CONTENTS

03 WELCOME TO COMPASS GLOBAL MARKETS

04 FX TRADING

05 FOREIGN CURRENCY PAYMENTS

06 RESEARCH AND ADVISORY

07 INITIAL PUBLIC OFFERINGS

08 FUNDS MANAGEMENT

10 CONTACT US

WELCOME TO COMPASS GLOBAL

MARKETS

Compass Global Markets was formed in Sydney, Australia by a group of

financial market specialists who wanted to create a business model that

would change the face of investing in the foreign exchange and commodity

markets.

The vision was to found a customer-centric company where our clients’

success is intrinsically linked to that of our own. The ethos of pursuing

profit at all costs - the formula for many financial institutions today - means

conflicts of interest often arise, often to the eventual detriment of the client.

This is where we are different. Our business model is simple - it has been

developed so that we will only succeed if you succeed. Your best interests will

always be aligned with our best interests in the spirit of a true partnership.

Our directors offer a wealth of experience across the global markets and

institutional banking space. We have all had successful institutional markets

careers covering positions such as Spot FX Trader, FX Options Broker,

Corporate FX Sales and Money Market Sales to name a few. Our experience

in the financial markets, combined with our business acumen, is what

differentiates us from the competition.

We pride ourselves on partnering with our clients to help them reach their

goals with reliable advice and support.

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FX TRADING

Compass Global Markets have partnered with the creators of one of the most sophisticated

and secure trading platforms available today. Our clients have access to a trading platform

that provides them with the most transparent, secure and reliable access to the global

markets. This proprietary trading station is one of the most stable and secure non-dealing

desk platforms available in the world. Through Trade Station, we are able to offer the most

competitive pricing for foreign exchange, commodity and equity indices trading.

Key Features of Trading FX with Compass:

• TwiceDaily“CompassDirections”Report

• DedicatedFXTradingAccountManagers

• Accesstoex-InterbankTraders

• EducationandTraining

• NoDealingDeskExecution

• LowSpreads&NoRe-Quotes

• ClientFundsheldwithFXCMAustralia

• TradingonSmartphonesandTablets

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FOREIGN EXCHANGE PAYMENTS

Most importers and exporters are aware of the effects that fluctuations in exchange rates

can have on the profitability of their business. At Compass Global Markets we are able to

offer some of the most competitive foreign exchange rates in the market.

Apart from offering better FX rates, Compass Global Markets works closely with our

clients to formulate the most effective risk management and hedging strategies to best

meet their business objectives.

Some of the key benefits of using Compass Global Markets to transact foreign

exchange payments include:

• ASimpleandIntuitiveOnlinePortal

• CompetitiveandLiveFXrates

• NoTransactionFees

• PowerfulEncryptionandSecurity

• FXProfessionalsOn-Call

• Hedging&FXRiskManagementAdvisory

• DedicatedAccountManagers

• MarketLeadingResearch5

RESEARCH AND ADVISORY

Today’s information age means that information has never been more freely available.

However, access to information is not the same as being well informed. We have well

respected market analysts to ensure that our clients have access to the best information

and to ensure sound investment decisions. Our analysts appear regularly on CNBC,

Bloomberg Television and Sky News Business.

Thecornerstoneofourresearch&advisorydivisionatCompassGlobalMarketsisthe

‘Compass Directions’ report. The report is focused on identifying short-term trade ideas

and medium-term trends in the markets. We rely on our strong relationships with the most

influential market participants for intelligence and combine that with rigorous analysis to

formulate our views.

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INITIAL PUBLIC OFFERINGS

Compass Global Markets have a strong record of identifying and securing allocations in investment

opportunities which we present to our clients for consideration. New IPOs are a relatively common

occurrence. Access to high quality IPOs is much more difficult. The Australian mining industry

has proven itself over the decades to be a global powerhouse and as the next commodity boom

gets underway we see great opportunities for our clients to invest in new, up and coming mining

companies.

Some of the Key Benefits of investing in IPOs with Compass Global Markets:

• Experienceandknowledgethatallowsustoanalysesolidinvestmentopportunities

• Extensivenetworkofcontactsthatallowsustogetaccesstotightlyheldopportunities

• Priorityallocationsforclients

We have a track record of finding solid investment opportunities in the resource sector and focus

mainly on small to mid-tier mining companies. We look for mining companies with resources

ranging from gold and silver to coal and bauxite. Wherever the opportunity may be, Compass

Global Markets will find it and provide it to our clients via a priority allocation.

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FUNDS MANAGEMENT

The traditional investment strategies of managed funds that focus largely on the equity markets are no

longer showing the strong returns they have in the past. Alternative investments in commodities and

foreign exchange now form a core part of any sound funds management strategy.

At Compass Global Asset Management, a fully owned subsidiary of Compass Global Markets, we have

created a managed account program within the FX, Commodity and Equity Index markets that allows

us to capture volatility and follow the trends to provide our clients with consistent returns. These funds

demonstrate sound risk management and investment processes and are managed by experts who will bring

much added value and return for our client base. In order to achieve our goal we have employed some of

the best traders and portfolio managers in the markets that have come from either an inter-bank trading

background or hedge fund role. Our experience, combined with stringent risk management practices and

proprietary knowledge of the markets allow us to provide our clients with steady returns.

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DISCLAIMER

Thedocument is ownedbyCompassGlobalMarketsPtyLtd (“CompassGlobalMarkets”)ACN144657885,AuthorisedRepresentativeNo. 377377 (Corporate

AuthorisedRepresentativeofCalibreInvestmentsAustralianFinancialServicesLicenseNo.337927).TheinformationinthisdocumentisprovidedforAustralianresidents

only and is not intended for access by residents of any other country. The content is for general information purposes only. For information regarding our financial services,

please refer to our Financial Services Guide. These Terms and Conditions are addressed to you, whether you are reading these pages on your own behalf, or on behalf of

anotherperson(suchasanemployer).YouruseofthisdocumentissubjecttotheseTermsandConditions.ByusingthisdocumentyouagreetobesubjecttotheTerms

and Conditions.

Thisdocumentisintendedforyourpersonal,non-commercialuse,unlessyouandCompassGlobalMarketshaveagreedotherwiseinwriting.Youmaynot:a)systematically

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This document provides general advice only and any advice or information does not take into account your particular objectives, financial situation or needs. You should,

before acting on the advice, consider the appropriateness of the advice having regard to these matters and, if appropriate, seek independent financial, legal and taxation

advice before making any financial investment decision. When considering whether to use a financial service offered by Compass Global Markets in this document you

should view the relevant Financial Services Guide for important information in relation to those financial services.

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of the courts of New South Wales, Australia and any courts which may hear appeals from those courts in respect of any proceedings in connection with these Terms and

Conditions or this document.

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CONTACT US

COMPASS GLOBAL MARKETS

Suite 23, Level 2 Tel: +612 9283 9792

World Square Fax: +612 9283 6658

650 George Street,

Sydney NSW 2000 Email: info@compassmarkets.com

Australia www.compassmarkets.com

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