Connections: A Study of Strategic Trends and Needs in Charlotte-Mecklenburg by Tracy Russ 2005

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    A Study of Strategic Thinkers, Core Themes & Critical Questionsin the Charlotte Community

    C O N N E C T I O N S

    Do we have the imagination, the

    passion, the drive that it will take

    to make the most of what we

    have as a city, as a region?

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    by Tracy Russ

    Russ Communications Group

    for Foundation For The Carolinas

    November, 2004

    copyright, Tracy Russ, 2004

    O N N E C T I O N S

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    Introduction 4

    The 6 Themes

    The Role of Intent and Vision 6

    The Importance of Virtual Civic Space 8

    The Importance of Physical Civic Space 13

    The Ordinariness of Building Social Capital 18

    Finding a Balance Between Individual Leadership and Process 20

    Let Diversity Reign! 23

    Perceptions and Roles: Foundation For The Carolinas 26

    Recommendations 31

    Bang for the Buck: Whats Happened 34

    Executive summary 37

    Bibliography 43

    About the author 45

    Contents

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    I N T R O D U C T I O N

    The Charlotte regional community is blessed

    with forward-thinking and dedicated leadersand citizens. We are a banking center, yes, but

    our human capital, people who have bold ideas and the

    creativity, tenacity, skills and heart to move a community

    forward are our greatest asset, and we should invest in

    them at every opportunity, every time, and every place

    we can. This document is one such investment, offered

    to the community as a catalyst to light the imaginations

    of leaders and citizens in Charlotte and the region.

    We are, citizens and leaders alike, in the midst of livinghistory a city and region of untold potential is bursting

    up around us. We have great people, economic

    resources, a prime location. But, do we have the

    imagination, the passion, the drive that it will take to

    make the most of what we have as a city, as a region?

    Can we embrace our own future and get

    comfortable with the fact that the engine weve built is

    powerful, and might take us for a wild ride once

    in awhile, but can also take us to fantastic, wonderful

    places? Yes, we can, if we choose to.

    Over the last 4 years, Foundation For The Carolinas

    (FFTC) and the Charlotte community have invited a

    number of leading thinkers in the fields of civic

    engagement, social trends, human studies and economic

    development to share their message, knowledge and

    observations.

    These thinkers have included:

    Danielle Allen, FFTC 2003 Annual Meeting speaker

    David Chrislip, author, On Collaborative Leadership Richard Florida, author, Rise of the Creative Class

    Claire Gaudiani, author, Sacred Text and Philanthropy

    James Gilmore, author, The Experience Economy

    Carolyn Lukensmeyer, AmericaSpeaks

    William McDonough, author, The Hannover Principles

    Susan Crites Price, author, Instilling Philanthropy

    in Family Legacies

    Robert Putnam, author, Bowling Alone

    Each of these people has provided opportunity andcatalyst for our community to learn and reflect on core

    values and concepts. The community has asked for,

    and received, a vast amount of information and

    learning not only of data, but substance around our

    community identity, how we interact and make

    decisions, and where we are on a continuum of

    modern civic practices.

    But we have failed to set what we have learned in

    any kind of context, discovering and documenting

    common themes and lessons learned from this

    collected body of knowledge.

    Further, our time spent with many of these thinkers

    has led to a flurry of activity, each pursued without a

    strategic approach that considers how these calls for

    action might fit together within a broader community

    context.

    4 / C O N N E C T I O N S

    O N N E C T I O N S

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    C O N N E C T I O N S /

    Connections is intended to attempt to set these lessons

    in a useful context that might reveal commonalities

    and articulate what the community has learned and

    done as a result of these learnings.

    The process of research for and writing of Connections included:

    reading and review of original texts by each of the

    subject matter experts, including the speeches and

    presentations offered to the Charlotte community

    telephone interviews with the subject matter experts

    interviews with 24 local community leaders chosen

    to represent a range of backgrounds, interests and

    perspectives in the community individual and small group reviews of drafts in the

    final stages of writing

    It is hoped that this paper will provide a basis for

    Foundation For The Carolinas to strengthen and

    augment its role as a thought leader in the community

    and region. Connections will be made available to

    other capacity institutions in our community to

    ground and catalyze future initiatives, strategies and

    guide use of resources.

    Do we have the

    imaginat ion,the passion, thedrive that it willtake to make the

    most of what wehave as a city,as a region?

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    R

    ichard Florida ends his 2002 book, Rise of the Creative Class, by outlining a series

    of key challenges to modern society. The most important challenge, he states, is to

    answer the question, What do we really want? What kind of life and what kind

    of society do we want to bequeath to coming generations? It is the first part of the

    question that rings most authentic for reflection in this community what do we, in

    Charlotte, really want as a city and community? 2002 FFTC Annual Meeting Speaker

    William McDonough told us that design is the first signal of intent, so to borrow from

    McDonough, what are our true intentions as a city, and how can we design the ways we

    make decisions, allocate resources and create change to realize those intentions?

    Theme 1

    Define our intent,create our vision of ourcommunity

    6 / C O N N E C T I O N S

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    Or, on the darker side, do we already do

    exactly that, either by choice or incident,creating a future while wearing what Jane

    Jacobs (author of the landmark 1961 book, The

    Death and Life of Great American Cities), calls the

    dishonest mask of pretended order, achieved by

    ignoring or suppressing the real order that is

    struggling to exist and be served.

    The question Florida raises was at the front of the

    minds of the 21 participants in the Charlotte

    Grassroots Civic Lab project (the precursor to theCrossroads Charlotte project) as they asked, what

    course will Charlotte-Mecklenburg chart over the

    next 10 years as it deals with issues of access, equity,

    inclusion and trust in the community? We are

    blessed to be a thriving city, in a region projected to

    continue its prosperous path, but our intended

    destination remains unclear.

    We, as a community, have thus far failed to success-

    fully construct the needed virtual civic space

    (discussed later in this study) to attempt an answer to

    this question, and as a result, both leaders and grass-

    roots citizens are unable to articulate a common

    vision of our future together, either within the

    City of Charlotte or in a broader regional context.

    David Chrislip, author of Collaborative Leadership,

    advises us that if there is no agreement about the

    vision for the city or region, create an initiative

    whereby citizens can explore and agree on future

    needs and directions.

    But our work isnt done when we create this vision.

    If we were to find a way to assemble a vision of our-

    selves in the future, a set of needs and directions

    that could guide our decisions, what then would be

    the challenge? 2003 FFTC Annual Meeting speaker

    Dr. Danielle Allen (her speech was entitled Talking

    to Strangers) tells us that a sense of reciprocity is a

    key attribute of healthy societies, meaning that asense of sacrifice is required as people in societies

    give up some portion of control or power. Can we

    acknowledge that truly communal decisions benefit

    some citizens at the expense of others, even when the

    whole community benefits, and that some of us will

    have to sacrifice (power, access, money) to create a

    mutually beneficial shared future?

    Our timing for thinking about our future is good.

    Modern theories of evolution point to long, slowperiods of relatively static existence for most organ-

    isms, interspersed with often cataclysmic, dynamic

    bursts of adaptive change. In the midst of change,

    some organisms thrive while others slowly falter in

    the cycle. In Charlotte, our physical, demographic,

    social and cultural growth tracks this natural pattern

    we are in the midst of rapid change, but instead of

    merely being adaptive (which we must be) we have

    the opportunity to choose our next evolutionary

    state, or to at least choose the degree of deliberate

    influence we exert on that state.

    Leaders and citizens alike sense a lack of common

    vision and purpose for the citys future, yet recog-

    nize that we are at a decision point on our historic

    timeline. Generally, we look down the road and

    remain confident in our communitys continued

    prosperity despite growing pains that have included

    environmental degradation, a tangling of traffic

    congestion, struggles over demographic and cultural

    diversity, a chasm between new and old Charlotte

    social and cultural institutions, and a conflict

    around our system of public education and its place

    in our priorities. Our visiting experts have told us

    its time for Charlotte to call the question: what kind

    of community do we want?

    C O N N E C T I O N S /

    Our visiting experts have told us - its time for Charlotte tocall the question: what kind of community do we want?

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    The concept of civic space is oft repeated in the study materials and during interviews

    conducted for Connections, whether by direct reference or inferred. Civic space is

    where divergent and often conflicting ideas meet for airing and perhaps resolution,

    where the capacity for good information, processes and facilitated discussion can connect

    with the means for outcomes of those discussions to create change in the community.

    This space may reside within, but is not the same as, shared community physical space,public buildings and venues. Yet, the lexicon of civic space borrows from the physical.

    How many times do we speak of being at the table, or opening doors of access to decision-

    making, or stakeholders being connected in our attempts to assign physical attributes

    to processes of relationship and trust building? We recount being moved by a powerful

    speech or discussion; our wheels start to spin in an engaging conversation.

    Theme 2

    The importance ofvirtual civic space

    8 / C O N N E C T I O N S

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    The interplay between physical and civic

    space is powerful and symbiotic. We pull

    the lever in the voting booth, but the

    phrase connotes, of course, not just the physical

    booth, but the concept of participatory democracy

    brought to life in a physical sense. In spite of declining

    voter turnout, lets remain cognizant that millions

    upon millions of people across the U.S. continue to

    vote in elections because they feel a visceral connection

    to guiding their individual and collective futures

    they are actively engaging inside civic space. This

    point of view, of course, begs a question: can we

    improve the quality of civic space so that more citizens

    participate in charting their futures? Experts like

    Dr. Carolyn Lukensmeyer of AmericaSpeaks answer

    with a resounding yes, and point to models like

    the 21st Century town meeting as one path to go

    down for communities seeking to build just such

    improved space.

    Civic space as an abstract concept meets very real

    literal transformation in many aspects of our localhistory. The story of 15-year old Dorothy Counts

    entering Harding High School in 1957 in Charlotte,

    thus beginning this communitys drive to integrate

    public schools, is an excellent example. Counts

    experience was quite literally a dangerous physical

    journey, but it was the metaphorical value of those

    steps that have enduring meaning and power.

    Suddenly, the community was changed the result

    of a struggle that had occurred in civic space and

    manifested in the physical.

    The Levine Museum of the New South and the

    Community Building Initiative triumphantly tapped

    the power of this civic-physical transmutation in the

    COURAGE exhibit visitors were inside a physical

    space, but what they experienced was much, much

    more than this, which is why the sum total of the visit

    is described as transforming by many. What might

    result as the sum total of these experiences? We have

    yet to see.

    Civic space cannot be built without community

    stewards; institutions, organizations, and people

    whose role it is not only to actively create and main-

    tain the civic space, but to advocate for its use to

    address the communitys most essential issues.

    Further, these stewards must be catalysts for creation

    of a shared community vision, guardians of itsintegrity, and orchestrators of its link to real imple-

    mentation (but they cannot be the implementers for

    reasons discussed below) they do this in civic space.

    Virtual civic space provides the means to mitigate the

    traditional power relationship of dominance and

    acquiescence as Dr. Danielle Allen put it in her

    2003 Charlotte address, in favor of a political

    friendship (Allen) which invites both the powerful

    and the powerless to participate in a relationship ofreciprocity, each asking the other for sacrifice that

    leads to shared growth. Where does this happen?

    When listening, dialogue and action happen in an

    environment of trust here is where we find civic

    space. It is where connections between spiritual and

    material consciousness meet.

    Susan Crites Price, author of Instilling

    Philanthropy in Family Legacies, tells us that youth

    and children should be actively sought to participate

    in civic space, saying that involving children early

    means that they will be much more likely to be

    engaged as adults these will be our next donors,

    board members and civic leaders.

    C O N N E C T I O N S /

    Can we improve the quality of civic space so that morecitizens participate in charting their futures?

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    Civic space works best when it is created

    intentionally, providing the means and

    structures for the formulation of sharedcommunity values, decisions on priorities, and

    allocation of resources (tax dollars, private invest-

    ments, grants) that support decisions based on those

    priorities. Often, civic space is referred to as civic

    capacity or social infrastructure. If it is true that, as

    McDonough asserts, design is the first signal of

    intent, then the Charlotte community must be just

    as intentional about designing and creating virtual

    civic space as it is new arenas, schools, libraries and

    parks.

    Building civic space has a special set of challenges.

    Today, Chrislip tells us that that role of convener

    remains crucial, and, being the optimistic and

    hard-working people that we are (as Gilmore

    describes us), there are a number of initiatives and

    organizations in the community that are about the

    business of building civic space, including (note: this

    is not an exhaustive listing, but a sampling at right):

    Within this listing, a discernment can be made

    among those initiatives that are crafted to focus on

    creating civic space as purely an end goal, and those

    that create civic space as a by-product of engaging

    citizens in turning the communitys attention to a

    particular concern or issue; herein lies one of the

    core challenges in building civic space. Its very

    difficult to create the kind of capacity in a

    community that can stay focused on process, that can

    remain as a true convenor, because most efforts

    become derailed when they begin to take on an

    advocacy role that emerges from that convening

    capacity, says David Chrislip.

    Theme 2

    The importance of

    virtual civic space

    NAME NEXUS OF INITIATIVE

    American Leadership Forum The Lee Institute

    Community Building Initiative Community Building Task Force

    Congregational College Mecklenburg Ministries

    Crossroads Charlotte Foundation For The Carolinas,

    Knight Foundation,

    Community Building Initiative

    COURAGE exhibit Levine Museum of the New South

    Hometown Stories The Moving Poets

    If I Were the Mayor Kids Voting

    Multi-Media challenge

    P.O.S.T. youth dialogues Partners in Out of School Time

    (P.O.S.T.)

    The Region Speaks The Lee Institute

    United Agenda for Children The Lee Institute; the Childrens

    Collaborative; America Speaks

    1 0 / C O N N E C T I O N S

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    The Charlotte community must be just as intentional aboutdesigning and creating virtual civic space as it is new arenas,

    schools, libraries and parks.Indeed, our own experience, most recently with

    Voices & Choices of the Central Carolinas, bears

    Chrislip out and shows that our attempts thus far to

    build civic space have met with mixed success.

    Originally conceived as a civic capacity-building

    institution, Central Carolinas Choices (later known

    as Voices & Choices) was created in 1997 to engage

    citizens (in the region) in building a shared vision of

    the future. Gradually, the organizations missionbegan to evolve towards advocacy of quality of life

    across a 14-county area, specifically, environmental

    issues related to land use, transportation patterns,

    air quality, water quality, and open space

    protection.

    This transformation was a nascent presence at the

    1998 Regional Environmental Summit, for which

    Central Carolinas Choices lent its regional credibility

    and facilitation expertise. But in the fervor to dosomething following the Summit, Choices became

    the fulcrum of activity around content-specific

    advocacy, ceding its role over a number of years as

    an issue-neutral convener and facilitator to the

    emerging Lee Institute, Foundation For The

    Carolinas and others.

    My overall impression is that in the 1995 - 1997

    time frame, the community (Charlotte region) was

    discovering that cross-collaboration in decision-

    making is important, and that there were several

    attempts to get a shared community strategy going,

    but none of those ever really took, says Carolyn

    Lukensmeyer. Most people have said that many of

    those efforts brought people together and identified

    issues, but didnt have strong enough links to

    decision-making processes, thus there was a great

    action plan from participants, but the work didnt

    filter up to leadership circles. As an example, Voices

    & Choices was a structure to carry the ball, and I

    would say a lot came out of that, but the places in the

    community that hold the most resources and

    decision making power never adapted to that

    agenda. The disappearance (of Voices & Choices)

    might be ok, but only if there is a clear transfer toother institutions, she says.

    The thing is, when these efforts fail, there is such a

    long period of recovery because in an effort to create

    social capital through these initiatives, we expend so

    much of it, in terms of human connections, credibility

    and energy, not to mention money and other hard

    resources, says Chrislip. With this admonition in

    mind, our community would be wise to learn from the

    lessons of Voices & Choices as we launch a new roundof engagement initiatives (Crossroads Charlotte and

    United Agenda for Children, primarily) aimed at

    creating virtual civic space.

    We have much to celebrate and much to draw on

    in our quest to build civic space. By and large,

    Charlotte leaders in government, business, and the

    non-profit sectors are highly capable and committed

    to their community our institutions have

    resources, are largely free of corruption and

    generally collaborative. Our citizens see their

    community as moving forward, with challenges

    facing us this is a much preferable environment to

    build civic space than in a dying city or region.

    Were not digging our way out of a hole, were

    building a strong foundation.

    C O N N E C T I O N S /

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    But still, leaders and citizens who attempt to engage

    in public discourse and crafting of policy are lacking

    the systems and civic infrastructure to put these well-

    meaning and well-intended energies to work effi-

    ciently. There is a mis-match at play in Charlotte

    between individual human capacity, social capital,

    and our own systems for decision-making our civicspace needs are greater than our current capacity.

    Jim Gilmore, author of The Experience Economy

    and the 2004 FFTC Annual Meeting speaker, tells

    us we have no time to waste. I call it the Minkowksi

    Space, after a physicist who describes change and

    opportunity as a cone of future possibilities that is

    three dimensional, charted from time, place and

    movement axis. There are certain social capital

    needs that will be impossible to meet if you dontspend your money more rapidly they will be

    impossible to do in the future because the opportunity

    will be gone the cone is smaller. Your goal should

    be to do it so well that it becomes a source of revenue

    as other communities seek to find out how you did

    it, how you created this space so brilliantly.

    Theme 2

    The importance of

    virtual civic space

    There is a mis-match

    at play in Charlotte

    between individualhuman capacity, social

    capital, and our own

    systems for decision-

    making our civic

    space needs are

    greater than our

    current capacity.

    1 2 / C O N N E C T I O N S

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    Jane Jacobs describes cities as organic entities, composed of physical-economic-

    ethical processes active at a given time within a city and its close proximities. The

    importance of the physical attributes of our civic environment to our citys social,

    economic and cultural growth have been underscored by nearly all of the thinkers we

    have invited to the Charlotte region.

    Our own history is rife with examples of changes in physical space creating patterns of

    long-term impact on our civic space. The impact of the destruction of the African-

    American Brooklyn neighborhood in Second Ward is still recounted as a part of thereason we continue to struggle with issues of trust between races in Charlotte. This

    particular example reinforces Allens contention that many current societal issues have

    their roots in the lack of a shared history in a community. What was desirable urban

    re-development to the white power structure in Charlotte in the 1960s and 1970s meant

    wholesale disruption of homes, churches and businesses to African-Americans.

    Theme 3

    The importance ofphysical civic space

    C O N N E C T I O N S /

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    In remarks to a group of Charlotteans in 2002,

    Bowling Alone author Robert Putnam said that

    sprawl is the underlying cause of decline in

    social capital in rapidly-growing areas like yours

    you spend too much time in the car, and thus, less

    with each other. Our physical growth more people,more neighborhoods, more roads, more shopping

    centers, located in low-density configurations, has

    proven to be both our blessing and burden.

    On the positive side, our physical environment has

    much to do with our continued growth and prosperity.

    On a small scale, uptown Charlotte, which is where

    many newcomers form an impression of the community

    and is thus part of our welcoming ritual, continues

    to look and feel more like a micropolitan, with auniversity campus, housing, restaurants, entertain-

    ment venues and offices being added every year. On a

    macro scale, our climate and temperate weather give us

    a natural advantage in attracting newcomers and

    retaining current residents.

    We are a community that always has sought to grow

    and build its way to a better future, but our

    penchant for pursuing world-class status through

    large-scale physical projects might need to include a

    more balanced approach. Charlotteans want to

    improve, and arent afraid to reach, but are we

    reaching for the right things? During Richard

    Floridas 2003 engagement in Charlotte, a

    gathering of city leaders hosted by UNC-Charlotte

    was asked to choose, at the end of a day-long inter-

    active session, what the MOST important to do

    item was for the Charlotte region to ensure its

    vitality as a Creative Class metropolitan area.

    Its important to note that Florida is not anarchitect or social scientist, but an economist. Its

    also important to know that the day had involved

    extensive discussion of Floridas three pillars of a

    successful Creative Class city and economy:

    Technology, Talent, and Tolerance. But he had

    added a fourth: Place. By this, he meant parks,

    streetscapes, open air venues, markets, pedestrian-

    friendly neighborhoods, historic landmarks and

    other physical amenities.

    Participants had a variety of choices from which

    to choose their top priority, including: a technology/

    research institution (it was noted that this has happened

    at UNCC), a major corporate re-location, a major

    sports arena, and a modern art museum among others.

    All of these options were beaten out as the top choice

    by public spaces. Public space was defined as parks,

    plazas, entertainment venues, pedestrian malls, and

    the like. Indeed, Jacobs chooses sidewalks as the first

    area of study in her book, and describes them as having

    the following functions, which today we would clearly

    categorize as elements of social capital: safety, contact

    with others (both like and unlike ourselves) and

    assimilating children.

    Theme 3

    The importance of

    physical civic space

    1 4 / C O N N E C T I O N S

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    The link between design of physical space and

    environmental, social and cultural health is central

    to McDonoughs theories on sustainability and

    architectural design. In his description of the

    Museum of Life and the Environment under devel-

    opment in South Carolina, he says that one of themuseums core values is to offer a new model for

    the interaction between people and place, in this

    case, with the natural environment. McDonoughs

    keen observation that design is the first signal of

    intent reinforces the notion that if we intend to

    address issues of equity, levels of social capital and

    trust, then we must pay attention to the physical

    design of the spaces and places in which we learn,

    play, shop, work, worship and come into both

    deliberate and coincidental yet innately meaningfulcontact with each other.

    The discussion of place leads tointeresting places,

    reflected in observations from the experts around

    our communitys identity, both the ways in which we

    can and do self-identify, and the ways in which we

    are identified and described in and to the outside

    world.

    If there is confusion about who is a part of the we we

    talk about, we have ourselves blame in part. But to be

    fair, we suffer from a severe case of what I have termed

    Historic-Onset Geographic Sybillitis (H.O.G.S.)

    That is, our rich history and tremendous growth in

    recent years have conspired with our world-class

    aspirations to produce a civic identity crisis.

    We want to identify to the outside world as a region

    when its desirable to do so as an economic develop-

    ment tool (and rightly so), yet we seem mystified and

    even angry when the city of Charlotte is confused on

    CNN or in national print media by name with

    Charlottesville, VA, Charleston, SC and others.This adds fuel to the fire of questions around what

    kind of community we want simply because we are

    unable to consistently define what community we

    speak of, and this makes a difference. The

    Experience Economy author Jim Gilmore asks,

    what is your welcoming ritual as a city? One is

    tempted to respond by asking, from which tribe?

    To take one very simple indicator: our community

    is concurrently self-defined as a city of 800,000, aregion of 1.1 2.3 million (and 8 14, 15 or even

    16 counties) while we toss about community labels

    and institutional names that lend even further

    obfuscation: The Charlotte Regional Partnership,

    Carolina Panthers, Charlotte Bobcats, The Queen

    City, Charlotte-Mecklenburg, Foundation For The

    Carolinas, Centralina, the Piedmont. One has only

    to take a drive from one end of the region to the

    other, say from Catawba County to Union County,

    SC to viscerally discern the difficulty in articulating

    a common identity for such a large geographic area

    the terrain changes rapidly from rural to urban,

    and with this, corresponding changes in priorities,

    views on the future and how best to get there.

    We must pay attention to the physical design of the spaces andplaces in which we learn, play, shop, work, worship and

    come into both deliberate and coincidental, yet innatelymeaningful contact with each other.

    C O N N E C T I O N S /

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    D

    uring interviews, Jim Gilmore observes

    that, in general, the Carolinas has a

    favorable impression in peoples minds,

    yet I sense that you (meaning residents of bothNorth and South Carolina) draw a much finer

    distinction between your cities than outsiders do

    what it means to be from Charlotte is little different

    from what it means to be from the Carolinas (either

    North or South) to many outsiders. My advice is

    dont be afraid to be Carolinians.

    Chrislip concurs, counseling that the Charlotte

    region, as with so many regions around the country,

    is struggling with how to articulate where the lines ofdelineation are, and who is included, but this is an

    evolutionary process the answer is more clear now

    than it was 10 years ago in Charlotte. Its an organ-

    ically emerging definition it doesnt seem to lend

    itself to trying to sit down and define.

    While it is certainly true that many cities and

    regions share similar tendencies with regard to self-

    identification and outside identity, its also true

    that despite the fact that Baltimore, New Orleans,

    Nashville and other cities which we view as peer

    cities are, in fact, also at the center of what Neil

    Peirce and Curtis Johnson have named CitiStates

    (1995 Peirce Report) that retain very distinct

    identities of their own.

    During interviews for Connections, many local

    leaders identified regionalism as one of the key

    challenges facing our leaders and citizens. To be

    sure, collaborative planning of transportation andland use needs, aggressive marketing of the regions

    economic development advantages, climate and

    distribution networks are desirable. But perhaps a

    component of the regionalism discussion should

    include a healthy dialogue on the who and where

    is included in all of our iterations, our faces, not

    only to the outside world, but to ourselves.

    There is another issue related to our civic identity

    that is important to note, and this is our hyper-propensity for comparison to other cities,

    communities and regions as we seek to craft our own

    identity.

    In the interviews with local leaders, there were a

    number of comments of the ilk that we dont want

    to be like Atlanta, and we need to be more like

    New York, or Chicago, DC or Austin to attract

    people. While there is a good case to be made for

    the value of comparison as a way of benchmarking

    our own pursuit for world-class recognition, there

    is also a self-defeating pitfall here.

    Theme 3

    The importance of

    physical civic space

    1 6 / C O N N E C T I O N S

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    To make use of an analogy, in sports, athletes in

    competitive racing are taught to let your eyes lead

    you, meaning that you should look where you want

    to be, not where you dont want to be. In white waterrafting, for instance, staring at a boulder in a river

    while trying to avoid it will almost inevitably lead to

    your boat crashing into that very boulder, rather

    than the clear path ahead. Race car drivers, runners,

    cyclists and other athletes look past what is immediately

    around them, and focus in the distance on where

    they want to be. We can describe a similar phenomenon

    with our visions of our community. What kind of

    place are we trying to be, and can we lift our heads to

    focus on getting there, rather than fixating onvisions of other communities, positive or negative?

    Over and over again, the experts said that their

    experiences in the Charlotte area were very positive

    we have a very positive story to tell, and we should

    be about the business of finding the things that are

    distinct about your community, those things that

    cant be found anywhere else, and making it a part of

    your story to the outside world, says Jim Gilmore.

    Rather than assiduously trying to avoid being

    another Atlanta, lets talk about being Charlotte,

    and get intentional about articulating and

    describing who we are now, and what kind of

    place we aspire to be.

    Rather than assiduously

    trying to avoid being

    another Atlanta, lets

    talk about being

    Charlotte, and get

    intentional about

    articulating and

    describing who we are

    now, and what kind of

    place we aspire to be.

    C O N N E C T I O N S /

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    When we discuss social capital, civic capacity and concepts around trust and

    relationship building, examination shows that, consistently, the speakers

    counsel that relationship building doesnt have to be grandiose, relying onmaster projects, initiatives and visioning processes. The most successful can begin with

    what Dr. Allen calls the ordinary techniques of friendship, talking to strangers as

    example. Richard Florida says, I would like to see broad support for a great number of

    community initiatives and programs. Charlottes challenges might best be addressed by

    1,000 smaller efforts rather than 1 or 2 massive projects, he says.

    Theme 4

    The ordinarinessofbuilding social capital

    1 8 / C O N N E C T I O N S

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    E ven the title of Dr. Robert Putnams book,

    Bowling Alone suggests the significant

    impact of ordinary encounters on levels of

    social capital. Florida discusses the multi-faceted

    connections that people create in coffee shops,

    corner markets, and parks, saying that neighborhood

    networks are a citys irreplaceable social capital.

    This observation should not be taken to discount the

    value of a widely-held community vision derived

    from what Lee Institute speaker David Chrislip calls

    collaborative engagement of citizens. In fact, com-

    munity process and civic engagement have a close

    relationship with random acts of kindness that

    include Allens advice to overcome childhood

    admonitions on talking to strangers. Indeed, in an

    AmericaSpeaks 21st Century town hall, participants

    must talk to strangers as they dialogue and problem-solve with tablemates its a part of the events design.

    During his Charlotte engagements, Chrislip cites

    large civic visioning processes in Denver and

    California as models of collaborative leadership,

    and notes that initiatives like these can lead to

    revolutionary change in the culture of the

    community. Dr. Carolyn Lukensmeyer, comment-

    ing on her visionary work in the field of electronic

    town meetings, says that we must develop the

    nationwide infrastructure that is needed for citizens

    to participate in governance and has worked

    to engage citizens in processes addressing

    re-development of the World Trade Center, Social

    Security, national health care coverage, and

    childhood obesity.

    Both of these experts recognize the vitality of large-

    scale process that enables citizens from a spectrum

    of backgrounds to get involved in decision-making,

    nurturing their sense of shared community risk,

    possibility and opportunity. Crossroads Charlotte

    offers just such an opportunity for this community

    over the coming year and beyond, but the

    Foundations Front Porch grants initiative might

    rightly be viewed as a companion effort to

    Crossroads Charlotte, both serving different ends of

    the spectrum of social capital building as more and

    more people are invited to encounter each other in

    civic and physical social space via different paths.

    Dr. Lukensmeyer reminds us that a goodly portion

    of the magic of AmericaSpeaks events, hallmarked as

    large-scale, media-friendly, sophisticated tools for

    citizen engagement, lies in the power of the face-to-facediscussions that happen between people at tables during

    the meeting. It is at this level that the exploration of

    people unlike myself (Florida) takes place and trust

    begins. The little things matter large-scale engagement

    efforts are no substitute for knowing your neighbor.

    C O N N E C T I O N S /

    The little things matter large-scale engagement efforts areno substitute for knowing your neighbor.

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    David Chrislip states that, of all the threads that run through US culture, the most

    pervasive and influential is that of the power and the freedom of individual achieve-

    ment. Florida concurs, saying, we are steeped in the myth of Horatio Alger.

    The climate for decision-making in the Charlotte area has shifted over the last 10-15 years

    from a model in which several significant business and political leaders crafted and

    implemented a vision of the communitys future toa model yet to be defined. Common

    wisdom is that the old way of doing things is giving way to a new model based on

    collaboration and consensus-building, wherein power is no longer held at the top by a few

    select, but shared in a system in which the grassroots have increased leverage in wielding

    civic muscle. This view was described in the Charlotte Peirce report (Neil Peirce and

    Curtis Johnson, 1995).

    Theme 5

    Defining a balance betweenindividual leadership and processthe scales of change

    2 0 / C O N N E C T I O N S

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    Almost a decade past publication of the Peirce

    report, Dr. Lukensmeyers concept of an

    electronic town meeting has finally found

    root, leading to a call for an AmericaSpeaks event in

    which the community would arrive at a set of decisions

    protecting the health and well-being of children andyouth via a facilitated, shared engagement process.

    Earlier interactive events (the 1997 Environmental

    Summit, the 1997 Community Building Task Force

    Something Has Begun event, the 2000 Leaders

    Caucus on Open Space, and others) designed to

    support shared decision making have also bolstered

    the belief that a new way is being crafted for the

    community to set priorities, make decisions and

    allocate resources. Crossroads Charlotte and the

    United Agenda for Children town hall will add tothis list of civic engagement initiatives.

    Civic engagement and leadership is one of six driving

    forces of the Crossroads Charlotte scenarios. In these

    glimpses of possible futures for our community, the

    more positive scenarios (Class Act and Eye to Eye)

    highlight descriptions of shared decision-making and

    shared power, while the less desirable scenarios

    (Fortress Charlotte and The Beat Goes On) paint a

    picture of disengaged citizens and isolated leaders.

    So, by accounting of what we have done in terms of

    civic engagement processes and by virtue of what we

    articulate as part of a desirable future, we see civic

    engagement as a positive development in our quest

    for leadership.

    Where are we in that quest? In this context of changing

    leadership patterns, the current reality is somewhere

    in between the inspired, all-powerful and capable

    leader and rule by enlightened, engaged masses.

    Analysis of the opinions offered to us by visiting

    experts shows that perhaps the middle ground on theleader-group process continuum is not a bad place

    to be Horatio Alger has his place, but the civic ship

    is decidedly different in the new millennium. There

    are a couple of reasons for this conclusion.

    First, if one takes as a given that our community,

    with its faults and challenges (most notably evident

    in our struggles with race, ethnicity and equity), is a

    successful New South city, we have to acknowledge

    that the model of a powerful few setting community

    priorities while the rest of the population provided

    the horsepower served well to take us along a path of

    at least economic prosperity. The proof is in the

    numbers: people want to live here, people of many

    backgrounds, and socio-economic positions are

    moving to the city in droves.

    Second, even in the current push for more inclusive

    decision making, for citizen engagement, for shared

    power structures, the call for these tools, and their

    philosophical underpinnings, can be traced back

    to a few individuals. Chrislip acknowledges this

    phenomenon, saying that, in every example of

    successful collaboration we (Chrislip and Larson)

    encountered, there were people who served as

    catalysts one or more people who had the clear

    C O N N E C T I O N S /

    Even in the current push for more inclusive decision making,for citizen engagement, for shared power structures, the callfor these tools, and their philosophical underpinnings, can betraced back to a few individuals.

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    Theme 5

    Defining a balance between

    individual leadership and processthe scales of change

    vision, or the energy to get people moving, or the

    words to inspire imagination, or the influence to

    marshal the resources, or simply the nerve to call

    the meeting. In the beginning, collaboration isfueled by individual acts.

    Do these individuals act alone? Of course not they

    are skilled in leveraging the resources of larger

    networks and organizations. Individual and organi-

    zational strengths work to enable each other in

    successful systems. As Florida observes, whereas

    one person can write brilliant software, it takes large

    organizations to consistently upgrade, produce and

    distribute that software.

    Lukensmeyer has built this enablement into the

    AmericaSpeaks model, requiring that leaders,

    individuals, in a community ask for the type of

    broad community engagement process that

    AmericaSpeaks designs. Leaders must appear at the

    forefront of the effort, accepting their role as a

    community leader even as they offer the reins of

    choice and power to multitudes of citizens who are

    perhaps engaging for the first time in decision-making. As an example, Washington, DC Mayor

    Anthony Williams has now used the AmericaSpeaks

    model for the third year in a row to set municipal

    budget priorities. Would a grassroots citizen with the

    same idea see that idea into reality? Doubtful, but a

    well-placed, energetic, powerful individual leader

    can, and Mayor Williams did.

    In Charlottes enthusiasm for process and

    collaborative decision-making, it will be important

    not to forget the role of the individual visionary

    leader even as we explore new ways to guide

    discussion, priority setting and resource allocation

    in our community that are open to what Chrislip

    calls both the usual and unusual suspects.

    2 2 / C O N N E C T I O N S

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    Nearly every expert interviewed for this study commented that their perception of

    the Charlotte area had been formed around archetypical Southern images: a

    majority white population, a slow pace, a genteel culture, a parochial, somewhat

    unsophisticated but charming personality and fine being that way, thank you. But these

    perceptions changed as experiences with the community brought opportunities to see and

    hear what it really means to be the New South poster city.

    Theme 6

    Let Diversity Reign!

    C O N N E C T I O N S / 2

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    Dr. Allen recounts that, before I came I thought of

    it a lot like Savannah, lots of history, this sort of

    nostalgic place, and I was surprised and impressed

    that it is youthful and forward looking.

    My only contact with Charlotte had been the air-

    port prior to my time there, and so, the comfortable

    rocking chairs matched perfectly with what I thought

    of the city. When I got there, however, I have to say

    I was very pleasantly surprised by the diversity I saw,the energy of those I met with, and the presence of

    so many committed community leaders, says Susan

    Crites Price.

    I was impressed at howcosmopolitan Charlotte

    feels now most of my contact is with ALF

    (American Leadership Forum) Fellows, which may

    not be representative of the whole region, but still,

    much more cosmopolitan than it used to be, says

    David Chrislip.

    Census data shows that we are, in fact, a much more

    diverse city now then 10 years ago, and trend analysis

    predicts that by 2014, whites will form approxi-

    mately 55% of the population and non-whites 45%.

    If we followed Jim Gilmores advice to let

    serendipity reign lets go find the fabric of the

    experience economy in Charlotte and took a drive

    out Central Avenue from uptown Charlotte we

    would see Asian and Latino businesses and neigh-borhoods that were non-existent 10, or even 5,

    years ago. If we were to take Dr. Allens advice and

    talk to someone we dont know while on our trip,

    wed be much more likely to hear a language other

    than English in reply as the chart below shows:

    Theme 6

    Let Diversity Reign!

    English 560,787 26%

    Spanish or Spanish Creole 45,064 392%

    French or French Creole 4,570 32%

    Vietnamese 4,154 259%

    German 3,434 42%

    African languages 2,731 NA

    Arabic 2,459 151%

    Chinese 2,388 201%

    Greek 2,327 40%

    Korean 2,208 205%Gujarati 1,565 NA

    Cambodian 1,143 91%

    Laotian 1,028 NA

    Russian 961 758%

    Other Asian languages 937 NA

    Hmong or Miao (Laos) 771 NA

    Italian 755 51%

    Other Indic languages 715 NA

    Tagalog 707 177%

    Japanese 705 2%

    SPEAKERS AGE 5 + INCREASE SINCE 1990Languages spoken in

    Mecklenburg County -

    2002

    (source: The Charlotte ObserverAugust 18, 2003, from 2002 U.S. Census projections)

    2 4 / C O N N E C T I O N S

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    Its not news that were becoming an increasingly diversecommunity, yet we have really just begun to factor this seachange into most of our thinking about our institutions,

    both public and private.

    Its not news that were becoming an increasingly

    diverse community, yet we have really just begun to

    factor this sea change into most of our thinking

    about our institutions, both public and private. In

    many ways, the private sector has a much better grasp

    on the diverse marketplace what it takes to woo

    minorities as customers. Witness the explosive

    growth in specialty food stores, professional servicesand media outlets focused on the Asian and Latino

    population over the last decade. But even as were

    figuring out how to appeal to a diverse customer, we

    havent figured out how to activate and retain

    an active, diverse citizenry. One local interviewee,

    an African-American and partner in one of

    Charlottes mainline law firms laments that, We

    can get new people here, new black professionals,

    but we cant keep them they come for awhile, and

    then go to D.C. or Atlanta. To borrow from JimGilmore again, our welcoming ritual seems to be

    working, but the follow-through is lacking, which is

    why Richard Florida tells us that, Anything building

    and promoting tolerance and a celebration of

    Charlottes diversity would be good investments, in

    my opinion.

    In the non-profit and government sectors, the

    community struggles with gathering the resources it

    takes to support a diverse population a range ofcultural, linguistic, economic and social challenges

    are evident throughout the Charlotte area. Yet, this

    diversity is exactly what most of the visiting experts

    remarked upon as being one of our most visible,

    surprising traits. And this is where authenticity

    lives being around people and environments that

    are unlike your own, says Richard Florida, and

    when I ask young people, people who could live and

    work anywhere, the kind of people youre competing

    for, what they want, what they say is I want to live in

    a place thats authentic.

    Authenticity stemming from our newfound diversity

    could be one of our strongest selling points topotential newcomers, because it is sustainable. Our

    communitys diversity is real, is growing and will

    continue to grow for the foreseeable future. If we

    were to promote, celebrate and tell the outside

    world that Charlotte not only welcomes diversity,

    but is actively seeking it out, we may have found a way

    to build civic space that could complement important

    physical spaces such as airports, university

    campuses or entertainment districts as a world-class

    asset. What do we need to find our identity and apath to a place on the list as one of Americas Great

    Cities? Its right in front of us let diversity reign!

    C O N N E C T I O N S / 2

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    During interviews with Charlotte-area community leaders for Connections, five words

    emerged that encapsulate what the role of FFTC is, and should be, in the community. Ihave listed them in the order that they seemed to be prevalent in the comments gathered

    rather than a strict quantitative listing, and have offered excerpts from interviewees that

    best typify these impressions. Overall, Foundation For the Carolinas enjoys a very positive

    image in the community mind the comments offered reflected the kinds of thinking that

    might be offered to a reflective best friend on the part of nearly all leaders interviewed.

    Perceptions and Roles:Foundation For The Carolinas

    2 6 / C O N N E C T I O N S

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    1. Funder

    Clearly, the funding and philanthropic fiduciary responsibilities of the Foundation are first and foremost in

    most minds, and will remain the core of the Foundations identity and continue to be what it brings to the

    community table. But, perhaps there is room for more adventurous philanthropy. The Experience Economy

    author Jim Gilmore says, there are a lot of great foundations in dead cities and encourages our community to

    move boldly, counseling FFTC to become self-liquidating, on the premise that, Charlotte has certain social

    capital needs that will be impossible to meet in the future if you dont spend more rapidly today whats

    possible today is impossible tomorrow. While this might be viewed as extreme, the idea has merit in that, if

    we accept the Gould notion of biological evolution and apply it to civic growth, there is logic to expending far

    greater resources during some times of our communitys history than others, as opportunity or crisis

    demands.

    One interviewee stated that, I wish the Foundation had more discretionary dollars to do some creative

    philanthropy in the community, some things that might be viewed as risky the Foundation supports

    wonderful work, but I feel that it might be hampered sometimes in pursuing really cutting-edge initiatives.

    2. Convener

    Many of those interviewed offered the word convener to describe Foundation For The Carolinas, and

    thought of this role as being one of the most valuable. The Foundation is generally viewed as a fair player and

    broker, able to bring together resources, organizations, people and ideas in an objective environment.

    Perhaps the most important aspect of this role, however, is Foundation For The Carolinas unique ability to

    declare, by virtue of convening, that an issue, concern or aspiration is officially on the civic agenda.

    Somebody needs to be able to reflect whats going on in the community, without being too close to agencies,

    or specific causes, and I think the Foundation does that, even if it doesnt come out and say explicitly that it

    does this, by calling together people on an issue who have different perspectives, states one community

    leader.

    When I say convener, I also mean that the Foundation can sit in the bully pulpit in the region, and werelacking that kind of leadership in many ways right now. But the Foundation can, and does, I think, step out

    front, uses its reach in a way that I think is increasingly difficult for the business community to do here any

    longer because their concerns are more global now, says another leader in the region.

    Another interviewee cautions that, we walk a dotted line being a convener we dont want to get political, or

    compete with agencies like the Arts & Science Council or United Way, so its always a balancing act.

    C O N N E C T I O N S / 2

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    3. Facilitator

    The Foundation enjoys not only a privileged position to call for the gathering of resources, organizations,people and ideas, but also the perception that it can manage these components forward to action through

    process. A primary example of this convener/facilitator continuum is the current Crossroads Charlotte project.

    Foundation leadership decided that Social Capital was to be a part of our civic conversation, and so it was.

    Then, with the Knight Foundation acting in support, it facilitated, through a capacity it had developed called

    the Community Building Initiative, a process by which the community could respond and take action.

    4. Think tank/thought leader

    The community looks to the Foundation to serve as a sort of generator and repository of civic consciousness

    and vision, removed far enough away from the business of doing business that Charlotte is known for to

    be able to study the community from a long-term, strategic vantage point. This capacity, however, is perhaps

    the most under-utilized, and to be fair, this might be because it is the role that is most distant from our

    current notion of institutional leadership as active, as doing something.

    I think the Foundation is viewed as a place where key priorities are set and attention is focused, and this

    attention can be flexible as the communitys needs change, but more and more, the Foundation is set up as

    the place where thoughtful consideration can take place. I wonder sometimes if they have the capacity to do

    as much of this as we want them to, offers one local leader.

    Carolyn Lukensmeyer also commented on this aspect of the Foundations role in the community, saying that,

    Given all that is going on, and where the community is, does the Foundation have adequate structure to

    support the thought leader role?

    Another interviewee commented that he wished that when outside speakers are brought in, that they were

    available to a wider audience, saying, were they (the speakers) made available to enough people?

    5. Capacity builder A citys civic capacity is called upon, and its depth can be measured, when crisis erupts, or when special

    opportunities emerge for which quick action must be taken. The Foundation is seen as the key player in

    the community for supporting and maintaining the kind of civic capacity that enabled Charlotte to

    avoid race riots in 1997 with the creation of the Community Building Initiative, and for moving the

    community to address key issues affecting its future as with Partners in Out of School Time ( P.O.S.T.),

    Crossroads Charlotte or United Agenda for Children.

    2 8 / C O N N E C T I O N S

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    During a recent visit by Cincinnati area leaders to the Charlotte area, a Connections interviewee told the

    visiting delegation that, I think that the most important thing for you (Cincinnati) to do is to take your

    community foundation and position it as THE place to go to as the center of discussion and resources wecouldnt have done what weve done with Community Building Initiative without the Foundation taking on

    that capacity building role.

    Other interviewees offered more specific thoughts around the capacity-builder role:

    I wish the Foundation would provide more training opportunities for those of us in non-profit

    management, more brass tacks around outcome measurements for example. In my work, its hard to say

    what you do in a quantifiable way, and this is true of others in non-direct service. The Foundation could

    be at the forefront, bringing in some people to help us discuss this.

    As a young leader outside of the city of Charlotte, I was inspired early on by Foundation leadership to

    reach out, to think more regionally, and I think this capacity is something that has helped me in my work

    and this meant a lot to me personally, this nurturing of regional thinking, and it has meant a lot to the

    communities I work in as well.

    Another interviewee offered the perspective that the Foundation might also enhance capacity of a more

    individual nature, saying that, There is a need for a program to develop individuals capacity to give help

    more people see the needs in the community and how they can give, maybe even more than they think they

    can give.

    C O N N E C T I O N S / 2

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    Commentary

    There is a definite discernible tension around how active FFTC should become as a change agent in thecommunity, and the strategies that might be employed to affect change. Those with close ties to FFTC are very

    conscious of its obligation to clients, or funders (more risk averse), while those outside that circle would like

    to see FFTC grow into a stronger leadership role (less risk averse).

    It will be important, in this consultants view, that the Foundation very carefully, but energetically, tread the

    dotted lines between its obligations and fiduciary responsibilities to grantors and its perceived role as a change

    agent and catalyst, and in this regard, for it to acknowledge more directly that it has, and will, fill some, one,

    or all of these roles at different points in the communitys history.

    The Foundation should be more overt about this acknowledgement than it has been, primarily because thecommunity needs, is thirsting for, strong leadership. While the Foundation cannot be the only answer, it can

    and should firmly grasp the civic leadership reins that have been ever so slowly allowed to loosen from the

    communitys grasp. Somewhere in the mix of funder, convener, facilitator, thought leader and capacity

    builder, there is a sophisticated role for leadership that might properly be called the active convener

    role not an advocate of specific issues, but not a totally benign benefactor either.

    Our community is at a critical place vast resources at hand, very capable individual leaders, and capacity

    for visionary growth. But, we have a leadership vacuum that muffles our ability to fully make use of these gifts.

    Our weak mayoral system of government means that political leadership is tied to traditional service delivery

    or reactionary politics. Meanwhile, our uptown business leaders must necessarily cast broader gazes as their

    spheres of influence grow broader and broader nationally and globally. Citizens are left to wonder: who is

    left to lead?

    3 0 / C O N N E C T I O N S

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    The following recommendations vary in scope and focus, and are intended to reflect the

    thinking ideas springing from information and concepts in Connections. I have divided

    them between those that are Foundation-focused and those that are community-focused.

    Foundation-focused recommendations

    1. Set a process in motion to fully describe and articulate the various roles of Foundation For The

    Carolinas in the community, locating the Foundation on a benign/activist continuum of identities and

    resulting actions. In doing so, I recommend that the Foundation very carefully protect and

    preserve its position as the communitys convener and that it articulate that position and repeat it to staff,

    Board, funders, grantees and the community at large. The process should start with dialogues with

    grantees, members of the Board, staff and key community leaders and end with a document that

    promulgates these identities and roles clearly, acknowledging that a balance among all of these roles is

    reality. Incorporate and define how the Foundation can become an active convener.

    2. Create a Foundation For The Carolinas Fellows program, a think tank of leading experts in the

    community that meets once a year to outline and discuss key challenges facing the community. Add to thismembership our visiting experts, and invite them back on a regular basis to assist us in assessing our

    progress and evaluating new ideas for the community. As a part of this effort, Foundation Fellows could

    conduct pre- and post-interviews with all visiting experts from this point forward and publish these

    interviews along with their presentations, speeches, etc.

    3. Devote more resources and, if necessary, a targeted fund-raising effort, towards enhancing the

    Foundations convening and thought leadership roles in the community. Current efforts in civic

    engagement in the Charlotte community that are being supported by the Foundation are perfectly timed

    to highlight the need for this role, and timing given the weight and scope of the types of issues the

    community is facing further build the case for this capacity. Added to this is the arguable reality that theFoundation is not only uniquely, but singularly, positioned in the community to play this role.

    4. Create a High-Risk Civic Venture Philanthropy Fund, perhaps with a name like Foundation2 tofund particularly bold, but unproven initiatives in the community that address specific needs. Grantees

    from this fund might not have to meet the same requirements as traditional grantees, and might be a part

    of experiments in evaluation and assessment that could later be expanded if successful.

    Recommendations

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    Foundation-focused recommendations (contd.)

    5. Continue to develop and support a Youth Philanthropy Program to follow up on Susan CritesPrices recommendation during her time in Charlotte and begin to unleash the power of philanthropy

    in future generations. Model programs exist in other communities in the nation and should be studied

    for replicability in our area.

    Community-focused recommendations

    1. Embrace the Big Idea. If we want a city that is energetic, able to compete for the worlds best and

    brightest, and able to support a continually improving quality of life in a competitive global economy and

    environment, we will need to take some bold steps stemming from Big Ideas in Charlotte.

    Our reticence to embrace ideas that will never work or are too risky leads to a culture of civic timidity

    and a nearly palpable stifling of creative energy. We have to learn to imagine energetically, to pursue new

    ways of thinking aggressively, and expand our threshold for risk.

    I recommend that we create a juried competition managed by an Office of Big Ideas, perhaps in

    conjunction with an existing event like the Southern Summit, to render cutting-edge, inspiring ideas

    about our communitys future from all sectors of the community.

    The Power of the Big Idea is prolific in the stories of great societies, great nations, and Great Cities

    indeed, much of the identities of some of these entities has coalesced around Big Ideas. Consider John

    F. Kennedys call to put a man on the moon, not because it is easy, but because it is hard, a call that

    inspired an entire nation, not merely because of the specific idea itself, but because a leader essentially

    said that is a good thing to pursue a Big Idea this is now recognized as a defining American moment.

    We need to cultivate and nurture our capacity for this type of thinking in Charlotte.

    Imagine:

    What if, tomorrow morning, we picked up The Charlotte Observerto read that a coalition of Charlotte-

    area corporations had announced a program called Education 1 in which they were going to send

    every single high school graduate in the county to college if they chose to go and give sufficientfunds to make teacher pay in the Charlotte-Mecklenburg school system #1 in the nation, not in 10

    years, or 5 years, but next year?

    What if, Charlottes regional elected officials appeared on stage together at a major public event to

    announce that not only would we have effective mass transit, but that the region was going to pursue

    the goal of making a car-less ride possible from one end of the region to the other by 2025?

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    What if, in 2008, on the 40th anniversary of the death of Dr. Martin Luther King, Charlotte was

    chosen to host a world gathering of civil rights leaders, because it had become a model community for

    race relations? And what if someone in our community proposed just such a gathering in 2004?

    And, what if, one person had an idea to move a culinary school to Charlotte, a person who was not

    a traditional leader and outside of the pool of usual suspects, and this idea became reality? Or that

    Charlotte was going to be a world financial center, or would have an NFL team? Welcome to our

    present Johnson & Wales, Bank of America and Wachovia, and the Carolina Panthers are testament

    to the power of the Big Idea lets create more.

    2. Use the 10th anniversary of the Pierce Report in 2005 as the occasion to launch an effort, every

    10 years, for the community to do a broad-spectrum self-assessment, and publish the results. The

    resulting look at our community could yield a reflective look at our broad needs, opportunities,

    obstacles and serve as a benchmarking document. Elements of initiatives like the United Agenda for

    Children, Crossroads Charlotte, Advantage Carolina and others could serve as baseline data. However,

    the hybrid of data analysis and qualitative information gleaned by Pierce and Johnson in 1995 should be

    the goal, such that the picture presented is a balance of poetry and prose.

    3. Identify critical periods and defining moments in Charlottes history that need to be explored andfor which common histories must be written that properly take into account differing perspectives.

    Begin with the Brooklyn story as an example. Create a Defining Moments community initiative that

    would allow teachers in public and private schools to imbed this work in a curriculum of study that would

    trace historic, economic, social, political and spiritual impacts in these defining moments. From this

    work, a shared history would begin to emerge and the model used for assembling this history could be

    used to document our community in current events.

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    Without exception, interviewees for Connections responded that the Foundation For The

    Carolinas should continue to bring in speakers of the caliber offered to the community

    over the last 4-5 years and said that the speakers were catalytic in many cases. In gauging

    the effects of having brought in these experts, I submit that two measurements are

    valuable:

    One - the level to which dialogue and conversation in the community is affected and shifts,

    from even the use of key words to entire concepts and ideas;

    Two - the direct cause/effect relationship that can be traced from community initiatives to

    individual speakers.

    Bang for the BuckWhy Bringing in Outside Speakers is Worth Doing

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    On the first point:

    It is clear that the concept and lingo around Dr.

    Robert Putnams social capital studies have seeped

    into conversations across the community, showing

    up in conference rooms, chambers, public meetings

    and other conversations as well as columns and

    letters to the editor in The Charlotte Observer and the

    Charlotte Post. Social capital is the basis of much of

    Foundation For The Carolinas grant-making, and

    its level of health is now a broadly-shared communi-

    ty priority. Dr. Richard Floridas creative class

    concept has been cited by numerous interviewees as

    having particular resonance for those thinking about

    the communitys economic future. Clearly, when

    dialogue about our communitys future includes

    phrases like this, an impact has been made, but more

    importantly, the saturation of these ideas shows that

    we listen to those we bring in, and use what we have

    learned. Specifically, numerous significant initiatives,

    or at least effects on initiatives, can be traced back to

    the work and offerings of our outside experts, which

    leads to the second point.

    A catalog of effects drawn from interviews conducted

    for Connections includes the following while notall of the speakers were specifically mentioned, most

    interviewees commented that the sum total effect of

    the speakers had been influential to them in their

    work. I have listed them below in a rough order of

    appearance in the community.

    Dr. Robert Putnam the Age of Social Capital in

    Charlotte is upon us, and its influence can be seen

    in everything from the Crossroads Charlotte project

    to the United Agenda for Children to numerousother civic initiatives. Social capital is now firmly

    entrenched in Charlottes lexicon, and it remains to

    be seen what the net effect of having the concept as a

    part of our thinking will be ultimately. Three

    specific effects of Putnams work in the community

    can be discerned:

    1. The focus of Foundation For The Carolinas

    grant-making in Social Capital as one of three

    priority areas. These grants are distributed across a

    range of agencies and grantees and this focus has

    caused social capital to emerge prominently as a

    measurement of our communitys overall quality of

    life.

    2. The creation of Crossroads Charlotte began when

    the Foundation convened a group of community

    leaders to devise a project-based response to the

    Charlotte communitys low ranking in levels of trust

    between races on Putnams Social Capital survey.

    3. The creation of Front Porch grants to support

    small-scale social capital projects in the community.

    Dr. Carolyn Lukensmeyer of the experts cited in

    this study, Dr. Lukensmeyer has spent the most time

    in the Charlotte community, having first visited the

    community shortly after the genesis of Central

    Carolinas Choices in 1997. The current United

    Agenda for Children effort has its roots solidly in

    Dr. Lukensmeyers connections to this community.

    In 1998, Dr. Lukensmeyer included a group of 6Charlotteans in a national retreat held in Racine,

    WI to discuss the status of civic engagement in the

    United States in 1998. Attendees included:

    Madine Fails, President of the Urban League of

    the Carolinas

    Bill McCoy, then executive director of the UNC-

    Charlotte Urban Institute

    Betty Chafin Rash, then Executive Director of

    Central Carolinas Choices Tracy Russ, then Project Manager of Central

    Carolinas Choices.

    Bill Spencer, then President of Foundation For

    The Carolinas

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    This experience proved to be the start of a long

    connection between the Charlotte community and

    Dr. Lukensmeyers AmericaSpeaks organization. In

    2002, I led a Charlotte delegation of volunteer

    facilitators to AmericaSpeaks New York City electronic

    town hall involving over 4,000 citizens. The event,

    entitled Listening to the City was designed to

    engage citizens in making decisions about what could

    and should happen as re-development of the World

    Trade Center site took place. Dr. Anne Udall,

    Executive Director of the Lee Institute, was among

    these volunteers. Seeing the power of the electronic

    town hall experience to engage citizens and create

    and agenda for community change, she returned to

    Charlotte, and with the leadership of Lynnwood

    Foundation President Cyndee Patterson, moved to

    make an electronic town hall for Charlotte a reality,

    this one centered on the needs of children and

    youth in the community and entitled United Agenda

    for Children.

    William McDonough for nearly two years after

    McDonoughs visit to the Charlotte community, his

    remarks were the most visited portion of the

    Foundation For The Carolinas website. His remarks

    around sustainable design and community were

    inspirational enough for regional leaders to ask him

    to serve as lead architect for the Museum of Life and

    the Environment, now under development in South

    Carolina. One elected official in the region cited

    McDonoughs comments as inspirational, reinforcingtheir own views that the proposed Mecklenburg

    County greenway was vital for the communitys

    future.

    Dr. Richard Florida Floridas message resonated

    with the Charlotte community, and his creative class

    language has been used repeatedly in discussions

    about future economic development in the region

    since his time here in 2003. The Salisbury

    Committee of 100 has recommended that Creative

    Class-focused economic development become a

    core priority in that community, while the Charlotte

    Chamber has asked a group of young business leaders

    to devise specific strategies for attracting and retaining

    members of the Creative Class to the area.

    David Chrislip Chrislips work with the American

    Leadership Forum now continues with the fourth

    class of ALF Fellows in the Charlotte region begin-

    ning work, much of it based in Chrislips work on

    collaboration. The region now has a network of

    leaders who are trained in using collaborative action

    to move their communities forward, and this

    capacity will prove to be of great value as the region

    continues to grapple with issues related to growth,the environment, transportation, education and

    economic development.

    Dr. Danielle Allen while no direct initiative has

    resulted from Dr. Allens time in the Charlotte

    region, several interviewees noted that her contention

    that much of Charlottes current issues with racial

    trust were due to a lack of shared history was

    impactful. Specifically, those interviewed who were

    in some way connected to the Levine Museum of theNew Souths COURAGE exhibit stated emphatically

    that Dr. Allens thoughts helped set the exhibit in

    context for planning and facilitation. Dr. Allens

    work has also been credited with moving

    conversations with participants in Community

    Building Initiative projects forward, providing

    context and content for participants.

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    The Role of Intent and Vision

    Richard Florida ends his 2002 book, Rise of the Creative Class, by outlining a series of key

    challenges to modern society. The most important challenge, he states, is to answer the

    question, What do we really want? What kind of life and what kind of society do we want

    to bequeath to coming generations? It is the first part of the question that rings mostauthentic for reflection in this community what do we, in Charlotte, really want as a city

    and community?

    In 2002, architect William McDonough began his remarks to the Foundation For The

    Carolinas Annual Luncheon by saying, Design is the first signal of intent. McDonough

    went on to demonstrate that sustainable communities, economies and even buildings are

    sustainable because those who design these systems intend for them to be sustainable as a

    primary objective sustainability isnt an outcome, its the objective.

    So to borrow from McDonough, what are our true intentions as a city and community, and

    how can we design the ways we make decisions, allocate resources, and create change to

    realize those intentions? Can we find the right combination of people and civic tools to

    create a truly shared vision of our communitys future and get intentional about making that

    vision a reality?

    Executive SummaryC O N N E C T I O N S

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    The Importance of Virtual Civic Space

    The concept of cultural civic space present in a community is one oft repeated in the studymaterials. This space may reside within, but is not the same as, shared community physicalspace, public buildings and venues. Yet, the language around civic space borrows from thephysical. How many times do we speak of being at the table, or opening doors of access todecision-making, or stakeholders being connected in our attempts to assign physicalattributes to processes of relationship and trust building?

    Civic space is where divergent and often conflicting ideas meet for airing and perhaps

    resolution, where the capacity for good information, processes and facilitated discussion canconnect with the means for outcomes of those discussions to create change in the community.

    Civic space works best when it is created intentionally, providing the means andstructures for the formulation of shared community values, decisions on priorities, andallocation of resources (tax dollars, private investments, grants) that support decisions based onthose priorities. Often, civic space is referred to as civic capacity or social infrastructure. If, asMcDonough asserts, design is the first signal of intent, then the Charlotte community must be

    just as intentional about designing and creating social civic space as it is new arenas, schools,libraries and parks.

    The Importance of Physical Civic Space

    In Jane Jacobs landmark book 1961 book, the Death and Life of Great American Cities, the authordescribes cities as organic entities, composed of physical-economic-ethical processes active at agiven time within a city and its close proximities. In this excerpt, Jacobs establishes the linksbetween social patterns and physical ones. Not surprisingly, the importance of the physicalattributes of our citys social, economic and cultural growth have been underscored by nearly allof the thinkers we have invited over the last three years.

    The link between design of physical space and environmental, social and cultural health iscentral to McDonoughs theories on sustainability and architectural design. Again, his keenobservance that design is the first signal of intent reinforces the notion that if we intend toaddress issues of equity, levels of social capital and trust, that we must pay attention to thephysical design of the spaces and places in which we learn, play, shop, work, worship and comeinto deliberate and coincidental yet innately meaningful contact with each other.

    CONNECTIONSExecutive Summary

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    The Ordinariness of Building Social Capital

    When we discuss social capital, civic capacity and concepts around trust and relationshipbuilding, examination shows that, consistently, the speakers counsel that relationship buildingdoesnt have to be grandiose, relying on master projects, initiatives and visioning processes. Themost successful can begin with what Dr. Allen calls the ordinary techniques of friendship.

    Even the title of Dr. Robert Putnams book, Bowling Alone suggests the significant impact ofordinary encounters on levels of social capital and Florida discusses the multi-facetedconnections that people create in coffee shops, corner markets, and parks, going so far as to say

    that neighborhood networks are a citys irreplaceable social capital.

    The experts recognize the vitality of large-scale process that enables citizens from a spectrum ofbackgrounds to get involved in decision-making, nurturing their sense of shared communityrisk, possibility and opportunity. Yet, as Dr. Lukensmeyer reminds us, a goodly portion of themagic of AmericaSpeaks events, hallmarked as large-scale, media-friendly, expensive tools forcitizen engagement, lies in the power of the face-to-face discussions that happen betweenpeople at tables during the meeting. It is at this level that the exploration of people unlikemyself (Florida) takes place and trust begins. The little things matter large-scale engagementefforts are no substitute for knowing your neighbor.

    Defining a Balance Between Individual Leadership and Process

    The climate for decision-making in the Charlotte area has shifted over the last 10-15 years froma model in which several significant business a