Claudia Wilken Financial Disclosure Report for 2009

8/3/2019 Claudia Wilken Financial Disclosure Report for 2009

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ao to FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h t c sm Government Act of 1978R e v . m O l O F O R C A L E N D A R YEAR 2009 ~ 5 u . s .c , a p p . 1 0 m 1 1 )1. Person R eporting (last nam e, first, m iddle m itlal) 2. C ou.rt or O rganization 3. Date of ReportW1LKEN. CLAUDIA USDC FOR THE NO DIST OF CALIF 05/15/2010

4. "lltle (A~lic]e III judges indmate active or senior stalus. 5a. Reporl Typ~ (check appropriate type) 6. Rel~,rtlng Periodmaglsttate judges indicale full- or part-lime)[] Nommatton, Date 01101/2009

US DISTRICT JUDGE, ACTIVE [] lmt,al [] Annual [] Final to1 ~31120095b. [] Amended Report

7. Chambers or Office Address 8. On the ba.~is of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance1301 CLAY STI~EET with applicable laws and rcgulations.OAKLAND, CA 94612

Reviewing O fficer Date

I M P O R T A N T N O T E S : The instructions accompanying this form mu~t be followed. Complete all part~,checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S . e R e m a o g i . ~ , . ~ t o ~ y ; , e e ,~ . ~ - ~ of fihng instructions.)[---] N O N E (No reportable positrons.)

POSITION N A M E O F O R G A N I ZA T I O N / E N T IT Y1. TRUSTEE TRUST #3

2. TRUSTEE TRUST #4

I I. A G R E E M E N T S . (Reporting indiv,dual only;NONE (No repo~able agreements.)

PARTIES AND TE~S


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FINANCIAL DISCLOSURE REPO RT r~,.e of Person Repor~il~g[

Dalof RportPage 2 of 7 W1LKEN, CLAUDIA 0 5 1 1 5 / 2 0 1 0

I I I . N O N - I N V E S T M E N T I N C O M E . cRepo,~,g ~ ,aivid,~ ~,a ,p ....; see p p . 1 7 - 2 4 of filing i n s t r u c t i o n s . )A. Fliers Non-Investment Income

N O N E (No reportable non-investment income.)D A T E SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )

1.2.3

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - tf you ,,,,~ married during any portlon of the reporting year, complete this section.(Dollar amot~nt not required e~cept for ]~onorarta )[-~ N O N E (No reportable non-investment income.)

D A T E SOURCE AND TYPEI. 2009 SALARN FROM GOV ERNMENT EMPLOYMENT2. 2009 DISTRIB UTION FROM FORMER LAW PRACTICE3.4.

IV. RE IMB U RS E ME N T S -.(Includes those to ~pou~e ~ dependent children: see pp. 25-27 of fih~g tnMructton$ )

N O N E (No reportable reimbursements.)~ DAT~ L O C A T I O N PUR~SE I T E M S P A I D O R P R O V I D E D

1.2.3.4.5.


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Page 3 of 7 WlLKE N, CLAUDIA 0 5 / 1 5 t 2 0 1 0

V . G I F T S . (Includes those to ap ...... d dependent children; see pp. 28-31 of fihng instructions.)[] N O N E (N o reportable gifts.)

S _ _ Q _ U _ R _ _ C ~ DESCRIPTION VALUEI.2.

3.

4.

5_

~ _ _ ~ N O N E (No reportable liabilities.)CRED1TOI~ DESCRIPTION V A L U E C OD E

1.

2.

3.

4

5.


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FINANCIAL DISCLOSURE REPO RT |l N .... f P ..... R e p o r t i n g D a t e o f R e p o f l05/15/2010age 4 of 7

[ W I L K E N , C L A U D I AV I I . I N V E S T M E N T S a n d T R U S T S .. i ........ , , e , t ..... l ions (Includes those o f spouse a nd dependent children; see pp. 34-60 of f ihng in~trucno m.)[ ] N O N E (No reportable income, assets, or transactions. ) Bi D e s c r i p t i o n o f A g s e l s I n c o m e d a r i n g G r o s ~ v a l u e a t e n d T r a n s a c u o n s d u r i n g r e p o r l i n g p e r t o dI ( i n c l u d i n g t r u s t a s s e ~ s ) r e p o r t i n g p e r i o d o f re p o r h ng p e r i o d

P l a c e " ( X ) " a f t e r e a c h a x s e t A m o u n t " l . v p e ( e g , Value [ Value T y p e ( e g , Dale ~ V aJue G a i n I d c n n t y o |e x e m p t I r o m p r i o r d i g c l o , ~ u r e C o d e 1 dw, renl, C o d e 2 t M e l ho d buy, sell mm/dd/yy Code 2 C o d e 1 b u y e r t s e l l e r(A-/l) o r I o ~ ) O - P ) t C o d e 3 r e d e m pn o n ) ( J - P ) ( A - H ) (ifprwate~_ ....................... t _ : ( Q - W } .[ ....

1. Wells Fargo B ank accounts A Interes! L T2 Schwab US Tsy Money Fd A Dtvldend M T3. Schwab CA Mum Money Fd A Dividend L T4. IRA #1 : W ells Fargo Advuntage GovF A Dividend J T5. IRA # I: F~dchty Equtty Income Fd A Dividend J T6. IR,~ # 1: Dreyfus International Stock Index A Dw~dend J TFd =:7. IRA # 1: Dreyfus Small ~:ap Stock Index Fd A D~vidend J T8. IRA #2: Schwab US T~y Money Fd A Divtdend J T9 IRA #2: ~cl~wab ValuTAdvantage Fd A Div,dend L T10 IRA #2: Dodge & Cox Income Fd B Divtdend K T

I 1 IRA #2. Dreyfus International Stock Index B Dr,,idend K TFd1 2 . IRA # 2: Fidehty Magellan Fd A Divtdend Sold ~ 06/02t09 J

! 3 . IRA #2: Janu,, Fund A Dw~dcnd J T1 4 . IRA #2: V anguard 5~) Index Fd B D~videud L T B uy 0 6 / 0 3 1 0 9(addl)15 I~A #2: W ells Fargo Advantage Govt Sec D Diwdend M TIO IRA #2: ]shares Tr Russell 20(~ A Dividend K T17 IRA #2" lshares S&P Midcap Index Fd A Dividend K T


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FINANCIAL DISCLOSURE REPO RT ~.,~, ot P,,~o. a ~ . ~ . ~Page 5 of 7 ~LKEN, CLAUDIA 0 5 / 1 ~ / 2 0 1 0

V IL I~ST ME N T S and TRUSTS - ~ ........ ~. ~ ..... ~o~ ~.~. ,~o,~~ N O N E (No reponable income, assets, or transactions.).............. ~ .....................................~ ...................................................D e s c r i p t i o n o f A s s e ~ s I n c o m e d u n n g G r o ~ s v a l u e a l e n d T~sact~ons d~ing re~ing(mctuding ~st asse~) ~por~mg pefi~ o f r e p u ~ m g p e r i o d

Plae "(X)" ~leI each ass~l , Am ounl Type (~ g, Value Value(A-H) or ml) (J-P) Code 3 redcm pUon) (J-P) ~ (A-It)

18 S chwab V a lue A dvant age Fd B Div idend K T1 9. Schwab US Tsy Money Fd A Diwdend J T B uy 01/06/09 K(addl)20. Trust #3: Schwab 529 Aggressive None J T21. Trust #4: Schwab 529 Moderate None J T Open :01116/09 J


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FINANCIAL D ISCLOSURE REPORT n .... f P e r s o a R e p o r t i n g [ Date of ReportPage 6 of 7 WILKEN, CLAUDIA

I0 5 / 1 5 / 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~naica,~ oyR~po,t)


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Iame of Person Reporting D a t e o f R e p o r tFINANCIAL DISCLOSURE REPOR T[

Page 7 of 7 WILKEN, CLAUDIA 0 5 1 1 5 / 2 0 1 0IX. C E R T I F I C A T I O N .

! certify that all information given abov e (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of my k nowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I h~rther certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U .S.C. 7353, and Judicial C onference regulations.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRI_rViINAL SAN CTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 a dditional copics to:

Com mittee on Financial DisclosureAdminislrative Office of the United States CourtsState 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

Claudia Wilken Financial Disclosure Report for 2009

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