC LMS Capital PLC Local Shopping REIT (The) PLC (J)London and St Lawrence Investment Co PLC LondonMetric Property PLC (J)Lowland Investment Co PLC LXB Retail Properties PLC (J)Martin Currie Global Portfolio Trust PLC Martin Currie Pacific Trust PLC Merchants Trust (The) PLC Mid Wynd International Inv Trust PLC Pacific Horizon Investment Trust PLC Personal Assets Trust PLC Phoenix Group Holdings (J)Picton Property Income Ltd (J)Princess Private Equity Holding Ltd (J)Private Equity Investor PLC Provident Financial PLC Quintain Estates & Development PLC (J)Record PLC Redefine International PLC (J)RIT Capital Partners PLC Riverstone Energy Ltd (J)RSA Insurance Group PLC (J)Sanditon Investment Trust PLC Schroder Real Estate IT Ltd (J)Schroders PLC Securities Trust of Scotland PLC Shaftesbury PLC (J)Shires Income PLC Songbird Estates PLC St James’s Place PLC (J)St Modwen Properties PLC (J)Standard Chartered PLC (J)Standard Life Equity Income Trust PLC Standard Life PLC (J)SVG Capital PLC (J)

Temple Bar Investment Trust PLC UK Commercial Property Trust Ltd UNITE Group PLC (J)Urban&Civic PLC (J)Value & Income Trust PLC Witan Investment Trust PLC Witan Pacific Investment Trust PLC

PANMURE GORDON (UK) LTDOne New ChangeLondonEC4M 9AFT: (020) 7459 3600F: (020) 7192 3260www.panmure.com

Aberdeen Asian Smaller Companies Inv Tr PLCAberdeen Private Equity Fund Ltd Amphion Innovations PLC Argo Group Ltd Asian Growth Properties Ltd Avanti Capital PLC B.P. Marsh & Partners PLC Baillie Gifford Shin Nippon PLC Baronsmead VCT 2 PLC Baronsmead VCT 3 PLC Baronsmead VCT 4 PLC Baronsmead VCT 5 PLC Baronsmead VCT PLC Blue Star Capital PLC (J)Canadian General Investment Ltd Chesnara PLC (J)Cluff Natural Resources PLC (J)Dolphin Capital Investors Ltd (J)Downing ONE VCT PLC Dragon-Ukrainian Properties & Development PLCEdge Performance VCT PLC European Wealth Group Ltd Foresight 2 VCT PLC Foresight 3 VCT PLC Foresight 4 VCT PLC Foresight Solar VCT PLC Foresight VCT PLC GLI Finance Ltd Globalworth Real Estate Investments Ltd (J)Hansard Global PLC (J)Henderson International Income Trust PLC Henderson Value Trust PLC Hygea VCT PLC Income & Growth VCT (The) PLC Invesco Perpetual Enhanced Income Ltd JPMorgan Senior Secured Loan Fund Ltd Ludgate Environmental Fund Ltd Martinco PLC Mobeus Income & Growth 2 VCT PLC Mobeus Income & Growth 4 VCT PLC Mobeus Income & Growth VCT PLC Northern 2 VCT PLC Northern 3 VCT PLC Northern Venture Trust PLC Octopus AIM VCT 2 PLC Octopus AIM VCT PLC Octopus Apollo VCT PLC Octopus Eclipse VCT PLC Panmure Gordon & Co PLC Polar Capital Global Financials Trust PLC Polar Capital Global Healthcare G&IT PLC Private & Commercial Finance Group PLC (J)ProVen Growth & Income VCT PLC ProVen Planned Exit VCT PLC ProVen VCT PLC Qatar Investment Fund PLC (J)RAB Special Situations Co Ltd Rensburg AIM VCT PLC Schroder Japan Growth Fund PLC Schroder UK Mid Cap Fund PLC South African Property Opportunities PLC Symphony International Holdings Ltd Terra Capital PLC Unicorn AIM VCT PLC Ventus 2 VCT PLC Ventus VCT PLC W H Ireland Group PLC

CENKOS SECURITIES6.7.8. Tokenhouse YardLondonEC2R 7AST: (020) 7397 8900F: (020) 7397 8901www.cenkos.com

CANACCORD GENUITY9th Floor88 Wood StreetLondonEC2V 7QRT: (020) 7523 8000F: (020) 7523 8131www.canaccordgenuity.com

Aberdeen New Thai Investment Trust PLC AcenciA Debt Strategies Ltd Baillie Gifford Japan Trust (The) PLC BH Global Ltd (J)BlackRock Smaller Companies Trust PLC Brewin Dolphin Holdings PLC (J)Charles Stanley Group PLC (J)Chesnara PLC (J)City of London Investment Group PLC Edinburgh Investment Trust (The) PLC Fidelity Asian Values PLC (J)Fidelity Japanese Values PLC HICL Infrastructure Co Ltd Impax Asian Environmental Markets PLC Impax Environmental Markets PLC Invesco Perpetual Select Trust PLC JPMorgan Japan Smaller Companies Trust PLCJPMorgan Japanese Investment Trust PLC Mattioli Woods PLC MedicX Fund Ltd Monks Investment Trust (The) PLC (J)Mortgage Advice Bureau (Holdings) PLC Murray Income Trust PLC Novae Group PLC (J)Pacific Assets Trust PLC Pantheon International Participations PLC Polar Capital Holdings PLC Rathbone Brothers PLC (J)River and Mercantile Group PLC (J)Scottish Investment Trust (The) PLC Secure Trust Bank PLC (J)Standard Life European Private Equity Trust PLCStrategic Equity Capital PLC The Renewables Infrastructure Group Ltd (J)Threadneedle UK Select Trust Ltd Tungsten Corp PLC (J)


Admiral Group PLC (J)Ashmore Group PLC (J)Bank of Ireland (Governor & Co of) (J)British Land Co PLC (J)Capital & Counties Properties PLC (J)Close Brothers Group PLC (J)Derwent London PLC (J)Hiscox Ltd IG Group Holdings PLC (J)Intu Properties PLC (J)Land Securities Group PLC (J)Lloyds Banking Group PLC Paragon Group of Companies (The) PLC (J)Plaza Centers NV Prudential PLC (J)Royal Bank of Scotland Group (The) PLC (J)Savills PLC (J)Segro PLC (J)Standard Chartered PLC (J)


Allied Minds PLC (J)Arrow Global Group PLC (J)Ashmore Global Opportunities Ltd (J)BBGI SICAV SA (J)BlueCrest AllBlue Fund Ltd (J)Countrywide PLC CQS Diversified Fund Ltd Dexion Absolute Ltd Empiric Student Property PLC Intermediate Capital Group PLC (J)Japan Residential Investment Company Ltd (J)LSL Property Services PLC (J)Market Tech Holdings Ltd (J)Paragon Group of Companies (The) PLC (J)Starwood European Real Estate Finance Ltd (J)The Renewables Infrastructure Group Ltd (J)Third Point Offshore Investors Ltd

FINNCAP60 New Broad StreetLondonEC2M 1JJT: (020) 7220 0500F: (020) 7600 1659www.finncap.com

Camper & Nicholsons Marina Inv Ltd Draganfly Investments Ltd HML Holdings PLC Inland Homes PLC Jelf Group PLC Lighthouse Group PLC Lok’n Store Group PLC Northacre PLC Paragon Entertainment Ltd Qannas Investments Ltd Qatar Investment Fund PLC (J)Sirius Real Estate Ltd (J)SPARK Ventures PLC STM Group PLC Tiger Resource Finance PLC Ukraine Opportunity Trust PLC

SMITH & WILLIAMSON CORPORATE FINANCE LTD25 MoorgateLondonEC2R 6AYT: (020) 7131 4000F: (020) 7131 4001www.smith.williamson.co.uk

Arricano Real Estate PLC Cenkos Securities PLC Infrastructure India PLC (J)New Europe Property Investments PLC Origo Partners PLC Terra Catalyst Fund


HSBC Holdings PLC (J)Phoenix Group Holdings (J)Tullett Prebon PLC


Burford Capital Ltd (J)Local Shopping REIT (The) PLC (J)SVG Capital PLC (J)


Plutus PowerGen PLCSecure Property Development & Investment PLC

MIRABAUD SECURITIES LLP33 Grosvenor PlaceLondonSW1X 7HYT: (020) 7321 2508F: (020) 7930 4066www.mirabaudsecurities.co.uk

ADVFN PLC

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