Codebook for Security Operations...

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Codebook for Security Operations Dataset Version 1.0 Last updated August 2012 Marina E. Henke Woodrow Wilson School Princeton University [email protected] http://www.princeton.edu/~mhenke

Transcript of Codebook for Security Operations...

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Codebook for Security Operations Dataset

Version 1.0

Last updated August 2012

Marina E. Henke

Woodrow Wilson School

Princeton University

[email protected]

http://www.princeton.edu/~mhenke

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I. General Structure of the Dataset

Purpose of the Dataset

This dataset records the characteristics of security operations defined as deployments of military and/or

police forces across recognized state borders for objectives other than territorial conquest. It thus includes

military observer missions, traditional peacekeeping operations, multidimensional peacekeeping operations,

enforcement operations as well as “realpolitik” interventions which often aim at regime change in the

target country.1

The dataset does not discriminate between operations conducted under an institutional umbrella (i.e.,

UN, NATO, AU, EU etc.) or ad hoc. It equally does not differentiate between military and

police/paramilitary operations. Purely civilian operations (e.g., election observation missions),

police/military training missions, as well as evacuation operations have, however, been excluded. The

same is true for covert operations.

The dataset differs from existing datasets, most importantly, the Third Party Interventions in Intrastate

Disputes (TPI) dataset and the International Military Intervention (IMI) dataset by the type of operation

characteristics it provides.2 As will be explained in detail below, this dataset provides data on the exact

number of troops deployed per operation participant. In addition, it indentifies the Lead

Nations of individual security operations (i.e. the nations, which have the greatest interest in the launch

of a specific operation). The dataset also records the intensity of the operation, the specific objectives of

the operation, the organizational structure of the operation and whether the operation was conducted

under a UN mandate (incl. relevant UNSC resolutions).

Scope

Version 1.0 of the dataset includes only multilateral security operations defined as operations engaging

military and/or police forces from more than one country. It is also limited to the post-Cold War period

covering only operations which have been initiated after January 1990 and no later than December 2005.

In addition, this version of the dataset focuses solely on ground operations (i.e., naval and air operations

have been excluded due to the difficulty of discerning individual country contributions). Also any

operations involving fewer than 100 military and/or police forces have been left out to avoid operations

with a merely “political” objective (i.e. to show flag). Future versions of this dataset will reduce these

scope conditions (i.e. extend the time period and also include non-ground operations).

Unit of Analysis

The unit of analysis of the dataset is potential participant/year/operation.

1 Cf. Doyle, M. and N. Sambanis (2006). Making War and Building Peace: United Nations Peace Operations,

Princeton University Press.

2 The TPI dataset lists conflicts in which a third-party got involved. The IMI dataset provides details of the type of

intervention (incl. interventions aimed at territorial conquest), the type of military resources deployed (naval, air,

ground), the amount of troops deployed and the number of battle casualties.

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Identification of Cases

The sample of operations meeting the scope conditions described above was established using the

following sources:

1) Réseau Francophone de Recherche sur les Opérations de Paix (ROP):

http://www.operationspaix.net/

2) United Nations Peace Keeping Department (UNDPKO):

http://www.un.org/en/peacekeeping/operations/;

http://www.un.org/en/peacekeeping/documents/operationslist.pdf (last visited 08/26/2011)

3) North Atlantic Treaty Organization (NATO):

http://www.nato.int/cps/en/natolive/topics_52060.htm (last visited 08/26/2011)

4) European Union (EU): http://consilium.europa.eu/eeas/security-defence/eu-

operations.aspx?lang=en (last visited 08/26/2011)

5) International Military Intervention Dataset (1989-2005) from Kisangani and Pickering:

http://www.icpsr.umich.edu/icpsrweb/ICPSR/studies/21282

6) Third Party Interventions in Intrastate Disputes (TPI) Dataset (1945-2000) from Mullenbach and

Dixon: http://cms.uca.edu:8080/politicalscience/documents/tpi_peacekeepingmissions.pdf

Note: Please refer to the code sheets attached for a list of the individual operations included in this

version of the dataset.

II. Variables of the Dataset

Identification and Dates

1. acronym: acronym of the security operation

2. year : year the security operation started

3. ln1ccode1: COW country code of the first lead nation of the security operation

4. ln2ccode1: COW country code of the second lead nation of the security operation (missing if no

second lead nation)

5. ln3ccode1: COW country code of the third lead nation of the security operation (missing if no

third lead nation)

6. ln4ccode1: COW country code of the fourth lead nation of the security operation (missing if no

fourth lead nation)

7. ln5ccode1: COW country code of the fifth lead nation of the security operation (missing if no

fifth lead nation)

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8. ln6ccode1: COW country code of the sixth lead nation of the security operation (missing if

sixth lead nation)

9. potentialpn: potential participants per operation: each country, which has participated at least

once in a security operation during the period 1990-2005, is considered a potential force

contributor for each operation as it has shown that it is in practice capable and willing to commit

troops to multilateral operations.

10. ccode2: COW country code of potential participant

11. targetnation: target nation of the security operation

Note: If a security operation addresses more than one state, the operation is added twice to the dataset:

once with target state 1 and once with target state 2 (this is the case for UNOMUR with target states

Rwanda and Uganda, UNIKOM with target states Iraq and Kuwait and UNMEE with target states

Eritrea and Ethiopia). In addition, the following coding choices have been made: for all security

operations in former Yugoslavia (i.e. UNPROFOR, UNMOP, KFOR, IFOR, SFOR) Serbia was coded as

target state. For all security operations in East Timor (i.e. INTERFET, UNMISET, UNMIT) Indonesia

was coded as target state. For all security operations in Darfur (i.e. AMIS) Sudan was coded as target

state. For all security operations addressing the Western Sahara conflict, Morocco was coded as target

state.

12. ccode3: COW country code of the target nation

13. pntn: potential participant-target nation dyad ID (ccode2*1000+ccode3)

14. ln1pn: potential participant-lead nation 1 dyad ID (ln1ccode1*1000+ccode2)

15. ln2pn: potential participant-lead nation 2 dyad ID (ln2ccode1*1000+ccode2)

16. ln3pn: potential participant-lead nation 3 dyad ID (ln3ccode1*1000+ccode2)

17. ln4pn: potential participant-lead nation 4 dyad ID (ln4ccode1*1000+ccode2)

18. ln5pn: potential participant-lead nation 5 dyad ID (ln5ccode1*1000+ccode2)

19. ln6pn: potential participant-lead nation 6 dyad ID (ln6ccode1*1000+ccode2)

Dependent Variables

20. pn: marks whether a country participated in a security operation

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0 = country did not participate

1 = country participated

21. pnc: marks whether a country participated with at least a company-sized contingent (100 troops)

0 = country did not participate

1 = country participated

22. log_total: the natural log of the maximum number of troops deployed per

operation/participant. The duration of that employment is not taken into consideration. The

number includes military troops as well as military observers.

Note: Please refer to the code sheets attached for exact sources of deployment numbers.

Potential Participant Characteristics

23. pn_polity2lag: potential participant polity2 score from the POLITY IV Project.3

24. pn_simd: the number of simultaneous deployments of a potential participant in given year.

25. pn_gdppclag: potential participant GDP per capita from World Bank in constant US$(2000).

26. pn_conflictlag: marks whether the potential participant is embroiled in a MID in the year

preceding the operation. Data comes from the Correlates of War Militarized Interstate Disputes

Dataset (Version 3.10).4 Data stops in 2001.

0= no domestic conflict

1= domestic conflict

27. pn_cinclag: potential participant CINC score. The CINC score contains values for total

population, urban population, iron and steel production, energy consumption, military personnel

and military expenditure. Data comes from the Correlates of War National Military Capabilities

Dataset (Version 4.0).5

3 Marshall and Jaggers (2002); http://www.systemicpeace.org/inscr/inscr.htm

4 Daniel M. Jones, Stuart A. Bremer and J. David Singer (1996)."Militarized Interstate Disputes, 1816-1992:

Rationale, Coding Rules, and Empirical Patterns." Conflict Management and Peace Science, 15(2): 163:213.

5 Singer, J. David, Stuart Bremer, and John Stuckey. (1972). "Capability Distribution, Uncertainty, and Major Power

War, 1820-1965." in Bruce Russett (ed.) Peace, War, and Numbers, Beverly Hills: Sage, 19-48.

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Potential Participant-Target State Relationship

28. pn_repintn: marks whether a potential participant has a diplomatic representation in the target

state. Data comes from the Correlates of War Diplomatic Exchange Dataset (Version 2006.1).6

Data is available for the years 1990, 1995, 2000, 2005. For missing years the value of the

preceding available year has been used.

0= no evidence of diplomatic exchange

1= evidence of diplomatic exchange (either at the level of chargé d’affaires, minister, ambassador

or other).

29. pntn_contiguity: marks whether the potential participant and the target state share borders or

are less than 150 miles of water away from each other. Data comes from the Correlates of War

Direct Contiguity Dataset (version 3.1).7

0= not contiguous

1= contiguous

30. pntn_sameregion: marks whether the potential participant and the target state are located in

the same world region. Data comes from Perkins and Neumayer.8

0 = not in same region

1= in same region

31. pntn_comlang: marks whether the potential participant and target state share the same native

language. Data comes from Perkins and Neumayer.9

0= not the same language

1= the same language

32. log_pntnaidpartlag1: the natural log of all official development assistance (ODA) in current

US$ sent from the potential participant to the target state over the GDP (in constant US$(2000))

of the participant. The ODA data comes from the OECD DAC database.10 The OECD defines

ODA as “grants and concessional loans for development and welfare purposes from the

6 Bayer, Reşat. 2006. “Diplomatic Exchange Dataset, v2006.1”;

http://www.correlatesofwar.org/COW2%20Data/Diplomatic/Diplomatic.html

7 Stinnett, Douglas M., Jaroslav Tir, Philip Schafer, Paul F. Diehl, and Charles Gochman. 2002. "The Correlates of

War Project Direct Contiguity Data, Version 3." Conflict Management and Peace Science 19(2):58-66.

8 Perkins, R. and E. Neumayer (2008). "Extra-territorial interventions in conflict spaces: Explaining the geographies

of post-Cold War peacekeeping." Political Geography 27(8): 895-914.

9 Ibid.

10 http://www.oecd.org/document/33/0,2340,en_2649_34447_36661793_1_1_1_1,00.html

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government sector of a donor country to a developing country. A loan is considered sufficiently

concessional to be included in ODA if it has a grant element of at least 25%, calculated at a 10%

discount rate. ODA includes the costs to the donor of project and program aid, technical co-

operation, forgiveness of debts not already reported as ODA, food and emergency aid, and

associated administrative expenses”.11 The data is lagged by one year. The data is coded 0 for all

dyad-years the OECD does not record any bilateral ODA activity thus assuming that no aid

relationship exists.

33. log_pntntradegdppartlag1: the natural log of the overall amount of bilateral trade

(imports+exports) over the GDP (in constant US$(2000) of the participant. Data comes from the

Correlates of War Trade Dataset (Version 2.01).12 The data is lagged by one year. The data is

coded 0 for all dyad-years the COW trade data does not record any bilateral trade activity thus

assuming that no trade relationship exists.

Lead State - Potential Participant Relationship

34. a_lnpn_s3unilag: interest affinity between lead state and potential participant. Data comes

from the Affinity of Nations Index (Version 4.0).13 Data uses the S3uni variable defined by

Gartzke (2006) as “using the three categories of United Nations voting data (1= “yes” or

approval for an issue; 2 = abstain, 3 = “no or disapproval for an issue).” The data is lagged by

one year. Data has been interpolated by Gartzke for 1964.14 Missing values in this dataset are

coded missing. Dataset presents the average affinity index for operations with more than one

lead nation.

35. t_lnpn_alliancelag: total number of separate alliances in one year in which lead nation and

potential participant are both members (overlapping for at least one day). Data comes from the

Correlates of War Formal Alliances Dataset (Version 3.03).15 Data uses the num_alli variable

from the dyadic alliance data files. The data is lagged by one year. Dataset presents the aggregate

number of alliances for operations with more than one lead nation.

36. a_lnpn_taublag: this variable is a rank order correlation of the alliance portfolios of the lead

nation and the potential participant. The variables is based on the Kendall Tau-b correlation

11 http://stats.oecd.org/glossary/detail.asp?ID=6043

12 Barbieri, Katherine, Omar Keshk, and Brian Pollins. 2008. Correlates of War Project Trade Data Set Codebook,

Version 2.0.; http://correlatesofwar.org.

13 http://dss.ucsd.edu/~egartzke/htmlpages/data.html

14 http://dss.ucsd.edu/~egartzke/data/affinity_codebook_03102006.pdf

15 Gibler, Douglas M., and Meredith Sarkees. 2004. “Measuring Alliances: The Correlates of War Formal Interstate

Alliance Data set, 1816-2000.” Journal of Peace Research 41(2): 211-222; Gibler, Douglas M. International Military

Alliances from 1648 to 2008. Washington: Congressional Quarterly Press.

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calculation by Bueno de Mesuqita (1975, 1981). I used EUGene to retrieve the data.16 The data

is lagged by one year. Dataset presents the average Tau-b score for operations with more than

one lead nation.

37. a_lnpn_sunglob_lag: this variable is the unweighted S-score between the lead nation and the

potential participant. The S correlation calculation is based on Signorino and Ritter (1999). I

used EUGene to retrieve the data.17 The data is lagged by one year. Dataset presents the

average S-score for operations with more than one lead nation.

38. a_lnpn_swtglob_lag: this variable is the weighted S-score between the lead nation and the

potential participant. The S correlation calculation is based on Signorino and Ritter (1999). I

used EUGene to retrieve the data.18 The data is lagged by one year. Dataset presents the

average S-score for operations with more than one lead nation.

39. t_lnpn_igominstlag: total number of minimally institutionalized multilateral institutions in

one year in which lead nation(s) and potential participant are both members. Data comes from

Boehmer, Gartzke and Nordstrom.19 The data is lagged by one year. Data stops in 1992. Data

uses 1992 values for all missing years. Dataset presents the aggregate number of institutions for

operations with more than one lead nation.

40. t_lnpn_igomedstlag: total number of medium institutionalized multilateral institutions in one

year in which lead nation(s) and potential participant are both members. Data comes from

Boehmer, Gartzke and Nordstrom.20 The data is lagged by one year. Data stops in 1992. Data

uses 1992 values for all missing years. Dataset presents the aggregate number of institutions for

operations with more than one lead nation.

41. t_lnpn_igomaxstlag: total number of structured and interventionist multilateral institutions

in one year in which lead nation(s) and potential participant are both members. Data comes from

Bearce and Bondanella.21 The data is lagged by one year. Data stops in 1992. Data uses 1992

values for all missing years. Dataset presents the aggregate number of institutions for operations

with more than one lead nation.

16 Bennett, D. Scott, and Allan Stam. 2000. “EUGene: A Conceptual Manual.” International Interactions 26:179-

204. Website: http://eugenesoftware.org.

17 Ibid.

18 Ibid.

19 Boehmer, C., E. Gartzke, et al. 2004. "Do Intergovernmental Organizations Promote Peace?" World Politics 57(01):

1-38.

20 Ibid.

21Bearce, D. H. and S. Bondanella (2007). "Intergovernmental organizations, socialization, and member-state interest

convergence." International Organization: 703-733.

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42. t_lnpn_Bilatlag: total number of bilateral treaties established between lead nation and

potential participant. Data comes from the World Treaty Index.22 All bilateral treaties concluded

since 1945 count towards the overall number of bilateral ties. If a specific state did not exist in

1945, treaties are counted from the date of its creation. The data is coded 0 for dyads the World

Treaty Index does not record any bilateral treaty in existence thus assuming that no treaty

relationships exist. The World Treaty Index only records treaties until 2000. The dataset thus

uses the 2000 data for the years 2001, 2002, 2003, 2004 and 2005. The data is lagged by one year.

Dataset presents the aggregate number of treaties between all lead nations and the potential

participant for operations with more than one lead nation.

43. t_lnpn_InstConlag: Institutional interdependence between lead nation and potential

participant. This variable is the sum of all shared multilateral institutional memberships and

bilateral ties. The data is lagged by one year. Dataset presents the aggregate number of

institutional ties treaties between all lead nations and the potential participant for operations

with more than one lead nation.

44. logt_lnpn_aidgdppartlag1: the natural log of all official development assistance (ODA) in

current US$sent from the lead nation(s) to the potential participant over the GDP (in constant

US$(2000)) of the potential participant. The ODA data comes from the OECD DAC database23.

The data is lagged by one year. The data is coded 0 for all dyad-years the OECD does not record

any bilateral ODA activity thus assuming that no aid relationship exists. Dataset presents the

sum of all aid received by the potential participant from all lead nations for operations with more

than one lead nation.

45. logt_lnpn_tradegdppartlag1: the natural log of the overall amount of bilateral trade

(imports+exports) between lead nation and potential participant over the GDP (in constant

US$(2000)) of the potential participant. Data comes from the Correlates of War Trade Dataset

(Version 2.01).24 The data is lagged by one year. Dataset presents the sum of all trade between all

lead nations and the potential participant for operations with more than one lead nation.

Control Variables

46. CIS: marks whether the security operation is conducted under the umbrella of the Community of

Independent States.

0= no CIS umbrella

1= CIS umbrella

22 http://worldtreatyindex.com/

23 http://www.oecd.org/document/33/0,2340,en_2649_34447_36661793_1_1_1_1,00.html

24 Barbieri, Katherine, Omar Keshk, and Brian Pollins. 2008. Correlates of War Project Trade Data Set Codebook,

Version 2.0. Online: http://correlatesofwar.org.

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47. ECOWAS: marks whether the security operation is conducted under the umbrella of the

Economic Community of West African States.

0= no ECOWAS umbrella

1= ECOWAS umbrella

48. EU: marks whether the security operation is conducted under the umbrella of the European

Union.

0= no EU umbrella

1= EU umbrella

49. NATO: marks whether the security operation is conducted under the umbrella of the North

Atlantic Treaty Organization.

0= no NATO umbrella

1= NATO umbrella

50. SADC: marks whether the security operation is conducted under the umbrella of the South

African Development Community.

0= no SADC umbrella

1= SADC umbrella

51. UN: marks whether the security operation is conducted under the umbrella of the United

Nations.

0= no UN umbrella

1= UN umbrella

52. AU: marks whether the security operation is conducted under the umbrella of the African

Union.

0= no AU umbrella

1= AU umbrella

53. adhoc: marks whether the security operation is conducted ad hoc.

0= not ad hoc

1= ad hoc

54. USA: marks whether the United States serves as lead nation of the security operation.

0= USA not lead nation

1= USA lead nation

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55. France: marks whether France serves as lead nation of the security operation.

0= France not lead nation

1= France lead nation

56. UK: marks whether the United Kingdom serves as lead nation of the security operation.

0= UK not lead nation

1= UK lead nation

57. Russia: marks whether the Russian Federation or the USSR (until 1992) serves as lead nation of

the security operation.

0= Russia not lead nation

1= Russia lead nation

58. Australia: marks whether Australia serves as lead nation of the security operation.

0= Australia not lead nation

1= Australia lead nation

59. Nigeria: marks whether Nigeria serves as lead nation of the security operation.

0= Nigeria not lead nation

1= Nigeria lead nation

60. South Africa: marks whether South Africa serves as lead nation of the security operation.

0= South Africa not lead nation

1= South Africa lead nation

61. Italy: marks whether Italy serves as lead nation of the security operation.

0= Italy not lead nation

1= Italy lead nation

62. Germany: marks whether Germany serves as lead nation of the security operation.

0= Germany not lead nation

1= Germany lead nation

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III. Code Sheet Description

Purpose of Code Sheets

The main purpose of the code sheets is to explain why a particular country was coded Lead Nation of a

specific security operation. There is one code sheet per security operation included in the codebook.

Coding Technique of Lead Nations

Lead Nations are defined as those countries, which display the greatest preference intensity for the

execution of a specific operation. To discern preference intensity two different coding criteria have been

developed:

1. How vocal is a state in international fora pushing for an operation?

The United Nations Security Council (UNSC) deliberates on the large majority of security situations,

which are afterwards addressed by a UN or other security operation. Any member of the United Nation –

whether permanent, non-permanent or non-member of the UNSC at the time of deliberation - can ask to

address the Council on a particular conflict. This research project assumes that states having sharply

defined and intense preferences with regard to a specific conflict are particularly likely to request

permission to address the UNSC. As a result, to discern preference intensities with regard to specific

security operations this research project counts the times a country speaks up in the UNSC on the

security topic the operation addresses. It uses the UN Index to Speeches (years 1988-2010) to do so. 25 I

code a country a “Lead Nation” if it is ranked three standard deviations (std. dev.) above the mean of all

statements per country in the UN Security Council on a specific security topic.26

Note that I exclude any statements by the target state of the intervention and by states speaking on

behalf of regional or other organizations. In addition, statements made by the country presiding the

UNSC session are equally excluded as such statements are often administratively required and thus are

not the result of state-specific preference intensities.

Each code sheet shows the distribution of statements per UN member/conflict. Given that the UNSC

does not address specific operations only “security situations” in specific conflict theaters several

operations show the same distribution graph.

2. How involved is a state in conflict resolution efforts (i.e. peace/cease-fire negotiations) prior to

the launch of the operation?

25 http://unbisnet.un.org/; to get the largest amount of observations I count all UNSC statements from 1988-2010.

26 If no country’s speech record is three standard deviations above the mean, I revert to two standard deviations

above the mean. Please refer to the Security Operations Codebook for details.

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The UN Speech Record serves as a first cut at determining states’ preference intensities. I am aware that

talk may be cheap and thus not necessarily truthful in revealing preference intensities.27 As a result, in

addition to looking at UN Security Council statements, I examine the willingness of the key UN Security

Council speakers to engage in more costly actions regarding the conflict situation in question. In fact, the

deployment of most security operations is preceded by (successful or failed) negotiations of peace/cease-

fire agreements. Using the available secondary literature on the negotiations in question, I code whether a

state served as initiator, mediator, observer, or principal financial sponsor of such negotiations. I thus

assume that states having particularly strong preferences with regard to a specific security operation are

more likely to be involved in such negotiations than any other state.

Only states fulfilling both criteria, (1) being ranked among the top speakers at the UN, and (2) being

diplomatically involved in peace negotiations, are coded Lead Nations of a specific operation. In case of a

major discrepancy between the speech record analysis and the negotiation analysis I put more weight on

the empirical negotiation analysis.

Overall, a state can serve as sole lead nation in an operation or in a Lead Coalition—a group of countries

that all show an equally strong preference intensity for the launch of a specific intervention. While

certainly not perfect, these rather stringent criteria attempt to get as close at revealing individual

countries’ preference intensities as possible. Most importantly, by focusing on the diplomatic behavior of

states, this coding strategy attempts to not overlook the interests of small states, which might be

militarily unable to conduct an operation but still muster intense interests with regards to the conduct of

such an operation.

Additional Information on Code Sheet

In addition to providing details on the Lead Nation coding procedures, each code sheet provides a short

summary of the objectives of the operation, lists the operation’s start and end dates; the max. number of

military and police forces deployed; the organizational structure of the operation and whether the

operation was conducted under a UN mandate. In case of a UN mandate, the code sheet also lists the UN

resolutions referring to the operation. Finally, each code sheet details the intensity of the operation and

provides a list of all countries having deployed troops to that operation.

27 Schelling 1960, 117.

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SECURITY OPERATIONS DATASET

1. CODE SHEET

Name of Operation: UNAVEM II

Brief Description of Operation: Angola’s independence leads to a ferocious civil war. The first UN operation (UNAVEM I) is deployed from 1988-1991. UNAVEM II is the larger follow-on mission implemented on the basis of the Bicesse Accords (1991). The operation is coupled to an arms and petroleum embargo against the rebel organization UNITA. UNAVEM II fails due to renewed violence over natural resources.

Start Date: 1991

End Date: 1995

Organization: United Nations

UN Mandate: yes

Resolutions: 696, 747, 804, 811, 834,952, 966

Intensity of Operations: Peacebuilding consultation

Max. Police Forces deployed: 126

Max. Military Forces deployed: 350

Target Nation: Angola

Participating Nations: Algeria, Colombia, Hungary, Malaysia, New Zealand, Singapore, Zimbabwe, Argentina, Egypt, India, Morocco, Netherlands, Slovakia, Brazil, Spain, Ireland, Nigeria, Czech Republic, Sweden, Canada, Guinea-Bissau, Jordan, Norway, Senegal, Yugoslavia, Russian Federation

Lead Nation(s): USA, USSR/Russian Federation, Portugal

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA, China, UK, France

Two standard deviations above the mean: USA, China, UK, France, Russia, Brazil

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bia

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ica

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nia

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du

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do

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wa

nd

aN

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erl

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ds

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eri

aJa

ma

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Uk

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lom

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Ba

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lad

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Bu

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ria

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ruH

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ga

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Ga

bo

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lay

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ve

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Ba

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ao

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me

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nia

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15

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Bicesse Accords

Intensive involvement of the United States, the Soviet Union and Portugal as guarantor states of the Bicesse Accords. See for example McQueen (1998:399): “The slow, faltering movement of the process after Lusaka was overseen by two UN Secretary-Generals (Boutros Boutros-Ghali, and from January 1997 Kofi Annan), their special representatives and a peacekeeping force 7000 strong at its peak and costing USD one million a day. In the background were the three Observer States actively involved in the search for a settlement in Angola since 1990, the United States, Russia and Portugal.” For a similar account on the role of the United States, Russia and Portugal see also Ciment (1999:279-280), Anstee (1996:13), Hare (1998:8), Cohen (2000:87-125)

References:

Anstee, M. J. (1996). Orphan of the cold war: the inside story of the collapse of the Angolan peace process, 1992-93. New York, St. Martin's Press. Ciment, J., K. L. Hill, et al. (1999). Encyclopedia of Conflicts since World War II. Armonk, NY, Sharpe Reference. Cohen, H. J. (2000). Intervening in Africa: superpower peacemaking in a troubled continent. New York, St. Martin's Press.

Franke, V. C. and A. Warnecke (2009). "Building Peace: An Inventory of UN Peace Missions since the End of the Cold War." International Peacekeeping 16(3): 408-436. Hare, P. J. (1998). Angola's last best chance for peace : an insider's account of the peace process. Washington, D.C., United States Institute of Peace Press. MacQueen, N. (1998). "Peacekeeping by attrition: the United Nations in Angola." Journal of Modern African Studies 36(3): 399-422. Vines, A. (1999). Angola Unravels: the rise and fall of the Lusaka peace process, Human Rights Watch. http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/UNAVEM-II (for participation data) http://www.un.org/en/peacekeeping/resources/statistics/contributors.shtml (for troop data)

Page 16: Codebook for Security Operations Datasetmarinahenke.coffeecup.com/files/Download/Codebook_FINAL_EDIT.pdf2 I. General Structure of the Dataset Purpose of the Dataset This dataset records

16

SECURITY OPERATIONS DATASET

2. CODE SHEET

Name of Operation: UNAVEM III

Brief Description of Operation: Follow-on mission of UNAVEM II; Lusaka Protocol (1994) facilitates new attempt to resolve the conflict.

Start Date: 1995

End Date: 1997

Organization: United Nations

UN Mandate: yes

Resolutions: 967

Intensity of Operation: Multidimensional peacebuilding Max. Police Forces deployed: 260 Max. Military Forces deployed: 7350

Target Nation: Angola

Participating Nations: Algeria, Bulgaria, Fiji, India, Mali, Norway, Poland, Russia, Tanzania, Zimbabwe,

Argentina, DRC, France, Jordan, Morocco, New Zealand, Portugal, Senegal, Ukraine, Bangladesh, South Korea,

Guinea-Bissau, Kenya, Namibia, Pakistan, Romania, Slovakia, Uruguay, Brazil, Egypt, Hungary, Malaysia,

Nigeria, Netherlands, UK, Sweden, Zambia

Lead Nation(s): USA, USSR/Russian Federation, Portugal

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA, China, UK, France

Two standard deviations above the mean: USA, China, UK, France, Russia, Brazil

05

101520253035404550

US

Ch

ina

UK

Fra

nce

Ru

ssia

Bra

zil

Po

rtu

ga

lE

gy

pt

Zim

ba

bw

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ou

th A

fric

aM

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mb

iqu

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pa

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na

Tu

nis

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uin

ea

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Na

mib

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bia

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an

aN

ige

ria

Po

lan

dS

pa

inS

we

de

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ost

a R

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So

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Ko

rea

Ta

nza

nia

Ch

ile

Ke

ny

aL

eso

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Ind

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ala

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Ma

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ak

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an

ad

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ne

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Ma

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tiu

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wa

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aN

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ds

Alg

eri

aJa

ma

ica

Uk

rain

eN

orw

ay

NZ

Co

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bia

Ba

ng

lad

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Bu

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ria

Pe

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un

ga

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nd

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Ba

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To

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Page 17: Codebook for Security Operations Datasetmarinahenke.coffeecup.com/files/Download/Codebook_FINAL_EDIT.pdf2 I. General Structure of the Dataset Purpose of the Dataset This dataset records

17

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Lusaka Protocol

The Lusaka Protocol created a joint commission, consisting of officials from the Angolan government, UNITA, and the UN with the governments of Portugal, the United States, and Russia as observer states (see e.g. Vines 1999).

References:

Vines, A. (1999). Angola Unravels: the rise and fall of the Lusaka peace process, Human Rights Watch. http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/UNAVEM-III (for participation data) http://www.un.org/en/peacekeeping/resources/statistics/contributors.shtml (for troop data)

Page 18: Codebook for Security Operations Datasetmarinahenke.coffeecup.com/files/Download/Codebook_FINAL_EDIT.pdf2 I. General Structure of the Dataset Purpose of the Dataset This dataset records

18

SECURITY OPERATIONS DATASET

3. CODE SHEET

Name of Operation: MONUA

Brief Description of Operation: After the failure of UNAVEM II and III, this last peace attempt is terminated at the request of the Angolan government without peace having been achieved; MONUA is accompanied by sanctions against UNITA and a UN expert panel on resources and illegal arms flows (Franke and Warnecke 2009).

Start Date: 1997

End Date: 1999

Organization: United Nations

UN Mandate: yes

Resolutions: 1118, 1173

Intensity of Operation: Multidimensional peacebuilding

Max. Police Forces deployed: 403 Max. Military Forces deployed: 3315

Target Nation: Angola

Participating Nations: Argentina, Bulgaria, France, Hungary, Malaysia, Norway, Poland, Senegal, Ukraine, Bangladesh, DRC, Gambia, India, Mali, New Zealand, Portugal, Slovakia, Uruguay, Bolivia, Egypt, Ghana, Jordan, Namibia, Pakistan, Romania, Sweden, Zambia, Brazil, Spain, Guinea-Bissau, Kenya, Nigeria, Netherlands, Russia, Tanzania, Zimbabwe

Lead Nation(s): USA, USSR/Russian Federation, Portugal

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA, China, UK, France

Two standard deviations above the mean: USA, China, UK, France, Russia, Brazil

05

101520253035404550

US

Ch

ina

UK

Fra

nce

Ru

ssia

Bra

zil

Po

rtu

ga

lE

gy

pt

Zim

ba

bw

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ou

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fric

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mb

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Page 19: Codebook for Security Operations Datasetmarinahenke.coffeecup.com/files/Download/Codebook_FINAL_EDIT.pdf2 I. General Structure of the Dataset Purpose of the Dataset This dataset records

19

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Lusaka Protocol

Same actors involved as in UNAVEM III (see above).

References:

Anstee, M. J. (1996). Orphan of the cold war: the inside story of the collapse of the Angolan peace process, 1992-93. New York, St. Martin's Press. Ciment, J., K. L. Hill, et al. (1999). Encyclopedia of Conflicts since World War II. Armonk, NY, Sharpe Reference. Franke, V. C. and A. Warnecke (2009). "Building Peace: An Inventory of UN Peace Missions since the End of the Cold War." International Peacekeeping 16(3): 408-436. Hare, P. J. (1998). Angola's last best chance for peace : an insider's account of the peace process. Washington, D.C., United States Institute of Peace Press. MacQueen, N. (1998). "Peacekeeping by attrition: the United Nations in Angola." Journal of Modern African Studies 36(3): 399-422. Vines, A. (1999). Angola Unravels: the rise and fall of the Lusaka peace process, Human Rights Watch. http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MONUA (for participation data) IISS Military Balance (for troop data)

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20

SECURITY OPERATIONS DATASET

3. CODE SHEET

Name of Operation: ISAF

Brief Description of Operation: ISAF is a NATO-led military operation following the U.S.-led war that overthrew the Taliban regime in Afghanistan. Its tasks are to create a secure environment and enable the political and economic rebuilding process.

Start Date: 2001

End Date: ongoing

Organization: NATO

UN Mandate: yes

Resolutions: 1386, 1510

Intensity of Operation: Multidimensional peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 132.457

Target Nation: Afghanistan

Participating Nations: Albania, Germany, Australia, Austria, Azerbaijan, Belgium, Bosnia-Herzegovina, Bulgaria, Canada, Croatia, Colombia, Denmark, United Arab Emirates, Spain, Estonia, USA, Finland, France, Georgia, Greece, Hungary, Ireland, Iceland, Italy, Jordan, Latvia, Lithuania, Macedonia, Norway, New Zealand, Netherlands, Poland, Portugal, Czech Republic, Romania, Singapore, Slovakia, Slovenia, Sweden, Turkey, Ukraine

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, Russia, France, China, UK, Japan, Pakistan

05

1015202530354045

US

Ru

ssia

Fra

nce

Ch

ina

UK

Jap

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Pa

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tan

Ind

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Me

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21

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Bonn Agreement

The Bonn Agreement initiated a series of arrangement intended to re-create the State of Afghanistan following the U.S. invasion in response to the September 11, 2001 terrorist attacks. The Bonn Agreement was U.S.-driven (Dobbins 2008) as was the deployment of ISAF. Kreps (2011: 105), for instance, writes: “After the fall of the Taliban, it became clear [to the United States] that the stabilization and reconstruction phases [of Afghanistan] would be lengthy and costly; the recognition that post-conflict operations would be a multibillion-dollar, multiyear process and that the United States could not win this phase “cheaply” made allies more attractive” (see also Pierre 2002).

References:

Dobbins, J. (2008). After the Taliban : nation-building in Afghanistan. Washington, D.C., Potomac Books. Kreps, S. E. (2011). Coalitions of convenience: United States military interventions after the Cold War. New York, Oxford University Press. Pierre, A. J. (2002). Coalitions: Building and Maintenance - Gulf War, Kosovo, Afghanistan, War on Terrorism, Institute for the Study of Diplomacy, School of Foreign Service Georgetown University. http://unbisnet.un.org (for UNSC speech record data) http://www.iiss.org/members-login/?ReturnUrl=/publications/military-balance/members-access-military-balance/ (IISS Military Balance Archive 2001-2006) (for participation and troop data)

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22

SECURITY OPERATIONS DATASET

4. CODE SHEET

Name of Operation: TMG (Bougainville Truce Monitoring Group)

Brief Description of Operation: Violent conflict in Bougainville began in 1988 and continued until the deployment of the TMG. It was initially a secessionist struggle between the government of Papua New Guinea (PNG) and the Bougainville Revolutionary Army. The catalyst for the conflict was tensions among mining area landowner groups and Bougainville mineworkers over the distribution of mining-related revenue. TMG was established on December 6, 1997 to monitor compliance with the Burnham Ceasefire Agreement of October 10, 1997. The TMG had the mandate to promote and build confidence among the warring parties. It was replaced on 1 May 1998 by the PMG (see below) as stipulated in the Lincoln Peace Agreement of January 23, 1998.

Start Date: 1997

End Date: 1998

Organization: ad hoc

UN Mandate: no

Intensity of Operation: Peacekeeping force

Max. Police Forces deployed: -

Max. Military Forces deployed: 260

Target Nation: Papua New Guinea (PNG)

Participating Nations: New Zealand, Australia, Fiji, Vanuatu

Lead Nation(s): Australia, New Zealand

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: cannot be determined

0

1

2

3

4

5

6

7

Fra

nce NZ

UK

US

Ru

ssia

Au

stra

lia

Ch

ina

Jap

an

An

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la

Bu

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ria

Ca

me

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n

Ch

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Ge

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Me

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Sp

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23

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Burnham Truce

The Burnham Truce was brokered by Australia and New Zealand (cf. Regan in Fry and Kabutaulaka 2008:188ff; Tapi 2002).

References:

Cotton, J. (2009). "Peacebuilding in the Pacific: the Australian military experience." Journal of Peace, Conflict and Development (14). Fry, G. and T. T. Kabutaulaka (2008). Intervention and state-building in the Pacific : the legitimacy of 'cooperative intervention'. Manchester, UK ; New York, New York, Manchester University Press ; Tapi, R. (2002). "From Burnham to Buin: sowing the seeds of peace in the land of the snow-capped mountains." Conciliation Resources; http://www.c-r.org/our-work/accord/png-bougainville/burnham-buin.php (last visited 06/19/2011) http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/GST (for participation data)

Note: No data on troop deployments per country available

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24

SECURITY OPERATIONS DATASET

5. CODE SHEET

Name of Operation: PMG (Bougainville Peace Monitoring Group)

Brief Description of Operation: The PMG was first deployed in May 1998 to Bougainville (Papua New Guinea) to ensure compliance with the Lincoln Peace Agreement signed on January 13, 1998 by the Government of Papua New Guinea, the Bougainville Interim Government, the Bougainville Revolutionary Army and other Bougainville leaders involved. PMG was the follow-on operation to TMG. The operation ended June 30, 2003, when it was replaced by the Bougainville Transition Team – an entirely civilian-led operation in charge of helping the establishment of an autonomous government in Bougainville following the Bougainville Peace Agreement signed in Arawa on August 30, 2001.

Start Date: 1998

End Date: 2003

Organization: ad hoc

UN Mandate: no

Intensity of Operation: Peacekeeping operation

Max. Police Forces deployed: -

Max. Military Forces deployed: 300

Target Nation: Papua New Guinea

Participating Nations: New Zealand, Australia, Fiji, Vanuatu

Lead Nation(s): Australia, New Zealand

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: cannot be determined

0

1

2

3

4

5

6

7

Fra

nce NZ

UK

US

Ru

ssia

Au

stra

lia

Ch

ina

Jap

an

An

go

la

Bu

lga

ria

Ca

me

roo

n

Ch

ile

Ge

rma

ny

Me

xico

Sp

ain

Sy

ria

Gu

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Pa

kis

tan

Fij

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Alg

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Be

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Bra

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Ph

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pin

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Ro

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nia

Co

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lan

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Ma

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Sin

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po

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25

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Lincoln Peace Agreement

The Lincoln Peace Agreement was brokered by Australia and New Zealand (Regan in Fry and Kabutaulaka 2008:188ff; Wolfers 2006). Australia was initially hiding behind New Zealand because it was considered biased toward the PNG government (Regan in Fry and Kabutaulaka 2008:186). The process was, however, largely funded by Australia; including a post-conflict transitional presence and assistance with the subsequent 2005 Bougainville elections (Cotton 2009; Regan in Fry and Kabutaulaka 2008:196).

References:

Cotton, J. (2009). "Peacebuilding in the Pacific: the Australian military experience." Journal of Peace, Conflict and Development (14). Fry, G. and T. T. Kabutaulaka (2008). Intervention and state-building in the Pacific: the legitimacy of 'cooperative intervention'. Manchester, UK; New York, New York, Manchester University Press; Tapi, R. (2002). "From Burnham to Buin: sowing the seeds of peace in the land of the snow-capped mountains." Conciliation Resources; http://www.c-r.org/our-work/accord/png-bougainville/burnham-buin.php (last visited 06/19/2011)

Wolfers, E. P. (2006). International Peace Missions in Bougainville, Papua New Guinea, 1990-2005 - Host State Perspectives. http://unpan1.un.org/intradoc/groups/public/documents/un/unpan022601.pdf (last visited 06/19/2011) http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/GSP (for participation data)

IISS Military Balance (for troop data)

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26

SECURITY OPERATIONS DATASET

6. CODE SHEET

Name of Operation: AMIB (African Union Mission in Burundi)

Brief Description of Operation: Long-running tensions between the Hutu majority and the dominating Tutsi minority lead to civil war in 1993. Various African-led conflict resolution efforts finally conclude in the Arusha Peace Agreement (2000). Due to the exclusion of two rebel factions, Burundi continues to experience violence. AMIB is created by the African Union on February 3, 2003 and ends on 1 June 2004 with the deployment of a UN follow-on operation ONUB (see below). It is deployed to oversee the implementation of the South Africa-brokered cease-fire agreements of October 7 and December 2, 2002.

Start Date: 2003

End Date: 2004

Organization: African Union

UN Mandate: no

Intensity of Operation: Multidimensional peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 3335

Target Nation: Burundi

Participating Nations: South Africa (1600), Benin, Burkina Faso, Ethiopia (858), Gabon, Mali, Mozambique (228), Tunisia

Lead Nation(s): South Africa28

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: France, UK

Two standard deviations above the mean: France, UK, China, USA

28 Note that South Africa is not among the key UNSC speakers. However, its involvement in the peace process is so

extensive that it is still considered the lead nation of the operation.

02468

1012141618

Fra

nce UK

Ch

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US

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ny

Ru

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Rw

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Afr

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Ch

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Ind

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tsw

an

a

Eg

yp

t

No

rwa

y

Sp

ain

Jap

an

Ta

nza

nia

Gu

ine

a-B

issa

u

Po

lan

d

So

uth

Ko

rea

Sy

ria

Ca

na

da

Co

ng

o

Pa

kis

tan

Ug

an

da

Be

lgiu

m

Bu

lga

ria

Ca

me

roo

n

Gu

ine

a

Ire

lan

d

Nig

eri

a

An

go

la

Au

stra

lia

Co

lom

bia

Co

sta

Ric

a

Cze

ch R

ep

ub

lic

DR

C

Eth

iop

ia

Gh

an

a

Ma

uri

tiu

s

Me

xico

Om

an

Pe

ru

Qa

tar

Sin

ga

po

re

Slo

va

kia

Tu

nis

ia

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27

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Arusha Peace and Reconciliation Agreement for Burundi

The Arusha process was a largely African driven peace-process with Nelson Mandela (succeeding Julius Nyere) acting as protagonist (Franke 2009:116). AMIB deployed due to the failure of the 2000 Arusha Accord. Mandela used his good offices to convince South Africa to take the lead of the peacekeeping force (Accord 2007:25). In fact, as Svensson (2008:17) writes “AMIB could not have become a reality without the resources and funding capacity of South Africa since it was very difficult to find other troop contributing countries and the AU did not have the necessary resources.” South Africa took the lead not only military but as well diplomatically through Jacob Zuma, South Africa’s Deputy President at the time and the chief facilitator of the Arusha peace talks (Boshoff 2003; ICG 2002).

References:

Accord (2007). South Africa's peacekeeping Role in Burundi: Challenges and Opportunities for Future Peace Missions. Occasional Paper Series.2:2.

Agoagye, Festus (2004). The African Mission in Burundi: lessons learned from the first African Union Peacekeeping Operation. Conflict Trends. http://www.isn.ethz.ch/isn/Digital-Library/Publications/Detail/?ots591=0c54e3b3-1e9c-be1e-2c24-a6a8c7060233&lng=en&id=124031 (last visited 08/28/2011)

Bentley, K. A., R. Southall, et al. (2005). An African peace process : Mandela, South Africa and Burundi. Cape Town, South Africa, HSRC Press.

Boshoff, H. (2003). Burundi: The African Union's First Mission African Security Analysis Programme Situation Report.

Daley, P. (2006). "Challenges to Peace: conflict resolution in the Great Lakes region of Africa." Third World Quarterly 27(2): 303-319.

Franke, B. (2009). Security cooperation in Africa: a reappraisal, FirstForumPress.

ICG (2002). The Burundi Rebellion and the Ceasefire Negotiations. Africa Briefing.

Mthembu-Salter, G. (2000). "Burundi's peace agreement without peace." Track Two 11(5&6): 22-35.

Svensson, E. (2008). "The African Mission in Burundi." FOI - Swedish Defence Research Agency User Report: 24.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MIAB (for participation data)

Agoagye (2004) (for participation/troop data)

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28

SECURITY OPERATIONS DATASET

7. CODE SHEET

Name of Operation: ONUB (UN Operation in Burundi)

Brief Description of Operation: UN follow-on mission after the conclusion of AMIB (see above)

Start Date: 2004

End Date: 2006

Organization: United Nations

UN Mandate: yes

Resolutions: 1545

Intensity of Operation: Multidimensional peacebuilding and peace enforcement (Chapter VII)

Max. Police Forces deployed: 97

Max. Military Forces deployed: 5665

Target Nation: Burundi

Participating Nations: South Africa, Algeria, Benin, Burkina Faso, Cameroon, South Korea, Ethiopia, Ghana, Guatemala, India, Jordan, Kenya, Madagascar, Malawi, Mali, Namibia, Nepal, Niger, Nigeria, Pakistan, Portugal, Russia, Senegal, Chad, Thailand, Togo, Tunisia, Yemen

Lead Nation(s): South Africa, France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: France, UK

Two standard deviations above the mean: France, UK, China, USA

0

2

4

6

8

10

12

14

16

18

Fra

nce UK

Ch

ina

US

Ge

rma

ny

Ru

ssia

Rw

an

da

So

uth

Afr

ica

Ch

ile

Ind

on

esi

a

Ita

ly

Ho

nd

ura

s

Bo

tsw

an

a

Eg

yp

t

No

rwa

y

Sp

ain

Jap

an

Ta

nza

nia

Gu

ine

a-B

issa

u

Po

lan

d

So

uth

Ko

rea

Sy

ria

Ca

na

da

Co

ng

o

Pa

kis

tan

Ug

an

da

Be

lgiu

m

Bu

lga

ria

Ca

me

roo

n

Gu

ine

a

Ire

lan

d

Nig

eri

a

An

go

la

Au

stra

lia

Co

lom

bia

Co

sta

Ric

a

Cze

ch R

ep

ub

lic

DR

C

Eth

iop

ia

Gh

an

a

Ma

uri

tiu

s

Me

xico

Om

an

Pe

ru

Qa

tar

Sin

ga

po

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Slo

va

kia

Tu

nis

ia

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29

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Arusha Peace and Reconciliation Agreement for Burundi

Energetic South-African-led diplomacy backed by French diplomatic support led to the deployment of a UN follow-on force (Jackson 2006; Accord 2007:29). According to Jackson, the UN deployment got, however, delayed due to larger Security Council politics i.e. “impaired relations between the U.S. and France over Iraq with Burundi seen as France’s issue” (Jackson 2006).

References:

Accord (2007). South Africa's peacekeeping Role in Burundi: Challenges and Opportunities for Future Peace Missions. Occasional Paper Series. 2:2.

Bentley, K. A., R. Southall, et al. (2005). An African peace process: Mandela, South Africa and Burundi. Cape Town, South Africa, HSRC Press.

Jackson, S. (2006). The United Nations Operation in Burundi (ONUB) - Political and Strategic Lessons Learned. UNDPKO Best Practice. New York.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ONUB (for participation data)

IISS Military Balance (for troop data)

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30

SECURITY OPERATIONS DATASET

8. CODE SHEET

Name of Operation: UNAMIC (UN Advance Mission in Cambodia)

Brief Description of Operation: After the Khmer Rouge are purged from power by Vietnam, civil war breaks out in Cambodia. The war is terminated in 1991 and a Comprehensive Political Settlement of the Cambodia Conflict (the Paris Peace Accord of 1991) signed. UNAMIC serves as preparatory force paving the way for the much larger follow-on force UNTAC (see below).

Start Date: 1992

End Date: 1992

Organization: United Nations

UN Mandate: yes

Resolutions: 717, 728 Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 1206

Target Nation: Cambodia

Participating Nations: Algeria, Germany, Argentina, Australia, Austria, Belgium, Canada, China, USA, France, Ghana, India, Indonesia, Ireland, Malaysia, New Zealand, Pakistan, Poland, UK, Russia, Senegal, Thailand, Tunisia, Uruguay

Lead Nation(s): France, Japan, United States, Australia, Indonesia29

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: cannot be determined

29 Note that Indonesia is not among the key UNSC speakers. However, its involvement in the Cambodian peace process is so extensive that it is still counted among the Lead Nations of this operation.

02468

1012

Fra

nce

Jap

an

Ch

ina

UK

Ru

ssia US

Hu

ng

ary NZ

Ve

ne

zue

la

Pa

kis

tan

Be

lgiu

m

Ind

ia

Ca

mb

od

ia

Sp

ain

Au

stri

a

Ecu

da

or

Zim

ba

bw

e

Au

stra

lia

Bra

zil

Dji

bo

uti

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31

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Paris Peace Accord

The ASEAN countries, led by Indonesia, had laid the basis for the Cambodian peace settlement by hosting a series of pre-negotiation encounters – the Jakarta Informal Meetings (dubbed the JIM meetings) of 1988-89. In spring 1989 Indonesia joined forces with France to sponsor an international conference in Paris dedicated to achieving a comprehensive settlement of the Cambodia conflict (Whitfield 2007:27-28; Doyle et al. 1997: 9; Solomon in Crocket et al 1999:282). Prior to the Paris conference a ‘diplomatic marathon’ had been run by the Australian diplomat Michael Costello involving around 30 major meetings in 13 countries, to sell the “Australian Peace Plan” to the Paris Conference participants (Findlay 1995:7; Solarz 1990:100, 108). Japan, on the other hand, convened the Tokyo Conference on Cambodia on 4-5 June 1990 (Findlay 1995:7; Doyle et al. 1997:69).

Initially, the United States was not inclined to take the lead on Indochina and instead intended to follow France and ASEAN (Solomon in Crocker et al. 1999:287). Nevertheless, once the first Paris Peace Conference failed, the United States initiated and guided the UN-managed peace process (Findlay 1995:7; Solarz 1990:112; Solomon in Crocker et al. 1999). Overtime and building on the success in building the UN framework agreement, the United States acquired a vested interest in the peace negotiations (Solomon in Crocker et al. 1999: 300).

References:

Crocker, C. A., F. O. Hampson, et al. (1999). Herding cats: multiparty mediation in a complex world. Washington, D.C., United States Institute of Peace Press.

Doyle, M. W. (1995). UN peacekeeping in Cambodia : UNTAC's civil mandate. Boulder, Colo. ; London, Lynne Rienner Publishers.

Doyle, M. W., I. Johnstone, et al. (1997). Keeping the peace : multidimensional UN operations in Cambodia and El Salvador. New York, Cambridge University Press.

Findlay, T. (1995). Cambodia: the legacy and lessons of UNTAC. Oxford ; New York, Oxford University Press.

Solarz, S. J. (1990). "Cambodia and the international community." Foreign Affairs 69(2): 99-115.

Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MIPRENUC (for participation data)

http://www.un.org/en/peacekeeping/resources/statistics/contributors.shtml (for troop data)

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32

SECURITY OPERATIONS DATASET

9. CODE SHEET

Name of Operation: UNTAC (UN Transitional Authority in Cambodia)

Brief Description of Operation: The Supreme National Council of Cambodia delegates all its powers to UNTAC to ensure implementation of the Paris Peace Agreement.

Start Date: 1992

End Date: 1993

Organization: United Nations

UN Mandate: yes

Resolutions: 745

Intensity of Operation: International transitory government Max. Police Forces deployed: 3500

Max. Military Forces deployed: 16440

Target Nation: Cambodia

Participating Nations: Algeria, Germany, Argentina, Australia, Austria, Bangladesh, Belgium, Brunei, Bulgaria, Cameroon, Canada, Bile, China, Colombia, Egypt, USA, Fiji, France, Ghana, Hungary, India, Indonesia, Ireland, Italy, Jordan, Kenya, Malaysia, Morocco, Namibia, Nepal, Nigeria, Norway, New Zealand, Pakistan, Netherlands, Philippines, Poland, UK, Russia, Senegal, Singapore, Sweden, Thailand, Uruguay

Lead Nation(s): France, United States, Australia, Indonesia30

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: cannot be determined

30 See footnote 32 above

0

2

4

6

8

10

12

Fra

nce

Jap

an

Ch

ina

UK

Ru

ssia US

Hu

ng

ary NZ

Ve

ne

zue

la

Pa

kis

tan

Be

lgiu

m

Ind

ia

Ca

mb

od

ia

Sp

ain

Au

stri

a

Ecu

da

or

Zim

ba

bw

e

Au

stra

lia

Bra

zil

Dji

bo

uti

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33

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Paris Peace Accord

Same actors involved as in UNAMIC (see above)

References: see above

http://www.operationspaix.net/APRONUC (for participation data) http://www.un.org/en/peacekeeping/resources/statistics/contributors.shtml (for troop data)

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34

SECURITY OPERATIONS DATASET

10. CODE SHEET

Name of Operation: MISAB (Inter-African Force to Monitor the Implementation of the Bangui Agreements)

Brief Description of Operation: MISAB was created on January 31, 1997 and deployed on February 8, 1997. It ended on April 15, 1998 when France withdrew its logistical and financial support. MISAB was immediately replaced by the UN operation MINURCA (see below). MISAB’s mandate was to restore peace and security in the CAR and to monitor the implementation of the Bangui Agreements.

Start Date: 1997

End Date: 1998

Organization: ad hoc

UN Mandate: no

Resolutions: -

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 1100

Target Nation: Central African Republic

Participating Nations: Burkina Faso, Chad, Gabon, Togo, Senegal, Mali

Lead Nation(s): France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: USA, France, China, Chad

0

1

2

3

4

5

6

7

8

9

Fra

nce U

S

Ch

ina

Ch

ad

Ru

ssia

UK

Co

sta

Ric

a

Be

lgiu

m

Jap

an

Ba

ng

lad

esh

Co

lom

bia

Ga

mb

ia

Ire

lan

d

Ke

ny

a

Jam

aic

a

Ma

li

No

rwa

y

Po

rtu

ga

l

Sin

ga

po

re

Tu

nis

ia

Uk

rain

e

Ba

hra

in

Bra

zil

Sw

ed

en

Su

da

n

Ita

ly

Lib

ya

Eg

yp

t

Ma

uri

tiu

s

Ca

na

da

Ga

bo

n

Me

xico

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35

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Bangui Agreements

France almost single-handedly orchestrated the Bangui Agreements. In December 1996, France convened the French-African summit in Ouagadougou. Here it was decided to launch peace mediation efforts between the rebels and CAR President Ange-Felix Patassé, which concluded in the Bangui Agreements of January 27, 1997. At the request of France, six African countries (Burkina Faso, Gabon, Mali, Senegal, Chad and Togo) agreed to contribute military contingents to a regional peacekeeping force (MISAB). France covered the bulk of the costs of MISAB (the equivalent of €610,000per month) as well as the logistics on the ground (ICG 2007:11ff).

References:

ICG (2007). "Central African Republic: Anatomy of a Phantom State." ICG Africa Report N°136.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MISAB (for participation data)

Note: Data on troop deployments per country might be inexact.

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36

SECURITY OPERATIONS DATASET

11. CODE SHEET

Name of Operation: MINURCA (UN Mission in the Central African Republic)

Brief Description of Operation: MISAB (see above) follow-on force

Start Date: 1998

End Date: 2000

Organization: United Nations

UN Mandate: yes

Resolutions: 1159, 1182, 1201, 1230, 1125

Intensity of Operation: Multidimensional peacebuilding (Chapter VII)

Max. Police Forces deployed: 24

Max. Military Forces deployed: 1350

Target Nation: Central African Republic

Participating Nations: Burkina Faso, Canada, Côte d'Ivoire, Egypt, France, Gabon, Mali, Senegal, Chad, Togo

Lead Nation(s): France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: USA, France, China, Chad

0

1

2

3

4

5

6

7

8

9

Fra

nce US

Ch

ina

Ch

ad

Ru

ssia

UK

Co

sta

Ric

a

Be

lgiu

m

Jap

an

Ba

ng

lad

esh

Co

lom

bia

Ga

mb

ia

Ire

lan

d

Ke

ny

a

Jam

aic

a

Ma

li

No

rwa

y

Po

rtu

ga

l

Sin

ga

po

re

Tu

nis

ia

Uk

rain

e

Ba

hra

in

Bra

zil

Sw

ed

en

Su

da

n

Ita

ly

Lib

ya

Eg

yp

t

Ma

uri

tiu

s

Ca

na

da

Ga

bo

n

Me

xico

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37

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Bangui Agreement

On 27 March 1998, the UN Security Council decided to send 1350 blue helmets to the CAR. U.S. Congress disagreed with the decision because of the cost of the Operation. However, their reluctance ended after patient lobbying by France and because the vote coincided with President Bill Clinton’s trip to Africa (ICG 2007: 12).

References:

ICG (2007). "Central African Republic: Anatomy of a Phantom State." ICG Africa Report N°136.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MINURCA (for participation data) http://www.un.org/en/peacekeeping/resources/statistics/contributors.shtml (for troop data)

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38

SECURITY OPERATIONS DATASET

11. CODE SHEET

Name of Operation: CEN-SAD CAR

Brief Description of Operation: In December 2001, a CEN-SAD peacekeeping force of about 300 men ( 50 Djibouti soldiers, and 120 from each Libya and Sudan) was deployed to Bangui to make the CAR secure.

Start Date: 2001

End Date: 2001

Organization: Community of Sahel Saharan States

UN Mandate: no

Resolutions: -

Intensity of Operation: Multidimensional peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 300

Target Nation: Central African Republic

Participating Nations: Djibouti, Libya, Sudan

Lead Nation(s): Libya, Chad

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Note: Operation was not discussed at the UNSC

2. Conflict Resolution Efforts Evaluation

Peace Agreement: -

Former CAR President Kolingba launched a coup against Ange-Felix Patassé. Patassé called for help and thus is deployed CEN-SAD CAR – a peacekeeping force led by Libyan and Chadian troops and Congolese rebels. In intervening to defend Patassé, Chad hoped to prevent regional destabilization, which could have negatively affecting its oil reserves, which lie near the CAR border (ICR 2007: 14; Security Council Report).

References

Berman, E. G. (2003). "The Provision of Lethal Military Equipment: French, UK, and U.S. Peacekeeping Policies Towards Africa." Security Dialogue 34(2): 199.

ICG (2007). "Central African Republic: Anatomy of a Phantom State." ICG Africa Report N°136.

ICR 2007 (for troop data)

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39

SECURITY OPERATIONS DATASET

12. CODE SHEET

Name of Operation: FOMUC (CEMAC Multinational Force in the Central African Republic)

Brief Description of Operation: The force technically replaces MINURCA (see above), whose term ended in 2000. FOMUC’s original mandate is extended and adapted after the removal from power of President Patassé by General Francois Bozizé in March 2003.

Start Date: 2002

End Date: 2008

Organization: CEMAC

UN Mandate: yes

Resolutions: 1159, 1182, 1201, 1230, 1125

Intensity of Operation: Multidimensional peacekeeping

Max. Police Forces deployed: 20

Max. Military Forces deployed: 500

Target Nation: Central African Republic

Participating Nations: Cameroon, DRC, Gabon, Equatorial Guinea, Chad

Lead Nation(s): France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: USA, France, China, Chad

0

1

2

3

4

5

6

7

8

9

Fra

nce US

Ch

ina

Ch

ad

Ru

ssia

UK

Co

sta

Ric

a

Be

lgiu

m

Jap

an

Ba

ng

lad

esh

Co

lom

bia

Ga

mb

ia

Ire

lan

d

Ke

ny

a

Jam

aic

a

Ma

li

No

rwa

y

Po

rtu

ga

l

Sin

ga

po

re

Tu

nis

ia

Uk

rain

e

Ba

hra

in

Bra

zil

Sw

ed

en

Su

da

n

Ita

ly

Lib

ya

Eg

yp

t

Ma

uri

tiu

s

Ca

na

da

Ga

bo

n

Me

xico

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40

2. Conflict Resolution Efforts Evaluation

Peace Agreement: -

With pro-Bozize forces controlling one-third of the country, the Economic and Monetary Community of Central Africa (CEMAC) decides to deploy a force to the Central African Republic in November to replace the CEN-SAD Force (see above). France takes the lead in organizing financial and diplomatic support for the peacekeeping operation.

References:

Security Council Report, Central African Republic Historical Chronology, http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2873037/k.D268/Central_African_Republicbr_Historical_Chronology.htm

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/FOMUC (for participation data)

IISS Military Balance (for troop data)

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41

SECURITY OPERATIONS DATASET

13. CODE SHEET

Name of Operation: ECOMICI (ECOWAS Mission in Côte d’Ivoire)

Brief Description of Operation: At their meeting in Dakar on December 18, 2002, the ECOWAS leaders decide that a peacekeeping force would be deployed on December 31, 2002 to bring stability back to Cote d’Ivoire and enable peace talks. At the invitation of France, a roundtable is organized with the participation of all Ivorian political forces in Linas-Marcoussis during January 15 - 23, 2003. The roundtable concludes with the signing of a peace agreement.

Start Date: 2003

End Date: 2004

Organization: ECOWAS

UN Mandate: yes

Resolutions: 1464

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 1300

Target Nation: Côte d’Ivoire

Participating Nations: Ghana, Benin, Niger, Senegal, Togo

Lead Nation(s): France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: France

Two standard deviations above the mean: France

0123456789

Fra

nce

Ch

ina

Ru

ssia

UK

Bu

rkin

a F

aso U

S

Gu

ine

a

Nig

eri

a

So

uth

Afr

ica

Alg

eri

a

Be

lgiu

m

De

nm

ark

Pe

ru

Qa

tar

Gh

an

a

Ch

ile

Pa

kis

tan

Be

nin

Bra

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Co

ng

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Ind

on

esi

a

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Ta

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nia

An

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la

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Sy

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Arg

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tin

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Ge

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ny

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42

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Ceasefire Agreement of October 17, 2002

France serves as the key peace broker in the Ivorian conflict (ICG 2003:5). In Oct 2002, France is asked by the Ivorian President Outtara to supervise the ceasefire until ECOWAS troops can take over (ICG 2003:1). France subsequently deploys a 700-man strong force to Abijan (“Opération Licorne”) (Chirot 2006:71). Following intense diplomatic activity by West African leaders and the French, first peace talks are organized in Lomé on 28 October, under the leadership of President Gnassingbé Eyadéma of Togo. Facing failure at Lomé the French propose peace talks in France at Linas-Marcoussis from 15- 23 January 2003.

References:

Chirot, D. (2006). "The Debacle in Cote d'Ivoire." Journal of Democracy 17(2): 63-77.

ICG (2003). "Côte d'Ivoire: "The war is not yet over"." ICG Africa Report N°72.

http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2876173/k.DD6D/C244te_dIvoirebr_Historical_Chronology.htm

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ECOFORCE (for participation data)

Note: No data on troop deployments per country available

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43

SECURITY OPERATIONS DATASET

14. CODE SHEET

Name of Operation: UNOCI (UN Operation in Côte d’Ivoire)

Brief Description of Operation: The implementation of the Linas-Marcoussis Agreement proves to be problematic. Thus, on May 13, 2003 the Security Council adopts Resolution 1479 creating UNOCI. UNOCI's mandate is to facilitate the implementation of the peace agreement in cooperation with the contingents from France and ECOWAS already there. UNOCI’s deployment begins June 23, 2003. Prior to UNOCI, the UN was present in Cote d’Ivoire via its small observer mission MINUCI.

Start Date: 2004

End Date: ongoing

Organization: United Nations

UN Mandate: yes

Resolutions: 1528, 1739

Intensity of Operation: Multidimensional peacebuilding and peace enforcement (Chapter VII)

Max. Police Forces deployed: 1137

Max. Military Forces deployed: 8059

Target Nation: Côte d’Ivoire

Participating Nations: Argentina, Bangladesh, Benin, Bolivia, Brazil, Burundi, Cameroon, Canada, CAR, China, DRC, South Korea, Djibouti, Egypt, El Salvador, Ecuador, Ethiopia, Finland, France, Gambia, Ghana, Guatemala, Guinea, Hungary, India, Ireland, Jordan, Libya, Morocco, Moldova, Namibia, Nepal, Niger, Uganda, Pakistan, Paraguay, Peru, Philippines, Poland, Romania, Russia, Rwanda, Senegal, Serbia, Sweden, Switzerland, Tanzania, Chad, Togo, Tunisia, Turkey, Uruguay, Yemen, Zambia, Zimbabwe

Lead Nation(s): France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: France

Two standard deviations above the mean: France

02468

10

Fra

nce

Ch

ina

Ru

ssia

UK

Bu

rkin

a F

aso U

S

Gu

ine

a

Nig

eri

a

So

uth

Afr

ica

Alg

eri

a

Be

lgiu

m

De

nm

ark

Pe

ru

Qa

tar

Gh

an

a

Ch

ile

Pa

kis

tan

Be

nin

Bra

zil

Co

ng

o

Ind

on

esi

a

Ro

ma

nia

Ta

nza

nia

An

go

la

Ca

me

roo

n

Me

xico

Sy

ria

Arg

en

tin

a

Ge

rma

ny

Ita

ly

Jap

an

Pa

na

ma

Ph

ilip

pin

es

Slo

va

kia

Sp

ain

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44

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Linas-Marcoussis Agreement

France brokered the Linas-Marcoussis Agreement (see above). It was signed on January 24, 2003 in Marcoussis (France) under French initiative (Security Council Report).

References:

Chirot, D. (2006). "The Debacle in Cote d'Ivoire." Journal of Democracy 17(2): 63-77. ICG (2003). "Côte d'Ivoire: "The war is not yet over"." ICG Africa Report N°72.

http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2876173/k.DD6D/C244te_dIvoirebr_Historical_Chronology.htm

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ONUCI-UNOCI (for participation data) http://www.un.org/en/peacekeeping/resources/statistics/contributors.shtml (for troop data)

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45

SECURITY OPERATIONS DATASET

15. CODE SHEET

Name of Operation: MOMEP (Mission of Military Observers Ecuador-Peru)

Brief Description of Operation: Peru and Ecuador are embroiled in a border dispute despite a 1942 treaty designed to end. A renewal of fighting in 1995 prompts a new peace process that culminates in a comprehensive settlement signed in 1998.

Start Date: 1995

End Date: 1999

Organization: ad hoc

UN Mandate: no

Resolutions: -

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 100

Target Nation: Ecuador and Peru

Participating Nations: Argentina, Brazil, Chile, U.S.

Lead Nation(s): Brazil

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Note: Operation was not discussed at the UNSC

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Rio Protocol/Declaration of Itamaraty

The guarantors of the Rio Protocol are Argentina, Brazil, Chile and the United States. When sustained combat between Ecuador and Peru broke out in January 1995, representatives of the guarantor countries meet in an emergency session in Brasilia. After an inconclusive first round Ecuador and Peru reached a peace agreement during the second round, the so-called ‘Declaration of Peace of Itamaraty’. The declaration mandates to set up a peacekeeping operation (MOMEP) (Palmer 1997:122- 123). In the renewed guarantor effort after 1995, Brazil is from the start the undisputed coordinator (Einaudi in Crocker et al. 1999:417).

References:

Crocker, C. A., F. O. Hampson, et al. (1999). Herding cats : multiparty mediation in a complex world. Washington, D.C., United States Institute of Peace Press.

Palmer, D. S. (1997). "Peru Ecuador Border Conflict: Missed Opportunities, Misplaced Nationalism, and Multilateral Peacekeeping." Journal of Interamerican Studies and World Affairs 39(3): 109-148.

IISS Military Balance (for participation/troop data)

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46

SECURITY OPERATIONS DATASET

16. CODE SHEET

Name of Operation: ONUSAL (UN Observer Mission in El Salvador)

Brief Description of Operation: ONUSAL is created on May 20, 1991 by UNSC Resolution 693. ONUSAL is preceded by a UN Observer Group that monitors human rights violations. ONUSAL’s mandate is to verify the implementation of all agreements negotiated between the government of El Salvador and the Frente Farabundo Marti para la Liberacion Nacional (FMLN).

Start Date: 1991

End Date: 1995

Organization: United Nations

UN Mandate: yes

Resolutions: 693, 729, 8321

Intensity of Operation: Peacebuilding consultation

Max. Police Forces deployed: 315

Max. Military Forces deployed: 368

Target Nation: El Salvador

Participating Nations: Germany, Argentina, Brazil, Canada, Colombia, Ecuador, Spain, India, Ireland, Sweden, Venezuela

Lead Nation(s): United States, Venezuela

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: USA, Spain, France, Venezuela

0

1

2

3

4

5

6

US

Sp

ain

Fra

nce

Ve

ne

zue

la

Ru

ssia

/U

SS

R

Arg

en

tin

a

Bra

zil

Ch

ina

El S

alv

ad

or

UK

Ho

nd

ura

s

Co

lom

bia

Me

xico

Nig

eri

a

Bo

tsw

an

a

Ecu

da

or

Ge

rma

ny

Ita

ly

Jap

an

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47

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Salvadorian Peace Agreement of January 16, 1992

The Salvadorian peace process was largely orchestrated by the United Nations with help from the so-called “Friends of the Secretary-General for El Salvador,” whose members were Mexico, Venezuela, Spain and the United States (Whitfield 2007:54). The most active member, according to the chief negotiator of the peace process, Alvaro de Soto, was Venezuela (de Soto in Crocker et al. 1999:366). The United States – although rather in secret - played another pivotal role in pushing the Salvadorian government to negotiate the peace agreement (de Soto in Crocker et al. 1999:371; Doyle 1997:251). In addition, by making the release of funds dependent on the Security Council’s assessment of implementation, the U.S. turned into a particularly effective engine behind implementation (Malone et al. 2004:430)

References:

Crocker, C. A., F. O. Hampson, et al. (1999). Herding cats : multiparty mediation in a complex world. Washington, D.C., United States Institute of Peace Press.

Doyle, M. W., I. Johnstone, et al. (1997). Keeping the peace : multidimensional UN operations in Cambodia and El Salvador. New York, Cambridge University Press. Malone, D. (eds.) (2004). The UN Security Council : from the Cold War to the 21st century. Boulder, Colo., Lynne Rienner. Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ONUSAL (for participation data)

IISS Military Balance (for troop data)

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48

SECURITY OPERATIONS DATASET

17. CODE SHEET

Name of Operation: UNMEE

Brief Description of Operation: The War of Independence (1961–1991) leads to a referendum and peaceful separation in 1993 of Ethiopia and Eritrea; a border conflict (1998–2000) is ended by the Algier Peace Agreement mediated by the AU; UNMEE deploys to supervise the peace agreement (Franke and Warnecke 2009).

Start Date: 2000

End Date: 2008

Organization: United Nations

UN Mandate: yes

Resolutions: 1312, 1320, 1430

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 4200

Target Nation: Ethiopia and Eritrea

Participating Nations: South Africa, Algeria, Germany, Austria, Bangladesh, Bolivia, Brazil, China, Croatia, Spain, USA, Finland, France, Gambia, Ghana, Greece, Guatemala, India, Jordan, Kenya, Kirgizstan, Malaysia, Mongolia, Namibia, Nepal, Nigeria, Norway, Pakistan, Paraguay, Peru, Poland, Czech Republic, Romania, UK, Russia, Sri Lanka, Sweden, Tanzania, Tunisia, Ukraine, Uruguay, Zambia

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: USA, Russia, China, UK

0123456789

US

Ru

ssia

Ch

ina

UK

Fra

nce

Eth

iop

ia

Ba

ng

lad

esh

Jam

aic

a

Ma

li

Uk

rain

e

Eri

tre

a

Ire

lan

d

Ita

ly

Gu

ine

a-B

issa

u

No

rwa

y

Arg

en

tin

a

Ca

na

da

Co

lom

bia

Jap

an

Ma

lay

sia

Ma

uri

tiu

s

Ne

the

rla

nd

s

Sin

ga

po

re

Tu

nis

ia

Na

mib

ia

Bu

lga

ria

Ca

me

roo

n

Gu

ine

a

Me

xico

Sp

ain

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49

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Algier Peace Agreement

Although the OAU formally mediated the Ethiopian-Eritrean peace process, the key player in the background was the United States. Prendergast (2001:2) notes that only “twice the U.S. has made a commitment to lead a peace process in Africa and sustained that commitment over an extended period of time” - in Nambia led by Chester Crocker and in the Ethiopia-Eritrea led by Anthony Lake. When the conflict visibly erupted in May 1998, the leaders of both Ethiopia and Eritrea asked Susan Rice, then U.S. Assistant Secretary of State, and Paul Kagame, then Vice-President of Rwanda, to come to the region and try to defuse tensions. Also actively involved was President Clinton, who was in frequent contact with the leaders by phone, backing up and sealing U.S. diplomatic efforts on the ground. Once the peace agreement was negotiated, the U.S. shifted focus to get a UN peacekeeping mission deployment process initiated (Prendergast 2001:5).

References:

Prendergast, J. (2001). U.S. Leadership in resolving African Conflict - the Case of Ethiopia-Eritrea. Special Reports, United States Institute of Peace.

http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2713925/k.F533/Ethiopia__Eritreabr_Historical_Chronology.htm

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MINUEE (for participation data)

http://www.un.org/en/peacekeeping/resources/statistics/contributors.shtml (for troop data)

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50

SECURITY OPERATIONS DATASET

18. CODE SHEET

Name of Operation: INTERFET (International Force for East Timor)

Brief Description of Operation: Following unilateral annexation of East Timor by Indonesia in the 1970s, independence efforts turn violent by late 1990s; the UN deploys a civilian operation (UNAMET) to conduct a referendum among East Timorese on special autonomy vs. independence. Following the referendum, violence breaks out and UNAMET is evacuated and replaced by INTERFET in an attempt to restore order (Franke and Warnecke 2009).

Start Date: 1999

End Date: 2000

Organization: ad hoc

UN Mandate: yes

Resolutions: 1264

Intensity of Operation: Multidimensional peacekeeping (Chapter VII)

Max. Police Forces deployed: -

Max. Military Forces deployed: 13.000

Target Nation: Indonesia

Participating Nations: Australia, Thailand, Brazil, Canada, Denmark, Egypt, Fiji, France, Germany, Ireland, Italy, Jordan, Kenya, Malaysia, Mozambique, New Zealand, Norway, Philippines, South Korea, Singapore, Sweden, United Kingdom, United States

Lead Nation(s): Australia

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: USA, UK, China, Australia, France, Russia, Japan, New Zealand,

Portugal

05

1015202530354045

UK

US

Ch

ina

Au

stra

lia

Fra

nce

Ru

ssia

Jap

an

NZ

Po

rtu

ga

lB

razi

lM

ala

ysi

aP

hil

ipp

ine

sS

ing

ap

ore

Arg

en

tin

aU

kra

ine

Jam

aic

aN

orw

ay

Ba

ng

lad

esh

Ma

liT

un

isia

Ire

lan

dC

an

ad

aS

ou

th K

ore

aM

exi

coN

eth

erl

an

ds

Ch

ile

Co

lom

bia

Ma

uri

tiu

sG

erm

an

yS

ou

th A

fric

aS

pa

inN

am

ibia

Th

ail

an

dA

ng

ola

Sy

ria

Au

stri

aP

ak

ista

nG

ree

ceB

ulg

ari

aG

uin

ea

Ca

me

roo

nF

iji

De

nm

ark

Alg

eri

aG

ha

na

Pe

ruQ

ata

rS

lov

ak

iaT

an

zan

iaB

en

inR

om

an

iaIt

aly

Be

lgiu

mC

on

go

Cu

ba

Ga

bo

nS

lov

en

iaT

urk

ey

Ug

an

da

Vie

tna

mIn

dia

Lib

ya

Mo

zam

biq

ue

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51

2. Conflict Resolution Efforts Evaluation

Peace Agreement: East Timor Independence Referendum (5 May 1999 Agreement)

INTERFET was led by Australia (see e.g., Coleman 2007, Dee 2001, Ryan 2002)

References:

Coleman, K. P. (2007). International Organizations and Peace Enforcement: The Politics of International Legitimacy. Cambridge, Cambridge University Press.

Dee, M. (2001). "‘Coalitions of the willing’ and humanitarian intervention: Australia's involvement with INTERFET." International Peacekeeping 8(3): 1-20.

Franke, V. C. and A. Warnecke (2009). "Building Peace: An Inventory of UN Peace Missions since the End of the Cold War." International Peacekeeping 16(3): 408-436.

Marker, J. (2003). East Timor : a memoir of the negotiations for independence. Jefferson, N.C. ; London, McFarland.

Martin, I. (2001). Self-determination in East Timor: the United Nations, the ballot, and international intervention. Boulder, Colo. ; London, Lynne Rienner Publishers.

Ryan, A. (2002). "The Strong Lead-nation Model in an ad-hoc Coalition of the Willing: Operation Stabilize in East Timor." International Peacekeeping 9(1): 23-44.

http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2815967/k.4D11/TimorLestebr_Historical_Chronology.htm

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/INTERFET (for participation data)

http://www.britains-smallwars.com/RRGP/EastTimor.html (for troop participation)

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52

SECURITY OPERATIONS DATASET

19. CODE SHEET

Name of Operation: UNTAET (UN Transitional Administration in East Timor)

Brief Description of Operation: UNTAET replaces INTERFET and exercises all legislative and executive authority in East Timor, while preparing the country for independence (Franke and Warnecke 2009).

Start Date: 1999

End Date: 2002

Organization: United Nations

UN Mandate: yes

Resolutions: 1272

Intensity of Operation: International transitory government

Max. Police Forces deployed: 1640

Max. Military Forces deployed: 9150

Target Nation: Indonesia

Participating Nations: Germany, Argentina, Australia, Brazil, Canada, South Korea, USA, Fiji, France, Ireland, Italy, Jordan, Kenya, Malaysia, Nepal, Norway, New Zealand, Philippines, UK, Singapore, Sweden, Thailand

Lead Nation(s): Australia

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: USA, UK, China, Australia, France, Russia, Japan, New Zealand,

Portugal

0

5

10

15

20

25

30

35

40

45

UK

US

Ch

ina

Au

stra

lia

Fra

nce

Ru

ssia

Jap

an

NZ

Po

rtu

ga

lB

razi

lM

ala

ysi

aP

hil

ipp

ine

sS

ing

ap

ore

Arg

en

tin

aU

kra

ine

Jam

aic

aN

orw

ay

Ba

ng

lad

esh

Ma

liT

un

isia

Ire

lan

dC

an

ad

aS

ou

th K

ore

aM

exi

coN

eth

erl

an

ds

Ch

ile

Co

lom

bia

Ma

uri

tiu

sG

erm

an

yS

ou

th A

fric

aS

pa

inN

am

ibia

Th

ail

an

dA

ng

ola

Sy

ria

Au

stri

aP

ak

ista

nG

ree

ceB

ulg

ari

aG

uin

ea

Ca

me

roo

nF

iji

De

nm

ark

Alg

eri

aG

ha

na

Pe

ruQ

ata

rS

lov

ak

iaT

an

zan

iaB

en

inR

om

an

iaIt

aly

Be

lgiu

mC

on

go

Cu

ba

Ga

bo

nS

lov

en

iaT

urk

ey

Ug

an

da

Vie

tna

mIn

dia

Lib

ya

Mo

zam

biq

ue

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53

2. Conflict Resolution Efforts Evaluation

Same actors involved as in INTERFET (see above)

References:

see above

http://www.operationspaix.net/ATNUTO (for participation data)

IISS Military Balance (for troop data)

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54

SECURITY OPERATIONS DATASET

20. CODE SHEET

Name of Operation: UNMISET (UN Mission of Support in East Timor)

Brief Description of Operation: East Timor becomes independent in 2002. The UN remains in the country to assist with reconstruction (Franke and Warnecke 2009).

Start Date: 2002

End Date: 2005

Organization: United Nations

UN Mandate: yes

Resolutions: 1410, 1543

Intensity of Operation: Multidimensional peacebuilding

Max. Police Forces deployed: 771

Max. Military Forces deployed: 4776

Target Nation: Indonesia

Participating Nations: Australia, Bangladesh, Bolivia, BH, Brazil, China, Croatia, Denmark, Spain, USA, Fiji, Ghana, Jordan, Malaysia, Mozambique, Nepal, Norway, New Zealand, Pakistan, Philippines, Portugal, Russia, Samoa, Slovakia, Sri Lanka, Sweden, Turkey, Ukraine, Zambia, Zimbabwe

Lead Nation(s): Australia

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: USA, UK, China, Australia, France, Russia, Japan, New Zealand,

Portugal

05

1015202530354045

UK

Ch

ina

Au

stra

lia

Fra

nce

Ru

ssia

Jap

an

NZ

Po

rtu

ga

lB

razi

lM

ala

ysi

aP

hil

ipp

ine

sS

ing

ap

ore

Arg

en

tin

aU

kra

ine

Jam

aic

aN

orw

ay

Ba

ng

lad

esh

Ma

liT

un

isia

Ire

lan

dC

an

ad

aS

ou

th K

ore

aM

exi

coN

eth

erl

an

ds

Ch

ile

Co

lom

bia

Ma

uri

tiu

sG

erm

an

yS

ou

th A

fric

aS

pa

inN

am

ibia

Th

ail

an

dA

ng

ola

Sy

ria

Au

stri

aP

ak

ista

nG

ree

ceB

ulg

ari

aG

uin

ea

Ca

me

roo

nF

iji

De

nm

ark

Alg

eri

aG

ha

na

Pe

ruQ

ata

rS

lov

ak

iaT

an

zan

iaB

en

inR

om

an

iaIt

aly

Be

lgiu

mC

on

go

Cu

ba

Ga

bo

nS

lov

en

iaT

urk

ey

Ug

an

da

Vie

tna

mIn

dia

Lib

ya

Mo

zam

biq

ue

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55

2. Conflict Resolution Efforts Evaluation

Same actors involved as in UNTAET (see above)

References:

see above

http://www.operationspaix.net/MANUTO (for participation data)

IISS Military Balance (for troop data)

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56

SECURITY OPERATIONS DATASET

21. CODE SHEET

Name of Operation: MINUGUA (UN Mission in Guatemala)

Brief Description of Operation: MINUGUA was created on January 20, 1997 by the UNSC. It ended on May 27, 1997. The objective of the operation was to strengthen the capacity of the UN human rights verification mission in Guatemala, which had been engaged in Guatemala since September 1994. MINUGUA’s mandate was to verify compliance with the provisions of the cease-fire agreement signed by the Government of Guatemala and the Guatemalan National Revolutionary Unit (URNG) on December 4, 1996, which provided for the formal cessation of hostilities, separation of forces and demobilization of combatants.

Start Date: 1997

End Date: 1997

Organization: United Nations

UN Mandate: yes

Resolutions: 1094, A/RES/48/267

Intensity of Operation: Peacebuilding consultation

Max. Police Forces deployed: -

Max. Military Forces deployed: 155

Target Nation: Guatemala

Participating Nations: Germany, Argentina, Australia, Austria, Brazil, Canada, Colombia, Ecuador, Spain, USA, Italy, Norway, Russia, Singapore, Sweden, Ukraine, Uruguay, Venezuela

Lead Nation(s): Spain, United States, Norway, Mexico31

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: cannot be determined

31 Note that Norway and Mexico are not among the key UNSC speakers. However, their involvement in the Guatemalan peace process is so extensive that they are still counted among the Lead Nations of this operation.

00.5

11.5

US

Sp

ain

Arg

en

tin

a

Ch

ina

Fra

nce

Ru

ssia

/U

SS

R

Ve

ne

zue

la

UK

Co

lom

bia

Co

sta

Ric

a

Ca

na

da

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57

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Ceasefire of December 1997

The peace brokers in the Guatemalan case were the so-called “Friends of the Guatemalan Peace Process” consisting of Colombia, Mexico, Norway, Spain, United States and Venezuela. Not all “friends” were, however, equally involved.

Norway stood out by financing the participation of the URNG throughout much of the negotiation process (Whitfield 2007: 84-86). Norwegian officials also took many initiatives to advance the resolution of the conflict e.g. the National Dialogue (1989-1990), the 1990 Oslo agreement, and the 1992 Nobel Price for Rigoberta Menchu. Olso was also the site of the June 1994 accords (Jonas 2000:63).

Mexico, on the other hand, served as host of most of the talks leading up to the peace agreement in Mexico City (Jonas 200:63; Whitfield 2007: 84-86).

Spain served as the site of informal peace talks incl. the first encounter of the URNG and the Guatemalan government in 1987 (Jonas 2000:63).

Finally, the United States lent the diplomatic heavy weight to pressure, in particular, the Guatemalan army to accept full civilian control and demilitarization and thus contributed significantly to the success of the peace talks (Jonas 2000:64).

References:

Jonas, S. (2000). Of centaurs and doves : Guatemala's peace process. Boulder, Westview Press.

Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MINUGUA (for participation data)

Note: No data on troop deployments per country available

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58

SECURITY OPERATIONS DATASET

22. CODE SHEET

Name of Operation: UNMIH (UN Mission in Haiti)

Brief Description of Operation: After President Duvalier is ousted in 1986, Haiti experiences a series of short-lived governments. The UN Observer Group for the Verification of Elections in Haiti (ONUVEH) monitors the first democratic elections in 1990, which bring Jean- Bertrand Aristide to power. He is ousted in a coup in 1991. A joint UN–OAS International Civilian Mission in Haiti (MICIVIH) is deployed in 1993. Based upon the Governors Island Agreement, Aristide is to be restored to power and UNMIH is to assist in security sector reform. In 1994, a multinational force of 20,000 troops led by the U.S. (Operation Uphold Democracy) reinstalls Aristide. In 1995, UNMIH takes over from the multinational U.S.-led force (Franke and Warnecke 2009).

Start Date: 1993

End Date: 1996

Organization: United Nations

UN Mandate: yes

Resolutions: 867, 940, 975

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: 900

Max. Military Forces deployed: 6000

Target Nation: Haiti

Participating Nations: Algeria, Bangladesh, Canada, Djibouti, USA, France, Mali, Pakistan, Netherlands, Russia, Togo, Trinidad and Tobago

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, France

Two standard deviations above the mean: USA, France, China, Canada, Russia, Brazil, Argentina

05

1015202530

US

Fra

nce

Ch

ina

Ca

na

da

Ru

ssia

Bra

zil

Arg

en

tin

a

Sp

ain

Ve

ne

zue

la

Ch

ile

UK

Jap

an

Ho

nd

ura

s

Me

xico

Pe

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ay

Ge

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an

a

Nig

eri

a

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stri

a

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min

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n …

Gu

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on

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a

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a-…

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ny

a

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59

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Governor’s Island Agreement

The United States was the key player in solving the Haiti crisis. It not only hosted the peace talks concluding in the Governor’s Island Agreement but also pulled the political and diplomatic strings behind the scenes (Malone 1998:86). Malone (1998:76, 117) suggests that throughout the crisis, the United States was “the single most important player, by a long shot, given its dominant role within the Hemisphere and the fact that nothing significant could be achieved at the OAS or in the UNSC without its leadership or at least its active concurrence” (see also Kreps 2007:463, 466; Kreps 2011:74ff; Talentino 2005: 141).

References:

Franke, V. C. and A. Warnecke (2009). "Building Peace: An Inventory of UN Peace Missions since the End of the Cold War." International Peacekeeping 16(3): 408-436.

Kreps, S. E. (2007). "The 1994 Haiti intervention: A unilateral operation in multilateral Clothes." Journal of Strategic Studies 30(3): 449-474.

Kreps, S. E. (2011). Coalitions of convenience: United States military interventions after the Cold War. New York, Oxford University Press.

Malone, D. (1998). Decision-making in the UN Security Council: the case of Haiti, 1990-1997. Oxford New York, Clarendon Press

Talentino, A. K. (2005). Military intervention after the Cold War: the evolution of theory and practice, Ohio Univ Ctr for Intl Studies.

http://unbisnet.un.org (for UNSC speech record data) http://www.un.org/en/peacekeeping/resources/statistics/contributors.shtml (for participation and troop data)

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60

SECURITY OPERATIONS DATASET

23. CODE SHEET

Name of Operation: Operation Uphold Democracy

Brief Description of Operation: Operation Uphold Democracy is deployed to reinforce UNMIH and enforce the implementation of the Governor’s Island Agreement (Franke and Warnecke 2009).

Start Date: 1994

End Date: 1995

Organization: United Nations

UN Mandate: yes

Resolutions: 940

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 20.000

Target Nation: Haiti

Participating Nations: United States, Poland, Argentina

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, France

Two standard deviations above the mean: USA, France, China, Canada, Russia, Brazil, Argentina

0

5

10

15

20

25

30

US

Fra

nce

Ch

ina

Ca

na

da

Ru

ssia

Bra

zil

Arg

en

tin

a

Sp

ain

Ve

ne

zue

la

Ch

ile

UK

Jap

an

Ho

nd

ura

s

Me

xico

Pe

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Cu

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Uru

gu

ay

Ge

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ny

So

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Ko

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Bo

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a

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eri

a

Au

stri

a

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n …

Gu

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a

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tan

Ro

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61

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Governor’s Island Agreement

Same actors involved as in UNMIH (see above)

References:

Franke, V. C. and A. Warnecke (2009). "Building Peace: An Inventory of UN Peace Missions since the End of the Cold War." International Peacekeeping 16(3): 408-436.

Kreps, S. E. (2007). "The 1994 Haiti intervention: A unilateral operation in multilateral Clothes." Journal of Strategic Studies 30(3): 449-474.

Kreps, S. E. (2011). Coalitions of convenience: United States military interventions after the Cold War. New York, Oxford University Press.

Malone, D. (1998). Decision-making in the UN Security Council: the case of Haiti, 1990-1997. Oxford New York, Clarendon Press

Talentino, A. K. (2005). Military intervention after the Cold War: the evolution of theory and practice, Ohio Univ Ctr for Intl Studies.

http://unbisnet.un.org (for UNSC speech record data)

Note: No data on troop deployments per country available

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62

SECURITY OPERATIONS DATASET

24. CODE SHEET

Name of Operation: UNSMIH (UN Support Mission in Haiti)

Brief Description of Operation: Mandated by the UNSC because of fears that stability and peace will again collapse in Haiti; The focus of the operation is to restore stability by rebuilding Haitian National Police (Franke and Warnecke 2009).

Start Date: 1996

End Date: 1997

Organization: United Nations

UN Mandate: yes

Resolutions: 1063

Intensity of Operation: Multidimensional peacebuilding

Max. Police Forces deployed: 291

Max. Military Forces deployed: 1297

Target Nation: Haiti

Participating Nations: Algeria, Canada, USA, France, India, Mali, Pakistan, Togo

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, France

Two standard deviations above the mean: USA, France, China, Canada, Russia, Brazil, Argentina

0

5

10

15

20

25

30

US

Fra

nce

Ch

ina

Ca

na

da

Ru

ssia

Bra

zil

Arg

en

tin

a

Sp

ain

Ve

ne

zue

la

Ch

ile

UK

Jap

an

Ho

nd

ura

s

Me

xico

Pe

ru

Cu

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Uru

gu

ay

Ge

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ny

So

uth

Ko

rea

Bo

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an

a

Nig

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a

Au

stri

a

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lic

Gu

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la

Ind

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Po

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Ric

a

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bia

Tu

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ly

Gu

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a-B

issa

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ny

a

Po

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ga

l

Rw

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da

Pa

kis

tan

Ro

ma

nia

Ug

an

da

Gre

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Sw

ed

en

Cze

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ep

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lic

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Bo

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Le

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63

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Governor’s Island Agreement

Same actors involved as in UNMIH (see above)

References:

Franke, V. C. and A. Warnecke (2009). "Building Peace: An Inventory of UN Peace Missions since the End of the Cold War." International Peacekeeping 16(3): 408-436.

Kreps, S. E. (2007). "The 1994 Haiti intervention: A unilateral operation in multilateral Clothes." Journal of Strategic Studies 30(3): 449-474.

Kreps, S. E. (2011). Coalitions of convenience: United States military interventions after the Cold War. New York, Oxford University Press.

Malone, D. (1998). Decision-making in the UN Security Council: the case of Haiti, 1990-1997. Oxford New York, Clarendon Press

Talentino, A. K. (2005). Military intervention after the Cold War: the evolution of theory and practice, Ohio Univ Ctr for Intl Studies.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MANUH (for participation data)

IISS Military Balance (for troop data)

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64

SECURITY OPERATIONS DATASET

25. CODE SHEET

Name of Operation: UNTMIH (UN Transition Mission in Haiti)

Brief Description of Operation: the UNSC mandates UNTMIH out of continued fear that the peace process will collapse without further engagement leads. UNTMIH increases the support of the Haitian National Police and for economic reconstruction (Franke and Warnecke 2009).

Start Date: 1997

End Date: 1997

Organization: United Nations

UN Mandate: yes

Resolutions: 1123

Intensity of Operation: Peacebuilding consultation

Max. Police Forces deployed: 250

Max. Military Forces deployed: 50

Target Nation: Haiti

Participating Nations: Argentina, Benin, Canada, USA, France, India, Mali, Niger, Pakistan, Senegal, Togo, Tunisia

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, France

Two standard deviations above the mean: USA, France, China, Canada, Russia, Brazil, Argentina

0

5

10

15

20

25

30

US

Fra

nce

Ch

ina

Ca

na

da

Ru

ssia

Bra

zil

Arg

en

tin

a

Sp

ain

Ve

ne

zue

la

Ch

ile

UK

Jap

an

Ho

nd

ura

s

Me

xico

Pe

ru

Cu

ba

Uru

gu

ay

Ge

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ny

So

uth

Ko

rea

Bo

tsw

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a

Nig

eri

a

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stri

a

Do

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lic

Gu

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Ind

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Po

lan

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Co

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Ric

a

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da

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Tu

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Gu

ine

a-B

issa

u

Ke

ny

a

Po

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ga

l

Rw

an

da

Pa

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tan

Ro

ma

nia

Ug

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da

Gre

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Sw

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65

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Governor’s Island Agreement

Same actors involved as in UNMIH (see above)

References:

Franke, V. C. and A. Warnecke (2009). "Building Peace: An Inventory of UN Peace Missions since the End of the Cold War." International Peacekeeping 16(3): 408-436.

Kreps, S. E. (2007). "The 1994 Haiti intervention: A unilateral operation in multilateral Clothes." Journal of Strategic Studies 30(3): 449-474.

Kreps, S. E. (2011). Coalitions of convenience: United States military interventions after the Cold War. New York, Oxford University Press.

Malone, D. (1998). Decision-making in the UN Security Council: the case of Haiti, 1990-1997. Oxford New York, Clarendon Press

Talentino, A. K. (2005). Military intervention after the Cold War: the evolution of theory and practice, Ohio Univ Ctr for Intl Studies.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MITNUH (for participation data)

IISS Military Balance (for troop data)

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66

SECURITY OPERATIONS DATASET

26. CODE SHEET

Name of Operation: MIPONUH (UN Civilian Police Mission in Haiti)

Brief Description of Operation: MIPONUH is mandated by the UNSC because of continued concerns regarding performance of the Haitian National Police; MIPONUH is followed by joint UN–OAS International Civilian Support Mission in Haiti (MICAH) (Franke and Warnecke 2009).

Start Date: 1997

End Date: 2000

Organization: United Nations

UN Mandate: yes

Resolutions: -

Intensity of Operation: Specialized peacebuilding (police)

Max. Police Forces deployed: 300

Max. Military Forces deployed: -

Target Nation: Haiti

Participating Nations: Argentina, Benin, Canada, USA, France, India, Mali, Niger, Senegal, Togo, Tunisia

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, France

Two standard deviations above the mean: USA, France, China, Canada, Russia, Brazil, Argentina

0

5

10

15

20

25

30

US

Fra

nce

Ch

ina

Ca

na

da

Ru

ssia

Bra

zil

Arg

en

tin

a

Sp

ain

Ve

ne

zue

la

Ch

ile

UK

Jap

an

Ho

nd

ura

s

Me

xico

Pe

ru

Cu

ba

Uru

gu

ay

Ge

rma

ny

So

uth

Ko

rea

Bo

tsw

an

a

Nig

eri

a

Au

stri

a

Do

min

ica

n R

ep

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lic

Gu

ate

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la

Ind

on

esi

a

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t

Po

lan

d

Co

sta

Ric

a

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da

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Co

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bia

Tu

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ly

Gu

ine

a-B

issa

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Ke

ny

a

Po

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ga

l

Rw

an

da

Pa

kis

tan

Ro

ma

nia

Ug

an

da

Gre

ece

Sw

ed

en

Cze

ch R

ep

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lic

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Bo

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n

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67

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Governor’s Island Agreement

Same actors involved as in UNMIH (see above)

References:

Franke, V. C. and A. Warnecke (2009). "Building Peace: An Inventory of UN Peace Missions since the End of the Cold War." International Peacekeeping 16(3): 408-436.

Kreps, S. E. (2007). "The 1994 Haiti intervention: A unilateral operation in multilateral Clothes." Journal of Strategic Studies 30(3): 449-474.

Kreps, S. E. (2011). Coalitions of convenience: United States military interventions after the Cold War. New York, Oxford University Press.

Malone, D. (1998). Decision-making in the UN Security Council: the case of Haiti, 1990-1997. Oxford New York, Clarendon Press

Talentino, A. K. (2005). Military intervention after the Cold War: the evolution of theory and practice, Ohio University Center for Intl Studies.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MIPONUH (for participation data)

IISS Military Balance (for troop data)

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68

SECURITY OPERATIONS DATASET

27. CODE SHEET

Name of Operation: MIFH (Multinational Interim Force in Haiti)

Brief Description of Operation: Political violence breaks out after contested presidential and parliamentary elections in 2000. A U.S.-led Multinational Interim Force (MIF) enforces peace under Chapter VII of the UN Charter and is followed by MINUSTAH (see below).

Start Date: 2004

End Date: 2004

Organization: ad hoc

UN Mandate: yes

Resolution: 1542

Intensity of Operation: Peace enforcement (Chapter VII)

Max. Police Forces deployed: -

Max. Military Forces deployed: 3000

Target Nation: Haiti

Participating Nations: U.S., Canada, France, Chile

Lead Nation(s): United States, France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, France

Two standard deviations above the mean: USA, France, China, Canada, Russia, Brazil, Argentina

0

5

10

15

20

25

30

US

Fra

nce

Ch

ina

Ca

na

da

Ru

ssia

Bra

zil

Arg

en

tin

a

Sp

ain

Ve

ne

zue

la

Ch

ile

UK

Jap

an

Ho

nd

ura

s

Me

xico

Pe

ru

Cu

ba

Uru

gu

ay

Ge

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ny

So

uth

Ko

rea

Bo

tsw

an

a

Nig

eri

a

Au

stri

a

Do

min

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n …

Gu

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ma

la

Ind

on

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a

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Po

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Ric

a

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da

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Tu

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Ke

ny

a

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Rw

an

da

Pa

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tan

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Ug

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da

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Sw

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69

2. Conflict Resolution Efforts Evaluation

Peace Agreement: no agreement => regime change

Whitfield (2007: 105ff; for a similar account see also Lehmann 2007; Podur 2004; Mayssan 2004) writes: “In February 2004 armed conflict broke out in the north of Haiti for the departure of Aristide – many of them former members of the army and paramilitary groups disbanded after Aristide’s return to the country in 1994 – and Aristide’s supporters. In a meeting of the Security Council held on February 26, representatives of CARICOM and Haiti appealed directly and unambiguously for immediate intervention by the UN to help restore peace and security to the country and save Aristide. But they were met with the UN equivalent of stony silence. Meanwhile, outside the Council, pressure on Aristide was mounting. On the day before the Council met, the Foreign Minister of France effectively called for Aristide to go. Aristide “bears heavy responsibility for the current situation,” he said. “It is up to him to accept the consequences.” The United

States had not yet been so forthcoming, but was not at all displeased to see France out ahead on this issue, and soon began to make its own views felt. On February 29, Aristide resigned under controversial circumstance and was whisked out of Haiti on a U.S. airplane to the Central African Republic. Supreme Court President Boniface Alexandre assumed the presidency. Hours later, the new authorities in Haiti asked the Security Council for help. France and the United States – working in lockstep to an extent that amazed colleagues who had grown used to the post-Iraq antipathy between them – sprung into action to push through a resolution later that day. This authorized the immediate deployment of a multinational force that would be replaced within three months by a UN peacekeeping operation.“

References:

Lehmann, G. (2007). Haïti 2004 : radiographie d'un coup d'état. Paris, L'Harmattan.

Mayssan, T. (2004). "Coup d'Etat en Haiti." Réseau Voltaire.

Podur, J. (2004). "Kofi Annan's Haiti." New Left Review: 5.

Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press. http://unbisnet.un.org (for UNSC speech record data)

Note: No data on troop deployments per country available

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70

SECURITY OPERATIONS DATASET

28. CODE SHEET

Name of Operation: MINUSTAH (UN Stabilization Mission in Haiti)

Brief Description of Operation: UN follow-on mission of MIFH (see above)

Start Date: 2004

End Date: ongoing

Organization: United Nations

UN Mandate: yes

Resolutions: 1542

Intensity of Operation: Multidimensional peacebuilding and peace enforcement (Chapter VII)

Max. Police Forces deployed: 2066

Max. Military Forces deployed: 7051

Target Nation: Haiti

Participating Nations: Argentina, Benin, Bolivia, Brazil, Burkina Faso, Cameroon, Canada, CAR, Chile, China, Colombia, Côte d'Ivoire, Croatia, Egypt, El Salvador, Ecuador, Spain, USA, France, Guatemala, Guinea, India, Jamaica, Jordan, Madagascar, Mali, Nepal, Niger, Nigeria, Pakistan, Paraguay, Peru, Philippines, Romania, Russia, Rwanda, Senegal, Serbia, Sri Lanka, Switzerland, Chad, Togo, Turkey, Uruguay, Yemen

Lead Nation(s): United States, France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, France

Two standard deviations above the mean: USA, France, China, Canada, Russia, Brazil, Argentina

0

5

10

15

20

25

30

US

Fra

nce

Ch

ina

Ca

na

da

Ru

ssia

Bra

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Arg

en

tin

a

Sp

ain

Ve

ne

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la

Ch

ile

UK

Jap

an

Ho

nd

ura

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Me

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Pe

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Cu

ba

Uru

gu

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Ge

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ny

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da

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tan

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71

2. Conflict Resolution Efforts Evaluation

Peace Agreement: -

Same actors involved as in MIFH (see above)

References:

Lehmann, G. (2007). Haïti 2004 : radiographie d'un coup d'état. Paris, L'Harmattan.

Mayssan, T. (2004). "Coup d'Etat en Haiti." Réseau Voltaire.

Podur, J. (2004). "Kofi Annan's Haiti." New Left Review: 5.

Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MINU.S.TAH (for participation data)

IISS Military Balance (for troop data)

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72

SECURITY OPERATIONS DATASET

29. CODE SHEET

Name of Operation: Operation Desert Storm

Brief Description of Operation: Operation Desert Storm was a U.S.-led multinational combat operation to expel Iraqi forces from Kuwait.

Start Date: 1990

End Date: 1990

Organization: ad hoc

UN Mandate: yes

Resolutions: 660, 678

Intensity of Operation: Combat Operation

Max. Police Forces deployed: -

Max. Military Forces deployed: 959,600

Target Nation: Kuwait, Iraq

Participating Nations: United States, Saudi Arabia, United Kingdom, Egypt, France, Syria, Morocco, Kuwait, Oman, Pakistan, Canada, United Arab Emirates, Qatar, Bangladesh, Italy, Australia, Netherlands, Niger, Sweden, Argentina, Senegal, Spain, Bahrain, Belgium, Poland, South Korea, Czech Republic, Greece, Denmark, New Zealand, Hungary, Norway

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA, UK, France, USSR

Two standard deviations above the mean: USA, UK, France, USSR, China

0

10

20

30

40

50

60

US

UK

Fra

nce

Ru

ssia

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SS

RC

hin

aK

uw

ait

Ira

qC

ub

aY

em

en

Ro

ma

nia

Ca

na

da

Ma

lay

sia

Jap

an

Za

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Ind

iaE

cua

do

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elg

ium

Fin

lan

dE

gy

pt

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stri

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ire

Eth

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ab

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73

2. Conflict Resolution Efforts Evaluation

Peace Agreement: no agreement => response to Iraqi invasion of Kuwait

The United States is generally credited for having had the diplomatic as well as military lead on Operation Desert Storm (e.g. Bennett et al. 1994, 1997; Baker 1990; Kreps 2011:49ff; Bosco 2009:157).

References:

Baker, J. A. and T. M. Defrank (1995). The politics of diplomacy : revolution, war, and peace, 1989-1992. New York, G.P. Putnam's Sons.

Bennett, A., J. Lepgold, et al. (1994). "Burden-sharing in the Persian Gulf War." International Organization 48(01): 39-75.

Bennett, A., J. Lepgold, et al. (1997). Friends in need : burden sharing in the Persian Gulf War. New York, St. Martin's Press.

Bosco, D. L. (2009). Five to rule them all: the UN Security Council and the making of the modern world. Oxford; New York, Oxford University Press. http://unbisnet.un.org (for UNSC speech record data) http://www.nationmaster.com/graph/mil_gul_war_coa_for-military-gulf-war-coalition-forces (for participation/troop data)

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74

SECURITY OPERATIONS DATASET

30. CODE SHEET

Name of Operation: UNIKOM (UN Iraq-Kuwait Observation Mission)

Brief Description of Operation: UNIKOM was established on April 9, 1991 by UNSC Resolution 687. It ended Oct. 6, 2003. Its mandate was to monitor the demilitarized zone along the border between Iraq and Kuwait as well as the waterway Khor'Abdullah, prevent violations of the border, and observe any other hostile act.

Start Date: 1991

End Date: 2003

Organization: United Nations

UN Mandate: yes

Resolutions: 687

Intensity of Operation: Peace enforcement (Chapter VII)

Max. Police Forces deployed: -

Max. Military Forces deployed: 300

Target Nation: Kuwait, Iraq

Participating Nations: Germany, Argentina, Austria, Bangladesh, Canada, China, Denmark, USA, Fiji, Finland, France, Ghana, Greece, Hungary, India, Indonesia, Ireland, Italy, Kenya, Malaysia, Nigeria, Pakistan, Poland, Romania, UK, Russia, Senegal, Singapore, Sweden, Thailand, Turkey, Uruguay, Venezuela

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA, UK, France, USSR

Two standard deviations above the mean: USA, UK, France, USSR, China

0

10

20

30

40

50

60

US

UK

Fra

nce

Ru

ssia

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SS

RC

hin

aK

uw

ait

Ira

qC

ub

aY

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en

Ro

ma

nia

Ca

na

da

Ma

lay

sia

Jap

an

Za

ire

Ind

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do

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Fin

lan

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gy

pt

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Eth

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Arg

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75

2. Conflict Resolution Efforts Evaluation

Peace Agreement: -

Same actors involved as in Operation Desert Storm (see above)

References: see above

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MONUIK (for participation data)

IISS Military Balance (for troop data)

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76

SECURITY OPERATIONS DATASET

31. CODE SHEET

Name of Operation: MNF-I (Multinational Force in Iraq)

Brief Description of Operation: The Multi-National Force – Iraq (MNF–I) was a military operation led by the United States. MNF-I replaced the previous force, Combined Joint Task Force 7 on 15 May 2004 and was later reorganized into its successor operation: United States Forces – Iraq.

Start Date: 2003

End Date: approx. 2011

Organization: ad hoc

UN Mandate: no

Intensity of Operation: Combat operation

Max. Police Forces deployed: 1051

Max. Military Forces deployed: 297.000

Target Nation: Iraq

Participating Nations: U.S., Australia, UK, Romania, El Salvador, Estonia, Bulgaria, Moldova, Albania, Ukraine, Denmark, Czech Republic, South Korea, Japan, Tonga, Azerbaijan, Singapore, Bosnia and Herzegovina, Macedonia, Latvia, Poland, Kazakhstan, Armenia, Mongolia, Georgia, Slovakia, Lithuania, Italy, Norway, Hungary, Netherlands, Portugal, New Zealand, Thailand, Philippines, Honduras, Dominican Republic, Spain, Nicaragua, Iceland

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, UK, Russia, France, China

Two standard deviations above the mean: USA, UK, Russia, France, China

05

101520253035404550

US

UK

Ru

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Fra

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Ch

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Ge

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ny

Sy

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Pa

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Me

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77

2. Conflict Resolution Efforts Evaluation

Peace Agreement: no peace agreement => regime change

The United States led MNF-I (e.g., Baltrusaitis 2009; Kreps 2011:114ff).

References:

Baltrusaitis, D. F. (2009). Coalition Politics and the Iraq War, First Forum Press.

Kreps, S. E. (2011). Coalitions of convenience: United States military interventions after the Cold War. New York, Oxford University Press.

http://unbisnet.un.org (for UNSC speech record data) IISS Military Balance (for participation and troop data)

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78

SECURITY OPERATIONS DATASET

32. CODE SHEET

Name of Operation: Operation Boleas

Brief Description of Operation: Operation Boleas was a military invasion launched by SADC and led by South Africa into Lesotho to quell a suspected coup d'état. In March 1998 parliamentary elections in Lesotho resulted in an overwhelming majority for the ruling Lesotho Congress for Democracy Party, which won 79 out of 80 seats. However, allegations of vote fraud soon surfaced, and after a failed lawsuit by the opposition parties, widespread rioting broke out. Mandela authorized the deployment of 700 South African troops to Lesotho on September 22, 1998 to quell the rioting and maintain order.

Start Date: 1998

End Date: 1999

Organization: SADC

UN Mandate: no

Resolutions: -

Intensity of Operation: Combat operation

Max. Police Forces deployed: -

Max. Military Forces deployed: 800

Target Nation: Lesotho

Participating Nations: South Africa, Botswana

Lead Nation(s): South Africa

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Note: Operation was not discussed at the UNSC

2. Conflict Resolution Efforts Evaluation

Peace agreement: no peace agreement => prevention of regime change

South Africa is generally credited for having led Operation Boleas (e.g. Coleman 2007: 160ff).

References:

Coleman, K. P. (2007). International Organizations and Peace Enforcement: The Politics of International Legitimacy. Cambridge, Cambridge University Press. http://www.operationspaix.net/Operation-Boleas (for participation data)

Note: No data on troop deployments per country available

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79

SECURITY OPERATIONS DATASET

33. CODE SHEET

Name of Operation: ECOMOG-Liberia (ECOWAS Monitoring Group in Liberia)

Brief Description of Operation: In 1990, Liberia experiences a rebellion led by Charles Taylor to oust the sitting president Samuel Doe. As a response to the violence, ECOWAS deploys a military observer group (ECOMOG) to Liberia on August 24, 1990 and engages in multiple attempts to broker peace among the warring factions. In 1997, the Abuja Peace Accords puts an end to hostilities and provides for the disarmament of the armed movements, the establishment of political parties and democratic elections in July 1997, which sweep Charles Taylor into power. Following the 1997 agreement, ECOMOG is entrusted with the policing and disarmament of armed rebel groups and the formation of new security forces. ECOMOMG is gradually withdrawn by October 1999.

Start Date: 1990

End Date: 1999

Organization: ECOWAS

UN Mandate: no

Resolutions: -

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 12.000

Target Nation: Liberia

Participating Nations: Benin, Burkina Faso, Côte d'Ivoire, Gambia, Ghana, Guinea, Mali, Niger, Nigeria, Uganda, Senegal, Sierra Leone, Tanzania

Lead Nation(s): Nigeria, United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, China, France, Russia

05

1015202530

US

Ch

ina

Fra

nce

Ru

ssia

Nig

eri

a

UK

Ge

rma

ny

Bo

tsw

an

a

Ind

on

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Bra

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Jap

an

Ch

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tin

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80

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Standing Mediation Committee sponsoring the Banjul I, Bamako, Banjul II, Lomé Peace

Accords and Yamoussoukro Peace Process,

Nigeria was the driving force behind the establishment of the Standing Mediation Committee (SMC), which brokered the Banjul I, Bamako, Banjul II, Lomé Peace Accords and also mandated the formation of ECOMOG (Mutwol 2009:55; Brown 1999). Nigeria was initially asked by Liberian President Doe to help him stay in power. Nigeria then took the issue to ECOWAS for consideration (Tuck 2000:4; Adeleke 1995:572) and provided the bulk of political, military and financial support for the operation (Adibe 1997:483; see also Adeleke 1995:577, Brown 1999).

By the summer of 1991 – roughly one year into the ECOMOMG operation - the United States began to get involved in the Liberian peace process (Adibe 1907:472; Moran and Pitcher 2004:505; Cohen 2000:127-162). By 1994, the U.S. provided 28.7 million to ECOMOG directly, 270 million for humanitarian assistance in the region and further 30.83 million to the Liberian Trust Fund (Adeleke 1995:589; Tuck 2000:9). In addition, it financed almost the entire Senegalese contribution to ECOMOG (Mortimer 1996; Mutwol 2009; Cohen 2000:158). After the violation of all the peace agreements brokered by the SMC, Jimmy Carter’s International Negotiation Network (INN) sponsored the next round of negotiations – the so-called Yamoussoukro Peace Process. The U.S. government donated US$3.75 to support the talks (Mutwol 2009:88-89).

References:

Adeleke, A. (1995). "The Politics and Diplomacy of Peacekeeping in West Africa: The ECOWAS Operation in Liberia." The Journal of Modern African Studies 33(04): 569-593.

Adibe, C. E. (1997). "The Liberian conflict and the ECOWAS-UN partnership." Third World Quarterly 18(3): 471-488.

Brown, N. (1999). "ECOWAS and the Liberia Experiences: peacekeeping and Self Preservation." Small Wars Journal.

Cohen, H. J. (2000). Intervening in Africa: superpower peacemaking in a troubled continent. New York, St. Martin's Press.

Moran, M. H. and M. A. Pitcher (2004). "The ‘basket case’ and the ‘poster child’: explaining the end of civil conflicts in Liberia and Mozambique." Third World Quarterly 25(3): 501-519.

Mortimer, R. A. (1996). "Senegal's Role in Ecomog: The Francophone Dimension in the Liberian Crisis." The Journal of Modern African Studies 34(02): 293-306.

Mutwol, J. (2009). Peace agreements and civil wars in Africa: insurgent motivations, state responses, and third-party peacemaking in Liberia, Rwanda, and Sierra Leone, Cambria Pr.

Tuck, C. (2000). "Every Car or Moving Object Gone: The ECOMOG intervention in Liberia." African Studies Quarterly 4(1).

http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2892611/k.36B7/Liberia_brHistorical_Chronology.htm

http://unbisnet.un.org (for UNSC speech record data)

IISS Military Balance (for troop data)

Note: Data on troop deployments per country might be inexact.

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81

SECURITY OPERATIONS DATASET

34. CODE SHEET

Name of Operation: UNOMIL (UN Observer Mission in Liberia)

Brief Description of Operation: After ECOWAS brokers a peace agreement in Cotonou (Benin) in 1993, the UNSC establishes UNOMIL. UNMIL deploys to reinforce ECOMOG (see above). It is mandated to implement the successive Liberian peace agreements: Cotonou Agreement (1993), Akosombo Agreement (1994), Accra Agreement (1994), Abuja Accord (1995) (Franke and Warnecke 2009).

Start Date: 1993

End Date: 1997

Organization: United Nations

UN Mandate: yes

Resolutions: 866, 1020

Intensity of Operation: Multidimensional peacebuilding

Max. Police Forces deployed: -

Max. Military Forces deployed: 368

Target Nation: Liberia

Participating Nations: Benin, Burkina Faso, Côte d'Ivoire, Gambia, Ghana, Guinea, Mali, Niger, Nigeria, Uganda, Senegal, Sierra Leone, Tanzania

Lead Nation(s): Nigeria, Unites States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, China, France, Russia

0

5

10

15

20

25

30

US

Ch

ina

Fra

nce

Ru

ssia

Nig

eri

a

UK

Ge

rma

ny

Bo

tsw

an

a

Ind

on

esi

a

Gu

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a

Ho

nd

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s

Bra

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Ch

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tin

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Gh

an

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da

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82

2. Conflict Resolution Efforts Evaluation

Peace agreement: Cotonou Accord of July 25, 1993 (and successive peace agreements see above)

The Cotonou Accord (and all successive peace talks) resulted from combined efforts by ECOWAS, the OAU and the UN. Among the individual actors, Nigeria was clearly the most powerful broker although its leadership was from time to time severely questioned by francophone ECOWAS members (Mutwol 2009; Mortimer 1996; Adebajo 2002).

At the UN level, the United States retained the lead in all diplomatic/financial questions regarding the Liberian conflict. In April 1996, for instance, the United States established the International Contact Group on Liberia (Mutwol 2009:157; Whitfield 2007:249). The United States also pledged US$75 for the implementation of the Abuja Peace Accords – by far the most generous contribution of all international actors (Mutwol 2009:144, 157).

References:

Adebajo, A. (2002). Liberia's civil war: Nigeria, ECOMOG, and regional security in West Africa. Boulder, Colo., Lynne Rienner.

Franke, V. C. and A. Warnecke (2009). "Building Peace: An Inventory of UN Peace Missions since the End of the Cold War." International Peacekeeping 16(3): 408-436.

Mortimer, R. A. (1996). "Senegal's Role in Ecomog: The Francophone Dimension in the Liberian Crisis." The Journal of Modern African Studies 34(02): 293-306.

Mutwol, J. (2009). Peace agreements and civil wars in Africa: insurgent motivations, state responses, and third-party peacemaking in Liberia, Rwanda, and Sierra Leone, Cambria Pr.

Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press

http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2892611/k.36B7/Liberia_brHistorical_Chronology.htm

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MONUL (for participation data)

IISS Military Balance (for troop data)

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83

SECURITY OPERATIONS DATASET

35. CODE SHEET

Name of Operation: ECOMIL (ECOWAS Monitoring Group in Liberia)

Brief Description of Operation: The First Liberian Civil War ends general election in 1997 in which Charles Taylor takes power (see above). The Second Liberian Civil War begins in April 1999, when Liberian dissidents under the banner of the Organization of Displaced Liberians backed by the governments of neighboring Guinea and Sierra Leone invade Liberia from the north and south. By 2003, the situation gets so violent that ECOWAS deploys another peacekeeping operation following the conclusion of the Accra

Comprehensive Peace Agreement on 18 August 2003.

Start Date: 2003

End Date: 2003

Organization: ECOWAS

UN Mandate: no

Resolutions: -

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 3563

Target Nation: Liberia

Participating Nations: Nigeria, Ghana, Guinea, Sierra Leone, The Gambia

Lead Nation(s): Unites States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, China, France, Russia

0

5

10

15

20

25

30

US

Ch

ina

Fra

nce

Ru

ssia

Nig

eri

a

UK

Ge

rma

ny

Bo

tsw

an

a

Ind

on

esi

a

Gu

ine

a

Ho

nd

ura

s

Bra

zil

Jap

an

Ch

ile

Ita

ly

Arg

en

tin

a

Eg

yp

t

Gh

an

a

Gu

ine

a-B

issa

u

Rw

an

da

So

uth

Ko

rea

Cze

ch R

ep

ub

lic

Ca

pe

Ve

rde

Mo

rocc

o

Ma

uri

tiu

s

Om

an

Po

lan

d

Sie

rra

Le

on

e

Tu

nis

ia

Sin

ga

po

re

Be

nin

Dji

bo

uti

Ve

ne

zue

la

Co

te d

'Iv

oir

e

Ga

mb

ia

Sp

ain

To

go

Zim

ba

bw

e

Alg

eri

a

Ba

ng

lad

esh

Co

lom

bia

Ire

lan

d

Ma

li

No

rwa

y

Pa

kis

tan

Uk

rain

e

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84

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Accra Comprehensive Peace Agreement of 18 August 2003

Nigeria which lost 1000 men in the ECOMOG intervention of 1990-1999 (see above) was initially unwilling to enter the Liberian conflict once again. It thus required substantial incentives from the United States to finally get involved (Moran and Pitcher 2004:506).The United States put immense pressure on Charles Taylor to resign on August 11, 2003 (Fake and Funk 2009:82; Hayner 2007). It also established Joint Task Force Liberia, built around a U.S. navy amphibious group with the 26th Marine Expeditionary Unit aboard, positioned off the West African coast and was the driving political force behind the Accra Comprehensive Peace Agreement (CPA) which formed the negotiated end to the war.

References:

Funk, K. and S. Fake (2009). Scramble for Africa : Darfur-intervention and the USA. Montreal ; New York, Black Rose Books.

Hayner, P. (2007). Negotiaing peace in Liberia: Preserving the possibility for Justice. C. f. H. Dialogue.

Moran, M. H. and M. A. Pitcher (2004). "The ‘basket case’and the ‘poster child’: explaining the end of civil conflicts in Liberia and Mozambique." Third World Quarterly 25(3): 501-519.

http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2892611/k.36B7/Liberia_brHistorical_Chronology.htm

http://unbisnet.un.org (for UNSC speech record data)

Note: No data on troop deployments per country available

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85

SECURITY OPERATIONS DATASET

36. CODE SHEET

Name of Operation: UNMIL (UN Mission in Liberia)

Brief Description of Operation: ECOMIL (see above) was converted into UNMIL per UNSC Resolution 1509 on 1 October 2003.

Start Date: 2003

End Date: ongoing

Organization: United Nations

UN Mandate: yes

Resolutions: 1509

Intensity of Operation: Multidimensional peacebuilding and peace enforcement

Max. Police Forces deployed: 1193

Max. Military Forces deployed: 14.125

Target Nation: Liberia

Participating Nations: Germany, Argentina, Bangladesh, Benin, Bolivia, Bosnia-Herzegovina, Brazil, Bulgaria, China, South Korea, Croatia, Denmark, Egypt, El Salvador, Ecuador, USA, Ethiopia, Fiji, Finland, France, Gambia, Ghana, India, Indonesia, Iceland, Jamaica, Jordan, Kenya, Kirgizstan, Malaysia, Malawi, Mali, Moldova, Mongolia, Montenegro, Namibia, Nepal, Niger, Nigeria, Norway, Uganda, Pakistan, Paraguay, Peru, Philippines, Poland, Czech Republic, Romania, Russia, Rwanda, Senegal, Serbia, Sri Lanka, Sweden, Togo, Turkey, Ukraine, Uruguay, Yemen, Zambia, Zimbabwe

Lead Nation(s): Unites States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, China, France, Russia

0

5

10

15

20

25

30

US

Ch

ina

Fra

nce

Ru

ssia

Nig

eri

a

UK

Ge

rma

ny

Bo

tsw

an

a

Ind

on

esi

a

Gu

ine

a

Ho

nd

ura

s

Bra

zil

Jap

an

Ch

ile

Ita

ly

Arg

en

tin

a

Eg

yp

t

Gh

an

a

Gu

ine

a-B

issa

u

Rw

an

da

So

uth

Ko

rea

Cze

ch R

ep

ub

lic

Ca

pe

Ve

rde

Mo

rocc

o

Ma

uri

tiu

s

Om

an

Po

lan

d

Sie

rra

Le

on

e

Tu

nis

ia

Sin

ga

po

re

Be

nin

Dji

bo

uti

Ve

ne

zue

la

Co

te d

'Iv

oir

e

Ga

mb

ia

Sp

ain

To

go

Zim

ba

bw

e

Alg

eri

a

Ba

ng

lad

esh

Co

lom

bia

Ire

lan

d

Ma

li

No

rwa

y

Pa

kis

tan

Uk

rain

e

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86

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Accra Comprehensive Peace Agreement of 18 August 2003

Same actors involved as in ECOMIL (see above)

References:

Franke, V. C. and A. Warnecke (2009). "Building Peace: An Inventory of UN Peace Missions since the End of the Cold War." International Peacekeeping 16(3): 408-436.

http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2892611/k.36B7/Liberia_brHistorical_Chronology.htm http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MINUL (for participation data) IISS Military Balance (for troop data)

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87

SECURITY OPERATIONS DATASET

37. CODE SHEET

Name of Operation: ONUMOZ (UN Operation in Mozambique)

Brief Description of Operation: Civil war breaks out between the governing socialist FRELIMO and opposing RENAMO shortly after Mozambique’s independence. The Rome General Peace Accords (1992) initiate a successful transition to peace.

Start Date: 1992

End Date: 1994

Organization: United Nations

UN Mandate: yes

Intensity of Operation: Multidimensional peacebuilding

Resolutions: -

Max. Police Forces deployed: 1144

Max. Military Forces deployed: 6979

Target Nation: Mozambique

Participating Nations: Argentina, Australia, Austria, Bolivia, Botswana, Brazil, Canada, Cap Verde, China, Egypt, Spain, USA, Finland, Ghana, Guinea-Bissau, Guyana, Hungary, India, Indonesia, Ireland, Italy, Japan, Jordan, Malaysia, Nepal, Nigeria, Norway, New Zealand, Pakistan, Netherlands, Portugal, Czech Republic, Russia, Sri Lanka, Sweden, Togo, Uruguay, Zambia

Lead Nation(s): Italy32

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: Brazil

32 Note that Italy is not among the key UNSC speakers. However, its involvement in the Mozambican peace process is so extensive that it is still counted as the Lead Nations of this operation.

0

2

4

6

8

Bra

zil

Ch

ina

US

Fra

nce

Jap

an

Ru

ssia

Sp

ain UK

Dji

bo

uti

Ca

pe

Ve

rde

Cze

ch …

Pa

kis

tan

Nig

eri

a

Arg

en

tin

a

NZ

Po

rtu

ga

l

Rw

an

da

Bo

tsw

an

a

Ca

na

da

Eg

yp

t

Ge

rma

ny

Hu

ng

ary

Ho

nd

ura

s

Ind

on

esi

a

Ita

ly

Om

an

Ve

ne

zue

la

Zim

ba

bw

e

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88

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Rome General Peace Accord of October 4, 1992

Mediation between FRELIMO and RENAMO conclude in the Rome General Peace Accord of October 1992. The negotiations were led by a nongovernmental organization, the Roman Catholic Community of Sant’Egidio, and Italy, supported, particularly in the latter stages of negotiations, by four observer countries – France, Portugal, the UK and the U.S. (Whitfield 2007:28-29; Alden 1995:104; Hume 1994:101; Synge 1997:19; Cohen 2000:181-196).

Italy was the most important broker in the Mozambican peace negotiations. Italy hosted the talks and also provided travel money and political cover for the mediators (Francis in Utley (eds.) 2006:105; Hume 1994:33,74; Synge 1997:15). Ajello, for instance, writes “the greatest single contribution [to the Mozambican peace process] came from the Italian government, whose special responsibility was singled out in the General Peace Agreement, because of its role as mediator” (Ajello in Crocker et al. 1999:633).

References:

Alden, C. (1995). "The UN and the Resolution of Conflict in Mozambique." The Journal of Modern African Studies 33(01): 103-128.

Cohen, H. J. (2000). Intervening in Africa : superpower peacemaking in a troubled continent. New York, St. Martin's Press.

Crocker, C. A., F. O. Hampson, et al. (1999). Herding cats : multiparty mediation in a complex world. Washington, D.C., United States Institute of Peace Press.

Hume, C. R. (1994). Ending Mozambique's war : the role of mediation and good offices. Washington, D.C., United States Institute of Peace Press.

Synge, R. (1997). Mozambique : UN peacekeeping in action, 1992-94. Washington, D.C., United States Institute of Peace Press.

Utley, R. E., Ed. (2006). Major powers and peacekeeping : perspectives, priorities and the challenges of military intervention. Aldershot, England ; Burlington, VT, Ashgate.

Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ONUMOZ (for participation data)

Note: Data on troop deployments per country might be inexact.

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89

SECURITY OPERATIONS DATASET

38. CODE SHEET

Name of Operation: UNOMIG (UN Observer Mission in Georgia)

Brief Description of Operation: The UN’s involvement in Georgia follows the outbreak of conflict in the former Soviet autonomous republic of Abkhazia in August 1992. From 1994 onward the United Military Observer Mission in Georgia (UNOMIG) monitors a cease-fire between secessionist forces of the Abkhaz and the Georgian military (Franke and Warnecke 2009).

Start Date: 1993

End Date: 2009

Organization: United Nations

UN Mandate: yes

Resolutions: 937

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: 17

Max. Military Forces deployed: 130

Target Nation: Georgia

Participating Nations: Albania, Germany, Austria, Bangladesh, South Korea, Croatia, Denmark, Egypt, USA, France, Ghana, Greece, Hungary, Indonesia, Jordan, Lithuania, Moldova, Mongolia, Pakistan, Philippines, Poland, Czech Republic, Romania, UK, Russia, Sweden, Switzerland, Turkey, Ukraine, Uruguay, Yemen

Lead Nation(s): Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: Russia

Two standard deviations above the mean: Russia, USA, UK, France

0

5

10

15

20

25

Ru

ssia US

UK

Fra

nce

Ch

ina

Ita

ly

Cze

ch R

ep

ub

lic

Ge

rma

ny

Ind

on

esi

a

Cro

ati

a

Jap

an

Co

sta

Ric

a

Sp

ain

Bra

zil

Arg

en

tin

a

Vie

tna

m

Be

lgiu

m

Hu

ng

ary

Bu

rkin

a F

aso

Bo

tsw

an

a

Ho

nd

ura

s

Nig

eri

a

Pa

na

ma

Lib

ya

Om

an

So

uth

Afr

ica

Au

stri

a

Ch

ile

Eg

yp

t

Gu

ine

a-B

issa

u

NZ

Po

lan

d

So

uth

Ko

rea

Tu

rke

y

Ug

an

da

Ba

hra

in

Ga

bo

n

Ga

mb

ia

Me

xico

Pa

kis

tan

Po

rtu

ga

l

Rw

an

da

Slo

ve

nia

Sw

ed

en

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90

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Moscow Peace Agreement of May 14, 1994

Russia was in the lead with regards to the Moscow Agreement of May 1994 (Nalbanov 2009: 92). Russia was clearly also in the driving seat when it came to UN mediation. Whitfield (2007:135) reports, for instance, that Russia conditioned its support for the UN 1994 intervention in Haiti with U.S. support for UNOMIG (see also Albright 2003:158, Malone 1998:117).

References:

Albright, M. K. and B. Woodward (2003). Madam Secretary. New York, Miramax Books.

Malone, D. (1998). Decision-making in the UN Security Council : the case of Haiti, 1990-1997. Oxford New York, Clarendon Press ; Oxford University Press.

Nalbandov, R. (2009). Foreign interventions in ethnic conflicts, Ashgate Publishing.

Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MONUG (for participation data)

IISS Military Balance (for troop data)

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91

SECURITY OPERATIONS DATASET

39. CODE SHEET

Name of Operation: CIS Peacekeeping Forces in Georgia

Brief Description of Operation: The CIS operation follows UNIMOG (see above). In May 1994 the UN Secretary-General recommends that the UNSC should accept the CIS force as the UNSC is unwilling to deploy UN peacekeeping to the region.

Start Date: 1994

End Date: 2008

Organization: Commonwealth of Independent States

UN Mandate: yes

Resolutions: -

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 2.325

Target Nation: Georgia

Participating Nations: Russian Federation, Georgia

Lead Nation(s): Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: Russia

Two standard deviations above the mean: Russia, USA, UK, France

0

5

10

15

20

25

Ru

ssia US

UK

Fra

nce

Ch

ina

Ita

ly

Cze

ch R

ep

ub

lic

Ge

rma

ny

Ind

on

esi

a

Cro

ati

a

Jap

an

Co

sta

Ric

a

Sp

ain

Bra

zil

Arg

en

tin

a

Vie

tna

m

Be

lgiu

m

Hu

ng

ary

Bu

rkin

a F

aso

Bo

tsw

an

a

Ho

nd

ura

s

Nig

eri

a

Pa

na

ma

Lib

ya

Om

an

So

uth

Afr

ica

Au

stri

a

Ch

ile

Eg

yp

t

Gu

ine

a-B

issa

u

NZ

Po

lan

d

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uth

Ko

rea

Tu

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Ug

an

da

Ba

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in

Ga

bo

n

Ga

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Me

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en

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92

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Moscow Peace Agreement of May 14, 1994

The CIS operation is deployed to reinforce UNOMIG. The deployment of the CIS force is largely the result of Russian statecraft (Facon in Utley (eds.) 2006:34). Lynch reports that on August 24, 1994, Yeltsin pledged personally to take steps to resolve the Georgian conflict. (Lynch 2000:133).

References:

Lynch, D. and Russia and Eurasia Programme (Royal Institute of International Affairs) (1998). The conflict in Abkhazia : dilemmas in Russian 'peacekeeping' policy. London, Royal Institute of International Affairs, Russia and Eurasia Programme.

Lynch, D. and Royal Institute of International Affairs. (2000). Russian peacekeeping strategies in the CIS : the cases of Moldova, Georgia and Tajikistan. Houndmills [England] New York, Macmillan Press ; St. Martin's Press.

Utley, R. E., Ed. (2006). Major powers and peacekeeping : perspectives, priorities and the challenges of military intervention. Aldershot, England ; Burlington, VT, Ashgate.

http://unbisnet.un.org (for UNSC speech record data)

IISS Military Balance (for participation/troop data)

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93

SECURITY OPERATIONS DATASET

40. CODE SHEET

Name of Operation: CSCE/OSCE Mission to Georgia

Brief Description of Operation: Established in December 1992, the OSCE Mission to Georgia was tasked to promote negotiations between the conflicting parties as well as to monitor the joint peacekeeping forces established under the Sochi Agreement of 24 June 1992.

Start Date: 1992

End Date: 2009

Organization: OSCE

UN Mandate: yes

Resolutions: -

Intensity of Operation: Peacekeeping

Max. Police Forces deployed:

Max. Military Forces deployed: 175

Target Nation: Georgia

Participating Nations: Germany, Bulgaria, USA, Hungary, Moldova, Romania, Switzerland, Austria, Denmark, Finland, Italy, Norway, UK, Turkey, Belarus, Spain, France, Kazakhstan, Poland, Serbia, Ukraine, BiH, Estonia, Greece, Lithuania, Czech Republic, Sweden

Lead Nation(s): Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: Russian Federation

Two standard deviations above the mean: Russian Federation, USA, UK, France

0

5

10

15

20

25

Ru

ssia US

UK

Fra

nce

Ch

ina

Ita

ly

Cze

ch R

ep

ub

lic

Ge

rma

ny

Ind

on

esi

a

Cro

ati

a

Jap

an

Co

sta

Ric

a

Sp

ain

Bra

zil

Arg

en

tin

a

Vie

tna

m

Be

lgiu

m

Hu

ng

ary

Bu

rkin

a F

aso

Bo

tsw

an

a

Ho

nd

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a

Pa

na

ma

Lib

ya

Om

an

So

uth

Afr

ica

Au

stri

a

Ch

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Eg

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t

Gu

ine

a-B

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NZ

Po

lan

d

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Ko

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da

Ba

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Ga

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n

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94

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Sochi Agreement of 24 June 1992

Similar to the Moscow agreement (see above), the Sochi agreement was heavily influenced by Russia. Russia campaigned hard to obtain OSCE/CSCE approval for a Georgian OSCE/CSCE peacekeeping operation. Moscow thereby hoped to take advantage of the fact that in July 1992 the CSCE was proclaimed a regional organization as defined in Chapter VII of the UN charter and was authorized to carry out peacekeeping operations (Allison 1994).

References:

Allison, R. (1994). Peacekeeping in the Soviet Successor States. Chaillot Paper 18. Paris, EUISS.

http://unbisnet.un.org (for UNSC speech record data)

Note: No data on troop deployments per country available

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95

SECURITY OPERATIONS DATASET

41. CODE SHEET

Name of Operation: UNPROFOR (UN Protection Force)

Brief Description of Operation: UNPROFOR was the first United Nations peacekeeping force in Croatia and Bosnia and Herzegovina during the Yugoslav Wars. UNPROFOR was created by UN Security Council Resolution 743 on 21 February 1992.

Start Date: 1992

End Date: 1995

Organization: United Nations

UN Mandate: yes

Resolutions: 743, 1084

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: 727

Max. Military Forces deployed: 38.810

Target Nation: Yugoslavia

Participating Nations: Argentina, Bangladesh, Belgium, Brazil, Canada, Colombia, Czech Republic, Denmark, Egypt, Finland, France, Ghana, Indonesia, Ireland, Jordan, Kenya, Lithuania, Malaysia, Nepal, Netherlands, New Zealand, Nigeria, Norway, Pakistan, Poland, Portugal, Russian Federation, Slovak Republic, Spain, Sweden, Switzerland, Tunisia, Turkey, Ukraine, United Kingdom, United States, Venezuela

Lead Nation(s): France, United Kingdom

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, Russian Federation, UK, France, China

Two standard deviations above the mean: USA, Russian Federation, UK, France, China

01020304050607080

US

Ru

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UK

Fra

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Ch

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Bo

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Arg

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tin

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Alg

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96

2. Conflict Resolution Efforts Evaluation

Peace agreement: Multiple cease-fire agreements (Carrington-Cutileiro Peace Plan (1992), Vance-Owen Peace

Plan (1993), Owen-Stoltenberg Peace Plan (1993), Contact Group Plan (1994))

At the beginning of the Yugoslav Wars, the United States stood willingly on the sidelines while expecting Europe to take the lead (Chollet 2005:3; Power 2002:252-3,67; Talentino 2005:178). Among them, France

exerted the greatest pressure to intervene in Yugoslavia (Lucarelli 2000: 176). Great Britain joined France only reluctantly. Britain initially rejected the French idea of a force d’interposition, and declined to participate in UNPROFOR until August 1991. Finally in August 1992 Britain agreed to take part in the UN mission in Bosnia (Lucrelli 2000:195).

References:

Chollet, D. H. (2005). The road to the Dayton accords: a study of American statecraft. New York, Palgrave Macmillan. Lucarelli, S. (2000). Europe and the breakup of Yugoslavia : a political failure in search of a scholarly explanation. The Hague; Boston, Kluwer Law International. Power, S. (2002). A problem from hell : America and the age of genocide. New York, Basic Books.

Talentino, A. K. (2005). Military intervention after the Cold War: the evolution of theory and practice, Ohio Univ Ctr for Intl Studies.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/FORPRONU (for participation data)

IISS Military Balance (for troop data)

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97

SECURITY OPERATIONS DATASET

42. CODE SHEET

Name of Operation: UNMIBH (UN Mission in Bosnia and Herzegovina)

Brief Description of Operation: The Dayton Accord ends the war in former Yugoslavia. UNMIBH replaces UNPROFOR. The mission is created on December 21, 1995 by UNSC resolution 1035. It comprises the United Nations International Police Task Force (IPTF) and a United Nations civilian office. Following the successful conclusion of its mandate, UNMIBH is terminated on December 31, 2002. The European Union Police Mission (EUPM) takes over from UNMIBH from January1, 2003 onwards (Franke and Warnecke 2009).

Start Date: 1995

End Date: 2002

Organization: United Nations

UN Mandate: yes

Resolutions: 1035, 1088, 1103, 1144, 1184, 1031

Intensity of Operation: Multidimensional peacebuilding

Max. Police Forces deployed: 2047

Max. Military Forces deployed: -

Target Nation: Bosnia-Herzegovina

Participating Nations: Germany, Bulgaria, Denmark, USA, Ghana, Indonesia, Jordan, Nepal, Netherlands, Romania, Sweden, Turkey, Argentina, Canada, Egypt, Fiji, Greece, Ireland, Kenya, Nigeria, Poland, UK, Switzerland, Ukraine, Austria, Chile, Spain, Finland, Hungary, Iceland, Lithuania, Norway, Portugal, Russia, Thailand, Vanuatu, Bangladesh, China, Estonia, France, India, Italy, Malaysia, Pakistan, Czech Republic, Senegal, Tunisia

Lead Nation(s): France, Great Britain, United States, Germany, Italy, Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, Russian Federation, UK, France, China

Two standard deviations above the mean: USA, Russian Federation, UK, France, China

01020304050607080

US

Ru

ssia

UK

Fra

nce

Ch

ina

Bo

snia

Arg

en

tin

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Cze

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98

2. Conflict Resolution Efforts Evaluation

Peace agreement: Dayton Accords

From 1994 onwards the Contact Group on Former Yugoslavia comprising France, Italy, Germany, Russia,

United Kingdom and the United States took the lead in finding a solution to the Yugoslav Wars. The United States assumed the leadership inside the group from mid-1995 onwards and especially at the Dayton Peace Talks concluding in the Dayton Accords of November 21, 1995. The peace conference was led by U.S. Secretary of State Warren Christopher and negotiator Richard Holbrooke (see for example Holbrooke 1998; Chollet 2005; Prantl 2006: 216; Whitfield 2007).

References:

Chollet, D. H. (2005). The road to the Dayton accords: a study of American statecraft. New York, Palgrave Macmillan.

Holbrooke, R. C. (1998). To end a war : from Sarajevo to Dayton and beyond. New York, Random House.

Prantl, J. (2006). The UN Security Council and informal groups of states: complementing or competing for governance? Oxford ; New York, Oxford University Press. Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MINUBH (for participation data)

IISS Military Balance (for troop data)

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99

SECURITY OPERATIONS DATASET

43. CODE SHEET

Name of Operation: UNPREDEP (UN Preventive Deployment Force)

Brief Description of Operation: UNPREDEP was established on 31 March 1995 to replace UNPROFOR in the Republic of Macedonia. The operation was shut down on February 28, 1999 when China vetoed its renewal following Macedonia's diplomatic recognition of Taiwan.

Start Date: 1995

End Date: 1999

Organization: United Nations

UN Mandate: yes

Resolutions: 983, 1186

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: 26

Max. Military Forces deployed: 1084

Target Nation: Yugoslavia (Macedonia)

Participating Nations: Argentina, Bangladesh, Belgium, Brazil, Canada, Denmark, Egypt, Spain, USA, Finland, France, Ghana, Indonesia, Ireland, Jordan, Kenya, Malaysia, Nepal, Nigeria, Norway, New Zealand, Pakistan, Netherlands, Poland, Portugal, Czech Republic, UK, Russia, Senegal, Sweden, Switzerland, Turkey, Ukraine

Lead Nation(s): France, Great Britain, United States, Germany, Italy, Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, Russian Federation, UK, France, China

Two standard deviations above the mean: USA, Russian Federation, UK, France, China

0

10

20

30

40

50

60

70

80

US

Ru

ssia

UK

Fra

nce

Ch

ina

Bo

snia

Arg

en

tin

aC

roa

tia

Cze

ch R

ep

ub

lic

Bra

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Ma

lay

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Ind

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100

2. Conflict Resolution Efforts Evaluation

Peace agreement: Dayton Accords

Same actors involved as in UNMIBH (see above)

References:

http://www.un.org/Depts/DPKO/Missions/unpred_p.htm (last visited 06/13/2011)

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/FORDEPRENU (for participation data)

IISS Military Balance (for troop data)

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101

SECURITY OPERATIONS DATASET

44. CODE SHEET

Name of Operation: UNCRO (UN Confidence Restoration Operation)

Brief Description of Operation: UNCRO was established on March 31, 1995 by UNSC Resolution 981 and was deployed to the newly created Croatia. UNCRO replaced UNPROFOR in Croatia.

Start Date: 1995

End Date: 1995

Organization: United Nations

UN Mandate: yes

Resolutions: 981

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: 296

Max. Military Forces deployed: 6775

Target Nation: Croatia

Participating Nations: Germany, Argentina, Bangladesh, Belgium, Brazil, Canada, Denmark, Egypt, Spain, Estonia, USA, Finland, France, Ghana, Indonesia, Ireland, Jordan, Kenya, Lithuania, Malaysia, Nepal, Nigeria, Norway, New Zealand, Pakistan, Netherlands, Poland, Portugal, Czech Republic, UK, Russia, Senegal, Slovakia, Sweden, Switzerland, Tunisia, Turkey, Ukraine

Lead Nation(s): France, Great Britain, United States, Germany, Italy, Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, Russian Federation, UK, France, China

Two standard deviations above the mean: USA, Russian Federation, UK, France, China

0

10

20

30

40

50

60

70

80

US

Ru

ssia

UK

Fra

nce

Ch

ina

Bo

snia

Arg

en

tin

aC

roa

tia

Cze

ch R

ep

ub

lic

Bra

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Ma

lay

sia

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Ind

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esi

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pa

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ey

Nig

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Re

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un

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102

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Dayton Accord

Same actors involved as in UNMIBH (see above)

References:

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ONURC (for participation data)

IISS Military Balance (for troop data)

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103

SECURITY OPERATIONS DATASET

45. CODE SHEET

Name of Operation: UNTAES (UN Transitional Authority in Eastern Slavonia, Baranja and Western Sirmium)

Brief Description of Operation: UNTAES replaces UNCRO in Eastern Slavonia.

Start Date: 1996

End Date: 1998

Organization: United Nations

UN Mandate: yes

Resolutions: 1037

Intensity of Operation: International transitory government

Max. Police Forces deployed: 457

Max. Military Forces deployed: 5104

Target Nation: Yugoslavia (Croatia)

Participating Nations: Argentina, Austria, Bangladesh, Belgium, Brazil, Denmark, Egypt, USA, Fiji, Finland, Ghana, Indonesia, Ireland, Jordan, Kenya, Lithuania, Nepal, Nigeria, Norway, New Zealand, Pakistan, Netherlands, Poland, Czech Republic, UK, Russia, Slovakia, Sweden, Switzerland, Tunisia, Ukraine

Lead Nation(s): United States, France, United Kingdom, Germany, Italy, Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, Russian Federation, UK, France, China

Two standard deviations above the mean: USA, Russian Federation, UK, France, China

0

10

20

30

40

50

60

70

80

US

Ru

ssia

UK

Fra

nce

Ch

ina

Bo

snia

Arg

en

tin

aC

roa

tia

Cze

ch R

ep

ub

lic

Bra

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Ma

lay

sia

Ita

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ak

ista

nG

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Ind

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esi

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pa

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Nig

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pa

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Re

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de

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Tu

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un

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ma

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104

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Dayton Accords

Same actors involved as in UNMIBH (see above)

References:

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ATNU.S.O (for participation data)

IISS Military Balance (for troop data)

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105

SECURITY OPERATIONS DATASET

46. CODE SHEET

Name of Operation: IFOR (NATO Implementation Force)

Brief Description of Operation: IFOR was deployed on December 20, 1995, six days after the conclusion of the Dayton Accords. IFOR took over from UNPROFOR and was authorized by UNSC Resolution 1031 adopted on December 15, 1995. Under the Agreement, IFOR was authorized to use any means it deemed necessary to ensure that the parties respected their commitments to the Dayton Accords.

Start Date: 1995

End Date: 1996

Organization: NATO

UN Mandate: yes

Resolutions: 1031

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 60.000

Target Nation: Yugoslavia

Participating Nations: Belgium, Canada, Denmark, France, Germany, Italy, Luxembourg, The Netherlands, Norway, Portugal, Spain, Turkey, United Kingdom, Austria, Bangladesh, Egypt, Estonia, Finland, Czech Republic, Hungary, Ukraine, Malaysia, Latvia, Lithuania, New Zealand, Pakistan, Poland, Slovak Republic, Sweden, Russia

Lead Nation(s): France, Great Britain, United States, Germany, Italy, Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, Russian Federation, UK, France, China

Two standard deviations above the mean: USA, Russian Federation, UK, France, China

01020304050607080

US

Ru

ssia

UK

Fra

nce

Ch

ina

Bo

snia

Arg

en

tin

aC

roa

tia

Cze

ch R

ep

ub

lic

Bra

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Ma

lay

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Ind

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esi

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Nig

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pa

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an

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de

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Tu

nis

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un

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106

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Dayton Accords

Same actors involved as in UNMIBH (see above)

References:

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/IFOR (for participation data)

IISS Military Balance (for troop data)

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107

SECURITY OPERATIONS DATASET

47. CODE SHEET

Name of Operation: SFOR (NATO Stabilization Force)

Brief Description of Operation: In December 1996, NATO members agree in Paris on a consolidation plan for Bosnia and Herzegovina that includes the organization of a stabilization force for peace (SFOR) to succeed IFOR.

Start Date: 1996

End Date: 2004

Organization: NATO

UN Mandate: yes

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 36.000

Target Nation: Yugoslavia

Participating Nations: Albania, Bulgaria, Spain, Hungary, Norway, Czech Republic, Sweden, Germany, Canada, USA, Ireland, Netherlands, Romania, Turkey, Argentina, Chile, France, Italy, Poland, UK, Austria, Denmark, Greece, Morocco, Portugal, Slovakia

Lead Nation(s): France, Great Britain, United States, Germany, Italy, Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, Russian Federation, UK, France, China

Two standard deviations above the mean: USA, Russian Federation, UK, France, China

0

10

20

30

40

50

60

70

80

US

Ru

ssia

UK

Fra

nce

Ch

ina

Bo

snia

Arg

en

tin

aC

roa

tia

Cze

ch R

ep

ub

lic

Bra

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Ma

lay

sia

Ita

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ak

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Ind

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Nig

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pa

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Re

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Tu

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Ve

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ece

De

nm

ark

De

nm

ark

Ind

iaC

hil

eQ

ata

rU

AE

Se

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Zim

ba

bw

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cud

ao

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108

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Dayton Accord

Same actors involved as in UNPREDEP (see above)

References:

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/SFOR (for participation data)

IISS Military Balance (for troop data)

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109

SECURITY OPERATIONS DATASET

48. CODE SHEET

Name of Operation: EUFOR Althea (EU Military Operation in Bosnia and Herzegovina)

Brief Description of Operation: EUFOR Althea is the successor operation to NATO's SFOR and IFOR. The transition from SFOR to EUFOR was largely a change of name and commanders: 80% of the troops remained in place. It replaced SFOR on December 2, 2004.

Start Date: 2004

End Date: ongoing

Organization: EU

UN Mandate: yes

Resolutions: -

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 6656

Target Nation: Bosnia-Herzegovina

Participating Nations: Albania, Germany, Austria, Bulgaria, Chile, Spain, Estonia, Finland, France, Greece, Hungary, Ireland, Italy, Latvia, Lithuania, Luxembourg, Macedonia, Netherlands, Poland, Portugal, Romania, Slovakia, Slovenia, Switzerland, Turkey

Lead Nation(s): France, Great Britain, Germany, Italy

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, Russian Federation, UK, France, China

Two standard deviations above the mean: USA, Russian Federation, UK, France, China

0

10

20

30

40

50

60

70

80

US

Ru

ssia

UK

Fra

nce

Ch

ina

Bo

snia

Arg

en

tin

aC

roa

tia

Cze

ch R

ep

ub

lic

Bra

zil

Ma

lay

sia

Ita

lyP

ak

ista

nG

erm

an

yU

kra

ine

Ind

on

esi

aJa

pa

nT

urk

ey

Nig

eri

aN

ZS

pa

inC

an

ad

aC

zech

Re

pu

bli

cB

an

gla

de

shN

orw

ay

Tu

nis

iaH

un

ga

ryO

ma

nE

gy

pt

Mo

rocc

oD

jib

ou

tiD

jib

ou

tiB

ots

wa

na

Jam

aic

aA

ust

ria

Ve

ne

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laS

lov

en

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on

du

ras

Ire

lan

dIr

an

Bu

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ria

Alg

eri

aB

ulg

ari

aB

elg

ium

Ca

pe

Ve

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Co

lom

bia

Alb

an

iaN

eth

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an

ds

Na

mib

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en

eg

al

Ma

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coJo

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nM

au

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us

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an

da

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ga

po

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ica

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Ro

ma

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De

nm

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De

nm

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110

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Dayton Accord

The European members of the Contact Group (see above) took the lead in establishing EUFOR Althea.

References:

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/EUFOR-Althea (for participation data)

IISS Military Balance (for troop data)

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111

SECURITY OPERATION DATASET

49. CODE SHEET

Name of Operation: EUPM (EU Police Mission in Bosnia and Herzegovina)

Brief Description of Operation: EUPM was a European Union mission in Bosnia and Herzegovina that aided the local police. EUPM was the successor operation to the United Nations' International Police Task Force in

Bosnia (see above) whose term ended at the end of 2002.

Start Date: 2003

End Date: ongoing

Organization: EU

UN Mandate: yes

Resolutions:

Intensity of Operation: Police operation

Max. Police Forces deployed: 125

Max. Military Forces deployed: -

Target Nation: Bosnia and Herzegovina

Participating Nations: Germany, Austria, Belgium, Bulgaria, Canada, Cyprus, Denmark, Spain, Estonia, Finland, France, Greece, Hungary, Ireland, Italy, Malta, Netherlands, Poland, Portugal, Czech Republic, Romania, UK, Slovakia, Slovenia, Sweden, Switzerland, Turkey, Ukraine

Lead Nation(s): France, Great Britain, Germany

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: USA, Russian Federation, UK, France, China

Two standard deviations above the mean: USA, Russian Federation, UK, France, China

0

10

20

30

40

50

60

70

80

US

Ru

ssia

UK

Fra

nce

Ch

ina

Bo

snia

Arg

en

tin

aC

roa

tia

Cze

ch R

ep

ub

lic

Bra

zil

Ma

lay

sia

Ita

lyP

ak

ista

nG

erm

an

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kra

ine

Ind

on

esi

aJa

pa

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urk

ey

Nig

eri

aN

ZS

pa

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an

ad

aC

zech

Re

pu

bli

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an

gla

de

shN

orw

ay

Tu

nis

iaH

un

ga

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ma

nE

gy

pt

Mo

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oD

jib

ou

tiD

jib

ou

tiB

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wa

na

Jam

aic

aA

ust

ria

Ve

ne

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lov

en

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on

du

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lan

dIr

an

Bu

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ria

Alg

eri

aB

ulg

ari

aB

elg

ium

Ca

pe

Ve

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Co

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bia

Alb

an

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an

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Na

mib

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Ma

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us

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an

da

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ga

po

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ica

Sw

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en

Ro

ma

nia

Gre

ece

De

nm

ark

De

nm

ark

Ind

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Se

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Zim

ba

bw

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cud

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ola

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112

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Dayton Accord

The European members of the Contact Group (see above) took the lead in establishing EUPM.

References:

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MPUE (for participation data) There is no individual country troop data available for EUPM.

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113

SECURITY OPERATIONS DATASET

50. CODE SHEET

Name of Operation: Operation Alba

Brief Description of Operation: In 1997 Albania is on the verge of civil war. Given the gravity of the situation, the Security Council accepts Italy’s offer to lead a coalition of the willing, the Multinational Protection Force (Operation Alba), under Chapter VII of the UN Charter to stabilize the domestic situation, ensure the delivery of humanitarian aid and control Adriatic ports. Operation Alba begins in mid-April 1997 and ends August 12, 1997, after the victory of the socialist opposition in the parliamentary elections of June 1997 and the resignation of President Sali Berisha in July.

Start Date: 1997

End Date: 1997

Organization: ad hoc

UN Mandate: yes

Resolutions: -

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 7000

Target Nation: Albania

Participating Nations: Austria, France, Romania, Belgium, Greece, Slovenia, Denmark, Italy, Turkey, Spain, Portugal

Lead Nation(s): Italy

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: Italy, China

Two standard deviations above the mean: cannot be determined

0

0.5

1

1.5

2

2.5

Ita

ly

Ch

ina

Ch

ile

Co

sta

Ric

a

De

nm

ark

Eg

yp

t

Fra

nce

Ge

rma

ny

Gre

ece

Gu

ine

a-B

issa

u

Ke

ny

a

Jap

an

Lu

xem

bo

urg

Ma

ced

on

ia

Po

lan

d

Ro

ma

nia

Ru

ssia

Slo

ve

nia

So

uth

Ko

rea

Sw

ed

en

Tu

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y

UK

US

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114

2. Conflict Resolution Efforts Evaluation

Peace agreement: no agreement => regime change

Italy is generally credited with leading Operation Alba (e.g. Greco 1998; Marchio 2000)

References:

Greco, E. (1998). Delegated Peacekeeping: The Case of Operation Alba. I. A. Internazionali.

Marchio, R. (2000). "Operation Alba: A European Approach to the Peace Support Operations in the Balkans." USAWC Strategy Research Project: 27.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/FMP (for participation data)

Marchio 2000 (for troop data)

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115

SECURITY OPERATIONS DATASET

51. CODE SHEET

Name of Operation: Operation Allied Harbor

Brief Description of Operation: Operation Allied Harbor was NATO's first “humanitarian operation.” By the end of June 1999 over 400,000 refugees had arrived in Albania from Kosovo. The provision by NATO of medical, engineering, transport, security and staff support prevented Slobodan Milosevic from destabilizing Albania and proved instrumental in sustaining the refugees and in their eventual return to Kosovo.

Start Date: 1999

End Date: 1999

Organization: NATO

UN Mandate: no

Intensity of Operation: Humanitarian operation

Max. Police Forces deployed:

Max. Military Forces deployed: 7300

Target Nation: Serbia

Participating Nations: Albania, Austria, Belgium, Canada, Czech Republic, Denmark, France, Germany, Greece, Italy, Hungary, Luxembourg, Lithuania, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Turkey, United Arab Emirates, United Kingdom, United States

Lead Nation(s): United States, United Kingdom, France, Germany, Italy

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: UK, USA, Russia, China

Two standard deviations above the mean: UK, USA, Russia, China, France

0

10

20

30

40

50

60

70

80

UK

US

Ru

ssia

Ch

ina

Fra

nce

Uk

rain

eA

lba

nia

Jap

an

Me

xico

No

rwa

yA

rge

nti

na

Bu

lga

ria

Ire

lan

dB

razi

lJa

ma

ica

Pa

kis

tan

Ba

ng

lad

esh

Co

lom

bia

Ma

uri

tiu

sT

un

isia

Sp

ain

Sin

ga

po

reC

am

ero

on

Gu

ine

aS

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aG

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an

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hil

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ng

ola

Ne

the

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nd

sM

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ysi

aN

am

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Ca

na

da

Ma

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ust

ria

Tu

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roa

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Ga

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da

Alg

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ma

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rus

Ta

nza

nia

Be

lgiu

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ria

Ph

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pin

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Qa

tar

Gh

an

aP

eru

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kia

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on

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Le

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no

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116

2. Conflict Resolution Efforts Evaluation

Peace agreement: no agreement => Rambouillet Peace Talks were ongoing

The key players in the Rambouillet Peace Talks were the United States, the United Kingdom, France,

Germany and Italy - the so-called International Contact Group or simply “the Quint”. (e.g. Daadler and O’Hanlon 2000; Weymouth and Hening (eds.) 2001; Albright 2002)

References:

Albright, M. K. and B. Woodward (2003). Madam Secretary. New York, Miramax Books.

Daalder, I. H. and M. E. O'Hanlon (2000). Winning ugly : NATO's war to save Kosovo. Washington, D.C., Brookings Institution Press.

Weymouth, T. and S. Henig (2001). The Kosovo crisis : the last American war in Europe? London, Reuters.

http://unbisnet.un.org (for UNSC speech record data) http://www.globalsecurity.org/military/ops/sustain_hope.htm (for participation data)

Note: There is no individual country troop data available for Operation Allied Harbor.

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117

SECURITY OPERATIONS DATASET

52. CODE SHEET

Name of Operation: KFOR (NATO Kosovo Force)

Brief Description of Operation: The failure of the Rambouillet talks lead to military intervention (air strikes) by NATO in Operation Allied Force. On June 9, 1999, NATO and the Serb government sign a technical agreement signaling the start of the withdrawal of Serbian troops from Kosovo. On June 10 the Security Council adopts Resolution 1244 endorsing the agreement and calling among other things for the deployment of an international security presence.

Start Date: 1999

End Date: ongoing

Organization: NATO

UN Mandate: yes

Resolutions: 1244

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 17.174

Target Nation: Serbia

Participating Nations: Germany, Armenia, Austria, Belgium, Bulgaria, Canada, Denmark, Estonia, USA, Finland, France, Greece, Hungary, Ireland, Italy, Lithuania, Luxembourg, Morocco, Norway, Netherlands, Poland, Portugal, Czech Republic, UK, Slovakia, Slovenia, Sweden, Switzerland, Turkey, Ukraine

Lead Nation(s): Germany, France, United Kingdom, United States, Italy

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (truncated graph due to excessive number of entries)

Three standard deviations above the mean: UK, USA, Russia, China

Two standard deviations above the mean: UK, USA, Russia, China, France

01020304050607080

UK

US

Ru

ssia

Ch

ina

Fra

nce

Uk

rain

eA

lba

nia

Jap

an

Me

xico

No

rwa

yA

rge

nti

na

Bu

lga

ria

Ire

lan

dB

razi

lJa

ma

ica

Pa

kis

tan

Ba

ng

lad

esh

Co

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bia

Ma

uri

tiu

sT

un

isia

Sp

ain

Sin

ga

po

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am

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on

Gu

ine

aS

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aG

erm

an

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hil

eA

ng

ola

Ne

the

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nd

sM

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am

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Ca

na

da

Ma

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Tu

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roa

tia

Gre

ece

Ga

bo

nS

lov

en

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ost

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ica

Ug

an

da

Alg

eri

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do

nia

Ba

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Fa

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ma

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rus

Ta

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nia

Be

lgiu

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ige

ria

Ph

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pin

es

Qa

tar

Gh

an

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Slo

va

kia

Ind

on

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an

am

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118

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Failure of Rambouillet Peace Talks => Cease-Fire Agreement of June 9, 1999

The key players in the Rambouillet Peace Talks were the United States, the United Kingdom, France,

Germany and Italy - the so-called International Contact Group or simply “the Quint”. (e.g. Daadler and O’Hanlon 2000; Weymouth and Hening (eds.) 2001; Albright 2002)

References:

Auerswald, D. P. (2004). "Explaining wars of choice: An integrated decision model of NATO policy in Kosovo." International Studies Quarterly 48(3): 631-662.

Albright, M. K. and B. Woodward (2003). Madam Secretary. New York, Miramax Books.

Daalder, I. H. and M. E. O'Hanlon (2000). Winning ugly : NATO's war to save Kosovo. Washington, D.C., Brookings Institution Press.

Utley, R. E., Ed. (2006). Major powers and peacekeeping : perspectives, priorities and the challenges of military intervention. Aldershot, England ; Burlington, VT, Ashgate.

Weymouth, T. and S. Henig (2001). The Kosovo crisis : the last American war in Europe? London, Reuters.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/KFOR (for participation data)

IISS Military Balance (for troop data)

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119

SECURITY OPERATIONS DATASET

53. CODE SHEET

Name of Operation: Operation Essential Harvest

Brief Description of Operation: Operation Essential Harvest (or Task Force Harvest (TFH)) was a military operation that consisted of sending NATO troops to Macedonia. It was officially launched on August 22, 2001 but actually began on the 27th. The 3500 troops sent were to disarm the Albanian nationalist groups such as the Kosovo Liberation Army (KLA) and destroy their weapons. The mission lasted 30 days.

Start Date: 2001

End Date: 2001

Organization: NATO

UN Mandate: yes

Resolutions: 1371

Intensity of Operation: Combat Operation

Max. Police Forces deployed: -

Max. Military Forces deployed: 4800

Target Nation: Macedonia

Participating Nations: Belgium, Canada, Czech Republic, France, Germany, Greece, Italy, Netherlands, Spain, Turkey, UK, Hungary, Italy Norway, Portugal, U.S.

Lead Nation(s): United States, Great Britain, France, Germany, Italy,

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, Russian Federation

0

2

4

6

8

10

12

US

Ru

ssia

Ch

ina

Ge

rma

ny

UK

Fra

nce

Jap

an

Bo

tsw

an

a

Cro

ati

a

Ho

nd

ura

s

Ind

on

esi

a

Slo

ve

nia

Sw

ed

en

Ch

ile

Eg

yp

t

Po

lan

d

So

uth

Ko

rea

Bra

zil

Bu

lga

ria

Gu

ine

a-B

issa

u

Ita

ly

Sin

ga

po

re

Uk

rain

e

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120

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Ohrid Framework Agreement of August 8, 2001

The Ohrid Framework agreement was brokered by the U.S. envoy to Macedonia, James Pardew, and his EU counterpart, Francois Leotard. The negotiators got high-level support from NATO SG Robertson and the EU HR Javier Solana (Laity 2008:43; Dobbins 2008:50). The United Kingdom took the lead in setting up the NATO force. It also contributed the greatest number of troops to the operation. The U.S., while diplomatically pushing for an operation in Macedonia, took a back-seat in the operation (Laity 2008:51, 55; Eldgridge 2007:60).

References:

Dobbins, J. (2008). Europe's role in nation-building: from the Balkans to the Congo. Santa Monica, CA, RAND Corporation.

Laity, M. (2008). Preventing war in Macedonia : pre-emptive diplomacy for the 21st century. Whitehall, London, Royal United Services Institute.

Eldridge, J. L. C. (2002). "Playing at peace: Western politics, diplomacy and the stabilization of Macedonia." European Security 11(3): 46-90. http://unbisnet.un.org (for UNSC speech record data) http://www.nato.int/fyrom/tfh/home.htm (for participation/troop data)

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121

SECURITY OPERATIONS DATASET

54. CODE SHEET

Name of Operation: Operation Amber Fox

Brief Description of Operation: Operation Amber Fox was the follow-on operation to Operation Essential Harvest (see above). The mission officially started on 27 September 2001 with an initial three-month mandate, which was subsequently extended until 15 December 2002.

Start Date: 2001

End Date: 2002

Organization: NATO

UN Mandate: yes

Resolutions: 1371

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 700

Target Nation: Macedonia

Participating Nations: Germany, Netherlands

Lead Nation(s): Great Britain, France, Germany, Italy, United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, Russian Federation

0

2

4

6

8

10

12

US

Ru

ssia

Ch

ina

Ge

rma

ny

UK

Fra

nce

Jap

an

Bo

tsw

an

a

Cro

ati

a

Ho

nd

ura

s

Ind

on

esi

a

Slo

ve

nia

Sw

ed

en

Ch

ile

Eg

yp

t

Po

lan

d

So

uth

Ko

rea

Bra

zil

Bu

lga

ria

Gu

ine

a-B

issa

u

Ita

ly

Sin

ga

po

re

Uk

rain

e

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122

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Ohrid Framework Agreement of August 8, 2001

Same actors involved as in Operation Essential Harvest (see above)

References:

Laity, M. (2008). Preventing war in Macedonia : pre-emptive diplomacy for the 21st century. Whitehall, London, Royal United Services Institute. Eldridge, J. L. C. (2002). "Playing at peace: Western politics, diplomacy and the stabilization of Macedonia." European Security 11(3): 46-90. http://unbisnet.un.org (for UNSC speech record data) http://www.nato.int/fyrom/tff/home.htm (for participation/troop data) (last visited 06/14/2011)

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123

SECURITY OPERATIONS DATASET

55. CODE SHEET

Name of Operation: EUPOL Proxima (EU Police Mission in Macedonia)

Brief Description of Operation: EUPOL PROXIMA was launched on 15 December 2003 and ended on December 14, 2005. EU police experts were monitoring, mentoring and advising the country's police thus helping to fight organized crime as well as promoting European policing standards.

Start Date: 2003

End Date: 2005

Organization: EU

UN Mandate: yes

Resolutions: 1371

Intensity of Operation: Police mission

Max. Police Forces deployed: 200

Max. Military Forces deployed: -

Target Nation: Macedonia

Participating Nations: Germany, Austria, Belgium, Cyprus, Denmark, Spain, Estonia, Finland, France, Greece, Hungary, Italy, Latvia, Lithuania, Luxembourg, Norway, Netherlands, Poland, Portugal, Czech Republic, Romania, UK, Slovakia, Slovenia, Sweden, Switzerland, Turkey, Ukraine

Lead Nation(s): France, Great Britain, Germany, Italy

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, Russian Federation

0

2

4

6

8

10

12

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124

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Ohrid Framework Agreement of August 8, 2001

After NATO Operations Essential Harvest and Amber Fox (see above) the U.S. pushed the EU to assume responsibility for Macedonia’s security (Elridge 2002:69). The key EU powers thus took the lead in EUPOL Proxima.

References:

Eldridge, J. L. C. (2002). "Playing at peace: Western politics, diplomacy and the stabilization of Macedonia." European Security 11(3): 46-90. http://unbisnet.un.org (for UNSC speech record data) http://www.consilium.europa.eu/showpage.aspx?id=584&lang=fr (for participation/troop data) (last visited 06/14/2011)

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125

SECURITY OPERATIONS DATASET

56. CODE SHEET

Name of Operation: EUFOR Concordia

Brief Description of Operation: Operation Concordia was the first peacekeeping mission ever conducted by the European Union. The EU took over from NATO's operation Allied Harmony and deployed around 400 troops to provide security to EU and OSCE monitors overseeing the implementation of the Ohrid Framework Agreement.

Start Date: 2003

End Date: 2003

Organization: EU

UN Mandate: yes

Resolutions: 1371

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 400

Target Nation: Macedonia

Participating Nations: Austria, Belgium, Finland, France, Germany, Greece, Italy, Luxembourg, Netherlands, Portugal, Spain, Sweden, UK, Czech Republic, Hungary, Iceland, Norway, Poland, Turkey, Bulgaria, Estonia, Latvia, Lithuania, Romania, Slovakia and Slovenia

Lead Nation(s): France, Great Britain, Germany, Italy

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, Russian Federation

0

2

4

6

8

10

12

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126

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Ohrid Framework Agreement of August 8, 2001

Same actors involved as in EUPOL Proxima (see above)

References:

Eldridge, J. L. C. (2002). "Playing at peace: Western politics, diplomacy and the stabilization of Macedonia." European Security 11(3): 46-90. http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/Operation-Concordia,213 (for participation data) IISS Military Balance (for troop data)

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127

SECURITY OPERATIONS DATASET

57. CODE SHEET

Name of Operation: RAMSI (Regional Assistance Mission in the Solomon Islands)

Brief Description of Operation: RAMSI (also known as Operation Helpem Fren) was created in 2003 in response to a request for international aid by the Governor-General of the Solomon Islands.

Start Date: 2003

End Date: ongoing

Organization: ad hoc

UN Mandate: no

Resolutions: -

Intensity of Operation: Multidimensional peacekeeping

Max. Police Forces deployed: 300

Max. Military Forces deployed: 2225

Target Nation: Solomon Islands

Participating Nations: Australia, Fiji, Cook Islands, Marshall Islands, Kiribati, Micronesia, Nauru, New Zealand, Palau, Papua New Guinea, Samoa, Tonga, Tuvalu, Vanuatu

Lead Nation(s): Australia, New Zealand

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Note: Operation was not discussed at the UNSC

2. Conflict Resolution Efforts Evaluation

Peace agreement: Failure of Townsville Peace Agreement of October 2000

Both Australia and Zealand sponsored the Solomon Island peace process. Australia is widely considered to have been in the logistical and diplomatic lead of RAMSI (see e.g. Kabutaulaka 2005:284, 291; Moore 2004: 738; Sharp 2001:3; Wallis 2006:81). However, the involvement of New Zealand cannot be ignored. The August 2, 2000 ceasefire agreement preceding the Townsville agreement was signed, for instance, aboard a Navy ship from New Zealand, the HMAS Tobruk (Kabutaulaka 2005:286).

References:

Fry, G. and T. T. Kabutaulaka (2008). Intervention and state-building in the Pacific: the legitimacy of 'cooperative intervention'. Manchester, UK; New York, New York, Manchester University Press ; Distributed in the USA by Palgrave.

Hurly, N. (2001). New Zealand and Solomon Islands Ethnic Conflict. S. W. Papers. Canberra.

Kabutaulaka, T. T. (2005). "Australian foreign policy and the RAMSI intervention in Solomon Islands." The Contemporary Pacific 17(2): 283-308.

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128

Moore, C. (2004). "Australia's Motivation and Timing for the 2003 Intervention in the Solomon Islands crisis." Royal Historical Society of Queensland Journal 19(4).

Ponzio, R. (2005). "The Solomon Islands: the UN and intervention by coalitions of the willing." International Peacekeeping 12(2): 173-188.

Sharp, M. (2001). Australian Policy on the 'Ethnic Tension' in Solomon islands 1999-2001. S. W. Papers. Canberra.

Wallis, J. (2006). "A 'helpem fren' in need ... Evaluating the Regional Assistance Mission to Solomon Islands." Security Challenges 2(2).

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/RAMSI,237 (for participation data)

IISS Military Balance (for troop data)

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129

SECURITY OPERATIONS DATASET

58. CODE SHEET

Name of Operation: ECOMOG-Sierra Leone (ECOMWAS Monitoring Group-Sierra Leone)

Brief Description of Operation: The ousting of President Ahmed Tejan Kabbah triggered the ECOWAS intervention of 1997. The stated purpose of ECOMOG was to restore the weak but legitimate rule of Kabbah, by force if necessary. The OAU endorsed the operation. While the UN did not officially sanction it, Secretary-General Kofi Annan, among others, admitted that force might be the only solution. ECOMOG troops were welcomed by the citizens and succeeded in toppling the junta in February 1998.

Start Date: 1997

End Date: 2000

Organization: ECOWAS

UN Mandate: no

Resolutions: -

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 1400

Target Nation: Sierra Leone

Participating Nations: Ghana, Guinea, Mali, Nigeria

Lead Nation(s): Nigeria

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: UK, USA

Two standard deviations above the mean: UK, USA, Russian Federation, China, France

0

5

10

15

20

25

UK

US

Ru

ssia

Ch

ina

Fra

nce

Ca

na

da

Ne

the

rla

nd

sJa

pa

nA

rge

nti

na

Bra

zil

Uk

rain

eN

ige

ria

Ga

mb

iaB

ah

rain

Ma

liB

an

gla

de

shM

ala

ysi

aC

ost

a R

ica

Ga

bo

nS

lov

en

iaIr

ela

nd

Jam

aic

aN

orw

ay

Tu

nis

iaN

am

ibia

Sin

ga

po

reA

ust

ria

Sw

ed

en

Ke

ny

aP

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ug

al

Bu

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Co

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bia

Ma

uri

tiu

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exi

coP

ak

ista

nC

roa

tia

Lib

ya

Tu

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ga

nd

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ietn

am

Alg

eri

aC

hil

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ha

na

Lib

eri

aP

hil

ipp

ine

sT

an

zan

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ium

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nin

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ng

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ma

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sau

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Pa

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ma

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130

2. Conflict Resolution Efforts Evaluation

Peace agreement: Conakry Peace Accord (1997)

In 1997, Sierra Leone’s president Ahmed Tejan Kabbah asked Nigeria for help to reverse the coup. Nigeria then engaged the junta in intense bilateral negotiations to restore the civilian government. These negotiations, which later were broadened to include other ECOWAS countries, led to the signing of the Conakry Peace Accord (Mulow 2009:252; Talentino 2005:221; Dorman 2009:40).

References:

Dorman, A. M. (2009). Blair's successful war: British military intervention in Sierra Leone. Farnham, England; Burlington, VT, Ashgate.

Mutwol, J. (2009). Peace agreements and civil wars in Africa: insurgent motivations, state responses, and third-party peacemaking in Liberia, Rwanda, and Sierra Leone, Cambria Pr.

Talentino, A. K. (2005). Military intervention after the Cold War: the evolution of theory and practice, Ohio Univ Ctr for Intl Studies.

http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2857017/k.83CF/Sierra_Leonebr_Historical_Chronology.htm

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ECOMOG-Sierra-Leone (for participation data)

IISS Military Balance (for troop data)

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131

SECURITY OPERATIONS DATASET

59. CODE SHEET

Name of Operation: UNOMSIL (UN Observer Mission in Sierra Leone)

Brief Description of Operation: The Conakry Peace Plan (see above) does not ameliorate the situation in Sierra Leone. The ECOWAS intervention (ECOMOMG-SL) is converted into a UN operation (UNOMSIL) on July 13, 1998. As fighting continues, UNOMSIL is evacuated.

Start Date: 1998

End Date: 1999

Organization: United Nations

UN Mandate: yes

Resolutions: 1181, 1260

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 245

Target Nation: Sierra Leone

Participating Nations: Bangladesh, Bolivia, China, Croatia, Denmark, Egypt, France, Gambia, India, Indonesia, Jordan, Kenya, Kirgizstan, Malaysia, Namibia, Nepal, Norway, New Zealand, Pakistan, Czech Republic, UK, Russia, Slovakia, Sweden, Tanzania, Thailand, Uruguay, Zambia.

Lead Nation(s): United Kingdom, United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: UK, USA

Two standard deviations above the mean: UK, USA, Russian Federation, China, France

0

5

10

15

20

25

UK

US

Ru

ssia

Ch

ina

Fra

nce

Ca

na

da

Ne

the

rla

nd

sJa

pa

nA

rge

nti

na

Bra

zil

Uk

rain

eN

ige

ria

Ga

mb

iaB

ah

rain

Ma

liB

an

gla

de

shM

ala

ysi

aC

ost

a R

ica

Ga

bo

nS

lov

en

iaIr

ela

nd

Jam

aic

aN

orw

ay

Tu

nis

iaN

am

ibia

Sin

ga

po

reA

ust

ria

Sw

ed

en

Ke

ny

aP

ort

ug

al

Bu

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Co

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bia

Ma

uri

tiu

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exi

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ak

ista

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nd

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Alg

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na

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132

2. Conflict Resolution Efforts Evaluation

Peace agreement: Lomé Peace Agreement

Following the failure if the Conakry Peace Agreement and the flagging performance of ECOWAS in Sierra Leone, various actors tried to remedy the situation, chief among them the United Kingdom and the United

States. The UK directed its naval frigate HMS Norfolk to Freetown to provide backup support to ECOMOMG (Mutlow 2009:294-5). The United States provided US$4 million to assist ECOMOMG. However, ECOMOMG’s performance suggests that there was no military solution to the war. Thus starts the Lomé Peace Process, which is largely funded by Great Britain (Mutlow 2009:296-7). Great Britain also suggested at the UN to deploy a fullly-fledged peacekeeping operation to Sierra Leone (Talentino 2005:226).

References:

Cook, C. R., R. Fegley, et al. (2009). "A Question of Intervention: American Policymaking in Sierra Leone and the Power of Institutional Agenda Setting." African Studies Quarterly 10(1).

Mutwol, J. (2009). Peace agreements and civil wars in Africa: insurgent motivations, state responses, and third-party peacemaking in Liberia, Rwanda, and Sierra Leone, Cambria Pr.

Talentino, A. K. (2005). Military intervention after the Cold War: the evolution of theory and practice, Ohio Univ Ctr for Intl Studies.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MONU.S.IL (for participation data)

IISS Military Balance (for troop data)

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133

SECURITY OPERATIONS DATASET

60. CODE SHEET

Name of Operation: UNAMSIL (UN Mission in Sierra Leone)

Brief Description of Operation: Civil war In Sierra Leone is ended following the Lomé Peace Agreement (1999) and British unilateral military intervention (Operation Palliser). UNAMSIL follows in the footsteps of UNOMSIL (see above) with a more robust mandate and much larger deployment size (Franke and Warnecke 2009).

Start Date: 1999

End Date: 2005

Organization: United Nations

UN Mandate: yes

Resolutions: 1270, 1289, 1346

Intensity of Operation: Multidimensional peacebuilding and peace enforcement

Max. Police Forces deployed: 87

Max. Military Forces deployed: 17.368

Target Nation: Sierra Leone

Participating Nations: Germany, Bangladesh, Bolivia, China, Croatia, Egypt, Gambia, Ghana, Guinea, Mauritius, India, Indonesia, Jordan, Kenya, Kirgizstan, Malaysia, Namibia, Nepal, Nigeria, Pakistan, UK, Russia, Slovakia, Sweden, Tanzania, Turkey, Ukraine, Uruguay, Zambia, Zimbabwe

Lead Nation(s): United Kingdom, United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: UK, USA

Two standard deviations above the mean: UK, USA, Russian Federation, China, France

0

5

10

15

20

25

UK

US

Ru

ssia

Ch

ina

Fra

nce

Ca

na

da

Ne

the

rla

nd

sJa

pa

nA

rge

nti

na

Bra

zil

Uk

rain

eN

ige

ria

Ga

mb

iaB

ah

rain

Ma

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an

gla

de

shM

ala

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Jam

aic

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Tu

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Ke

ny

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Bu

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ha

na

Lib

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Pa

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134

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Lomé Agreement (and Abuja I and II agreements)

Ongoing violence results in a unilateral British deployment on May 7, 1999 (Talentino 2005:228; Dorman 2009:87ff). Intense negotiations involving the cut of all EU aid to Liberia and sanctions targeting Charles Taylor, his family and close aides from entering the United States, lead to a cease-fire agreement between the RUF and President Kabbah in May 2001 (Abuja I and II agreements). The United Kingdom contributes $120 million toward the reconstruction of Sierra Leonean security institutions and the justice system (Chege 2002: 155).

References:

Cook, C. R., R. Fegley, et al. (2009). "A Question of Intervention: American Policymaking in Sierra Leone and the Power of Institutional Agenda Setting." African Studies Quarterly 10(1).

Dorman, A. M. (2009). Blair's successful war : British military intervention in Sierra Leone. Farnham, England; Burlington, VT, Ashgate.

Talentino, A. K. (2005). Military intervention after the Cold War: the evolution of theory and practice, Ohio Univ Ctr for Intl Studies.

Chege, M. (2002). "Sierra Leone: the state that came back from the dead." The Washington Quarterly 25(3): 147-160.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MINU.S.IL (for participation data)

IISS Military Balance (for troop data)

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135

SECURITY OPERATIONS DATASET

61. CODE SHEET

Name of Operation: ECOMOG-Guinea Bissau (ECOWAS Monitoring Group-Guinea Bissau)

Brief Description of Operation: ECOMOG-Guinean Bissau is deployed at the request of Guinean President João Bernardo Vieira, who faces a rebellion led by General Ansumane Mane. Despite ECOMOMG’s support of the Viera’s army, the fighting quickly turns in favor of the rebels. A peace agreement is signed on November 1, 1998 in Abuja (Nigeria) under the aegis of ECOWAS. The agreement provides for a cease-fire, withdrawal of foreign forces and the deployment of an ECOWAS peacekeeping force. The ECOMOG forces withdraw from Guinea-Bissau in late June 1999 and are replaced by the UN Office for the Consolidation of Peace (UNOGBIS).

Start Date: 1998

End Date: 1999

Organization: ECOWAS

UN Mandate: no

Resolutions: -

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 600

Target Nation: Guinea Bissau

Participating Nations: Benin, Gambia, Niger, Togo

Lead Nation(s): France, Portugal33

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: France, USA, Russian Federation

33 Note that Portugal is not among the key UNSC speakers. However, its involvement in ECOMOG-Guinea Bissau is so extensive that it is still counted as a Lead Nation of this operation.

0

2

4

6

Fra

nce US

Ru

ssia

Ch

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Gu

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a

UK

Ch

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Pa

kis

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Ga

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Jam

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136

2. Conflict Resolution Efforts Evaluation

Peace agreement: Abuja Peace Agreement of November 1, 1998

France (through the francophone ECOWAS members) and Portugal (through the community of lusophone states) dominated the conflict resolution efforts. At times, the peace process was engulfed in a climate of fierce franco-portuguese competition (Masse in Furley and May (eds.) 2006:90; Francis in Utley (eds.) 2006:112). A final peace agreement was negotiated after an ECOWAS Foreign Minister summit in Abuja on November 1, 1998.

References:

Furley, O. and R. May Ed. (2006). Ending Africa's wars : progressing to peace. Aldershot, England ; Burlington, VT, Ashgate.

ICG (2007). "Guinea-Bissau: In Need of a State." ICG Africa Report N°142.

Utley, R. E., Ed. (2006). Major powers and peacekeeping : perspectives, priorities and the challenges of military intervention. Aldershot, England ; Burlington, VT, Ashgate.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ECOMOG-Guinee-Bissau (for participation data)

IISS Military Balance (for troop data)

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137

SECURITY OPERATIONS DATASET

62. CODE SHEET

Name of Operation: MONUC (UN Mission in the Democratic Republic of Congo)

Brief Description of Operation: The Rwandan genocide leads to the downfall of dictator Mobutu in the DRC and to looting by Rwandan and Ugandan forces of the DRC’s natural resources. The Lusaka Ceasefire Agreement (1999) and The Sun City Agreement (2002) inaugurate the transition process (Franke and Warnecke 2009).

Start Date: 1999

End Date: 2010

Organization: United Nations

UN Mandate: yes

Resolutions: 1291, 1565, 1445, 1493, 1621, 1635, 1693, 1669, 1692, 1671

Intensity of Operation: Multidimensional peacebuilding and peace enforcement

Max. Police Forces deployed: 1085

Max. Military Forces deployed: 17.516

Target Nation: Democratic Republic of Congo

Participating Nations: South Africa, Algeria, Bangladesh, Belgium, Benin, Bolivia, Bosnia-Herzegovina, Burkina Faso, Cameroon, Canada, CAR, China, Côte d'Ivoire, Denmark, Egypt, Spain, France, Ghana, Guatemala, Guinea, India, Indonesia, Ireland, Jordan, Kenya, Madagascar, Malaysia, Malawi, Mali, Morocco, Mongolia, Mozambique, Nepal, Niger, Norway, Pakistan, Paraguay, Peru, Poland, Czech Republic, Romania, UK, Russia, Senegal, Serbia, Sri Lanka, Sweden, Switzerland, Chad, Togo, Tunisia, Turkey, Ukraine, Uruguay, Yemen, Zambia.

Lead Nation(s): United States, France, South Africa

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: France

Two standard deviations above the mean: France, UK

05

10152025303540

Fra

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US

Ch

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Rw

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da

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Ca

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Ma

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me

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nC

hil

eM

exi

coC

on

go

Gu

ine

aP

hil

ipp

ine

sIt

aly

Bu

rkin

a …

Co

sta

Ric

aIn

do

ne

sia

Lib

ya

Mo

zam

biq

…D

en

ma

rkN

ep

al

Om

an

Vie

tna

m

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138

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Lusaka Ceasefire Agreement of 1999 and “Lusaka Plus” of 2000

The Lusaka Agreement of 1999 was a regional initiative led by South Africa. The United States and the European Union served as observer states to the Lusaka Process (Durch 2006:245).

France laid one of the crucial foundations for the Lusaka agreement at the Francophone Summit in November 1998 in France attended by thirty-four African heads of State (Durch 2006:244).

The Lusaka agreement foresaw the deployment of a UN peacekeeping force. In assembling the force (and thus implementing the Lusaka agreement) the United States took the lead. To solidify African commitment to the Lusaka process, Richard Holbrook, the newly appointed U.S. ambassador to the UN, sought it necessary to make the conflict parties sign an accord quasi-identical to the initial Lusaka agreement called “Lusaka-plus” (Durch 2006:250). In early February 2000, the United States introduced UNSC Resolution 1291 which called for a peacekeeping mission to facilitate the implementation of Lusaka. Furthermore, the U.S. Department of Defense worked very closely with UNDPKO to design MONUC (ICG 2000: 74; Durch 2006:251).

References:

Durch, W. J., Ed. (2006). Twenty-first-century peace operations. Washington, D.C., United States Institute of Peace and the Henry L. Stimson Center.

ICG (2000). "Scramble for the Congo: Anatomy of an Ugly War." ICG Africa Report N°26.

Reyntjens, F. (2009). The great African war : Congo and regional geopolitics, 1996-2006. Cambridge ; New York, Cambridge University Press.

Turner, T. (1997). "Kabila Returns, In a Cloud of Uncertainty." African Studies Quarterly 1(3).

Willame, J.-C. (2002). L'accord de Lusaka : Chronique d'une négociation internationale. Paris Tervuren, Harmattan ; Institut africain-CEDAF = Afrika instituut-ASDOC.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MONUC (for participation data)

IISS Military Balance (for troop data)

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139

SECURITY OPERATIONS DATASET

63. CODE SHEET

Name of Operation: Operation Sovereign Legitimacy

Brief Description of Operation: In August 1998, Zimbabwe, Angola, and Namibia send troops into the Democratic Republic of Congo to counter an invasion from Rwanda and Uganda that threatened to topple DRC’s President Laurent Desiré Kabila. Together with Congolese troops loyal to Kabila and 300 Namibian reinforcements, the SADC forces defeat the Western prong of the rebellion, relieve Kinshasa, and preserve Kabila’s government.

Start Date: 1998

End Date: 1998

Organization: SADC

UN Mandate: no

Resolutions: -

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 20.000

Target Nation: Democratic Republic of Congo

Participating Nations: Namibia (2000), Angola (7000), Zimbabwe (11000)

Lead Nation(s): Zimbabwe

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Note: Operation was not discussed at the UNSC

2. Conflict Resolution Efforts Evaluation

Peace Agreement: no agreement

Operation Sovereign Legitimacy is generally considered a Zimbabwe-led operation. Coleman (2007:133ff), for instance, argues that “in August 1998, Mugabe deployed 3000 troops to save Kinshasa for Kabila” (see also Reyntjens 2009: 198).

References:

Coleman, K. P. (2007). International Organizations and Peace Enforcement: The Politics of International Legitimacy. Cambridge, Cambridge University Press. Reyntjens, F. (2009). The great African War : Congo and regional geopolitics, 1996-2006. Cambridge ; New York, Cambridge University Press. Coleman (2007) (for participation and troop data)

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140

SECURITY OPERATIONS DATASET

64. CODE SHEET

Name of Operation: Operation Artemis

Brief Description of Operation: On June 5, 2003 the European Union launched Operation Artemis in the Democratic Republic of the Congo, pursuant to UNSC resolution 1484 authorizing the establishment of an interim emergency multinational force in Bunia. The mission's mandate is to improve the security conditions and stabilize the humanitarian situation.

Start Date: 2003

End Date: 2003

Organization: EU

UN Mandate: yes

Resolutions: 1484

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 1800

Target Nation: Democratic Republic of Congo

Participating Nations: Belgium, Brazil, Canada, France, Germany, Greece, South Africa, Sweden, United Kingdom, Croatia

Lead Nation(s): France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: France

Two standard deviations above the mean: France, UK

0

5

10

15

20

25

30

35

40

Fra

nce UK

US

Ch

ina

Rw

an

da

Ru

ssia

Tu

nis

iaB

an

gla

de

shJa

ma

ica

So

uth

Afr

ica

Na

mib

iaU

ga

nd

aM

ali

Uk

rain

eZ

imb

ab

we

Ca

na

da

Ire

lan

dN

orw

ay

Co

lom

bia

Ma

uri

tiu

sJa

pa

nB

elg

ium

Sin

ga

po

reA

ng

ola

Arg

en

tin

aT

an

zan

iaP

ak

ista

nB

uru

nd

iB

razi

lG

erm

an

yN

eth

erl

an

ds

Sy

ria

Ma

lay

sia

Za

mb

iaB

ulg

ari

aE

gy

pt

Sp

ain

Ca

me

roo

nC

hil

eM

exi

coC

on

go

Gu

ine

aP

hil

ipp

ine

sIt

aly

Bu

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a F

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Co

sta

Ric

aIn

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Lib

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Mo

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biq

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pa

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ma

nV

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am

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141

2. Conflict Resolution Efforts Evaluation

Peace agreement: no agreement => humanitarian emergency

Operation Artemis is widely considered a French-led operation (see e.g. UNDPKO 2004:3/21, 4/21; Homan 2007:2).

References:

Homan, K. (2007). Operation Artemis in the Democratic Republic of Congo, Netherlands Institute for International relations 'Clingendael': pp.151-155.

UNDPKO (2004). "Operation ARTEMIS: The lessons of the interim emergency multilateral force." Peacekeeping Best Practices Unit Military Division.

http://unbisnet.un.org (for UNSC speech record data) http://www.peacekeeping-cost-is0805.eu/siteweb/images/ACTIVITIES/Publications/100331%20-

%20+Article+Soder.pdf (for participation/troop data)

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142

SECURITY OPERATIONS DATASET

65. CODE SHEET

Name of Operation: UNOSOM I (UN Operation in Somalia I)

Brief Description of Operation: After the downfall of the authoritarian ruler Siad Barre, civil war breaks out in Somalia in 1991. UNOSOM I is established on April 24, 1992 by UNSC Resolution 751. Its mandate is to monitor the cease-fire in Mogadishu and to escort aid deliveries. In August 1992, the mandate and strength of UNOSOM I is expanded to enable it to protect humanitarian convoys and distribution centers throughout Somalia (Franke and Warnecke 2009).

Start Date: 1992

End Date: 1993

Organization: United Nations

UN Mandate: yes

Resolutions: 751, 775, 794

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 4219

Target Nation: Somalia

Participating Nations: Australia, Austria, Bangladesh, Belgium, Canada, Egypt, Fiji, Finland, Indonesia, Jordan, Morocco, Norway, New Zealand, Pakistan, Czech Republic, Zimbabwe

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation (Somalia 1992-1996)

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, France, Pakistan, China, Russian Federation, UK, Brazil

0

2

4

6

8

10

12

US

Fra

nce

Pa

kis

tan

Ch

ina

Ru

ssia

UK

Bra

zil

Dji

bo

uti

Sp

ain NZ

Ne

the

rla

nd

s

Po

lan

d

Jap

an

Hu

ng

ary

Ca

pe

Ve

rde

Mo

rocc

o

Nig

eri

a

Eth

iop

ia

Ke

ny

a

Ve

ne

zue

la

Arg

en

tin

a

Ge

rma

ny

Ug

an

da

Ind

on

esi

a

Eg

yp

t

Ind

ia

Tu

nis

ia

Zim

ba

bw

e

Ch

ile

So

uth

Ko

rea

Alg

eri

a

Cze

ch R

ep

ub

lic

Gu

ine

a-B

issa

u

Ph

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pin

es

De

nm

ark

Jord

an

Sw

azi

lan

d

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143

2. Conflict Resolution Efforts Evaluation

Peace Agreement: no agreement

UNOSOM I was initiated by UN Secretary-General Boutros Boutros-Ghali. As African diplomat he championed the Somali cause and made it a top priority of his tenure (Cohen 2000:2006; Shalom 1993; Boutros-Ghali 1999). Initially, the United States sought to avoid taking the lead on Somalia. In addition to following the lead of Britain and Italy, U.S. officials strongly endorsed the growing efforts of the Secretary-General to make the UN the cornerstone of all Somali reconciliation efforts (Schraeder 1992:586). Starting in July 1992, however, the U.S. interest in Somalia increased steadily. On 3 August, 1992, the U.S. Senate passed a resolution urging the deployment of a UN force to Somalia. A similar resolution passed the House on August 10, 1992 (Mermin 1997:395). From then onwards, the United States was in the lead of all international conflict resolution efforts in Somalia.

References:

Boutros-Ghali, B. (1999). Unvanquished - A U.S.-U.N. Saga. New York, Random House.

Clark, J. (1992). "Debacle in Somalia." Foreign Aff. 72: 109.

Cohen, H. J. (2000). Intervening in Africa: superpower peacemaking in a troubled continent. New York, St. Martin's Press.

Menkhaus, K. J. and L. L. Ortmayer (1995). Key Decisions in the Somalia Intervention, Institute for the Study of Diplomacy, School of Foreign Service, Georgetown University. Schraeder, P. J. (1992). "The Horn of Africa: U.S. foreign policy in an altered Cold War environment." Middle East Journal 46(4): 571-593.

Shalom, S. R. (1993). "Gravy Train: feeding the pentagon by feeding Somalia." Zmag. Western, J. (2002). "Sources of Humanitarian Intervention: Beliefs, Information, and Advocacy in the U.S. Decisions on Somalia and Bosnia." International Security 26(4): 112-142. http://www.securitycouncilreport.org/site/c.glKWLeMTIsG/b.2876199/k.3DCA/Somaliabr_Historical_Chronology.htm

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ONU.S.OM-1 (for participation data)

IISS Military Balance (for troop data)

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144

SECURITY OPERATIONS DATASET

66. CODE SHEET

Name of Operation: UNITAF (Unified Task Force)

Brief Description of Operation: UNITAF operated in Somalia between December 5, 1992 and May 4, 1993. It was charged with creating a protected environment for conducting humanitarian operations in the southern half of Somalia.

Start Date: 1992

End Date: 1993

Organization: ad hoc

UN Mandate: yes

Resolutions: 794

Intensity of Operation: Peace enforcement (Chapter VII)

Max. Police Forces deployed: -

Max. Military Forces deployed: 45.000

Target Nation: Somalia

Participating Nations: Australia, Belgium, Botswana, Canada, Egypt, France, Germany, Greece, India, Italy, Kuwait, Morocco, New Zealand, Nigeria, Norway, Pakistan, Saudi Arabia, Sweden, Tunisia, Turkey, United Arab Emirates, United Kingdom and Zimbabwe

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, France, Pakistan, China, Russian Federation, UK, Brazil

0

2

4

6

8

10

12

US

Fra

nce

Pa

kis

tan

Ch

ina

Ru

ssia

UK

Bra

zil

Dji

bo

uti

Sp

ain NZ

Ne

the

rla

nd

s

Po

lan

d

Jap

an

Hu

ng

ary

Ca

pe

Ve

rde

Mo

rocc

o

Nig

eri

a

Eth

iop

ia

Ke

ny

a

Ve

ne

zue

la

Arg

en

tin

a

Ge

rma

ny

Ug

an

da

Ind

on

esi

a

Eg

yp

t

Ind

ia

Tu

nis

ia

Zim

ba

bw

e

Ch

ile

So

uth

Ko

rea

Alg

eri

a

Cze

ch R

ep

ub

lic

Gu

ine

a-B

issa

u

Ph

ilip

pin

es

De

nm

ark

Jord

an

Sw

azi

lan

d

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145

2. Conflict Resolution Efforts Evaluation

Peace agreement: no peace agreement

UNITAF was a U.S.-led operation (see e.g. Bowden 1999; Western 2002; Boutros-Ghali 1999:58; Baum 2004)

References:

Baum, M. A. (2004). "How public opinion constrains the use of force: The case of Operation Restore Hope." Presidential Studies Quarterly 34(2): 187-226.

Bowden, M. (1999). Black hawk down: A story of modern war, Grove Press.

Boutros-Ghali, B. (1999). Unvanquished - A U.S.-U.N. Saga. New York, Random House.

Western, J. (2002). "Sources of humanitarian intervention: Beliefs, information, and advocacy in the U.S. decisions on Somalia and Bosnia." International Security 26(4): 112-142.

http://unbisnet.un.org (for UNSC speech record data) http://www.unidir.org/pdf/ouvrages/pdf-1-92-9045-106-8-en.pdf (for participation/troop data)

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146

SECURITY OPERATIONS DATASET

67. CODE SHEET

Name of Operation: UNOSOM II (UN Operation in Somalia II)

Brief Description of Operation: UNOSOM II is created on March 26, 1993 by UNSC Resolution 814. It ends on March 2, 1995. Its mandate is to resume the activities of the UNITAF (see above). In February 1994, after several violent incidents and attacks against UN peacekeepers, the Security Council revises the mandate of UNOSOM II to exclude the use of coercive methods.

Start Date: 1993

End Date: 1995

Organization: ad hoc

UN Mandate: yes

Resolutions: 814, 897

Intensity of Operation: Multidimensional peacebuilding and peace enforcement (Chapter VII)

Max. Police Forces deployed: 2800

Max. Military Forces deployed: 28.000

Target Nation: Somalia

Participating Nations: Australia, Belgium, Botswana, Canada, Egypt, France, Germany, Greece, India, Italy, Kuwait, Morocco, New Zealand, Nigeria, Norway, Pakistan, Saudi Arabia, Sweden, Tunisia, Turkey, United Arab Emirates, United Kingdom and Zimbabwe

Lead Nation(s): United States

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA

Two standard deviations above the mean: USA, France, Pakistan, China, Russian Federation, UK, Brazil

0

2

4

6

8

10

12

US

Fra

nce

Pa

kis

tan

Ch

ina

Ru

ssia

UK

Bra

zil

Dji

bo

uti

Sp

ain NZ

Ne

the

rla

nd

s

Po

lan

d

Jap

an

Hu

ng

ary

Ca

pe

Ve

rde

Mo

rocc

o

Nig

eri

a

Eth

iop

ia

Ke

ny

a

Ve

ne

zue

la

Arg

en

tin

a

Ge

rma

ny

Ug

an

da

Ind

on

esi

a

Eg

yp

t

Ind

ia

Tu

nis

ia

Zim

ba

bw

e

Ch

ile

So

uth

Ko

rea

Alg

eri

a

Cze

ch R

ep

ub

lic

Gu

ine

a-B

issa

u

Ph

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pin

es

De

nm

ark

Jord

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Sw

azi

lan

d

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147

2. Conflict Resolution Efforts Evaluation

Peace Agreement: no agreement

Same actors involved as in UNITAF (see above)

References:

Nalbandov, R. (2009). Foreign interventions in ethnic conflicts, Ashgate Publishing.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/ONU.S.OM-II (for participation data)

IISS Military Balance (for troop data)

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148

SECURITY OPERATIONS DATASET

68. CODE SHEET

Name of Operation: AMIS (African Union Mission in Sudan)

Brief Description of Operation: Since February 2003, a civil war rages in the Darfur region of Western Sudan. AMIS is deployed to monitor the implementation of the N’Djamena Humanitarian Ceasefire Agreement of April 8, 2004 and the subsequent Addis Ababa Ceasefire Agreement of May 28, 2004. AMIS is replaced by a UN operation (UNAMID) on December 31, 2007.

Start Date: 2004

End Date: 2007

Organization: African Union

UN Mandate: no

Resolutions: -

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: 1222

Max. Military Forces deployed: 5505

Target Nation: Sudan

Participating Nations: Nigeria, Rwanda, Egypt, South Africa, Senegal, Ghana, Gambia, Kenya, Mauritania, Niger, Mali, Burkina-Faso, Zambia, Lesotho, Uganda, Madagascar, Burundi, Cameroon, Mauritius

Lead Nation(s): United States, UK, Norway

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA, UK

Two standard deviations above the mean: USA, UK, China, Russian Federation, France

0

2

4

6

8

10

12

US

UK

Ch

ina

Ru

ssia

Fra

nce

Lib

ya

Co

sta

Ric

a

Bu

rkin

a F

aso

Cro

ati

a

Ind

on

esi

a

So

uth

Afr

ica

Ug

an

da

Ga

bo

n

Be

lgiu

m

Vie

tna

m

Pa

na

ma

Au

stri

a

Ita

ly

Nig

eri

a

Bo

snia

Jap

an

Bra

zil

Tu

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y

Le

ba

no

n

Me

xico

Ge

rma

ny

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149

2. Conflict Resolution Efforts Evaluation

Peace Agreement: N’Djamena Cease-Fire Agreement

Chad first initiated the Darfur Peace process. The United States considered Chad a biased broker and thus requested that the peace negotiations be shifted to the African Union. The African Union then dispatched AMIS to enforce the N’Djamena Ceasefire Agreement. The UK and Norway (alongside other EU countries) financed the deployment of AMIS.

References:

Bosco, D. L. (2009). Five to rule them all : the UN Security Council and the making of the modern world. Oxford ; New York, Oxford University Press.

Furley, O. and R. May (2006). Ending Africa's wars : progressing to peace. Aldershot, England ; Burlington, VT, Ashgate.

Power, S. (2004). "Dying in Darfur: Can the ethnic cleansing in Sudan be stopped?" The New Yorker(August 30).

Slim, H. (2004). "Dithering over Darfur? A preliminary review of the international response." International Affairs 80(5): 811-828.

Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MUAS (for participation data)

IISS Military Balance (for troop data)

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150

SECURITY OPERATIONS DATASET

69. CODE SHEET

Name of Operation: UNMIS (UN Mission in the Sudan)

Brief Description of Operation: North and South Sudan had been at war almost since the independence of Sudan from the British Empire. In 2000, a new peace effort was launched which ended in the North-South peace agreement. UNMIS was deployed to monitor the enforcement of the agreement.

Start Date: 2005

End Date: ongoing

Organization: African Union

UN Mandate: yes

Resolutions: 1590, 1706

Intensity of Operation: Multidimensional peacebuilding and peace enforcement

Max. Police Forces deployed: 715

Max. Military Forces deployed: 10.000

Target Nation: Sudan

Participating Nations:

Lead Nation(s): United States, UK, Norway.

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: USA, UK

Two standard deviations above the mean: USA, UK, China, Russian Federation, France

0

2

4

6

8

10

12

US

UK

Ch

ina

Ru

ssia

Fra

nce

Lib

ya

Co

sta

Ric

a

Bu

rkin

a F

aso

Cro

ati

a

Ind

on

esi

a

So

uth

Afr

ica

Ug

an

da

Ga

bo

n

Be

lgiu

m

Vie

tna

m

Pa

na

ma

Au

stri

a

Ita

ly

Nig

eri

a

Bo

snia

Jap

an

Bra

zil

Tu

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y

Le

ba

no

n

Me

xico

Ge

rma

ny

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151

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Comprehensive Peace Agreement (the so-called Naivasha Agreement)

The Sudanese peace process was accompanied by the so-called Troika states United States, Great Britain

and Norway. The United States bore the political and financial brunt of the Sudanese peace effort starting with the election of George W. Bush in 2000 (see e.g. Woodward in Furley and May 2006; Power 2004; Bosco 2009:245; Slim 2004:819,825; Whitfield 2007: 251-252).

References:

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MINU.S.

IISS Military Balance (for troop data)

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152

SECURITY OPERATIONS DATASET

70. CODE SHEET

Name of Operation: CIS Collective Peacekeeping Force

Brief Description of Operation: The Tajik government asks for a Russian intervention to crush its opposition. The Russian government is eager to gain international recognition for the CIS as legitimate security institution and thus converts the operation into a CIS endeavor.

Start Date: 1993

End Date: 2000

Organization: CIS

UN Mandate: no

Resolutions: -

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 32.000

Target Nation: Tajikistan

Participating Nations: Russia, Uzbekistan, Kazakhstan, Kirgizstan

Lead Nation(s): Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: Russian Federation

Two standard deviations above the mean: Russian Federation, USA

0123456789

10

Ru

ssia US

Ch

ina

Fra

nce

Jap

an

Arg

en

tin

a

Ch

ile

Ge

rma

ny

Gu

ine

a-B

issa

u

Ho

nd

ura

s

Ind

on

esi

a

Ke

ny

a

Om

an

So

uth

Ko

rea

UK

Bo

tsw

an

a

Eg

yp

t

Pa

kis

tan

Po

lan

d

Ita

ly

Co

sta

Ric

a

Cze

ch R

ep

ub

lic

Ga

mb

ia

Po

rtu

ga

l

Sp

ain

Sw

ed

en

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153

2. Conflict Resolution Efforts Evaluation

Peace agreement: no agreement

Russian forces had been acting as mediators in Tajikistan even before the outbreak of the armed conflict in Tajikistan (Poujol in Djalili et al. 1998:100). On August 7, 1992 Boris Yeltsin held a meeting in Moscow to discuss the Tajik crisis and on August 24, 1992, CIS Defense Ministers decided to intervene in Tajikistan via the CIS (Poujol in Djalili 1998:116; see also Lynch 200:161).

References:

Djalili, M. R., F. Grare, et al. (1998). Tajikistan : the trials of independence. Richmond, Surrey, Curzon.

Lynch, D. and Royal Institute of International Affairs. (2000). Russian peacekeeping strategies in the CIS: the cases of Moldova, Georgia and Tajikistan. Houndmills [England] New York, Macmillan Press; St. Martin's Press.

http://unbisnet.un.org (for UNSC speech record data)

Lynch (2000) (for participation/troop data)

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154

SECURITY OPERATIONS DATASET

71. CODE SHEET

Name of Operation: UNMOT (UN Mission of Observers in Tajikistan)

Brief Description of Operation: UNMOT is established on December 16, 1994 by UNSC Resolution 968. Its mandate is to help establish a Joint Commission, composed of representatives of the Government of Tajikistan and the Tajik opposition, to monitor the implementation of the cease-fire and the cessation of hostilities along the Tajik-Afghan border as well as within the country (Franke and Warnecke 2009).

Start Date: 1994

End Date: 2000

Organization: United Nations

UN Mandate: yes

Resolutions: 968, 1138

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: 2

Max. Military Forces deployed: 120

Target Nation: Tajikistan

Participating Nations: Austria, Bangladesh, Bulgaria, Denmark, Ghana, Hungary, Indonesia, Jordan, Nepal, Nigeria, Poland, Czech Republic, Switzerland, Ukraine, Uruguay

Lead Nation(s): Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: Russian Federation

Two standard deviations above the mean: Russian Federation, USA

0

2

4

6

8

10

Ru

ssia US

Ch

ina

Fra

nce

Jap

an

Arg

en

tin

a

Ch

ile

Ge

rma

ny

Gu

ine

a-B

issa

u

Ho

nd

ura

s

Ind

on

esi

a

Ke

ny

a

Om

an

So

uth

Ko

rea

UK

Bo

tsw

an

a

Eg

yp

t

Pa

kis

tan

Po

lan

d

Ita

ly

Co

sta

Ric

a

Cze

ch R

ep

ub

lic

Ga

mb

ia

Po

rtu

ga

l

Sp

ain

Sw

ed

en

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155

2. Conflict Resolution Efforts Evaluation

Peace agreement: Tehran Agreement (1994)

Same actors involved as in CIS Tajikistan operation (see above).

References:

Djalili, M. R., F. Grare, et al. (1998). Tajikistan: the trials of independence. Richmond, Surrey, Curzon. http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MONUT (for participation data)

IISS Military Balance (for troop data)

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156

SECURITY OPERATIONS DATASET

72. CODE SHEET

Name of Operation: MINURSO (UN Mission for the Referendum in Western Sahara)

Brief Description of Operation: After independence from Spain in the 1970s, the territory of Western Sarah is annexed by Mauritania and Morocco. Mauritania withdraws its forces but Morocco maintains its territorial claims against the POLISARIO front, in particular, because of the discovery of phosphate in the area. Following an agreement between the Government of Morocco and the Polisario Front, MINURSO is deployed in September 1991 to monitor the cease-fire of September 6, 1991 and a referendum that would allow the people of Western Sahara to decide the future status of the territory. Despite multiple calls from the international community, the referendum has not taken place until today (Franke and Warnecke 2009).

Start Date: 1991

End Date: ongoing

Organization: United Nations

UN Mandate: yes

Resolutions: 690

Intensity of Operation: Multidimensional peacebuilding

Max. Police Forces deployed: 6

Max. Military Forces deployed: 225

Target Nation: Morocco

Participating Nations: Argentina, Austria, Bangladesh, Brazil, China, South Korea, Croatia, Djibouti, Egypt, El Salvador, France, Ghana, Greece, Guinea, Honduras, Hungary, Ireland, Italy, Jordan, Malaysia, Mongolia, Nigeria, Pakistan, Paraguay, Poland, Russia, Sri Lanka, Uruguay, Yemen

Lead Nation(s): United States, France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: USA, France

012345678

US

Fra

nce

Ru

ssia

UK

Me

xico

So

uth

Afr

ica

Au

stri

a

Bu

rkin

a F

aso

Co

sta

Ric

a

Ug

an

da

An

go

la

Ca

me

roo

n

Ch

ile

Ch

ina

Ge

rma

ny

Gu

ine

a

Nig

eri

a

Pa

kis

tan

Sp

ain

Sy

ria

Ve

ne

zue

la

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157

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Joint OAU/UN Settlement Plan (1988) and Ceasefire of September 6, 1991 => subsequent talks

to finally hold a referendum, most importantly, the “Manhasset Negotiations”.

The United States is the key third-party interlocutor in the Western Sahara peace process. High-ranking former U.S. Government officials have served as UN special envoys to MINURSO (e.g., Former Secretary of State James Baker (1997-2004) as well as Christopher Ross (2009-)). The U.S. also hosted the latest round of peace negotiations in Manhasset (NY) during June 18-19, 2007 (Souaré 2007:57). The United States also took the initiative in early 1993 to form the “Friends of Western Sahara“– a group to assist the UN Secretary General in managing the Western Sahara issue (Whitfield 2007:171). The failure of the Perez de Cuellar Peace Plan is also largely attributed to U.S. opposition (Jensen 2005:47).

France, on the other hand, maintains intensive political and military ties to the Moroccan government and

thus is closely involved in the conflict on its behalf (Zunes and Mundy 2010: 412, 59).

References:

Durch, W. J. (1993). The Evolution of UN peacekeeping: case studies and comparative analysis. New York, NY, St. Martin's Press.

Jensen, E. (2005). Western Sahara : anatomy of a stalemate. Boulder, Colo., Lynne Rienner Publishers.

Souaré, I. K. (2007). "Western Sahara: What can we expect from the Manhasset talks? ." African security review 16.4.

Whitfield, T. (2007). Friends indeed? : the United Nations, groups of friends, and the resolution of conflict. Washington, D.C., United States Institute of Peace Press.

Zunes, S. and J. Mundy (2010). Western Sahara : war, nationalism, and conflict irresolution. Syracuse, N.Y., Syracuse University Press.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MINURSO (for participation data)

IISS Military Balance (for troop data)

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158

SECURITY OPERATIONS DATASET

73. CODE SHEET Name of Operation: CIS Joint Control Commission Peacekeeping Force

Brief Description of Operation: After the accession of Moldova to independence from the USSR in August 1991, Transnistria proclaims its independence on September 2. Violence breaks out between separatists and the new Moldovan authorities in November of the same year. A CIS peacekeeping force is deployed on July 29, 1992.

Start Date: 1992

End Date: ongoing

Organization: CIS

UN Mandate: no

Resolutions: -

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 1120

Target Nation: Moldova

Participating Nations: Moldova, Russia, Ukraine

Lead Nation(s): Russian Federation

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Note: Operation was not discussed at the UNSC

2. Conflict Resolution Efforts Evaluation

Peace agreement: Ceasefire Agreement of June 25, 1992 and Moscow Agreement of July 6, 1992

Russia hosted the peace talks and exercised pressure to deploy a CIS peacekeeping force (Lynch 2000: 114-117).

References:

Lynch, D. and Royal Institute of International Affairs. (2000). Russian peacekeeping strategies in the CIS : the cases of Moldova, Georgia and Tajikistan. Houndmills [England] New York, Macmillan Press; St. Martin's Press.

http://www.operationspaix.net/PKF,228 (for participation data)

IISS Military Balance (for troop data)

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159

SECURITY OPERATIONS DATASET

74. CODE SHEET

Name of Operation: NMOG II (OAU Neutral Military Observer Group II)

Brief Description of Operation: Following the conclusion of a ceasefire agreement between Rwandanese President Juvenal Habyarimana and the Rwanda Patriotic Front rebel group, the OAU decides to deploy a group of military observers (NMOG). The negotiated ceasefire is, however, quickly violated.

Start Date: 1992

End Date: 1993

Organization: OAU

UN Mandate: no

Resolution: -

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: -

Max. Military Forces deployed: 240

Target Nation: Rwanda

Participating Nations: Tunisia, Cameroon, Congo, Nigeria, Senegal, Mali, Zimbabwe

Lead Nation(s): Zaire

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Note: Operation was not discussed at the UNSC

2. Conflict Resolution Efforts Evaluation

Peace agreement: N’sele and Gbabolite Ceasefire Agreements

In 1990, the neighboring countries to Rwanda convene summits at the regional level to put the conflict to a rest. The first ceasefire agreement is concluded in N’sele (Zaire) on March 29, 1991. The agreement is later amended in Gbadolite (Zaire) on September 16, 1991. At Gbadolite, Zairian President Mobutu Sese Seko is appointed OAU mediator for the peace process (Jones 2001:54). The agreement mandates the deployment of NMOG II. At the same time, France and the United States engage in a series of talks which eventually lead to the initiate of the Arusha Process (see below) (Mutwol 2009:179-180).

References:

Jones, B. D. (2001). Peacemaking in Rwanda : the dynamics of failure. Boulder, CO, Lynne Rienner Publishers.

Mutwol, J. (2009). Peace agreements and civil wars in Africa: insurgent motivations, state responses, and third-party peacemaking in Liberia, Rwanda, and Sierra Leone, Cambria Pr.

Jones (2001) (for participation data) Note: no data on troop deployments per country available

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160

SECURITY OPERATIONS DATASET

75. CODE SHEET

Name of Operation: UNOMUR

Brief Description of Operation: UNOMUR is created on June 22, 1993 by UNSC Resolution 846. It ends on September 21, 1994. It is mandated to monitor the border between Uganda and Rwanda and verify that no military aid (lethal weapons, ammunition or other material that can be used for military purposes) reaches Rwanda (Franke and Warnecke 2009).

Start Date: 1993

End Date: 1994

Organization: UN

UN Mandate: yes

Resolutions: 846

Intensity of Operation: Peacekeeping

Max. Police Forces deployed:

Max. Military Forces deployed: 81

Target Nation: Rwanda

Participating Nations: Bangladesh, Botswana, Brazil, Canada, Hungary, Netherlands, Senegal, Slovakia, Zimbabwe

Lead Nation(s): France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: France, USA, UK

05

1015202530354045

Fra

nce US

UK

Ch

ina

Ru

ssia

Bra

zil

Arg

en

tin

a

Nig

eri

a

Jap

an

Ind

on

esi

a

Ita

ly

Sp

ain

Pa

kis

tan

Om

an

Cze

ch R

ep

ub

lic

Dji

bo

uti

Bo

tsw

an

a

Ge

rma

ny

NZ

Ke

ny

a

Ho

nd

ura

s

Co

sta

Ric

a

Ga

bo

n

Be

lgiu

m

Ch

ile

Slo

ve

nia

Sw

ed

en

Ga

mb

ia

Ba

hra

in

Eg

yp

t

Po

rtu

ga

l

Bu

run

di

Gu

ine

a-B

issa

u

Mo

rro

co

So

uth

Ko

rea

Ca

pe

Ve

rde

Po

lan

d

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161

2. Conflict Resolution Efforts Evaluation

Peace Agreement. Arusha Accord (1993)

The peace talks leading to the Arusha Accords of August 1993 are organized by the United States, France and the Organization of African Unity (Jones 2001:75). The United States does not, however, play a major role during the negotiations (Cohen 2000:172; Stettenheim in Greenberg et al. 2002). Instead it is France, which takes the lead by setting up preliminary meetings in Paris leading up to the Arusha Accords. France also spearheads the implementation of the Arusha Accord. Jones (2001:109), for instance, argues that “France took the lead in backing the mission [UNOMUR]. The director for Africa at the Quai d’Orsay was considered by his colleagues to be a strong internationalist and a strong backer of the United Nations and his support for the UN mission was critical. Eventually, the French delegation in NY brokered a compromise: Georgia for Haiti for Rwanda” (see also Whitfield 2010, Malone 1998).

References:

Cohen, H. J. (2000). Intervening in Africa: superpower peacemaking in a troubled continent. New York, St. Martin's Press.

Jones, B. D. (2001). Peacemaking in Rwanda : the dynamics of failure. Boulder, CO, Lynne Rienner Publishers.

Greenberg, M., J. H. Barton, et al. (2000). Words over war : mediation and arbitration to prevent deadly conflict. Lanham, Md., Rowman & Littlefield Publishers.

Mutwol, J. (2009). Peace agreements and civil wars in Africa: insurgent motivations, state responses, and third-party peacemaking in Liberia, Rwanda, and Sierra Leone, Cambria Pr.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MONUOR (for participation data)

IISS Military Balance (for troop data)

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162

SECURITY OPERATIONS DATASET

76. CODE SHEET

Name of Operation: UNAMIR (UN Assistance Mission for Rwanda)

Brief Description of Operation: UNAMIR is established on October 5, 1993 by UNSC Resolution 872. It ends on March 8, 1996. Its deployment follows from the 1993 Arusha Accord. It is mandated among others to help ensure the safety of the city of Kigali; supervise the cease-fire and the overall security conditions during the final period of the mandate of the transitional government until elections.

Start Date: 1993

End Date: 1996

Organization: United Nations

UN Mandate: yes

Resolutions: 872, 912, 965, 997, 1029, 918, 929

Intensity of Operation: Peacekeeping

Max. Police Forces deployed: 90

Max. Military Forces deployed: 5200

Target Nation: Rwanda

Participating Nations: Argentina, Australia, Austria, Bangladesh, Belgium, Brazil, Canada, DRC, Djibouti, Egypt, Spain, Ethiopia, Fiji, Ghana, Guinea, Guinea-Bissau, Guyana, India, Jordan, Kenya, Malawi, Mali, Niger, Nigeria, Pakistan, Netherlands, Poland, Romania, UK, Russia, Senegal, Slovakia, Switzerland, Chad, Thailand, Togo, Tunisia, Uruguay, Zambia, Zimbabwe

Lead Nation(s): France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: France, USA, UK

05

1015202530354045

Fra

nce US

UK

Ch

ina

Ru

ssia

Bra

zil

Arg

en

tin

a

Nig

eri

a

Jap

an

Ind

on

esi

a

Ita

ly

Sp

ain

Pa

kis

tan

Om

an

Cze

ch R

ep

ub

lic

Dji

bo

uti

Bo

tsw

an

a

Ge

rma

ny

NZ

Ke

ny

a

Ho

nd

ura

s

Co

sta

Ric

a

Ga

bo

n

Be

lgiu

m

Ch

ile

Slo

ve

nia

Sw

ed

en

Ga

mb

ia

Ba

hra

in

Eg

yp

t

Po

rtu

ga

l

Bu

run

di

Gu

ine

a-B

issa

u

Mo

rro

co

So

uth

Ko

rea

Ca

pe

Ve

rde

Po

lan

d

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163

2. Conflict Resolution Efforts Evaluation

Peace Agreement: Arusha Accords of August 1993

Same actors involved as in UNOMUR (see above)

References: http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/MINUAR (for participation data)

IISS Military Balance (for troop data)

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164

SECURITY OPERATIONS DATASET

77. CODE SHEET

Name of Operation: Operation Turquoise

Brief Description of Operation: Operation Turquoise is a French-led operation under UNSC Resolution 929 to strengthen the approximately 270 men of UNAMIR (see above) who are incapable of stopping the ongoing genocide in Rwanda.

Start Date: 1994

End Date: 1994

Organization: ad hoc

UN Mandate: yes

Resolutions: 929

Intensity of Operation: Peace enforcement

Max. Police Forces deployed: -

Max. Military Forces deployed: 5500

Target Nation: Rwanda

Participating Nations: Egypt, France, Guinea-Bissau, Mauritania, Niger, Senegal, Chad

Lead Nation(s): France

Lead Nations Coding Notes:

1. UN Speech Record Evaluation

Three standard deviations above the mean: cannot be determined

Two standard deviations above the mean: France, USA, UK

0

5

10

15

20

25

30

35

40

45

Fra

nce US

UK

Ch

ina

Ru

ssia

Bra

zil

Arg

en

tin

a

Nig

eri

a

Jap

an

Ind

on

esi

a

Ita

ly

Sp

ain

Pa

kis

tan

Om

an

Cze

ch R

ep

ub

lic

Dji

bo

uti

Bo

tsw

an

a

Ge

rma

ny

NZ

Ke

ny

a

Ho

nd

ura

s

Co

sta

Ric

a

Ga

bo

n

Be

lgiu

m

Ch

ile

Slo

ve

nia

Sw

ed

en

Ga

mb

ia

Ba

hra

in

Eg

yp

t

Po

rtu

ga

l

Bu

run

di

Gu

ine

a-B

issa

u

Mo

rro

co

So

uth

Ko

rea

Ca

pe

Ve

rde

Po

lan

d

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165

2. Conflict Resolution Efforts Evaluation

Peace Agreement: no agreement => humanitarian emergence

France led Operation Turquoise (see e.g. Nalbanov 2009:140ff, Prunier 1995:281; Jones 2001)

References:

Jones, B. D. (2001). Peacemaking in Rwanda : the dynamics of failure. Boulder, CO, Lynne Rienner Publishers.

Nalbandov, R. (2009). Foreign interventions in ethnic conflicts, Ashgate Publishing.

Prunier, G. (1995). The Rwanda crisis : history of a genocide. New York, Columbia University Press.

http://unbisnet.un.org (for UNSC speech record data) http://www.operationspaix.net/Operation-Turquoise (for participation data)

IISS Military Balance (for troop data)