Clarence A Beam Financial Disclosure Report for 2010

8/3/2019 Clarence A Beam Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)B E A M , C L A R E N C E A .

4. Ti t l e (Ar t ic le III judges indica te ac t ive or senior s t a tus ;magis t ra te judges indicate fu l l - or par t - t ime)

Circu i t Jud g e - Sen io r

7. Chamber s or O f f ice Addr es s435 Fed era l Bu i ld in gLin co ln , NE 68508

2. Court or Organization8th Ci rcui t Cour t o f A ppea l s

3. D a t e o f R e p o r t05/04/2011

5a . Report Type (cheek appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my o p in ion , in compliancewith appl icable l aws and regula t ions .

R e v i e w i n g O f f ic e r D a t e

6. Report ing Pe riod01/01/2010

to12/31/2010

IMPORTANT NOTES : The instructions accompa nying th is form m ust be fo l lowed. Com plete al l parts ,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o r t l n g individual only; seepv. 9 -13 of f!ling instruct ions.)~ N O N E (No reportable positions.)

P O S I T I O N1. Director

NAME OF ORGANIZATION/ENTITYNebraska Sta te Bar Foundat ion , L inco ln , NE

2. Direc tor Lin co ln Ro tary C lub 14 Fo un d at io n , L in co ln , NE3.

4.5.

I I . A G R E E M E N T S . m e p o r t i n g i n d i v ld u a t o n i y ; se e p p . 1 4 - 1 6 of f!ling instructions)~] N O N E ( N o reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r so n R e p o r t i n gBEAM, CLARENCE A.

Date of Report05/04/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (geporti.g individual and spouse; seepp. 17-24 of f!ling instructions.)A. Filers Non-Investm ent Incom e~] (No reporta ble incom e.)O N E non- inves tment

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were m arried during anyportion of the reporting year, com plete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta inmen~(Includes those to spouse and dependent children; see pp. 25 -27 of f!ling instructions.)

~ N O N E (No reportable reimbursements.)SOURCE

S a n d r a D a y O C o n n o rC o l l e g e o f L a w , N a t i o n a lFo rum o n th e Fu tu re o f Leg alEd ucat io n

DATES LOCATION4/24-26/2010 Phoenix, AZ

PURPOSEm e e t i n g t o d i s c u s s th ef u t u r e o f l ega l educ a t i on i nt he Uni t ed S t a t e s

ITEMS PAID OR PROVIDED

transp ortation, food and lodging


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N a m e o f P e r s o n R e p o r t in gBEAM, CLARENCE A.


V . G I F T S . a n c l u d e s those to spouse and d ep end en t c h i ld ren; s ee pp. 28-31 of f!ling instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o l s p o u s e und depe nden t c h i l d ren ; see p p . 32-33 of f! l ing instructions)N O N E ( N o reportable liabilities.)

CREDITOR DE SCRIPTION1.2.

3.

4.5.

VALUECODE


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N a m e o f P e r so n R e p o r t i n gBE A M , C L A R E N C E A .

D a t e o f R e p o r t05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i. c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" af ter each asse lexempt f rom pr ior d isc losure

B. C. D.Incom e during G ross va lue a tend T r a n s a c t o n s d u r i n g r e p o r t in g p e r i o dr e p o r t i n g p e r i o d of r epoSing pedgd

(1) (2) .(1) (2) (t) (2) (3) (4) < 5 )A mount T y p e ( e . g ., V alue V alue Type(e.g. , D a t e V a l u e G a i n I d e n t i t y o fC o d e 1 div. ,rent, C o d e 2 Method .......... b u y ; s e l l ~ m m / d d/ y y C o de 2 C o d e 1 buyer /seller( A ~ H ) o r i n t ) ( J - P ) C ode 3 : r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q ~ W ) t r a n s a c t i o n )

1 . A m eritra de Co m m on Sto ck A D i v i d e n d J T2. C o m c a s t C o m m o n S t o c k A D i v i d e n d J T

4.

5.6.

7.8.

9.

1 0 .

1 1 .

1 4 .

1 5 .

1 6 .

1 7 .

Q W E S T C o m m o n S t o ckW e l l s F a r g o ( a c c o u n t )W e l l s F a r g o ( a c c o u n t )C o r n h u s k e r B a n k , L i n c o l n , N E ( C D )W e l l s F a r g o I n v e s tm e n t s L L C ( I R A )- -Di s cove r Bank , Greenwood, DE (CD)- -H ar t ford Mut . Fds Inc . In f l a ti on P lus FDC L A--Uni t ed Fide l i t y Bank FSB , E vans vi l l e , IN( C D )- -P a ragon N a t iona l Bank , Memphi s , TN( C D )- - B M W B a n k N o r t h A m e r i ca , S a l t L a k eCity, UT (CD)- - G E Mone y B a nk, Dra pe r , U T (C D)- - W F ( W e l l s F a r g o ) C a s h S w e e p ( f o r m e r l yk n o w n a sW F A d v a n t a g e F D S T R L i q u i d i ty R e s e r v eM oney)A m er i t a s L i fe Ins . Co. l i f e po l i cy (wholel i fe )

A D i v i d e n d J TA Interest J TA Interest M TA Interest Redeemed 02/22/10 KD Int . /Div. N T

Redeemed 06/16/10 LBu y 09/10/10 K

R e d e e m e d 07/27/10 KR e d e e m e d 01/19/10 K

Bu y 02/4/10 KBu y 06/28/10 L

L incoln N a t iona l L i fe Co. l i f e po l i cy (wholel i fe )

A D i v i d e n dA Int . /Div.

JJ

TT

I . l ncor nc Gain Codes : A =$1;000 or less B =$1,001 - $2,500(S e e C o lumn s B I a n d I M ) F =$50,001 - $100,000 G = $]00~001 - $i ,000,000

2. V alue Codes 1 = $ 15,000 o r less K = $15,001 - $ 50,000( S e e C o l u m n s C I a n d D 3 ) N =$ 250 ,001 - $ 500,000 O =$ 500,001 ~ $1;000~000

P3 =$25,000,001 - $50,000,0003. V alue M ethod Codes Q = Ap p r a i sa l R =Cos t ( R eal Es t a t e O nly )(Se e C o lum n C 2) U = B o ok V alue V = O t h e r

C =$2,501 - $5,000H 1 =$1,000;001 - $5;000,000L =$50,00i : $100,000PI =$1,000,001 - $5,000;000P4 =More than $50,000;000S =As s es s mentW =Es t imated

D =$5,001 - $15,000H2 =More than $5,000,000M =$i 00,001 - $250;000P2 =$5,000~001 - $25~000,000T =Cas h M ar k et

E =$15,001 - $50,000


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N a m e o f P e r so n R e p o r t i n gBEAM, CLARENCE A.

D a t e o f R e p o r t05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o , . e , v a ~ u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Inco m e d uring G ross va lue a t e n d Tran saction s during rep ortin g per io d

( includ ing t rust a sse ts) repor t ing per iod of repor t ing per iod(I) (2 ) (I) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t " T y p ~ ( e .g ~ , V alue V alu e Type [e .g ., Date Va l u e G a i n Ident i ty ofexempt f rom pr ior d isc losure C o d e t d i v . ~ r e n t , C od e 2 M ethod buy, se l l , m m /d d/yy Cod e 2 C ode I b uy e r/se lle r(~.:H~I or:inti) .... (J-P) C o d e 3 redempt ion) ( J = P ) (A-H) (if private(Q-W) transaction)

1 8 . N e w Y o r k L i f e I n s . C o . l i fe p o l i c i e ~ B Int ./Div. K T(w h o le l i fe )

1. in com e G ain C od es: A--$ i i000 or less B = $1,001 - $2 ,500 C =$2,501 - $5,000 D =$5,001 - $15.000( See Columns B I and D4) F =$50,001 o $100;000 G = $1 00,0 01 -$ 1,0 00,0 00 H I = $1 ,000, 001 - $ 5,000, 000 H2 =M ore than $5,000,0002 . Va lue C e d e s J = $ I 5,000 or less K = $ 15,001 - $50,000 L =$50i001 - $100,000 M =$ 100,001 - $250,000(Se e Co lu ran s C I an d D 3) N = $250,001 - $500,000 O -$500,001 - $ 1,000,000 PI =$ 1;000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50;000,000 P 4 M o re th a n $ 5 0 ,000 ,0003. V alue M ethod Codes Q = Ap p r a i sa l R =Cos t ( R eal Es t a l e O nly ) S =As s es s ment T - C a s h M a r k e t(S e e C o lumn C 2 ) U =Book V alue V = O t h e r W =Es t imated

E = $ 1 5 ,0 0 1 - $ 50 ,0 0 0


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Name o f Pe rson Report ingB E A M , C L A R E N C E A .

Date o f Report05/04/2011

VI I I. A DDIT I ON A L I N F ORM A T I ON O R EX PLA N A T I ON S . a,,aicate~,,,rt of report.)


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Name o f Pe rson Report ingB E A M , C L A R E N C E A .


IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i a n ce w i t h t h e p ro v i s i o n s o f 5 U .S .C . a p p . 5 01 e t . s e q . , 5 U .S .C . 7 3 5 3 , a n d J u d i c i a l C o n fe r e n ce r e g u l a t i o n s .

Signatur e: S/CLARENCE A. BEAM

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E SU B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Clarence A Beam Financial Disclosure Report for 2010

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