115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Compliance Courseware Equivalencies

For courses shown more than once, there are multiple replacements available for consideration. Please select which is best at your institution's discretion. Most equivalencies are a direct one to one replacement. In many cases role-based courses may be a better option for your learner. Please take this into consideration as well. Helpful Tip: “Control + F” will allow you to search the entire document.

Existing Code Existing Title Existing Duration

Equivalency Code Equivalency Title Equivalency

Duration

20003/C BSA: How to Comply 30 minutes 30505B/C/N BSA Reporting: CTRs

and Suspicious Activity

45 minutes

20013/C/N Reg E: Key Disclosures and Liability

30 minutes 31304B/C

Deposit Operations: Electronic Funds Considerations

15 minutes

20014/C/N Reg E: Handling Errors and Complaints

30 minutes 31304B/C

Deposit Operations: Electronic Funds Considerations

15 minutes

20016/C Teller Success: Money Handling

30 minutes 31112B/C/N Frontline: Money

Handling

20 minutes

20017/C Teller Success: Negotiable Instruments

30 minutes 31113B/C/N Frontline: Negotiable

Instruments

20 minutes

20031/C/M/N Understanding OFAC 30 minutes 30003B/C/M/N OFAC: Addressing Risks

and Red Flags

40 minutes

20033BACKNO Privacy for Back Office Personnel – No Opt-Out Edition

30 minutes 31300B/C Deposit Operations:

Privacy Considerations

15 minutes

20033FRNT Privacy for Frontline Personnel: Opt-Out Edition

30 minutes 31120B/C/N Frontline: Privacy

Considerations

20 minutes

20033FRNTNO Privacy for Frontline Personnel: No Opt-Out Edition

30 minutes 31120B/C/N Frontline: Privacy

Considerations

20 minutes

20034/C/M/N Right to Financial Privacy Act

30 minutes 30311B/C/M/N Right to Financial

Privacy Act (RFPA)

30 minutes

20037/C/M/N Identity Theft: Minimize the Risk

30 minutes 30313B/C/M/N

Identity Theft Prevention: Safeguarding Information

30 minutes

20044 CRA: An Overview 30 minutes 30405B

Community Reinvestment Act (CRA): Essentials

20 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency Code Equivalency Title Equivalency

Duration

20043/C Tellers: Cross-Selling… A Customer Service Skill

30 minutes 31134B/C Frontline: Sales and

Cross-Selling

20 minutes

20047/C TISA: An Overview 30 minutes 30326B/C Reg DD: Essentials 45 minutes

20047/C TISA: An Overview 30 minutes 30327B/C Reg DD: Comprehensive 60 minutes

20051/C/M/N Key Essentials of Customer Service

30 minutes 30101B/M/N Customer Service

Essentials

25 minutes

20051/C/M/N Key Essentials of Customer Service

30 minutes 30101C Member Service

Essentials

25 minutes

20055/C/M/N FCRA: An Overview 30 minutes 30324B/C/M/N Fair Credit Reporting Act

(FCRA): Essentials

20 minutes

20055/C/M/N FCRA: An Overview 30 minutes 30325B/C/M/N Fair Credit Reporting Act

(FCRA): Comprehensive

30 minutes

20056/C/M/N FCRA: Credit Reporting Regulations

30 minutes 30324B/C/M/N Fair Credit Reporting Act

(FCRA): Essentials

20 minutes

20056/C/M/N FCRA: Credit Reporting Regulations

30 minutes 30325B/C/M/N Fair Credit Reporting Act

(FCRA): Comprehensive

30 minutes

20059 Reg O: An Overview 30 minutes 30330B Regulation O: Essentials 15 minutes

20065/C Disaster Recovery 60 minutes 30120B/C/M/N Business Continuity

Planning

30 minutes

20074 FDIC: An Overview 30 minutes 30328B Federally Insured

Accounts

40 minutes

20075 FDIC: Federally Insured Accounts

60 minutes 30328B Federally Insured

Accounts

40 minutes

20075C NCUA Insurance: Protecting Members' Shares

30 minutes 30328C Federally Insured

Accounts

20 minutes

20077/C Safe Deposit Boxes: Opening Procedures

30 minutes 30107B/C Safe Deposit Boxes 25 minutes

20078/C Safe Deposit Boxes: Daily Routines

30 minutes 30107B/C Safe Deposit Boxes 25 minutes

20079/C/M/N Appraisal Requirements: How to Comply

30 minutes 30411B/C/M/N Appraisals and

Evaluations: Essentials

25 minutes

20079/C/M/N Appraisal Requirements: How to Comply

30 minutes 30412B/C/M/N

Appraisals and Evaluations: Comprehensive

45 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency Code Equivalency Title Equivalency

Duration

20083/C/M/N SAR: Be on Guard 30 minutes 30503B/C/M/N SAR: Responding to the

Suspicious

60 minutes

20087/C USA PATRIOT Act 30 minutes 30504B/C/M/N USA PATRIOT Act:

Managing Compliance

40 minutes

20088/C Reg CC: An Overview of Check Fraud Prevention

30 minutes 31121B/C/N Frontline: Check Fraud

Prevention

30 minutes

20107/C/M/N CIP: Identity Verification and Compliance

30 minutes 30323B/C/M/N CIP Procedures and

Protections

15 minutes

20110/C Robbery Training - An Overview

30 minutes 30201B/C/M/N Robbery Prevention and

Response

30 minutes

20110/C Robbery Training: An Overview

30 minutes 31133B/C/N Frontline: Robbery and

Security

20 minutes

20112/C/M/N Workplace Violence: Warning Signs and Prevention

30 minutes 30612B/C/M/N Workplace Violence 30 minutes

20113/C/M/N ADA: Public Accommodations

30 minutes 30614B/C/M/N

Americans with Disabilities Act (ADA): Public Accommodations

20 minutes

20114/C Reg D: Reserve Requirements

30 minutes 30321B/C Reg D: Complying with

Reserve Requirements

30 minutes

20114/C Reg D: Reserve Requirements

30 minutes 30322B/C Reg D: Understanding

Reserve Requirements

30 minutes

20115/C/M/N Sexual Harassment: Definition and Prevention

30 minutes 30609B/C/M/N

Sexual Harassment: Prevention and Response

20 minutes

20116/C/M/N The FACT Act: Rules and Implications

30 minutes 30324B/C/M/N Fair Credit Reporting Act

(FCRA): Essentials

20 minutes

20116/C/M/N The FACT Act: Rules and Implications

30 minutes 30325B/C/M/N Fair Credit Reporting Act

(FCRA): Comprehensive

30 minutes

20117/C/M/N Fair Debt Collection Practices Act

30 minutes 30123B/C/M/N

Understanding the Fair Debt Collection Practices Act (FDCPA)

30 minutes

20122 Reg W: An In-Depth Look

60 minutes 30214B Regulation W:

Comprehensive

60 minutes

20132/C

Nondeposit Investment Products (NDIPs) for Frontline Employees

30 minutes 30334B/C Nondeposit Investment

Products (NDIPs)

30 minutes

20166/C Preventing Embezzlement

20 minutes 30124B/C How to Prevent

Embezzlement

20 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency Code Equivalency Title Equivalency

Duration

20202TEL Ethics: Policy and Personal Judgment for Tellers

30 minutes 31138B/C/N Frontline: Ethics and the

Bank Bribery Act

25 minutes

20203/C/M/N Diversity: Valuing Differences

30 minutes 30601B/C/M/N

Race, LGBTQ, Religion, and Other Protected Characteristics

30 minutes

20204LEN BSA: Responsibilities for Lenders

30 minutes 31434B/C/M/N

Mortgage Underwriting: BSA and Suspicious Activity

15 minutes

20204LEN BSA: Responsibilities for Lenders

30 minutes 31461B/C/M/N Mortgage Closing: BSA

and Suspicious Activity

15 minutes

20204MGT BSA: Management’s Perspective

30 minutes 31207B/C Sales Leadership: BSA

and AML

30 minutes

20204MGT BSA: Management’s Perspective

30 minutes 31610B/C/M/N

Executive Leadership: BSA, AML, and Terrorist Financing

15 minutes

20204OPS BSA: The Role of Operations

30 minutes 31308B/C Deposit Operations: BSA

and AML Considerations

20 minutes

20204TEL BSA: Transaction Procedures for Tellers

30 minutes 31136B/C/N Frontline: BSA and AML 20 minutes

20205LEN SAR: Lender Awareness

30 minutes 31434B/C/M/N

Mortgage Underwriting: BSA and Suspicious Activity

15 minutes

20205LEN SAR: Lender Awareness

30 minutes 31461B/C/M/N Mortgage Closing: BSA

and Suspicious Activity

15 minutes

20310 Check Fraud Prevention

60 minutes 31302B/C Deposit Operations:

Fraud Prevention

20 minutes

20312/C New Account Fraud Prevention

90 minutes 30122B/C New Account Fraud 25 minutes

20315 Building a Foundation for Successful Sales

60 minutes 30121B/C Successful Selling: A

Process Approach

45 minutes

20318 Handling Challenging Situations

60 minutes 30102B/C/M/N

Customer Service: Handling Difficult Situations

30 minutes

20322 Comprehensive Robbery Training

60 minutes 30201B/C/M/N Robbery Prevention and

Response

30 minutes

20327/C/M/N Information Security: Preventing Identity Theft

30 minutes 30313B/C/M/N

Identity Theft Prevention: Safeguarding Information

30 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency Code Equivalency Title Equivalency

Duration

20328/C/M/N

Identity Theft Red Flags: Duties of Financial Institutions and Creditors

30 minutes 30313B/C/M/N

Identity Theft Prevention: Safeguarding Information

30 minutes

20329/C/M/N

RML: Complying with Real Estate Settlement Procedures Act

30 minutes 30450B/C/M/N

Real Estate Settlement Procedures Act (RESPA): Essentials

30 minutes

20333/C/M/N Laws and Regulations for Mortgage Lending

30 minutes 30417B/C/M/N Mortgage Basics: Laws

and Regulations

40 minutes

20334/C/M/N Basics of Residential Mortgage Loans

30 minutes 30418B/C/M/N

Mortgage Basics: Products, Documents, and Costs

45 minutes

20335/C/M/N The Mortgage Lending Process

30 minutes 30419B/C/M/N Mortgage Basics: Steps

in Lending

25 minutes

20338/C

Understanding Reg GG: The Unlawful Internet Gambling Enforcement Act (UIGEA)

30 minutes 30329B/C Regulation GG:

Essentials

20 minutes

20340/C/M/N SAFE Act: Required Policy and Procedure

60 minutes 30413B/C/M/N The SAFE Act

Compliance

60 minutes

20341/C/N Board of Directors: An Introduction

15 minutes 31600B/C/M/N

Executive Leadership: Role of the Executive Leadership

15 minutes

20343/C/N Board of Directors: Ensuring Safety and Soundness

15 minutes 31602B/C/M/N Executive Leadership:

Safety and Soundness

15 minutes

20345/C/N Board of Directors: Basic Finance & Accounting Practices

30 minutes 31603B/C/M/N

Executive Leadership: Asset Liability Management and Financial Risk

15 minutes

20348/C TISA: Disclosure Requirements

30 minutes 30326B/C Reg DD: Essentials 45 minutes

20348/C TISA: Disclosure Requirements

30 minutes 30327B/C Reg DD: Comprehensive 60 minutes

20349/C/M/N

Federal Records Retention Requirements for Banks

30 minutes 30113B/C/M/N Federal Records

Retention Requirements

30 minutes

20349/C/M/N TISA: Calculating Interest

30 minutes 30326B/C Reg DD: Essentials 45 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency Code Equivalency Title Equivalency

Duration

20349/C/M/N TISA: Calculating Interest

30 minutes 30327B/C Reg DD: Comprehensive 60 minutes

20350/C/M/N Detecting Mortgage Fraud: The Red Flags

30 minutes 30430B/C/M/N Mortgage Fraud:

Identifying Red Flags

30 minutes

20350/C/M/N TISA: Advertising Compliance

30 minutes 30326B/C Reg DD: Essentials 45 minutes

20350/C/M/N TISA: Advertising Compliance

30 minutes 30327B/C Reg DD: Comprehensive 60 minutes

20361/C/M/N Email Security for Financial Institution

30 minutes 30304B/C/M/N

Cybersecurity: Computer Security Basics

15 minutes

20364/M Social Media Security for Financial Institutions

30 minutes 30615B/C/M/N Managing Social Media 30 minutes

20374 Reg W: Basic Concepts

15 minutes 30213B Regulation W: Essentials 20 minutes

20376/N BSA: Money Services Businesses

30 minutes 30510B/C/M/N BSA for Money Services

Businesses

25 minutes

20380/C/M/N UDAAP: An Overview 30 minutes 30380B/C/M/N

Unfair, Deceptive, and Abusive Acts or Practices (UDAAP): Mitigating Risk

30 minutes

20381/C/M/N UDAAP: Regulation Between the Cracks

30 minutes 30380B/C/M/N

Unfair, Deceptive, and Abusive Acts or Practices (UDAAP): Mitigating Risk

30 minutes

20390/C/M/N HMDA: Basic Information

30 minutes 30440B/C/M/N HMDA Fundamentals 30 minutes

20400/C Reg E Game Show 30 minutes 33000B/C Reg E Game Show 45 minutes

20401/C/M/N FCRA and FACT Act Game Show

30 minutes 33001B/C/M/N FCRA and FACT Act

Game Show

45 minutes

20403/C BSA Game Show 30 minutes 33002B/C BSA Game Show 45 minutes

20501/C/M Reg Z: An Overview 30 minutes 30420B/C/M/N Reg Z: Fundamentals for

Real Estate Loans

45 minutes

20600C/N The Automated Clearing House (ACH) Network

30 minutes 30332B/C The ACH Network 45 minutes

20060 Regulation O: How to Comply

30 minutes 30330B Regulation O: Essentials 15 minutes

20062/C Banking: An Introduction

60 minutes 30106B/C Retail Banking Basics:

Regulatory Agencies

40 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency Code Equivalency Title Equivalency

Duration

20066/C Bank Security: General Principles

30 minutes 30201B/C/M/N Robbery Prevention and

Response

30 minutes

20067/C Bank Security: Operating Procedures

30 minutes 30201B/C/M/N Robbery Prevention and

Response

30 minutes

20069/C Teller Operations: Endorsements

30 minutes 31113B/C/N Frontline: Negotiable

Instruments

20 minutes

20206/C/M BSA and AML: An In-Depth Look

60 minutes 30501B/C/M/N BSA and AML:

Comprehensive

60 minutes

20308 USA PATRIOT Act: The Financial Perspective

30 minutes 30504B/C/M/N USA PATRIOT Act:

Managing Compliance

40 minutes

20314 Introduction to Checks

60 minutes 31113B/C/N Frontline: Negotiable

Instruments

20 minutes

20316 Sales: Asking for the Business

30 minutes 30121B/C Successful Selling: A

Process Approach

45 minutes

20360/M/N Cybercrime Essentials for Financial Institutions

15 minutes 30304B/C/M/N

Cybersecurity: Computer Security Basics

15 minutes

20363/M Social Engineering Essentials for Financial Institutions

30 minutes 30305B/C/M/N Cybersecurity: Phishing

and Social Engineering

15 minutes

20366/M Defense Against Social Engineering: Phishing

30 minutes 30305B/C/M/N Cybersecurity: Phishing

and Social Engineering

15 minutes

20367/M/N Defense Against Social Engineering: Impersonation

15 minutes 30313B/C/M/N

Identity Theft Prevention: Safeguarding Information

30 minutes

20368/M/N Defense Against Social Engineering: Pretexting

30 minutes 30313B/C/M/N

Identity Theft Prevention: Safeguarding Information

30 minutes

20369/M Online Threat Defense for Financial Institutions

30 minutes 30313B/C/M/N

Identity Theft Prevention: Safeguarding Information

30 minutes

50213 The Family and Medical Leave Act

30 minutes 30613B/C/M/N Family and Medical

Leave Act (FMLA)

45 minutes

20005/C BSA: Wire Transfers and Recordkeeping Requirements

30 minutes 31305B/C

Deposit Operations: ACH, Wire, and Remittance Transfers

25 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency Code Equivalency Title Equivalency

Duration

31124B/C/N Frontline: ACH, Wire, an Remittance Transfers

20 minutes

20080/C Credit Cards: Regulations and Liabilities

30 minutes

31809B/C Commercial Banking: Credit Cards

20 Minutes

31512B/C/M/N Consumer Lending: Credit Cards

25 minutes

20120/C/M/N Customer Service: Telephone Excellence

30 minutes

31904B/C/M/N Contact Center: Inbound Communications

25 minutes

31905B/C/M/N Contact Center: Outbound Communications

20 minutes

20321/M/N

Telephone Techniques for Customer Interactions

30 minutes

31904B/C/M/N Contact Center: Inbound Communications

25 minutes

31905B/C/M/N Contact Center: Outbound Communications

20 minutes

20208/C/M Elder Financial Abuse: Detection and Prevention

30 minutes

30100B/C Preventing Elder Financial Abuse

30 minutes

4046B/C/M/N Financial Abuse of Elders: Common Schemes

5 minutes

4047B/C/M/N Detecting and Preventing Elder Financial Abuse

5 minutes

20336/C/N Reg E: EFT and Overdraft Compliance

30 minutes

30318B/C/M/N

Regulation E: Key Disclosures and Liability, and EFT and Overdraft Compliance

45 minutes

31123B/C/N Frontline: Overdrafts and Electronic Fund Considerations

20 minutes

31304B/C Deposit Operations: Electronic Funds Considerations

15 minutes

20362/M/N Password Security for Financial Institutions

30 minutes

30304B/C/M/N Cybersecurity: Computer Security Basics

15 minutes

30306B/C/M/N Cybersecurity: Securing Mobile Devices

10 minutes

30307B/C/M/N Cybersecurity: Social Media Security

15 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency Code Equivalency Title Equivalency

Duration

20365/M Internet Security Essentials for Financial Institutions

30 minutes

30304B/C/M/N Cybersecurity: Computer Security Basics

15 minutes

30306B/C/M/N Cybersecurity: Securing Mobile Devices

10 minutes

30307B/C/M/N Cybersecurity: Social Media Security

15 minutes

20391/C/M/N HMDA: Basic Compliance

30 minutes

30407B/C/M/N HMDA: Enhanced Reporting Requirements

30 minutes

30440B/C/M/N HMDA Fundamentals 30 minutes

4039B/C/M/N HMDA Monitoring Information

5 minutes

20600/C/N The Automated Clearing House Network

30 minutes

30332B/C/N The ACH Network 45 minutes

31305B/C Deposit Operations: ACH, Wire, and Remittance Transfers

25 minutes

31124B/C/N Frontline: ACH, Wire, and Remittance Transfers

20 minutes

20011/C/M/N

RMR: Complying with the Flood Disaster Protection Act

30 minutes

4250B/C/M/N Flood Determinations and Notifications

5 minutes

30410B/C/M/N Flood Disaster Protection Act (FDPA) Compliance

20 minutes

31411B/C/M/N Mortgage Processing: Ordering Reports

30 minutes

31460B/C/M/N Mortgage Closing: Explaining Fees and Disclosures

30 minutes

20032/C IRA Fundamentals 30 minutes

30340B/C/N Understanding IRAs 30 minutes

32110B/C/N Wealth Management: Education Savings Accounts

30 minutes

32101B/C/N Wealth Management: Roth IRA Fundamentals

30 minutes

32100B/C/N Wealth Management: Traditional IRA Fundamentals

30 minutes

20084/C/M/N Servicemember Issues

30 minutes 30408B/C/M/N

Servicemember Series: Servicemembers Civil Relief Act (SCRA) Protections

20 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency Code Equivalency Title Equivalency

Duration

30409B/C/M/N Servicemember Series: A Military Lending Act (MLA) Guide

15 minutes

4056B/C/M/N SCRA Key Requirements 5 minutes 4057B/C/M/N MLA Key Requirements 5 minutes

All listed replacement courses contain information on the specified regulation or topic. Course choice is at the institution's discretion and should be based on the roles and responsibilities of specific personnel, and the desired coverage. Existing Code Existing Title Existing

Duration Equivalency) Code Equivalency Title Equivalency

Duration

20019/C Reg CC: An Overview

30 minutes

4020B/C Reg CC: Delaying Funds Availability

5 minutes

4197B/C Reg CC: Emergency Conditions

5 minutes

30301B/C Regulation CC: Essentials 20 minutes

30302B/C Regulation CC: Comprehensive

30 minutes

31137B/C/N Frontline: Regulation CC and Funds Availability

20 minutes

31206B/C Sales Leadership: Consumer Transactions

30 minutes

20020/C Reg CC: How to Comply

30 minutes

4020B/C Reg CC: Delaying Funds Availability

5 minutes

4197B/C Reg CC: Emergency Conditions

5 minutes

30301B/C Regulation CC: Essentials 20 minutes

30302B/C Regulation CC: Comprehensive

30 minutes

31137B/C/N Frontline: Regulation CC and Funds Availability

20 minutes

31206B/C Sales Leadership: Consumer Transactions

30 minutes

20021/C Reg CC: Exceptions & The Next-Day Rule

30 minutes

4020B/C Reg CC: Delaying Funds Availability

5 minutes

4197B/C Reg CC: Emergency Conditions

5 minutes

30301B/C Regulation CC: Essentials 20 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency) Code Equivalency Title Equivalency

Duration

30302B/C Regulation CC: Comprehensive

30 minutes

31137B/C/N Frontline: Regulation CC and Funds Availability

20 minutes

31206B/C Sales Leadership: Consumer Transactions

30 minutes

20072/C/M/N Fair Lending: Basic Topics and Terms

30 minutes

30403B/C/M/N Fair Lending: Essentials

30 minutes

31707B/C/M/N Compliance Officer: Fair Lending Examination Management

25 minutes

31609B/C/M/N Executive Leadership: Fair Lending and UDAAP

15 minutes

31132B/C/N Frontline: Fair Lending Considerations

30 minutes

4220B/C/M/N Fair Lending Compliance 10 Minutes

4221B/C/M/N Fair Lending Laws and Regulations

5 minutes

20301/C/M/N Understanding Privacy: The Essentials

30 minutes

30310B/C/M/N Understanding Privacy: The Gramm-Leach-Bliley Act (GLBA)

30 minutes

4072B/C/M/N Privacy Notices and Exceptions

5 minutes

4073B/C/M/N California Consumer Privacy Act (CCPA)

5 minutes

4074B/C/M/N Privacy: Opt-out Requirements

5 minutes

4075B/C/M/N GDPR Compliance Overview

5 minutes

4240B/C/M/N

RFPA: Permitted Methods for Requesting Customer Information [Mini-Course]

10 minutes

4265B/C/M/N HIPAA-HITECH Requirements

10 minutes

31902B/C/M/N Contact Center: Authentication and Privacy

25 minutes

31300B/C Deposit Operations: Privacy Considerations

15 minutes

31120B/C/N Frontline: Privacy Considerations

20 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency) Code Equivalency Title Equivalency

Duration

32008B/C/M/N Mortgage Servicing: Privacy and Information Security

20 minutes

20026/C/M/N Reg B: An Overview 30 minutes

4067B/C/M/N Reg B: Adverse Action Notification

5 minutes

4068B/C/M/N Reg B: Business Applicants

5 minutes

30401B/C/M/N Regulation B: Comprehensive

45 minutes

30402B/C/M/N Regulation B: Essentials 15 minutes

31805B/C Commercial Banking: Considerations at Closing

20 minutes

31401B/C/M/N Mortgage Origination: Matching Products

25 minutes

31403B/C/M/N Mortgage Origination: Completing the Application

20 minutes

31404B/C/M/N Mortgage Origination: Collecting Information and Documentation

15 minutes

31410B/C/M/N Mortgage Processing: Providing Disclosures

30 minutes

31411B/C/M/N Mortgage Processing: Ordering Reports

30 minutes

31431B/C/M/N Mortgage Underwriting: Examining Collateral

15 minutes

31433B/C/M/N Mortgage Underwriting: Examining Character

25 minutes

31460B/C/M/N Mortgage Closing: Explaining Fees and Disclosures

30 minutes

20029/C/M/N Regulation B: Notification Requirements

30 minutes

4067B/C/M/N Reg B: Adverse Action Notification

5 minutes

4068B/C/M/N Reg B: Business Applicants

5 minutes

30401B/C/M/N Regulation B: Comprehensive

45 minutes

30402B/C/M/N Regulation B: Essentials 15 minutes

31805B/C Commercial Banking: Considerations at Closing

20 minutes

31401B/C/M/N Mortgage Origination: Matching Products

25 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency) Code Equivalency Title Equivalency

Duration

31403B/C/M/N Mortgage Origination: Completing the Application

20 minutes

31404B/C/M/N Mortgage Origination: Collecting Information and Documentation

15 minutes

31410B/C/M/N Mortgage Processing: Providing Disclosures

30 minutes

31411B/C/M/N Mortgage Processing: Ordering Reports

30 minutes

31431B/C/M/N Mortgage Underwriting: Examining Collateral

15 minutes

31433B/C/M/N Mortgage Underwriting: Examining Character

25 minutes

31460B/C/M/N Mortgage Closing: Explaining Fees and Disclosures

30 minutes

20030/C/M/N Reg B: Credit and Loan Handling

30 minutes

4067B/C/M/N Reg B: Adverse Action Notification

5 minutes

4068B/C/M/N Reg B: Business Applicants

5 minutes

30401B/C/M/N Regulation B: Comprehensive

45 minutes

30402B/C/M/N Regulation B: Essentials 15 minutes

31805B/C Commercial Banking: Considerations at Closing

20 minutes

31401B/C/M/N Mortgage Origination: Matching Products

25 minutes

31403B/C/M/N Mortgage Origination: Completing the Application

20 minutes

31404B/C/M/N Mortgage Origination: Collecting Information and Documentation

15 minutes

31410B/C/M/N Mortgage Processing: Providing Disclosures

30 minutes

31411B/C/M/N Mortgage Processing: Ordering Reports

30 minutes

31431B/C/M/N Mortgage Underwriting: Examining Collateral

15 minutes

31433B/C/M/N Mortgage Underwriting: Examining Character

25 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency) Code Equivalency Title Equivalency

Duration

31460B/C/M/N

Mortgage Closing: Explaining Fees and Disclosures

30 minutes

20230/C/M BSA/AML: The Basics

30 minutes

30502B/C/M/N BSA and AML: Essentials 60 minutes

32105B/C/N Wealth Management: BSA and AML Considerations

45 minutes

31808B/C Commercial Banking: Bank Secrecy Act (BSA) and Security Concerns

35 minutes

31522B/C/M/N Consumer Lending: BSA and Security Concerns

30 minutes

31308B/C Deposit Operations: BSA and AML Considerations

20 minutes

31136B/C/N Frontline: BSA and AML 20 minutes

31434B/C/M/N Mortgage Underwriting: BSA and Suspicious Activity

15 minutes

31461B/C/M/N Mortgage Closing: BSA and Suspicious Activity

15 minutes

4004B/C/M/N BSA and AML: Risk Assessment

5 minutes

4006B/C CTR Exemptions 5 minutes 4013B/C/M/N Completing the CTR 5 minutes 4014B/C/M/N Completing the SAR 5 minutes

4204B/C/M/N Spotting COVID-19 Medical Fraud

5 minutes

4230B/C/M/N OFAC Violations 5 minutes 4270B/C/M/N AML Program Overview 5 minutes

20039/C/M/N Reg Z: Purpose and Application

60 minutes

30420B/C/M/N Reg Z: Fundamentals for Real Estate

45 minutes

31514B/C/M/N Consumer Lending: Marketing and Social Media

30 minutes

31502B/C/M/N Consumer Lending: Understanding the Application Process

25 minutes

31510B/C/M/N Consumer Lending: Private Education Loans

25 minutes

31512B/C/M/N Consumer Lending: Credit Cards

25 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency) Code Equivalency Title Equivalency

Duration

31511B/C/M/N Consumer Lending: Home Equity Loans

25 minutes

31520B/C/M/N Consumer Lending: Addressing Borrower Concerns

25 minutes

31521B/C/M/N Consumer Lending: Borrower Protections

25 minutes

31540B/C/M/N Consumer Lending: Considerations at Closing

20 minutes

31404B/C/M/N Mortgage Origination: Collecting Information and Documentation

15 minutes

31410B/C/M/N Mortgage Processing: Providing Disclosures

30 minutes

31412B/C/M/N Mortgage Processing: Verification and Documentation

30 minutes

31460B/C/M/N Mortgage Closing: Explaining Fees and Disclosures

30 minutes

31400B/C/M/N Mortgage Origination: Marketing

30 minutes

31401B/C/M/N Mortgage Origination: Matching Products

25 minutes

31432B/C/M/N Mortgage Underwriting: Examining Capacity and Capital

20 minutes

20041/C/M/N Reg Z: Open-End Credit Disclosures

60 minutes

30420B/C/M/N Reg Z: Fundamentals for Real Estate

45 minutes

31514B/C/M/N Consumer Lending: Marketing and Social Media

30 minutes

31502B/C/M/N Consumer Lending: Understanding the Application Process

25 minutes

31510B/C/M/N Consumer Lending: Private Education Loans

25 minutes

31512B/C/M/N Consumer Lending: Credit Cards

25 minutes

31511B/C/M/N Consumer Lending: Home Equity Loans

25 minutes

31520B/C/M/N Consumer Lending: Addressing Borrower Concerns

25 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency) Code Equivalency Title Equivalency

Duration

31521B/C/M/N Consumer Lending: Borrower Protections

25 minutes

31540B/C/M/N Consumer Lending: Considerations at Closing

20 minutes

31404B/C/M/N Mortgage Origination: Collecting Information and Documentation

15 minutes

31410B/C/M/N Mortgage Processing: Providing Disclosures

30 minutes

31412B/C/M/N Mortgage Processing: Verification and Documentation

30 minutes

31460B/C/M/N Mortgage Closing: Explaining Fees and Disclosures

30 minutes

31400B/C/M/N Mortgage Origination: Marketing

30 minutes

31401B/C/M/N Mortgage Origination: Matching Products

25 minutes

31432B/C/M/N

Mortgage Underwriting: Examining Capacity and Capital

20 minutes

20048/C TISA: Disclosure Requirements

30 minutes

30420B/C/M/N Reg Z: Fundamentals for Real Estate

45 minutes

31514B/C/M/N Consumer Lending: Marketing and Social Media

30 minutes

31502B/C/M/N Consumer Lending: Understanding the Application Process

25 minutes

31510B/C/M/N Consumer Lending: Private Education Loans

25 minutes

31512B/C/M/N Consumer Lending: Credit Cards

25 minutes

31511B/C/M/N Consumer Lending: Home Equity Loans

25 minutes

31520B/C/M/N Consumer Lending: Addressing Borrower Concerns

25 minutes

31521B/C/M/N Consumer Lending: Borrower Protections

25 minutes

31540B/C/M/N Consumer Lending: Considerations at Closing

20 minutes

115 S. LaSalle Street, Suite 3300 • Chicago, IL 60603-3801 • T: 312.553.4600 • F: 312.683.2373 • www.bai.org

Existing Code Existing Title Existing Duration

Equivalency) Code Equivalency Title Equivalency

Duration

31404B/C/M/N Mortgage Origination: Collecting Information and Documentation

15 minutes

31410B/C/M/N Mortgage Processing: Providing Disclosures

30 minutes

31412B/C/M/N Mortgage Processing: Verification and Documentation

30 minutes

31460B/C/M/N Mortgage Closing: Explaining Fees and Disclosures

30 minutes

31400B/C/M/N Mortgage Origination: Marketing

30 minutes

31401B/C/M/N Mortgage Origination: Matching Products

25 minutes

31432B/C/M/N Mortgage Underwriting: Examining Capacity and Capital

20 minutes