Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level...

28
Commissioning for Diabetes and Eye Services Supporting, Improving, Caring July 2011

Transcript of Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level...

Page 1: Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level intervention map. This intervention map describes the key high level actions or interventions

Commissioningfor Diabetes and

Eye Services

Supporting, Improving, Caring

July 2011

Page 2: Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level intervention map. This intervention map describes the key high level actions or interventions

NHS Diabetes Information Reader Box

Review date 2013

Commissioning Diabetes and Eyes Services

NHS Diabetes would like to thank the following for their advice and contribution to the development ofthis commissioning guide:

Peter Scanlon Consultant Ophthalmologist/Programme Director, English National ScreeningProgramme for Diabetic Retinopathy

Fionna O’Leary National Programme and Quality Assurance Manager, English National ScreeningProgramme for Diabetic Retinopathy

Esther Provins National Informatics Lead, English National Screening Programme for DiabeticRetinopathy

Clare Bailey Consultant Ophthalmologist/ Chair of the Quality Assurance Group , EnglishNational Screening Programme for Diabetic Retinopathy

John Sparrow Consultant Ophthalmologist, Connecting for Health, National Clinical Lead forOphthalmology

Sue Cohen National Quality Assurance Director, English National Screening Programme forDiabetic Retinopathy

Thomas Wilson Director of Contracting and Performance, NHS Thameside and Glossop

Bridget Turner Diabetes UK

And to Thoreya Swage who wrote this publication

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Page

Commissioning for Diabetes and Eyes Services 5

Features of Diabetes and Eyes Services 6

Diabetes and Eyes Intervention Map 8

Contracting Framework for Diabetes and Eyes Services 10

Template Service Specification for Diabetes and Eyes Services 23

Contents

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Commissioning for Diabetesand Eye Services The NHS Diabetes commissioning approach helps to deliver high quality integrated care through a three-stepprocess that ensures key elements needed to build an excellent diabetes service are in place. The approach issupported by a wide range of proven tools, resources and examples of shared learning.

Step 1 – involves understanding the local diabetespopulation health needs by developing a local HealthNeeds Assessment and setting up a steering groupwith key stakeholder involvement including a leadclinician, lead commissioner, lead diabetes nurse andlead service user

Step 2 – involves the development of a servicespecification to describe the model of care to becommissioned. This becomes the document on whichtenders may be issued.

Step 3 – involves monitoring the delivery of theservice specification by the provider and evaluating theperformance of the service. Input from the steeringgroup with service user representation will be animportant mechanism for monitoring the service aswell as patient surveys.

This commissioning guide has been developed by NHSDiabetes with key stakeholders including clinical andsocial services professionals, the English NationalScreening Programme

for Diabetic Retinopathy and patient groupsrepresented by Diabetes UK.

It is not designed to replace the Standard NHSContracts as many of the legal and contractualrequirements have already been identified in this setof documents. Rather, it is intended to form the basisof a discussion or development of diabetes and eyeservices between commissioners and providers fromwhich a contract for services can then be agreed.

This commissioning guide consists of:

• A description of the key features of high qualitydiabetes and eye care

• A high level intervention map. This intervention mapdescribes the key high level actions or interventions(both clinical and administrative) diabetes and eyeservices should undertake in order to provide themost efficient and effective care, from admission todischarge (or death) from the service.

It is not intended to be a care pathway or clinicalprotocol, rather it describes how a true ‘diabeteswithout walls’1 service should operate going acrossthe current sectors of health care.

The intervention map may describe current servicemodels or it may describe what should ideally beprovided by diabetes and eye services.

• A diabetes and eye services contracting frameworkthat brings together all the key standards of qualityand policy relating to diabetes and eye care

• A template service specification for diabetes andeye services that forms part of schedule 2 part 1 ,orsection 1 (module B) of the Standard NHS Contractcovering the key headings required of aspecification. It is recommended that thecommissioner checks which mandatory headingsare required for each type of care as specified bythe Standard NHS Contracts.

Commissioners are referred to the English NationalScreening Programme for Diabetic Retinopathy fordetails on how to commission diabetic retinopathyscreening services – seewww.retinalscreening.nhs.uk/commissioning

For further detail on how to approach thecommissioning of diabetes services please seehttp://www.diabetes.nhs.uk/commissioning_resource

Step 2

Step 3

• Understanding your diabetes population health needs

• Implementing improved services and evaluation

• Understanding what you need to commission for an integrated service

Step 1

1 Commissioning Diabetes Without Walls , 2011, http://www.diabetes.nhs.uk/commissioning_resource/

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High quality diabetes and eye services shouldhave:

• systems to manage the call and recall of peoplewith diabetes who require regular retinopathyscreening

• a process to screen for diabetic eye disease,e.g. retinopathy, maculopathy and cataracts

• a process to screen for diabetic eye disease forpregnant women with diabetes, includingthose with gestational diabetes

• a specialist service to treat diabetic eye disease

• regular monitoring of people with diabeteswho have had retinopathy identified.

In addition, the services should:

• be developed in a co-ordinated way, taking fullaccount of the responsibilities of otheragencies in providing comprehensive care andplacing users at the centre of decisions abouttheir care and support - "no decision about mewithout me" (Equity and Excellence: Liberatingthe NHSi).

• be commissioned jointly by health and socialcare based on a joint health needs assessmentwhich meets the specific needs of the localpopulation, using a holistic approach asdescribed by the generic model for themanagement of long term conditionsii

• provide effective and safe care to people withdiabetes in a range of settings including the

patient’s home, in accordance with the NICEQuality Standards for Diabetesiii

• deliver the outcomes for diabetes asdetermined by the NHS Outcomes Frameworkiv

• take into account the emotional, psychologicaland mental wellbeing of the patientv

• take into account race and inequalities withrespect to access to care

• ensure that services are responsive andaccessible to people with Learning Disabilitiesvi

• have effective clinical networks with clearclinical leadership across the boundaries of carewhich clearly identify the role andresponsibilities of each member of the diabeteshealthcare team

• ensure that there are a wide range of optionsavailable to people with diabetes to supportself management and individual preferences

• take into account services provided by socialcare and the voluntary sector

• provide patient/carer/family education ondiabetes not only at diagnosis but also duringcontinuing management at every stage of care

• provide education on diabetes management toother staff and organisations that supportpeople with diabetes

• have a workforce that has the appropriatetraining, updating, skills and competencies inthe management of people with diabetes

Features of Diabetes and Eye Services

i Available on the DH website athttp://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_117353

ii Available on the DH website at http://www.dh.gov.uk/en/Healthcare/Longtermconditions/DH_120915

iii Quality Standards: Diabetes in adults, http://www.nice.org.uk/guidance/qualitystandards/qualitystandards.jsp

iv Available on the DH website athttp://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_122944

v Emotional and Psychological Support and Care in Diabetes, Joint Diabetes UK and NHS Diabetes Emotional and Psychological SupportWorking Group, February 2010, http://www.diabetes.nhs.uk/our_work_areas/emotional_and_psychological/

vi http://www.diabetes.nhs.uk/commissioning_resource/

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• provide multidisciplinary care that manages thetransition between children and adult servicesand adult and older peoples’ services

• have integrated information systems thatrecord individual needs including emotional,social, educational, economic and biomedicalinformation which permit multidisciplinary careacross service boundaries and support careplanningvii

• produce information on the outcomes ofdiabetes care including contributing to nationaldata collections and audits

• have adequate governance arrangements, e.g.local mortality and morbidity meetings ondiabetes care to learn from errors and improvepatient safety

• take account of patient experience, includingPatient Reported Outcomes Measures, in thedevelopment and monitoring of servicedeliveryviii

• actively monitor the uptake of services,responding to non

vii http://www.diabetes.nhs.uk/year_of_care/it/

viii http://www.ic.nhs.uk/proms

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IntroductionThis contracting framework sets out what is requiredof clinically safe and effective services that areproviding eye care for people with diabetes. Theframework is designed to be read in conjunction withthe high level patient intervention map, whichdescribes the interventions and actions required alongthe patient pathway as well as entry and exit pointsand the standard service specification template fordiabetes and eyes services.

Commissioners are also referred to guidance on‘Commissioning Systematic Diabetic RetinopathyScreening’ published by the English NationalScreening Programme for Diabetic Retinopathyfor further details on commissioning retinopathyscreening services1.

The framework brings together the key quality areasand standards that have been identified by NHSDiabetes, Diabetes UK, the English National ScreeningProgramme for Diabetic Retinopathy, the RoyalColleges and other related organisations.

The principles that establish a safepathway for patient care Establishing the principles that underpin the systemsand processes of pathways for patient care leads tomore efficient patient throughput and can reduce risk

of fragmentation of care and serious untowardincidents. The principles operate at four layers withina patient pathway:

• commissioning

• clinical Case Direction or the overall Care Plan (i.e. the management of an individual patient)

• provision of the clinical service or process

• organisational platform on which the clinical serviceor process sits (the provider organisation)

A straightforward or simple pathway is one in whichthe overall management, including both clinical casedirection and the delivery of the clinical processes,conventionally sits within one organisation. However, with a more complex pathway, there is adanger that fracturing the overall managementpathway into components carried out by differentclinical teams and organisations will requireduplication of effort leading to inefficiency andincreased risk at handover points.This can bemanaged by establishing clear governancearrangements for all the layers in the pathway.

In addition, Commissioning Bodies must balance thebenefits of fracturing the pathway against increasedcomplexity and ensure that the increased risks are mitigated.

The governance arrangements required for all threelayers and the commissioner responsibilities areshown below:

Contracting Framework for Diabetesand Eye Services

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In essence, at each level, there are governancearrangements to ensure sound and safe systems ofdelivery of patient care with clear lines ofaccountability between each level.

The diabetes and eye services. The key principle of good diabetes and eye care isto provide a high quality service that is reliable interms of delivery and timely access for patientsrequiring that care.

Diabetes eye care is provided by a number ofdifferent teams in the primary, community andacute settings. It is essential that there is co-ordination of care of the patients through the careplanning process and a consultant ophthalmologistretains the clinical accountability and responsibilityfor the services. Responsibility for overall patientcare across the whole pathway rests with thepatient’s GP who also retains overall responsibilityto ensure the management of side effects andcomplications.

The initial management and continuing care ofindividuals with diabetes should include anassessment of their emotional and psychologicalwell-being, together with timely access toappropriate psychological and biological/psychiatricinterventions. Mental health disorders can posesignificant barriers to diabetes care and thereforemental health stability is vital for good self care2.

The services themselves will also have clinicaloversight and accountability for governancepurposes.

This contracting framework focuses on peoplewith diabetes, including children, young people,adults and older people, who require screeningand treatment for diabetic eye conditions. Thiscontracting framework should also be read inconjunction with Commissioning SystematicDiabetic Retinopathy Screening1 published by the

English National Screening Programme for DiabeticRetinopathy and the diabetes commissioningguides for children and young people, diagnosisand continuing care, for older people and followthe principles for the effective commissioning ofservices for people with Learning Disabilities 3.

Ensuring qualityCommissioning Bodies should ensure that thediabetes eye services commissioned are of thehighest quality. There may, in addition, be someorganisations that wish to offer their services, but do not have a history of providing such care.

i) For provider organisations already involved inthe delivery of diabetes eye services, thereshould be retrospective evidence of systemsbeing in place, implemented and working.

ii) For organisations new to the arena, thecommissioner should reassure itself that theprovider has the organisational attributes,governance arrangements, systems andprocesses set up to provide the platform for safeand effective delivery of diabetes eye services.

This framework describes what theCommissioning Body needs to ensure ispresent or addressed in its discussions withthe provider organisation.

Under the ‘elements’ column there are crossreferences to the Standard NHS Contract for AcuteServices – bilateral (main clauses and schedules)4.(The cross references also apply to the clauses andschedules in the Standard NHS Contract forCommunity Services). This is to assistcommissioners and providers in having anoverview of how the elements link to the StandardNHS Contract. Some of the areas are open tointerpretation and consequently the references arenot exhaustive.

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mai

n pr

ovid

er o

rgan

isatio

n.

Com

miss

ione

r, pr

ovid

er a

nd N

HS

Litig

atio

n A

utho

rity

mus

t rev

iew

the

Clin

ical

Neg

ligen

ce S

chem

e fo

r Tru

sts

arra

ngem

ents

/or o

ther

orga

nisa

tiona

l / p

rofe

ssio

nal i

ndem

nity

arr

ange

men

ts.

The

serv

ice

shou

ld h

ave

in p

lace

writ

ten

prot

ocol

s an

d pr

oced

ures

defin

ing

clea

r lin

es o

f acc

ount

abili

ty a

nd re

spon

sibili

ty.

The

serv

ice

is re

quire

d to

com

ply

with

gui

delin

es, p

ublic

hea

lthgu

idan

ce a

nd a

ppra

isals

publ

ished

by

the

Nat

iona

l Ins

titut

e fo

rH

ealth

and

Clin

ical

Exc

elle

nce

that

are

rele

vant

to th

e ca

repr

ovid

ed b

y th

e se

rvic

e 6

Page 13: Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level intervention map. This intervention map describes the key high level actions or interventions

13

TOPI

CEL

EMEN

TSC

HA

RA

CTE

RIS

TIC

S, S

KIL

LSA

ND

BEH

AV

IOU

RS

OU

TPU

TSD

IAB

ETES

SER

VIC

ES S

PEC

IFIC

OU

TPU

TS/C

OM

MEN

TS

Gov

erna

nce

Clin

ical

Gov

erna

nce

•co

mpl

aint

s M

anag

emen

t•

patie

nt a

nd P

ublic

Invo

lvem

ent

•pa

tient

dig

nity

and

resp

ect

•eq

ualit

y an

d di

vers

ity•

intr

oduc

ing

new

tech

nolo

gies

and

trea

tmen

ts•

an e

xter

nally

acc

redi

ted

Qua

lity

Ass

uran

cesy

stem

and

inte

rnal

err

or re

port

ing

invo

lvin

g al

l sta

ff g

roup

s.

CG

sys

tem

s sh

ould

hav

e cl

ear a

ndde

mon

stra

ble

links

to o

ther

NH

S sy

stem

sw

ith c

olla

bora

tive

CG

act

iviti

es a

nd s

harin

gof

exp

erie

nce

and

lear

ning

.

Prov

ider

sho

uld

prod

uce

annu

al C

linic

alG

over

nanc

e re

port

s as

par

t of N

HS

CG

repo

rtin

g sy

stem

.

Prov

ider

s ar

e re

quire

d to

agr

eeC

omm

issio

ning

for Q

ualit

y an

d In

nova

tion

sche

mes

(CQ

UIN

) for

dia

bete

s ca

re, e

.g.

mod

el C

QU

IN s

chem

e pr

opos

ed b

y th

e N

HS

Inst

itute

for I

nnov

atio

n an

d Im

prov

emen

t 12

.

In a

dditi

on, t

he s

ervi

ce is

requ

ired

to c

ompl

y w

ith th

e fo

llow

ing:

i. G

uida

nce

publ

ished

by

NIC

E

•M

edic

ines

adh

eren

ce: i

nvol

ving

pat

ient

s in

dec

ision

s ab

out

pres

crib

ed m

edic

ines

and

sup

port

ing

adhe

renc

e 7

•G

lauc

oma:

dia

gnos

is an

d m

anag

emen

t of c

hron

ic o

pen

angl

egl

auco

ma

and

ocul

ar h

yper

tens

ion

8

The

serv

ice

is al

so re

quire

d to

com

ply

with

clin

ical

gui

delin

es fo

rTy

pe 2

Dia

bete

s M

ellit

us p

rodu

ced

by th

e Eu

rope

an D

iabe

tes

Wor

king

Par

ty fo

r Old

er P

eopl

e 9

For r

etin

opat

hy s

cree

ning

: the

ser

vice

s m

ust c

ompl

y w

ith:

•th

e se

rvic

e ob

ject

ives

and

qua

lity

assu

ranc

e st

anda

rds:

Nat

iona

lSc

reen

ing

Prog

ram

me

for D

iabe

tic R

etin

opat

hy 10

•G

uida

nce

on fa

ilsaf

e in

the

diab

etic

retin

opat

hy s

cree

ning

prog

ram

me

11

Clin

ical

qua

lity

Qua

lity

assu

ranc

e

Cro

ss re

fere

nces

to th

eSt

anda

rd N

HS

Con

trac

tfo

r Acu

te S

ervi

ces

Mai

n cl

ause

s:4,

4A,1

2,16

,17,

18,

19,2

0,21

, 31,

32,

33, 5

4

Sche

dule

s:

2,3

(par

ts 4

, 4A

,4B,

4C,5

,6)

7,10

,12,

18,

20

Und

erst

andi

ng th

e co

ncep

t of

clin

ical

qua

lity.

Has

con

cern

for q

ualit

y w

hile

wor

king

eff

icie

ntly.

An

unde

rsta

ndin

g of

the

use

ofau

dit,

patie

nt a

nd s

taff

feed

back

to im

prov

e qu

ality

.

An

orga

nisa

tion

that

pro

vide

scl

arity

of o

bjec

tives

and

pro

mot

esre

flect

ive

prac

tice

to im

prov

equ

ality

of p

atie

nt c

are.

Qua

lity

assu

ranc

e sy

stem

s m

ust b

e in

pla

cean

d ap

prov

ed b

y co

mm

issio

ning

bod

y w

ithre

gula

r rep

ortin

g of

out

com

es.

Prov

ider

s ar

e re

quire

d to

pub

lish

qual

ityac

coun

ts fo

r the

pub

lic re

port

ing

of q

ualit

yin

clud

ing,

saf

ety,

exp

erie

nce

and

outc

omes

.

Prov

ider

s sh

ould

par

ticip

ate

in n

atio

nal a

udit

prog

ram

mes

.

Dia

bete

s an

d ey

es s

ervi

ces

mus

t co

mpl

y w

ith t

he p

erfo

rman

cem

easu

res

requ

ired

of N

HS

serv

ices

, i.e

mee

ting:

13

•Re

ferr

al t

o Tr

eatm

ent

wai

ts (9

5th

perc

entil

e m

easu

res)

The

serv

ice

is r

equi

red

to p

artic

ipat

e in

the

fol

low

ing

activ

ities

/pro

gram

mes

:

•N

atio

nal D

iabe

tes

Aud

it 14

•N

atio

nal D

iabe

tes

Inpa

tient

Aud

it of

Acu

te T

rust

s 15

•Pa

tient

Exp

erie

nce

Surv

eys

16

•D

iabe

tes

E 17

•Pa

tient

Rep

orte

d O

utco

mes

Mea

sure

s 18

•A

nnua

l Rep

ort

for

the

Engl

ish

Nat

iona

l Scr

eeni

ngPr

ogra

mm

e fo

r D

iabe

tic R

etin

opat

hy

Page 14: Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level intervention map. This intervention map describes the key high level actions or interventions

14

TOPI

CEL

EMEN

TSC

HA

RA

CTE

RIS

TIC

S, S

KIL

LSA

ND

BEH

AV

IOU

RS

OU

TPU

TSD

IAB

ETES

SER

VIC

ES S

PEC

IFIC

OU

TPU

TS/C

OM

MEN

TS

Clin

ical

qua

lity

Wor

kfor

ce/ s

taff

Clin

ical

sta

ff a

ttrib

utes

criti

cal t

o sa

fety

and

qual

ity o

f int

erve

ntio

ns

Cro

ss re

fere

nces

to th

eSt

anda

rd N

HS

Con

trac

t for

Acu

te S

ervi

ces

Mai

n cl

ause

s:11

,16,

26,3

3, 4

8 ,5

6

The

prov

ider

org

anisa

tion

has

syst

ems

and

proc

edur

es in

pla

ce to

assu

re th

e co

mm

issio

ner t

hat t

heir

clin

ical

team

has

the

nece

ssar

yqu

alifi

catio

ns, s

kills

, kno

wle

dge

and

expe

rienc

e to

del

iver

the

serv

ice.

Staf

f ar

e co

mpe

tent

and

fit

for

purp

ose.

Prov

ider

to

satis

fy c

omm

issi

oner

tha

t al

lst

aff

have

cur

rent

app

rais

al, c

lear

ance

s an

dre

gist

ratio

n ch

ecks

and

hav

e de

mon

stra

ted

com

pete

nce

in a

ll pr

oced

ures

rel

evan

t to

path

way

.

Prov

ider

to

satis

fy c

omm

issi

oner

tha

t th

ey c

an r

ecru

it (o

rpr

ocur

e) a

nd r

etai

n a

com

pete

nt c

linic

al t

eam

to

deliv

er t

hese

rvic

e

Spec

ific

qual

ifica

tions

req

uire

d of

hea

lth p

rofe

ssio

nals

prov

idin

g th

e se

rvic

e ar

e:

•Fo

r op

htha

lmol

ogy

med

ical

pra

ctiti

oner

s: r

egis

trat

ion

with

the

GM

C a

nd e

vide

nce

of f

urth

er q

ualif

icat

ion

inop

htha

lmol

ogy

and

man

agem

ent

of d

iabe

tic e

ye d

isea

se•

Nur

ses:

reg

istr

atio

n w

ith t

he N

MC

and

fur

ther

evi

denc

e of

qual

ifica

tion

in d

iabe

tes

eye

care

or

expe

rienc

e w

ithin

diab

etes

clin

ic 19

•Sc

reen

er/G

rade

rs f

or d

iabe

tic r

etin

opat

hy s

cree

ning

prog

ram

me:

com

ply

with

qua

lific

atio

ns a

s re

quire

d by

the

Engl

ish

Nat

iona

l Scr

eeni

ng P

rogr

amm

e fo

r D

iabe

ticRe

tinop

athy

•O

ptom

etris

ts:

spec

ific

trai

ning

in t

he e

xam

inat

ion

of t

he e

yeus

ing

slit

lam

ps (a

ppro

ved

by t

he Q

ualit

y A

ssur

ance

Com

mitt

ee o

f th

e En

glis

h Sc

reen

ing

Prog

ram

me

for

Dia

betic

Retin

opat

hy)20

Team

s, in

clud

ing

cons

ulta

nt a

nd o

ther

hea

lth c

are

prof

essi

onal

s, t

reat

ing

patie

nts

with

dia

betic

ret

inop

athy

shou

ld d

emon

stra

te e

xper

ienc

e in

the

fie

ld b

y ha

ving

wor

ked

in a

ded

icat

ed m

edic

al r

etin

a or

lase

r cl

inic

for

at

leas

t on

eye

ar. T

hey

shou

ld a

lso

atte

nd r

egul

ar c

ase

dis

cuss

ions

and

clin

ical

aud

it m

eetin

gs. T

his

shou

ld in

clud

e an

ann

ual r

evie

wof

out

com

es a

nd a

dver

se e

vent

s in

the

ann

ual r

epor

t 21

Hea

lthca

re p

rofe

ssio

nals

invo

lved

in d

eliv

erin

g di

abet

es c

are

are

requ

ired

to h

ave

the

rele

vant

com

pete

ncie

s (s

ee S

kills

for

Hea

lth-

Dia

bete

s C

ompe

tenc

ies

for

diab

etic

ret

inop

athy

) 22

Page 15: Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level intervention map. This intervention map describes the key high level actions or interventions

15

TOPI

CEL

EMEN

TSC

HA

RA

CTE

RIS

TIC

S, S

KIL

LSA

ND

BEH

AV

IOU

RS

OU

TPU

TSD

IAB

ETES

SER

VIC

ES S

PEC

IFIC

OU

TPU

TS/C

OM

MEN

TS

Clin

ical

qua

lity

Wor

kfor

ce /

staf

f

Dev

elop

men

t

Cro

ss re

fere

nces

to th

eSt

anda

rd N

HS

Con

trac

tfo

r Acu

te S

ervi

ces

Mai

n cl

ause

s:11

,16,

19,3

048

The

prov

ider

org

anisa

tion

has

syst

ems

in p

lace

to a

ssur

e th

eco

mm

issio

ner t

hat t

heir

clin

ical

team

is fo

rmal

ly in

duct

ed a

ndre

ceiv

es o

ngoi

ng a

ssist

ance

tode

velo

p th

eir s

kills

, kno

wle

dge

and

expe

rienc

e to

ens

ure

that

they

are

alw

ays

fully

upd

ated

.

Prov

ider

to

satis

fy c

omm

issi

oner

of

thei

rco

mm

itmen

t to

indu

ctio

n an

d C

PD r

elev

ant

to r

oles

.

Prov

ider

to

satis

fy t

he c

omm

issi

oner

of

thei

rco

mm

itmen

t to

tra

in s

taff

to

mee

t fu

ture

serv

ice

need

s.

All

heal

thca

re p

rofe

ssio

nals

shou

ld h

ave

suff

icie

nt s

tudy

leav

eal

loca

tion

(tim

e an

d fin

ance

) to

enab

le th

em to

dev

elop

ski

llsap

prop

riate

ly.

Clin

ical

qua

lity

Regi

stra

tion

and

licen

sing

Cro

ss re

fere

nces

to th

eSt

anda

rd N

HS

Con

trac

tfo

r Acu

te S

ervi

ces

Mai

n cl

ause

s:4,

4A,5

,9,1

0,11

,12,

14,1

5,16

17,1

8,19

,21,

26,

27,2

9,33

,34,

35,

3643

,48,

49,5

253

,54,

56,6

0

Sche

dule

s:

2,3,

4,5,

6,8,

10,

12,1

3,15

,17,

19

, 20

The

Prov

ider

is re

quire

d to

be

regi

ster

ed w

ith th

e C

are

Qua

lity

Com

miss

ion

to d

emon

stra

te th

at is

mee

ts th

e es

sent

ial s

tand

ards

of

qual

ity a

nd s

afet

y fo

r the

regu

late

dac

tiviti

es d

eliv

ered

.

The

Prov

ider

is re

quire

d to

be

licen

sed

with

the

NH

S Ec

onom

icRe

gula

tor (

Mon

itor)

in o

rder

topr

ovid

e N

HS

care

.

Com

plia

nce

with

the

Car

e Q

ualit

yC

omm

issi

on a

nd M

onito

r re

quire

men

tsC

ompl

ianc

e w

ith th

e fo

llow

ing

Nat

iona

l Ser

vice

Fra

mew

orks

,w

here

app

licab

le:

•O

lder

Peo

ple’

s N

SF 23

•N

SF fo

r Chi

ldre

n, Y

oung

Peo

ple

and

Mat

erni

ty S

ervi

ces24

Com

plia

nce

with

Car

e Q

ualit

y C

omm

issio

n Re

view

s

Clin

ical

qua

lity

Wor

kfor

ce/ s

taff

Clin

ical

sta

ffco

mpe

tenc

ies

in u

se o

feq

uipm

ent

Cro

ss re

fere

nces

to th

eSt

anda

rd N

HS

Con

trac

tfo

r Acu

te S

ervi

ces

Mai

n cl

ause

s:11

, 16,

17,

21,

26,

33

The

prov

ider

org

anisa

tion

has

syst

ems

in p

lace

to a

ssur

e th

eco

mm

issio

ner t

hat t

heir

clin

ical

team

are

com

pete

nt to

use

all

equi

pmen

t nee

ded

to d

eliv

er th

ese

rvic

e.

Prov

ider

to

satis

fy t

he c

omm

issi

oner

tha

t al

lst

aff

have

had

doc

umen

ted

com

pete

nce

asse

ssm

ent

rela

tive

to a

ll eq

uipm

ent

used

inco

ntra

ct.

All

heal

thca

re p

rofe

ssio

nals

invo

lved

in d

eliv

erin

g th

e di

abet

es e

yese

rvic

e ca

re a

re re

quire

d to

hav

e th

e re

leva

nt c

ompe

tenc

ies

inus

ing

appr

opria

te e

quip

men

t, e.

g. u

se o

f slit

lam

ps a

nd la

ser

safe

ty a

sses

smen

t.

Page 16: Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level intervention map. This intervention map describes the key high level actions or interventions

16

ELEM

ENTS

CH

AR

AC

TER

ISTI

CS,

SK

ILLS

AN

D B

EHA

VIO

UR

SO

UTP

UTS

DIA

BET

ES S

ERV

ICES

SPE

CIF

IC O

UTP

UTS

/CO

MM

ENTS

Clin

ical

qua

lity

Patie

nt p

athw

ay

Cro

ss re

fere

nces

to th

eSt

anda

rd N

HS

Con

trac

tfo

r Acu

te S

ervi

ces

Mai

n cl

ause

s:4,

4A,9

,10,

12,1

4,15

,16,

17, 1

8,19

,20,

21,2

7,29

,32

,33,

34,

35,3

6, 5

4 Sc

hedu

les:

3

(par

ts 1

and

2)

Resp

onsiv

enes

s an

d pa

rtic

ipat

ive

appr

oach

to in

clud

ing

patie

nts’

view

s ab

out t

heir

care

in th

ede

sign

of c

are

path

way

s.

Col

labo

ratio

n w

ith o

ther

orga

nisa

tions

invo

lved

in th

epa

tient

pat

hway

to p

rovi

de a

seam

less

pat

hway

of c

are.

An

esse

ntia

l com

pone

nt o

f the

man

agem

ent o

f a p

erso

n w

ithdi

abet

es is

the

care

of t

he e

yes,

this

invo

lves

:

1. A

sses

smen

t2.

Scr

eeni

ng

3. T

reat

men

t4.

Con

tinui

ng c

are/

follo

w u

p

1. A

sses

smen

t:Ev

eryo

ne w

ith d

iabe

tes

shou

ld h

ave,

as

part

of t

he m

anag

emen

tof

thei

r con

ditio

n, a

n as

sess

men

t of p

ossib

le e

ye d

iseas

e, e

.g.

retin

opat

hy, c

atar

acts

, gla

ucom

a et

c. T

his

shou

ld b

e do

cum

ente

din

the

patie

nt’s

care

pla

n.

2. S

cree

ning

: Th

e sc

reen

ing

path

way

for d

iabe

tic re

tinop

athy

sho

uld

follo

w th

ero

ute

as s

et o

ut in

‘Ser

vice

impl

emen

tatio

n –

Do

once

and

sha

re’:

Dia

betic

Eye

Dise

ase’

27.

All

patie

nts

with

dia

bete

s, fr

om a

ge 1

2 up

war

ds, s

houl

d be

refe

rred

to a

ccre

dite

d re

tinop

athy

scr

eeni

ng p

rogr

amm

es th

atha

ve b

een

set u

p ac

cord

ing

to th

e co

mm

issio

ning

gui

danc

epr

oduc

ed b

y th

e En

glish

Nat

iona

l Scr

eeni

ng P

rogr

amm

e fo

rD

iabe

tic R

etin

opat

hy 1

and

Esse

ntia

l Ele

men

ts in

Dev

elop

ing

aD

iabe

tic R

etin

opat

hy S

cree

ning

Pro

gram

me

28

3. T

reat

men

t 21:

•pa

tient

s re

quiri

ng tr

eatm

ent f

or s

ight

-thr

eate

ning

dia

betic

retin

opat

hy s

houl

d be

trea

ted

by s

ervi

ces

that

hav

e sp

ecifi

cm

edic

al re

tina

/ las

er c

linic

s w

ith a

ppro

pria

tely

trai

ned

staf

f

All

poss

ible

ent

ry a

nd e

xit p

oint

s m

ust b

ede

fined

with

com

preh

ensiv

e pa

tient

pat

hway

sth

at fa

cilit

ate

smoo

th p

assa

ge a

nd e

ffec

tive,

effic

ient

car

e fo

r pat

ient

s.

All

inte

rfac

es in

the

path

way

mus

t be

defin

edso

that

con

tinui

ty o

f clin

ical

car

e is

ensu

red

with

no

frac

turin

g of

the

path

way

.

Ther

e m

ust b

e sp

ecifi

catio

n of

cle

ar ti

mel

ines

and

aler

t mec

hani

sms

for p

oten

tial b

reac

hes.

Ther

e sh

ould

be

audi

t of p

athw

ay to

ens

ure

that

sta

ndar

ds a

re m

et.

Ther

e m

ust b

e ex

plic

it sp

ecifi

catio

n of

pro

vide

ran

d co

mm

issio

ner r

espo

nsib

ilitie

s fo

r the

who

le p

atie

nt e

piso

de fr

om re

gist

ratio

n to

final

disc

harg

e.

Acc

ount

abili

ties

shou

ld b

e ag

reed

and

docu

men

ted

by a

ll st

akeh

olde

rs.

Ther

e ar

e a

num

ber o

f ser

vice

s su

ppor

ting

patie

nts

with

dia

bete

s an

d th

ere

mus

t be

clea

rsu

b-co

ntra

cts

stat

ing

the

refe

rral

crit

eria

and

acce

ss to

thes

e su

ppor

ting

serv

ices

.

At e

ntry

to p

athw

ay:

The

com

miss

ione

r sho

uld

assu

re th

emse

lves

that

the

prov

ider

has

sys

tem

s an

d pr

oces

ses

inpl

ace

to

TOPI

C

Clin

ical

qua

lity

Out

com

es

Cro

ss re

fere

nces

to th

eSt

anda

rd N

HS

Con

trac

tfo

r Acu

te S

ervi

ces

Mai

n cl

ause

s:4,

4A,1

0,14

,15,

16,2

1

Sche

dule

:3

(par

t 5),

5 (p

arts

1,2

,3),

12

Com

preh

ensiv

e un

ders

tand

ing

and

com

mitm

ent t

o de

liver

ing

and

impr

ovin

g ou

tcom

es o

f car

e

Com

plia

nce

with

the

NH

S O

utco

mes

Fram

ewor

k25C

ompl

ianc

e w

ith th

e Q

ualit

y St

anda

rds

for D

iabe

tes,

spe

cific

ally

26

Page 17: Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level intervention map. This intervention map describes the key high level actions or interventions

17

TOPI

CEL

EMEN

TSC

HA

RA

CTE

RIS

TIC

S, S

KIL

LSA

ND

BEH

AV

IOU

RS

OU

TPU

TSD

IAB

ETES

SER

VIC

ES S

PEC

IFIC

OU

TPU

TS/C

OM

MEN

TS

Clin

ical

qua

lity

Patie

nt p

athw

ayi)

regi

ster

pat

ient

sii)

col

lect

rele

vant

clin

ical

and

adm

inist

rativ

eda

taiii

) man

age

the

appo

intm

ent p

roce

ss,

(reap

poin

tmen

t and

DN

A p

roce

ss, i

fap

prop

riate

)iv

) pro

vide

info

rmat

ion

to p

atie

nts

v) u

nder

take

initi

al a

sses

smen

t in

the

appr

opria

te lo

catio

n

At p

oint

of i

nter

vent

ion:

The

com

miss

ione

r sho

uld

assu

re th

emse

lves

that

the

prov

ider

has

sys

tem

s an

d pr

oces

ses

in p

lace

to e

nsur

e th

at:

i) th

e in

terv

entio

n is

cond

ucte

d sa

fely

and

in a

ccor

danc

e w

ith a

ccep

ted

qual

ityst

anda

rds

and

good

clin

ical

pra

ctic

e.ii)

the

patie

nt re

ceiv

es a

ppro

pria

te c

are

durin

g th

e in

terv

entio

n(s)

, inc

ludi

ng o

ntr

eatm

ent r

evie

w a

nd s

uppo

rt, i

nac

cord

ance

with

bes

t clin

ical

pra

ctic

eiii

) whe

re c

linic

al e

mer

genc

ies

orco

mpl

icat

ions

do

occu

r the

y ar

em

anag

ed in

acc

orda

nce

with

bes

tcl

inic

al p

ract

ice

iv) t

he in

terv

entio

n is

carr

ied

out i

n a

faci

lity

whi

ch p

rovi

des

a sa

fe e

nviro

nmen

t of

care

and

min

imise

s ris

k to

pat

ient

s, s

taff

and

visit

ors

v) th

e in

terv

entio

n is

unde

rtak

en b

y st

aff

with

the

nece

ssar

y qu

alifi

catio

ns, s

kills

,ex

perie

nce

and

com

pete

nce

vi) t

here

are

arr

ange

men

ts fo

r the

man

agem

ent o

f out

of h

ours

car

eac

cord

ing

to b

est c

linic

al p

ract

ice

At e

xit f

rom

pat

hway

: Th

e co

mm

issio

ner s

houl

d as

sure

them

selv

esth

at p

rovi

der h

as s

yste

ms

and

proc

esse

s,w

hich

are

agr

eed

with

all

part

ies

and

netw

orks

, in

plac

e to

:

•it

is de

sirab

le to

per

form

lase

r tre

atm

ent,

if in

dica

ted,

on

the

sam

e da

y of

dia

gnos

is of

the

prob

lem

requ

iring

trea

tmen

t.•

exit

digi

tal p

hoto

grap

hs s

houl

d be

take

n on

disc

harg

e fo

rfu

ture

refe

renc

e.

Thes

e op

htha

lmol

ogy

serv

ices

mus

t hav

e ac

cess

to 21

•flu

ores

cein

ang

iogr

aphy

•op

tical

coh

eren

ce to

mog

raph

y•

low

visi

on a

id s

ervi

ces

•co

unse

lling

(for

sig

ht lo

ss)

4. C

ontin

uing

car

e/fo

llow

up

•th

ere

shou

ld b

e sy

stem

s in

pla

ce to

ens

ure

the

follo

w u

p of

patie

nts

who

hav

e ha

d ey

e tr

eatm

ent a

nd c

ontin

ued

mon

itorin

g of

cha

nges

in th

e ey

es•

disc

harg

e in

form

atio

n sh

ould

be

sent

to:

o th

e re

leva

nt d

iabe

tes

mul

tidisc

iplin

ary

team

for

upda

ting

of th

e pa

tient

’s di

abet

es c

are

plan

o th

e ca

ll/re

call

cent

re o

f the

retin

opat

hy s

cree

ning

prog

ram

me

for u

pdat

ing

of th

e re

tinop

athy

scre

enin

g lis

t

The

retin

opat

hy s

cree

ning

ser

vice

mus

t ens

ure

that

arr

ange

men

tsar

e m

ade

for t

he fo

llow

ing

spec

ial g

roup

s to

hav

e ac

cess

to th

ese

rvic

e 28

:

•pe

ople

in p

rison

s•

the

hous

ebou

nd•

peop

le in

car

e ho

mes

•pe

ople

with

lear

ning

disa

bilit

ies

In a

dditi

on, p

regn

ant w

omen

with

dia

bete

s (in

clud

ing

gest

atio

nal

diab

etes

) sho

uld

have

:29

1. S

cree

ning

for d

iabe

tic re

tinop

athy

in th

e pr

econ

cept

ion

perio

d

2. W

omen

with

type

1 a

nd ty

pe 2

dia

bete

s sh

ould

be

offe

red

two-

field

myd

riatic

dig

ital p

hoto

grap

hy to

Nat

iona

l Sta

ndar

dsat

(or s

oon

afte

r) th

eir f

irst a

nten

atal

clin

ic v

isit a

nd a

gain

at 2

8w

eeks

’ ges

tatio

n.

3. If

bac

kgro

und

diab

etic

retin

opat

hy is

foun

d to

be

pres

ent,

anad

ditio

nal s

cree

n sh

ould

be

perf

orm

ed a

t 16-

20 w

eeks

.

4. If

refe

rabl

e di

abet

ic re

tinop

athy

is fo

und

to b

e pr

esen

t in

early

Page 18: Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level intervention map. This intervention map describes the key high level actions or interventions

18

TOPI

CEL

EMEN

TSC

HA

RA

CTE

RIS

TIC

S, S

KIL

LSA

ND

BEH

AV

IOU

RS

OU

TPU

TSD

IAB

ETES

SER

VIC

ES S

PEC

IFIC

OU

TPU

TS/C

OM

MEN

TS

Clin

ical

qua

lity

Patie

nt p

athw

ayi)

unde

rtak

e te

leph

one

tria

geii)

mak

e ur

gent

onw

ard

refe

rral

s w

here

life

-th

reat

enin

g co

nditi

ons

or s

erio

usun

expe

cted

pat

holo

gies

are

disc

over

eddu

ring

an in

terv

entio

n/as

sess

men

tiii

) ens

ure

that

pat

ient

s re

ceiv

e di

scha

rge

info

rmat

ion

rele

vant

to th

eir i

nter

vent

ion

incl

udin

g ar

rang

emen

ts fo

r con

tact

ing

the

prov

ider

and

follo

w u

p if

requ

ired

iv) p

rovi

de ti

mel

y fe

edba

ck to

the

refe

rrer

re in

terv

entio

n, c

ompl

icat

ions

and

prop

osed

follo

w u

pv)

ens

ure

that

the

patie

nt re

ceiv

es re

quire

ddr

ugs/

dres

sings

/aid

svi

) ens

ure

that

sup

port

is in

pla

ce w

ithot

her c

are

agen

cies

as

appr

opria

te

preg

nanc

y, c

aref

ul o

phth

alm

olog

ical

sup

ervi

sion

is re

quire

dde

pend

ing

on th

e le

vel o

f ret

inop

athy

bot

h du

ring

preg

nanc

yan

d fo

r at l

east

6 m

onth

s po

st-p

artu

m.

5. B

ecau

se, l

ike

man

y dr

ugs

that

are

use

d in

pre

gnan

cy,

Trop

icam

ide

is on

ly li

cens

ed fo

r use

in p

regn

ancy

und

er th

edi

rect

ion

of a

regi

ster

ed m

edic

al p

ract

ition

er, c

are

path

way

ssh

ould

be

set u

p in

suc

h a

way

as

to e

nabl

e th

is to

be

unde

rtak

en. W

ritte

n po

licie

s an

d pr

otoc

ols

signe

d of

f by

the

clin

ical

lead

spe

cific

ally

dea

ling

with

the

adm

inist

ratio

n of

eye

drop

s to

pre

gnan

t wom

en s

houl

d al

way

s be

in p

lace

.

The

man

agem

ent o

f a

pers

on w

ith d

iabe

tes

who

is a

dmitt

ed fo

rey

e ca

re s

houl

d fo

llow

the

prin

cipl

es s

et o

ut in

the

emer

genc

y an

din

patie

nt c

omm

issio

ning

gui

de, i

.e.3 .

1. h

ave

acce

ss to

the

mul

tidisc

iplin

ary

diab

etes

team

2. h

ave

adm

issio

n an

d di

scha

rge

care

pla

ns3.

hav

e cl

ose

liaiso

n w

ith th

eir c

are

co-o

rdin

ator

4. T

here

sho

uld

be p

roto

cols

in p

lace

to a

llow

pat

ient

s, w

ho a

reab

le to

do

so, t

o se

lf m

anag

e th

eir d

iabe

tes

med

icat

ion.

Info

rmat

ion

shou

ld b

e pr

ovid

ed to

peo

ple

with

dia

bete

s ab

out

retin

opat

hy s

cree

ning

, not

driv

ing

as w

ell a

s ed

ucat

ion

and

advi

ceab

out d

iabe

tes

man

agem

ent.

Peop

le w

ith d

iabe

tes

shou

ld re

ceiv

e co

pies

of r

esul

ts o

f scr

eeni

ng.

Prov

ider

s sh

ould

ens

ure

acce

ss to

tran

spor

t fac

ilitie

s to

ena

ble

atte

ndan

ce fo

r spe

cial

ist tr

eatm

ent,

as re

quire

d.

Prov

ider

s ar

e re

quire

d to

take

not

e of

the

resu

lts o

f the

Nat

iona

lSu

rvey

of P

eopl

e w

ith D

iabe

tes

30.

Clin

ical

qua

lity

Clin

ical

em

erge

ncy

situa

tions

Cro

ss re

fere

nces

to th

eSt

anda

rd N

HS

Con

trac

tfo

r Acu

te S

ervi

ces

Mai

n cl

ause

s:6,

11,1

2,14

,15,

16,1

8,32

,33

,42,

54

Sche

dule

s:

2,12

,20

Abi

lity

to n

egot

iate

and

agr

eear

rang

emen

ts w

ith a

ppro

pria

tepe

rson

nel a

nd o

rgan

isatio

ns to

prov

ide

effe

ctiv

ely

for e

mer

genc

ysit

uatio

ns.

The

com

miss

ione

rs s

houl

d sa

tisfy

them

selv

esth

at p

rovi

der h

as s

yste

ms,

pro

cess

es a

ndco

mpe

tent

per

sonn

el a

re in

pla

ce a

ndim

plem

ente

d to

ens

ure

that

all

clin

ical

emer

genc

ies

and

com

plic

atio

ns a

re h

andl

edin

acc

orda

nce

with

bes

t pra

ctic

e.

Ther

e sh

ould

be

prot

ocol

s in

pla

ce to

ens

ure

the

avai

labi

lity

ofad

vice

and

/or s

uppo

rt o

f spe

cial

ist d

iabe

tes

clin

ical

sta

ff to

man

age

diab

etes

clin

ical

em

erge

ncy

situa

tions

, e.g

. dur

ing

asu

rgic

al p

roce

dure

.

Page 19: Commissioning Guide for Diabetes and Eye Services… · diabetes and eye care † A high level intervention map. This intervention map describes the key high level actions or interventions

19

TOPI

CEL

EMEN

TSC

HA

RA

CTE

RIS

TIC

S, S

KIL

LSA

ND

BEH

AV

IOU

RS

OU

TPU

TSD

IAB

ETES

SER

VIC

ES S

PEC

IFIC

OU

TPU

TS/C

OM

MEN

TS

Clin

ical

qua

lity

Esta

tes

and

equi

pmen

t

Cro

ss re

fere

nces

to th

eSt

anda

rd N

HS

Con

trac

tfo

r Acu

te S

ervi

ces

Mai

n cl

ause

s:5,

29, 3

3, 5

6

Sche

dule

s: 3

,10,

19

Und

erst

andi

ng o

f bui

ldin

gre

gula

tions

.

Acc

ess

to a

dvic

e on

“fit

-for

-pu

rpos

e” e

quip

men

t and

faci

litie

s.

Com

mis

sion

ers

mus

t as

sure

the

mse

lves

tha

tpa

tient

car

e is

del

iver

ed in

app

ropr

iate

lybu

ilt a

nd e

quip

ped

faci

litie

s w

hich

mee

tre

leva

nt H

TMs

and

Build

ing

Not

es, a

nd,

whe

re a

ppro

pria

te, a

re r

egis

tere

d an

d ar

esa

fe a

nd c

lean

.

Equi

pmen

t m

ust

be f

it fo

r pu

rpos

e.

Com

mitm

ent

to e

ffic

ient

use

and

satis

fact

ory

mai

nten

ance

of

equi

pmen

t.

Serv

ices

pro

vidi

ng re

tinop

athy

scr

eeni

ng s

houl

d pr

ocur

e di

gita

lfu

ndus

cam

eras

as

set o

ut in

‘ Es

sent

ial E

lem

ents

in D

evel

opin

g a

Dia

betic

Ret

inop

athy

Scr

eeni

ng P

rogr

amm

e’ 28

.

The

equi

pmen

t to

perf

orm

eye

sur

gery

sho

uld

be p

rocu

red

acco

rdin

g to

the

reco

mm

enda

tions

set

by

the

Roya

l Col

lege

of

Oph

thal

mol

ogist

s 21

.

Clin

ical

qua

lity

Kno

wle

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20

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Source documentsCommissioners and providers should takeresponsibility for making references to the latestversion of the various documents and guidance.

1. English National Screening Programme for DiabeticRetinopathy, Commissioning Systematic DiabeticRetinopathy Screening, October 2007,http://www.retinalscreening.nhs.uk/commissioning

2. NHS Diabetes and Diabetes UK, Emotional andPsychological Support and Care in Diabetes, JointDiabetes UK and NHS Diabetes Emotional andPsychological Support, 2010http://www.diabetes.nhs.uk

3. The NHS Diabetes Commissioning Guides areavailable on the NHS Diabetes website athttp://www.diabetes.nhs.uk/commissioning_resource/

4. Department of Health, Standard NHS Contractshttp://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_124324

5. National Quality Board, Quality Governance in theNHS, 2011http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/documents/digitalasset/dh_125239.pdf

6. NICE Diabetes guidance,http://guidance.nice.org.uk/Topic/EndocrineNutritionalMetabolic/Diabetes

7. NICE, Medicines adherence: involving patients indecisions about prescribed medicines andsupporting adherence, Jan 2009,http://guidance.nice.org.uk/CG76

8. NICE, Glaucoma: diagnosis and management ofchronic open angle glaucoma and ocularhypertension , http://guidance.nice.org.uk/CG85,2009

9. European Diabetes Working Party for Older People.Clinical Guidelines for Type 2 Diabetes Mellitus,www.instituteofdiabetes.org

10. Service Objectives and Quality AssuranceStandards: National Screening Programme forDiabetic Retinopathy, June 2009http://www.retinalscreening.nhs.uk/standards

11. Guidance on failsafe in the diabetic retinopathyscreening programme, 2008,http://www.retinalscreening.nhs.uk/failsafe

12. NHS Institute for Innovation and Improvement,model CQUIN scheme: inpatient care for peoplewith diabetes, 2009

13. Department of Health, The Operating Frameworkfor the NHS in England 2011/12, 2010,http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_122738

14. National Diabetes Audit.www.ic.nhs.uk/services/national-clinical-audit-support-programme-ncasp/diabetes

15. National Diabetes Inpatient Audit,http://www.diabetes.nhs.uk/our_work_areas/inpatient_care/inpatient_audit_2010/

16. The King’s Fund, The point of care. Measures ofpatients’ experience in hospital: purpose, methodsand uses. July 2009

17. DiabetesE - https://www.diabetese.net/

18. Patient Reported Outcomes Measures,http://www.ic.nhs.uk/proms

19. Training, Research and Education for Nurses inDiabetes – UK, An Integrated Career &Competency Framework for Diabetes Nursing(Second Edition), 2010

20. National Screening Programme for DiabeticRetinopathy, Training and Accreditation Standardsfor Slit Lamp Examiners Version 5 - Agreed by theQuality Assurance Committee of the EnglishScreening Programme, February 2008,http://www.retinalscreening.nhs.uk/userFiles/File/Englishslitlampbiovers%20-%20Version%205%202008-10-08%20_2_.pdf

21. The Royal College of Ophthalmologists,Ophthalmic Services Guidance The Delivery ofDiabetic Eye Care Jan 2009http://www.retinalscreening.nhs.ukuserFiles/File/Royal%20College%202009%20-TheDeliveryOfDiabeticEyeCareFeb2009.pdf

22. Skills for Health, Diabetes CompetencyFramework, https://tools.skillsforhealth.org.uk/

23. Department of Health, National Service Frameworkfor Older People, May 2001,http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_4003066

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24. National Service Framework for Children, YoungPeople and Maternity Services, 2004http://www.dh.gov.uk/en/Healthcare/Children/DH_4089111

25. Department of Health, The NHS OutcomesFramework 2011/12, December 2010http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_122944

26. NICE, Quality Standards: Diabetes in adults, March2011, http://www.nice.org.uk/guidance/qualitystandards/qualitystandards.jsp

27. English National Screening Programme for DiabeticRetinopathy, ‘Service implementation – Do onceand share’: Diabetic Eye Disease’, June 2006,http://www.doas-ded.org/documents/doas-ded-appendixv1.0.pdf

28. UK National Screening Committee , EssentialElements in Developing a Diabetic RetinopathyScreening Programme, National ScreeningProgramme for Diabetic Retinopathy Workbook4.3, June 2009,http://www.retinalscreening.nhs.uk/workbook

29. Position statement on screening for DiabeticRetinopathy in pregnancy, National ScreeningProgramme for Diabetic Retinopathy, October2008, http://www.retinalscreening.nhs.uk/userFiles/File/FinalrevisedPosition%20statement%20on%20screening%20in%20pregnancy.pdf

30. Healthcare Commission, National Survey of Peoplewith Diabetes, 2006,www.cqc.org.uk/usingcareservices/healthcare/patientsurveys/servicesforpeoplewithdiabetes.cfm

31. York and Humber integrated IT systemhttp://www.diabetes.nhs.uk/

32. National Diabetes Information Service,www.diabetes-ndis.org

33. Hospital Episode Statistics,www.ic.nhs.uk/statistics-and-data-collections/hospital-care/hospital-activity-hospital-episode-statistics--hes

34. National Diabetes Continuing Care Dataset,www.ic.nhs.uk/webfiles/Services/Datasets/Diabetes/dccrdataset.pdf

35. English National Screening Programme for DiabeticRetinopathy, Diabetic Retinopathy ScreeningDataset, 2009,www.retinalscreening.nhs.uk/dataset

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This specification forms Schedule 2, Part 1, orsection 1 (module B), ‘The Services - ServiceSpecifications’ of the Standard NHS Contractfor Acute Servicesa.

Service specifications are developed in partnershipbetween commissioners and provider agencies andare based on agreed evidence-based care andtreatment models. Specifications should be opento scrutiny and available to all service users/carersas a statement of standards that the user/carer canexpect to receive.

The following documentation, developed bythe Diabetes Commissioning Advisory Groupand the English National ScreeningProgramme for Diabetic Retinopathy providesfurther detail/guidance to support thedevelopment of this specification:

• the diabetes and eye services intervention map

• the contracting framework for diabetes and eyeservices

This specification template assumes that theservices are compliant with the contractingframework for diabetes and eye services.

This template also provides examples of whatcommissioners may wish to consider whendeveloping their own service specifications.

Description of diabetes and eye care:Diabetes eye care includes the assessment,screening, treatment and follow up of people withdiabetes to manage diabetic eye disease. Thisincludes screening for diabetic retionopathy.

The final specification should take intoaccount:

• national, network and local guidance andstandards for diabetes and eye servicesincluding retinopathy screening.

• local needs.

• cross references to the standard servicespecification for retinopathy screeningpublished by the English National ScreeningProgramme for Diabetic Retinopathy atwww.retinalscreening.nhs.uk

This specification is supported by other relatedwork in diabetes commissioning such as:

• the web-based Diabetes Community HealthProfiles (Yorkshire and Humber Public HealthObservatory)

• the web-based Health Needs Assessment Tool(National Diabetes Information Service).

These provide comprehensive information forneeds assessment, planning and monitoring ofdiabetes services.

Introduction• a general overview of the services identifying

why the services are needed, includingbackground to the services and why they arebeing developed or in place.

• a statement on how the services relate to eachother within the whole system should beincluded describing the keystakeholders/relationships which influence theservices, e.g. multi-disciplinary team etc

• any relevant diabetes clinical networks andscreening programmes applicable to theservices, e.g. retinopathy screening

• details of all interdependencies or sub-contractors for any part of the service and anoutline of the purpose of the contract should bestated, including arrangements for clinicalaccountability and responsibility, as appropriate

Standard Service SpecificationTemplate for Diabetes Eye Services

a Standard NHS Contracts http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_124324

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Purpose, Role and Clientele1. A clear statement on the primary purpose of the

services and details of what will be provided andfor whom:

• who the services are for (e.g. people withdiabetes from age 12 upwards)

• what the services aim to achieve within agiven timeframe

• the objectives of the services

• the desired outcomes and how these aremonitored and measured

Scope of the Services2. What does the service do? This section will

focus on the types of high level therapeuticinterventions that are required for the types ofneed the services will respond to.

• how the services responds to age, culture,disability, and gender sensitive issues

• assessment – details of what it is and co-morbidity assessment and referrals to allrelevant specialties

• service planning – high level view of what theservices are and how they are used; howpatients enter the pathway/journey; what arethe stages undertaken, e.g. retinopathyscreening, diagnosis and continuingmanagement. The aims of service planningare to:

o develop, manage and reviewinterventions along the patient journey

o ensure access to other specialities / care,as appropriate

o ensure that care planning is undertakenby the diabetes multi-disciplinary team(as defined locally) with a clear care co-ordination function

• holistic review of patients in the managementof their diabetes using the principles of anintegrated care model for people with longterm conditions that is patient-centred,including self care and self management,clinical treatment, facilitating independence,psychological support and other social careissues

• risk assessment procedures

• detail of evidence-base of the service – i.e. thecontracting framework for diabetes and eyeservices, guidance produced by the RoyalCollege of Ophthalmologists, English NationalScreening Programme for DiabeticRetinopathy, Diabetes UK, etc

Service Delivery3. Patient Journey/intervention map

Flow diagram of the patient pathway showingaccess and exit/transfer points – see the diabetesand eye services intervention map as a startingpoint. See also the guidance published by theEnglish National Screening Programme forDiabetic Retinopathy(www.retinalscreening.nhs.uk)

4. Treatment protocols/interventionsInclude all individual treatment protocols inplace within the services or planned to be used

5. This will include a breakdown of how thepatient will receive the services and from whom.It should be a clear statement of staffqualifications/experience and/or training (ifappropriate) and clinical or managerialsupervision arrangements. It should specify, asappropriate:

• geographical coverage/boundaries – i.e. theservices should be available for people fromage of 12 upwards who live in the clinicalcommissioning group area

• hours of operation including, week-end, bankholiday and on-call arrangements

• minimum level of experience andqualifications of staff (i.e. doctors –ophthalmologists and GPs, Nursing staff –diabetes nurse specialists, ophthalmologynurses etc, other allied health professionals,e.g. optometrists and other support andadministrative staff)

• confirmation of the arrangements to identifythe care co-ordinator for each patient withdiabetes (i.e. who holds the responsibility androle).

• staff induction and developmental training

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6. Equipment• upgrade and maintenance of relevant

equipment and facilities (e.g. digital cameras,eye laser equipment etc)

• technical specifications, e.g. digital funduscameras as set out in ‘Essential Elements inDeveloping a Diabetic Retinopathy ScreeningProgramme’b

Identification, Referral andAcceptance criteria7. This should make clear how patients will be

identified, assessed and accepted to theservices. Acceptance should be based on typesof need and/or patient.

8. How should patients be referred?

• who is acceptable for referral and from where

• details of evaluation process - Are there clearexclusion criteria or set alternatives to theservice? How might a patient be transferred?

• response time detail and how are patientsprioritised

Discharge/Service Complete/PatientTransfer/Transition criteria9. The intention of this section is to make clear

when a patient should be transferred from oneaspect of the diabetes service to another andwhen this point would be reached.

• how is a treatment pathway reviewed?

• how does the service decide that a patient isready for discharge

• how are goals and outcomes assessed andreviewed?

• what procedure is followed on discharge,including arrangements for follow-up

Quality Standards10. The service is required to deliver care according

to the standards for clinical practice set by theNational Institute for Health and ClinicalExcellencec

11. As a minimum, the Provider is required toagree a local Commissioning for Quality andInnovation scheme for services for people withdiabetes. (Insert details of the CQUIN Schemeagreed)

12. The service is required to deliver the outcomesfor diabetes as determined by the NHSOutcomes Frameworkd

Activity and PerformanceManagement13. This must include performance indicators,

thresholds, methods of measurement andconsequences of breach of contract. These willbe set and agreed prior to the signing of theoverall agreement.

For KPIs relating to retinopathy screeningplease seehttp://www.retinalscreening.nhs.uk/KPIs

14. Activity plans – Where appropriate, identify theanticipated level of activity the service maydeliver; provide details of any activity measuresand their description /method of collection,targets, thresholds and consequences ofvariances above or below target.

Continual Service Improvement15. As part of the monitoring and evaluation

procedures, the service will identify a methodof agreeing measurements for continuousimprovement of the service being offered andwork to ensure unmet need is both identifiedand brought to the attention of thecommissioner.

b UK National Screening Committee , Essential Elements in Developing a Diabetic Retinopathy Screening Programme, National ScreeningProgramme for Diabetic Retinopathy Workbook 4.3, June 2009, http://www.retinalscreening.nhs.uk/workbook

c http://www.nice.org.uk/guidance/qualitystandards/qualitystandards.jsp

d http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsPolicyAndGuidance/DH_122944

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16. Review:

• this section should set out a review date anda mechanism for review.

• the review should include both thespecifications for continuing fitness forpurpose and the providers’ delivery againstthe specification.

• this should set out the process by which thisreview will be conducted.

• this should also identify how complianceagainst the specification will be monitored in year.

17. Agreed by:• this should set out who agrees/accepts the

specification on behalf of all parties.

• this should include the diabetes eye serviceproviders, commissioner and network.

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Further copies of this publication can be ordered from Prontaprint, by emailing [email protected] or tel: 0116 275 3333, quoting DIABETES 143

www.diabetes.nhs.uk