Control Charts

Statistical Process Control

The objective of a process control system is to provide a statistical signal when assignable causes of variation are

present

Control Charts

Constructed from historical data, the purpose of control charts is to help distinguish between natural variations and variations due to assignable causes

Steps In Creating Control Charts

1. Take samples from the population and compute the appropriate sample statistic

2. Use the sample statistic to calculate control limits and draw the control chart

3. Plot sample results on the control chart and determine the state of the process (in or out of control)

4. Investigate possible assignable causes and take any indicated actions

5. Continue sampling from the process and reset the control limits when necessary

Control Charts for Variables

For variables that have continuous dimensions Weight, speed, length,

strength, etc. x-charts are to control the central tendency of the process R-charts are to control the dispersion of the process These two charts must be used together

x-charts

For x-Charts when we know s

Upper control limit (UCL) = x + zsx

Lower control limit (LCL) = x - zsx

where x = mean of the sample means or a target value set for the processz = number of normal standard deviations

sx = standard deviation of the sample means = s/ n s = population standard deviationn = sample size

x-charts - Example

The weights of boxes of Oat Flakes within a large production lot are sampled each hour. 12 different samples where selected and weighted and the average of each sample is presented in the following table. Each sample contains 9 boxes and the standard deviation of the population is 1. Managers want to set control limits that include 99.73% of the sample mean.

Hour

Sample average of

9 boxes

Hour

Sample average of 9

boxes

1 16.1 7 15.22 16.8 8 16.43 15.5 9 16.34 16.5 10 14.85 16.5 11 14.26 16.4 12 17.3

LCLx = x - zsx = 16 - 3(1/3) = 15 ounces

For 99.73% control limits, z = 3

UCLx = x + zsx = 16 + 3(1/3) = 17 ounces

x-charts - Example

17 = UCL

15 = LCL

16 = Mean

Control Chart for sample of 9 boxes

Sample number

| | | | | | | | | | | |1 2 3 4 5 6 7 8 9 10 11 12

Variation due to

assignable causes

Variation due to

assignable causes

Variation due to natural

causes

Out of control

Out of control

x-charts - Example

Patterns in Control Charts

Normal behavior. Process is “in control.”

Upper control limit

Target

Lower control limit

Upper control limit

Target

Lower control limit

One plot out above (or below). Investigate for cause. Process is “out of control.”

Patterns in Control Charts

Upper control limit

Target

Lower control limit

Trends in either direction, 5 plots. Investigate for cause of progressive change.

Patterns in Control Charts

Upper control limit

Target

Lower control limit

Two plots very near lower (or upper) control. Investigate for cause.

Patterns in Control Charts

Upper control limit

Target

Lower control limit

Run of 5 above (or below) central line. Investigate for cause.

Patterns in Control Charts

Upper control limit

Target

Lower control limit

Erratic behavior. Investigate.

Patterns in Control Charts

For x-Charts when we don’t know s

Lower control limit (LCL) = x - A2R

Upper control limit (UCL) = x + A2R

where R = average range of the samples

A2 = control chart factor found in the Table in the next slide

x = mean of the sample means

x-charts

Control Chart Factors (3 sigma)

Sample Size Mean Factor Upper Range Lower Range n A2 D4 D32 1.880 3.268 0

3 1.023 2.574 0

4 .729 2.282 0

5 .577 2.115 0

6 .483 2.004 0

7 .419 1.924 0.076

8 .373 1.864 0.136

9 .337 1.816 0.184

10 .308 1.777 0.223

12 .266 1.716 0.284

x-charts - Example

Super Cola bottles soft drinks labeled “net weight 12 ounces”. Indeed, an overall process average of 12 ounces has been found by taking many samples, in which each sample contained 5 bottles. The average range of the process is 0.25 ounces. We want to determine the upper and lower control limits for averages in this process.

UCLx = x + A2R= 12 + (.577)(.25)= 12 + .144= 12.144 ounces

LCLx = x - A2R= 12 - .144= 11.857 ounces

Process average x = 12 ouncesAverage range R = .25Sample size n = 5

UCL = 12.144

Mean = 12

LCL = 11.857

x-charts - Example

R–Chart

Type of variables control chart Shows sample ranges over time

Difference between smallest and largest values in sample Monitors process variability Independent from process mean

For R-Charts

Lower control limit (LCLR) = D3R

Upper control limit (UCLR) = D4R

whereR = average range of the samples

D3 and D4 = control chart factors from the previous Table - Control Chart Factors (3 sigma)

R–Chart

UCLR = D4R= (2.115)(5.3)= 11.2 pounds

LCLR = D3R= (0)(5.3)= 0 pounds

UCL = 11.2

Mean = 5.3

LCL = 0

The average range of a product at the National Manufacturing Co. is 5.3 pounds. With a sample size of 5, the owners want to determine the upper and lower control chart limits for the range

R–Chart - Example

Mean and Range Charts

(a)

These sampling distributions result in the charts below

(Sampling mean is shifting upward but range is consistent)

R-chart)R-chart does not

detect change in mean(

UCL

LCL

x-chart(x-chart detects shift in central tendency)

UCL

LCL

Mean and Range Charts

R-chart(R-chart detects increase in dispersion)

UCL

LCL

(b)

These sampling distributions result in the charts below

(Sampling mean is constant but dispersion is increasing)

x-chart(x-chart does not detect the increase in dispersion)

UCL

LCL