Conceptualizing Populism in Comparative Research · (Tarchi, 2008), Lijst Dedecker in Belgium...
Transcript of Conceptualizing Populism in Comparative Research · (Tarchi, 2008), Lijst Dedecker in Belgium...
Conceptualizing Populism in Comparative Research
Which Attributes Should (Not) Be Part of a Minimal Definition
Matthijs Rooduijn
Department of Political Science
University of Amsterdam
Oudezijds Achterburgwal 237
1012 DL Amsterdam
The Netherlands
Contact: [email protected]
DRAFT, please do not cite without the permission of the author
Paper prepared for presentation at the ECPR General Conference in Reykjavik,
panel “Problems and Methods in the Study of Comparative Politics in Latin
America”, 25-27 August 2011
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Conceptualizing Populism in Comparative Research
Which Attributes Should (Not) Be Part of a Minimal Definition
Abstract
There are different bodies of literature concerning populism. Yet so far there has
not been much cross-fertilization between them. Most definitions of populism are
still based on a specific geographical selection of cases. As a result the concept does
not travel well across cases and over time. The aim of this paper is to develop a
‘minimal definition’ of populism that transcends the area-based definitions and can
therefore be used in comparative research. By means of a systematic comparison of
six strongly divergent populist actors, a definition is developed that differs from
the existing conceptualizations of populism. It is also demonstrated that some
features that are often associated with populism are context-specific attributes, and
should therefore not be part of a minimal definition of the concept.
Introduction
The term populism has been used to describe a wide range of divergent political
actors. It has been used, for instance, to describe political movements in the
United States, such as the nineteenth century People’s Party, Perot’s United We
Stand, and, more recently, the Tea Party. The term has also been applied to Latin
American authoritarian regimes such as those of Perón in Argentina, Chávez in
Venezuela, Morales in Bolivia and Correa in Ecuador. Moreover, scholars and
journalists have used the concept to describe Western European political parties
and their leaders, such as Le Pen’s Front National (FN) in France, Berlusconi’s
Forza Italia (FI) in Italy, Haider’s Freiheitliche Partei Österreichs (FPÖ) in Austria
and Wilders’ Partij voor de Vrijheid (PVV) in the Netherlands.
Because the term populism has been used to describe such a wide range of
divergent political actors in different times and places, there are many different
definitions of the concept. One could make a distinction between at least three
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area-based bodies of literature that exist relatively independently from each other:
the United States literature, the Latin American literature and the Western
European literature. Within each body of literature other characteristics are
emphasized, and there has not been much cross-fertilization between these
different area-based bodies of literature yet. Definitions of populism are therefore
often based on specific contexts. This is problematic because it leads to ‘conceptual
stretching’ (Sartori, 1970), and thus hampers a valid comparison across cases and
over time. It is therefore not strange that most studies of populism are (mostly
qualitatively oriented) case studies (Albertazzi and McDonnell, 2008b, e.g. Mény
and Surel, 2002b), while more systematic comparative approaches are still scarce
(exceptions are Rooduijn and Pauwels, forthcoming, Hawkins, 2010, 2009).
The goal of this paper is twofold. First, a ‘minimal definition’ of populism is
developed that is valid across cases and over time, and is therefore appropriate for
systematic comparative research. The paper is innovative because this minimal
definition is developed by means of the systematic comparison of six cases. None
of the minimal definitions of populism that have been developed so far (Hawkins,
2010, Mudde, 2004, Weyland, 2001) are based on such a systematic comparative
approach. The developed definition differs from the existing definitions of
populism. Second, the paper sheds light not only on attributes that are universal
enough, and should therefore be part of a minimal definition of populism, it also
demonstrates which features are mere contextual particularities and therefore
should not be included in a general conceptualization of populism.
The paper proceeds in four steps. First, twelve supposed characteristics of
populism are discerned from the literature. Second, six political actors are selected
that are considered populist in the literature. Third, it is assessed to which extent
the selected actors possess the supposed characteristics of populism. Fourth, the
attributes that are shared by all actors are theoretically linked to each other and a
minimal definition of populism is presented that can be used in comparative
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research. Specific attention is also paid to those characteristics that are mere
contextual specificities and are therefore not part of the minimal definition.
Three area-based bodies of literature
One could roughly distinguish three area-based bodies of literature concerning
populism: the United States literature, the Latin American literature and the
Western European literature. As the name indicates, the United States literature
concerns populist actors in the United States (Kazin, 1995, Goodwyn, 1978, 1976,
McKenna, 1974, Hicks, 1961, Hofstadter, 1955). Many works in this literature
focus on late nineteenth century popular and agrarian movements and perceive
populism as ‘a way of looking at things’ that contrasts the ‘plain’ people from rural
states against the industrial cosmopolitans from the Eastern shores of the country.
The main argument of these movements was that ‘the people’ should stand up
against the ruling political, cultural and economic elite. Moreover, they perceived
‘the people’ not in a socialist or communist sense, but as a unified category much
broader than a socio-economic class only. This US perception of the concept did
not really change over time. Kazin (1995: 1), for instance, defines populism as “a
language whose speakers conceive of ordinary people as a noble assemblage not
bounded narrowly by class, view their elite opponents as self-serving and
undemocratic, and seek to mobilize the former against the latter”.
The second body of literature consists of books and articles in which Latin
American populism is analyzed (De la Torre, 2010, Hawkins, 2010, 2009,
Weyland, 2001, Di Tella, 1997, 1965, Roberts, 1995). Just as in the US literature,
the emphasis is on contraposing the people against the elite. Yet in most Latin
American countries, the actors who proclaim this populist message are not small-
scale bottom-up movements, but powerful and paternalistic political leaders such
as Perón (Argentina), Vargas (Brazil), Chávez (Venezuela), Morales (Bolivia) and
Correa (Ecuador). These leaders claim that they know what ‘ordinary’ people want
and argue that their decisive leadership in the name of the people should therefore
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not be disturbed by ‘hampering’ representative institutions and the corrupt elite.
They want the relationship between the leader and the people therefore to be as
direct as possible. Weyland (2001: 14) argues that populism should be defined as “a
political strategy through which a personalistic leader seeks or exercises
government power based on direct, unmediated, uninstitutionalized support from
large numbers of mostly unorganized followers. This direct, quasi-personal
relationship bypasses established intermediary organizations or deinstitutionalizes
and subordinates them to the leader’s personal will.”
There are also scholars who have mainly focused on Western Europe
(Albertazzi and McDonnell, 2008b, Mudde, 2007, 2004, Mény and Surel, 2002b).
Their conceptualizations of populism have strongly been influenced by Western
European political parties such as Le Pen’s FN, Haider’s FPÖ, Bossi’s Lega Nord
and Dewinter’s Vlaams Belang. A common characteristic of these parties is that
they are all from the far right. They emphasize the cultural identity of the people
and therefore position them not only against the bad elite, but also against
‘dangerous others’. Depending on the concrete context, those ‘dangerous others’
could be, for instance, immigrants or people with another race or religion. As a
result ‘exclusionism’ plays a pivotal role in many European definitions of
populism. Albertazzi and McDonnell (2008a: 3), for instance, define populism as
“an ideology which pits a virtuous and homogeneous people against a set of elites
and dangerous ‘others’ who are together depicted as depriving (or attempting to
deprive) the sovereign people of their rights, values, prosperity, identity and
voice”. However, although a majority of the allegedly populist parties in Western
Europe are radical right wing parties, there are also many allegedly populist parties
that have radically different ideologies. Examples are Berlusconi’s FI in Italy
(Tarchi, 2008), Lijst Dedecker in Belgium (Pauwels, 2011) and Die Linke in
Germany (March, 2007).
The cross-fertilizations between these three different bodies of literature is
still minimal. Although the authors from different literatures increasingly cite
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each other, the definitions of populism they make use of in their analyses are still
strongly influenced by their ‘own’ body of literature. There are only few scholars
who have transcended ‘their’ bodies of literature and have analyzed populist
phenomena over a long time period and across a wide variety of cases (e.g. Taggart,
2000, Canovan, 1981, Ionescu and Gellner, 1969b). Their studies, however, did not
result in clear minimal definitions of populism which can be used in empirical
comparative research.
Characteristics of populism mentioned in the literature
The different bodies of literature do not agree on what the genus of populism is –
i.e. the overarching dimension of the concept (Weyland, 2001). Is it an ideology
(Mudde, 2004), a discourse (Hawkins, 2010), a style (Jagers and Walgrave, 2007),
or an organizational form (Taggart, 1995)? In order to determine to which species
an animal belongs, a biologist looks at the specific characteristics of that animal. If
it has feathers and wings it is a bird; if it has hair and hooves it is a mammal.
Similarly, in order to determine the genus of populism, we should look at the
specific characteristics of populist actors. Yet before we can do that, we must first
find out what these specific characteristics are.
This inquiry starts with a presentation of characteristics that have been
associated with populism in the three mentioned bodies of literature. Some
characteristics are emphasized in all three bodies of literature, but most of them
are highlighted in only one or two of them. A distinction is made between: (1)
features that relate to the ideas of populists; (2) characteristics that have to do with
the style of populists; and (3) attributes that concern the organization of populists.
Later I will determine which characteristics should be part of a minimal definition
of populism and what this means for the genus of the concept.
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Ideational characteristics
The first feature that is often associated with populism is the centrality of the
people. All three bodies of literature emphasize this characteristic. Populists are
said to worship the people, and emphasize the people’s fundamental position in
the centre of politics (e.g. De la Torre, 2010, Mény and Surel, 2002a, Taggart, 2000,
Kazin, 1995, Goodwyn, 1976, Ionescu and Gellner, 1969a). ‘The people’ can mean
many different things to many different populists in many different circumstances
(see Mudde, 2004, Canovan, 1981). It can refer, for instance, to the electorate, to
the nation, or to no fixed group at all. This does not mean that ‘the people’ has no
meaning (Panizza, 2005: 5). It only means that the way in which the term is
understood is dependent on the particular context.1
The second characteristic of populism that is emphasized in all three bodies
of literature is anti-elitism. People-centrism cannot be understood without this
characteristic of anti-elitism. The elite is accused of being alienated from the
people (e.g. Barr, 2009, Laclau, 2005, Mudde, 2004, Canovan, 2002, Weyland,
2001, Goodwyn, 1978, McKenna, 1974), has no idea what ordinary people find
important, and only represents its own interests. The accusations differ from
arrogance and selfishness to incompetence and corruption. In most cases these
allegations go hand in hand. Just as people-centrism, anti-elitism is dependent on
the context and can take different forms. It could be directed towards many
different kinds of elites: a political elite (politicians in general, political
organizations, political parties, the ‘established’ political order), an economic elite
(multinationals, business elites, bank executives or capitalism in general), a
cultural elite (intellectuals), a media elite (journalists) and a legal elite (judges) (see
1 To deal with the slipperiness of the concept of ‘the people’, Taggart proposes to make use of the
term ‘heartland’ (Taggart 2000). A heartland can be seen as an idealized conception of the people,
located in an idealized landscape. The heartland is a mythical and constructed ideal of the
population, it is an ‘imagined community’ (Mudde 2004). It is not constructed with reference to the
future, like a utopia, but with reference to the past. The heartland can be used as a tool to better
understand what a specific populist means when he or she refers to a particular people.
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also Jagers and Walgrave, 2007: 324). In contemporary Western Europe the
criticized elite is mostly a political elite (Canovan, 2002), whereas in the United
States in the nineteenth century the victims of the populist critique consisted
typically of an industrial elite and cosmopolitan intellectuals (Taggart, 2000). No
matter which type of elite is criticized, the general phenomenon is the same: a
conflict between those without power (the people) and those with power (the
elite).
A third feature that is mentioned in all three bodies of literature is that the
people is a homogeneous entity. This is a result of the antagonistic character of the
perceived relationship between the people and the elite. Because populists argue
that the people is exploited by the elite, they believe that all ‘ordinary’ men have a
shared interest in their opposition against the elite. Therefore they present ‘the
people’ (singular) as a uniform entity. US authors argue that populists, when they
address the people, blur class distinctions by lumping all in one single
homogeneous category of ‘the ordinary people’ (see McKenna, 1974: xii, xiv).
Although European scholars do not focus explicitly on this lack of class
consciousness, they make the same general argument of ‘homogeneity of the
people’ (see Taggart, 2000: 92).
According to many scholars, this emphasis on the power of the people and
the negativity about the elite leads to the message that ‘ordinary citizens’ must be
given their voice back and that people therefore should have more influence on
the political decision-making process. Populists are said to want to circumvent the
‘opaque and complex consensus seeking politics’ by introducing more directness in
the form of measures of direct democracy such as referenda, popular initiatives
and plebiscites (Taggart, 2000, Canovan, 1981). This is the fourth alleged
characteristic of populism.
In the European literature, populism is often not only associated with
negativity about the elite, but also with negativity about specific social groups.
This exclusionism is the fifth mentioned ideational feature of populism. Since
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many populists in Europe are from the far right and thus exclude one or more
social groups in one way or another, many European scholars consider
exclusionism to be another defining element of populism (see Albertazzi and
McDonnell, 2008a). Populists claim to defend the collective identity of the ‘true’
people against enemies from outside. As we have seen, whether these outsiders are
immigrants, unemployed, or people of another religion or race depends on the
concrete context. Combined with exclusionism, the homogeneous conception of
the people is often not only based on the ‘demos’ (political uniformity in
opposition to the corrupt elite), but also on the ‘ethnos’ (cultural uniformity in
opposition to ‘dangerous others’).
To emphasize their message of anti-elitism and/or exclusionism, populists
often proclaim a serious crisis (political, cultural and/or economic) (Betz, 2002:
198). They argue that the political influence, the cultural identity or the economic
situation of ‘ordinary’ people is under great threat and must urgently be protected
(Taggart, 2000: 93-4). It does not matter whether the proclaimed crisis is real or
not, it only matters that populists argue that there is a crisis.
Stylistic characteristics
The emphasis on stylistic attributes of populism can mainly be found in the
European literature. One of the features of the allegedly populist style is the usage
of a popular language. Because of their glorification of the people and their despise
of the elite, populists tend to use a rather simplistic language that is
understandable for ‘normal’ people and differs from the difficult and formal
language of the elite. This focus on linguistic simplicity has often been described as
the ‘tabloid style’ of populists (see for instance Canovan, 1999: 5).
A second stylistic characteristic is that populists make use of a polarizing
language in which they exaggerate and use undiplomatic and sometimes even
bellicose language in order to bring their message of crisis across (Canovan, 2004:
242). The world is divided in Good and Evil (see Hawkins, 2010). ‘Good’ is
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associated with the people (the ingroup), whereas ‘Evil’ is associated with the elite
and/or ‘dangerous others’ (the outgroup). The result of this Manichean approach is
a way of practicing politics in which a clear distinction is made between ‘us’ and
‘them’. The political debate gets dichotomized (Taggart, 2000: 113), and an
aggressive language is the result.
To get this message across, it is often argued that populists make use of a
direct communication style. The idea is that populists do not want to communicate
with citizens via side roads such as inconvenient party platforms or annoying
institutions such as parliament. These are obstacles that stand in the way of a
direct relationship between the politician and the voter. Populist politicians
therefore prefer to communicate directly via popular mass media such as television
(Mazzoleni, 2003) – and more recently social media such as Facebook and Twitter.
The United States literature and the European literature share with each
other a focus on a fourth stylistic characteristic: the populitst’s creation of an
outsider image. Because populists do not trust the established political parties, they
present themselves as not being part of the elite (e.g. Goodwyn, 1976). In the
European literature it is emphasized that in order to strengthen their image of
defyers of the established order, populists often present themselves as political
mavericks (Betz and Johnson, 2004: 315, see also Barr, 2009: 33-4). This does not
necessarily mean that they actually are political outsiders, as Mudde (2004: 560)
has emphasized, it is sufficient that they create such an image.
Organizational characteristics
Organizational characteristics concern the way in which populist organizations are
constituted. In the Latin American body of literature, centralization of the leader
plays a pivotal role. As we have seen, Weyland (2001) emphasizes that a populist
organization has a strong personalistic leader at its apex. Also Taggart (2000: 100-
3) argues that populist organizations can be characterized by their centralized
nature and the centralized role of its leaders. Some scholars argue that the concept
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of charisma is of vital importance to understand populist leadership (Taggart,
2000). According to Weber, charismatic authority is a combination of the personal
characteristics of an almost ‘superhuman’ leader and the qualities that ordinary
voters ascribe to him (Weber, 1968).
The Latin American literature does not only emphasize the organizational
feature of leadership, it also highlights a second organizational characteristic:
populists want a loosely mediated relationship between leader and followers. This
means that populists want to get rid of intermediate institutions and organizations
which stand in the way of a direct relationship between themselves and their
followers. Their eventual goal is to limit the distance between leader and
supporters. Most populists therefore refuse to create a party structure that is
similar to the dominant model of party organization (Taggart, 2000: 75). Populists
tend to organize themselves in loose movements instead of tightly structured
political parties (see Wiles, 1969).
For an overview of all the characteristics that have been discerned from the
three bodies of literature see Table 1.
[Table 1 about here]
Case selection
In order to develop a minimal definition of populism that is applicable across cases,
a most dissimilar system design was used. The goal was to look for the attributes
that populists from backgrounds as divergent as possible share with each other.
Only these attributes should be part of a minimal definition. The sample of
populist actors was selected from three geographical areas: the United States, Latin
America and Western Europe. From each geographical area two prototypical
populists – i.e. political actors of which general agreement exists that they are
populist – have been included in the sample. To guarantee temporal diversity, the
focus is not only on contemporary populism but also on historical cases. It was
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decided to include different types of political actors (politicians, parties and
movements), because the label of populism has been attached to all three types of
actors (see table 2). Note that I have also aimed at ideological diversity. Although
one could contend over the ideological labels I have attached to them here, I
believe that this selection of actors represents a wide variety of ideological stances.
[Table 2 about here]
The first selected populist actor is the United States People’s Party (e.g. Kazin,
1995, Goodwyn, 1976, Hicks, 1961). This political movement was established in
1891 to defend the interests of farmers. It faded away a decade later. The second
selected populist actor is Ross Perot. As an independent candidate and challenger
of the established parties, he participated in the United States presidential
elections in 1992 and 1996. He has been labelled populist by many different
authors (e.g. Kazin, 1995, Canovan, 2004, Taggart, 2000). Third, the Argentine
politician and general Juan Perón was selected (e.g. De la Torre, 2010, Weyland,
2001, Roberts, 1995). He was president of Argentina from 1946 until 1955 and
from 1973 until 1974. Perón is still immensely popular in Argentina. The fourth
selected populist is Hugo Chávez (e.g. Hawkins, 2010, Roberts, 2007, Weyland,
2003). He is president of Venezuela since 1999 and is famous for his critique on
the United States’ foreign policy. Fifth, the French Front National (FN) was
selected (e.g. Rydgren, 2008, Surel, 2002, Betz, 1993). Its leader Jean-Marie Le Pen
participated in five presidential elections. In 2002 he defeated the main left
candidate and made it to the second round, which he lost. Sixth, Silvio Berlusconi
was selected. He is one of the longest-serving prime-ministers in Italy. He entered
politics in 1994 with his own political party Forza Italia (FI) and is currently the
leader of the centre-right Popolo della Libertà. Berlusconi has been called populist
by many different authors (De Beus, 2009, e.g. Tarchi, 2008, Zaslove, 2008).
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Results
The People’s Party
In 1892, at a convention in Omaha, the United States People’s Party was formed. It
was created from a background of regional agrarian organisations in which farmers
and other ‘normal’ people opposed the ruling economic and political elite. During
the Omaha convention, the Populists of the People’s Party presented a declaration
of principles in which they showed that they were both strongly people-centrist
and anti-elitist: “We have witnessed for more than a quarter of a century the
struggles of the two great political parties for power and plunder, while grievous
wrongs have been inflicted upon the suffering people” (cited in McKenna, 1974:
90). The Populists attacked the rich from the East in general, and the corrupt
railroad corporations, politicians and capitalists in particular. The party proclaimed
a devastating crisis in the first sentence of their Omaha Platform: “we meet in the
midst of a nation brought to the verge of moral, political, and material ruin” (cited
in McKenna, 1974: 89). One of the central measures to overcome this crisis was
the introduction of the popular initiative and the referendum.
The ‘people’ the Populists referred to is seen as a uniform entity that
transcends specific classes and other groups. According to Goodwyn (1978: 97),
the Populists see the ‘people’ as an alliance of northern framers, southern blacks
and urban workers. Some Populists wanted to include black people in their
alliance as well, but most Populists were rather exclusionist. There was the
recognition that blacks and whites shared economic interests, but many Populists
were not keen on allowing black people to become members of the club (Kazin,
1995: 37-8). Moreover, in its official documents the party emphasized that
immigrant labour should be restricted (Canovan, 1981).
Because the party developed from collaborations between small, regional
farmers’ alliances, the party consisted of a rather complex set of alliances and sub-
alliances in which the connections between bottom and top were only loosely
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mediated (Goodwyn, 1976: 91). It could, therefore, be described as a bottom-up
movement. Because the regional organizations continued to play a pivotal role
within the People’s Party, the party “was not a function of a particular charismatic
leader” (Taggart, 2000: 26).
To persuade the people to rebel against the ruling elite, the People’s Party
made frequent use of a Manichean discourse of Good versus Evil (us vs. them,
democracy vs. plutocracy, producers vs. exploiters), as a result of which the party’s
language was rather polarizing (see the previous examples from their Omaha
Platform). Yet its language could not be described as simple or simplistic. Their
language is impregnated with complex arguments and rather complicated
sentences.2
Apart from the platform, most Populists did not communicate directly with
the electorate; a lot of communication took place at the regional level via the
farmers’ alliances. In their initial communications, the Populists presented
themselves as outsiders in the political realm. A few years later, however, they
decided to form a union with the Democratic Party, and did not emphasize their
‘outsiderness’ anymore. This turned out to be a bad electoral choice, for it was the
introduction to the end of their success. Their message of anti-elitism had become
much less credible after they had formed an alliance with the Democrats.
2 See for instance the following sentence in the Omaha Platform: “While our sympathies as a party
of reform are naturally upon the side of every proposition which will tend to make men intelligent,
virtuous, and temperate, we nevertheless regard these questions, important as they are, as
secondary to the great issues now pressing for solution, and upon which not only our individual
prosperity but the very existence of free institutions depend; and we ask all men to first help us to
determine whether we are to have a republic to administer before we differ as to the conditions
upon which it is to be administered, believing that the forces of reform this day organized will
never cease to move forward until every wrong is remedied and equal rights and equal privileges
securely established for all the men and women of this country” (website History Matters).
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Ross Perot
Exactly one century after the formation of the People’s Party, another third-party
actor challenged the main US political parties. During the 1992 presidential
elections, Ross Perot, an independent candidate from Texas – and also a billionaire
businessman – gained around twenty percent of the vote. Perot claimed that his
country was in crisis and he castigated “the decade of greed, the era of trickle-
down economics” (Kazin, 1995: 273). In order to solve the crisis, he argued that
the established political order must make place for a political entrepreneur who
would balance the budget.
He said that ‘normal’ Americans were the owners of their country and
should claim their country back from the politicians in Washington. To give more
power to the people he wanted to introduce more direct democracy by means of
‘electronic town halls’. One of his one-liners was: “I am Ross, and you are the
boss” (cited in Posner, 1996: 251). Perot did not exclude specific classes or groups
in his plea to give more power to the people. Instead, he argued that all Americans
are united in their struggle against the corrupt politicians. This is clearly
represented by the name of his political organization: United We Stand America.
His speech ‘We Own This Country’ was the beginning of a campaign
strategy of frequenting a large amount of TV-shows. With his anti-Washington
message and his unusual mix of political positions, he appealed to both
Republicans and Democrats. One of Perot’s central messages to his campaigners
was tat they should always think ‘out of the box’. This would help him being
portrayed as a Washington outsider. To enforce this image as an outsider, he also
claimed that initially he did not want to run as a political candidate, but was
forced into it because he felt the obligation to rescue the country from the
established politicians (see Taggart, 2000, Gold, 1995).
To appeal to the people he used a simple and uncomplicated language,
explained economic troubles in a facile and straightforward way, and also
communicated directly with his voters through talk shows on television (Kazin,
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1995: 273). On television, he mixed this simple language with a bombastic style to
show his frustration with the established order (Taggart, 2000: 42). He ridiculed
overdressed lobbyists, “country clubbers” and “preppies” in the White House
(Kazin, 1995: 272-3). People liked this clear, tough and confrontational political
approach. “Keeping his message simple, and spicing the shows with his own brand
of down-home Texas humor, he was a fresh face in a sea of candidates who
normally were reserved and shied away from candor, controversy, or color”
(Posner, 1996: 260).
Perot built a political organization around himself, of which he was the
only and uncontested leader. The movement was completely inferior to his
personal political performance. Because he strongly disliked the existing parties
and their institutionalized organizational structure, he established an organization
in which the distance between him and his rank and file was as short as possible.
In fact, Kazin (1995: 273) argues that Perot never built a party organization that
was more than a mere network of his admirers. Except for the moments that Perot
appeared on television, the party was invisible.
Juan Perón
Although Juan Perón died in 1974, he is still one of the most popular Argentinean
politicians. This might partly be due to the immense popularity of his second wife
Eva Duarte, also known as Evita. In 1946 Perón was elected president for the first
time. He argued that the country was in a social and political crisis and therefore
urgently needed a strong and charismatic leader who was able to actually solve the
problems (Crassweller, 1987: 222). Perón defined his ideological stance as the
‘Third Position’: a middle way between capitalism and socialism. He got re-elected
in 1951, but was ousted after a coup in 1955. He lived in Paraguay and Spain and
only returned to Argentina in 1973, when he was elected president again. He died
one year later.
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Just as the political actors we discussed so far, Perón strongly emphasized
the struggle between the (good) people and the (bad) oligarchy (De la Torre, 2010,
Roberts, 2007). His supporters have been called ‘descamisados’ (shirtless ones) to
distinguish them from the members of the political elite who always wore jackets
and ties (Page, 1983: 136-7). Although many of Perón’s supporters were working
class, one should not conclude that Peronism was a working class movement
(Crassweller, 1987: 222). Perón emphasized the importance of national unity and
tried to close the gap between the different socio-economic classes by forging a
cross-class alliance of supporters – a uniform entity in its opposition against the
elite. He did not exclude specific social groups such as immigrants or people of
another religion. Perón was not a supporter of means of direct democracy. The
will of the people should, in his opinion, be expressed via a strong and charismatic
leader (Weyland, 2001).
In order to forge a cross-class alliance, Perón used a language that was not
only understandable for the highly educated, but also for the lower classes. He
therefore used a lot of metaphors in order to clarify his ideas. His discourse,
however, could not be called simplistic or simple. As Crassweller (1987: 184)
argues, his communicative strength “lay in Perón’s strange ability to combine lofty
language with homespun metaphors” (my emphasis). And although he criticized
the ‘oligarchy’ he did not really make use of a polarizing style. In fact, his Third
Way politics (‘not left, not right’) and his emphasis on social justice made his style
rather accommodative.3 To distinguish ‘us’ (the people) from ‘them’ (the elite)
Perón presented himself as a political outsider. He was famous for his direct
communication style with the public. “The iconography of Perón appearing on the
balcony to greet the masses who chanted his name and greeted his appearance
with an ovation became an integral component in his subsequent rule as the
3 This does not mean that Perón acted accommodative towards his opponents. To the contrary, he
did not hesitate to jail critical journalists or politicians.
17
symbol of his direct link to the people and his genuine popular support” (Taggart,
2000: 62).
Perón had never made a secret of his admiration for the leadership style of
Mussolini. He perceived politics in military terms and emphasized that he saw
himself as a ‘conductor’: a strong personalistic leader (Page, 1983: 220). In his
emphasis on strong leadership, Perón was “hostile to the idea of political parties as
bases of power, for they were inconsistent with the functions of the ‘Conductor’”
(Crassweller, 1987: 230). To be able to directly control his organization Perón
made sure that the party was strongly underinstitutionalized and completely
dependent on his personalistic leadership (Roberts, 2006).
Hugo Chávez
In the early eighties, a group of military academy graduates, inspired by the
thoughts of the Venezuelan patriot Simón Bolívar, founded a secret organization
within the armed forces. The goal of this organization was to do something about
the increasing corruption in the country. In 1992, the group performed a failed
coup against the government. But in 1998 they were more successful: the leader of
the group (that had by then turned into a political party), the charismatic Hugo
Chávez, convincingly won the presidential elections. Thirteen years later, he still
is the uncontested president of Venezuela.
The point of departure for Chávez’s political ideas is the centrality of the
Venezuelan people. A slogan during the 2000 campaign was, for instance, ‘With
Chávez, the people rule’ (Hawkins, 2010: 15). Although he focused especially on
the elevation of the poorest people from the lowest classes, he stated explicitly that
his message was directed towards all Venezuelans (Roberts, 2003: 75). In his
conception they form one entity in their opposition against the elite. He argued
that their interests were at risk because of a group of conspiring elites, supported
by a corrupt political system. Addressing the elite, Chávez frequently used terms
such as ‘enemies’, ‘corruption’, ‘the oligarchy’, counterrevolutionary forces’, ‘coup-
18
mongerers’, ‘the lackeys of imperialism’, ‘the nightmare of world capitalism’ and
‘savage neoliberalism’ (Hawkins, 2010: 61).
Chávez’s main goal was a revolution to overthrow the existing political
order. In his opinion, this was the only possible way to solve the political and
cultural crisis in which the country was placed by the corrupted political Punto
Fijo system (Hellinger, 2003). He had enough of the representative system and
proposed to introduce measures of direct democracy (Ellner, 2003: 149). Chávez
was not exclusionist towards specific societal groups except of course for the
Venezuelan (and later also foreign – read United States) elite.
To bring his message across, Chávez makes use of a simple language in
which he refers to famous myths and symbols (Hawkins, 2010: 56-7). When he
talks about the corrupt elite, his language is strongly polarizing and even bellicose.
“Chávez recited passages from Florentino y el Diablo, a Venezuelan folk ballad in
which a cowboy named Florentino is challenged to a singing duel with the Devil;
Florentino courageously accepts the challenge and eventually defeats the Devil
through his perseverance and wit. Chávez asserted that the coup-mongering
leaders of the opposition were the Devil, and behind them was the biggest Devil
of all, George W. Bush” (Hawkins, 2010: 2).
To bring this polarizing message across, Chávez often emphasizes that he is a
political outsider and that he does not belong to the ‘political class’. In fact, he is
one of the ordinary people (Ellner, 2003: 145-6), and therefore prefers to
communicate directly with Venezuelans through his own television and radio
shows in which he discusses his policies, tells jokes and sings songs. The most
fascinating example is Chávez’s television show Aló Presidente, which is
broadcasted every week.
Chávez is supported by a network of decentralized grass-roots
organizations. Maybe the most central organizations were the so-called ‘Bolivarian
Circles’ – neighborhood committees that operated relatively independently from
19
the official party organization (Roberts, 2007: 7). Hawkins (2010: 178-81) shows
that these organizations were strongly dependent on their political leader and that
they had a movement-like form of organization, which was rather unmediated
and completely different from the bureaucratic hierarchies of the established
political parties.
Front National
The Front National (FN) was founded in 1972. It was an amalgam of many
different radical right groups, such as “French Algeria die-hards; revolutionary
nationalists; wartime Vichyites; Holocaust revisionists; neo-fascists; neo-Nazis;
monarchists; Catholic fundamentalists; former members of extreme right
groupuscules; and so on” (Hainsworth, 2000: 18). During the first decade of its
existence, the party was not successful. Only in 1983, in a local election, the party
made its electoral breakthrough. But the biggest success for the FN took place
exactly three decades after its foundation: in 2002 FN-leader Jean-Marie Le Pen
eliminated the leader of the Socialist Party in the first round of the presidential
election.
The reason to found the FN was that there was a concern about a socio-
cultural crisis: an alleged decline of the greatness of the country. France had to act
quickly in order to avoid a national disaster (Betz, 1994: 130-1). The party strongly
emphasized – and still emphasizes – the importance of preservation of what it calls
the French national identity. There was fear that this French identity was under
threat by the influx of migrants who wanted to keep their own identity and
thereby undermined and challenged everything that was typical of the French
nation. “France for the French” is one of the most famous slogans of the FN
(Davies, 1999). This emphasis on ‘the nation’ resulted in a rather homogeneous
understanding of ‘the people’. The FN did not focus on specific socio-economic
groups and has developed an interclassiste profile (Davies, 2002: 140). The party
therefore also supports measures of direct democracy.
20
Yet the French people are not only contrapositioned against ‘dangerous
others’; the FN also emphasizes the antagonistic relationship between the good
people and bad elite. Le Pen depicted all political parties as a single political class
that was alienated from the public (Rydgren, 2008). He talked about the ‘Gang of
Four’ (political parties) that captured the established order, and also referred to
politics as a ‘closed shop’ (Davies, 2002: 136). “He proclaims himself as the man
fighting for the real interests of French people against the whole of the French
political establishment” and thus presents himself as a political outsider (Davies,
1999). A clear example, which also demonstrates the direct communication style
of the FN, is the postcards that the FN published for New Year on which it wrote:
‘1991: The Year of the Outsider’ (Davies, 2002: 136).
To bring its message across, the party makes use of an accessible and down-
to-earth language (Davies, 2002: 135) and does not shun polarizing stances. Just
one example is the following line of the FN-politician Stirbois: “Immigrants from
beyond the Mediterranean: go back to your huts” (quoted in Hainsworth, 2000:
24). Since the foundation of the party until 2011, Le Pen was the leader of the FN.
Le Pen withstood all the challenges from other candidates who contested his
leadership, and managed to keep all the different currents in the FN together. By
now he is often portrayed as a charismatic and charming politician (Hainsworth,
2000, Declair, 1999) who managed to build a “highly disciplined, efficient, and
authoritarian organization” around himself (Simmons, 1996: 187). In January 2011,
Jean-Marie Le Pen, aged 82, handed over the party leadership to his daughter
Marine Le Pen.
Silvio Berlusconi
In the early nineties Italy witnessed a huge political corruption scandal of which
the political consequences were enormous. It opened up the possibility for new
political entrepreneurs to enter the stage. One of those entrepreneurs was
marketing man, soccer club owner and a media tycoon Silvio Berlusconi.
21
Berlusconi argued that he had decided to go into politics because he did not
believe in the ‘old political class’, or the partitocrazia anymore. The country was,
in his opinion, in a devastating social and political crisis (Campus, 2006: 141-2).
According to Berlusconi, politicians should start listening to what ‘normal Italians’
wanted. Whom Berlusconi exactly referred to when he talked about ‘normal
Italians’ was not clear. Most probably he referred to everybody who was not part
of the (according to Berlusconi mostly left-wing) political elite – after all they all
shared the same interest in their struggle with the elite. Contrary to Le Pen in
France, Berlusconi was not explicitly negative about immigrants (as long as they
were not part of the ‘communist’ elite) (Tarchi, 2003: 171). One of the ways in
which Berlusconi wanted to translate the will of the people into policy was by
means of measures of direct democracy.
Berlusconi makes a clear distinction between ‘Good’ (the people and
Berlusconi himself) and ‘Bad’ (the arrogant ‘communist’ political elite), and does
not, at any time, nuance this distinction. To distinguish himself from the bad
political elite, Berlusconi presents himself as an outsider in the political realm. He
emphasizes that he is a normal man, just like everyone else and that his political
adventure is only a temporary adventure. As soon as the country is safe from the
corrupt elite, he will leave the stage again (Tarchi, 2003: 163-4). To enforce this
image as an anti-elitist outsider, Berlusconi makes use of a simple and clear
language that is often aggressive towards the leftist media and legal elites: a
language that comes from the realm of television and that everyone can easily
understand (Tarchi, 2003: 168). An interesting example in this respect is the
language of football. Because football is often associated with action and success, it
plays a pivotal role in Berlusconi’s discourse. The name of his party, Forza Italia
(FI), is the chant of the supporters of the national football team. Literally it means
‘Go Italy’ (Jones, 2003: 106).
Berlusconi tries to communicate as directly as possible with his electorate.
During campaigns he spoke to the people directly via his own TV-channels (he
22
owned 3 of the 6 largest television networks) and refused to make use of the
mediation of the press. He applied the methods of TV advertising to the realm of
politics (Ginsborg, 2004). Moreover, during the campaign in 2001, he sent a
biography of himself, called Una Storia Italiana (An Italian Story) to almost every
Italian household. The book contained simply written stories and most of all
pictures of Berlusconi’s and his successes (Stille, 2006: 252).
FI was certainly not a party in the traditional sense of the word. In fact,
Berlusconi argues that when FI is called a ‘political party’ he feels shivers down
the spine (Tarchi, 2003: 166). It could better be seen as a loosely organized
electoral machinery with only one goal: winning elections. Berlusconi is the
uncontested leader who rules the party with an iron hand. During campaigns
Berlusconi’s face was on huge posters on boards alongside the road, in railway and
train stations and all other imaginable spots (Ginsborg, 2003). Berlusconi presents
himself not only as ‘the idealized archetype of the Italian everyman’, but also as
‘exceptional, a superman in the making’ (Stille, 2006: 257). A comparison
Berlusconi himself likes to make is with Moses or Jesus (Jones, 2003: 293).
[Table 3 about here]
Which characteristics should be part of the minimal definition
Only four of the twelve characteristics which are often associated with populism
are shared by all populist actors. This means that only these four features should
be part of a minimal definition of the concept. The first feature is that all populists
centralize the people. What they exactly mean with ‘the people’ often remains
unclear. What is clear, however, and this is the second shared feature, is that they
seem to have the idea that the people with whom they identify is a unified entity.
The third shared characteristic is that this uniform people is exploited by a corrupt
and selfish elite. The fourth feature that can be found in all six cases, is that
23
populists argue that the exploitation of the people by the selfish elite constitutes a
serious political, economic and/or cultural crisis.
What then is the genus (Weyland, 2001) – or the overarching dimension –
of populism? Is it an ideology, a discourse, a style, or an organizational form? It is
remarkable that all four shared characteristics are ideational features. This means
that populism must be an ideational phenomenon, and cannot be merely a style or
an organizational form. Populism might thus be either a (thin-centered) ideology
or a discourse. Thin-centered ideologies can be defined as “those actual and
composite thought-patterns of individuals and groups in a society which relate to
the way they comprehend and shape their political worlds, and which supply us
with crucial clues for understanding political conduct and practices” (Freeden,
1998: 749). Dryzek and Niemeyer (2008: 481) describe a discourse as follows: “A
discourse can be understood as a set of categories and concepts embodying specific
assumptions, judgments, contentions, dispositions, and capabilities. It enables the
mind to process sensory inputs into coherent accounts, which can then be shared
in intersubjectively meaningful fashion.” Thus, both an ideology and a discourse
are sets of ideas that help people to make sense of the world. The difference
between them is that a (thin-centered) ideology is a deeply rooted political
worldview – it represent certain convictions – whereas a discourse, on the other
hand, can, but need not represent such a worldview. A discourse can also be
employed strategically by political actors to gain votes. Ideologies are thus always
accompanied by particular discourses, but discourses need not necessarily
represent a particular ideology.
The genus of a minimal definition of populism should be a discourse and
not a (thin-centered) ideology for two main reasons. First, it is impossible to
demonstrate empirically whether populist ideas represent actual ideologies. We
can observe the arguments themselves, but it is extremely difficult (and in many
cases even impossible) to find out whether these ideas are strategically employed
to win votes or whether they represent a deeply rooted worldview. Second, it has
24
been demonstrated that many populists become less populist after their first
successes (Rooduijn et al., 2011). This indicates that, at least for some parties,
populism is not a deeply rooted worldview but a superficial discourse that they
employ strategically to win votes.
A minimal definition of populism would therefore be as follows: populism
is a discourse in which a serious crisis is proclaimed because there exists a
Manichean struggle between two antagonistic and homogeneous constructs: the
(good) ‘ordinary’ people and the (bad) ‘corrupt’ elite.
Which characteristics should not be part of the minimal definition
We should be cautious with this minimal definition. Once other populist actors
are analyzed too, it might have to be adjusted. It is possible, for instance, that the
proclamation of a serious crisis is not shared by all populist actors outside our
sample. More definitive conclusions can be drawn about which attributes should
not be part of a minimal definition of populism because these conclusions are
based on falsification instead of verification. The first attribute that should not be
part of a minimal definition of populism is support for direct democracy. Populists
want to avoid the nontransparent decision-making by the elite, but they are not
necessarily in favor of direct democracy. Some want to circumvent the elite by
entrusting the power to make political decisions to a charismatic leader who
exactly knows what the people want. An example is Perón. As a strong leader he
said that he would embody the will of the people in his own voice. And, although
Berlusconi supported direct democracy in theory, he once said to the people:
“Since you have chosen me in a free electoral competition, you must now be quiet,
and let me do my job” (cited in Urbinati, 2006).
Exclusionism should not be part of a minimal definition of populism either.
In contemporary Western Europe most populist parties have a far right ideology,
and are exclusionist indeed. They accuse immigrants (often Muslim immigrants) of
threatening the European culture and identity. Moreover, often it is assumed that
25
these ‘dangerous others’ also secretly conspire with the corrupt elite. The addition
of this attribute of exclusionism to the definition of populism thus seems
convincing if we look at the radical right populist parties in Western Europe. Yet
it is problematic to reconcile it with populist phenomena in other times and at
other places. In fact, if we look at the populist actors analyzed in this paper, only
the People’s Party and the FN could be defined as exclusionist. The other parties
criticize the elite, but do not combine this critique with an attack on ‘dangerous
others’. Perot, for instance, did not criticize dangerous others. Instead, he wanted
to unite all Americans against the Washington elite. He therefore called his party
United We Stand America.
None of the stylistic characteristics should part of our minimal definition of
populism. The language of the People’s Party cannot be called simple or simplistic.
In fact, the party filled their platform with rather complex sentences and
complicated arguments. Perón used a lot of metaphors to clarify his political
message, but he did not employ a simplistic language either. He also did not
polarize. With his Third Way politics he tried to attract voters from both the left
and the right. As a result his style was more accommodative than it was
provoking. Regarding the direct communication style, the People’s Party is the big
exception. Communication took place via the Farmers’ Alliances, and was not
directed to the public directly. It must be noted that direct communication with
the people was nearly impossible because at the end of the nineteenth century the
television was not invented yet. Yet the absence of television and therefore direct
communication does not make the People’s Party itself less populist. The final
stylistic attribute – portrayal as an outsider – should also be left out of the minimal
definition of populism. A few years after he People’s Party was founded, the party
did not emphasize its position as an outsider in the political realm anymore.
Although electorally this was a very bad decision, it did not make the ideas of the
party less populist.
26
We can conclude that most modern populist parties employ a specific style
in which they try to show that they support the people (popular language, direct
communication style) and loathe the elite (polarization, presentation as outsider).
This style helps them to bring their message across. Yet, if we look at historical
cases, we see that populists have not always made use of such stylistic strategies.
This style does therefore not define what populism essentially is (Mudde, 2004,
Jagers, 2006). Canovan (Canovan, 1999: 5-6) argues that a particular style is not
sufficient to mark someone as populist. The concept of populism can only be used
if this politician also offers substantive analyses and solutions. In a similar vein
Taggart (2000: 5) argues: “To say that things are done in a ‘populist’ manner is not
to tell us much about the politics of populism. If they are done in a populist way
because they embody a deeper commitment to populist ideas, then it is on the
populist ideas that we should focus.” In short, modern populists are inclined to
make use of a specific style that emphasizes their people-centrality and anti-
elitism, but this style is not the essence of their populism.
The organizational attributes should not be part of the minimal definition
of populism either. The People’s Party, for instance, was not organized around a
charismatic leader, and Jean-Marie Le Pen’s FN cannot be called a loosely
organized movement. Just as with the stylistic attributes, it could be argued that
populists are inclined to be organized around strong leaders and in loose
movements. This does not mean, however, that every populist actor is organized
in such a way. A specific organizational form can help populists to spread their
message and to gain seats, yet it does not define the essence of their populism. As
Hawkins (2010: 166) argues, specific organizational aspects are consequences of a
populist discourse.
Conclusion
Populism has been defined in many different ways. Yet most of these definitions
are based on particular contexts. This is problematic because it leads to ‘conceptual
27
stretching’ (Sartori, 1970), which hampers the comparability of populism across
cases and over time. The aim of this paper has been to develop a minimal
definition of populism that is appropriate for comparative research. Although
there already exist some of those minimal definitions (Hawkins, 2010, Mudde,
2004, Weyland, 2001), those definitions are not founded on the systematic
comparison of populist actors across cases and over time. In this paper this lacuna
was filled by using a most dissimilar system design to look for the attributes that
populists from backgrounds as divergent as possible share. We paid specific
attention to the attributes that were not shared by each selected populist because
these features should not be part of a minimal definition of populism.
Based on the analysis, populism is defined as a discourse in which a serious
crisis is proclaimed because there exists a Manichean struggle between two
antagonistic and homogeneous constructs: the (good) ‘ordinary’ people and the
(bad) ‘corrupt’ elite. This definition has a lot in common with the minimal
definitions recently employed by Mudde (2004) and Hawkins (2009, , 2010). They
share the ideational focus on the antagonistic relationship between the good
people and the bad elite. An important difference, however, is that in the existing
definitions populism is perceived as a (thin-centered) ideology or as a worldview.
The minimal definition that has been developed in this paper is different from this
perspective because it is impossible to determine empirically whether the populist
discourse is based on a deeply rooted worldview (or thin-centered ideology) or
not. The populist discourse could just as well be a pragmatic strategy to gain votes.
A populist discourse might represent an underlying worldview or (thin-centered)
ideology, but this need not necessarily be the case.
It has been shown that support for direct democracy and exclusionist ideas
should not be part of a minimal definition of populism because not every populist
supports direct democracy, and not every populist is exclusionist. There also does
not seem to exist something like a specific populist style. Although many populists
present themselves as outsiders and communicate with the people as directly as
28
possible in a simple and polarizing language, not every populist makes use of these
stylistic strategies. Although a particular style can help populists to win votes, it
does not define their populist essence (Mudde, 2004). The same holds true for
organizational characteristics. Many populist parties are loosely organized around
a strong and often charismatic leader. But not each and every one of them. A
specific organizational structure should therefore not be seen as an element of
what constitutes populism, but as a consequence of specific populist ideas
(Hawkins, 2010: 166).
Now we know which attributes should and which attributes should not be
part of a minimal definition of populism, we are able to actually start measuring
and comparing populist discourse across cases and over time. Although some
scholars have already started doing this (Rooduijn and Pauwels, forthcoming,
Hawkins, 2010, 2009), systematic comparisons between the United States, Latin
America and Western Europe are still scarce. Future comparative research on
populism should start focusing on such transcontinental endeavors.
29
Tables
Table 1: Characteristics of populism mentioned in the literature
Ideational characteristics
1. People-centrism2. Anti-elitism3. Homogeneity of the people4. Direct democracy5. Exclusionism6. Crisis
Stylistic characteristics
7. Popular language8. Polarization9. Direct communication style10. Image of outsider
Organizational characteristics
11. Centralization of leader12. Unmediated relationship
Table 2: Selection of actors that are generally considered populist
Space
United States Latin America Western Europe
Time ClassicalPeople's Party1890s(Farmers interests)
Peron1940s-1970s(Social-democratic)
Front National1970s-2000s(Far right)
ModernPerot1990s(Liberal)
Chávez2000s(Far left)
Berlusconi1990s-2000s(Conservative)
30
Table 3: Populists and their characteristics
People's Party
Perot Perón ChávezFront
NationalBerlusconi
Ideational characteristics
1. People-centrism + + + + + +
2. Anti-elitism + + + + + +3. Homogeneity of the people + + + + + +4. Direct democracy + + - + + +5. Exclusionism + - - - + -6. Crisis + + + + + +
Stylistic characteristics
7. Simple language - + - + + +
8. Polarization + + - + + +9. Direct communication style - + + + + +10. Image of outsider - + + + + +
Organizational characteristics
11. Centralization of leader - + + + + +
12. Loosely mediated relationship + + + + - +
31
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