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Transcript of Considerations in Pre-Use Post-Sterilization Integrity … Millipore designed specifically for...
Considerations in Pre-Use
Post-Sterilization Integrity Test
(PUPSIT) Implementation
PDA Midwest Conference
Oct 6th, 2016
Jeff Gaerke P.E.
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 2
Agenda
• Overview of integrity testing and the
requirement for PUPSIT
• Considerations in designing a filtration
scheme with the ability to perform PUPSIT
• Questions
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 3
Filters are used as a means to
sterilize liquid products• Where the final product stream can not be
terminally heat sterilized (eg. via autoclave), filtration is commonly the means to ensure sterility.
• Liquid product stream is passed through filter element designed to retain micro-organisms so that the resulting effluent is free of organisms (sterile)
– Filters with a pore size of 0.22µm or less are considered “sterilizing”
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 4
Integrity testing (IT) of filters
performed to…• Ensure integrity of the filter media
– Provide assurance that there isn’t a tear, hole, defect… in the filter media that could allow a micro-organism to pass through.
• Check correct filter installation
– Detect leaks due to seals, O-rings…
• Determine if filter was damaged during filtration operation
– assures integrity both before and after use
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 5
Two common methods to perform
IT on wetted filter media
[Diagram used with permission from
Guillaume Lesage from Millipore Sigma]
IT result is used as an indication
of bacteria retention capability
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 6
[Diagram used with permission from
Guillaume Lesage from Millipore Sigma]
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 7
How IT has commonly been
implemented• IT performed pre-use to confirm that filter
starts out integral
• IT performed post-use to confirm that filter
remained integral during filtration operation
• The details around the timing of the “pre-use”
IT determine whether or not PUPSIT
compliant
– Common within industry to perform pre-use
integrity testing prior to sterilization when
sterilization method is via autoclave
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 8
Requirement listed in
EU Annex 1
• Performing pre-use testing prior to sterilization doesn’t align with EU Annex 1
• The word “sterilised” from EU Annex 1 indicates that pre-use integrity testing should be performed post-sterilization
• EU Annex 1 is currently in the process of being revised. There is the potential that the requirements regarding PUPSIT may be modified.
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 9
Agenda
• Overview of integrity testing and the
requirement for PUPSIT
• Considerations in designing a filtration
scheme with the ability to perform PUPSIT
• Questions
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 10
Design considerations for
PUPSIT
• Use of single sterilizing filter vs. dual filter
(backup) filtration scheme
• Wetting filter for pre-use integrity testing
with water or product
• Use of traditional stainless assemblies vs.
single use assemblies and method of
sterilizing the filter assembly
• Ability to rotate filter assembly for air
removal and product recovery
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 11
Use of single sterilizing filter vs. dual
filter (backup) filtration scheme
• Backup filter provides insurance against
having to discard a batch due to failing the
post-use integrity test of a single sterilizing
filter
– Helpful to quantify this risk
• The addition of a backup filter increases the
complexity of the performing PUPSIT
significantly
– Area between the two filters must be maintained
sterile while performing PUPSIT on both filters
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 12
Providing “backup” capability
increases the complexity significantly
Millipak barrier filter
• Specialized sterilizing grade filter
from Millipore designed
specifically for PUPSIT
• Single filter that contains both
hydrophobic and hydrophilic
membrane
– Allows passage of both liquid and air
(required for wetting and venting
during integrity testing)
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 13
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 14
How much risk reduction does a
backup filter provide?• Calculations used for filter reliability analysis
– For this evaluation, it is important to understand
the impact of filters in “series” vs. filters in
“parallel” in terms of resulting in a loss of sterility
• Two filters in “series” = post-use integrity test failure
on either filter results in potentially non-sterile product
• Two filters in “parallel” = post-use integrity test failure
on a single filter does not result in potentially non-
sterile product. Potentially non-sterile product occurs
only if have post-use integrity test failure of both filters
Series reliability equation
Series systems fail to function if any one of the components fail.
For a system of three series components, the equation is:
The general equation is:
Where:
• n = # of components in series
• R = the reliability of an individual component
Rseries =R1 x R2 x R3
R1 R2 R3
ni
iiseries RtR
1)(
Represented as an
electrical circuit
Parallel reliability model
Parallel or redundant system design means that the system will not
fail if a specific component fails.
Parallel reliability equation
Parallel systems continue to function as long as one of the components survives.
For a system of three parallel components, the equation is:
The general equation is:
Where:
• n = # of components in parallel
• R = the reliability of an individual component
Rparallel = 1 - ((1-R1) x (1-R2)x (1-R3))
)1(1)(1
iparallel RtRni
i
R1
R2
R3
Represented as an
electrical circuit
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 19
Plug in the estimated failure rates
to determine risk• For this example the following
assumptions are made:
– 1/1,500 = failure rate of post-use integrity test
in product filter that previously passed an in
house pre-use integrity test
– 1/500 = failure rate of post-use integrity test in
air/vent/Millipak filter that was not previously
pre-use integrity tested in house.
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 20
Dual filter (backup) option–
discard 1 lot every 321,613 lots
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 21
Single filter option –
discard 1 lot every 1,500 lots
Prod
flush
bag
(X? L
)
Spare Lynx S2S (F)
Lynx S2S (F)
4 sam
ple b
ags
(~ 2
00 ml)
Bleed
bag
(0.5
L)
vent to room
Reliability indicated as a circuit
FLT-402 millipak
FLT-401 product
FLT-401
Reliability equations:
RCUM= R401
# of occurrences between failure = 1/(1-RCUM)
Note: confirm that integrity test of FLT-402 (millipak) passes prior to filter being used on product – therefore FLT-402 has no impact on this evaluation
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 22
Summary of expected batch
discard rate of 2 options
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 23
Single vs. dual filter (backup)
considerations
• Risk of discarding lot due to post-use
integrity test failure(s)
• Process complexity
– Consider automating filtration steps with dual
filter to minimize potential errors
• Product loss due to holdup in filters/filter
assembly
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 24
Design considerations for
PUPSIT
• Use of single sterilizing filter vs. dual filter
(backup) filtration scheme
• Wetting filter for pre-use integrity testing
with water or product
• Use of traditional stainless assemblies vs.
single use assemblies and method of
sterilizing the filter assembly
• Ability to rotate filter assembly for air
removal and product recovery
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 25
Wetting filter for pre-use integrity
testing with water or product• Water Pro’s:
– Enables off-line integrity testing• Cycle time/capacity advantage
– Water flush can serve as flush for extractables/leachables
– No concern about limiting volume to wet filter
• Water Con’s:– Leaves filter wet after integrity testing
– To minimize impact of residual water, common to perform air blow/drying of filter assembly after pre-use integrity test completed.
– Difficult to get filter completely dry; storage of partially wetted membrane represents potential bioburden concern. Creates requirement for expiration time of wetted filter assembly before use.
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 26
Wetting filter for pre-use integrity
testing with water or product• Product Pro’s:
– Design can be more straightforward
– Wetting in place just prior to mfg operation (less filter movement)
• Product Con’s– May not have product wetted integrity test parameters for
development products
– Important that product wetted integrity test parameters are robust
– Impact of failed pre-use integrity test is more significant (reset manufacturing operation)
– Depending on how product wetting is performed (to waste or downstream vessel) – might be driver to limit volume used for wetting operation
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 27
Design considerations for
PUPSIT
• Use of single sterilizing filter vs. dual filter
(backup) filtration scheme
• Wetting filter for pre-use integrity testing
with water or product
• Use of traditional stainless assemblies vs.
single use assemblies and method of
sterilizing the filter assembly
• Ability to rotate filter assembly for air
removal and product recovery
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 28
Use of stainless vs. disposable &
sterilization method• Considerations
– Cabinet washer/autoclave capacity
– Operations personnel time to prep
– Ease to automate if desired
– Fabricated in a controlled manner
– Gamma radiated single use assemblies may offer advantages
• 2 yr shelf life for sterilized assemblies
• Ability to utilize expandable bleed/purge bags without vent filters on them
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 29
Design considerations for PUPSIT
• Use of single sterilizing filter vs. dual filter
(backup) filtration scheme
• Wetting filter for pre-use integrity testing
with water or product
• Use of traditional stainless assemblies vs.
single use assemblies and method of
sterilizing the filter assembly
• Ability to rotate filter assembly for air
removal and product recovery
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 30
Consider ideal filter orientation at
different times• Ideal orientation to perform integrity test is
~opposite of ideal orientation for air removal from core of filter element
• Ideal orientation for air removal from core of filter element is ~ opposite of ideal orientation for product recovery at end of filtration operation
• Providing the ability to rotate the filter assembly to the best orientation for the step in the overall filtration operation offers several advantages
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 31
Ability to rotate filter assembly
provides advantages
10/10/2016 Company Confidential © 2015 Eli Lilly and Company 32
Agenda
• Overview of integrity testing and the
requirement for PUPSIT
• Considerations in designing a filtration
scheme with the ability to perform PUPSIT
• Questions
Jeff Gaerke P.E.
Eli Lilly & Company
(317)276-6621