Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP...

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Community Based Participatory Evaluation Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1

Transcript of Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP...

Page 1: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Community Based Participatory Evaluation

Community Based Participatory Evaluation

CDC TPPGrantee Conference

Atlanta, GASeptember 22, 2011

CDC TPPGrantee Conference

Atlanta, GASeptember 22, 2011

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Page 2: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

ObjectivesObjectives

At the end of this session, participants will be able to:

Decide if a participatory evaluation process is appropriate for their programs

Identify key concepts of a participatory evaluation process and implementation

Determine organizational capacity to carry out a participatory evaluation process

At the end of this session, participants will be able to:

Decide if a participatory evaluation process is appropriate for their programs

Identify key concepts of a participatory evaluation process and implementation

Determine organizational capacity to carry out a participatory evaluation process

Page 3: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

AssumptionsAssumptions

Contractual mandate

Experienced participants

Participatory approaches as an operational proxy for cultural competency

Contractual mandate

Experienced participants

Participatory approaches as an operational proxy for cultural competency

Page 4: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

On cultural competenceOn cultural competence

DefinitionsDefinitions

Page 5: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

4 people

4 individuals

4 groups

4 differences

4 ability

3 skills

3 needs

3 knowledge

3 awareness

2 work

2 values

2 systems

2 situations

2 set

2 services

2 sensitive

2 respond

2 refers

2 race

2 practices

2 policies

2 organizations

2 linguistic

4 people

4 individuals

4 groups

4 differences

4 ability

3 skills

3 needs

3 knowledge

3 awareness

2 work

2 values

2 systems

2 situations

2 set

2 services

2 sensitive

2 respond

2 refers

2 race

2 practices

2 policies

2 organizations

2 linguistic

Page 6: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

2 interpersonal

2 increase

2 including

2 help

2 families

2 ethnicity

2 effectively

2 culture

2 congruent

2 capacity

2 backgrounds

2 attitudes

2 address

1 worldview

1 whereas

1 various

1 used

1 unique

1 understanding

1 understand

1 transformation

1 traditions

1 towards

1 tools

2 interpersonal

2 increase

2 including

2 help

2 families

2 ethnicity

2 effectively

2 culture

2 congruent

2 capacity

2 backgrounds

2 attitudes

2 address

1 worldview

1 whereas

1 various

1 used

1 unique

1 understanding

1 understand

1 transformation

1 traditions

1 towards

1 tools

Page 7: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

A Word Cloud of the definitions of Cultural CompetencyA Word Cloud of the definitions of Cultural Competency

Page 8: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Historical rootsHistorical roots

Kurt Lewin

1960’s de-institutionalization

Community psychology

Paolo Freire

Emic vs Etic

Translational research

Kurt Lewin

1960’s de-institutionalization

Community psychology

Paolo Freire

Emic vs Etic

Translational research

Page 9: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

About Community-based participatory evaluation

About Community-based participatory evaluation

Definition of communityDefinition of community

Page 10: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Community definedCommunity defined

Target populations can be defined by: Geography, race, ethnicity, gender, sexual

orientation, disability, health conditions etc.

Groups have common interest/cause: Human service agencies; providers; policy

makers; lay public groups.

Target populations can be defined by: Geography, race, ethnicity, gender, sexual

orientation, disability, health conditions etc.

Groups have common interest/cause: Human service agencies; providers; policy

makers; lay public groups.

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Page 11: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

DefinitionDefinition

The Centers for Disease Control and Prevention (CDC) define community-engagement as:

“ the process of working collaboratively with and through groups of people affiliated by geographic proximity, special interest, or similar situations to address issues affecting the well-being of those people.”

The Centers for Disease Control and Prevention (CDC) define community-engagement as:

“ the process of working collaboratively with and through groups of people affiliated by geographic proximity, special interest, or similar situations to address issues affecting the well-being of those people.”

Page 12: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Common culture or ethnic heritage

Where they live

Similar age

Speak the same language

Religion

Communities are not homogeneous and seldom speak with one voice

Common culture or ethnic heritage

Where they live

Similar age

Speak the same language

Religion

Communities are not homogeneous and seldom speak with one voice

Community Members haveCharacteristics in CommonCommunity Members haveCharacteristics in Common

Page 13: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Principles of Participatory ApproachesPrinciples of Participatory Approaches

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Page 14: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

PrinciplesPrinciples

CBPE … Recognize the community has it own identity Builds on strengths & resources within the community Facilitates collaborative, equitable coalition in all phases of the

program(Israel et al., 2003)

CBPE … Recognize the community has it own identity Builds on strengths & resources within the community Facilitates collaborative, equitable coalition in all phases of the

program(Israel et al., 2003)

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Page 15: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

PrinciplesPrinciples

CBPE … Promotes co-learning capacity building among all partners Integrates and achieves a balance between engagement and action

for the mutual benefits of all partners Emphasizes local relevance of public health problems and ecological

perspectives that recognize and attend to the multiple determinants of health and disease

(Israel et al., 2003)

CBPE … Promotes co-learning capacity building among all partners Integrates and achieves a balance between engagement and action

for the mutual benefits of all partners Emphasizes local relevance of public health problems and ecological

perspectives that recognize and attend to the multiple determinants of health and disease

(Israel et al., 2003)

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Page 16: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

PrinciplesPrinciples

CBPE … Involves systems development through a cyclical and iterative

process Disseminates findings and knowledge gained to all partners and all

partners will be involved in the dissemination process Involves a long-term process and commitment

(Israel et al., 2003)

CBPE … Involves systems development through a cyclical and iterative

process Disseminates findings and knowledge gained to all partners and all

partners will be involved in the dissemination process Involves a long-term process and commitment

(Israel et al., 2003)

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Page 17: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Other Important PointsOther Important Points

Recognize and highlight community assets and strengths (for example, view community members as advisers and experts)

Provide real service to communities by addressing the community's needs

Build and maintain respecting, trusting relationships within/across the community. In particular, develop relationships with opinion leaders in the community

Recognize and highlight community assets and strengths (for example, view community members as advisers and experts)

Provide real service to communities by addressing the community's needs

Build and maintain respecting, trusting relationships within/across the community. In particular, develop relationships with opinion leaders in the community

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Page 18: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Other Important PointsOther Important Points

Sustain relationships beyond the engagement study itself Include communities in planning the study Welcome new participants into the discussion Acknowledge and make use of existing community structures

(for example, powerful CBOs and grass-roots groups)(AHRQ, 2003)

Sustain relationships beyond the engagement study itself Include communities in planning the study Welcome new participants into the discussion Acknowledge and make use of existing community structures

(for example, powerful CBOs and grass-roots groups)(AHRQ, 2003)

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Page 19: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Traditional engagement and CBPE-Parallels

Traditional engagement Community is a passive

subject of study Evaluation Design – done

a priory by academic institution

Needs assessment, data collection, implementation, and evaluation – academic institution’s responsibility

Usually sustainability plan is not included

CBPE Involves the community being

studied in the engagement Evaluation Design –done with

representatives from community & academic institution

Needs assessment, data collection, implementation, & evaluation – everyone’s responsibility

Sustainability is priority that begins at program’s inception

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Page 20: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

ChallengesChallenges

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Page 21: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

ChallengesChallenges

CBPE approach takes TIMESkills required include:Facilitation of collaborative structure;

negotiations between community and evaluators

Building consensusConflict management

Tension between engagement rigor and community concerns

CBPE approach takes TIMESkills required include:Facilitation of collaborative structure;

negotiations between community and evaluators

Building consensusConflict management

Tension between engagement rigor and community concerns

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Page 22: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

ChallengesChallengesThreats to internal validity – it is

difficult to account for all the factors that can play a role in the targeted behaviors

Difficulties with randomization Highly motivated intervention groups

Threats to internal validity – it is difficult to account for all the factors that can play a role in the targeted behaviors

Difficulties with randomization Highly motivated intervention groups

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Page 23: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

ChallengesChallengesExpectations vs. results –

interpretation? Interpersonal conflicts and individual “agendas”

Scientific publications

Expectations vs. results –interpretation?

Interpersonal conflicts and individual “agendas”

Scientific publications

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Page 24: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Benefits of Using a Community-engaged Approach

Benefits of Using a Community-engaged Approach

3. Community-engagement can improve the reliability and validity of:

Measurement tools

Questions and study procedures

4. Can inform evaluators of community interpretations of results

3. Community-engagement can improve the reliability and validity of:

Measurement tools

Questions and study procedures

4. Can inform evaluators of community interpretations of results

Page 25: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

ChallengesChallenges

Threats to internal validity – it is difficult to account for all the factors that can play a role in the targeted behaviors

Difficulties with randomization Highly motivated intervention groups

Threats to internal validity – it is difficult to account for all the factors that can play a role in the targeted behaviors

Difficulties with randomization Highly motivated intervention groups

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Page 26: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

ChallengesChallenges

Expectations vs. results –interpretation?

Interpersonal conflicts and individual “agendas”

Scientific publications

Expectations vs. results –interpretation?

Interpersonal conflicts and individual “agendas”

Scientific publications

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Page 27: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

ActivitiesActivities

Questions to askQuestions to ask

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Page 28: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Questions to askQuestions to ask

Questions to ask?

Global/Root Cause Analysis►“Why is the rate of teen pregnancy so high in our

community?”

►“What would make a difference?”

Questions to ask?

Global/Root Cause Analysis►“Why is the rate of teen pregnancy so high in our

community?”

►“What would make a difference?”

Page 29: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Questions to askQuestions to ask

Focus group/Key Informant “From your observations and experiences in the

community and working with young adults, how would you describe context of their lives/experiences?”

“In your opinion, what are the most pressing needs for young adults that you see?”

“What knowledge/ attitudes/ beliefs/ behaviors are putting young adults at risk for teen pregnancy?”[Probe for social determinants: gender, safety, drugs]

Focus group/Key Informant “From your observations and experiences in the

community and working with young adults, how would you describe context of their lives/experiences?”

“In your opinion, what are the most pressing needs for young adults that you see?”

“What knowledge/ attitudes/ beliefs/ behaviors are putting young adults at risk for teen pregnancy?”[Probe for social determinants: gender, safety, drugs]

Page 30: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Questions to askQuestions to ask

Focus group/Key Informant How would you suggest that we outreach and

connect with young adults? (probes: Where should they be reached? How do we reach them? Can use of text, social media and YouTube be used? If so how)►How do we retain them in our program? (what types

of incentives should be used?)

Focus group/Key Informant How would you suggest that we outreach and

connect with young adults? (probes: Where should they be reached? How do we reach them? Can use of text, social media and YouTube be used? If so how)►How do we retain them in our program? (what types

of incentives should be used?)

Page 31: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Questions to askQuestions to askWhat knowledge/attitudes/beliefs/behaviors protect young adult women from HIV, STI, and substance abuse? (Probe: gender, cultural, social environmental factors that are protective)What type of programming would young women find helpful? What doesn’t work? What’s missing or frustrating for you?

What are key elements that you would recommend for effective HIV prevention programming geared towards young adult women of color? ► What kind of help, resources or opportunities do you think can help young

women of color prevent or reduce their risk of HIV infection and substance use?– (Prompt: What should our program services include; what might be some

recommendations you would make based on your experiences in changing the way these services are delivered? (Prevention, counseling, testing); Are there services that you recommend that young women need but are not getting?

– Prompt: If you all had to design an HIV/STI and substance abuse prevention program for young Adult Latinas and Black women 18-24 what types of activities would you include

– Prompt; for those of you who have participate in HIV/STI program and workshops » What did you like, not like, what you wished they included?

What knowledge/attitudes/beliefs/behaviors protect young adult women from HIV, STI, and substance abuse? (Probe: gender, cultural, social environmental factors that are protective)What type of programming would young women find helpful? What doesn’t work? What’s missing or frustrating for you?

What are key elements that you would recommend for effective HIV prevention programming geared towards young adult women of color? ► What kind of help, resources or opportunities do you think can help young

women of color prevent or reduce their risk of HIV infection and substance use?– (Prompt: What should our program services include; what might be some

recommendations you would make based on your experiences in changing the way these services are delivered? (Prevention, counseling, testing); Are there services that you recommend that young women need but are not getting?

– Prompt: If you all had to design an HIV/STI and substance abuse prevention program for young Adult Latinas and Black women 18-24 what types of activities would you include

– Prompt; for those of you who have participate in HIV/STI program and workshops » What did you like, not like, what you wished they included?

Page 32: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Questions to ask??Questions to ask??Questions to ask?

What knowledge/attitudes/beliefs/behaviors protect young adult women from HIV, STI, and substance abuse? (Probe: gender, cultural, social environmental factors that are protective)What type of programming would young women find helpful? What doesn’t work? What’s missing or frustrating for you?

What are key elements that you would recommend for effective HIV prevention programming geared towards young adult women of color? ► What kind of help, resources or opportunities do you think can help young

women of color prevent or reduce their risk of HIV infection and substance use?– (Prompt: What should our program services include; what might be some

recommendations you would make based on your experiences in changing the way these services are delivered? (Prevention, counseling, testing); Are there services that you recommend that young women need but are not getting?

– Prompt: If you all had to design an HIV/STI and substance abuse prevention program for young Adult Latinas and Black women 18-24 what types of activities would you include

– Prompt; for those of you who have participate in HIV/STI program and workshops » What did you like, not like, what you wished they included?

Questions to ask?

What knowledge/attitudes/beliefs/behaviors protect young adult women from HIV, STI, and substance abuse? (Probe: gender, cultural, social environmental factors that are protective)What type of programming would young women find helpful? What doesn’t work? What’s missing or frustrating for you?

What are key elements that you would recommend for effective HIV prevention programming geared towards young adult women of color? ► What kind of help, resources or opportunities do you think can help young

women of color prevent or reduce their risk of HIV infection and substance use?– (Prompt: What should our program services include; what might be some

recommendations you would make based on your experiences in changing the way these services are delivered? (Prevention, counseling, testing); Are there services that you recommend that young women need but are not getting?

– Prompt: If you all had to design an HIV/STI and substance abuse prevention program for young Adult Latinas and Black women 18-24 what types of activities would you include

– Prompt; for those of you who have participate in HIV/STI program and workshops » What did you like, not like, what you wished they included?

Page 33: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Questions to askQuestions to ask Identifying opportunities for ongoing

assessmentData collection methods, sourcesData/sites to monitor

Who else cares about the issue and what do they care about?Who would you ask these questions?

Who can attend to the identified needs? How are these resources accessed?

Identifying opportunities for ongoing assessmentData collection methods, sourcesData/sites to monitor

Who else cares about the issue and what do they care about?Who would you ask these questions?

Who can attend to the identified needs? How are these resources accessed?

Page 34: Community Based Participatory Evaluation · Community Based Participatory Evaluation CDC TPP Grantee Conference Atlanta, GA September 22, 2011 1. Objectives ... Principles of Participatory

Questions to askQuestions to ask

Screening Questions►“Does your partner hit or verbally abuse you?”

►“Do you need daycare for your child?”

►“Do you think you are at risk for being homeless?”

►“Do you think you will need help getting food at the end of the month?”

►“Do you have a high school diploma or a GED?”

►“Do you or anyone in your use drugs?”

►“Are you feeling sad or hopeless?”

Screening Questions►“Does your partner hit or verbally abuse you?”

►“Do you need daycare for your child?”

►“Do you think you are at risk for being homeless?”

►“Do you think you will need help getting food at the end of the month?”

►“Do you have a high school diploma or a GED?”

►“Do you or anyone in your use drugs?”

►“Are you feeling sad or hopeless?”