Comparison of Advanced Radar Polarimetric Techniques for ... · Comparison of Advanced Radar...

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Comparison of Advanced Radar Polarimetric Techniques for Operational Attenuation Correction at C Band GIANFRANCO VULPIANI,PIERRE TABARY, AND JACQUES PARENT DU CHATELET Direction des Systèmes d’Observation, Météo-France, Trappes, France FRANK S. MARZANO Department of Electronic Engineering, University La Sapienza, Rome, Italy (Manuscript received 31 October 2006, in final form 11 June 2007) ABSTRACT Rain path attenuation correction is a challenging task for quantitative use of weather radar measurements at frequencies higher than S band. The proportionality relationship between specific attenuation hh (spe- cific differential attenuation dp ) and specific differential phase K dp is the basis for simple path-integrated attenuation correction using differential phase dp . However, the coefficients of proportionality are known to be dependent upon temperature, on the one hand, and shape and raindrop size distribution, on the other hand. To solve this problem, a Bayesian classification scheme is proposed to empirically find the prevailing rain regime and adapt the dp -based method. The proposed approach herein is compared with other polarimetric techniques currently available in the literature. Several episodes observed in the Paris, France, area by the C-band dual-polarized weather radar operating in Trappes (France) are analyzed and results are discussed. 1. Introduction Quantitative use of weather radar measurements (i.e., precipitation estimation, hydrometeor classifica- tion) requires accurate evaluation of the main error sources, such as calibration, ground clutter, anomalous propagation, beam blockage, and rain path attenuation (e.g., Bringi and Chandrasekar 2001). At frequencies higher than S band, the latter becomes significant and needs to be compensated. Since the beginning of ra- dar meteorology, several approaches for attenuation correction have been suggested in the literature (Hitschfeld and Bordan 1954; Meneghini et al. 1983; Bringi et al. 1990; Testud et al. 2001; Vulpiani et al. 2005, and many others). To overcome the instability of the iterative approaches (Hildebrand 1978; Aydin et al. 1989) that occur when path-integrated attenuation (PIA) is relatively large, the use of total path-integrated attenuation as a constraint has been first proposed for lidar applications (Klett 1981), complementing the Hitschfeld–Bordan (HB) method (Hitschfeld and Bor- dan 1954). Following the same approach the so-called surface reference techniques (SRTs) have been intro- duced for spaceborne weather radar (Meneghini et al. 1983; Iguchi and Meneghini 1994; Marzoug and Amay- enc 1994). Dual-polarized radars can provide an esti- mation of path-integrated attenuation using the total differential propagation phase because specific attenu- ation and differential attenuation ( hh and dp ) are al- most linearly related to specific differential phase K dp at typical ground-based radar frequency bands (S, C, and X) (Bringi et al. 1990). The linearity of the rela- tionship has been empirically verified by Gourley et al. (2007). Based on this evidence, the use of the differen- tial phase constraint to correct the observed reflectivity and differential reflectivity was proposed and evaluated in Testud et al. (2000) and Le Bouar et al. (2001), re- spectively. A self-consistent scheme was proposed by Bringi et al. (2001) in order to account for the sensitiv- ity of the proportionality factor between hh ( dp ) and K dp to both temperature and drop size distribution. Re- cently, the same constraint has been used to estimate the intrinsic reflectivity and differential reflectivity at Corresponding author address: Gianfranco Vulpiani, Italian Department of Civil Protection, Via Vitorchiano 4, 00189 Rome, Italy. E-mail: [email protected] 1118 JOURNAL OF ATMOSPHERIC AND OCEANIC TECHNOLOGY VOLUME 25 DOI: 10.1175/2007JTECHA936.1 © 2008 American Meteorological Society

Transcript of Comparison of Advanced Radar Polarimetric Techniques for ... · Comparison of Advanced Radar...

Comparison of Advanced Radar Polarimetric Techniques for Operational AttenuationCorrection at C Band

GIANFRANCO VULPIANI, PIERRE TABARY, AND JACQUES PARENT DU CHATELET

Direction des Systèmes d’Observation, Météo-France, Trappes, France

FRANK S. MARZANO

Department of Electronic Engineering, University La Sapienza, Rome, Italy

(Manuscript received 31 October 2006, in final form 11 June 2007)

ABSTRACT

Rain path attenuation correction is a challenging task for quantitative use of weather radar measurementsat frequencies higher than S band. The proportionality relationship between specific attenuation �hh (spe-cific differential attenuation �dp) and specific differential phase Kdp is the basis for simple path-integratedattenuation correction using differential phase �dp. However, the coefficients of proportionality are knownto be dependent upon temperature, on the one hand, and shape and raindrop size distribution, on the otherhand. To solve this problem, a Bayesian classification scheme is proposed to empirically find the prevailingrain regime and adapt the �dp-based method. The proposed approach herein is compared with otherpolarimetric techniques currently available in the literature. Several episodes observed in the Paris, France,area by the C-band dual-polarized weather radar operating in Trappes (France) are analyzed and results arediscussed.

1. Introduction

Quantitative use of weather radar measurements(i.e., precipitation estimation, hydrometeor classifica-tion) requires accurate evaluation of the main errorsources, such as calibration, ground clutter, anomalouspropagation, beam blockage, and rain path attenuation(e.g., Bringi and Chandrasekar 2001). At frequencieshigher than S band, the latter becomes significant andneeds to be compensated. Since the beginning of ra-dar meteorology, several approaches for attenuationcorrection have been suggested in the literature(Hitschfeld and Bordan 1954; Meneghini et al. 1983;Bringi et al. 1990; Testud et al. 2001; Vulpiani et al.2005, and many others). To overcome the instability ofthe iterative approaches (Hildebrand 1978; Aydin et al.1989) that occur when path-integrated attenuation(PIA) is relatively large, the use of total path-integratedattenuation as a constraint has been first proposed for

lidar applications (Klett 1981), complementing theHitschfeld–Bordan (HB) method (Hitschfeld and Bor-dan 1954). Following the same approach the so-calledsurface reference techniques (SRTs) have been intro-duced for spaceborne weather radar (Meneghini et al.1983; Iguchi and Meneghini 1994; Marzoug and Amay-enc 1994). Dual-polarized radars can provide an esti-mation of path-integrated attenuation using the totaldifferential propagation phase because specific attenu-ation and differential attenuation (�hh and �dp) are al-most linearly related to specific differential phase Kdp

at typical ground-based radar frequency bands (S, C,and X) (Bringi et al. 1990). The linearity of the rela-tionship has been empirically verified by Gourley et al.(2007). Based on this evidence, the use of the differen-tial phase constraint to correct the observed reflectivityand differential reflectivity was proposed and evaluatedin Testud et al. (2000) and Le Bouar et al. (2001), re-spectively. A self-consistent scheme was proposed byBringi et al. (2001) in order to account for the sensitiv-ity of the proportionality factor between �hh (�dp) andKdp to both temperature and drop size distribution. Re-cently, the same constraint has been used to estimatethe intrinsic reflectivity and differential reflectivity at

Corresponding author address: Gianfranco Vulpiani, ItalianDepartment of Civil Protection, Via Vitorchiano 4, 00189 Rome,Italy.E-mail: [email protected]

1118 J O U R N A L O F A T M O S P H E R I C A N D O C E A N I C T E C H N O L O G Y VOLUME 25

DOI: 10.1175/2007JTECHA936.1

© 2008 American Meteorological Society

JTECHA936

the last range bin (the farthest from the radar) retriev-ing, through an iterative scheme, the range profiles ofspecific attenuation and differential attenuation (Vul-piani et al. 2005).

The aim of this work is to propose an improved ver-sion of the standard procedure for attenuation correc-tion based on the use of differential phase shift (Bringiet al. 1990). A preliminary classification of the prevail-ing rain regime enables the use of adaptive relation-ships between specific attenuation and specific differ-ential phase shift. The comparison with other advancedpolarimetric techniques is accomplished on severalcases observed during 2005–06 in the Paris, France,area by the C-band dual-polarized weather radar oper-ating in Trappes, France (Gourley et al. 2006a).

2. Theoretical background

A gamma raindrop size distribution (RSD), with thegeneral form N(D) � N0 D� exp(�� D), where D is theparticle diameter and N0, �, and � are RSD param-eters, has been introduced in the literature to accountfor most of the variability occurring in the naturallyobserved RSD. The concept of normalization has beenintroduced by Willis (1984) and revisited by Chan-drasekar and Bringi (1987) and Testud et al. (2001).The number of raindrops per unit volume per unit sizecan be written as

N�D� � Nwf ���� D

D0��

exp���3.67 ��D

D0�,

�1�

where f(�) is a function � only, the parameter D0 is themedian volume drop diameter, � is the shape param-eter of the drop spectrum, and Nw (mm�1 m�3) is anormalized drop concentration that can be calculatedas a function of liquid water content W and D0 (e.g.,Bringi and Chandrasekar 2001).

The copolar equivalent radar reflectivity factors Zhh

and Z (mm6 m�3) at horizontal (h) and vertical ()polarization state can be expressed as follows:

Zhh,�� ��4

�5 |K |2�

D min

D max

4� | hh,���D� |2N�D� dD,

�2�

where Dmin and Dmax are the minimum and maximumdrop diameters, respectively, Shh, is the backscatteringcopolar component of the scattering amplitude matrixS (mm2) at h and polarization, respectively, � is thewavelength, and K is a constant defined as K � (� �1)/(� 2), where � is the complex dielectric constant ofwater estimated as a function of wavelength and tem-perature (Ray 1972).

Differential reflectivity Zdr is defined as the ratio ofreflectivity factors at two orthogonal polarizations,that is,

Zdr �Zhh

Z��

. �3�

The specific differential phase shift Kdp (° km�1),which is due to the propagation phase difference be-tween the two orthogonal polarizations and the specificpower attenuation �hh, (dB km�1), can be obtained interms of the forward copolar scattering amplitudes fhh,and f as

Kdp � 10�3180�

� Re�D min

Dmax

fhh�D� � f���D�� N�D� dD,

�4�

�hh,�� � 8.686 � 10�3� Im�D min

Dmax

fhh,���D� N�D� dD, �5�

where � is in meters. The specific differential attenua-tion �dp (dB km�1) is obtained as �dp��hh � �. Thecopolar correlation coefficient �h is defined as

�h� �

�D min

D max

S���D�S*hh�D�N�D� dD

��D min

Dmax

|Shh�D� |2N�D� dD�D min

D max

|S���D� |2N�D� dD

� |�h� |e j�h�, �6�

where �h (°) is the backscattering differential phaseshift.

When attenuation occurs, the measured reflectivityat horizontal polarization Z�hh (mm�6 m�3) and differ-ential reflectivity Z�dr (in linear units) can be written as

Z�hh�r� � Zhh�r� exp��0.46�0

r

�hh�s� ds� ,

Z�dr�r� � Z dr�r� exp��0.46�0

r

� dp �s� ds� . (7)

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3. Advanced polarimetric techniques forattenuation correction

As scattering simulations have demonstrated (Bringiet al. 1990; Jameson 1992), specific attenuation [�hh (dBkm�1)] and differential attenuation [�dp (dB km�1)] arealmost linearly related to specific differential phasewhen D0 2.5 mm (where D0 is the median volumedrop diameter),

�hh � hhKdp,�dp � dpKdp, �8�

where �hh,dp depends on drop size distribution, dropshape (equivalently on axis ratio), and temperature(Bringi and Chandrasekar 2001). Starting from thisparadigm, a simple attenuation correction technique(hereafter PDP), based on the relation between differ-ential phase �dp and cumulative attenuation Ahh, andcumulative differential attenuation Adp, respectively,has been proposed by Bringi et al. (1990) and evaluatedby other authors (i.e., Carey et al. 2000; Gourley et al.2007). Assuming �hh is constant in range, Ahh (dB) canbe expressed as

Ahh�r� � �r0

r

�hh�s� ds,

� hh�r0

r

K dp�s� ds,

�hh

2 � dp�r� � � dp�r0��,

�hh

2�� dp�r, r0�. �9�

Consequently, the corrected reflectivity becomes

10 log10 Zhh�r�� � 10 log10 Z�hh�r�� 2Ahh�r�

� 10 log10 Z�hh�r��

hh��dp�r, r0�. �10�

Equations analogous to (9) and (10) can be derived forAdp and Zdr, respectively.

Attenuation correction techniques that assume con-stant values for �hh,dp can be in error due to both tem-perature variations as well as variations in shape (Jame-son 1992). Many authors have noted that both the at-tenuation and differential attenuation due to “giant”raindrops along the propagation path result in values of�hh,dp that are nearly twice the theoretical values ex-pected from scattering simulations (Smyth and Illing-worth 1998; Carey et al. 2000; Gourley et al. 2006a).

a. Rain profiling algorithms

In the present study we will compare the perfor-mance of two techniques for attenuation correction be-longing to the rain profiling algorithms. These ap-proaches constitute a family of analytical solutions ofthe differential equation obtained from (7) when apower-law relation is assumed between �hh and Zhh

(�hh � aZbhh), with the estimated PIA being assumed as

a boundary condition (Marzoug and Amayenc 1994;Iguchi and Meneghini 1994; Vulpiani et al. 2006). Adetailed derivation thereof is presented in the appen-dix. Using the notation introduced in (9), the PIA canbe written as PIA � Ahh(rn), with rn being the rangedistance at which the rain cell ends. Apart from thefinal value (FV) method, rain profiling algorithms alsoinclude the so-called constant adjustment (CA). TheCA, which assumes that a (or equivalently Nw) is con-stant in range, adjusts the solution for the radar con-stant, resulting in a solution that is independent fromthe calibration error. The so-called ZPHI algorithm,proposed in Testud et al. (2000), represents the po-larimetric version of the rain profiling CA algorithmthat makes use of the differential phase shift to esti-mate Ahh(rn) [by means of (9)]. A self-consistentscheme to improve the ZPHI method, taking into ac-count the temperature and shape dependency of �hh,dp,was proposed by Bringi et al. (2001). In the presentwork, we focus on the polarimetric versions of FV(PFV) and CA (PCA) using the �dp constraint to esti-mate the PIA.

b. Temperature and size distribution dependency of�hh,dp

The error structure of PDP and ZPHI was recentlyanalyzed in a simulated framework by Gorgucci andChandrasekar (2005). PDP is mainly conditioned byerrors in the measured profiles of �dp, while PCAmight be not accurate in the presence of highly variabledrop size distribution, with Nw having been assumed tobe constant in range. The authors concluded that, gen-erally, the algorithms provide comparable results interms of cumulative attenuation estimation.

Algorithms making use of differential phase to esti-mate cumulative attenuation are sensitive to the as-sumed slope parameters in (8). As a matter of fact,�hh,dp is both temperature and size dependent (Jameson1992). For small-to-medium drop sizes, temperature isthe parameter that rules the �hh,dp variability, with mo-lecular absorption dominating attenuation. At C-bandfrequencies, when raindrop size increases scatteringtends to overwhelm absorption. For drop diameters

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larger than 5 mm, resonance scattering effects occurand size becomes the main reason for the variability of�hh,dp (Ryzhkov et al. 2006). In Carey et al. (2000), theauthors suggested determining the optimal values of�hh and �dp by analyzing the trend of the observed Zhh

and Zdr with respect to �dp after minimizing their in-trinsic variability. Based on the relationship between�hh and Kdp, Bringi et al. (2001) proposed a self-consistent scheme to optimize �hh by minimizing thediscrepancies between observed and reconstructed(through retrieved �hh) �dp. The latter scheme isadopted here for both PFV and PCA. From scatteringsimulations based on the T-matrix solution technique(Mishchenko 2000), the microphysical parameteriza-tion summarized in Straka et al. (2000), and assumingtemperature variations between 5° and 30°C, it can beargued (see Fig. 1) that linearity between �hh and �dp

(�dp�� �hh) is a relatively fair assumption at C band.Slight deviations from linearity are possible, especiallyfor large raindrop diameters. In Testud et al. (2000), theauthors assumed a nonlinear relationship between �dp

and �hh, with the multiplicative factor being related tothe intercept parameter Nw of an assumed gamma dropsize distribution. Due to the fact that the estimated Nw

is sensitive to absolute calibration, determined throughthe retrieved profile of �hh and corrected Zhh, the sug-gested approach might be unstable even for a relativelywell maintained radar system. Using the idea suggestedby Smyth and Illingworth (1998), Bringi et al. (2001)proposed an optimization scheme for �dp based on thephysical properties of raindrops in the stratiform tail ofthe rain cell. Because such regions are not alwayspresent in the volume of atmosphere observed by the

radar, especially for higher-elevation scans, this ap-proach may not always be usable. To investigate algo-rithms that are robust enough to be used in an opera-tional context, here we implemented PFV and PCA,assuming a fixed linear relationship between �hh and�dp.

4. Adaptive �dp method (APDP) for attenuationcorrection

In this work the well-known temperature depen-dency of �hh,dp was taken into account by reconstruct-ing the temperature profile from the observed freezinglevel height (FLH) retrieved from both radio soundingand aircraft measurements, assuming a standard envi-ronmental lapse rate. This approach is prone to uncer-tainties because of the space–time variability of thefreezing level height and temperature lapse rate. In thefuture, the FLH will be estimated from the operationalmelting layer identification scheme proposed by Tabaryet al. (2006b). Moreover, underestimating (overesti-mating) the environmental temperature of about 5°Cresults in an overestimation (underestimation) of �hh ofabout 10% (Jameson 1992). As mentioned in section3b, scattering simulations were performed in order toinvestigate the size dependency of �hh,dp. Rain is clas-sified, on the basis of different RSD, into the followingfour main categories: light rain (LR), moderate rain(MR), heavy rain (HR), and large drops (LD). Table 1lists the different RSDs adopted in this work. The axisratio relationship proposed by Brandes et al. (2002) wasadopted in this work, because it is a good model for raincommonly observed in northern France (Gourley et al.2006b). Finally, the dielectric constant was computed asa function of temperature and wavelength according tothe model described in Ray (1972). Figure 2 shows therelationship between specific attenuation (differentialattenuation) and specific differential phase as obtainedfrom scattering simulations for a restricted range oftemperature (9° � T � 11°C). The effect of RSD vari-ability on �hh,dp is significant, and suggests the need forusing suitable values for each condition in order toavoid biased estimation of cumulative attenuation. An

FIG. 1. Scatterplot of specific differential attenuation �dp as afunction of specific attenuation �hh as obtained from scatteringsimulations.

TABLE 1. Microphysical parameterization used to performscattering simulations.

Rainclass D0 (mm) Nw (mm�1 m�3) �

LR 0.5 D0 1.4 103 Nw 21 � 103 �1.0 � � 5.0MR 1.2 D0 2.0 103 Nw 104 �1.0 � � 5.0HR 1.7 D0 3.2 2 � 103 Nw 9 � 103 �1.0 � � 5.0LD 1.3 D0 3.6 15.0 Nw 150.0 �1.0 � � 5.0

JULY 2008 V U L P I A N I E T A L . 1121

adaptive version of the basic �dp-based method(APDP) is proposed in this work. As mentioned before,�hh,dp is sensitive to both the shape and size distribu-tions of raindrops. A preliminary classification of rainconditions (i.e., LR, MR, HR, LD) and, consequently,the associated average RSD, would enable the use ofsuitable values of �hh,dp obtained from scattering simu-lations or disdrometer measurements. For such a pur-pose, Zh and Zdr, preliminarily corrected using the fixed�hh,dp, are jointly used with the estimated Kdp and �h,

adopting a Bayesian classification scheme. This ap-proach represents a fully polarimetric version of thealgorithm recently proposed by Marzano et al. (2008,hereafter MSMV). As shown in Fig. 3, the maximum aposteriori probability criterion (MAP) is applied toidentify the different rain conditions. For a given mea-surements vector Y � [Zh Zdr Kdp �h], the conditionalprobability density function (PDF) of a considered rainclass Rc can be expressed by means of Bayes’ theorem(Marzano et al. 1999; MSMV; Marzano et al. 2007) as

FIG. 2. Scatterplot of specific (a) attenuation and (b) differential attenuation vs specificdifferential phase for different rain categories (i.e., LR, MR, HR, and LD) as obtained fromscattering simulations performed adopting the microphysical parameterization summarized inStraka et al. (2000), assuming a temperature range between 9° and 11°C.

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Fig 2 live 4/C

p�Rc |Y� �p�Y |Rc�p�Rc�

p�Y��

p��YRc�p�Rc�

p�Y�, �11�

where �YRc � Y � �YRc� is the perturbation of themeasurement vector from the mean value �YRc

� of classRc, and p(Rc) represents the a priori discrete probabil-ity of class Rc. The MAP retrieval of a rain class Rc

corresponds to the following maximization with respectto Rc:

Rc � ModeRc ln p�Rc |Y��, �12�

where ModeRcis the modal value of PDF with respect

to Rc. Assuming that p(�YRc) is a multivariate Gaussian

PDF,

p��YRc� �

1

��2��N�det�CRc�

exp���12

�Y � �YRc��TCRc

� 1�Y � YRc���, �13�

then the most likely rain class is found by minimizingwith respect to Rc the following cost function:

F � ��Y � �YRc��TCRc

� 1�Y � �YRc�� � ln det�CRc

��

2 ln p�Rc��, �14�

where CRcis the covariance matrix of class Rc. Com-

puting (14) requires knowledge of the measurementmean vector �YRc

� and covariance matrix CRcof each

rain class Rc. In this work, the statistical characteriza-tion of each rain class has been derived from scatteringsimulations according to the rain parameterization de-scribed in Straka et al. (2000) and MSMV. The priorprobability p(Rc), which was assumed to be uniform,could be used to subjectively weight each class as afunction of other available information (i.e., numericalmodels, disdrometer measurements). The classificationis considered to be successful if the minimum of (14) isbelow a given threshold determined by performing testson simulations. The Bayesian approach adopted here issubstantially different and alternative to the fuzzy-logicmethodology, which is based on the probabilistic infor-mation. Within the class of model-based algorithms, itrequires a much easier setup. Specifically, it is straight-forward to derive the new autocovariance matricesonce a new microphysical (or scattering) model is speci-fied. The a priori information can be also inserted in amore rigorous form. It has been shown that the perfor-mances of the Bayesian classification of hydrometeorsare better than, or at least comparable to, the fuzzy-logic approach using two or three polarimetric observ-

ables (MSMV). The fuzzy-logic-based method mayhave the advantage of a much easier empirical tuningthrough the arbitrary modification of the membershipfunctions (Marzano et al. 2007).

Once the classification is performed at each rangegate (ri), the following Kdp-weighted average of �hh,dp isused in (10):

�hh,dp�Kdp

�r0

r

Kdp�s� hh, dp�Rc� �s� ds

�r0

r

Kdp�s� ds

, �15�

where �(Rc)hh,dp (r) is the value of �hh,dp corresponding to

the rain class Rc detected at the range distance r. Thereason of this choice is the need to properly weight thevalues of �hh,dp according to their contribution to therain path attenuation.

The APDP method is applied once again using Zhh

and Zdr corrected in the first step to tune the rain-typeclassification and, consequently, the final attenuationcorrection. It is worth mentioning that the proposedclassification scheme can also be used for quantitativeprecipitation estimation by choosing the most suitedZ–R relationship according to the identified rain class.

5. Experimental results

a. Data processing and experimental dataset

The events analyzed in the present work were ob-served in the Paris area by the C-band Doppler weatherradar system operating continuously as part of the

FIG. 3. Block diagram of the APDP method for attenuationcorrection.

JULY 2008 V U L P I A N I E T A L . 1123

French operational radar network. The radar isequipped with linear polarization capabilities (it trans-mits horizontally and vertically polarized waves). Thetwo receiving channels, which have nearly identicalwaveguide runs, operate in parallel, and thus enable thesimultaneous transmission and reception (STAR)mode of the polarized signals. According to theadopted scan strategy, data are collected at six differentelevation angles every 5 min, which comprises a singlecycle. The second cycle begins by repeating the lowestfour tilts, but changes the elevation angles at the twohighest tilts. The same logic is used for the third andfinal cycle of the total 15-min volume scan. The antennadiameter is 3.7 m, leading to a beamwidth of about 1.1°,while the pulse width is 2 �s. A staggered pulse-repetition time (PRT; 379, 321, and 305 Hz) scheme isapplied for retrieving and dealiasing the Doppler ve-locities (Tabary et al. 2006a).

A robust data quality check is routinely applied inorder to mitigate radar miscalibration, radome interfer-ence, and system offsets (Gourley et al. 2006a). Datacollected at vertical incidence (one scan each 15 min)are used to estimate the calibration error on Zdr ac-cording to the procedure proposed by Gorgucci et al.(1999). The absolute calibration error estimate is per-formed by means of the self-consistency principle(Gourley et al. 2006b). The radome influence on Zdr

and �dp measurements, which is variable with azimuth,was outlined and corrected in Gourley et al. (2006a). Tocompensate for system noise and Mie scattering effects,an iterative finite impulse response (FIR) filter is ap-plied to the measured differential phase (Hubbert andBringi 1995) using a moving window of about 3 km.

As shown in Table 2, six events observed during 2005and 2006 were analyzed in this study. The occurrences(expressed in percentage) of total differential phaseshift show that most of them are of moderate intensityin terms of cumulative attenuation. The case of 23 June2005, instead, is an extreme convective event, which isvery unusual in northern France, characterized by path-integrated attenuation up to about 20 dB. The path-integrated differential attenuation (PIDA) was even

larger than 10 dB, as demonstrated by the saturated,low (�10 dB) measured values of Zdr (dB). To reduceground clutter contamination and the influence of themelting layer on the evaluation of the attenuation cor-rection methods, the 1.5 antenna elevation scans wereconsidered here.

b. Evaluation of the proposed methodology: Anextreme convective event

In this section we focus on the convective event ob-served on 23 June 2005. The statistical evaluation of allanalyzed events is discussed in section 4c. As an ex-ample, a range profile of polarimetric variables and thecorresponding rain-type distribution is shown in Fig. 4.For that specific range profile, the LR class is neverdetected, with Zhh being mostly higher than 30 dBZ.The MR class is typically associated with medium val-ues of Zhh (20 Zhh 40), low Kdp, and relatively highvalues of �h. Heavy rain is characterized by high re-flectivity, differential reflectivity, and a specific differ-ential phase but low correlation coefficient. In the con-sidered example, HR is mostly well detected; neverthe-less, hail contamination at range distances larger than50 km is likely, given the very low values of �h. On theother hand, the increase of Kdp suggests that hail/wethail is mixed with rain.

Plan position indicators (PPIs) of Zhh and Zdr (bothexpressed in decibels), showing the effects of attenua-tion correction, are illustrated in Figs. 5 and 6, respec-tively, relative to the event of 1545 UTC 23 June 2005.

As shown in Fig. 6a, the effect of attenuation isclearly visible, resulting in high azimuthal heterogene-ity of the Zdr (dB) PPIs. The considered correction al-gorithms sensibly reduce the effects of attenuation,nevertheless, as mentioned above, there are still wideareas where the likely presence of wet hail prevents fullrecovery of the Zhh and Zdr fields.

From Figs. 5a and 6a, it can be seen that there arethree main azimuthal sectors where attenuation occurs(labeled as S1–S3). In the remaining part of this sectionwe will focus on the analysis of sectors S1 and S2, whichare characterized by slightly different performances of

TABLE 2. List of analyzed rain events observed by the dual-polarized radar operating in Trappes. The intensity of each event isevaluated in terms of total differential phase shift.

Date Duration Type of rainfall0 � �dp � 25

(%)25 � �dp � 50

(%)50 � �dp � 100

(%)100 � �dp � 150

(%)�dp � 150

(%)

24 Mar 2005 3 h Stratiform 90.12 8.27 1.60 0.0 0.03 Jun 2005 3 h Mixed 85.03 9.53 4.67 0.69 023 Jun 2005 4 h Convective 57.82 18.65 15.25 5.72 2.5630 Jun 2005 3 h Mixed 81.53 13.65 3.80 0.68 0.3314 Sep 2006 5 h Mixed 47.77 44.13 6.42 1.54 0.1423 Sep 2006 5 h Stratiform 93.80 6.20 0.0 0.0 0.0

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the analyzed algorithms. For the sake of brevity, resultsreferring to sector S3 are not explicitly discussed be-cause they are similar to those obtained for sector S2.

1) ANALYSIS OF SECTOR S1

Figure 7 displays plots of the observed and correctedZhh and Zdr (both in decibels) as a function of the azi-muth for a fixed range distance (80 km) in the azi-

muthal sector comprised between 100° and 120°. Con-sidering that Zdr (dB) is expected to be positive in rain,it is fair to say that APDP reduces differential attenu-ation slightly more than PFV and PCA. The azimuthaldistribution of rain class occurrences along the range(lower panel of Fig. 7) shows that HR and MR are mostfrequent, with a significant concentration of LD in thefinal part of the considered sector. Figure 8 shows the

FIG. 4. Range plot of (a) Zhh and (b) Zdr corrected for attenuation using APDP method, and(c) Kdp and (d) �h, and the corresponding rain classes as identified by the Bayesian classifi-cation scheme relative to the event of 1545 UTC 23 Jun 2005.

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range profile of observed and corrected Zhh and Zdr

(both in decibels), �dp, and the corresponding identi-fied rain categories relative to the 110.5° azimuth. Inspite of the likely hail contamination between 55 and 60km, APDP is generally able to compensate for thepath-integrated attenuation and differential attenua-tion, which are of the order of 10 and 5 dB, respectively.In this specific case, APDP corrects more than PFV andPCA, with the differences being even larger than 5 dB(1.5 dB).

2) ANALYSIS OF SECTOR S2

The impact of the rain–hail mixture on the attenua-tion correction results appears more significant in theazimuthal sector between 25° and 70°. The large vari-ability of size distribution and water coat thicknessmakes the attenuation resulting from wet ice very dif-

ficult to estimate. A procedure to compensate for at-tenuation resulting from wet hail has been recently pro-posed for dual-wavelength systems (Liu et al. 2006).For single-frequency radar that problem is still an openissue. From experience with analysis of the event of 23June 2005, and on the basis of several hail reports, it issuggested that this problem could be the main cause ofuncompensated attenuation. As a matter of fact, hail iscommonly observed to be spheroidal in shape. Conse-quently, the fall mode is crucial in determining the po-larimetric signatures of hail. Even if most observationsrefer to isotropic behavior resulting from tumbling andgyrating motions (Knight and Knight 1970; Bringi et al.1984), hail can fall with the semimajor axis orientedeither in the vertical (Zrnic et al. 1993) or in the hori-zontal (Smyth et al. 1999). In the latter case, wet hail isexpected to produce non-null differential reflectivity(dB) and differential attenuation. Figure 9 shows the

FIG. 5. PPI of Zhh (dBZ ) relative to the event of 1545 UTC 23 Jun 2005. (a) Observed Zhh, and Zhh corrected with (b) APDP, (c)PFV, and (d) PCA are shown. The main azimuthal sectors characterized by strong attenuation are labeled in (a) as S1–S3.

1126 J O U R N A L O F A T M O S P H E R I C A N D O C E A N I C T E C H N O L O G Y VOLUME 25

Fig 5 live 4/C

plots of the observed and corrected Zhh and Zdr as afunction of the azimuth for a fixed range distance (50km). In that sector, the estimated path-integrated at-tenuation and differential attenuation reach 20 and 10dB, respectively, with a differential phase shift evenlarger than 200°. Considering that specific attenuationis typically 3 times larger than specific differential at-tenuation, the PIA has probably been underestimatedin that area. The lower panel of Fig. 9 shows the occur-rences (%) of identified rain class along the range as afunction of the azimuth. It can be seen that heavy rainis the most frequently identified rain class, while theoccurrence of large drops is significant, especially in thefirst part of the considered azimuthal sector where itranges between 20% and 35%. It is worth mentioningthat a relevant misclassification is likely to happen be-cause of ice contamination whose identification is be-yond the scope of the present work. Because negative

values of Zdr still persist after correction, we can deducethat none of the considered algorithms is able to fullycorrect attenuation; moreover, it is noted that PFVcompensates for attenuation more than APDP andPCA in the sector between 30° and 45°. On the otherhand, APDP performs better than PFV and PCA in thesector between 45° and 65°, as confirmed by the rangeplot displayed in Fig. 10. The lower panel of Fig. 10shows the range distribution of identified rain classes.As expected, where the corrected Zdr is still negativethe classification algorithm does not provide results,with the minimum of (14) being bigger than the as-sumed threshold.

c. Evaluation of the proposed methodology:Extensive validation

Quantitative validation of attenuation correctionprocedures is a cumbersome task. The comparison be-

FIG. 6. PPI of Zdr (dB) relative to the event of 1545 UTC 23 Jun 2005. (a) Observed Zdr, and Zdr corrected with (b) APDP, (c)PFV, and (d) PCA are shown. The main azimuthal sectors characterized by strong attenuation are labeled in (a) as S1–S3.

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Fig 6 live 4/C

tween the radar rainfall estimate and rain gauge mea-surements is prone to several uncertainties, such as theraindrop size distribution variability, which affects theradar rainfall retrieval by means of a fixed Z–R rela-tionship. In the present work, the physically based ap-proach proposed by Smyth and Illingworth (1998) isadopted to have an independent estimate of the PIDA.Given the linear relationship between �hh and �dp (i.e.,

�dp ≅ 0.3�hh), it also represents a validation for the es-timation of PIA. The aforementioned approach isbased on the assumption that, in the stratiform tail ofthe rain cell (where Zhh � 20 dBZ), Zdr is expected tobe close to zero given the predominant spherical shapeof raindrops. As suggested in Bringi et al. (2001), forhigher values of Zhh, the average intrinsic value of Zint

dr canbe estimated as a function of intrinsic reflectivity Zint

hh:

FIG. 7. Plot of observed and corrected (a) Zhh and (b) Zdr, as a function of the azimuth(between 100° and 120°) for a fixed range distance (80 km) relative to the event of 1545 UTC23 Jun 2005, and (c) the corresponding �dp and (d) identified rain classes (i.e., LD, LR, MR,and HR).

1128 J O U R N A L O F A T M O S P H E R I C A N D O C E A N I C T E C H N O L O G Y VOLUME 25

Fig 7 live 4/C

Zdrint�rN� � �0 for Zhh

int�rN� 20 dBZ

0.048 Zhhint�rN� � 0.774 for 20 Zhh

int�rN� 45 dBZ,�16�

where rN denotes the range distance at which the raincell ends.

The estimate of Zinthh requires attenuation compensa-

tion; therefore, a basic correction of Zhh is initially per-formed by applying (8) using a fixed value of �hh.Adopting this approach, the PIDA can be estimated as

FIG. 8. Range profiles of measured and corrected (a) Zhh and (b) Zdr , using APDP, PFV,and PCA relative to the 1545 UTC 23 Jun 2005 event, and (c) the corresponding observedprofile of �dp and (d) the identified rain classes (i.e., LR, MR, HR, and LD).

JULY 2008 V U L P I A N I E T A L . 1129

Fig 8 live 4/C

the difference between the observed and intrinsic val-ues of Zdr, while the error made by the correction pro-cedures can be quantified as

� � Zdrcorr � Zdr

int. �17�

As a matter of fact, 23 June 2005 is an anomalous eventfor northern France and its analysis should not biasgeneral conclusions that can be drawn for more stan-

dard cases. Figure 11 highlights the error analysis per-formed in terms of mean error ��� and root-mean-square error relative to all of the examined algorithms(including the standard PDP) for all events listed inTable 2 but the 23 June 2005 case. The estimated errorsare plotted as a function of differential phase shift mea-sured at rN in order to evaluate the performance atincreasing cumulative attenuation. It is important tooutline that the curve referring to the mean difference

FIG. 9. Plot of observed and corrected (a) Zhh and (b) Zdr, as a function of the azimuth(between 25° and 70°) for a fixed range distance (50 km) relative to the 1545 UTC 23 Jun 2005event, and (c) the corresponding plot of �dp and (d) identified rain classes.

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Fig 9 live 4/C

between uncorrected and intrinsic Zdr (Fig. 11a) pro-vides an estimate of mean path-integrated differentialattenuation, which reaches almost 3.5 dB. As expected,the PDP method is characterized by a lower standarddeviation but higher mean error. Generally, the variousmethodologies provide comparable performances, withPFV showing the lower RMSE corresponding to largervalues of �dp, and the maximum difference being about

1.3 and 0.5 dB in terms of mean error and RMSE,respectively. Figure 12 shows the error analysis relativeto the event of 23 June 2005, characterized by a meanpath-integrated attenuation up to 7.5 dB. In this case,the differences between the various algorithms aremore significant, with APDP performing better thanthe rain profiling algorithms PFV and PCA, which aregenerally comparable. As expected, PDP is conditioned

FIG. 10. Range profiles of measured and corrected (a) Zhh and (b) Zdr, using APDP, PFV,and PCA relative to the 1545 UTC 23 Jun 2005 event, and (c) the corresponding observedprofile of �dp and (d) the identified rain classes.

JULY 2008 V U L P I A N I E T A L . 1131

Fig 10 live 4/C

by the high space–time variability of the observed RSD.The maximum difference between APDP and PDP isabout 2 dB in terms of both mean error and RMSE.

6. Summary

As outlined by several authors, attenuation correc-tion schemes making use of differential phase may be inerror because of the temperature, shape, and size dis-tribution dependency of the assumed linear relation-ship between specific attenuation and specific differen-tial phase. An optimized version of the standard �dp-

based method for attenuation correction is evaluated inthis work. A preliminary classification of the prevailingrain category (drop size distribution) is accomplishedby adopting the maximum a posteriori probability cri-terion by means of the estimated Kdp, �h and Zhh, Zdr

corrected using a fixed �hh–Kdp relationship. The iden-tified rain types enable the use of appropriate �hh–Kdp

relationships determined from scattering simulations.A comparison with other advanced polarimetric tech-niques is performed on six events observed in the Parisarea by the dual-polarized radar operating in Trappes.A physically based independent estimate of the path-

FIG. 11. Comparison of the considered attenuation correction algorithms (i.e., PDP, APDP,PCA, and PFV) relative to all analyzed events except for 23 Jun 2005. The error analysis isperformed in terms of ��� and RMSE as a function of differential phase shift.

1132 J O U R N A L O F A T M O S P H E R I C A N D O C E A N I C T E C H N O L O G Y VOLUME 25

Fig 11 live 4/C

integrated differential attenuation is used as a referenceto evaluate the various correction techniques. Experi-mental results, based on the moderate events consid-ered, indicate that methods making use of differentialphase shift are comparable with rain profiling algo-rithms in terms of cumulative attenuation estimation,confirming theoretical studies conducted by others au-thors. As shown by the analysis of an extreme event,the proposed approach better tracks space variability ofraindrop size distribution. Expected limitations are en-countered in presence of hail/wet ice along the rainpath, which still represents an open issue for single-wavelength radar systems. Moreover, the use of differ-

ential phase shift for attenuation correction through anadaptive scheme makes the proposed methodology par-ticularly suitable for operational purposes.

Acknowledgments. This work has been supported bythe European Community under the FLYSAFE project(Contract AIP4-CT-2005-516167), which is an inte-grated project of the sixth framework program, consist-ing of 36 partners from the aviation industry, meteoro-logical services, research centers, and universities.

The author GV is grateful to Dr. D. Scaranari for hisfundamental contribution in developing the classifica-tion algorithm used in this work.

FIG. 12. Comparison of the considered attenuation correction algorithms (i.e., PDP, APDP,PCA, and PFV) relative to the event of 23 Jun 2005. The error analysis is performed in termsof ��� and RMSE as a function of differential phase shift.

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Fig 12 live 4/C

APPENDIX

Rain Profiling Algorithms

A brief derivation of the so-called profiling tech-niques for attenuation correction is given here. Startingfrom (7), and assuming �hh is related to reflectivity Zhh

(mm6 m�3) through a power law, then

�hh � aZb. �A1�

Assuming b is constant in range, (A1) can be rewrittenas a differential equation (Iguchi and Meneghini 1994),which takes the form of a Riccati differential equation(Abramowitz and Stegun 1972). A general solution tothis differential equation is

Zhh�r� � Z�hh�r� C1 � S�r���1�b, �A2�

where S(r) � q�rr0

a[Z�hh(s)]b ds and q � 0.2 b ln(10). Itis worth mentioning that the same approach can befollowed to derive the specific differential attenuation�dp as a function of differential reflectivity Zdr. IfZhh(r0) � Z�hh(r0) is taken as a boundary condition, thenthe HB solution is obtained (Hitschfeld and Bordan1954) by

Zhh

HB�r� � Z�hh�r� 1 � S�r���1�b, �A3�

�hhHB�r� �

a Z�hh�r��b

1 � S�r�. �A4�

To avoid the instability of the solution, the boundarycondition at the farthest range bin (r � rn) can be ap-plied to constrain the solution. Defining the attenuationfactor Af as

Af � exp��0.46�r0

rn

�hh�s� ds�, �A5�

it is possible to derive the so-called FV solution of

ZhhFV�r� � Z�hh�r� Af

b S�rn� � S�r���1�b, �A6�

�hh

FV�r� �

a�r� Z�hh�r��b

Afb S�rn� � S�r�

. �A7�

It is known that the HB solution can become unstablein heavy rain. The FV solution, on the other hand, isstable using the PIA as a boundary condition. To satisfyboth the initial and PIA conditions, the CA methodproposed in Meneghini et al. (1983) was modified byMeneghini and Nakamura (1990) to adjust the radarconstant introducing the correction factor � � (1 �Af

b)/S(rn). The CA solution is given by

Zhh

CA�r� � �1�bZ�hh�r� 1 � �S�r���1�b,

� Z�hh�r��Afb

�� S�rn� � S�r����1�b

,

�A8�

�hh

CA�r� �a�r��Z�hh�b�Af

� b � 1�

S�rn� �Af� b � 1� S�rn� � S�r��

,

�A9�

which, after a few mathematical manipulations, and as-suming a is constant in range, takes the form

�hh

CA�r� �

�Z�hh�b�Af� b � 1�

I�r0,rn� �Af� b � 1�I�r,rn�

, �A10�

where

I�r,rn� � q�r

rn

Z�hh�s� ds.

The above profiling techniques (FV and CA), alsocalled surface reference methods, estimate the PIAthrough rain from the decrease in surface return; inparticular, the loss factor Af at r � rn is estimated as theratio between the surface return power in rain to thatmeasured in adjacent rain-free areas.

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