COMPANY REGISTRATION AND MONITORING DEPARTMENT … · 2020. 4. 21. · company registration and...

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BANK OF COMMERCE 1 LLAGAS, CORAZON TIMUAT Compliance Officer / Associated Person 2 ALCAUSIN, FRANCIS ALBERT PAZ Fixed Income Market Salesman 3 AMAHAN, EDWIN TAN Fixed Income Market Salesman 4 ANG, MA. CLARIZA MALASIQUE Fixed Income Market Salesman 5 ANG DY PAY, CRISTINA TAN Fixed Income Market Salesman 6 ARRIOLA, LOURDES VILLEGAS Fixed Income Market Salesman 7 BASOBAS, BERNADETTE CRUZ Fixed Income Market Salesman 8 BAYOT JR, ROBERTO ALCANTARA Fixed Income Market Salesman 9 BERNABE, PAULYN VILLAMOR Fixed Income Market Salesman 10 BORJA, NERLY GARCIA Fixed Income Market Salesman 11 BRIONES, AUGUSTO MANUEL MONDONEDO Fixed Income Market Salesman 12 CAMAGAY, DANIEL CEFERINO DELA CUESTA Fixed Income Market Salesman 13 CHUA, NICOLE FRANCINE ARIADNE CO Fixed Income Market Salesman 14 CONSUL, GEORGE ESCANILLA Fixed Income Market Salesman 15 DE GUZMAN, ANTONIO BASILIO CANLAS Fixed Income Market Salesman 16 DE LA PAZ, ATHALIE ARMONIO Fixed Income Market Salesman 17 DE LEON, MONETTE GOZUN Fixed Income Market Salesman 18 DEE, JOHNNY UY Fixed Income Market Salesman 19 DEL ROSARIO, AURORA ROQUE Fixed Income Market Salesman 20 ESTIVA, JOSEPH ALFRED REYES Fixed Income Market Salesman 21 GAFFUD, LESLIE VENGAZO Fixed Income Market Salesman 22 KHO, JOHANNA BELLE BUCAY Fixed Income Market Salesman 23 KIMPO JR., MANOLO BARRIOS Fixed Income Market Salesman 24 LACERNA, LEANDRO XANDEE ALMONTE Fixed Income Market Salesman 25 LLABRES, MAY MELITON Fixed Income Market Salesman 26 LOPEZ, JANINA MOIRA ASCAÑO Fixed Income Market Salesman 27 MANALO, PURA ANGELA LUNA Fixed Income Market Salesman 28 MASIP, AMY SALCEDO Fixed Income Market Salesman 29 RAMIREZ, DINO JOSEPH APOLINAR Fixed Income Market Salesman 30 RAMOS, BELEN TAN Fixed Income Market Salesman 31 REYES, PAUL JOHN TOLEDO Fixed Income Market Salesman 32 RIMANDO II, FRANCO GUNDAYAO Fixed Income Market Salesman 33 RIVALES, ARLENE Fixed Income Market Salesman 34 STA. ANA, RAMON ANGELES Fixed Income Market Salesman 35 TAN, BETTY ONG Fixed Income Market Salesman 36 TIMBANG, NICA PAULINE ARUBANG Fixed Income Market Salesman 37 TIMBOL, FELIPE MARTIN FRANCISCO Fixed Income Market Salesman 38 VIRATA, NINA FRANCESCA MENDOZA Fixed Income Market Salesman 39 ZAMORA, MA. TERESA DE LEON Fixed Income Market Salesman BANK OF THE PHILIPPINE ISLANDS 1 MARGATE, EDGAR IBLAN Associated Person COMPANY REGISTRATION AND MONITORING DEPARTMENT LIST OF CAPITAL MARKET PROFESSIONALS WITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017 GOVERNMENT SECURITIES ELIGIBLE DEALERS # NAME TYPE OF REGISTRATION Page 1 of 29

Transcript of COMPANY REGISTRATION AND MONITORING DEPARTMENT … · 2020. 4. 21. · company registration and...

  • BANK OF COMMERCE1 LLAGAS, CORAZON TIMUAT Compliance Officer /

    Associated Person

    2 ALCAUSIN, FRANCIS ALBERT PAZ Fixed Income Market Salesman

    3 AMAHAN, EDWIN TAN Fixed Income Market Salesman

    4 ANG, MA. CLARIZA MALASIQUE Fixed Income Market Salesman

    5 ANG DY PAY, CRISTINA TAN Fixed Income Market Salesman

    6 ARRIOLA, LOURDES VILLEGAS Fixed Income Market Salesman

    7 BASOBAS, BERNADETTE CRUZ Fixed Income Market Salesman

    8 BAYOT JR, ROBERTO ALCANTARA Fixed Income Market Salesman

    9 BERNABE, PAULYN VILLAMOR Fixed Income Market Salesman

    10 BORJA, NERLY GARCIA Fixed Income Market Salesman

    11 BRIONES, AUGUSTO MANUEL MONDONEDO Fixed Income Market Salesman

    12 CAMAGAY, DANIEL CEFERINO DELA CUESTA Fixed Income Market Salesman

    13 CHUA, NICOLE FRANCINE ARIADNE CO Fixed Income Market Salesman

    14 CONSUL, GEORGE ESCANILLA Fixed Income Market Salesman

    15 DE GUZMAN, ANTONIO BASILIO CANLAS Fixed Income Market Salesman

    16 DE LA PAZ, ATHALIE ARMONIO Fixed Income Market Salesman

    17 DE LEON, MONETTE GOZUN Fixed Income Market Salesman

    18 DEE, JOHNNY UY Fixed Income Market Salesman

    19 DEL ROSARIO, AURORA ROQUE Fixed Income Market Salesman

    20 ESTIVA, JOSEPH ALFRED REYES Fixed Income Market Salesman

    21 GAFFUD, LESLIE VENGAZO Fixed Income Market Salesman

    22 KHO, JOHANNA BELLE BUCAY Fixed Income Market Salesman

    23 KIMPO JR., MANOLO BARRIOS Fixed Income Market Salesman

    24 LACERNA, LEANDRO XANDEE ALMONTE Fixed Income Market Salesman

    25 LLABRES, MAY MELITON Fixed Income Market Salesman

    26 LOPEZ, JANINA MOIRA ASCAÑO Fixed Income Market Salesman

    27 MANALO, PURA ANGELA LUNA Fixed Income Market Salesman

    28 MASIP, AMY SALCEDO Fixed Income Market Salesman

    29 RAMIREZ, DINO JOSEPH APOLINAR Fixed Income Market Salesman

    30 RAMOS, BELEN TAN Fixed Income Market Salesman

    31 REYES, PAUL JOHN TOLEDO Fixed Income Market Salesman

    32 RIMANDO II, FRANCO GUNDAYAO Fixed Income Market Salesman

    33 RIVALES, ARLENE Fixed Income Market Salesman

    34 STA. ANA, RAMON ANGELES Fixed Income Market Salesman

    35 TAN, BETTY ONG Fixed Income Market Salesman

    36 TIMBANG, NICA PAULINE ARUBANG Fixed Income Market Salesman

    37 TIMBOL, FELIPE MARTIN FRANCISCO Fixed Income Market Salesman

    38 VIRATA, NINA FRANCESCA MENDOZA Fixed Income Market Salesman

    39 ZAMORA, MA. TERESA DE LEON Fixed Income Market Salesman

    BANK OF THE PHILIPPINE ISLANDS1 MARGATE, EDGAR IBLAN Associated Person

    COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    Page 1 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    2 ACALING, MELROSE MARTELINO Fixed Income Market Salesman

    3 ACLAN, MARIA SONIA CUETO Fixed Income Market Salesman

    4 ADOLFO, ARLIN CORPIN Fixed Income Market Salesman

    5 AGCAOILI, ROBERT PASCUA Fixed Income Market Salesman

    6 ALCOBER, VINCENT PAUL TABAFUNDA Fixed Income Market Salesman

    7 AMPARADO, ERLYN TEROSA Fixed Income Market Salesman

    8 ANDRADA, CLYDE FRADES Fixed Income Market Salesman

    9 ARPON, JUNVIC ALIVIO Fixed Income Market Salesman

    10 AVENDAÑO JR, FEDERICO CAPULE Fixed Income Market Salesman

    11 BADUA, ARREX SALIDO Fixed Income Market Salesman

    12 BALLESTEROS, ARLYN RUIZ Fixed Income Market Salesman

    13 BARIN, DIOSDADO BORDADOR Fixed Income Market Salesman

    14 BARRETTO, SORAYA AGBUNAG Fixed Income Market Salesman

    15 BASCO, FLOCERFIDA DE LUNA Fixed Income Market Salesman

    16 BAUTISTA, ROSARIO ROBLES Fixed Income Market Salesman

    17 BAYBAYAN, GRETCHEN NEQUINTO Fixed Income Market Salesman

    18 BENEDICTOS JR, BIENVENIDO RAMIREZ Fixed Income Market Salesman

    19 BERNALES, JESSE ALLAN BANZON Fixed Income Market Salesman

    20 BOON, LORRAINE DOMINIQUE CENIZA Fixed Income Market Salesman

    21 BRAGANZA, SONIA SY Fixed Income Market Salesman

    22 BUENAFE, VALESKA KYNA ATANACIO Fixed Income Market Salesman

    23 CABRERA, FILIPINA DIAZ Fixed Income Market Salesman

    24 CABRIGA, MA. CARMEN LASAM Fixed Income Market Salesman

    25 CABUNIAG, MA. THERESA RAMOS Fixed Income Market Salesman

    26 CALEON, JOEY DE JESUS Fixed Income Market Salesman

    27 CALIT, GENESIS GUILLERMO Fixed Income Market Salesman

    28 CALLEJA, MICHAEL DURANTE Fixed Income Market Salesman

    29 CAPARAS JR, LIBERTADO DAVID Fixed Income Market Salesman

    30 CASAO, NANCY RIVERA Fixed Income Market Salesman

    31 CASUGA, NEIL QUINTAL Fixed Income Market Salesman

    32 CAYETANO, ALAN CRUZ Fixed Income Market Salesman

    33 CHAN, ROWENA RIVERA Fixed Income Market Salesman

    34 CHIU, RICA PEARL TANQUIAMCO Fixed Income Market Salesman

    35 CORONIA, LEELAH RANOLA Fixed Income Market Salesman

    36 CORRAL, DAISY MAE CANDELARIO Fixed Income Market Salesman

    37 COSICO, CARMELA CALABIA Fixed Income Market Salesman

    38 CRISANTO, GINA CORAZON GUINA Fixed Income Market Salesman

    39 CRISOSTOMO, MARI-LEN SIA Fixed Income Market Salesman

    40 CUAYCONG, PAULINE GELLECANAO Fixed Income Market Salesman

    41 DAGUMBOY, AILYNE DIANE SANTOS Fixed Income Market Salesman

    42 DALISAY, ANTONIO JIMSODEL RIZO Fixed Income Market Salesman

    43 DAVID, EMMANUEL SARMIENTO Fixed Income Market Salesman

    44 DE LEON, ALAN ANCHETA Fixed Income Market Salesman

    Page 2 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    45 DEBUQUE, LUISA DOMINGO Fixed Income Market Salesman

    46 DEL FIERRO, SANDRA ANN UNGAB Fixed Income Market Salesman

    47 DELOS REYES, LUZ ORAIS Fixed Income Market Salesman

    48 ELECCION, MAXIMO SACIL Fixed Income Market Salesman

    49 ESPEJO, RAMON BINALA Fixed Income Market Salesman

    50 ESPERAT, ORLANDO FRANCISCO Fixed Income Market Salesman

    51 EUGENIO, ANNA LIZA ALVAREZ Fixed Income Market Salesman

    52 FELIZARTA, MARICHU SANTOS Fixed Income Market Salesman

    53 FERNANDEZ, RINALDO HECHANOVA Fixed Income Market Salesman

    54 FERNANDEZ, SALOME DE GUZMAN Fixed Income Market Salesman

    55 FLORES, MA. MINERVA REYES Fixed Income Market Salesman

    56 FORTUNO, REBECCA DE LOS SANTOS Fixed Income Market Salesman

    57 GALUEGO, MELISA REMO Fixed Income Market Salesman

    58 GAN, THERESE GARVILLES Fixed Income Market Salesman

    59 GAOIRAN, REAME CORPUZ Fixed Income Market Salesman

    60 GARROVILLO, JOSELAINE ALANSALON Fixed Income Market Salesman

    61 GARZON, JOAN MAE DIVINAGRACIA Fixed Income Market Salesman

    62 GAZA, RACHEL DULCE VILLACETE Fixed Income Market Salesman

    63 GLORIOSO, ANA MARIA ILAGAN Fixed Income Market Salesman

    64 GO, MARGARET CU Fixed Income Market Salesman

    65 GO, NOEMI PAEZ Fixed Income Market Salesman

    66 GOMEZ, MARY ANN YAMZON Fixed Income Market Salesman

    67 GONZALES, MARIA BELLA MORANTE Fixed Income Market Salesman

    68 GUEVARA, JENNY CHENG Fixed Income Market Salesman

    69 GUZMAN, MA. DIANA ARLENE BALANE Fixed Income Market Salesman

    70 HEYRES, MARY LUZ VILLAMIN Fixed Income Market Salesman

    71 ISLA, MARIVILLA BARZA Fixed Income Market Salesman

    72 JAVIER, MARCO MIGUEL MANAS Fixed Income Market Salesman

    73 KIRONG, JOANNA IRISH LEOCADIO Fixed Income Market Salesman

    74 LACHICA, MARIA KATRINA TORRES Fixed Income Market Salesman

    75 LATAQUIN, PHILIP JOEL PARRENAS Fixed Income Market Salesman

    76 LAXA, OFELIA BENITEZ Fixed Income Market Salesman

    77 LEDESMA, JEANETTE YAP Fixed Income Market Salesman

    78 LEGASPI, LUNINGNING MALIKSI Fixed Income Market Salesman

    79 LOW, SANDIE JAN MANUBAG Fixed Income Market Salesman

    80 LUMABAS, SUSANA CUNANAN Fixed Income Market Salesman

    81 MANDA, MARIA GUIDITA MANZANO Fixed Income Market Salesman

    82 MARCOS, MA. CARINA CORONEL Fixed Income Market Salesman

    83 MARTINEZ, RAQUEL IDA CONTRERAS Fixed Income Market Salesman

    84 MENDIOLA, MARIA ZITA ARENAS Fixed Income Market Salesman

    85 MENDOZA, JOCELYN BALDEVIA Fixed Income Market Salesman

    86 MENDOZA, LEONORA SORIANO Fixed Income Market Salesman

    87 MENDOZA, MICHELLE DELENELA Fixed Income Market Salesman

    Page 3 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    88 MERCADO, ARLENE DAVID Fixed Income Market Salesman

    89 MUYCO, DHONNALYN RAMOS Fixed Income Market Salesman

    90 NAPO, CYNTHIA ANNE BUENAVENTURA Fixed Income Market Salesman

    91 NAVARRO, JAYLA CASANOVA Fixed Income Market Salesman

    92 NAZARIO, PORTIA JARDELEZA Fixed Income Market Salesman

    93 NEM SINGH, JOEY PLES Fixed Income Market Salesman

    94 OCAMPO, AMELITA CINCO Fixed Income Market Salesman

    95 OCAMPO, JOSEPHINE CASTILLO Fixed Income Market Salesman

    96 OCAMPO, LEOPOLDO CASTILLO Fixed Income Market Salesman

    97 OJEDA, ROBERTO ARCILLA Fixed Income Market Salesman

    98 ORALLO, VIVIEN ALMA CAYAT Fixed Income Market Salesman

    99 ORBIN, MARIE AMELYN HOLGANZA Fixed Income Market Salesman

    100 PALAROAN, RICHARD RAMOS Fixed Income Market Salesman

    101 PARDUCHO, JERICO MAGAT Fixed Income Market Salesman

    102 PARREÑO, CELINE JOSON Fixed Income Market Salesman

    103 PEREZ, NOEL ZAMORA Fixed Income Market Salesman

    104 QUIAMBAO, SUSAN RODRIGUEZ Fixed Income Market Salesman

    105 RABENA, YOLLY ROYO Fixed Income Market Salesman

    106 RACELES, MA. ELISA NOGOT Fixed Income Market Salesman

    107 RAFANAN, MERCEDITA RAPADA Fixed Income Market Salesman

    108 RAMOS, MARIA VIRGINIA SAYO Fixed Income Market Salesman

    109 RANILI, EDUARDO SADOMIA Fixed Income Market Salesman

    110 RAYMUNDO, MARIA CHERYL GERES Fixed Income Market Salesman

    111 REFUGIO, SANDRA MAY GRUPO Fixed Income Market Salesman

    112 REGALA, MA. STELLA BELLO Fixed Income Market Salesman

    113 REGALADO, ANGEL JUDE CORTEZ Fixed Income Market Salesman

    114 REQUIJO, MARIA RACHEL REBLORA Fixed Income Market Salesman

    115 REYES, CLYTHIE RAYMUNDA POSADAS Fixed Income Market Salesman

    116 REYES, BRENDA BUENAFE Fixed Income Market Salesman

    117 RODRIGUEZ, AUDREY MAY MORALES Fixed Income Market Salesman

    118 RODRIGUEZ, JAIME IBE Fixed Income Market Salesman

    119 SANTIAGO, CECILE CLAIRE JARDIN Fixed Income Market Salesman

    120 SANTIAGO, MARIA ISABEL CALAYAG Fixed Income Market Salesman

    121 SANTOS, MARIA TERESA BANTOG Fixed Income Market Salesman

    122 SANTOS, MYLENE RIZA CASTILLO Fixed Income Market Salesman

    123 SAYCON, PAMELA TEVES Fixed Income Market Salesman

    124 SERRANO, CAROLINE AGUAS Fixed Income Market Salesman

    125 SEVILLA, KRISTIN DALDE Fixed Income Market Salesman

    126 SILOS, MARIE ELIZABETH LONTOK Fixed Income Market Salesman

    127 SINGIAN, JENNIFER GAYLE PADERANGA Fixed Income Market Salesman

    128 SIONGCO, ENCARNITA MENDOZA Fixed Income Market Salesman

    129 SORIANO, EDWIN RACELES Fixed Income Market Salesman

    130 SYQUIA, SUZANNE BRILLANTES Fixed Income Market Salesman

    Page 4 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    131 TALENS, ROSARIO JAVIER Fixed Income Market Salesman

    132 TAN, KERWIN SEE Fixed Income Market Salesman

    133 TAN, LEILANI MARIE PANAHON Fixed Income Market Salesman

    134 TANLIM, MONA CHU Fixed Income Market Salesman

    135 TIONGSON, BRODERICK NAVARRO Fixed Income Market Salesman

    136 TIU, HELENA ANG Fixed Income Market Salesman

    137 TIU, JOSEPHINE VARGAS Fixed Income Market Salesman

    138 URSUA, ANA MARIA PARADA Fixed Income Market Salesman

    139 URSUA, THERESA BORJA Fixed Income Market Salesman

    140 UY, CECILIA LICTAWA Fixed Income Market Salesman

    141 UY, SHERYL CZARINE CONTRERAS Fixed Income Market Salesman

    142 VERGARA, EVILLO TOLENTINO Fixed Income Market Salesman

    143 VILLANUEVA, EDGARDO USISON Fixed Income Market Salesman

    144 VILLANUEVA, FRANCES THERESE COSEIP Fixed Income Market Salesman

    145 VILLAVICENCIO, ERIC CAPUNITAN Fixed Income Market Salesman

    146 VIZCONDE, MARIA TERESA ANGELES Fixed Income Market Salesman

    147 WEE JR., IGNACIO TEE Fixed Income Market Salesman

    148 YAP, XANDRA JOAN ZOSA Fixed Income Market Salesman

    149 YU, IRENE CUARTERO Fixed Income Market Salesman

    150 YUAN, MA. TERESA MOYA Fixed Income Market Salesman

    151 YUSOO, ARMINDA SEVILLA Fixed Income Market Salesman

    152 ZAPANTA, REMEDIOS PANGILINAN Fixed Income Market Salesman

    153 ZARASPE, CHARISMA FACUNDO Fixed Income Market Salesman

    BDO PRIVATE BANK, INC.1 MENDOZA, JOSE NOEL MALVAR Associated Person

    2 ABOLA, MA. CECILIA TORRIJOS Fixed Income Market Salesman

    3 BARRICA, GINA CAMILLE GALANG Fixed Income Market Salesman

    4 BAUTISTA, AIMEBELLE PAULINE BADILLO Fixed Income Market Salesman

    5 CABRERA V, STANLEY RAYMUND VILLAMOR Fixed Income Market Salesman

    6 CARLOS, JOSE RENE CASTAÑO Fixed Income Market Salesman

    7 CASTAÑARES JR, ROBERTO ANSAY Fixed Income Market Salesman

    8 CERIN, ANGELO ORTEGA Fixed Income Market Salesman

    9 CHAN, LANA KAY KRISTEL SIY Fixed Income Market Salesman

    10 CHAN, ROSSANA CASTRO Fixed Income Market Salesman

    11 CHOA, CATHERINE SY Fixed Income Market Salesman

    12 CHUA, ANDREI IAN DELA CRUZ Fixed Income Market Salesman

    13 DEE, ANNA PATRICIA ANCHETA Fixed Income Market Salesman

    14 DIZON, KRISHA JOY BERMUDEZ Fixed Income Market Salesman

    15 DOMINGO, MA. CAROLINA DE CASTRO Fixed Income Market Salesman

    16 ESCOLAR CHUA, CHERRY ANN NADULPIT Fixed Income Market Salesman

    17 FABIAN, MARIA VILMA DEVERA Fixed Income Market Salesman

    18 FAVILA, JULIAN RAPHAEL BALTAZAR Fixed Income Market Salesman

    Page 5 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    19 GARCIA, CZARINA VITERBO Fixed Income Market Salesman

    20 GARCIA, JUAN GABRIEL GALANG Fixed Income Market Salesman

    21 GAVINO, CHERYLL BAUTISTA Fixed Income Market Salesman

    22 GO, JUDY LIM Fixed Income Market Salesman

    23 GO, SONIA MARIBEL DY Fixed Income Market Salesman

    24 JACINTO, JOANNA MARIE DACUYCUY Fixed Income Market Salesman

    25 KOA, SHERINE ANN ESCOLAR Fixed Income Market Salesman

    26 LAO, MICHELE YU Fixed Income Market Salesman

    27 MARCOS, KAILA KIMBERLY YAMBAO Fixed Income Market Salesman

    28 MARBELLA, RYAN PAUL GONZALEZ Fixed Income Market Salesman

    29 MEDALLA, MA. CLOTILDE GATIA Fixed Income Market Salesman

    30 MENDOZA, RONALDO OTANES Fixed Income Market Salesman

    31 MOLAS, DALISAY SANCHEZ Fixed Income Market Salesman

    32 NACINO, FRANCIS JAY FAJARDO Fixed Income Market Salesman

    33 PRADO, CAMILLE CABARRUS Fixed Income Market Salesman

    34 RECTO, CHARISSE BALBIDO Fixed Income Market Salesman

    35 RODEROS, MARIA KRISTINA BONDOC Fixed Income Market Salesman

    36 RUSTIA III, MARIO ANGELO BAUTISTA Fixed Income Market Salesman

    37 SANTIAGO, JUAN SEBASTIAN TIANGCO Fixed Income Market Salesman

    38 SEE, JONALYN TAN Fixed Income Market Salesman

    39 TAN, MA. KRISTINA CAMILLE DILLERA Fixed Income Market Salesman

    40 TAN, PINKY MARISSA YU Fixed Income Market Salesman

    41 TIU-GO, NICOLE CO Fixed Income Market Salesman

    42 TONG, GERALDINE UY Fixed Income Market Salesman

    43 TUPAZ, ELAINE FULACHE Fixed Income Market Salesman

    44 USON, ARLENE MARIE HENSON Fixed Income Market Salesman

    45 UY, DONNA MARIE CAPALAD Fixed Income Market Salesman

    46 VILLA, NANCY BURANDAY Fixed Income Market Salesman

    47 WEE, ELEANOR DORATAN Fixed Income Market Salesman

    48 YU, AVERY UNG-YORK Fixed Income Market Salesman

    49 YU, TOMMY YOUNG Fixed Income Market Salesman

    50 ZALAZAR, BEATRIZ YOINGCO Fixed Income Market Salesman

    51 ZARA, MARK JOSEPH SEBASTIAN Fixed Income Market Salesman

    BDO UNIBANK, INC.1 ORTEGA, ANTONIO DELFIN PIMPING Associated Person

    2 TORRES, REBECCA SANCHO Compliance Officer

    3 ABELLA, CIARA TESSA CAMACHO Fixed Income Market Salesman

    4 ABUEG, MARIA LOUISSA PAZ MARONILLA Fixed Income Market Salesman

    5 ACEBO, MARCIAL ALEXIS SUAREZ Fixed Income Market Salesman

    6 ADRIANO, ABRAHAM JOSEPH ARMENIO Fixed Income Market Salesman

    7 AGERO, LILY Fixed Income Market Salesman

    8 AGUADERA, CARMELA PEDIONGCO Fixed Income Market Salesman

    Page 6 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    9 AHORRO, ARNOLD JAMES BARRION Fixed Income Market Salesman

    10 ALAPAN, NADINE ANNE ROMULO Fixed Income Market Salesman

    11 ALCARAZ, EDGARDO LIM Fixed Income Market Salesman

    12 ALIDIO, JONNA MARIA LOPEZ Fixed Income Market Salesman

    13 ALONZO, WILFREDO ONG Fixed Income Market Salesman

    14 ALTRE, AGNES REYES Fixed Income Market Salesman

    15 ALVAREZ, JOSE MORANTE Fixed Income Market Salesman

    16 ANDRION, VERONICA ALIPIO Fixed Income Market Salesman

    17 ANG, JEANE KAN Fixed Income Market Salesman

    18 ANG, JOCELYN ARAMBURO Fixed Income Market Salesman

    19 ANG, MARY ANN QUIROZ Fixed Income Market Salesman

    20 ANTONIO, PAZ ARLENE LOPEZ Fixed Income Market Salesman

    21 ARANDA, MARIA CRISTINA VIRAY Fixed Income Market Salesman

    22 ARCE, HENRY AMISTAD Fixed Income Market Salesman

    23 ARCIGA, CORINNA CHUA Fixed Income Market Salesman

    24 ARELLANO, EVELYN BANZON Fixed Income Market Salesman

    25 ARELLANO, RHEA CARCAMO Fixed Income Market Salesman

    26 ARTICONA, EDNA APOLINARIO Fixed Income Market Salesman

    27 ASTETE, ARNOLD JOSEPH DE OCAMPO Fixed Income Market Salesman

    28 ASUNCION, EUGENE ANG TEE Fixed Income Market Salesman

    29 AUSTRIA, JEROME ISIP Fixed Income Market Salesman

    30 AVESTRUZ, MICHAEL MAGPANTAY Fixed Income Market Salesman

    31 AYSON, RAMON SAMONTE Fixed Income Market Salesman

    32 BAKING, HENRY TUNGOL Fixed Income Market Salesman

    33 BAUTISTA, JOSE LUIS FERRER Fixed Income Market Salesman

    34 BAUTISTA, ROSARIO BERALDE Fixed Income Market Salesman

    35 BAYLON, LIZZA GARCIA Fixed Income Market Salesman

    36 BELARMINO, JIMMY AZARES Fixed Income Market Salesman

    37 BELTRAN, ROSE REMPERAS Fixed Income Market Salesman

    38 BEQUESO, FARLA JESSA TEO Fixed Income Market Salesman

    39 BERNAL, RANDOLF ANGELO BATOY Fixed Income Market Salesman

    40 BERNARDO, JOANNE ABIGAIL LEGASTO Fixed Income Market Salesman

    41 BISLUMBRE, MARIA VICTORIA TEVES Fixed Income Market Salesman

    42 BOLUSAN, DANTE GALAM Fixed Income Market Salesman

    43 BOOL, ROWENA SUAREZ Fixed Income Market Salesman

    44 BORBE, MARY JEAN TAN Fixed Income Market Salesman

    45 BORJA, EVANGELINE GALLARDO Fixed Income Market Salesman

    46 BRITILLER, VICTORIA SULTE Fixed Income Market Salesman

    47 BUNGABONG, MARIVIC GUTIERREZ Fixed Income Market Salesman

    48 BUQUID, MARY GEM FRITZIE BIARES Fixed Income Market Salesman

    49 CABANG, DANILO VALDEPENAS Fixed Income Market Salesman

    50 CABRAL, ERICSON PASIONA Fixed Income Market Salesman

    51 CALA, MARY ELAINE ANNE SE Fixed Income Market Salesman

    Page 7 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    52 CAMUA, EMMANUEL ANTONIO Fixed Income Market Salesman

    53 CANCIO, MARIA CLARA DIMABUYU Fixed Income Market Salesman

    54 CAPATI, MARIA THERESA OCAMPO Fixed Income Market Salesman

    55 CAPISTRANO, MARC ALLAN JAY DUNGO Fixed Income Market Salesman

    56 CAPUZ JR, DOMINGO BENAVIDEZ Fixed Income Market Salesman

    57 CASAIS, ANNALIE AMAZA Fixed Income Market Salesman

    58 CASAJEROS, CHONA LIBREA Fixed Income Market Salesman

    59 CASANOVA, MA. CORAZON NARTEA Fixed Income Market Salesman

    60 CASTRO JR., GAUDENCIO MONTOYA Fixed Income Market Salesman

    61 CASTRO, MARK LAWRENCE SAMSON Fixed Income Market Salesman

    62 CASTRO, RHELLEN TORRES Fixed Income Market Salesman

    63 CATIPON, ATHENA GUTIERREZ Fixed Income Market Salesman

    64 CHAN, MARIA LEILANIE GUEVARRA Fixed Income Market Salesman

    65 CHAVEZ, SUSANA CARIAGA Fixed Income Market Salesman

    66 CHAVEZ, VENNICE VERONICA SEE Fixed Income Market Salesman

    67 CHING, EDWIN VILLANUEVA Fixed Income Market Salesman

    68 CHING, JEANNE KING Fixed Income Market Salesman

    69 CHOW, CHRISTINE TAN Fixed Income Market Salesman

    70 CHUA, AILEEN RESULTAY Fixed Income Market Salesman

    71 CHUA, IRENE CHING Fixed Income Market Salesman

    72 CHUA, KEITH HUAN Fixed Income Market Salesman

    73 CHUA, ROBYN ANN NIKA UY Fixed Income Market Salesman

    74 CHUONGCO, RACHEL SO Fixed Income Market Salesman

    75 CIFRA, CARO MANUEL PACIS Fixed Income Market Salesman

    76 CLAVERIA, PELMA MULI Fixed Income Market Salesman

    77 CONCEPCION, MARISTEL JULIANO Fixed Income Market Salesman

    78 CONSTANTINO, NELIA BAUTISTA Fixed Income Market Salesman

    79 CRISOSTOMO, EMELITA LIBIRAN Fixed Income Market Salesman

    80 CRISTOBAL, LORETTA BERNABE Fixed Income Market Salesman

    81 CRISTOBAL, GWENDOLYN VILLAREAL Fixed Income Market Salesman

    82 CRUZ, JOEL THADDEUS ESTUYE Fixed Income Market Salesman

    83 CRUZ, MARICEL GO Fixed Income Market Salesman

    84 CUEJILO, JONATHAN NEPTALI GONZALES Fixed Income Market Salesman

    85 DAMONDAMON, MARIA FE VICTORIO Fixed Income Market Salesman

    86 DARVIN, FELICIA FERNANDEZ Fixed Income Market Salesman

    87 DAVID, MA. CARMELA CORONEL Fixed Income Market Salesman

    88 DAVID, NAOME LEHNY DIZON Fixed Income Market Salesman

    89 DAYRIT, JOSE BALTAZAR Fixed Income Market Salesman

    90 DE AUSTRIA, LORETTO CO Fixed Income Market Salesman

    91 DE GUZMAN, CRISANTO GARCIA Fixed Income Market Salesman

    92 DE GUZMAN, EMIL DELA CRUZ Fixed Income Market Salesman

    93 DE OCAMPO, GERMAN CASTRO Fixed Income Market Salesman

    94 DE OCAMPO, GILBERT HERNANDEZ Fixed Income Market Salesman

    Page 8 of 29

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    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    95 DE VERA III, ROMEO RAFAEL Fixed Income Market Salesman

    96 DE VILLA, PRISCILLA RAFLORES Fixed Income Market Salesman

    97 DEL MUNDO, MA. TERESITA MANALAYSAY Fixed Income Market Salesman

    98 DEL PINAL, MARIA TERESA ARRIMADO Fixed Income Market Salesman

    99 DELA CRUZ, DANILO BALALLO Fixed Income Market Salesman

    100 DELA CRUZ, ROSALINA SELISPARA Fixed Income Market Salesman

    101 DELOS REYES, ERMIE IMBO Fixed Income Market Salesman

    102 DELOS SANTOS, MONTIEL HACHERO Fixed Income Market Salesman

    103 DIMAANO, PEACHY PEREZ Fixed Income Market Salesman

    104 DIMABUYU, ROHANNA MARIE HERNANDEZ Fixed Income Market Salesman

    105 DIMAYUGA, JUANITO ZAVALLA Fixed Income Market Salesman

    106 DIÑO, MARIE CHRISTINE HERNANDEZ Fixed Income Market Salesman

    107 DIONISIO, MARIBETH SOTO Fixed Income Market Salesman

    108 DOMAIL, WILMA ALINDAY Fixed Income Market Salesman

    109 DOMIQUIL, LANI GOYENA Fixed Income Market Salesman

    110 DULDULAO, OLIMPIA VIVIAN VALDES Fixed Income Market Salesman

    111 DUMLAO, LEILA DEL MUNDO Fixed Income Market Salesman

    112 DURENDEZ, RAYANNA DESIDERIO Fixed Income Market Salesman

    113 DYQUIANGCO, MARC LAWRENCE RILLORAZA Fixed Income Market Salesman

    114 EDEJER, JASMINE CARDENO Fixed Income Market Salesman

    115 EGO-OGAN JR, IGNACIO TORINO Fixed Income Market Salesman

    116 EJERCITO, FRANCIS JAVIER PAJARES Fixed Income Market Salesman

    117 ERMITA, MA. LUISA NATIVIDAD TORROBA Fixed Income Market Salesman

    118 ESCANO, ANNE YVETTE ANTONIO Fixed Income Market Salesman

    119 ESCOLANO, ESTRELLA TOLENTINO Fixed Income Market Salesman

    120 ESPINO, RAQUEL HERNAN Fixed Income Market Salesman

    121 ESPIRITU, AGNES HALILI Fixed Income Market Salesman

    122 ESPIRITU, MICHAEL TIZON Fixed Income Market Salesman

    123 ESTRADA, TERESITA BEBIERA Fixed Income Market Salesman

    124 FABROS, MICHELLE MARIE CAPARAS Fixed Income Market Salesman

    125 FAJARDO, ALPHA FRANCISCO Fixed Income Market Salesman

    126 FELIZARDO, GEMMA LAFORTEZA Fixed Income Market Salesman

    127 FERNANDEZ, DAISY LAURENTE Fixed Income Market Salesman

    128 FERNANDEZ,MERLIE ABAD Fixed Income Market Salesman

    129 FERRER, JULIUS FUENTEBELLA Fixed Income Market Salesman

    130 FLORENCIO, BERNARD MENDOZA Fixed Income Market Salesman

    131 FLORES, MELIZA TRACY MARGARET GIMENA Fixed Income Market Salesman

    132 FLORESCIO III, PEDRO MANIQUIS Fixed Income Market Salesman

    133 FULLEROS, IDYLL GAMIT Fixed Income Market Salesman

    134 GAERLAN, MA. LUISA LIMOS Fixed Income Market Salesman

    135 GAMBOA, MARIA GABRIELLA JAVELLANA Fixed Income Market Salesman

    136 GANA, MA. CONCEPCION SANTIAGO Fixed Income Market Salesman

    137 GARCIA, ANNA LISSA CASTILLO Fixed Income Market Salesman

    Page 9 of 29

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    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    138 GARCIA, LAARNI LAGMAN Fixed Income Market Salesman

    139 GARCIA, ROSSANA VITUG Fixed Income Market Salesman

    140 GARCIA, ROWENA ROSELLE LUPISAN Fixed Income Market Salesman

    141 GARCIA, SUZETTE LAPITAN Fixed Income Market Salesman

    142 GARCIA, VENSON CHUA Fixed Income Market Salesman

    143 GARROVILLO, REO ROMULO MELENCION Fixed Income Market Salesman

    144 GASPAR, APRIL ANN TOGADO Fixed Income Market Salesman

    145 GELA, MADELINE LAMIS Fixed Income Market Salesman

    146 GEMORA, SONIA CRUZ Fixed Income Market Salesman

    147 GERALDE, INGRID CORCINO Fixed Income Market Salesman

    148 GERODIAZ, ADORACION ALELI VILLANUEVA Fixed Income Market Salesman

    149 GO, GAYLE CHRISTINE SANG Fixed Income Market Salesman

    150 GO, LEAH SY Fixed Income Market Salesman

    151 GOMEZ, ROMMEL SIGUA Fixed Income Market Salesman

    152 GONZALES, MA. GLORIA GLORIA Fixed Income Market Salesman

    153 GONZALES, MA. LOURDES PALINES Fixed Income Market Salesman

    154 GOZUN, GOLDA JOY TAYAG Fixed Income Market Salesman

    155 GUEVARA, ELENA OLAES Fixed Income Market Salesman

    156 GUIBANI, LORNA JANE DESIDERIO Fixed Income Market Salesman

    157 GUIMMAYEN, NEIL SOSA Fixed Income Market Salesman

    158 GUMATAY, BETTY POLICARPIO Fixed Income Market Salesman

    159 GUTLAY, MANUEL MAXIMINO ANTES Fixed Income Market Salesman

    160 HABITO, HUBERT VILLAPANDO Fixed Income Market Salesman

    161 HANS, MA. REGINA GAMBOA Fixed Income Market Salesman

    162 HARBOUR, RITCHIE BIAZON Fixed Income Market Salesman

    163 HERBOSA, ALFONSO MARIANO LUIS ONGPIN Fixed Income Market Salesman

    164 HERNANDEZ, MARY JOY CARDENAS Fixed Income Market Salesman

    165 HIDALGO, ALDINE MAGNAYE Fixed Income Market Salesman

    166 HONG, JENNIFER PEÑA Fixed Income Market Salesman

    167 HOWARD, MA. SHEILA DE CASTRO Fixed Income Market Salesman

    168 IBASCO, MARIA JOY OSEA Fixed Income Market Salesman

    169 IGNACIO, LIZA BATUNGBAKAL Fixed Income Market Salesman

    170 ILAO, JOYDA SAMONTE Fixed Income Market Salesman

    171 JAO, MONINA MANALAD Fixed Income Market Salesman

    172 JARABATA, MA. GIANNA REMIGIO Fixed Income Market Salesman

    173 JONOS, MA. GWENDOLYN PAUMIG Fixed Income Market Salesman

    174 JOSE, LAWRENCE CARLO SUAREZ Fixed Income Market Salesman

    175 KALLOS, MA. KARLA FORTUNO Fixed Income Market Salesman

    176 KATIPUNAN, ENRIQUE DE LEON Fixed Income Market Salesman

    177 KATUBIG, LIAT MAGNO Fixed Income Market Salesman

    178 KHO, SHIRLEY TAN Fixed Income Market Salesman

    179 KHU, LILIAN TAN Fixed Income Market Salesman

    180 KOA, KIMBERLY TAN Fixed Income Market Salesman

    Page 10 of 29

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    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    181 LABAYAN, ROGELIO LUMANG Fixed Income Market Salesman

    182 LAO, DEBBIE Fixed Income Market Salesman

    183 LAO, GLORIA CU Fixed Income Market Salesman

    184 LATONIO, DINA RAMOS Fixed Income Market Salesman

    185 LEE, MERCY LYNNE UY Fixed Income Market Salesman

    186 LEE, NANCY GO Fixed Income Market Salesman

    187 LEGASPI, ISRAEL ABERGAS Fixed Income Market Salesman

    188 LEGASPI, MICHELETTE SOLIDUM Fixed Income Market Salesman

    189 LEJANO, CAESAR APACIBLE Fixed Income Market Salesman

    190 LEONOR, FELICITAS SANTIAGO Fixed Income Market Salesman

    191 LIAO, VICTORIA GUTIERREZ Fixed Income Market Salesman

    192 LIM, ANNA MARIE TERESA ANICETE Fixed Income Market Salesman

    193 LIM, FRANCENE DY Fixed Income Market Salesman

    194 LIM, JESSON TAN Fixed Income Market Salesman

    195 LIM, MARILOU YU Fixed Income Market Salesman

    196 LIM, WILLIAM SANAMA Fixed Income Market Salesman

    197 LUBRICO, MA. ROSARIO VILLALVA Fixed Income Market Salesman

    198 MACARUBBO, EFREN NARAG Fixed Income Market Salesman

    199 MACASAET, GIRLY MATAWARAN Fixed Income Market Salesman

    200 MACASPAC, RALPH LAZO Fixed Income Market Salesman

    201 MAGBOO, GLORIA IMPERIAL Fixed Income Market Salesman

    202 MAGLAYA, FRANCEL ANGELES Fixed Income Market Salesman

    203 MANALANG, LILIA NARCISO Fixed Income Market Salesman

    204 MANALO, MILDRED ARCINAS Fixed Income Market Salesman

    205 MANGALUZ, VIVIAN PEREZ Fixed Income Market Salesman

    206 MANIMTIM, SHEILA PAMINTUAN Fixed Income Market Salesman

    207 MANUEL, IMELDA TAN Fixed Income Market Salesman

    208 MANUEL, MARLANE JUAN Fixed Income Market Salesman

    209 MARANAN, MA. ELEANOR GAMAD Fixed Income Market Salesman

    210 MARCELO, JOSEPH YANOS Fixed Income Market Salesman

    211 MARIANO, JHENNIFFER TAN Fixed Income Market Salesman

    212 MARINO, NORMILYN ZAFE Fixed Income Market Salesman

    213 MARTIN, DALMACIO DELFIN Fixed Income Market Salesman

    214 MARTIN, MARIE ANN GUTIERREZ Fixed Income Market Salesman

    215 MARQUEZ, MA. PAZ GLADINA BUNAG Fixed Income Market Salesman

    216 MASANGKAY, RUTH BANAL Fixed Income Market Salesman

    217 MATHAY, MATTHEW MICKAEL ALINAS Fixed Income Market Salesman

    218 MEDINA, MARCOS ANTONIO PARADINA Fixed Income Market Salesman

    219 MEILY, ANJANETTE FALCON Fixed Income Market Salesman

    220 MENDOZA, JOAN PANGA Fixed Income Market Salesman

    221 MENDOZA, KARLA FRIEDA CALUEN Fixed Income Market Salesman

    222 MENDOZA, MICHELLE ANNE LAYGO Fixed Income Market Salesman

    223 MENDOZA, RO ANN TAMAYO Fixed Income Market Salesman

    Page 11 of 29

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    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    224 MENDOZA, VIVIAN VILLAVICENCIO Fixed Income Market Salesman

    225 MERCADO, JEANNETTE LAURON Fixed Income Market Salesman

    226 MINA, ALVIN BASCO Fixed Income Market Salesman

    227 MIRANDA, YO ANN SANTOS Fixed Income Market Salesman

    228 MOGOL, CESAR MONTEJO Fixed Income Market Salesman

    229 MOISES, JOSE MARIO MARLO JUDE ANGARA Fixed Income Market Salesman

    230 MORALES, CLAIRE MARIE THERESE LOARCA Fixed Income Market Salesman

    231 MORALES, FRANCIS ALI BAPTISTA Fixed Income Market Salesman

    232 MORALES, ROBERTO PATUNGAN Fixed Income Market Salesman

    233 MOVIDA, MANOLITO LALUAN Fixed Income Market Salesman

    234 NABONG, LUCILA ROSANES Fixed Income Market Salesman

    235 NAGUIT, ROSALIE FABABIER Fixed Income Market Salesman

    236 NAVARRO, MARIA LOURDES REYES Fixed Income Market Salesman

    237 NAVATO, ROSA ILETO Fixed Income Market Salesman

    238 NEE, LILIBETH TUTOR Fixed Income Market Salesman

    239 NEPOMUCENO, ETHELYN ABIS Fixed Income Market Salesman

    240 NEPOMUCENO, NEIL CRUZ Fixed Income Market Salesman

    241 OCAMPO, DEBORRAH MARIE GONZALES Fixed Income Market Salesman

    242 OCUBILLO, CHAD GERARD FERRER Fixed Income Market Salesman

    243 OLITRES, MYRAH ABAYA Fixed Income Market Salesman

    244 ONG, FEDERLINA FLORES Fixed Income Market Salesman

    245 ONG, ROSALINA GO Fixed Income Market Salesman

    246 ONG, SHEILA LEE Fixed Income Market Salesman

    247 ORTIZ LUIS, GRISELDA OBSEQUIO Fixed Income Market Salesman

    248 PABELLANO, ANNA LIZA ESTRELLAS Fixed Income Market Salesman

    249 PADILLA, MARIO FIDEL LIM Fixed Income Market Salesman

    250 PADONIA, NOVA MAE GONZALES Fixed Income Market Salesman

    251 PANUELOS, DUSTIN SUGUITAN Fixed Income Market Salesman

    252 PARAISO, MA. ALMA RUTH MANALIGOD Fixed Income Market Salesman

    253 PASTOR, RAYMUND GERARD TALAMBIRAS Fixed Income Market Salesman

    254 PASTORAL, ODETTE ANGELES Fixed Income Market Salesman

    255 PAZ, NEMIA PANGILINAN Fixed Income Market Salesman

    256 PELI, TERESA CAMILLE GLORIA Fixed Income Market Salesman

    257 PEÑA, MA. VICTORIA OLLERO Fixed Income Market Salesman

    258 PEREZ, MAXLEN TAGLE Fixed Income Market Salesman

    259 PEREZ, ROMAN MAÑALAC Fixed Income Market Salesman

    260 PESCANTE, CRISELDA CAMILLE PINEDA Fixed Income Market Salesman

    261 PUNO, CYNTHIA ANTENOR Fixed Income Market Salesman

    262 QUINZON, MADELAINE YAP Fixed Income Market Salesman

    263 RAFA, RAYMUNDO BADOZA Fixed Income Market Salesman

    264 RAMOS, CELESTINE FATIMA REVILLA Fixed Income Market Salesman

    265 RAMOS, DINA UY Fixed Income Market Salesman

    266 RAMOS, PERFECTO ROSALES Fixed Income Market Salesman

    Page 12 of 29

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    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    267 RAYAT, LORNA SANTIAGO Fixed Income Market Salesman

    268 REA, MARIA LUISA TANCHANCO Fixed Income Market Salesman

    269 RECINTO, MARIA ELIZA BOSITA Fixed Income Market Salesman

    270 REPUNTE, BONJIE OLIVERNIE SARILLANA Fixed Income Market Salesman

    271 REYES, LEO NATHANIEL MANALILI Fixed Income Market Salesman

    272 REYES, MA. ANA ELENA RUALO Fixed Income Market Salesman

    273 REYES, MA. LOIDA HILARIO Fixed Income Market Salesman

    274 REYES, PAMELA ANN SARAU Fixed Income Market Salesman

    275 ROBLES, CHARITO VELASCO Fixed Income Market Salesman

    276 RODRIGUEZ, PRISCILLA TOBIAS Fixed Income Market Salesman

    277 ROGANDO, EDNA TAN Fixed Income Market Salesman

    278 ROSALES, DANILO COCAMAS Fixed Income Market Salesman

    279 SACAYANAN, MA. ANA ANTONETTE MAGNO Fixed Income Market Salesman

    280 SACDALAN, SHEILA GABRIEL Fixed Income Market Salesman

    281 SAGOLILI, LEOFE PANIMDIM Fixed Income Market Salesman

    282 SALAZAR, CEZAR VALDEZ Fixed Income Market Salesman

    283 SALAZAR, LUISITO SUPAN Fixed Income Market Salesman

    284 SALCEDO, SUNSHINE EVANGELISTA Fixed Income Market Salesman

    285 SAMONTE, MARICEL HAVERIA Fixed Income Market Salesman

    286 SAMSON, JENNIFER PATRICIO Fixed Income Market Salesman

    287 SANQUI, FILAMER TIANGCO Fixed Income Market Salesman

    288 SANTIAGO, ANNA MARIE NOBLEZA Fixed Income Market Salesman

    289 SANTIAGO, MICHAEL MAGNO Fixed Income Market Salesman

    290 SANTOS, GERARD RODRIGUEZ Fixed Income Market Salesman

    291 SANTOS, JEMELY BAUTISTA Fixed Income Market Salesman

    292 SANTOS, MARIE ANNE CAJILI Fixed Income Market Salesman

    293 SANTOS, SHONNA RAE PO Fixed Income Market Salesman

    294 SANTOS JR., RAYMUNDO CAMPOS Fixed Income Market Salesman

    295 SARILE, ROBERTO PEREDO Fixed Income Market Salesman

    296 SARMIENTO, PHILIP CALUMPANG Fixed Income Market Salesman

    297 SIBUG, LEAH BAGUINO Fixed Income Market Salesman

    298 SIMON, JENNIFER BRAVO Fixed Income Market Salesman

    299 SIOSON, MARIROSE GUMARANG Fixed Income Market Salesman

    300 SIY, JENNIFER KENG Fixed Income Market Salesman

    301 SOLANOY, MA. CECILIA ZUÑIGA Fixed Income Market Salesman

    302 SOLIDUM, CAROLYN FAVILA Fixed Income Market Salesman

    303 SON KENG PO, MARY LOU DY Fixed Income Market Salesman

    304 SORIANO, CECILIA PEREZ Fixed Income Market Salesman

    305 SORIANO, GERARDO CENTENO Fixed Income Market Salesman

    306 SORIANO, JONATHAN BAYSA Fixed Income Market Salesman

    307 SORIANO, MA. ESTRELLITA SAN JUAN Fixed Income Market Salesman

    308 SOWY, SHARON TANCUAN Fixed Income Market Salesman

    309 SY, MARIBETH CHOI Fixed Income Market Salesman

    Page 13 of 29

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    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    310 TALINGDAN, JAIME ALEGRIA Fixed Income Market Salesman

    311 TAMAYO, OLIVIA HENSON Fixed Income Market Salesman

    312 TAN, CATHERINE CHAN Fixed Income Market Salesman

    313 TAN, DOROTHY PHI Fixed Income Market Salesman

    314 TAN, GRACE CHUA Fixed Income Market Salesman

    315 TAN, KATHRYN ANG Fixed Income Market Salesman

    316 TAN, THEODORE DY Fixed Income Market Salesman

    317 TAPEL, RENATO PERUA Fixed Income Market Salesman

    318 TEH, ALICE ONG OH Fixed Income Market Salesman

    319 TENORIO, THERENZE LEI DEL FIERRO Fixed Income Market Salesman

    320 TICHANGCO JR, RAMON PRADO Fixed Income Market Salesman

    321 TIN, MARILYN GARCIA Fixed Income Market Salesman

    322 TIOTINGCO, LEA INFANTE Fixed Income Market Salesman

    323 TIU, ESTER ARCAINA Fixed Income Market Salesman

    324 TOLENTINO, ROWENA LUBUGUIN Fixed Income Market Salesman

    325 TORRES, EVELYN FERNANDO Fixed Income Market Salesman

    326 TORRES, MARIA DINNA EBRON Fixed Income Market Salesman

    327 TORREVILLAS, MA. VANESSA DOCTOR Fixed Income Market Salesman

    328 TRINIDAD, FENINA MARIE QUIAMBAO Fixed Income Market Salesman

    329 TRIUNFANTE, ZENAIDA ALONZO Fixed Income Market Salesman

    330 ULIBARRI, CECILE CAGUINTUAN Fixed Income Market Salesman

    331 UY, CATHERINE LI Fixed Income Market Salesman

    332 UY, JINKY SY Fixed Income Market Salesman

    333 UYKIENG, THERESA SY Fixed Income Market Salesman

    334 VALBUENA, MARIA LEA DE LEON Fixed Income Market Salesman

    335 VALENCIA, ALBERTO MARASIGAN Fixed Income Market Salesman

    336 VALLIDO, ALLAN ALVAREZ Fixed Income Market Salesman

    337 VEGA, ANNALIZA AGLERON Fixed Income Market Salesman

    338 VENTURA, MA. KATHERINA ASUNCION Fixed Income Market Salesman

    339 VERDIDA, JAIME APLACADOR Fixed Income Market Salesman

    340 VIAÑA, LORNA MACALALAD Fixed Income Market Salesman

    341 VILLACORTA, LILIBETH MIRAFLORES Fixed Income Market Salesman

    342 VILLACRUCIS, ELEANORE BOON Fixed Income Market Salesman

    343 VILLANUEVA, JUDY GAMELO Fixed Income Market Salesman

    344 VILLARUZ, NEIL VINCENT QUIMBO Fixed Income Market Salesman

    345 VILLEGAS, MA. REBECCA SAN JUAN Fixed Income Market Salesman

    346 VILLENAS, MA. AMALIA LOURDES DE JESUS Fixed Income Market Salesman

    347 VIRAY, VIRGINIA GABRIEL Fixed Income Market Salesman

    348 VIVAS, RAUL BETINOL Fixed Income Market Salesman

    349 WONG, MA. ANGELITA EVIOTA Fixed Income Market Salesman

    350 YANES, EILEEN JOYCE VERONICA ESCOBAR Fixed Income Market Salesman

    351 YAP, JAMELA MARI ABUEVA Fixed Income Market Salesman

    352 YAP, MIKKAEL PHILLIPE ZAPANTA Fixed Income Market Salesman

    Page 14 of 29

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    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    353 YEE, JOEL TAN Fixed Income Market Salesman

    354 YOUNG, WILBUR BELISARIO Fixed Income Market Salesman

    355 YU, GABRIEL DYLAN AGTON Fixed Income Market Salesman

    356 ZOSA, NICHOLA MARIE PENAS Fixed Income Market Salesman

    CITIBANK N.A.1 AMPER, MA. VICTORIA CALALANG Compliance Officer

    2 TOMACRUZ, EILEEN JOY PALO Compliance Officer

    3 BAUTISTA, WILMER JOHN DE CASTRO Fixed Income Market Salesman

    4 CANDELARIA, JACQUELINE ANNE RODRIGUEZ Fixed Income Market Salesman

    5 CLARIN, PAULINE LAGUITAO Fixed Income Market Salesman

    6 CO, LESLEY ANNE HERRERA Fixed Income Market Salesman

    7 DEL ROSARIO, GENEVIEVE FAYE ALDOVER Fixed Income Market Salesman

    8 DE LEON, ALYSA MAE OPERANA Fixed Income Market Salesman

    9 ESPIRITU, EZRA LINGAL Fixed Income Market Salesman

    10 FAUSTINO, MARK DAVID ALGARNE Fixed Income Market Salesman

    11 FAVILA, PAUL RAYMOND ARNALDO Fixed Income Market Salesman

    12 FERNANDEZ, ANGELICA ROSARIO SORIANO Fixed Income Market Salesman

    13 GABRIEL, MICARELLA MARIZ IGNACIO Fixed Income Market Salesman

    14 GAN, PRECIOUS MANILYNN TAN Fixed Income Market Salesman

    15 GOMENDOZA, FRANCHESCA CHIANPIAN Fixed Income Market Salesman

    16 GUEVARA, DOMINIC ESPIRITU Fixed Income Market Salesman

    17 GUINTO, RAMON MANUEL ARANDA Fixed Income Market Salesman

    18 LEDESMA, JOHN MICHAEL ORBE Fixed Income Market Salesman

    19 MARIANO, MERCELU SINLAO Fixed Income Market Salesman

    20 MARTIREZ, ANNA MA. VICTORIA NANADIEGO Fixed Income Market Salesman

    21 ONTAL, MICHELLE GALE MONDEJAR Fixed Income Market Salesman

    22 PEÑA, MA.ADELITA NOVAL Fixed Income Market Salesman

    23 PIEDAD, MENALYN CONCIO Fixed Income Market Salesman

    24 SAN AGUSTIN, REBECCA ARGUELLES Fixed Income Market Salesman

    25 SY, ROBINA SANTIAGO Fixed Income Market Salesman

    26 TAN, JAMIE MANADLANG Fixed Income Market Salesman

    27 TAN, NICHOLAS ALVIN TIU Fixed Income Market Salesman

    28 WIENEKE, JACQUELINE GRACE BONNIN Fixed Income Market Salesman

    CITYSTATE SAVINGS BANK, INC.1 ESCIO, IRISH JANNE BIOC Compliance Officer

    2 JANDUSAY, ALBERTO ABRAHAM Fixed Income Market Salesman

    CTBC BANK (PHILIPPINES) CORP.1 FLORES, NOEL ACOSTA Compliance Officer /

    Associated Person

    2 AUDENCIAL, ROBERTINO MIGUEL ALINEA Fixed Income Market Salesman

    3 BERNARDO, FREDALYN TRIA Fixed Income Market Salesman

    Page 15 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    4 DELA ROSA, JUSTINE BENEDICT GATCHALIAN Fixed Income Market Salesman

    5 DOMINGO, CLARISA URMATAM Fixed Income Market Salesman

    6 JIMENO, OLIVER DEREJA Fixed Income Market Salesman

    7 LIN, MICHELLE CO Fixed Income Market Salesman

    8 MATUNDAN, ARLENE AMPARO RESURRECCION Fixed Income Market Salesman

    9 OFRECIO, ANGELA RODRIGUEZ Fixed Income Market Salesman

    10 RECTO, MARIA IRAIDA BERNARDO Fixed Income Market Salesman

    11 SANTOS, MARTIN ADOLFO LEJARDE Fixed Income Market Salesman

    HSBC SAVINGS BANK (PHILIPPINES), INC.1 SERRANO, MARIA CARMEN SY Associated Person

    2 ADRIANO, MA. TERESA VERONICA FERRER Fixed Income Market Salesman

    3 AMANDORON, MARISTEL PILAR PAZZIUAGAN Fixed Income Market Salesman

    4 BANTA JR, ALFONSO QUIAMBAO Fixed Income Market Salesman

    5 CANDELARIA, MARTHA ANGELA GUTIERREZ Fixed Income Market Salesman

    6 CRYSTAL, JOEL FRANCIS BOBIS Fixed Income Market Salesman

    7 DELA CRUZ, ARLENE ISLA Fixed Income Market Salesman

    8 DUCUT, MELINDA MACASAET Fixed Income Market Salesman

    9 DUMLAO, RAISSA JOANNA CAUTON Fixed Income Market Salesman

    10 ESGUERRA, MARY CHRISTINE PAGLINAWAN Fixed Income Market Salesman

    11 FORTUNADO, MARIA PATIRICIA LOANZON Fixed Income Market Salesman

    12 KATIGBAK, ANNA CRISTINA CHANYUNGCO Fixed Income Market Salesman

    13 KING, IAN GERARD LIM Fixed Income Market Salesman

    14 LIM, MARICEL MAGUIAT Fixed Income Market Salesman

    15 LIM, NORBERT TOLENTINO Fixed Income Market Salesman

    16 MAGSAYSAY, GIRLIE ANNE BUSTOS Fixed Income Market Salesman

    17 MAGSINO, RHODALYN TAÑADA Fixed Income Market Salesman

    18 MARTIN II, VIRGILIO NAVARRO Fixed Income Market Salesman

    19 MENORCA, CYNDY CLARENCE TAN Fixed Income Market Salesman

    20 MONTON, EVANGELINE SUNGA Fixed Income Market Salesman

    21 NUEROS, MARIA BLESSILDA ADAO Fixed Income Market Salesman

    22 PELAYO, TERESA HAZEL DAMPOG Fixed Income Market Salesman

    23 POLOTAN, MARIE ANGELICA ESGUERRA Fixed Income Market Salesman

    24 TAN, MARIA RABEL NG Fixed Income Market Salesman

    25 TIO, JENNILYN ANN LEE Fixed Income Market Salesman

    JPMORGAN CHASE BANK, NATIONAL ASSOCIATION1 YOUNG, RACHEL RICAFORT Compliance Officer

    2 AQUINO II, AURELIO ROMMEL CABATINGAN Fixed Income Market Salesman

    3 BERNARDO, ANTHONY CHRISTIAN CONTI Fixed Income Market Salesman

    4 CO, GEMINESSE LIM Fixed Income Market Salesman

    5 MAGSANOC, BETTINA ANN TERRADO Fixed Income Market Salesman

    6 MIRANDA, MARTIN NICHOLAS DYTUCO Fixed Income Market Salesman

    Page 16 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    7 PALANCA, MAGNOLIA LUISA NG Fixed Income Market Salesman

    8 QUERIJERO, JOSEPH BARRY SUPENA Fixed Income Market Salesman

    9 UNGSON, RAFAEL EDMUNDO ANDRADE Fixed Income Market Salesman

    MALAYAN BANK SAVINGS & MORTGAGE BANK, INC.1 CIRIO, RAUL BOBIS Compliance Officer /

    Associated Person

    2 CHOI, CARL LAWRENCE SAY Fixed Income Market Salesman

    MAYBANK PHILIPPINES, INCORPORATED1 YARANON JR., GREGORIO MONTICALBO Compliance Officer

    2 AGUSTIN, ARLENE JOAN TANJUAQUIO Fixed Income Market Salesman

    3 ALBA, PRINCESS BEVERLY LOVE FALSIS Fixed Income Market Salesman

    4 AMBROSIO, KRYSTLE MEI GO Fixed Income Market Salesman

    5 ANGELES, GERARD FELIX Fixed Income Market Salesman

    6 ANTUNEZ, DOROTHY JOY ONG Fixed Income Market Salesman

    7 CARRILLO, CECILE PANGILINAN Fixed Income Market Salesman

    8 CASIPIT, CRISTINA BEDUYA Fixed Income Market Salesman

    9 CHING, JAN PATRICK PASCUAL Fixed Income Market Salesman

    10 DIAZ, JOSE MANUEL DE GALA Fixed Income Market Salesman

    11 GARCIA, JODETTE POLICARPIO Fixed Income Market Salesman

    12 GARCIA, JONATHAN JAMES PADILLA Fixed Income Market Salesman

    13 GOZON, ALDEN VILLAFLOR Fixed Income Market Salesman

    14 KOH, STEPHEN JOHN SOLIMAN Fixed Income Market Salesman

    15 LAYUG, MA. LUISA CLEOFE Fixed Income Market Salesman

    16 MANGALINDAN JR, FERNANDO TIONGSON Fixed Income Market Salesman

    17 LEE, COLLEEN PUA Fixed Income Market Salesman

    18 LOPEZ JR, GALLARDO JESUS ANGELES Fixed Income Market Salesman

    19 PELAYO, JUSTIN JOHN DE GUZMAN Fixed Income Market Salesman

    20 RAMIRO, NICOLE DENISE IBAÑEZ Fixed Income Market Salesman

    21 REGALA, ERNEE AGUSTIN Fixed Income Market Salesman

    22 RIVERA, JEREMIAS IGNACIO ARUGAY Fixed Income Market Salesman

    23 SANTOS, EDRICK JOHN GAMBOA Fixed Income Market Salesman

    24 TAN, HAROLD BRIAN LOSEO Fixed Income Market Salesman

    25 UY, JINKY TAN Fixed Income Market Salesman

    26 YU, GRACE MIRANDA Fixed Income Market Salesman

    METROPOLITAN BANK AND TRUST COMPANY1 ESPINO, DONATO VERZOSA Associated Person

    2 SEBASTIAN, SHEILA MENDOZA Compliance Officer

    3 ABELLA, DOROTHY ROSE SARTE Fixed Income Market Salesman

    4 ABES, KATHRYN FRANCIS BUENAVIDES Fixed Income Market Salesman

    5 AGENA, ALLAN AUSTIN LIMSON Fixed Income Market Salesman

    6 AGGARAO, IVY MAY MASIRAG Fixed Income Market Salesman

    Page 17 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    7 AGUILA, NOEMI PANOPIO Fixed Income Market Salesman

    8 AGUIRRE, EARL ANDREW ABRILLA Fixed Income Market Salesman

    9 ALAMBRA, GREZIEL POLICARPIO Fixed Income Market Salesman

    10 ALEJANDRINO, RANDY ALARCON Fixed Income Market Salesman

    11 AMADOR, CATHERINE JOY DELA CRUZ Fixed Income Market Salesman

    12 ANIGAN, ALYANNA MARZAN Fixed Income Market Salesman

    13 ANTIPORDA, SUSAN QUIZON Fixed Income Market Salesman

    14 ARCEO, MELANNY ROSE YAP Fixed Income Market Salesman

    15 ARENAS, CELINA ASOR Fixed Income Market Salesman

    16 AREVALO, NANETTE GERONA Fixed Income Market Salesman

    17 AREVALO, NIÑA FIONA VIANCA SARTE Fixed Income Market Salesman

    18 ARQUIZA, RENATO LAPINOD Fixed Income Market Salesman

    19 BARBARONA, RUBY BUNGABONG Fixed Income Market Salesman

    20 BATTALER, MARIA BEATRICE SALVADOR Fixed Income Market Salesman

    21 BAUTISTA, MA. BETTINA SEMPIO Fixed Income Market Salesman

    22 BELLON, ELAIDA ALVAREZ Fixed Income Market Salesman

    23 BELTRAN, MA. JIZZELLE LEE MIRABUENO Fixed Income Market Salesman

    24 BEREDO, MA. LEONORA MELO Fixed Income Market Salesman

    25 BERMUDEZ, RICO CULTURA Fixed Income Market Salesman

    26 BILASANO, JASMIN SANTOS Fixed Income Market Salesman

    27 BRAGA, BELLA TAGORDA Fixed Income Market Salesman

    28 BUDAY, ELAINE RIVERA Fixed Income Market Salesman

    29 CABRERA, ANDREA ISABEL DIAZ Fixed Income Market Salesman

    30 CAL ORTIZ, RITCHILDA HERNANDEZ Fixed Income Market Salesman

    31 CALDERON-CLAVERO, PATRICIA AUGUST JAMORA Fixed Income Market Salesman

    32 CAÑETE, NELSON BULASA Fixed Income Market Salesman

    33 CAPULONG, FATIMA MARIE RIVERA Fixed Income Market Salesman

    34 CAPUNO, JUAN NIÑO PAOLO SANTIAGO BALAHADIA Fixed Income Market Salesman

    35 CARANDANG, AINA JEA DELA MAR Fixed Income Market Salesman

    36 CHAN, MARIE CHORIE CANDICE REGIS Fixed Income Market Salesman

    37 CHANG, MA. RHOZERNY MARTINEZ Fixed Income Market Salesman

    38 CHIANPIAN, CHARLES LEIGHTON LEE Fixed Income Market Salesman

    39 CHIO, NICOLE ANTOINETTE GO Fixed Income Market Salesman

    40 CHIONG, JACQUELINE MARQUEZ Fixed Income Market Salesman

    41 CHOA, EVANGELINE YU Fixed Income Market Salesman

    42 CHOI, KATHERINE DY Fixed Income Market Salesman

    43 CHONG, OLIVIA SO Fixed Income Market Salesman

    44 CHONG, RAY ENRIQUEZ Fixed Income Market Salesman

    45 CHU CHOC, LANCE DERRICK TIENG Fixed Income Market Salesman

    46 CHUA, CANDEE TIU Fixed Income Market Salesman

    47 CHUA, CLAUDINE UY Fixed Income Market Salesman

    48 CO YU KANG, KATE DY Fixed Income Market Salesman

    49 CO, HAZELINE YU Fixed Income Market Salesman

    Page 18 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    50 CORDA, EDGAR ALEXANDER BERGANTIN Fixed Income Market Salesman

    51 CORDERO, CARMELA YSABELLE JAVELLANA Fixed Income Market Salesman

    52 CRESPO, PATRICK MIGUEL RAMIREZ Fixed Income Market Salesman

    53 CRYSTAL, PATRICIA GARCIA Fixed Income Market Salesman

    54 CUA, MICHELLE GAN Fixed Income Market Salesman

    55 CUE, ERMIE TAN Fixed Income Market Salesman

    56 CUENCA, GEORGINA MAE REYES Fixed Income Market Salesman

    57 DACIR, DIANA SUZZANE CLIDORO Fixed Income Market Salesman

    58 DADULA, ANNSILLE GWENDINIA MALASARTE Fixed Income Market Salesman

    59 DAEZ, JOSE MARI ESCAÑO Fixed Income Market Salesman

    60 DE OCAMPO, SHARMAINE LAQUIAN Fixed Income Market Salesman

    61 DE VERA, DINNA BELEN Fixed Income Market Salesman

    62 DE VILLA, SIGRID FRIA Fixed Income Market Salesman

    63 DEBULOS, MILAGROS ATANACIO Fixed Income Market Salesman

    64 DELA CRUZ, FATIMA MARIE DELA CRUZ Fixed Income Market Salesman

    65 DELDA, PAUL JONATHAN ABARCA Fixed Income Market Salesman

    66 DIONISIO, EUNICE PARAGAS Fixed Income Market Salesman

    67 DIONISIO, ROMMEL ENRICO CRUZ Fixed Income Market Salesman

    68 DIRA, RONWALDO BONGATO Fixed Income Market Salesman

    69 DY, ANALEE TAN Fixed Income Market Salesman

    70 DY, DIANE MARIE VELASQUEZ Fixed Income Market Salesman

    71 EBARLE, JOHN RAY MAGHUYOP Fixed Income Market Salesman

    72 EMBORGO, CHARLENE VALLEJERA Fixed Income Market Salesman

    73 ESCOBER, IDA JOY MAGANA Fixed Income Market Salesman

    74 ESCOLANO, JADE CHARMAGNE LOPEZ Fixed Income Market Salesman

    75 ESPIRITU, SIGRID JANE HALILI Fixed Income Market Salesman

    76 ESTEVA, JULES CATHERINE DIAZON Fixed Income Market Salesman

    77 ESTRELLA, KHRISTINE ROSELLE OBAR Fixed Income Market Salesman

    78 FABROA, FERDINAND FRANKLIN ELEMIA Fixed Income Market Salesman

    79 FERNANDEZ, EMMARUTH GAYANES Fixed Income Market Salesman

    80 FERNANDEZ, ROSEMARY GUTIERREZ Fixed Income Market Salesman

    81 FLORENDO, EUGENIA ATIENZA Fixed Income Market Salesman

    82 FOO, MARY JOYCE CHEUNG Fixed Income Market Salesman

    83 FRANCISCO, AILEEN MAY MACROHON Fixed Income Market Salesman

    84 GABOT, MARGIE NUEVA LIM Fixed Income Market Salesman

    85 GARCIA, GLENDALE CARREON Fixed Income Market Salesman

    86 GAVINO, JESUSITO VILLANO Fixed Income Market Salesman

    87 GELI, RITA VICTORIA JURADO Fixed Income Market Salesman

    88 GERONIMO, ISIDRO ANDRADE Fixed Income Market Salesman

    89 GO, JEANNE CLARIZE DE LUMEN Fixed Income Market Salesman

    90 GO, LEIA JACILDO Fixed Income Market Salesman

    91 GOMEZ, MARICRIS PINEDA Fixed Income Market Salesman

    92 GONZALES, CROMEL DIMACULANGAN Fixed Income Market Salesman

    Page 19 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    93 GONZALES, IRIS BARRIENTOS Fixed Income Market Salesman

    94 GO-SANTOS, RACHEL ERIKA IRAGA Fixed Income Market Salesman

    95 GUERRERO, EDGAR ALAN PARDUCHO Fixed Income Market Salesman

    96 HENARES, JUAN ANTONIO JACINTO Fixed Income Market Salesman

    97 HERNANDEZ, DON CARLO PERNEZ Fixed Income Market Salesman

    98 HILARIO DEL PILAR, MARIO LUIS ADRIAN VELASCO Fixed Income Market Salesman

    99 HO, BRAINARD LOMBARD CHUA Fixed Income Market Salesman

    100 HO, STEPHANIE ANNE SY Fixed Income Market Salesman

    101 HUANG, JUSTIN ROSS LIMTONG Fixed Income Market Salesman

    102 ICBAN, MARIECRIS CAPALAD Fixed Income Market Salesman

    103 IPAPO, ANNE BERNADETTE FLORO Fixed Income Market Salesman

    104 ISNANI, FATIMA SHANEEN BARA Fixed Income Market Salesman

    105 JACINTO, MYRUH UMALI Fixed Income Market Salesman

    106 JAVILLONAR, EMIR FRANCIS DE CASTRO Fixed Income Market Salesman

    107 JEREZA, ALAN Fixed Income Market Salesman

    108 JOSE, EVANGELINE ORACION Fixed Income Market Salesman

    109 KING, JEMY LYN SY Fixed Income Market Salesman

    110 KOCENCIO, ESTEELLANA TASKEEN DY Fixed Income Market Salesman

    111 KOW, BLAINE PARDALES Fixed Income Market Salesman

    112 LAO, KRISTINE YU Fixed Income Market Salesman

    113 LAO, NATHANIEL ANG Fixed Income Market Salesman

    114 LEGASPI, ELIZABETH BUHAIN Fixed Income Market Salesman

    115 LEH, PAUL TERENCE TAN Fixed Income Market Salesman

    116 LESCANO, TERESITA ALVAREZ Fixed Income Market Salesman

    117 LIBORO, JUAN GABRIEL ALFONSO BENGZON Fixed Income Market Salesman

    118 LIM, MA. CONCEPCION CASTANARES Fixed Income Market Salesman

    119 LIM, CHRISTINE YU Fixed Income Market Salesman

    120 LLAVE, BABY AMOR REYES Fixed Income Market Salesman

    121 LONTOK, JOSE ANTONIO SANTURAY Fixed Income Market Salesman

    122 LOSNONG, ALLAN ALDON Fixed Income Market Salesman

    123 LU, DENNIS LAWRENCE TAN Fixed Income Market Salesman

    124 LUNA, EVA PILAR GALABAY Fixed Income Market Salesman

    125 LUNAR, MA. LYDIA MILDRED HANDANG Fixed Income Market Salesman

    126 MACAPINLAC, GABRIEL PEDERY Fixed Income Market Salesman

    127 MACARAIG, ALDRIN IBAÑEZ Fixed Income Market Salesman

    128 MACATOL JR, EFREN SALUNA Fixed Income Market Salesman

    129 MADDATU, RODRIGO ALBERT DAYAG Fixed Income Market Salesman

    130 MADRIAGA, RALPH JEROME PESCADOR Fixed Income Market Salesman

    131 MADRID, RUBY REYES Fixed Income Market Salesman

    132 MAGDAEL, MA. LOIDA SY Fixed Income Market Salesman

    133 MANCERA, MARIA CELINA RAMA Fixed Income Market Salesman

    134 MANZANO, MA. IMELDA LAZO Fixed Income Market Salesman

    135 MARASIGAN, MARIO CALLOS Fixed Income Market Salesman

    Page 20 of 29

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    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    136 MARTIN, CARLOS VAZQUEZ Fixed Income Market Salesman

    137 MATUS, MARIA NIÑA JARAMILLO Fixed Income Market Salesman

    138 MENDOZA, JESSICA CHRISTIA SERRANO Fixed Income Market Salesman

    139 MENDOZA, JUAN CARLO NICOLAS Fixed Income Market Salesman

    140 MENDOZA, MARIA LUISA ROSARIO DAVID Fixed Income Market Salesman

    141 MEÑEZ, LIEZL VEDASTO Fixed Income Market Salesman

    142 MERIALES, CHRISTINE MARIE MATIAS Fixed Income Market Salesman

    143 MERCADO, AIZEL KRISTEL ESPARRAGO Fixed Income Market Salesman

    144 MERCADO, STELLA MARIA SEQUERA Fixed Income Market Salesman

    145 MIGUEL, ERICA ERLA LAZARTE Fixed Income Market Salesman

    146 MIRANDA, ERICKSON GABRIEL Fixed Income Market Salesman

    147 MORALES, ELIAS SALVACION Fixed Income Market Salesman

    148 MORCILLA, CATHERINE KATE PRING Fixed Income Market Salesman

    149 MUÑOZ, JUAN CARLOS TAYAG Fixed Income Market Salesman

    150 NABOR, MIGUEL CARLO PALAD Fixed Income Market Salesman

    151 NAVALES, FRANCESCA NICOLE LLAMAS Fixed Income Market Salesman

    152 NAVARRA, JASMINE ESTANISLAO Fixed Income Market Salesman

    153 NEPOMUCENO, MARASON PEDRO Fixed Income Market Salesman

    154 NG, NATALIE TAN Fixed Income Market Salesman

    155 NGO, ANA CARMINA YAP Fixed Income Market Salesman

    156 NGO, SHERWIN Fixed Income Market Salesman

    157 NIERE, SUSAN LINCUNA Fixed Income Market Salesman

    158 OCAMPO, CARLOS PAOLO GREY Fixed Income Market Salesman

    159 OLVIDO, KAREN PUREZ OLIVA Fixed Income Market Salesman

    160 OÑATE, CHARLENE VILLEZ Fixed Income Market Salesman

    161 ONG, GRACE TERESA TAN Fixed Income Market Salesman

    162 ONG, JILLIANE ROSS GO Fixed Income Market Salesman

    163 OPULENCIA, JOSE LORENZO SIOPONGCO Fixed Income Market Salesman

    164 ORSOLINO, LUIS MIGUEL BAELLO Fixed Income Market Salesman

    165 PABIANA, RUBY JANINE ERASMO Fixed Income Market Salesman

    166 PALMARES, JAN PAULINE DANTIS Fixed Income Market Salesman

    167 PANTA, JANICE ABANSI Fixed Income Market Salesman

    168 PAPA JR., REMIGIO ZARAGOZA Fixed Income Market Salesman

    169 PASIMIO, KATE JUDYCRISTY AQUINO Fixed Income Market Salesman

    170 PASIMIO, MIKAEL ANGELO SEVILLA Fixed Income Market Salesman

    171 PASQUIN, ELY PORRAS Fixed Income Market Salesman

    172 PECAÑA, GENEVIEVE CABALU Fixed Income Market Salesman

    173 PEDROSA, RICARDO LEON NAVARRO Fixed Income Market Salesman

    174 PERALTA, MA. NENETTE NIDEA Fixed Income Market Salesman

    175 PESCADOR, GRACIE ANN GALUEGO Fixed Income Market Salesman

    176 PLATA, LORELEI PEPITO Fixed Income Market Salesman

    177 PORRAS, CHARISSE VILLANUEVA Fixed Income Market Salesman

    178 PUENTEVELLA, PATRICIA LIZARES Fixed Income Market Salesman

    Page 21 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    179 PUNZALAN, MAE KRISTINE NONES Fixed Income Market Salesman

    180 QUISMUNDO, VICTOR MAMING Fixed Income Market Salesman

    181 RAMOS, MARIE AVIGAIL MERCADO Fixed Income Market Salesman

    182 REDUBLO, JONABEL SOGONE Fixed Income Market Salesman

    183 REGALA, SHERIE MAY BONIFACIO Fixed Income Market Salesman

    184 REYES, ANGELICA SANTILLAN Fixed Income Market Salesman

    185 REYES, MA. KRISTINA LARA SAN LUIS Fixed Income Market Salesman

    186 REYES, MIGUEL ANTONIO MAGADIA Fixed Income Market Salesman

    187 REYES, TIANA TWINK CUA Fixed Income Market Salesman

    188 RIO, JOSHABEL HOLY ESPINOSA Fixed Income Market Salesman

    189 ROA, AMANDA SUZZANE LIM Fixed Income Market Salesman

    190 ROBLES, MITZI ANGELES Fixed Income Market Salesman

    191 RODRIGUEZ, RESS DELOS REYES Fixed Income Market Salesman

    192 ROLLAN, RHETT ALBERT AGAWIN Fixed Income Market Salesman

    193 ROMAN JR, PATRICIO RAMOS Fixed Income Market Salesman

    194 RONATO, CHARISSE AMOUR CAVINTA Fixed Income Market Salesman

    195 ROSAL, CHERRIE BYNY ROSALES Fixed Income Market Salesman

    196 ROSALDO, CHRISTOPHER DANIEL ATIENZA Fixed Income Market Salesman

    197 RUTA, JAY PIL ENRIQUEZ Fixed Income Market Salesman

    198 SABANDAL, JUAYMA VILLAOZ Fixed Income Market Salesman

    199 SAKAKI, MIKI TIANZON Fixed Income Market Salesman

    200 SALUDO, MA. CRISTINA BUSTAMANTE Fixed Income Market Salesman

    201 SANCHEZ, GAIL ANGELIE BERNAS Fixed Income Market Salesman

    202 SANTOS, ALYZA MAE CHUA Fixed Income Market Salesman

    203 SANTOS, JOVHEN ROBIN Fixed Income Market Salesman

    204 SANTOS, RUBEN LUNA Fixed Income Market Salesman

    205 SARTE, JAN VINCENT CABIDOG Fixed Income Market Salesman

    206 SAZON, REYNALDO, BARBA Fixed Income Market Salesman

    207 SEE, NELSON GO Fixed Income Market Salesman

    208 SEÑAR, DAISY AZAÑA Fixed Income Market Salesman

    209 SIMPRON, RHEGANRIC PEÑOLA Fixed Income Market Salesman

    210 SINAY, JEANILYN ANDRES Fixed Income Market Salesman

    211 SINAY, ROSEMINIA ROSAL Fixed Income Market Salesman

    212 SISON,, MARIA LOURDES PINEDA Fixed Income Market Salesman

    213 SIY, VIDA JORDANA CHOA Fixed Income Market Salesman

    214 SOBONG, LIEZL MARTELINO Fixed Income Market Salesman

    215 SOLLANO, VERGENIA CHU Fixed Income Market Salesman

    216 SOLON, ILYNN LEAH VASQUEZ Fixed Income Market Salesman

    217 SORILA, FERDINAND MOINA Fixed Income Market Salesman

    218 SUAYBAGUIO, PAULINE BARAWIDAN Fixed Income Market Salesman

    219 SUELTO, CHERYL LLORENTE Fixed Income Market Salesman

    220 SUPLICO, MARIA AVA SHARONE SOCO Fixed Income Market Salesman

    221 SY, JANET UY Fixed Income Market Salesman

    Page 22 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    222 SY, JOAN MARIE YU Fixed Income Market Salesman

    223 SY, KENNETH GO Fixed Income Market Salesman

    224 SY, MICHELLE GLADYS SIAHINGCO Fixed Income Market Salesman

    225 SY, WINCHESTER HUAN Fixed Income Market Salesman

    226 SYMACO, KATRIZIA RHAE SUAREZ Fixed Income Market Salesman

    227 TABON, JORDAN CARBONELL Fixed Income Market Salesman

    228 TAN, CHARISSA AMOR LIM Fixed Income Market Salesman

    229 TAN, JENNIFER JASMIN YU Fixed Income Market Salesman

    230 TAN, LENY CARLOS Fixed Income Market Salesman

    231 TAN, MARK BENEDICT CHAN Fixed Income Market Salesman

    232 TANSINGCO, FERNAND ANTONIO ALIANZA Fixed Income Market Salesman

    233 TEJEDO, CALVIN ROMERO Fixed Income Market Salesman

    234 TEODORICO, JANICE SAMSON Fixed Income Market Salesman

    235 TERUEL, MAY VERA FE ONG Fixed Income Market Salesman

    236 TIANGCO, MARIA CARISSA LIBUNAO Fixed Income Market Salesman

    237 TIU, ALAN JAMES CHENG Fixed Income Market Salesman

    238 TIU, BETTY TAN Fixed Income Market Salesman

    239 TOBIAS, BENIGNO GUTIERREZ Fixed Income Market Salesman

    240 TRAJANO, MA. NELSA MESINA Fixed Income Market Salesman

    241 TRINIDAD, EDWARD PHILIP VENTURA Fixed Income Market Salesman

    242 TUPLANO, JOSEFINA TIANGCO Fixed Income Market Salesman

    243 TY, KRIZANNE CLAUDINE ONG Fixed Income Market Salesman

    244 UY, ADRIAN BAGSIT Fixed Income Market Salesman

    245 VALERA, ROSEMARY LEE VILLALUZ Fixed Income Market Salesman

    246 VALEROSO, GLENN GIL DE ASIS Fixed Income Market Salesman

    247 VELASQUEZ, JOSE MARTIN ABIERA Fixed Income Market Salesman

    248 VICTORINO, JACKIE LOU CABRERA Fixed Income Market Salesman

    249 VILLANUEVA, JERRY DE LEON Fixed Income Market Salesman

    250 VILLANUEVA, MARIA THERESA ORGANO Fixed Income Market Salesman

    251 VILLANUEVA, NORMAN SANTOS Fixed Income Market Salesman

    252 VILLAROMAN, MARIA AGNES SIENNA PAYGANE Fixed Income Market Salesman

    253 VILLEGAS, LARINA BARRICA Fixed Income Market Salesman

    254 VIVA, DIANE KATHLEEN CALZADO Fixed Income Market Salesman

    255 WENCESLAO, VIOLETA DIZON Fixed Income Market Salesman

    256 WONG, BERNADETTE WEE Fixed Income Market Salesman

    257 WONG, TRISTAN JAY NAGAR Fixed Income Market Salesman

    258 YAP, ANTHONY PAUL CAÑIZARES Fixed Income Market Salesman

    259 YATCO, BEATRICE CANLAS Fixed Income Market Salesman

    260 YEE, MARY RUTH FRANCES MABLE Fixed Income Market Salesman

    PHILIPPINE BANK OF COMMUNICATIONS1 POKAAN, ALIREZA LUMBAYA Associated Person

    2 ATIENZA, ALAN EREDIANO Fixed Income Market Salesman

    Page 23 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    3 CALAGUI, CHRISTIAN GONZALES Fixed Income Market Salesman

    4 DIZON, IMEE ROGANDO Fixed Income Market Salesman

    5 FELIZARDO, MARIFLOR DE GUZMAN Fixed Income Market Salesman

    6 GO, VERONICA CHUA Fixed Income Market Salesman

    7 GOSECO, MANUEL ANDRES DIOCIAUTI Fixed Income Market Salesman

    8 GUTIERREZ, LAURO DIMACULANGAN Fixed Income Market Salesman

    9 LADABAN, JUSTIN ROBERT GABRIEL Fixed Income Market Salesman

    10 LUCAS, JOJI GUALBERTO Fixed Income Market Salesman

    11 MACAISA, ENRICO LABANAN Fixed Income Market Salesman

    12 NIOSCO, MICHIKO YANO Fixed Income Market Salesman

    13 YOUNG, CHRISTIAN IRVING BUENAGUA Fixed Income Market Salesman

    14 YU, ARLENE CUA Fixed Income Market Salesman

    PHILIPPINE BUSINESS BANK, INC. (A SAVINGS BANK)1 DINGLE JR, AGUSTIN EBREO Compliance Officer

    2 SALAZAR, CHANDA CARDIENTE Associated Person

    3 CABALDE, JOSEPH EDWIN SIMON Fixed Income Market Salesman

    4 DELA ROSA, JOSE JAYSON CABRILLAS Fixed Income Market Salesman

    5 GALLEGA, JOY TOLENTINO Fixed Income Market Salesman

    6 PASTRANA, CHARMAINE CUI Fixed Income Market Salesman

    7 SALUD, DULCE GIDGET ROCHA Fixed Income Market Salesman

    PHILIPPINE NATIONAL BANK1 LIM, MARRITA GREGORE Associated Person

    2 CORDERO, ALICE ZARATE Compliance Officer

    3 ACANTILADO, ANNE MADELAINE NAVARRO Fixed Income Market Salesman

    4 ADECER, MONALIZA BRIONES Fixed Income Market Salesman

    5 AGUSTIN, KATRIN LAUREN IGNACIO Fixed Income Market Salesman

    6 BARGAMENTO, SHANEEN OLIS Fixed Income Market Salesman

    7 BARTOLOME, MA. ANNALIZA ABAD Fixed Income Market Salesman

    8 BAUTISTA JR, PONCIANO CAPULE Fixed Income Market Salesman

    9 BEST JR, MICHAEL LAUNIO Fixed Income Market Salesman

    10 CAÑERO, JASPER BRYAN SITCHON Fixed Income Market Salesman

    11 CAPULE, ESTHER FRANCISCO Fixed Income Market Salesman

    12 CASTRO, DARWIN TUGAS Fixed Income Market Salesman

    13 CEBRERO III, HORACIO ESTOLANO Fixed Income Market Salesman

    14 CHALUYAN, INULLI ELARDO Fixed Income Market Salesman

    15 CHAM, DAREN LAT Fixed Income Market Salesman

    16 CHUA, CASSANDRA MAE ANG Fixed Income Market Salesman

    17 DABU, BEATRIZ ARMEA Fixed Income Market Salesman

    18 DALANON, GRECIANNE TOLEDO Fixed Income Market Salesman

    19 DE ALDAY, LESTER AVERION Fixed Income Market Salesman

    20 DINGLASAN, DULCE SANCHEZ Fixed Income Market Salesman

    Page 24 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

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    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    21 DOMINGO, KRISTINA RIVERO Fixed Income Market Salesman

    22 ENCISO, NEIL ZALETA Fixed Income Market Salesman

    23 GAMBOA, PATRICIA JOYCE GO Fixed Income Market Salesman

    24 GARCIA, CAROLINE HUANG Fixed Income Market Salesman

    25 GONZALES, MARY ROSE DIZON Fixed Income Market Salesman

    26 HERRERA, MARIA KRISTINA MUTUC Fixed Income Market Salesman

    27 LANDICHO, LILIBETH ALCALA Fixed Income Market Salesman

    28 LAYUG, AVERDEEN LACSON Fixed Income Market Salesman

    29 LIM, CANDICE TAN Fixed Income Market Salesman

    30 LIM, PAMELA SANTOS Fixed Income Market Salesman

    31 LIWAG, MA. LOURDES SANTIAGO Fixed Income Market Salesman

    32 LLANES, LEAN ADRIEL DE GUZMAN Fixed Income Market Salesman

    33 LOPEZ, KATHLYNN ANN LI Fixed Income Market Salesman

    34 LORENZO, DANILO NICOLAS Fixed Income Market Salesman

    35 LUGTU, CATHRENE SALVADOR Fixed Income Market Salesman

    36 NICOLAS, ELIN GEQUILLO Fixed Income Market Salesman

    37 PADLAN, JODY JAMES SIMPAO Fixed Income Market Salesman

    38 PALMA, KEVIN KRISTOFFER SAN JUAN Fixed Income Market Salesman

    39 REYES, MARY JANE FAJARDO Fixed Income Market Salesman

    40 SALVADOR, PEARCY JOY TARRAZONA Fixed Income Market Salesman

    41 SALVAÑA, CECILE LAGURA Fixed Income Market Salesman

    42 SAMSON, ERNESTO ANZURES Fixed Income Market Salesman

    43 SUPAN, LORETA ANNE MENODZA Fixed Income Market Salesman

    44 SY, JENNIFER TAN Fixed Income Market Salesman

    45 TAN, LORRAINE NICOLE LONTOK Fixed Income Market Salesman

    46 TOMAS, JULIE CHUA Fixed Income Market Salesman

    47 UY, MARY LOURDES TENG Fixed Income Market Salesman

    48 YSIP, EDITA PAULINO Fixed Income Market Salesman

    49 ZULAYBAR, MA. ISABEL EVALLE Fixed Income Market Salesman

    PHILIPPINE POSTAL SAVINGS BANK, INC.1 PANZO, MA. SALOME VILORIA Associated Person

    2 AUSTRIA, LEANNART MENDOZA Fixed Income Market Salesman

    3 DE GOMA, JOSEPH OLIVER LOGARTA Fixed Income Market Salesman

    4 PITALLANO, CLARISSA CONDE Fixed Income Market Salesman

    PHILIPPINE SAVINGS BANK1 ROQUE, LILIAN ELEPAÑO Associated Person

    2 ABELLANOSA, ANDRE MANUEL LEANO Fixed Income Market Salesman

    3 AUDITOR, MARICON DE LUNA Fixed Income Market Salesman

    4 BAQUIRAN, MARK ALVIN BALASSU Fixed Income Market Salesman

    5 CRISOLOGO, JOY ANNE IGNACIO Fixed Income Market Salesman

    6 DELA ROSA, MARIA SOCORRO VARQUEZ Fixed Income Market Salesman

    Page 25 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    7 GILLADOGA, MARIA LUISA ILAGAN Fixed Income Market Salesman

    8 JAO, GLENN CONRAD NAVALTA Fixed Income Market Salesman

    9 JAVIER, REUEL RAMIREZ Fixed Income Market Salesman

    10 MALABANAN, CARLOS VICENTE DIMAYUGA Fixed Income Market Salesman

    11 PEREZ, DONNA EVANGELINE MANALAC Fixed Income Market Salesman

    12 SANTILLAN, LEANDRO GIANZON Fixed Income Market Salesman

    13 UY, JERI MARIE ELISE AGUINALDO Fixed Income Market Salesman

    PHILIPPINE VETERANS BANK1 AGUSTIN, RICARDO GONZALES Associated Person

    2 ARELLANO, ANNA MELISSA SALAS Fixed Income Market Salesman

    3 COPUYOC, RAMON LORENZO TETANGCO Fixed Income Market Salesman

    4 DELA VICTORIA, MARIANNE QUIAMBAO Fixed Income Market Salesman

    5 DIAZ, MARIA ZAYDA MARTINEZ Fixed Income Market Salesman

    6 HERNANDEZ, ROSADINA CUSTODIO Fixed Income Market Salesman

    7 LAGMAN, FRANCISCO ANDRES BARTOLOME Fixed Income Market Salesman

    8 MALABAG, NOEL CAPILI Fixed Income Market Salesman

    9 MEDRERO, MICHAEL TENEBRO Fixed Income Market Salesman

    10 PEREZ JR, CAYETANO UMALI Fixed Income Market Salesman

    11 ROMANO, GERALDINE LUZON Fixed Income Market Salesman

    12 SALONGA, RAFFY LOUIE Fixed Income Market Salesman

    13 TAN, GISELA FATIMA PACHO Fixed Income Market Salesman

    RCBC SAVINGS BANK, INC.1 DEL ROSARIO, CRISPINA DELOS SANTOS Associated Person

    2 BENEDICTO, SHIRLEY KAN Fixed Income Market Salesman

    3 GALVEZ, JOSEPH ERICSON DE LUMEN Fixed Income Market Salesman

    RIZAL COMMERCIAL BANKING CORPORATION1 ABELLA, MA.ROWENA CRISTINA LAI Fixed Income Market Salesman

    2 ABELLA, NORMAN GONZALVO Fixed Income Market Salesman

    3 ABENDANO, STEPHANIE SIM Fixed Income Market Salesman

    4 ARGUELLES, AMANDA MARIE LOPEZ Fixed Income Market Salesman

    5 ARTATES, PETER ESCOLIN Fixed Income Market Salesman

    6 ASISTORES, MARIE ANGELINE CARRILLO Fixed Income Market Salesman

    7 BAUTISTA, JESSICA OSA Fixed Income Market Salesman

    8 BRITO, SOPHIE BORBE Fixed Income Market Salesman

    9 BULDA, JOSE ZERNAN TOLEDO Fixed Income Market Salesman

    10 CALAQUIAN, JOSE CARLO VERGARA Fixed Income Market Salesman

    11 CALONZO, ANDREW CARRIAGA Fixed Income Market Salesman

    12 CAMINA, JEROME BOLODO Fixed Income Market Salesman

    13 CAÑIZA, JOSE MANUEL ESTRELLA Fixed Income Market Salesman

    14 CARDENAS JR, ROMUALDO HERNANDEZ Fixed Income Market Salesman

    Page 26 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    15 CARLOS, AIZALYN CERENIO Fixed Income Market Salesman

    16 CASTRO, MA.SHERYLL SANTOS Fixed Income Market Salesman

    17 CHAN, JULIA SUAREZ Fixed Income Market Salesman

    18 CO, SHIRLEY SIM Fixed Income Market Salesman

    19 CO, VIVIAN YU Fixed Income Market Salesman

    20 CRUZ, ROSE ANNE MANIAGO Fixed Income Market Salesman

    21 DAPLAS, JOANNE MALUTO Fixed Income Market Salesman

    22 DELGADO JR., JUAN LIBO-ON Fixed Income Market Salesman

    23 DIZON, MARIE ANTHEA VINA DAVID Fixed Income Market Salesman

    24 DOMINGO, HAYDEE BAYLON Fixed Income Market Salesman

    25 DONAYRE, KRISTINE JAN FERNANDEZ Fixed Income Market Salesman

    26 DY, NOEMI CHANCO Fixed Income Market Salesman

    27 EBORA, NONOY BICOL Fixed Income Market Salesman

    28 ESTRELLA, DANIEL JOSEPH GESMUNDO Fixed Income Market Salesman

    29 FRIAS, VANESSA GUACENA Fixed Income Market Salesman

    30 GONZALES, MARIA VIOLETA MAUN Fixed Income Market Salesman

    31 HIZON, JAMIE LYN DY Fixed Income Market Salesman

    32 LAO, LYNDON GOTHONG Fixed Income Market Salesman

    33 LIM, BRYAN KHOO Fixed Income Market Salesman

    34 LIM, CAROLYN LIAO Fixed Income Market Salesman

    35 LIM, JOANNA MARIE ACURATO Fixed Income Market Salesman

    36 MAGSINO, MA. THERESA GALVAN Fixed Income Market Salesman

    37 MALABAR, ELIEL JOHN JIMENEZ Fixed Income Market Salesman

    38 MAÑAGO, JANE NG Fixed Income Market Salesman

    39 MARPURI, LOLITA CAILIPAN Fixed Income Market Salesman

    40 MENDOZA, MONICA ANN VERGARA Fixed Income Market Salesman

    41 MOLINA JR, JAMES ORTIAGA Fixed Income Market Salesman

    42 OLIVA, MARIA ANGELICA MASCARDO Fixed Income Market Salesman

    43 ONA, JENNIFER MALOLES Fixed Income Market Salesman

    44 PADILLA, DOLORES LIM Fixed Income Market Salesman

    45 PALACIOS-ABELLA, FRANCES RUTH TORIO Fixed Income Market Salesman

    46 PASTORES, EDNA ROLA Fixed Income Market Salesman

    47 PERALEJO, MARICEL ELENA MAGTIRA Fixed Income Market Salesman

    48 QUIAMBAO, JEANNE DE GUZMAN Fixed Income Market Salesman

    49 QUIWA, VIRGINIA SANCHEZ Fixed Income Market Salesman

    50 RAMIREZ, JOSE-ANDRE FRANCISCO Fixed Income Market Salesman

    51 RAMOS, RAMIL SERVINIO Fixed Income Market Salesman

    52 REYES, MARY JANE VILLANUEVA Fixed Income Market Salesman

    53 REYES, STEVEN MICHAEL TOLENTINO Fixed Income Market Salesman

    54 ROCA, ROSEMARIE CALAZAN Fixed Income Market Salesman

    55 RODILLAS, GLENDA VALERA Fixed Income Market Salesman

    56 SAGCAL, JENNYLYN SORIANO Fixed Income Market Salesman

    57 SALAK, MA. PATRICIA ROSARIO SONGCO Fixed Income Market Salesman

    Page 27 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    58 SALUDARES, MARIA ADRIA PRISCA DE LUNA Fixed Income Market Salesman

    59 SAN JUAN, JUDITH ESTRADA Fixed Income Market Salesman

    60 SANCHEZ, LESLIE LAYLO Fixed Income Market Salesman

    61 SANTOS, JAN BRIACE SUMAGPAO Fixed Income Market Salesman

    62 SANTOS, RENAN DE LEON Fixed Income Market Salesman

    63 SERRANO, JACQUELINE GOPEZ Fixed Income Market Salesman

    64 SIMBULAN, LENORE ARZAGON Fixed Income Market Salesman

    65 TAMAYO, DON ALCANTARA Fixed Income Market Salesman

    66 TAN, SHARYNA ANN KUA Fixed Income Market Salesman

    67 TENGCO JR, ERNESTO VEDANA Fixed Income Market Salesman

    68 TIN, SHEILA MARIE ONG Fixed Income Market Salesman

    69 URBANOZO, IRENE CHRISTI LAPRES Fixed Income Market Salesman

    70 VALLES, MARELIN LIM Fixed Income Market Salesman

    71 VELASCO, MARIA TERESA CASTROVERDE Fixed Income Market Salesman

    72 VIROLA, ABIGAIL SUZETTE FRIAS Fixed Income Market Salesman

    73 YU, HEIDI YAO Fixed Income Market Salesman

    74 YU, WINNIE GO DEL MUNDO Fixed Income Market Salesman

    75 ZABALA, LYNDON LORENA Fixed Income Market Salesman

    76 ZABALO, MARY JANE FRAGO Fixed Income Market Salesman

    ROBINSONS BANK CORPORATION1 MENIADO, ROMEL DELFIN Associated Person /

    Compliance Officer

    2 LIM, MELISSA ALTHEA PAZ Fixed Income Market Salesman

    3 LUMAIN, MA. REGINA NAVARRO Fixed Income Market Salesman

    4 SANCHEZ, MARIA TERESA PONCE Fixed Income Market Salesman

    5 SERRANO, JOSE LEANDRO DURAN Fixed Income Market Salesman

    6 SIY, JERRISON ERIC GAPUZ Fixed Income Market Salesman

    7 YABUT, GALO PO Fixed Income Market Salesman

    SECURITY BANK CORPORATION1 DE BORJA, EDWIN MICHAEL ARPON Associated Person

    2 ALCANTARA, REGINA SANTIAGO Fixed Income Market Salesman

    3 ARRIOLA JR, RAMON MAGO Fixed Income Market Salesman

    4 BARRERA, EUDORA ANDRADE Fixed Income Market Salesman

    5 BIAGLOLOVSKI, JOSELINE CASTRO Fixed Income Market Salesman

    6 CANSINO, TEDDY NG Fixed Income Market Salesman

    7 CAPACIO, ABIGAIL MARIE GUERRERO Fixed Income Market Salesman

    8 DE VERA, HAZEL BEATRIZE GARCIA Fixed Income Market Salesman

    9 DIMAUNAHAN, DIANDRA DENISE MOJARES Fixed Income Market Salesman

    10 DULAY, CARLYN THERESE XAVIER Fixed Income Market Salesman

    11 DY, JENNY GO Fixed Income Market Salesman

    12 GOMEZ, MANUEL ANGELO CO Fixed Income Market Salesman

    13 GUERRERO, RACHEL ANNE GADI Fixed Income Market Salesman

    Page 28 of 29

  • COMPANY REGISTRATION AND MONITORING DEPARTMENT

    LIST OF CAPITAL MARKET PROFESSIONALSWITH CONFIRMATION OF PAYMENT OF ANNUAL FEES FOR THE YEAR 2017

    GOVERNMENT SECURITIES ELIGIBLE DEALERS

    # NAME TYPE OF REGISTRATION

    14 HERNANDEZ, JOHANNA SONGCO Fixed Income Market Salesman

    15 IGNACIO, BRENDA ARANZA Fixed Income Market Salesman

    16 KASUNURAN, AURELIUS SALAS Fixed Income Market Salesman

    17 LAZARO, CECILIA FLORENDO Fixed Income Market Salesman

    18 LIBUNAO, DIANA CANLAS Fixed Income Market Salesman

    19 LUNA, GWENDOLYN TIU Fixed Income Market Salesman

    20 NABLE, BIENVENIDO PARDILLO Fixed Income Market Salesman

    21 REFUERZO, ROSSANNA JANE MONSURA Fixed Income Market Salesman

    22 SALAZAR, JOMELLE FERNANDEZ Fixed Income Market Salesman

    23 SAMSON, MARIA GINA BALTAZAR Fixed Income Market Salesman

    24 SERRANO, MA. MELISSA CRUZ Fixed Income Market Salesman

    25 SIA, ANGELINE TAN Fixed Income Market Salesman

    26 STO. DOMINGO, CARMELA MONTECILLO Fixed Income Market Salesman

    27 SY, LUCY LACASTA Fixed Income Market Salesman

    28 TAN, MARILYN DETERALA Fixed Income Market Salesman

    29 TAPISPISAN, MARVEN BANIEL Fixed Income Market Salesman

    STERLING BANK OF ASIA INC. (A SAVINGS BANK)1 MORALES, WILFREDO PERRY BUROG Compliance Officer /

    Associated Person

    2 ACAYAN, JOSE EDUARDO GUTIERREZ Fixed Income Market Salesman

    3 CARLOS, MARC CHRISTOPHER UY Fixed Income Market Salesman

    4 CASIÑO, MARIA PAULINA DE LEON Fixed Income Market Salesman

    5 DIONISIO, CHRISTINE PAULINE ROBERTO Fixed Income Market Salesman

    6 HARN, PATRICIA ROSE AGGABAO Fixed Income Market Salesman

    7 HING, MARIE ANGELA MARTIREZ Fixed Income Market Salesman

    8 LABAY, MARILOU BONIFACIO Fixed Income Market Salesman

    9 SANTOS, RONALD CAYETANO Fixed Income Market Salesman

    10 SARMIENTO, ANNA PATRICIA YAP Fixed Income Market Salesman

    11 SEE, RACHELLE EILEEN CU Fixed Income Market Salesman

    12 SY, GAIL ELEANOR UY Fixed Income Market Salesman

    13 TIU, BEVERLY JOYCE CUE Fixed Income Market Salesman

    UCPB SAVINGS BANK, INC.1 LOTHO, ARFE BAUTISTA Associated Person

    2 LAGAC, MENCHIE EVARISTO Fixed Income Market Salesman

    3 LIM, MA. TERESA HARDER Fixed Income Market Salesman

    Page 29 of 29