Chemistry of Soil Organic Matter

255

Transcript of Chemistry of Soil Organic Matter

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Developments in Soil Science I7

CHEMISTRY OF SOIL ORGANIC MATTER

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Further Titles in this Series

1. I . VALETON BAUXITES 2. IAHR

FUNDAMENTALS OF TRANSPORT PHENOMENA I N POROUS MEDIA 3. F.E. ALLISON

SOIL ORGANIC MATTER AND ITS ROLE I N CROP PRODUCTION 4. R. W. SIMONSON (Editor)

5A.

NON-AGRICULTURAL APPLICATIONS OF SOIL SURVEYS G.H. BOLT and M.G.M. BRUGGENWERT (Editors)

SOIL CHEMISTRY. A. BASIC ELEMENTS 5B. G.H. BOLT (Editor)

SOIL CHEMISTRY. B. PHYSICO-CHEMICAL MODELS 6. H.E. DREGNE

SOILS OF ARID REGIONS 7. H. AUBERT and M. PINTA

TRACE ELEMENTS IN SOILS 8. M. SCHNITZER and S.U. KHAN (Editors)

SOIL ORGANIC MATTER 9. B.K.G. THENG

FORMATION AND PROPERTIES OF CLAY-POLYMER COMPLEXES 10. D. ZACHAR SOIL EROSION I IA . L.P. WILDING, N.E. SMECK and G.F. HALL (Editors) PEDOGENESIS AND SOIL TAXONOMY. I. CONCEPTS AND INTER-

ACTIONS I IB . L.P. WILDING, N.E. SMECK and G.F. HALL (Editors) PEDOGENESIS AND SOIL TAXONOMY. 11. THE SOIL ORDERS 12. E.B.A. BISDOM and J. DUCLOUX (Editors) SUBMICROSCOPIC STUDIES OF SOILS 13. P. KOOREVAAR, G. MENELIK and C. DIRKSEN ELEMENTS OF SOIL PHYSICS 14. G.S. CAMPBELL SOIL PHYSICS WITH BASIC-TRANSPORT MODELS FOR SOIL-PLANT

SYSTEMS 15. M.A. MULDERS REMOTE SENSING IN SOIL SCIENCE 16. G.G.C. CLARIDGE and I.B. CAMPBELL ANTARCTICA: SOILS, WEATHERING PROCESSES AND ENVIRONMENT

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Developments in Soil Science 17

C H E M I STRY 0 F SOIL ORGANIC MATTER

KYOICHI KUMADA

Emeritus Professor, Nagoya University, Fuvo-cho Chikusa-ku, Nagoya 464, Japan

JAPAN SCIENTIFIC SOCIETIES PRESS Tokyo ELSEVIER Amsterdam-Oxford-New York-Tokyo 1987

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Copirblished by JAPAN SCIENTIFIC SOCIETIES PRESS, Tokyo

and

ELSEVIER SCIENCE PUBLISHERS, Amsterdam

exclusive sales rights in Japan JAPAN SCIENTIFIC SOCIETIES PRESS 6-2-10 Hongo, Bunkyo-ku, Tokyo 113

for the U.S.A. and Canada ELSEVIER SCIENCE PUBLISHING COMPANY, INC. 52 Vanderbilt Avenue, New York, NY 10017

for the rest of the world ELSEVIER SCIENCE PUBLISHERS 25 Sara Burgerhartstraat P.O.Box 211, 1000 AE Amsterdam, The Netherlands

ISBN 0-444-98936-6 (Vol. 17) ISBN 0-444-40882-7 (Series)

ISBN 4-7622-0534-6 (Japan)

Copyright 0 1987 by Japan Scientific Societies Press

All rights reserved No part of this book may be reproduced in any form, by photostat, microfilm, retrieval system, or any other means, without the written permission of JSSP (except in the case of brief quotation for criticism or review)

Supported in part by The Ministry of Education, Science and Culture under Grant-in-Aid for Publication of Scientific Research Result.

Printed in Japan

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Dedicated to my teacher Professor Kenzo Kobo

and to the memory of another teacher

Professor Matsusaburo Shioiri and

my good friend Dr. Martyn Hurst

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Preface

The author began to study humus shortly after the end of World War 11, and continued until 1984 when he retired from Nagoya University. He has compiled in this book facts and a discussion of soil organic matter (humus) based on his experimental results during the past 40 years.

Throughout his study, the author had the intention of constructing a “shrine”-the establishment of a systematic understanding of soil organic matter. A shrine built on a small island in the Far East might appear too insignificant to attract the interest of the rest of the world. Although the shrine is still under construction and has many deficiencies of design and fabrication, it is the author’s duty and responsibility as designer and super- visor to record all the many aspects involved. Because specificity connotes universality, he does not feel anxious about the strangeness of the structure, but wonders whether his description is adequate for reader understanding.

The chief god of the shrine is humic acid. Fulvic acid is a lesser god, and humin is found at a corner of the altar. The current popularity of the cult of humic substances would suggest that these should have been the chief god, but the author dared instead to choose humic acid for the reasons given in Chapter 1.

While the shrine has been constructed for the pleasure of the accom- plishment itself, at the same time, it will hopefully contribute to a clarifica- tion of the role of organic matter in soil formation and an understanding of pedogenesis in terms of humus chemistry. Elucidation of the role of soil organic matter in crop production has not been included here, because it is considered that under the extremely industrialized agriculture in Japan organic matter such as crop residues, farmyard manure, compost, and city organic waste are more important in maintaining and improving the fertility of arable soils.

Despite the large number of papers and books published on soil organic matter, our knowledge of the subject is still very limited. I n this context, Kononova (1975) stated : “Although many questions concerning the nature and properties of soil organic matter remain obscure, this is not due to lack

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viii Preface

of energy on the part of research workers, but rather to the complexity of the problem.” The author would like to add that the complexity of the prob- lem is nothing but the complexity of soil organic matter per se, which has retarded the development of a sound methodology.

The author’s personal opinion is that our knowledge of even humic acid, the most closely studied fraction of humus, remains at the stage of prescience; one reason is that we have not yet succeeded in drawing its chem- ical configuration. This volume contains one opinion on what is needed in order for humus chemistry to grow into a true science.

The ultimate mission is to answer the question of what humus is. But most knowledge of humus is concentrated on humic acid, very little on fulvic acid and humin. Descriptions herein are therefore limited primarily to humic acid.

An understanding of humic acid, one of the most of nature’s elements requires its classification, as has been done for plants, animals, and minerals. If the classification is reasonable, it can be used as the basis for elucidation of the diversity of any properties of humic acid, and may also explain the genesis of humic acid and its genetic relations.

The author classified humic acid into several types and studied its nature and properties. A novel method for humus composition analysis was pro- posed and applied to various kinds of soils in Japan and several other coun- tries. The treatises presented here are based on these experimental results. Topics are restricted to those with universal validity.

The author’s greatest pleasure will be realized if this book can represent a tangible portion of the shrine he has long envisioned to advance progress in humus science.

Kyoichi Kumada

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Con tents

PREFACE . . . . . . . . . . . . . . . . . . . vii

Chapter 1 Introduction . . . . . . . . . . . . . . . . . . . . . 1

1 . 1. Usage of the Terms . . . . . . . . . . . . . . . . . . 1 1.2. Brief Explanation of the Soils of Japan . . . . . . . . . . 3

Special Reference to Organic Matter . . . . . . . . . . . 1.3. General Discussion on Soil Forming Process with

10

Chapter 2 Classification of Humic Acids . . . . . . . . . . . . . 17

2.1.

2.3.

Studies on the Optical Properties of Humic Acids . . . . .

Classification of Humic Acids Based on Shape of the

18 2.2. Several Properties of Humic Acids . . . . . . . . . . . . 22

25 2.4. Dr . M.M. Kononova’s Criticism . . . . . . . . . . . . 26 2.5. IR Spectra of Humic Acids . . . . . . . . . . . . . . . 28 2.6. Present Classification System of Humic Acids . . . . . . . 30

Absorption Spectrum and Alog K . . . . . . . . . . . .

Chapter 3 Spectroscopic Characteristics of Humic Acids and Fulvic Acids . . . . . . . . . . . . . . . . . . . . . . . . 34

3.1. Preparation of Samples . . . . . . . . . . . . . . . . . 34 3.2. Spectrometric Characterization of Humic Acids and

Fulvic Acids . . . . . . . . . . . . . . . . . . . . . 38 3.3. Speculation on the Mechanisms of Light Absorption of

Humic Acids . . . . . . . . . . . . . . . . . . . . . 53

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x Contents

Chapter 4 P Type Humic Acid . . . . . . . . . . . . . . . . . 57

4.1. Distribution of P Type Humic Acid . . . . . . . . . . . 57 4.2. Fractionation of P Type Humic Acid . . . . . . . . . . 58 4.3. Origin of Pg . . . . . . . . . . . . . . . . . . . . . 63 4.4. Chromophore of Pg . . . . . . . . . . . . . . . . . . 65 4.5. Other Soil Quinone Pigments . . . . . . . . . . . . . . 67

Chapter 5 Elementary Composition of Humic Acids and Fulvic Acids . 70

5.1. Deviation of Analytical Value . . . . . . . . . . . . . . 72 5.2. Elementary Composition of Humic Acids Obtained by

Successive Extraction . . . . . . . . . . . . . . . . . 78 5.3. Methodology for the Comparison of Elementary

Composition . . . . . . . . . . . . . . . . . . . . . 79 5.4. Elementary Composition of Humic Acid and Fulvic Acid

Samples . . . . . . . . . . . . . . . . . . . . . . . 80 5.5. Relationship between Elementary Composition and

Optical Properties . . . . . . . . . . . . . . . . . . . 92

Chapter 6 Humus Composition of Soils . . . . . . . . . . . . . . 95

6.1. Humus Composition Analysis . . . . . . . . . . . . . . 95 6.2. Examples of Humus Composition Analysis . . . . . . . . 97

6.4. Humus Composition of Foreign Soils . . . . . . . . . . 117 6.3. Humus Composition of Japanese Soils . . . . . . . . . . 100

6.5. Generalization of Humic Acid Combination Type . . . . . 130

Chapter 7 Analysis of A,, Horizon . . . . . . . . . . . . . . . . 135

7.1. Fractionation of A, Horizon . . . . . . . . . . . . . . 135 7.2. Amounts of the Fractions . . . . . . . . . . . . . . . 137 7.3. Elementary Composition . . . . . . . . . . . . . . . . 138 7.4. Humus Composition . . . . . . . . . . . . . . . . . . 142 7.5. Organic Matter Composition by Waksman’s Method . . . . 144

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Contents xi

Chapter 8 Model Experiments on the Formation of Humic Acids 148

8.1.

8.2.

Artificial Humic Acids Prepared by Chemical. Enzymatical and Biological Treatments . . . . . . . . . . . . . . Formation of Hydroquinone Humic Acid as Affected by Aluminum and Iron . . . . . . . . . . . . . . . . .

Chapter 9 Chemical Properties of Various Types of Humic Acid . . .

9.1. Oxygen-containing Functional Groups . . . . . . . . . . 9.2. Nitrogen Distribution in Humic Acids . . . . . . . . . . 9.3. Amino Acid, Phenol, and Sugar Composition of

Acid-h ydroly sate . . . . . . . . . . . . . . . . . . . 9.4. Fractionation Experiment . . . . . . . . . . . . . . . 9.5. Viscosimetric Characteristics . . . . . . . . . . . . . .

Chapter 10 The Nature and Genesis of Humic Acid . . . . . . . . .

10.1. X-ray Diffraction . . . . . . . . . . . . . . . . . . . 10.2. Burning as a Possible Mechanism of the Formation of

Soil Humus . . . . . . . . . . . . . . . . . . . . . . 10.3. Environmental Evidence of the Formation of A Type

Humic Acid . . . . . . . . . . . . . . . . . . . . . 10.4. Genesis of Soil Humic Acids . . . . . . . . . . . . . .

Chapter 11 Diagenesis of Humus . . . . . . . . . . . . . . . .

11.1. Diagenesis of the Humus of Black Soils . . . . . . . . .

Sedimentary Humic Acids and Fulvic Acids . . . . . . . . 11.2. Elementary Cornposition and Optical Properties of

Chapter 12 Complementary Remarks . . . . . . . . . . . . . . .

REFERENCES . . . . . . . . . . . . . . . . . . . . . . . . . .

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158

162

162 165

167 171 176

181

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198 200

205

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214

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22 1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . INDEX 237

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Chapter 1

Introduction

1.1. Usage of Terms

Discussions regarding terminology in the field of humus at the 8th Cnter- national Congress of Soil Science (ICSS) meeting in Bucharest in 1964, indicated clearly the diversity of opinions regarding the terms of soil organic matter (SOM) and their usage. No further discussions have been held on this matter and no unified opinion yet seems to have been reached.

The statements of Hayes and Swift (1978) based on the grouping of SOM proposed by Kononova (1966, 1975) are quoted here, and the author’s own terminology will be explained.

Hayes and Swift statements: “The complete soil organic fraction is made up of live organisms and their undecomposed, partly decomposed and completely transformed remains. SOM is the term used to refer more spe- cifically to the non-living components which are a heterogeneous mixture composed largely of products resulting from microbial and chemical trans- formations of organic debris. These transformations, known collectively as the humification process, give rise to humus, a mixture of substances which have a degree of resistance to further microbial attack.

“Since SOM is a heterogeneous mixture, it is necessary for purposes of discussion to subdivide it into groups which have similar morphological or chemical characteristics. Here we are adopting a classification based largely on proposals by Kononova (1966, 1975). In this system SOM is sepa- rated into two major groups:

“(I) Unaltered materials, which include fresh debris and non-trans- formed components of older debris;

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2 Chapter 1 . Introduction

“(11) Transformed products, or humus, bearing no morphological re- semblance to the structures from which they were derived. These transformed components are often referred to as humified products, but in fact they consist of both humic and non-humic substances and can be therefore sub- divided as follows:

“(Ira) Amorphous, polymeric, brown-colored humic substances which are differentiated on the basis of solubility properties into humic acids (HAS), fulvic acids (FAs) and humins.

“(IIb) Compounds belonging to recognizable classes, such as polysac- charides, polypeptides, altered lignins, etc.. These can be synthesized by micro- organisms or can arise from modifications of similar compounds in the original debris.”

Comments ( I ) In the grouping system cited above, SOM is separated into two

major groups: (I) unaltered materials and (11) transformed products, or humus. While this grouping is basically understandable, such a division is practically impossible because the boundary between the two groups is ob- scure, and we have neither practical means nor criteria for separating them.

Humus is subdivided into humic and non-humic substances, and this is also generally understandable. But from the standpoint of experimental science, such a categorization is almost meaningless for the reason mentioned.

(2) The popularity of the cult of humic substances was noted in the Preface and in this context, some comments on the term “humic substances” are added.

Hayes and Swift (1978) stated that humic substances are amorphous, polymeric, brown-colored matter whose structures and properties were little understood. It is true that we know little about the chemical configurations of humic substances; they are at present “unknown and undefinable” sub- stances in terms of chemistry. On the other hand, non-humic substances belong to known and definable classes of organic chemistry.

It is impossible to distinguish unknown substances from known sub- stances; this is a matter of logic. When we speak of the separation of humic and non-humic substances, it is assumed that they are a mixture of separable constituents. Is this premise true?

Humus is extracted from soil by a suitable extractant and is divided into HA and FA (see (5 ) below). The HA and FA are often called humic sub- stances despite there being no procedures for removing non-humic sub- stances. This is not correct usage according to the classification by Kononova. Even if a treatment to remove non-humic substances from HA and FA is adopted, the treated HA and FA cannot be called “pure” humic substances, because of the reason mentioned above.

(3)

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1.2. Brief Explanation of the Soils of Japan 3

(4) Excerpts from speeches delivered by Hayes and Russell at the 1964 discussion include: “I would propose that in order to define humus, we must refer to it as a soluble material (Hayes).” “Any definitions we have must be definitions which have worked within the laboratory. In practice, we cannot define, unless we can measure what we define (Russell).”

In this book, SOM and humus are used synonymously. Extractable humus, that is, humus extracted from soil with 0.1 N NaOH, 0.1 M Na,P,O,, or their mixture, is divided into acid-precipitable and non-precipitable frac- tions, respectively called HA and FA. It is assumed that both are made up of humic and non-humic substances.

(6) Throughout this book, a clearer definition of the concepts of the terms in humus chemistry is sought, especially humic substances and hum- ification.

The terms humic substances and humification are also widely used in the fields of sediment and water. It is therefore, interesting and important from a chemical standpoint to compare the concepts of these terms as they are used in each field.

( 5 )

1.2. Brief Explanation of the Soils of Japan

A large majority of the soils dealt with in this book were sampled in Japan, and most of them were forest soils, although Alpine grassland soils, Alpine meadow soils, and some Black soils existed under grassland. Agricultural soils were, in principle, excluded, because they are reclaimed and their humus composition has been somewhat modified by agricultural practices. Peat soils were also excluded because they are hydromorphic and not formed under terrestrial conditions.

For reader edification, the classification system of forest soils in Japan is explained briefly and the classification of alpine soils by Ohsumi (1969) and Ohsumi and Kumada (1971) will also be shown.

Foreign soils were collected in Great Britain, Czechoslovakia, Canada, Thailand, and Nepal and their classification primarily based on that of the respective country.

ClassiQication of forest soil Based on the soil classification system proposed by Ohmasa (1951),

a new system of classifying forest soil was set up by the Forest Soils Division of the Japanese Government Forest Experiment Station in 1975. This clas- sification system (the FES System) is adopted here.

As seen in Table 1-1, forest soils are divided into 8 soil groups. The soil group corresponds to Bodentyp of West Germany and Marbuts’ great

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4 Chapter 1. Introduction

TABLE 1-1 Classification of forest soils in Japan (1975) (Forest Soils Division, 1976)

'Oil Type Subtype Group group Podzolic soils .......................................................... P

Dry podzolic soils ............................................. .PD Dry podzol ................................................ PDI Dry podzolic soil ........................................... .PDU Dry slightly podzolic soil ................................... . P D ~

Wet iron podzol ........................................... .Pw(i)~ Wet iron podzolic soil.. ..................................... .Pw(i)n Wet iron slightly podzolic soil ............................... .Pw(i)m

Wet humus podzolic soils ........................................ Pw(h) Wet humus podzol .......................................... Pw(h) I Wet humus podzolic soil ................................... .Pw(h)n Wet humus slightly podzolic soil .............................. Pw(h)m

Wet iron podzolic soils ......................................... .Pw(i)

Brown forest soils ...................................................... B Brown forest soils. .............................................. .B

Dry brown forest soil (loose granular structure type) ........... .BA Dry brown forest soil (granular and nutty structure type) . . . . . . . .BB Weakly dried brown forest soil ............................... .Bc Moderately moist brown forest soil ........................... .Bo

Slightly wetted brown forest soil ............................. .BE Wet brown forest soil ....................................... .BF

Dark brown forest soils ......................................... .dB

Moderately moist brown forest soil (drier subtype) . . . .BD(d)

Moderately moist dark brown forest soil ..................... . ~ B D

Slightly wetted dark brown forest soil ......................... BE

Dry reddish brown forest soil (loose granular structure type) ..... .rBa Dry reddish brown forest soil (granular and nutty structure type). .TBB Weakly dried reddish brown forest soil ....................... .rBc Moderately moist reddish brown forest soil . . . . . . . . . . . . . . . . . . . .rBo

Moderately moist dark brown forest soil (drier subtype) dBD(d)

Reddish brown forest soils. ...................................... . rB

Moderately moist reddish brown forest soil (drier subtype) ................................. .rBo(d)

Yellowish brown forest soils ................................. Dry yellowish brown forest soil (loose granular structure type) Dry yellowish brown forest soil (granular and nutty structure type) YBB Weakly dried yellowish brown forest soil ..................... .yBc Moderately moist yellowish brown forest soil. .................. . ~ B D

Moderately moist yellowish brown forest soil (drier subtype) ................................. . yB~(d )

Slightly wetted yellowish brown forest soil . . . . . . . . . . . . . . .

Dry surface gleyed brown forest soil (granular and nutty structure type) ......................... .gBB

Surface gleyed brown forest soils ................................. . gB

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1.2. Brief Explanation of the Soils of Japan 5

TABLE 1-1-Continued

. . . . . . . . . . . . . . . . . . Weakly dried surface gleyed brown forest soil gBc Moderately moist surface gleyed brown forest soil . . . . . . . . . . . . . .gBD Slightly wetted surface gleyed brown forest soil. . . . . . . . . . . . . . . . . BE

Red and Yellow soils . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .RY

Dry red soil (loose granular structure type) . . . . . . . . . . . . . . . . . . . .RA Dry red soil (granular and nutty structure type) . . . . . . . . . . . . . . . .RB Weakly dried red soil ....................................... .Rc Moderately moist red soil ................................... .RD

Red soils . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . R

Moderately moist red soil (drier subtype) . . . . . . . . . . . .RD(d) Yellow soils . . . . . . . . . . . . . . . . . . . . .Y

Dry yellow soil (loose granular struct Dry yellow soil (granular and nutty s

Moderately moist yellow soil.. ............................... .YD Slightly wetted yellow soil ................................... .YE

Weakly dried yellow soil. . . . . . . . . . .

................................ Surface gleyed red and yellow soils gRY Strongly surface gleyed red and yellow soil . . . . . . . . . . . . . . . . . . . .gRY I

Weakly surface gleyed red and yellow soil ..................... .gRY n Strongly bleached red and yellow soil ......................... .gRY b I

Weakly bleached red and yellow soil ................. Black soils.. ..................................................

Black soils. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .BI Dry black soil (granular and nutty structure type) . . . . . . . . . . . . . .BIB Weakly dried black soil ..................................... .Blc Moderately moist black soil .................................. B ~ D

Slightly wetted black soil ................................... .BIE Wet black soil ............................................. .BIF

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . IBI Dry light colored black soil (granular and nutty structure type). . . . l B l ~ Weakly dried light colored black soil ......................... .IB/c Moderately moist light colored black soil ...................... IB/D

Slightly wetted light colored black soil ........................ IBIE Wet light colored black soil . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .IBIF

Dark red soils . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .DR Eutric dark red soils . . . . . . . . . . . . . . . . . ....................... .eDR

Moderately moist black soil (drier subtype) . . . . . . . . . . Bl~(d)

Light colored black soils

Moderately moist light colored black soil (drier subtype) IBID(d)

Dry eutric dark red soil (loose granular structure type) . . . . . . . . . .eDRA Dry eutric dark red soil (granular and nutty structure type) . . . . . .eDRB Weakly dried eutric dark red soil ............................. .eDRc Moderately moist eutric dark red soil ......................... .eDRD

Moderately moist eutric dark red soil (drier subtype) . .eDRD(d) Slightly wetted eutric dark red soil . . . . . . . . . . . . . . . . . . . . .eDRE

Dystric dark red soils . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .dDR

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6 Chapter 1. Introduction

TABLE 1-1 -Continued

Type Subtype Soil Sub- Group group ~.

Dry dystric dark red soil (loose granular structure type) . . . . . . . . . . ~ D R A Dry dystric dark red soil (granular and nutty structure type) . . . . . . ~ D R B Weakly dried dystric dark red soil . . . . . . . . . . . . . . . . . . . . d D R c

.................... ~ D R D

Slightly wetted dystric dark red soil . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ D R E

Moderately moist dystric dark red s Moderately moist dystric dark red soil (drier subtype) . .dDRD(d)

Volcanogenous dark red soils ..................... vDR Dry volcanogenous dark re nular structure type) . . VDRA Dry volcanogenous dark red soil (granular and nutty structure type) ~ D R B Weakly dried volcanogenous dark red soil ..................... .vDRc Moderately moist volcanogenous dark red soil . . . . . . . . . . . . . . . . . . VDRD

Moderately moist volcanogenous dark red soil

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .PG . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Pt

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Pt

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Mc . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Mc

Immature soils . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Im

Immature soil . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Im Eroded soil . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Er

Eroded soil ........................ . . . . . . . . . . . . . . . . . Er

soil group in the USA. Subgroup and soil type correspond approximately to Subtyp and Variatat of West Germany, respectively. The explanations of Podzol, Brown forest soil, Red and Yellow soil, and Black soil which are dealt with here are cited from the English summary of the paper presented by the Forest Soils Division (1975).

1. Podzol The soils of the Podzol group have well developed A,, eluvial, and

illuvial horizons with strong acidity. In general, these soils develop in cool and moist regions in Japan. The Podzols are subdivided into three subgroups, Dry podzol, Wet iron podzol, and Wet humus podzol.

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1.2. Brief Explanation of the Soils of Japan 7

Dry podzols are distributed mainly in subalpine and alpine zones, but can also be found in mountainous regions of temperate zones. They are distributed at relatively dry sites such as mountain tops, ridges, upper con- vex slopes, or the rims of plateaus. In addition to these topographic features, acidic parent material, a sandy texture, and certain vegetation such as Thujop- sis dolabrata or Sciadopitys verticillata accelerate the podzolization. The horizon sequence is well developed A,(F), A or H-A, A,(eluvial), B,(illuvial), and B, horizon.

Soils of the Wet iron podzol subgroup are formed from the clayey and compact parent material at a gentle ridge, peneplain, or plateau of volcano- genous mud flow. The soils are distributed in temperate or subalpine zones under vegetation of natural forests of Picea glelinii, Abies mariessi, Pirius parvij?ora, Thuja standisliii, Cliamaecyparis obtusa, or Fagus crenata.

Although Wet iron podzol is classified as a member of the Podzol group, the surface gleyzation, which is indicated by high ferrous iron content in the A, and A, horizons, is considered to be a major characteristic of this sub- group. The horizon sequence is well developed A,(H), A or H-A, A2-g, B1 or Bl-g, and B, horizon. The soils have a massive structure, and some have an iron pan in the upper B horizon.

Soils of Wet humus podzol are strongly influenced by surface gleyzation and have high ferrous iron content in the H and A horizons. The sola of the soils are not so compact as those of Wet iron podzols, so that humus pen- etrates more deeply. These soils have a thick greasy H horizon, a thick A horizon which is rich in humus, and a darker B horizon. They have a dark grey portion in the A horizon accompanied by a dark rust-colored iron-rich portion underneath.

Soils of Wet humus podzol are distributed in upper temperate and subalpine zones under the vegetation of forests of Picea mariesii, Abies veigckii, Picea hondoensis, Chamaecyparis obtusa, Tliuja standishii, Betula ermanii, or Fagus crenata.

2. Brown forest soil The soils of the Brown forest soil group have a horizon sequence of

(A,)-A-B-C, and have no eluvial or illuvial horizon, a brown-colored B horizon, and slight or strong acidity.

The Brown forest soils are distributed in rather wider ranges of tem- perate and warm temperate zones in humid (high precipitation) climates. The soils are zonal, formed between the zones of Podzols and Red and Yellow soils. They have a wide variety of characteristics or indications of maturity and some are influenced by the soil formation process of other soil groups. Consequently, soils in this group are classified into five subgroups: typical Brown forest soil; Dark brown forest soil which is distributed close to the

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8 Chapter 1. Introduction

Podzol zone and has features similar to Wet humus podzol; Reddish brown forest soil and Yellowish brown forest soil which are accompanied and influenced by the Red and Yellow soils; and Surface gleyed brown forest soil which is influenced by surface gleyzation.

3. Red and Yellow soil The concept widely accepted for the genesis of Red and Yellow soils

is that they are zonal soils formed in subtropical regions under a moist cli- matic condition. However, the results of recent pedological surveys and research have shown Red soils in Japan to be relic soils formed during a warm period of the geological era. The Yellow soils are distributed in the same areas and often accompany the Red soils. Some of these have yellow topsoil and red subsoil in a profile, and others have yellowish orange color reflecting the red-colored weathered material in yellow-colored sola.

Although Red soils and Yellow soils are supposed to have a close rela- tionship, this relationship and the difference of the genesis of the two soils have not yet been clarified. In Okinawa, the southernmost and most sub- tropical region of Japan, the Yellow soils are commonly found in the moun- tains, and are considered by some to be formed in those climatic conditions. Therefore, Yellow soil may be considered as an independent soil group in the future.

The soils of this group are subdivided into three subgroups by soil color and surface gleyzation.

4. Black soil The soils of the Black soil group (Ando soil, Kurobokudo; Wada, 1986)

have thick black or brownish-black A horizon. The boundary of the A and B horizons is distinct. Their bulk density is low, while their water-holding capacity and base exchange capacity are high. The Black soils are separated into two subgroups according to the degree of blackness of the A horizon.

The Black soils are distributed mainly on grasslands and are rarely found in areas thought to have long been covered by forests. On the other hand, the black color of the topsoil of the Black soil in grasslands fades after the repeated plantation of forest trees. These facts suggest that grass- land vegetation is a very important factor in the formation of the Black soil.

Black soil has a thick black-colored A horizon very high in humus content. A great deal of active alumina produced as a weathering product of volcanic ash, parent material of the Black soil, is regarded as the humus bearer.

ClassiJicution of alpine soil The central mountainous region of Japan is divided into a hilly zone

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1.2. Brief Explanation of the Soils of Japan 9

(less than ca. 500 m above sea level), a low mountain zone (ca. 500-1,500 m), a subalpine zone (cu. l,500-2,500m), and an alpine zone (cu. 2,500- 3,000 m). In the alpine zone, the mean temperature in July and August is about 10°C, and there is snow cover from September or October to May or June.

Ohsumi and Kumada (1971) classified the alpine soils in the Japan North Alps (alpine zone of the northern part of the central mountainous region) into four soil groups: Alpine podzol, Alpine grassland soil, Alpine meadow soil, and Skeletal soil.

1 . Alpine podzol The Alpine podzol corresponds to the Dry podzol. The horizon se-

quence is usually A,(F), A,, B, (iron-accumulated), and B, horizon. It is widely distributed on convex areas and intimately associated with a creeping pine shrub and a heather-like shrub (Vaccinieto-Pinetuin pumilae and Arc- terio-Loiseleurietum; Suzuki, 1965).

2. Alpine grassland soil This soil corresponds morphologically to Brown forest soil. In most

cases, podzolization is not observed. It is distributed on concave slopes and adjacent flat sites and is associated with the Gentianetosum subassociation of Arcterio-Loiseleurietum, tall alpine herb shrub stands or a part of the chianophile plant community (Ohsumi, 1969).

3. Alpine meadow soil This soil is composed of a thick (25 cm) humic horizon, a bleached

horizon and an iron-illuviated horizon, underlain by impermeable clayey parent materials. The huinic horizon is divided into upper peaty and lower mucky subhorizons. The latter is often imbedded with several sheets of humus-deficient mineral layers, one of them being a thin (ca. 0.3 cm) layer of Akahoya volcanic ash spewn from the Kikai caldera, 6,000-6,500 y.B.P. (Machida and Arai, 1978). The soil is now covered with alpine wet meadow vegetation (Fuurieto-Carietum blepkaricarpae; Suzuki, 1965) (Ohsumi, 1969).

4. Skeletal soil Very gravelly and immature, this soil is associated with a large part

of the chianophile plant community and Minuarita arctica-Potentilla Mutsu- murue community.

Formation of Alpine nzeadow soil Referring to the climatic changes during the post-glacial epoch proposed

by Tsukada (1967), the formation process of Alpine meadow soil is supposed to be as follows. Accompanying the disappearance of glaciers of the Wurm Ice Age, the soils in the alpine zone were scraped away and the C horizon was exposed. On the impermeable clayey C horizon deposited on

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10 Chapter 1. Introduction

flats or gentle slopes, peat soils developed and readily transformed into muck soils under the warm and humid climate prevailing during the RII period (9,500-4,000 y.B.P.). Akahoya volcanic ash fell during the warmest time of the RII period. Thereafter, the climate became cooler during the RIIIa period (4,000-1,500 y.B.P.) and the transformation of peat to muck has since been prevented. The formation of the thick humic horizon was accom- panied by gley podzolization. Materials of mineral layers in the mucky sub- horizon were probably supplied from adjacent upper slopes by heavy rains during the RII period.

1.3. General Discussion on Soil Forming Process with Special Reference to Organic Matter

Kononova (1 966) outlined briefly and systematically the importance of organic matter in soil formation and the natural factors of humus forma- tion, such as plant cover, soil microorganisms, hydrothermal conditions, chemical and physico-chemical properties of soils. Here, as a complement to her description, the roles of organic matter and organisms in the soil- forming process and the transformation of organic matter are discussed.

Soil, organisms, and organic matter Without living organisms and organic matter, the birth of soil is not

possible. Soil is formed when living organisms settle in and work on inor- ganic parent materials (weathering products of rocks), and organic debris is incorporated into the inorganic materials. As the soil is the product of inter- action between inorganic components and organic components, therefore, both weathering products and organic debris should be regarded as parent materials. If solumn refers to the A and B horizons and the C horizon is their parent material, then A,, horizon must be a parent material too.

The first organisms invading the C horizon which is exposed by heavy rains, landslide, erosion or human change are blue-green algae, autotrophic bacteria, spores, seeds, and others. In the suburbs of cities in this country, leguminous plants such as arrowroot, bush clover and vetch flourish rapidly in abandoned residential areas. Grasslands develop with time, shrubs invade, and forests finally stand as a climax under the temperate humid climate prevailing in Japan. During these plant successions, the C horizon differ- entiates via A-C horizons to A-B-C horizons, and Brown forest soils are formed.

Generally speaking, the roles of organisms and organic matter in this soil formation process may be expressed as follows. Plants supply organic matter to soil in the forms of leaves, stems, twigs, seeds, trunks, roots, etc..

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1.3. General Discussion on Soil Forming Process 11

Although a large part of the organic matter is decomposed by soil organ- isms on and in the soil, a small part of it is humified and remains there. The decomposition and humification of plant remains vary with plant species and their organs as well as soil conditions.

Various organisms take part in the decomposition of organic matter, soil animals such as earthworms, enchytraids, springtails, mites, and micro- organisms such as fungi, actinomycetes, and bacteria. Their activities vary with soil conditions. Soil organisms and their metabolites are also decom- posed or humified. Some kinds of organic matter synthesized by soil micro- organisms and non-easily decomposable plant constituents may be incor- porated into humus.

Although the ultimate decomposers are microorganisms, the role of soil animals is important and should not be ignored. For example, decom- position and humification will be delayed remarkably if the crushing and mixing of plant remains by soil animals do not occur beforehand.

The term decomposition is used here together with humification; actually the author does not know whether humification includes decom- position or not. I t is certain that the two actions occur simultaneously, and that decomposition proceeds by vital action under biochemical law. The author believes humification to be an abiotic action, not controlled by biochemical law or vital phenomena; the reason will be explained later.

In general, the role of the consumers, herbivorous and carnivorous animals, in ecosystems on soil formation may be negligible, because it is estimated that the biomass of producers (green plants) amounts to about 2 thousand billion tons, while that of consumers at most is several billion tons.

Transition from L layer via F layer to H layer The transitional changes in the organic matter constituting the A,

horizon on the surface of forest soils are a typical example of the humifica- tion process referred to by Hayes and Swift (1978) as microbial and chemical transformations of organic debris.

In the FES system, the A,, horizon, plant remains accumulated on the surface of soil are divided into L, F, and H layers after Hesselman (1926). The L layer is the litter layer composed of fallen leaves and other plant or- gans which still preserve their original shapes. The F layer is the fermenta- tion layer composed of plant remains partially crushed and rotted, but with tissues which are still recognizable. The H layer is the dark brown or black amorphous humus layer.

As illustrated in Chapter 7, the humification process of the L layer to H layer is characterized thus; (i) plant remains collapse to smaller and

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12 Chapter 1. Introduction

Fig. 1-1. Schematic representation of soil types (BA-BF) of Brown forest soil. a: topographic location; b: Ao and A horizons. Vertical lines indicate growth of the tree.

finer fragments, (ii) their color darkens, (iii) their C!N ratios lower, and (iv) they are transformed to dark brown or black amorphous substances. Not only microorganisms but also soil animals participate in the humification process, so that the process should be regarded as physical, chemical, and biological transformation rather than “microbial and chemical.”

The organic debris of the L and H layers may correspond approximately to Kononova’s Groups I and 11, respectively. The F layer may be regarded as the intermediate of both groups. In the author’s opinion, however, it is practically impossible to separate the F layer into Groups I and 11, making this grouping meaningless from the standpoint of humus chemistry.

As shown schematically in Fig. 1-1, the typical Brown forest soils are divided into 6 soil types, BA-BF. These soil types are thought to be formed depending on different moisture conditions which are mainly controlled by topography. Usually the BA and BB types are found near mountaintops and ridges, Bc, BD, and BE types are distributed along slopes in this order, and the BF type is found on the lowest flats. As seen in the figure, the F and H layers develop well on the Ba and BB types, but very poorly or not at all on the Bc, BD, and BE types. The BF type is often accompanied by the H layer.

The rates of the transformation from the L layer via F layer to H layer

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1.3. General Discussion on Soil Forming Process 13

appear to differ from site to site, and to be controlled by the humidity of the air near the soil surface. The higher this humidity, the faster the trans- formation. The humidity of the air on the Bc, BD, and BE types is probably higher than that on the Ba and BB types, which causes more rapid transfor- mation of plant remains; consequently, the F and H layers do not develop. In the BF type, extraordinarily high humidity may result in the formation of the H layer. Experiments are needed to verify these inferences.

The humification process in the A, horizon is universal, but not the true one, or perhaps better to say that it is the initial stage of humification, because this process in the A, horizon proceeds on the surface of the soil, and inorganic soil constituents take little part. The true humification pro- cess is the one which occurs in the interior of the soil. This is supported by the fact that HA produced during the humification process in the A, horizon is of the Rp(2) type according to the classification system proposed by Kumada et al. (1967) and modified by Kuwatsuka et al. (1978), while HA found in the interior of the soil belongs to other types, as described later.

Now, let us consider a little more precisely the humification process in soil.

Humifjcation and weathering, and their interaction As described above, the humification of organic debris is characterized

by its fragmentation, the formation of humus, the lowering of C/N ratio, etc.. On the other hand, the weathering of rocks is characterized by physical disintegration, chemical decomposition, the formation of clay minerals, and the lowering of SiO,/Al,O, mol. ratio of residual materials. Thus, humi- fication and weathering can be regarded as highly analogical processes with the following implications.

Organic substances which constitute living plants are synthesized and maintained by a vital force. They are unstable after the death of the plant. Minerals which constitute rocks have been synthesized under the high tem- perature and pressure of the lithosphere; they are also unstable on the sur- face of the earth. Humification and weathering are the stabilization reac- tions of both unstable substances under terrestrial conditions, i .e., under normal temperature and pressure, and in the presence of water, oxygen, and carbon dioxide (Zolcinski, 1928, 1930).

As previously mentioned, soil formation begins when living organisms settle in the weathering products, the C horizon; weathering thus precedes humification. In the course of soil formation, however, both weathering and humification take place continuously, and biological activity and organic matter accelerate weathering (biological weathering). In some cases, the mode of weathering is fundamentally changed by the existence of plants.

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14 Chapter 1. Introduction

One good example is observed in the weathering of volcanic ash. Vol- canic ash is made up of fine mineral particles which are readily decomposed because of the large surface area. In the climate of Japan, mono- and divalent cations among weathering products are leached down, and allophane and imogolite are formed from the residual silica and alumina when plants do not grow there, as in a case of deeply deposited ash-fallout. With the exist- ence of plants, however, silica is absorbed by them to form plant opal, and alumina and humus form an Al-humus complex which makes up the thick A horizon peculiar to the Black soil (Wada, 1977).

In general. weathering and humification processes proceed simultane- ously i n soil, interacting mutually, and resulting in the formation of humus- clay complexes. The quantity and quality of the complexes may vary with the organic and inorganic constituents and also with soil environments. Thus it is reasonable to consider that the real humification process is one which proceeds in the interior of the soil and is controlled by the physical, chemical, and biological properties of the soil.

Addition, translocation, and loss of organic matter Plant remains are continuously added to soil, and are not only trans-

formed but also translocated in the soil. A large part of the reaction products escapes from the soil. Whether or not the term humification involves all of these processes is moot, although in a broad sense it may. In this connec- tion, Hayes and Swift (1978) stated that the synthesis and degradation of humus is a dynamic process which attains an equilibrium in a particular soil environment.

It would be better to say that some components of humus are labile and attain a dynamic equilibrium with a soil environment, and other com- ponents are stabilized by forming complexes with certain kinds of inorganic components. In any event, from the standpoint of pedogenesis a prime con- cern is to make clear the dynamics of SOM involving translocation as well as humification.

Soil environment as a soil-internal liumijkation factor The humification process in a broad sense is controlled by such soil-

forming factors as climate, parent material, vegetation, relief, and time. It may be more practical, however, to replace these external factors with soil- internal factors. Here, soil-internal factors are tentatively defined as physical, chemical, and biological factors which constitute a soil environment for humification. At least these factors are involved: pH, exchangeable bases, amorphous Al, Fe, and Mn oxides, silicate clay minerals, moisture, aeration, drainage, and temperature; time is another important factor.

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1.3. General Discussion on Soil Forming Process 15

Total organic carbon and C / N ratio These values have been widely used for characterizing soil. Apparently

the determination is easy and seems to enable us to characterize various soils and compare them with each other. But the matter is not so simple when we consider the following: (i) The distribution of humus at a given soil sampling site is not always uniform horizontally and vertically. (ii) The division of the profile and the method of soil sampling may vary with each worker. (iii) The preparative method of a soil sample for analysis and the analytical method may vary with each laboratory. These factors can cause considerable variability in the data obtained.

In Table 1-2 are shown data of total carbon content and C/N ratio for the A horizon of Black (BI) soil, Brown forest (B) soils (BB and BD types), and Red and Yellow (RY) soils.

In average values of total carbon content, the difference between the BI soils and the RY soils is apparent, but both have wide ranges. The ranges of C/N ratio for the two soil groups are also wide, and it is difflcult to dis- tinguish between them. In total carbon and C/N ratio, the BB soils and BD soils can be distinguished from each other, but distinction cannot be made between the B D soils and the BI soils.

As illustrated here, the total carbon content and C/N ratio are not useful for distinguishing soils even in the order of soil group. It should be

TABLE 1-2 Total carbon content and C/N ratio of some soils in Japan.

Soil group Number of samples T-C% C!N Literature

BI

BI

24'5-13'2 Miki (1969) 13.3-4.80 10 8.72 15.5

46 26.3-2.73 _ _ _ ~ 27.5-12.4 Kobo and Oba (1974) 11.8 20.0

RY 23.6-6.7 Kanno (1961) 4.39-1.01 9 2.25 15.0

25.6--8' Miki (1969) 2.99-0.95 R Y 9 1.86 17.7

6'.5-15.4 Ohta and Kumada (1978)

18.1-13.0 Ohtaand Kumada (1978)

10.7-1.23 B (BB) 8

24 B (BD)

5.51 33.0 18.9-4.75

10.1 15.3

Samples were taken from A horizon. Figures of upper and lower tiers mean range and average values, respectively.

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16 Chapter 1. Introduction

noted, however, that the soil samples used were fine soil (<2 mm) and con- tained varying amounts of crude plant remains. Analysis of very fine soil (<0.5 mm) or clay fraction ( t 2 nm) might have given different results. Further investigations are necessary to utilize total carbon and C/N ratio in soil characterization.

Comparative humus chemistry In nature, humus, HA, FA, and humin are found in various environ-

ments : soils, sediments, waters, etc.. Let us take up HA for convenience. “Unter Humus verstehen wir die Gesamtheit jener organischen Stoffe

des Bodens, die under den jeweiligen Produktions- und Zersetzungsbedin- gungen des biologischen Standortes in characterische Weise zur Anhaufung gelangt” (Kubiena, 1948). Generalized, this states that HAS probably have their own individuality depending on their environment, which enables us to distinguish among them. At the same time, all have common features which enables us to call them HAS en bloc. In other words, the term HA which applies to all HAS found in various environments is a generic concept, and the same term used to refer to HA found in a given environment (e.g., soil) is a specific concept. The same mode of thinking can be applied to the other terms mentioned. How do we define these terms as generic and specific concepts? It is natural that they should be defined in terms of chemistry.

To answer the question, HAS formed in different environments must be compared by various methods. Humus chemistry in this field may be called comparative humus chemistry. The publication “Humic Substances in Soil, Sediment and Water” (Aicken et a/., 1985) is a fine contribution to this subject. The development of comparative humus chemistry will contribute to the progress of organic geochemistry and each of its branches.

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Chapter 2

Classification of Hurnic Acids

One of the main features of this humus chemistry is that HAS were divided into several types and their various properties studied on the basis of the classification system.

Before World War 11, Springer (1938) and Simon and Speichermann (1 938) proposed their own individual analytical methods of humus composi- tion, both involving an HA classification system. Springer set up the follow- ing series of HAS : Humoligninsauren (dem Lignin nahestehend, in Azetyl- bromid noch loslich)+Lignohuminsauren (Huminsauren mit Ubergangs- charakter, in Azetylbromid bereits unloslich)+echte Huminsauren des Kasselerbrauntypus-+echte Huminsauren des Schwarzerdetypus. The first three were generically called brown HAS, because it was supposed that they were closely related structurally and genetically, while the last named gray type was differentiated from them. Simon, meanwhile, divided HAS into echte Huminsauren and Rotteprodukte (Humolignin or Humoligninsauren), and subdivided the former into types A and B.

Although the terms gray and brown HAS are still seen here and there i n the literature, the classification systems proposed by Springer and Simon seem to have been largely ignored by researchers. In the opinion of the au- thor, however, classification is essential to the study of the complex and diverse HAS.

One of the first and most natural classification criteria should be their UV- and visible absorption spectra. Because HAS are brown substances, the brown color is one of their intrinsic attributes. Springer and Simon also adopted optical properties as the main criteria.

Soon after World War I1 when this humus study began, the available literature was mostly limited to the German scientists’ papers. After a few

17

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18 Chapter 2. Classification of Humic Acids

years of investigation, this author felt: (i) These earlier studies were of great value, because they had succeeded in showing clearly that the status of soil humus is diverse, and varies with the kind of soil. The diversity is exhibited not only by the differences in quantities of HAS and FAs, but also by the diverse optical properties of HAS and the different combinations of humus and soil inorganic components. (ii) Their optical properties should be useful not only as criteria for classifying HAS but also as a guiding principle for elu- cidating their nature and properties. (iii) A then widely used Pulfrich photom- eter (a type of filter photometer) was unsuitable for accurate determination of an absorption spectrum, and a spectrophotometer should be used. A series of investigations on the optical properties, elementary composition, and certain chemical and physico-chemical properties was then carried out from 1951 to 1959 using a Beckman Model DU spectrophotometer (Kumada, 1955a, b, 1956a, b, 1958; Kumada and Aizawa, 1958).

2.1. Studies on the Optical Properties of Humic Acids

In these investigations, HA samples were obtained from the A horizons of Black soils, Ap horizons of paddy soils (arable soils reclaimed for cultivation of rice plants), peat layers collected from peat soils at different depths, A, and B, horizons of a Podzol, etc.. The methods of Springer (1938) and Simon and Speichermann (1938) were followed.

Springer’s method From soil samples either pretreated with 5% HC1 at 70°C for 30 min or not, HAS were extracted by treating with 0.5% NaOH at boiling temperature for 30 min (Springer used for 1 hr). In these HAS, the one extracted after acid pretreatment was designated as SrL-HA, and other as L-HA.

Simon’s method HAS were extracted by treating with N / 8 NaF or NaOH at room temperature for 48 hr. They were designated as F-HA and the OH-HA, respectively, and as Si-HA collectively.

The HAS thus obtained were dissolved i n 0.1% NaOH and ultrafiltered through a collodion membrane. The filtrates were acidified with HCl, trans- ferred to a filter paper, washed successively with dilute HCl and water, then air-dried and pulverized. They were then separated into A and B types ac- cording to the method proposed by Simon and Speichermann (1938). That is, HAS were dissolved in an adequate amount of 1% Na acetate and an equal volume of 1 N MgSO, was added. The MgS0,-precipitable and non- precipitable fractions were separated, and designated as A and B, respec- tively (e.g., OH-A-HA, F-B-HA).

Determination of absorption spectra HAS were dissolved in 0.1 ”/, NaOH, and the absorption curves were promptly drawn in the region of

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2.1. Studies on the Optical Properties of Hurnic Acids 19

200 300 400 500 600 700

Wavelength, nm

Fig. 2-1. Absorption spectra of L-humic acids.

220 to 700 nm. These curves were expressed as log K-,? curves of 1% solution of the HAS, where K and ,? were optical density and wavelength, respectively.

The absorption curves of L-HAS (1% HA solution in 0.1% NaOH) are shown in Fig. 2-1. The optical density was large at the shortest wave- length and decreased toward longer ones. No distinct absorption band was observed in any wavelength region. The curves were similar in shape and rarely crossed each other. Quite similar situations were observed for the SrL- and Si-HAS.

The absorption curves in this figure indicate that the larger the optical density of an HA, the smaller is the inclination of the curve to the axis of wavelength. This was confirmed by the findings that there existed highly significant (0.1 % level) negative correlations between the values of KS1% (optical density at 600 nm of 1% solution) and dlog K (log K,,,-log KSo0) not only for L-, SrL-, and Si-HAS, respectively, but for all the HAS, as shown in Fig. 2-2. Accordingly, it may be reasonable to adopt K,'% and llog K values as parameters for the characterization of HAS. It is stressed that, despite the differences in the method of extraction, the HAS obtained can be uniformly characterized by these values.

For the respective HAS obtained by the different methods of extraction, the following is noted.

The K,'% value of L-HA from a soil tended to be somewhat smaller than that of SrL-HA from the same soil, but the dlog K values of the two

(1)

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20 Chapter 2. Classification of Humic Acids

Logarithmic regression y

i_r L-HA -0947*** n SrL-HA -0992*** (-1 SI-HA -0 971 *** All HAS -0969***

07 0 -

0.5 -

, , 1 , - 1 1

1.0 1.5 2.0

log Ks‘”

Fig. 2-2. Relationships between dlog K and log &l% values for L-, SIL-, Si- and all hurnic acids. A: logarithmic regression curve for all HAS.

3.0 1

I I I 200 3Oo 4oO 500 600 700

Wavelength, nm

Fig. 2-3. Absorption spectra of F-A, OH-A, and OH-B humic acids. 0 : OH-A (Takaho); 0 : F-A (Takaho); + : OH-B (Takaho)

were nearly equal. Since the soils used in this investigation were all acid soils, decalcification by means of HCI treatment seemed to little affect the quality of the extracted HAS. If calcareous soils were used, such as Rend- zinas or Grumusols, L-HAS would be considerably different from SrL-HAS.

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2.1. Studies on the Optical Properties of Humic Acids 21

(2) In the case of the Black soils and the paddy soils derived from Black soils, the amounts of OH-HAS were remarkably larger than those of F-HAS, and the OH-A-HAS showed larger K61% and lower dlog K values, than those of the F-A-HAS, as illustrated in Fig. 2-3. This finding is remark- ably different from that reported by Simon and Speichermann (1938).

Simon advocated that NaOH extracts part of the remains of rotten plants, while true HAS can be extracted with Ca-precipitable salts such as NaF and Na-oxalate. The author believes Simon's advocation to be appro- priate to calcareous soils as shown later. In Black soils, however, the HAS are very similar to Simon's A type with respect to optical and other proper- ties, and exist as Al-humus complex in soil, which is extractable with alkali.

Meanwhile, it is again stressed that the HAS obtained from different soils by different methods of extraction had K61% and Alog K values of wide ranges, but highly significant negative correlations existed between them.

The above finding on optical properties led to the following idea. Suppose the term humification connotes not only the formation of amorphous brown substances in soil but also the increase of brown color or blackish tone of the substances which the naked eye observes, i.e., yellowish brown-brown-dark brown-almost black, the increase of brown color may then be said to express the progress of humification. This idea was born from the well-ordered shapes of the absorption curves of HAS and the regular relationship found between KG1% and dlog K ; these facts suggest that the chemical configurations responsible for light absorp- tion are of the same quality, but differ quantitatively among HAS.

Consequently, a most important subject in humus chemistry is then to elucidate the chemical configurations responsible for brown color. This suggests the potential for answering the question of what humic substances are, and will be discussed later.

If the concept of progress of humification is permissible, the absorption curves in Fig. 2-1 may be said to exemplify it; their arrangement from the bottom upward exhibits the progress of humification. K,l% and Alog K values of individual HAS are considered to express the degree of humification. Furthermore, it is evident that various HAS can be arranged in the order of their degree of humification, i.e., KG1" or dlog K values.

Although since World War I1 most researchers have ignored the absorp- tion spectra of HAS because of their featureless character, the author con- sidered this very featureless character the intrinsic attribute of HAS, and believed their surprisingly well-ordered absorption curves should indeed be the starting point of the study of HA. This idea is merely a working hypoth- esis, and its usefulness must be evaluated in light of the information which it has produced and will produce.

Degree of Izumijcation of HA

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22 Chapter 2. Classification of Humic Acids

3.0 I

X cn 0 -

2.0 -

1.0 -

200 300 400 500 600 700

Wavelength, nrn

Fig. 2-4. Absorption spectra of P type L-humic acids.

In 1955 a special type of HA having absorption bands near 615, 570, and 450 nm (Fig. 2-4) was found and called P type, because it was first found in Podzols and was thought to be peculiar to this soil group. It is now certain, however, that the P type has worldwide distribution (see Chapter 4). In P type HAS, dlog K and Ksl% values cannot serve as indices of the degree of humification because these values have been affected by the presence of the Pg fraction (see Sections 2.4 and 3.2.1).

2.2. Several Properties of Humic Acids

If HAS were arranged i n the order of their degree of humification, changes in their various properties would also be recognized in accordance with the order. To verify this assumption, several properties of HAS, such as ele- mentary composition, methoxyl content, cation exchange capacity, hydro- lyzable nitrogen content, coagulation by adding electrolytes, and X-ray dif- fraction were examined (Kumada, 1955b, 1956a). Part of the results on the L-HAS are abstracted below; the results on other HAS were consistent with these.

As shown in Fig. 2-5, some regular changes in elementary composition were observed with the decrease of dlog K values, that is, with the progress of humification. The whole stage seemed to be roughly divided into early and later stages (lower and higher degrees of humification) with the turning

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2.2. Several Properties of Humic Acids 23

N o . 1 2 3 4 5 6 7 No.1 2 3 4 5 6 7

s?

I" 0 0

s E

x I 10

0.780 0.723 0.681 0.608 0.572 0.524 0.5M 0.780 0.723 0.681 0.608 0.572 0.524 0.501

Alog K Alog K

Fig. 2-5. Changes in several properties of L-humic acids with the progress of humification. C, H, N, and OCH,: weight percent ofmoisture- and ash-free basis; CEC: me/100g HA, Ba(CH,COO), method; Hydrolyzable N: total-N in 6~ HCI hydro1 ysate.

point sample No. 4. There were tendencies in the early stage for the carbon and methoxyl content and C/N ratio to remain unchanged and the nitrogen content to increase, and in the later stage, for the carbon content and C/N ratio to increase while the nitrogen and methoxyl content decreased. The hydrogen content of sample Nos. 1 to 3 was higher than that of Nos. 4 to 7.

CEC values increased with the progress of humification, suggesting the increase of acidic functional groups. On the other hand, the ratio of hydro- lyzable nitrogen to total nitrogen was highest for the HA having the lowest degree of humification, and decreased remarkably with the progress of hum- ification.

A coagulation experiment was conducted as follows: Five ml of 0.05 M CH,COONa containing ca. 7 mg of HA was taken in each of several test tubes, and different amounts of 4~ NaCl or 2~ MgSO, were added, then a total 10 ml volume of each solution was made with water. The solutions were shaken for 1 min and allowed to stand. After 23 hr, turbidity of the

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24 Chapter 2. Classification of Humic Acids

TABLE 2-1 Coagulation of L-humic acids by NaCI.

Final concentration of NaCl (M)

No. 0 0.2 0.4 0.8 1 .6

1 K K 2 K K 3 K I; 4 K K 5 K K 6 K K 7 K K

K : clear; N: turbid; F: coagulated

K K N K K N K K N K K N N F I?

N-F F F F F F

NO.

1. Yashiroda

2. Nakajo 3. Busshozan 4. Takaho 5. Ornagari

6. Zakoji

7 . Tanemori

5 O 25 50

20 Fig. 2-6. X-ray diffraction diagram of L-humic acids.

solutions or coagulation of HAS was observed and recorded : K, transparent; N, turbid; and F, coagulated. The results illustrated in Table 2-1 show that the higher the degree of humification of the HA, the greater the sensitivity to the electrolyte; the HA was coagulated by the smaller amount of the electrolyte. This finding suggests that HA becomes more hydrophobic with the progress of humification.

As shown in Fig. 2-6, X-ray diffractograms of HAS were divided into two groups. In the first group, to which belonged HAS having lower degrees of humification, there existed a broad halo (so-called y-band), suggesting their amorphous nature. In contrast, HAS belonging to the second group

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2.3. Classification of Humic Acids 25

TABLE 2-2

- The (002) band of L-humic acids. No. 2e d ( A ) Relative intensity

4 Takaho 24.7 5 Ornagari 25.8 6 Zakoji 25.9 7 Tanemori 25.3

3 .60 43 3.45 40 3 .43 63 3 .45 100

and having higher degrees of humification had a more or less distinct pattern at the position of 20+26" with the above-mentioned halo, and the pattern became sharper, its shape symmetrical, and its intensity increased in propor- tion to the humification degree of the HA. Interplanar spacing in 8, and intensity estimated from this pattern are shown in Table 2-2.

An obscure and feeble halo could also be observed a t 20+40-43" in sample Nos. 6 and 7 which have the highest degree of humification. Inter- planar spacing roughly calculated from this angle was ca. 2.3 A.

It is considered that interplanar spacings of 3.4-3.6 A and ca. 2.3 A of the HAS correspond respectively to the (002)- and (10)- bands of graphite. Consequently, HAS showing both these bands presumably have turbostratic structure. Here, turbostratic structure refers to stacked fractions of several layers with interplanar spacing of ca. 3.5 a of condensed rings composed of several or more benzene rings. It is further presumed that HAS of the second group contain turbostratic structure which develops with the progress of humification. In other words, humification may represent an early stage of carbonization which occurs in soil. This X-ray diffraction analysis was rather preliminary and qualitative. A more quantitative analysis will be dealt with in Chapter 10.

The experimental results on the several properties of HAS clearly showed that these properties changed regularly in accordance with the degree of humification. Although the number of HA samples was limited, the findings may be enough to claim that optical properties can serve as a guiding prin- ciple in the study of HAS.

2.3. Classification of Humic Acids Based on Shape of the Absorption Spectrum and dlog K

Although absorption curves of HAS were seemingly featureless, careful examination revealed that they could be divided into two groups according to their shapes as well as dlog K and K,J% values. In the HAS belonging to the first group, the curves exhibited bow-like shapes consisting of two broad convexes centering around 300 and 600 nm, and the 31og K values were

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26 Chapter 2. Classification of Humic Acids

lower and K:% values were larger than those of the second group. The HAS in the second group were nearly straight except for a shoulder-like absorp- tion near 270 nm which was observed occasionally. In this group, the HAS originating from peats, rotten plant remains, farmyard manure, ete. were characterized by having even higher dlog K and smaller values.

Thus, HAS were classified as follows (Kumada, 1958b): A type: HAS of the first group having dlog K value lower than ea. 0.6 B type: HAS of the second group having dlog K value of en. 0.6 to

Rp type: HAS of the second group having dlog K value of ea. 0.8 to

P type: HAS having a peak or shoulder-like absorption near 615, 570

The terms A, B and Rp types originated from Simon’s echte Humin- sauren Typ A und Typ B and Rotteprodukte, respectively. But the two classification systems are, in principle, quite different, because in Simon’s classification, not only optical properties but also other properties were adopted as criteria, while in the author’s, optical properties were the sole criterion.

0.8

1.1

and 450 nm.

2.4. Dr. M. M. Kononova’s Criticism

It is inferred that HA of a soil sample is an assembly of fractions differing in optical properties, and the measured (cg., dlog K and K61%) values refer to the average values. Accordingly, even if the dlog K value of an HA corre- sponds to that of the B type, the HA may be separated into A and Rp types by dividing it into two fractions. This may occasion much discussion on the necessity and usefulness of classifying HAS.

In this context, Dr. M. M. Kononova wrote to the author on 25th Sep- tember, 1972: “Your opinion concerning the nature and classification of humus substances is very interesting, though in some points I can’t agree with you. Let me tell you my opinion.

“Humic acids of soils, peats, coals are extremely various and their diversity is not confined to “Grau” and “Braun” Humussauren. But none- theless they have several general common features (the presence of an ar- omatic ring, nitrogen as an obligatory component and functional groups including OH and COOH a. 0th.); these features serve as a basis for their unification into a special group of humic acids. Based on several features (absorption spectra, aromatic ring), you introduce new terms for individual forms of humic acids, such as Rp, P, Pg. Undoubtedly, the number of new

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2.4. Dr. M.M. Kononova’s Criticism 27

terms will increase and this circumstance may lead to some misunderstand- ings.

“But this is still not the main thing. As you state in your letter, these new forms are usually extracted from incompletely humified plant residues or from soils enriched with them. In these cases, the 0.1 N NaOH or some other alkali solution causes inevitable oxidation and condensation of plant substances (such as some amino acids, phenols, tannins a. 0th.) and their further co-extraction and co-precipitation with humic substances, but only as admixtures and not as their constituents.

“It is probable that the peculiarities you noted in absorption spectra were caused by these admixtures, but in this case, they cannot serve as a basis for their classification in specific forms of humic acids.

“Taking this into consideration, I think that now it is more correct to keep the general term “humic acids,” noting their peculiarities (in elementary composition, color, IR spectra, functional groups a. 0th.) for individual representatives.

“Now I want to say a little on the method of extraction of humic acids from incompletely humified plant residues. . . . Dr. I. V. Alexandrova showed that the treatment of the fresh clover leaves with 0.1 N NaOH resulted in an artificial formation of humus-like substances in these leaves. Therefore, I think that the extraction of humic and fulvic acids with 0.1 N NaOH, 1OO”C, 30 min-is a very drastic method! . . . .”

While appreciating her frank criticism, there seemed to be some differ- ences in the mode of thinking and some misunderstanding, making agree- ment impossible.

Dr. Kononova appeared to recognize the diversity of HAS, yet avoided classifying them. This is one point of view, but there is another (already mentioned) viewpoint: classification is essential to aid understanding of HAS and their genesis.

Dr. Kononova’s statement that the treatment of “fresh” (probably still green) clover leaves with 0.1 N NaOH resulted in an artificial formation of humus-like substances is understandable. However, Kumada and Suzuki (1969) studied the extracting conditions of rotted plant residues and found no evidence of the denaturation of HA optical properties under conditions of 0.1 N NaOH, 100°C. 30 min.

I t is natural that HAS obtained from incompletely humified plant res- idues preserve more or less the features of the original plant components, some of which are reflected on the HA absorption spectra. Such HAS should be regarded as immature; they are included in the Rp(2) type in the present classification system proposed by the author (Section 2.6.). These immature

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28 Chapter 2. Classification of Humic Acids

fractions must be carefully distinguished from mature, soil proper HAS (A, By and Rp(1) types) to avoid confusion and misunderstanding on the nature of HAS.

The term Pg was given to the fraction of P type HA (Kumada and Sato, 1962) which contains dihydroxyperylenequinone nucleus responsible for the absorption bands near 615, 570, 450, and 280 nm (Sato and Kumada, 1967). In Dr. Kononova’s opinion, the Pg fraction is an admixture and cannot serve as basis for setting up the P type. However, the P type has worldwide distribution; if this term cannot be adopted, we must refer to it as the HA having the absorption bands mentioned above or as that having Pg absorp- tion. Thus, the terminology used is a matter of convenience.

The classification of HAS is admittedly very difficult compared with that of plants, animals, or low molecular organic compounds whose individ- ual members can be identified. The difficulty is similar to that of soil clas- sification. But HA classification must be attempted, and will be improved with the deepening of our understanding. We should not abandon classifi- cation.

2.5. IR Spectra of Humic Acids

The above classification is based on light absorption, so it is expected that the same grouping is possible according to the pattern of IR spectra. This expectation was confirmed experimentally (Kumada and Aizawa, 1958).

IR spectra of each type are illustrated in Fig. 2-7 and the characteristics follow:

A type: HAS belonging to this type have a fairly strong aromatic C-H stretching absorption band near 3.25 pm, and their two aliphatic C-H stretching bands near 3.4 pm are smaller than those of other types. The intensity of the absorption band near 3.8 pm assigned to 0-H stretching of carboxyl group is strong. Two sharp absorption bands exist near 5.8-5.9 and 6.2 pm indicating the presence of C=O and C=C (including conjugated types) stretching vibrations, respectively. The latter may also be assigned to ring vibrations. The 6.1 and 6.6 pm bands obvious in the spectra of B and Rp types are absent or form a shoulder. There are two very broad bands in the region of 6.8-7.3 pm which may arise from aliphatic C-H deformation vibrations and phenols. A very broad and strong band is found in the region of 7.8-8.3 pm indicating the presence of oxygen-containing groups such as phenols, ethers, and quinones. Towards longer wavelength region, the ab- sorption decreases fairly abruptly.

B type: The intensities of the two absorption bands near 3.4 pm due to aliphatic C-H stretching are very strong and sharp, while the 3.25 pm

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500 2500 1600 1400 1200 1000 " " ' I ' ' I

B type (Busshozan)

A type (Tanemori)

4 k 2.5. 1R Spectra of Humic Acids 29

(cm-'1

-- P type (Kinpo)

b 3 4 6 7 8 9 10

3500 2500 1600 1400 1200 1GOO

A type (Fukui)

B type (Kosudo)

I')--.-" P type (Iwase) L

I , 3 4 6 7 8 9 10

Wavelength, flm

Fig. 2-7. Infrared spectra of humic acids.

band is absent and the 3.8 pm band is weak. The absorption band near 5.9 pm is weak and, in most cases, merely a shoulder. Besides the strong 6.2 pm band, another is found as a shoulder near 6.1 pm and a pronounced band is present near 6.6 pm. These latter two bands are considered to arise from the stretching vibration of C=C bands. Four fairly sharp bands are present near 6.9, 7.05, 7.2-7.3, and 7.5 pm, which probably arise from de- formation vibration of aliphatic C-H groups. There is the strong, broad band at 7.8-8.3 pm. The band near 8.8 pm may indicate the presence of aliphatic

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30 Chapter 2. Classification of Humic Acids

ethers. An absorption band occurs near 9.7 pm, presumably arising from C-0 vibration of primary alcohols and/or C-0 stretching of ethers.

R p type: The pattern of the spectra of HAS belonging to this type is very similar in shape to that of B type, but some differences are noticed. The pattern of B and Rp types in the region of 2.8-7.5 pm is remarkably analogous to that of lignins (Suzuki and Kumada, 1972), which might sup- port the hypothesis that HAS belonging to these types originate from lignin.

P type: The pattern of the spectra of P type HAS is similar in shape to that of A type; however, certain differences separate the two types: I n P type, the intensities of 3.25, 3.4, and 3.8 pm bands are relatively weaker, the relative intensity of the 5.9 p n ~ band to the 6.2 pm band is smaller, a shoulder- like absorption band is found near 6.5 pm, the pattern in the region of 6.9- 7.3 pm is only a broad band, and the absorption i n the region of 8.5-9.7 pm is fairly strong, as is true in B and Rp types.

As mentioned above, the 6.6 pm band was absent or weak in the A type, and distinct in the B and Rp types. In this connection, Kasatochkiii and Zil’berbrand (1956) stated that in the IR spectra of HAS obtained from Podzols, an absorption band existed at 6.6 pm which was absent in those from Chernozems ; this absorption band was related to the presence of var- ious aromatic compounds having aliphatic side chains. They concluded that these HAS had to contain longer aliphatic chain structures than the HAS obtained from Chernozems.

2.6. Present Classification System of Humic Acids

I n 1967, Kumada proposed a novel method of humus composition analysis (Section 6.1.). On that occasion a classification system of HAS was also proposed (Kumada et a/ . , 1967). This new system grouped HA into five main types, i.e., A, B, Rp, Po, and P, according to their position on the two co- ordinates having R F and Alog K as axes and divided as shown in Fig. 2-8. Here, RF is defined as K6,, x 1 ,OOO/c, where KGnq and c mean optical density at 600 nm of an H A solution and ml of 0.1 N KMnO, consumed by 30 ml of the HA solution, respectively.

Absorption spectra of A, B, and Rp types are schematically shown in Fig. 2-9. The Rp type is subdivided into Rp(l) type originating from A and B horizons and Rp(2) type from A, horizon, rotted plant remains, farm- yard manure, compost, etc. (Kuwatsuka et a/., 1978).

Absorption curves of Po and P types are shown in Fig. 2-10. The P type is subdivided roughly into P*, P,, P++, and P+++ types, depending on the intensities of absorption near 615, 570, and 450 nm. The P, type refers to the HA which is located in the same area as the P type but has no absorp-

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2.6. Present Classification System of Humic Acids 31

Alog K

Fig. 2-8. Classification diagram of humic acid.

1

Wavelength, nrn

Fig. 2-9. Absorption spectra of humic acids (A, B, and Rp types). Concentra- tions are arbitrarily chosen.

tion band. The HAS which are located outside the P type area and have the same absorption bands as the P type are subdivided as i n the case of P

Among Rp and Po types, there are some whose absorption spectra suggest the presence of lignin- or tannin-like structure as illustrated in Fig.

type, e x . RP,, A+.

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32 Chapter 2. Classification of Humic Acids

I

200 300 400 500 600 700

Wavelength, nm

Fig. 2-10. Absorption spectra of Po and P type humic acids.

0 I I I

200 300 400 500 600 7

Wavelength, nm

Fig. 2-1 1 . Absorption spectra of Rp-T and PO-L type humic acids.

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2.6. Present Classification System of Huinic Acids 33

TABLE 2-3 Humic acid classification systems.

Simon and Speichermann

(1938) Springer (1938) Kumada (1981)

RP (2) type RP type { Rp (1) type 1 Huniolignin Humoligninsauren

(RotteDrodukte) Lignohuminsauren

echte Huminsauren echte Huminsauren sauren B type TYP B (Kasselerbrauntypus)

TYP A (Schwarzerdetypus) } sauren echte Huminsauren echte Huminsauren Grauhumin- A type

PO type P type Pi-+ + + types

2-11. Absorption spectra of the former and the latter are respectively char- acterized by a convex absorption ranging from 280 to 400 nm and a shoulder- like absorption near 500 nm often accompanied by other shoulders. They are differentiated by subscripts L and T, respectively, e.g., Rp-L, Po-T. Several properties of Rp(2) type HA were reported by Suzuki and Kumada (1972).

Commerit In some Rp type HAS, e.g., those originating from incompletely rotted

leaves and straw, absorption bands at 660 nm and near 400 nm are often seen due to the existence of chlorophylls or pheopigments. But the bands seem to disappear rather rapidly with the progress of rotting in terrestrial conditions.

In HAS obtained from lake and marine sediments, absorption curves are often characterized by an absorption band near 400410 nm, correspond- ing to the Soret band of porphyrins, and suggest their phytoplankton origin (Watanabe, 1969 ; Ishiwatari, 1973). It is therefore supposed that chlorophyll- derived pigments are unstable and readily decomposed under terrestrial conditions, but are fairly stable in lake and marine sediments.

A conzpnrison of the classi$cation systems of HAS The classification systems of HAS proposed by Simon, Springer, and

the author are tabulated in Table 2-3. Though similar, the criteria for clas- sification are considerably different.

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Chapter 3

Spectroscopic Characteristics of Humic Acids and Fulvic Acids

In the preceding chapter, the HA classification system proposed by the author was described and a brief historical review of his studies on HAS emphasized the following.

Absorption spectra of HAS in the UV- and visible region seem to have been largely ignored because of their featurelessness. But this very feature- lessness is the character of the brown color, one of their intrinsic attributes, and serves not only as the basis of their classification, but also as the guiding principle of studies about them. There also exists a group of HAS called P type, which have specific absorption bands near 615, 570, and 450 nm.

I t may be appropriate in this chapter to discuss more precisely the spec- troscopic characteristics of HAS and FAs, the determination and character- ization of their UV- and visible absorption spectra, and their ionization difference and reduction difference spectra. The preparation methods of HA and FA samples are described and some related problems commented on. Finally, a working hypothesis on the mechanism of light absorption of HAS is introduced.

3.1. Preparation of Samples

Preparation of HA and FA samples involves many complicated and trouble- some problems, some of which will be mentioned later. First, the method used in the author’s laboratory is described. To obtain HA samples the procedures of Springer and Simon were adopted, as mentioned previously. Then, a new method was explored, which in principle corresponded to the extraction and separation stages of HA in the humus composition analysis proposed at that time, but was upgraded to get samples at least of the order

34

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3.1. Preparation of Samples 35

of grams. Since then, detailed procedures of the method have been gradually modified, and the present method (Kumada, 1985a) is here described, i n which preparation of a colored fraction of FA is involved. For convenience sake, this is called the Nagoya method.

Procedure Humus is extracted from a mixture of soil (air-dried, <0.5 mm) and

extractant (organic carbon to extractant ratio, 1 :300, w/v) at room tempera- ture for 24 hr. As extractant, 0.1 N NaOH or a mixture of 0.1 N NaOH and 0. I M Na,P,O, is used. In some cases, successive extraction with 0 . 1 ~ NaOH and 0.1111 Na,P,O, is useful. The humus extract is separated from the residue by cen- trifuging at 10,000 x g for 15 min after adding an amount of NaCl equivalent to 3% of the extractant. HA is recovered by adjusting the pH of the extract to 1.0 with HCI(I:3). After repeated dissolution with 0. I N NaOH or 0. I M Na,P,O, and precipitation with HCI till the filtrate becomes almost colorless, HA is dialyzed against water, then freeze-dried. In the case of successive extraction, the first humus fraction is extracted with 0.1 N NaOH, then the second one with 0.1 M Na,P,O, from the residue by repeating the same procedure.

To the combined acid filtrates, polyvinylpyrolidone (PVP) is added (PVP 1 g to 100 ml) according to the method proposed by Lowe (1980). After intermittent stirring for 1 hr, the mixture is transferred to a filter paper and washed with HC1 (pH 1.0). The colored substances adsorbed on the PVP are eluted with 0 . 1 ~ NaOH. After acidification of the alkaline eluant with HCl, the eluant (FA) is dialyzed against water, then freeze-dried. Thus, FA here refers to the PVP adsorbed fraction, that is, the colored substances in what has been designated in previous reports as FA. In some cases, the alkaline eluants may produce considerable amounts of precipitate when acidified to pH 1.0. The acid-precipitable FA, and non-precipitable FA, fractions are dealt with separately.

Comments (1) Preparation of soil sample Usually air-dried soils are used for extraction of humus. Denaturation

of organic matter by air-drying of wet soils may be mostly negligible, but this is not necessarily true in the case of peat soils. Air-dried and sieved soils contain more or less fine roots and other crude organic debris. The < 2 mm soils may contain larger amounts of crude organic debris than the ~ 0 . 5 mm soils. The crude organic debris may be a source of soluble humus, but the author does not know the extent of the part it may play i n this. A method for removing beforehand a large part of crude plant debris from soil may be needed.

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36 Chapter 3. Spectroscopic Characteristics of Humic Acids and Fulcic Acids

(2) Extraction As extractant, 0.1 N NaOH, 0.1 N NaOH + 0.1 M Na,P,O, or 0.1 N NaOH

followed by 0 . 1 ~ Na,P,Q, (successive extraction) have been used. In the case of acid and base-deficient soils prevailing in this country, 0.1 N NaOH can extract a large part of soluble humus, but a mixture of 0.1 N NaOH and 0.1 M Na,P,O, (1 :1, v/v) have been used for soils with a wide range of pH values. A mixture of 0 . 1 ~ N a 0 H e O . l ~ Na,P,O, ( 0 . 1 ~ with respect to each component) recommended by Kononova (1 966) has been used widely.

(3) Soil : extractant ratio The amount of extractable humus varies with soil : extractant ratio.

Kobo and Oba (1957) reported that the maximum yield was obtained at the organic carbon: extractant (0.5% NaOH) ratios of 1 : 300-400. Kawada (1972) compared the ratio of 300, 500, and 700, and recommended the ratio of 1 500. Recently, Ito (1985) obtained maximum yield at the ratio of 1 :300. Anyhow, it is almost meaningless to fix a soil: extractant ratio, because the organic carbon content varies with the soil.

(4) Temperature and time Referring to the experimental results reported by Springer (1938) and

Hock (1936/1937), the author formerly adopted 100°C and 30 min for ex- traction of humus. But heating a large amount of soil was not practical, so a room temperature or 30°C and 24 hr were substituted. In quantitative experiments using a small amount of soil sample, the yield of extractable humus was in the order of lOO"C, 30 min >room temperature, 48 hr >room temperature, 24 hr (Kumada and Ohta, 1963).

Studies reported by Bremner (1950) and Swift and Posner (1972) are often cited as illustrations of the degradation or denaturation of humus by treating it with alkali. Certainly treatment with alkali causes some degrada- tion of humus, but the degree may depend on the conditions of treatment quantitatively and qualitatively. For instance, Swift and Posner (1972) treated HA for 30 days with normal NaQH under 0,. This treatment condition seems to be rather drastic compared to that usually used for the extraction and purification of HA.

The effect of the exclusion of oxygen by bubbling nitrogen gas has not been tested. However, the author's procedures called for a mixture of soil and extractant to fill a narrow-necked bottle to the neck, and this was stop- pered tightly during the extraction period.

(5) Separation of humus extract Humus extract was usually separated from soil residues by centrifuging.

Data reported by Schnitzer et al. (1981) illustrated that the quantity and quality of the extract varied remarkably with the conditions of centrifugation, i.e., rpm ( g ) and time. A mixture of soil and extractant contains not only

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3.1. Preparation of Samples 37

true and colloidal humus but also colloidal and suspensible humins or humus- clay complexes and inorganic particles of various sizes. The stronger the centrifugal force and the longer the operating time, the finer and lighter are substances remaining in the extracts. The boundary between extractable humus and non-extractable humus and other residues is obscure, and may largely depend on prevailing conditions.

To coagulate humins and humus-clay complexes, NaCl or Na,SO, is added and the extract is obtained by centrifuging (10,000 x g, 10-20 min). The experimental basis for justifying these conditions is, however, rather poor.

(6) Purification of HA Here, purification means the removal of ash and FA and is achieved by

the repetition of dissolution by NaOH or Na,P,O, and precipitation by HCl; HF-HCl treatment may sometimes be necessary to get the ash content lower than 1%. It seems almost impossible, however, to remove FA com- pletely from a large amount of HA. Also, there may be the possibility that FA is newly formed by the degradation of HA.

(7) Purification of FA The procedure to obtain the PVP-adsorbed fraction is very easy. The

author’s experience showed the ash content of such fractions to have a wide range, some of them being very high. As discussed later, it is extremely dif- ficult to devise a purification method in which the loss of FA is kept at a minimum. Another problem was the observation of irreversible adsorption of FA on the PVP. As Lowe (1975) stated, the PVP-non-adsorbed fraction can be recovered by ultrafiltration if low molecular fractions are ignored.

(8) Drying of HA and FA Freeze-drying is now readily available. In general, freeze-dried HAS

exhibit two forms: one is black and bright, hard angular granules, and the other is yellowish brown or brown, very thin filaments or films. The amounts of the latter are, in most cases, negligible, but are sometimes large. Separa- tion of the two fractions is easy. When the mixture mounted on a filter paper is washed with water, the former remains on the paper, and the latter is immediately passed through to form a brown filtrate. The filtrate produced precipitates at pH 1.0; thus the precipitable fraction may be called water- soluble HA. The Aog K value of its alkaline solution is slightly higher than that of the above mentioned granules, but distinctly lower than that of FA. Accordingly, these two fractions seem to be different from each other, al- though no further examination has yet been carried out.

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38 Chapter 3. Spectroscopic Characteristics of Humic Acids and Fulvic Acids

3.2. Spectrometric Characterization of Humic Acids and Fulvic Acids

Since the author first used a spectrophotometer in 1951 to determine the absorption spectra of HAS, remarkable progress has been achieved on this kind of instrument, and there are now instruments which enable the auto- matic identification and recording of absorption curves and optical density values at definite wavelengths. The author's recent investigation on the spec- trophotometric characteristics of HAS and FAs (Kumada, 1985a) is out- lined below.

3.2.1. Ordinary absorption spectra HA and FA samples were obtained from four Canadian and two Japa-

nese soils. General soil properties of the Canadian soils (#1-4) are listed in Table 3-1 (Lowe and Kumada, 1984); these were used to verify the appro- priateness of the information on the HAS of soils in Japan to those of foreign soils. Soil #5 (Inogashira) was the A, horizon of a Black soil. Soil #6 (Tsubame) was a buried muck-like humic horizon under a Brown forest soil located on a ridge ca. 1,200 m above sea level. Although the genesis of the horizon is not well known, it is presumably the subalpine type of muck-like subhorizon of Alpine meadow soil. The soil was characterized by its content of many black hollow spherules (diameter, <7 mm), which were sclerotia of Cenococcurn graniforme?, a main source of P type HA.

HA and FA samples were prepared according to the procedures de- scribed in Section 3.1.

Referring to the results of humus compostion analysis (Section 6.2.), the extractants were selected as follows: In soil # I , humus was extracted successively with 0.1 N NaOH and 0.1 M Na,P,O,, and the two fractions

TABLE 3-1 General orouerties of Canadian soils useda.

C/N HMb pHc Total Total (%) (CaCIz) Cd (%I Ne(%) Horizon Sample

No. 1 Orthic Dark Brown Ah 1.87 6.76 1.95 0.206 9.5

2 Black Solonetz Ah 4.23 5.59 7.12 0.795 9.0 3 Orthic Ferro-Humic Bhf 4.93 4.30 5.61 0.254 22.1

4 Regosolic Static Ah 6.19 6.53 11.3 0.663 17.0

(Chernozemic)

Podzol

Cryosol a Air-dried soil basis. b Hygroscopic moisture, dried at 105"C, 24hr. c 1 :2 in 0.01 M CaCh. d Induction furnace. e Semi-microkjeldahl. f Fisher analyzer.

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3.2. Spectrometric Characterization of Humic Acids and Fulvic Acids 39

were designated #1 OH and #I P. For soil #2, a mixture of 0.1 N NaOH and 0.1 M Na,P,O, was used as extractant, while for soils #3 to #6, 0.1 N NaOH was used.

In soils #3, 4, and 6, the alkaline eluants of PVP-adsorbed fractions produced considerable amounts of precipitate when acidified to pH 1.0. The acid-precipitable FA, and non-precipitable FA, fractions were dealt with separately.

Preparation of sample solutions HA and FA sample solutions can be readily prepared by mixing sample

and solvent (0.1 N NaOH). In this investigation, however, the following procedure was tentatively adopted to secure rapid and complete dissolution of the sample. A mixture of suitable amounts (5-40 mg) of the sample and a small volume of 0.1 N NaOH was passed through a filter paper (Toyo Roshi No. 6) and the paper was washed with 0.1 N NaOH till the volume of the eluate reached 100 ml.

4

3

LU

- E 2

1

0 r L

\

I I 1 I

3 300 400 500 600 700 Wavelength, nm

Fig. 3-1. Absorption spectra of humic acids.

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40 Chapter 3. Spectroscopic Characteristics of Humic Acids and Fulvic Acids

Absorption curves in the region of 220 to 700 nm were drawn using a Shimadzu UV-240 spectrophotometer equipped with OP1-2, and optical densities at 10 nm intervals were automatically recorded. Determination was conducted immediately after the preparation of sample solutions. The sample solution as well as dilute sample solutions (the original solution was diluted 2.5 to 5 times) was used to obtain reliable values over the entire wavelength region. Beer’s law held within the range of ca. 0.08 to 2.0 of the optical density.

Absorption spectra were presented in terms of log E vs. wavelength curves. To identify parameters suitable for characterizing the absorption spectra, E61%, E41%, E&%, and E4/E6 values were calculated, where El% is the optical density of the solution containing 1% HA- or FA carbon, and the affixed numbers 6, 4, and 2.5 correspond to 600,400, and 250 nm, respec- tively.

The amount of the Pg fraction, 4,9-dihydroxyperylene-3,lO-quinone (DHPQ) moiety of P type HA, was estimated by Sato’s method (1974). The G, fraction separated from soil #6 (Kumada and Sato, 1980) was used as the standard Pg, whose El% values at 640, 615, and 590 nm were 115, 255 and 148, respectively.

0 220300 400 500 600 700

4

3

2

1

0 220300 400 500 600 7 10

Wavelength, nm Wavelength, nm

Fig. 3-2. Absorption spectra of fulvic acids. a: group 1 ; b: group 2.

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3.2. Spectrometric Characterization of Humic Acids and Fulvic Acids 41

Absorption spectra in 0.1 N NaOH The absorption spectra of all samples in 0.1 N NaOH are shown i n

Figs. 3-1 and 2. Sample #6 HA showed 4 distinct absorption bands at 615, 570, 450, and 280nm due to the dissociation of the DHPQ moiety. These bands will be referred to as Pg absorption hereafter. Pg absorption was observed in samples #6 FA, and FA, and also in #3 HA and FA,, although the intensities varied appreciably. The shapes of the absorption curves of the other samples were almost featureless and nearly straight, and those of samples #5, #1 P and #2 HAS and #1 P FA corresponded to that of A type HA.

Even in cases when these almost featureless and nearly straight absorp- tion curves showed Pg absorption, their intensities were not strong except for samples #6 HA and FA, and #3 HA. It was observed that the stronger the light absorption, the more gradual was the inclination of the curve. The E61%, Ez.sl%, and E,/E, values and Pg contents as well as elementary composition and ash content of HAS and FAs are given in Table 3-2.

TABLE 3-2 Ash contents, elementary composition, and parameters of absorption spectra of huniic acids and fulvic acids.

Sample Ash (XJ

C (%)

H (%I

#5 HA 0.75 58.50 3.96 3.77 14.8 14.8 86.2 297 863 3.4 0 #1 P HA 2.50 57.79 3.58 3.68 16.1 15.7 88.9 305 902 3.4 0 #2 HA 1.60 57.45 3.72 5.17 14.7 11.1 62.8 266 780 4.2 0 46 HA 5.22 57.06 4.73 3.13 12.1 18.2 76.2 184 622 2.4 7.8 #4 HA 1.64 56.13 4.70 3.70 11.8 15.2 24.8 144 486 5.8 0 #3 HA 10.4 56.02 4.74 3.45 11.8 16.2 46.2 186 648 4.0 1.8 #1 O H H A 2.15 54.98 4.99 5.28 11.0 10.4 23.8 133 526 5.6 0

#5 FA 3.17 60.50 5.79 7.28 10.5 8.3 13.4 92.9 380 6.9 0 #6 FA, 3.45 59.03 5.37 6.17 11.0 9.6 19.5 103 417 5.3 1.0

#4 FA, 3.70 57.08 4.80 4.20 11.9 13.6 17.5 125 450 7.2 0

Group 1

#3 FA1 2.36 58.05 4.91 4.56 11.8 12.7 17.1 119 475 7.0 0.08

#4 FA2 7.90 54.01 3.80 1.56 14.2 34.6 13.5 143 572 10.6 0 Group 2

j$ lOHFA 16.7 5 5 . 6 4 5 . 8 9 7 . 7 5 9.4 7.2 3.8 38.6 246 10.2 0 #1 P FA 38.1 52.96 5.03 5.60 10.5 9.5 13.4 85.0 436 6.3 0 #2 FA 13.1 52.52 4.34 3.69 12.1 14.2 9.7 103 516 10.6 0 #6 FA? 5.88 52.38 3.48 1.52 15.1 34.5 10.5 111 622 10.6 0.08 #3 FA, 1.46 51.41 3.31 0.70 15.5 73.4 12.1 131 621 10.8 0

Ash, C, H and N, weight %, organic matter basis. For Ed%, G I % , E2.5l%, E4/E6, and Pg, see text.

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42 Chapter 3. Spectroscopic Characteristics of Humic Acids and Fulvic Acids

3 6oo-.

400

200

300-

1000,

(7.8) . (0.08: r

(1.8) A

o (0.08) a A O @

(1.0) @

-

@ " " I " '

@

0

2, 200 . . oo i. 9

A 4 100 r a u l a

e

GW

Fig. .3. El% vs. EJE, diagrams. 0 0 : I 4; n A : FA; ( ): P g z . 0 and A indicate the samples which showed Pg absorption.

As shown in Fig. 3-3, individual components of HAS and FAs were distinguished from one another based on the EG1%, EJ% or E 2 t % vs. E,/E, diagrams, and the most conspicuous differences were observed on the Ek% lis. E,/E, diagram. There were negative correlations between the EG1%, EL% or EZj1% value and E,/E, value for all HAS and the ones except for samples #6 and #3 HAS; the correlation coefficients for the former and the latter were, -0.88, -0.57 and -0.61, and -0.996, -0.987 and -0.995, respectively. It is evident that the larger the EG1%, E41% or E, 51% value, the lower is the E4/Es ratio, and a Pg content higher than 1.8% significantly affects the E values and/or E,/E, ratios. The Pg content of 1% for #6 FA, may also affect the El% and/or E,/E, values. N o correlations between the El% values and E,/E, ratios for FAs seem to exist, but this will be discussed later. It is noted that the relations between the El% values and the E,/E, values for the HAS co-

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3.2. Spectrometric Characterization of Hurnic Acids and Fulvic Acids 43

3

2

ul - 3

1

0 2

PH 1 3 1 0 8 6 4

13

Lo 6 4

13 10 8 6 4

1 300 400 500 600 700

Wavelength, nrn Fig. 3-4. pH dependency of absorption spectra.

incide in principle with those between the K,"% values and the Jlog K values described previously.

p H dependenc,v of absorption spectra It is well known that the absorption of HAS and FAs is pH dependent.

To validate this assumption quantitatively, sample solutions having pHs of 10, 8, 6, and 4 were prepared by adding dilute phosphoric acid (1 :9) to the 0.1 N NaOH solution (pH=13) used in the above experiments, and their absorption spectra were determined.

As illustrated in Fig. 3-4, the optical density at each wavelength tended to decrease with the value of the pH, and the longer the wavelength, the greater the decrease. This finding suggests that the lower the pH of the solu- tion, the smaller becomes the El% value and the higher the E4/E6 ratio. In sample #3 containing 1.8% Pg, Pg absorption almost disappeared at pH 10, and the curve became nearly straight. In sample #6 HA containing 7.8':; Pg. however, Pg absorption disappeared at pH 10, but two shoulder-like bands remained even at pH 4.

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44 Chapter 3. Spectroscopic Characteristics of Humic Acids and Fu!vic Acids

Comments (1) In the absorption curves of HAS in 0.1 N NaOH, an absorption

peak in the region of 220-230 nm is sometimes observed; this peak is not real but a deceptive one due to the change in the optical density of the alka- line solvent in the control cell by absorption of CO,. In such a case, the solvent should be renewed.

(2) Absorption spectra are presented in terms of E vs. wavelength, log E vs. wavelength, or log E vs. log wavelength curves. The log E vs. wavelength curves are recommended because the absorption bands near 615, 570 and 450 nm are visualized most distinctly by this form and the shape of the curves is independent of the concentration of samples.

(3) The E4/E6 ratio proposed by Kononova (1966) has been used as a parameter for characterizing HAS and FAs. It is defined as the ratio of E at 465 nm to E at 665 nm determined in 0.02 or 0 . 0 5 ~ NaHCO, solution (pH 8.2-8.8). But the E4/E, defined in the present investigation is more suit- able for the following reasons.

(i) The wavelengths of 465 and 665 nm were selected from the filters equipped in a filter photometer, but the optical density at 665 nm is likely to give an inaccurate value, because the value actually measured is often too small.

(ii) As seen in Figs. 3-1 and -2, the linearity between 400 and 600 nm is better than that between 465 and 665 nm.

(iii) As described above, Pg absorption can be observed only when a solution with a high pH is used.

(iv) As Protonikova and Ponomareva (1967) recommended, the use of 0.1 N NaOH is convenient and gives the highest and most stable optical density value. It should be emphasized that determination of the absorption spectra is essential prior to the calculation of the E4/E6 value, because Pg absorption may affect the value significantly. (4) Various pH solutions have been used to determine the absorption

spectra of HAS and FAs, and the selection of pH is still debatable. The use of 0.1 N NaOH, however, is considered preferable, as mentioned above.

3.2.2. Relatiomhips between elementary composition and spectral character- istics

As a means to examine the relationships between elementary composi- tion and spectral characteristics, the diagrams shown in Fig. 3-5 were pre- pared. For HAS, high positive correlations were found between the E&%, E41% or E2.2% value and carbon content (7: 0.91, 0.91, and 0.86), indicating that the light absorbability of HA increases with the increase of carbon content.

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3.2. Spectrometric Characterization of Humic Acids and Fulvic Acids 45

1000

800

$ 600

400

200

300

# 200 F

100

0 80

-a 60

40 UI

20 0

-0

0 0

0

L A O O a

0 0

0

0 0

51 53 55 57 59 61

c, o/o Fig. 3-5. El% vs. C% diagrams. 0 : HA; A : FA (group 1); A : FA (group 2).

FAs were divided into two groups: Group 1, #5 FA-#6 FA,-#3 FA,-i4 FA,-#4 FA, and group 2, #1 OH FA-#1 P FA-#2 FA-#6 FA,-#3 FA,. Correlation coefficients between the Ek%, E41% or E,.,’% values and carbon content for each group were respectively 0.23, -0.98 and -0.96; and -0.85, -0.99, and -0.95. Thus, high negative correlations were found except be- tween the E61% value and carbon content for group 1, indicating that the light absorbability of FAs in each group decreases with the increase of carbon content.

As seen in Table 3-2, the increase of the carbon content in each group coincided with the increase of hydrogen and nitrogen content and the lower- ing of C/H and C/N ratios.

The correlation coefficients between E61%, Ed1%, or E2.51% and E,/E6 were: group 1, -0.71, 0.81 and 0.86; group 2 ,-0.43, 0.25 and 0.29. Thus,

Page 59: Chemistry of Soil Organic Matter

46

the correlation between the E values and €,I€, values seems insignificant or altogether lacking.

In accordance with these findings, all the parameters adopted may be as- sumed useful for characterizing the absorption spectra of soil HAS and FAs.

It is evident, then, that absorption spectra do contribute to the differ- entiation of soil HAS and FAs. Thus, it is desirable to establish a standard method for the determination of absorption spectra, including suitable param- eters for characterizing them.

The present study confirmed the existence of correlations between their spectral characteristics and elementary composition. The spectral character- istics differed notably between HAS and FAs, suggesting that distinct differ- ences exist in their chemical configurations. In addition, there were regulari- ties in the elementary composition of HAS and FAs studied here which will be described further in Chapter 5. Regrettably, the number of samples dealt with is rather limited, and the validities of the correlations and regularities recognized here should be examined further in future investigations.

Chapter 3. Spectroscopic Characteristics of Humic Acids and Fulvic Acids

3.2.3. Ionization- and reduction-difference spectra Differential spectral techniques have been widely used in lignin chem-

istry (Terashima, 1982). There have been several reports (Kobo and Fujisawa, 1962; Suzuki and Kumada, 1972; and Tsutsuki and Kuwatsuka, 1979d, e) on the difference spectra of HAS, which suggest that difference spectra are useful for discriminating individual HAS from one another. To confirm this, the ionization difference (AEi) and reduction difference (AE,) spectra of the HAS and FAs used in the previous paragraph were determined (Kumada, 1985b).

In the present study, the AEi and AE, spectra refer to the difference spectra between the pH 13 and pH 6 solutions and between the pH 10 and NaBH,-treated pH 10 solutions, respectively.

Determination of AEi spectra Sample solutions containing 5 to 40 mg of HA or FA in 100 ml of 0.1

N NaOH were prepared according to the procedure described previously (Section 3.2.1.). Ten ml of the sample solution was pipetted into a 25 ml volumetric flask, and the flask was filled up to volume with 0.1 N NaOH. This solution was designated as pH 13 solution. Another 10 ml aliquots of the sample solution were adjusted to pH 6.0 with diluted phosphoric acid (1 : 9), and the pH 6 solution prepared by adding phosphoric acid to 0.1 N NaOH was added to make a total volume of 25 ml.

The AEi spectra from 230 to 700 nm were obtained by determining the difference in the optical density between the pH 13 and pH 6 solutions. The

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3.2. Spectrometric Characterization of Humic Acids and Fulvic Acids 47

0 Wavelength, nm Wavelength, nm Wavelength, nm

Fig. 3-6. AEi spectra. a : group 1 ; b: upper, group 2 ; lower, group 3 ; c: group 4.

values obtained were plotted in the form of log dEi 1’s. ,? curves. JEi*% values at selected wavelengths were calculated, where dEil% was the difference in the optical density of the solution containing 1 % HA- and FA carbon. The determination was conducted immediately after the preparation of sample solutions. Figure 3-6 shows the AEi spectra of samples used.

First, absorption bands in the visible region will be dealt with. In the absorption curves of samples #3 HA and FA, and #6 HA, FA, and FA,, the absorption bands at around 615, 565, and 450 nm, corresponding to Pg absorption, were more distinct than in the ordinary absorption curves. Ad- ditionally, the bands at 530 and 430 nm in #6 HA and a band at 520 nm in #3 HA were also attributed to Pg absorption, because the Pg fractions (GI, G2, and G3) separated from soil (Kumada and Sato, 1980) also showed these bands.

Pg absorption was observed in the dEi spectra of samples # I P, #2, #?. and #5 HAS which did not appear in the ordinary absorption spectra, as was previously noted by Tsutsuki and Kuwatsuka (1979a).

Sat0 (1974) prepared alkaline solutions containing a purified Pg fraction and various HAS showing no Pg absorption, and determined their absorp- tion spectra. In one Rp type HA having a high E,/E, ratio, Pg absorption was detected when the Pg content was 2%. In an A type HA with a low E,/E, ratio, however, shoulder-like absorption bands were observed only when the Pg content exceeded 6%. This finding suggests that Pg absorption

Page 61: Chemistry of Soil Organic Matter

48

can be observed only when the Pg content exceeds a certain level, and the lower the E4/E6 ratio of HA, the higher is the level necessary for the Pg frac- tion to be detected. This is the limitation of the method proposed by Sat0 (1974) for estimating Pg content, as he himself pointed out. In any case, the fact that the dEi spectra of the HAS having lower E,/E, values showed Pg absorption can be explained on the basis of the experimental results ob- tained by Sato. It is nevertheless worth noting that 6 out of 7 HAS and 3 out of 10 FAs showed Pg absorption in the AEi spectra. This finding suggests the universal existence of the Pg fraction in soil HAS and FAs.

Other than the samples mentioned above, #I P FA and #5 FA each showed an absorption band in the visible region, near 485 and 470 nm re- spectively, suggesting the presence of special kinds of dissociated groups.

In the UV region, there were a number of absorption bands, but most of them were broad and overlapped with each other. Thus, it was rather difficult to determine exactly the positions of peaks and shoulders.

In sample #6 HA, absorption bands were observed at 283, 330, and 400 nm, and the band at 283 nm was the strongest among them. It is not certain whether all of these bands are due to the dissociation of the DHPQ moiety. In general, the absorption bands found in the UV region of the AEr spectra of samples showing Pg absorption in the visible region may be due to the dissociation of the DHPQ moiety and other groups, and it is a t present hardly possible to distinguish them from one another.

With respect to the AEi spectra, the samples were tentatively divided into the following four groups.

Group 1: Samples #6 HA, FA, and FA, and #3 HA and FA,. These are characterized by the presence of bands at 285 and 365 nm as well as Pg absorption in the visible region of AE, spectra and in ordinary absorption spectra.

Group 2: Samples #1 P, #5 and #2 HAS. These showed Pg absorption in the visible region of AEi spectra and had three bands at 285, 335, and 245 nm. The dE, values of these bands decreased in this order, and #I P HA did not show the band at 245 nm.

Samples #1 OH HA and FA and #l P FA. These had fairly distinct absorption bands near 250, 290, and 355 nm. The shapes of their AEi spectra were similar to those of lignin and Rp type HAS reported by Kobo and Fujisawa (1962) and Tsutsuki and Kuwatsuka (1979d).

Group 4: The rest of the samples, #2 FA, #3 FA,, #4 HA, FA, and FA, and #5 FA, were included in this group.

Sample #4 HA showed Pg absorption i n the JEi spectrum, but its 3EI1% value at 615 mn as well as E,'% value was small, and the shape of its -1Ei

Chapter 3. Spectroscopic Characteristics of Humic Acids and Fulvic Acids

Group 3:

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3.2. Spectrometric Characterization of Humic Acids and Fulvic Acids 49

spectrum in the UV region was different from those of the HAS belonging to group 2. The AE, spectrum of this HA may be described as a composite of those of #4 FA, and the Pg fraction. With the exception of #4 HA, the samples belonging to group 4 were all FAs, and had a common absorption band at 245 nm as well as two or three bands in the region of 290 to 390 nm. At present, it is difficult to characterize them further.

Tsutsuki and Kuwatsuka (1979d) demonstrated that the AE, spectra of A, B, Rp, and P type HAS were different from one another. Group 1, 2, and 3 described above may correspond to P type, A type and Rp type, re- spectively. Sample #4 HA in group 4 may correspond to B type. Out of the 7 HAS studied by Kobo and Fujisawa (1962), numbers 5 and 2 seem to cor- respond to group 3 and 2, respectively.

In lignin chemistry, dEi spectra are interpreted in terms of various kinds of phenolic hydroxyl groups present. As discussed at length by Tsutsuki and Kuwatsuka (1979d), the AE, spectra of the HAS belonging to group 3 and Rp type may be interpreted in terms of lignin chemistry to a certain extent, but there exist considerable differences in the dEi spectra between lignin and the HAS mentioned above. The AEi spectra of other HAS are remarkably different from that of lignin. Therefore, interpretation of the AEi spectra should be left to future investigation.

AE, spectra Determination of AE, spectra Ten ml aliquots of the sample solution

were placed in two beakers, and the pH was adjusted to 10.0 with phosphoric acid. After the addition of solid NaBH, corresponding to about ten times the amount of the sample weight to one of the beakers, the volume of both solutions was adjusted to 25 ml with the pH 10 solution prepared by adding phosphoric acid to 0.1 N NaOH.

The AE, spectra from 230 to 700 nm were obtained by determining the difference in the optical density between the pH 10 solution and NaBH,- treated pH 10 solution 24 hr after the addition of NaBH,. The values were plotted in the form of log AE, lis. 2 curves.

The AE, spectra of the samples except #l OH FA are shown in Fig. 3-7. As mentioned above, AEi spectra enabled us to divide the samples into four groups. Accordingly, it may be reasonable to examine whether this grouping is also applicable to AE, spectra.

In the visible region, samples #6 HA and FA, and #3 HA showed two absorption bands near 460 and 570 nm. These bands correspond to the shoulder-like bands observed in the ordinary absorption spectra of #6 HA determined at pH 10 in the previous paragraph; thus they are attrib-

Group 1:

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50 Chapter 3. Spectroscopic Characteristics of Humic Acids and Fulvic Acids

‘0

Fig. 3-7. group 4; lower, exception.

AE, spectra. a : group I ; b : upper, group 2; lower, group 3 ; c : upper,

uted to Pg absorption. In samples #6 FA, and #3 FA,, only a weak shoulder band near 460 nm was observed, probably due to the low Pg content.

In the UV region, samples #6 HA, FA, and FA, showed three bands at 250, 280,and 320 nm, but for samples #3 HA and FA,, two bands were observed near 310 and 280 or 260 nm. Judging from the shapes of the 3Er spectra, the third band in #3 HA and FA, might have overlapped with the adjacent bands.

Samples #1 P, #2 and #5 HAS belonged to this group. The AE,1% values at 280 and 315 nm were large. The curves were very broad, and the plateau-like absorption extended to 450 nm and beyond, judging from Fig. 3-7. It is assumed that the HAS belonging to this group contain some carbonyl groups which affect light absorption throughout the whole UV and visible region. The Pg fraction revealed in the dEi spectra may partly account for the strong light absorption in the visible region.

Samples belonging to this group were characterized by lignin-like AEi spectra. The AE, spectrum of sample #I OH HA was very broad and consisted of a peak at 320 nm and a shoulder near 280 nm. Sam- ple #5 FA may be included in this group, because the shape of the AE, spec- trum was similar to that of #1 OH HA. But #1 P FA should be excluded from this group, because it showed only one peak at 280 nm.

Group 4: Except for #5 FA, the samples belonging to this group, 772 FA, #3 FA2, #4 HA, FAI and FA,, were characterized by two absorption bands near 315 and 250 nm, and the former was stronger than the latter.

Group 2:

Group 3:

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3.2. Spectrometric Characterization of Hurnic Acids and Fulvic Acids 51

Thus, groupings based on AE, and AE, spectra were almost the same, except that with respect to AE, spectra sample #5 FA moved from group 4 to group 3, and # I P FA was excluded from all groups.

The following can also be pointed out. (1) The HAS and FAs showing Pg absorption belonged to group 1. (2) Samples # I P, #2 and #5 HAS having larger E61% values and lower E,/E6 ratios constituted a group in which the FAs obtained from the same soils were not included. On the other hand, #1 OH and #4 HAS having smaller E61% values and higher E,/E6 ratios be- longed to the same groups as the FAs obtained from the same soils, sug- gesting structural similarities between the HAS with a lower degree of hum- ification and the FAs.

The results obtained in the present study indicate that AE, spectra of HAS and FAs are characterized by the presence of absorption bands at 3 15 nm as well as at 250 and/or 280 nm, and in some HAS, the strong light ab- sorption extended to the visible region. Even if it is almost certain that these bands result from various kinds of carbonyl groups, their chemical struc- tures should be elucidated in the future.

Contribution of AEi and LIE, to E HAS and FAs are characterized by their brown color, i .e., appreciable

light absorption in the visible region which increases with decreasing wave- length. But we know little about the mechanisms of light absorption. Ab- sorption spectroscopy is expected to serve as a means of solving this problem.

I t has been said in lignin chemistry that AEi and AE, spectra are respec- tively associated with the presence of various kinds of phenolic hydroxyl and carbonyl groups (Terashima, 1982). Although it remains uncertain to what extent this interpretation is applicable to HAS and FAs, the present study confirmed that their light absorption in the visible region was reduced considerably by lowering the pH of a solution and adding NaBH, to the solution.

To estimate the quantitative contribution of AEi and AEr spectra to ordinary absorption spectra, the ratios of AEi and JEr values to E values at 400, 500 and 600 nm were calculated (Table 3-3). ( I ) In most cases, the 3 E J E values were higher than the AEi/E values at each wavelength. (2) Both values tended to increase with the increase in wavelength. (3) The sum of AEi/E and AE,/E values at 400 nm ranged from 37 to 63% for HAS and 49 to 78% for FAs. The sum of values at 500 and 600 nm was either nearly equal or the latter was higher than the former. The sum of AEJE and AEJE at 600 nm ranged from 60 to 93% for HAS, and from 82 to 105% for FAs. Thus, a large part of the light absorption i n the visible region of HAS and FAs can be attributed to 4Ei and JE,.

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52

TABLE 3-3 Contribution of AEi and dEr to E in the visible region.

Chapter 3. Spectroscopic Characteristics of Humic Acids and Fulvic Acids

Sample 400nm 500nm 600nni Sample 400nm #I O H H A l a 22

I1 28 111 50

#1 P HA I 14 I1 27 III 41

FA I 17 I1 32 111 49

#2 HA I 19 I1 24 111 43

FA I 30 11 40 I11 70

#3 HA I 27 I1 23 111 50

FA, I 32 I1 38 111 60

FA2 I 35 I1 43 111 78

24 41 65 20 44 64 28 47 75 25 36 61 34 53 87 21 37 58 32 57 89 34 60 94

I, A E I / E ; 11, AEr/E; 111, 1-1-11 (%).

34 39 73 32 41 73 42 40 82 33 35 68 39 45 84 40 34 74 46 56

102 39 55 94

#4 HA I I1 111

FA1 I I1 111

I1 111

FA, I

#5 HA I I1 111

I1 111

FA I

#6 HA I I1 I11

I1 111

I1 111

FA, I

FA, I

30 33 63 30 38 68 32 46 78 15 22 37 26 33 59 20 31 51 25 35 60 35 40 75

500 nm

32 49 81 33 58 91 36 62 98 20 31 51 32 44 76 13 60 93 29 51 90 42 51 93

600 nm

43 45 88 39 55 94 40 60

100 30 30 60 42 43 85 46 47 93 47 49 96 56 59

105

The DHPQ structure observed in 9 out of 17 samples may be responsible for both the 5El and AE,. In HAS with high ES1% values, i.e., samples #1 P, #2 and #5 HAS, light absorption unrelated to AEl and AE, should not be overlooked. This may be partly attributable to a turbostratic structure (see Section 10.1 .).

The results obtained in the present study clearly show that AEi and AE, spectra are not only useful for differentiating individual soil HAS and FAs, but also helpful in explaining their dark color, i.e., specific light ab- sorption in the visible region. Furthermore, the results tell us that the absorp- tion spectra of HAS and FAs are never featureless. Further investigation is necessary to interpret the diverse absorption bands in these spectra.

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3.3. Speculation on the Mechanisms of Light Absorption of Humic Acids 53

3.3. Speculation on the Mechanisms of Light Absorption of Humic Acids

As mentioned above, the sum of AEiIE and AEJE values at 608 nm for HAS ranged from 60 to 93%, suggesting that more than half to almost light ab- sorption can be explained by these spectra. However, this calculation prem- ises that additivity holds between AEi and AE, values, and this premise should be verified.

Tsutsuki and Kuwatsuka (1979e) studied extensively not only AEi (pH 12.4-7) and AE, (NaBH,) spectra but also AEi (pH 7-3.3) and AE, (reduction with Na,S,O, in 0.1 N NaOH or phosphate buffer at pH 7) spectra, and concluded that quinone and the other carbonyl groups, phenolic hydroxyl group, and carboxyl group participate in the light absorption of HAS in the visible region, and that the degree of participation of these functional groups varies with the type of HAS.

It is well known that HAS contain a relatively high concentration of free radicals, and these free radicals may contribute to their light absorption. As postulated by Ziechmann (1972, 1977) and Lindquist (1982), inter- and intramolecular charge transfer spectra may also contribute to light absorp- tion; the mechanisms of these factors seem to deserve further study.

As discussed earlier, Pg absorption due to DHPQ moiety plays an unexpectedly important role in light absorption in the visible region. If Pg absorption is excluded, however, UV and visible spectra of HAS are almost featureless, and analogous to one another. In this connection, the author (1965) considered that the similarity of their spectra suggests that we are dealing with compounds with similar basic structures. On the other hand, Hayes and Swift (1978) and Stevenson (1982) considered that the UV- and visible spectra of humic substances result from the overlap of the absorbances of various chromophores. Neither hypothesis, however, explains the peculiar optical properties of HAS pointed out in Section 2.1, that is: (1) light ab- sorption decreases with increasing wavelength, and the log E vs. ,? curve is almost straight, and (2) the larger the light absorption of an HA, the lower is the inclination of the curve to the axis of wavelength, so that the curves rarely cross each other.

Why do the absorption spectra of HAS exhibit such highly conformable shapes? In the author’s opinion, this question is almost the same as the question of what humic substances are, because brown color is one of the essential attributes of HAS, probably the most important. In other words, humic substances are nothing but the chemical configurations which make up the brown color.

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54 Chapter 3. Spectroscopic Characteri5tics of Humic Acids and Fulvic Acids

The author earlier postulated that the dark (brown) color of HAS is principally due to the existence of numerous varied kinds of conjugated double bonds which are primarily distributed randomly in the HA molecules, and that conjugated double bond systems should be regarded as the nature of humic substances (Kumada, 1965). Humification would then mean the formation and development of the randomly distributed, conjugated double bond systems in the HA molecules. This system may be formed by the ox- idative polycondensation of polyphenols, and also by the oxidative dis- integration of high molecular polymers, especially lignins. These processes may correspond to the polyphenol and lignin theories, respectively, after Stevenson (1982). It is also inferred that both processes proceed abiotically, even if the catalytic action of soil inorganic constituents and enzymes is considered, and therefore the formation of the conjugated double bonds occurs randomly. Based on the evidence obtained by X-ray diffraction anal- ysis (see Chapter lo), these processes might be regarded as an early stage of carbonization of organic materials taking place in soil, under the normal temperature and pressure and in the presence of oxygen and moisture.

These ideas on humic substances and humification can be further ex- panded as follows: The conjugated double bond systems are composed of various cyclic and linear carbon to carbon double bonds (C=C),, (n: degree of conjugation), quinone and other carbonyl groups, stable free radicals, inter- and intramolecular charge transfer complexes etc., and these form hybridized TC orbitals. With increasing pH of the medium, phenolate and carboxylate anions may participate in the x orbitals.

If humic substances in HA are the conjugated double bond systems mentioned above, these HAS are thought to belong to a sort of organic semi-conductor (Mikawa and Kusabayashi, 1977), and have an energy band structure, as is the case for carbonaceous materials (Mizushima and Okada, 1970; Ohtani and Sanada, 1980; Inagaki, 1985).

Mizushima and Okada (1970) stated: “In the course of carbonization of organic materials, their polycondensation and thermal decomposition proceed, resulting in the gradual approach of valence electron band and conduction band, and the shifting of optical absorption edge from the UV region to the visible region. As a result, the color of the originally achromatic materials changes from yellow to brown and finally to black when absorp- tion edge shifts to the deep infrared region.”

I t is presumed that in the case of humification of SOM too, oxidative depolymerization or polycondensation causes a change similar to this early stage of carbonization. In the progress of liumification, valence electron band and conduction band in the HA molecule would gradually approach each other because of the increase of the density of i~ electron cloud in the

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3 . 3 . Speculation on the Mechanisms of Light Absorption of Hurnic Acids 55

hybridized 71 orbitals. Thus, regular transitional changes in the absorption spectra of HAS with the progress of humification may be explained by the energy band theory.

These considerations constitute an extremely primitive working hypo- thesis on the color of HA and the nature of humic substances. The validity of the hypothesis remains to be verified. The idea that humic substances are conjugated double bond systems in HA can also be applied to FA, especially its PVP adsorbed fraction.

Certain points are worthy of emphasis: (i) Humification is an early stage of carbonization at normal temperature and pressure in the presence of oxygen and moisture. (ii) Humic substances are simply various conjugated double bond systems randomly distributed in the HA molecules which are responsible for the brown color. (iii) Experimental and theoretical studies on the mechanisms of light absorption are essential in humus chemistry. (iv) the introduction of methods of research or methodology in the field of carbonization engineering as well as coal science appears advantageous for the furthering of humus chemistry.

According to Orlov (1985), Pave1 and Zazvorka (1965) considered that the absorption spectra of HAS in the 400-750 nm range can be expressed,

5000 -

4000 -

3000 - m

2000 -

1000

P+-P+++ type

0 , I I 1

100 200 300 400 500

bx105

Fig. 3-8. Relationships between constants a and b in the equation E = r ~ l 0 - ~ ~ . Linear regression and correlation coefficient: A type: a=3.00 A 10bb-44876, y=0.918***; B type: a=3.01 x 10"-6396, y=0.895**; R p type: a-2.13 \

10% -4455, y=0.878*** ; PO type: a= 5.12 x lO',b ~ 13196, ;? =0.921*.

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56

in the first approximation, as an exponential function of wavelength, and proposed the equation.

where D, is the optical density at the wavelength 2, and A' and a' are con- stants.

Similarly, but independently, Tsutsuki and Kumada (1980) proposed the same equation

where E is the optical density at the wavelength 2, and a and b are constants, to express the absorption spectra of HAS in the visible region. By taking the log of these values, we get

This equation indicates that the logarithm of optical density decreases pro- portionately to wavelength.

Thirty eight of the HAS listed in Table 5-1 were used by Kuwatsuka et al. (1978) and their E,'% and dlog K values determined. Using these values, constants a and b were calculated and plotted on an a vs. b diagram as shown in Fig. 3-8. As seen, the values are widely distributed, indicating that con- stants a and b vary with individual HA samples. Significant correlations are noted, however, between the a and b values of each type of HAS, except those of P type. Interpretation of these observed correlations remains to be made in future.

Chapter 3. Spectroscopic Characteristics of Hurnic Acids and Fulvic Acids

D -A'.e-a'l 1 -

E=a. 1 O-bA

log E=log a-bJ.

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Chapter 4

P Type Humic Acid

In the classification system of HAS proposed by the author, P type is a group which has Pg absorption. This type was first found in Podzols and thought to have limited distribution. Now, however, it is recognized as being dis- tributed worldwide.

P type is worthy of note for several reasons: (i) In soils having P type HAS, FAs may contain the Pg fraction, as observed by Schnitzer and Skinner (1968) and Kumada (1985a). (ii) It was illustrated that the HAS with no Pg absorption in the ordinary absorption spectra can reveal it in the dEi spectra (Section 3.2.). (iii) The adjacent OH and 0 in the DHPQ nucleus of P type may serve as the ligand for polyvalent cations to form complexes and par- ticipate in their translocation (leaching and deposition) in soils, because Nakabayashi et al. (1982) reported that the Pg fraction was stabilized by combining with iron in a Brown forest soil. (iv) The DHPQ may take place in the constitution of the turbostratic structure characteristic of A type HA. (v) The DHPQ nucleus may be a precursor of perylene, one of the most abundant condensed aromatic rings observed in the sediment of the sea bottom. Items (iv) and (v) are merely suppositions; if confirmed, the signif- icance of the P type would be remarkably increased.

In this chapter, information on the distribution, fractionation, sources, and chemistry of the P type are reviewed, and quinone pigments found i n soils are described.

4.1. Distribution of P Type Humic Acid

Most HAS of the Podzols, Brown forest soils, Red and Yellow soils, Alpine grassland soils, and Alpine meadow soils in Japan belong to P type (see also

57

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58 Chapter 4. P Type Humic Acid

Chapter 6) . The type is comparatively rare in the A horizon of Black soils, but rather abundant in their B and C horizons, and quite rare in peat soils and paddy soils. These findings were supported by comprehensive studies on the humus of forest soils conducted by Kawada (1972, 1975a, b, 1976; Kawada and Kojima, 1976).

Orlov (1968) observed a wide distribution of P type in the various soils of the Soviet Union, e.g., Sod-podzolic soils, Brown soils, Grey forest soils, Yellow soils, Brown forest soils, Mountain meadow soils,but did not observe this type in Chernozems, Chestnut soils, Gray soils or alluvial soils. P type was also found by Kumada and Hurst (1967) in soil samples from the United States and most of the countries in Western Europe, by Lowe and Tsang (1970) in Canada, by Ohsumi and Ohta (1975) and Ohta (1985) in Nepal, by Kumada in Taiwan (unpublished data), and by Sat0 in the Federation of Malaysia and Indonesia (unpublished data). The frequency of P type HAS in other countries such as the soils of Great Britain, Czechoslovakia, Canada, and Thailand will be discussed in Chapter 6. The worldwide dis- tribution of P type in forest soils and some grassland soils has thus been well established.

4.2. Fractionation of P Type Humic Acid

Since P type was first observed, its specific absorption bands were supposed to be due to the presence of a chromophore; trials to separate it, however, were unsuccessful for several years. In 1961, Sat0 noticed that when one drop of an alkaline solution of P type was put on filter paper, a circular diagram composed of double rings was formed; the outer ring was reddish brown in appearance, and the inner a dirty green. From this fact, it was presumed that the P type was composed of at least two fractions which were easily separable. This was confirmed by column chromatography using cellulose powder or Sephadex as adsorbent, and a mixture of EtOH and alkali or alkali as eluent (Kumada and Sato, 1962).

An example of this chromatography follows: A cellulose (Whatman) col- umn (1 x 13 cm) was prepared, and a small amount of P type HA dissolv- ed in 0.1% NaOH was mounted on the top of the column and developed by EtOH-0. 1 % NaOH (2: 1). A brown band descended rapidly, and a green band remained on the upper layer of the column. The brown band was eluted easily (fraction I), but the latter reddish brown effluent fraction of this band showed a green tint, and was fractionated separately (fraction 2). The green band was eluted by 0.1 % NaOH and a green solution was obtained (fraction 3).

By adding HCI to fractions 1 and 2, reddish brown precipitates were formed readily, as was the case with ordinary HAS. Fraction 3 first changed

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4.2. Fractionation of P Type Hurnic Acid 59

to pinkish red, and then a reddish brown gel was gradually formed after standing. It was noticed that the green solution was faintly red in reflected light, indicating the existence of dichroism. The three fractions were also obtained by using Sephadex G-25 as adsorbent and 0.1% NaOH as eluent.

Absorption spectra of fraction 3 showed three distinct peaks at 617, 570, and 450 nm, those of fraction 2 were similar but broader, and those of fraction 1 were far broader but still preserved shoulder-like absorption bands near 615 and 450 nm.

These results showed that P type HA could be separated into Pg (green fraction), Pb (brown fraction), and an intermediate dark green fraction by column chromatography using cellulose powder or Sephadex. When this experiment was carried out, the Pg fraction was designated as green HA, but “green” HA was incorrect, because HA should be brown in color ac- cording to the definition.

The green fraction (Pg) may be regarded as a fairly common impurity co-extracted with a brown HA. On the other hand, it is certain that part of the Pg remains in the Pb and the intermediate fractions. In these fractions, the Pg may be merely an admixture, or may be firmly associated with the

(Eluent:NaOH)

Wavelength, nm

Fig. 4-1. Fractionation of Kuragari humic acid.

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60 Chapter 4. P Type Humic Acid

brown fractions. To throw light on these questions, gel chromatography of several HAS was done, and certain characteristics of the Pg were investigated (Kumada and Sato, 1980). Part of the results are outlined below:

Here, three HA samples are exemplified, Tsubame and Tateyama HAS belonging to the P+++ and P, types, respectively, and Kuragari HA to the B type.

Gel chromatogruphy Gel material, Sephadex G-50; eluent, 0.1 N NaOH; column size, 2.5 x 60 cm; amount of HA, 7-35 mg.

Column effluents were collected in 5 to 15 ml fractions with a fraction collector, and elution curves were drawn based on the optical density at 600 nm in a 10 mm cell. The absorption spectrum of each effluent fraction was determined within the range of 400 or 220 to 700 nm. When the optical density of an effluent fraction was too low to determine the absorption spect- rum, neighboring fractions were appropriately combined. In these figures, the number above each absorption spectrum identifies the relevant frac- tion(s) in the

h

E c

W 8 .- c Y

0) c a, -a m 0

- ._ c

0"

6 0 0, 0 -

Wavelength, nm

Fractionation of Tateyama humic acid. Fig. 4-2.

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4.2. Fractionation of P Type Humic Acid 61

In Kuragari HA which has no Pg absorption (Fig. 4-l), a large part of the sample was excluded, and the tailing part was eluted within Vt. Ab- sorption spectra of Nos. 3 and 4 showed a faint, and a fairly distinct Pg absorption, respectively. As illustrated here, even if an HA has no Pg ab- sorption as a whole, it is not uncommon for Pg absorption to be apparent in the lower molecular fractions.

The elution curve of Tayetama P+ type HA (Fig. 4-2) exhibited a sharp peak at V,, two peaks within Vt and a weak tailing part after Vt. The intensity of Pg absorption increases with increasing fraction number, i .e., probably with decreasing molecular weight.

A more complicated elution curve (Fig. 4-3) was obtained for Tsubame HA; it showed the strongest Pg absorption among the samples. The curve exhibited a sharp peak at V,, three peaks within Vt and a small peak after Vt.

As shown in Fig. 4-3, the emuent fractions of Tsubame HA could be divided into six groups: B,, Bz, BG, GI, G, and G,. Fractions belonging to each particular group were combined, and acid precipitable materials were recovered. The weight distribution of the six fraction groups was 100, 58, 32, 22, 8, and 5 mg, respectively. In an alkaline solution, the color of B, and B, was dark brown; that of BG, greenish brown; and that of GI, G2, and G,, green. Figure 4-4 shows absorption spectra for these groups. The intensity of Pg absorption increased with increasing fraction number. The A,,, values for G, were situated at 280, 445, 568, and 611 nm. It should be noted that even the B1 and B, groups had distinct Pg absorption, although the intensity was weak. Attempts to remove this absorption by repeated gel chromatography proved unsuccessful.

Table 4-1 gives the elementary composition of Tsubame HA and its G, and G, fraction groups. The C , H, and N contents of the original HA were similar to those of P and Rp(2) type HAS given by Kuwatsuka et 01. (1978), but the G, and G, as well as Tsubame Pg reported by the same authors

- E 0.81 L Eluent:NaOH

I \ " 3 - 1 ~ ~

VoT Elution-volume, ml

Fig. 4-3. Elution curve of Tsubame humic acid.

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62

3-

2 2 -

m 0 -

I -

0 - I I I ! I

TABLE 4-1 Elementary composition of Tsubame humic acid and its G , and G , fraction groups.

C H N 0

Unfractionated 37.91 42.74 1.23 18.12 GI 47.98 28.30 0.36 23.36 G2 50.06 27.79 0.29 21.86

Figures expressed as atomic number ratios on moisture- and ash-free bases.

revealed the lowest H and N contents among the 38 HA samples which they examined. The G , and G, fraction groups were characterized by very high C/H and C/N ratios.

The results for ultrafiltration, TLC and gel chromatography of the G group (GI, Gz, and G3) may be summarized as follows:

(1) G group dissolved in alkali (pH 8.5-1 I ) was not passed through an ultramembrane (M.W. 1,000).

(2) Part of the G group was extracted with ethyl acetate from acidified solutions. TLC of the ethyl acetate extracts gave one or two main spots as well as diffuse bands, and these exhibited orange fluorescence under ultra- violet light. The materials remaining in the'acid solutions after ethyl acetate extraction were green in alkaline solution, and had distinct Pg absorption.

G group was irreversibly adsorbed on Sephadex G-10 when 0.1 N

NaOH was used as eluent. When 0.1 N NaOH containing 1.5 M urea, recom- mended by Yonebayashi (1976) as being suitable for fractionation based on molecular weight differences, was used on the same gel, a large part of each

(3)

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4.3. Origin of Pg 63

G fraction was excluded, a small part gradually eluted, and irreversible adsorption was observed.

From these experimental results, it seems reasonable to conclude that the G group is composed mainly of relatively lower molecular weight, hetero- geneous polymers containing DHPQ nucleus as their indigenous monomer.

The findings also suggest that B, and B, groups are composed mainly of HAS in which the G group is incorporated to some extent. The BG group appears to be a mixture of the B, and G, groups. This idea may be applicable to all P type HAS, although the quantity of the G group and the extent of its incorporation in HAS varies remarkably with each P type.

No conclusion can yet be drawn on the form of existence of the G group in the B,, B, and BG groups. There are two possibilities: the former may be mixed or may be inseparable from the latter. The fact that attempts to remove Pg absorption by repeated gel chromatography were unsuccessful suggests the second possibility; but a negative result cannot serve as proof. Perhaps a third possibility should be considered that there are both forms of existence.

4.3. Origin of Pg

When the green fraction was first separated from the remaining P type by chromatography, it was assumed that it might be a derivative of porphyrins, because several metal-porphyrins such as coproporphyrin and mesoporphyrin (Schwartz et a]., 1960) had similar absorption maxima to the Pg. This as- sumption was denied when the authors demonstrated the existence of DHPQ nucleu? in the Pg (Sato and Kumada, 1967). Before this, Kumada and Sato (1965) found that numerous blackish brown granules (ra. I mm in diam- eter) existed in the H horizon of an Alpine podzol, and the absorption spectrum of the HA-like fraction of the granules almost coincided with that of the P type. Extensive survey revealed that this kind of granules was widely distributed not only in Podzols but also in soils having P type HA. Consequently, it was inferred that the granule was one source of the Pg.

In 1967, the author observed the wide distribution of these P type HAS and the black granules in the Podzols, Brown earths and Alpine grassland soils of Great Britain (Kumada and Hurst, 1967). Professor Alan Burges, at that time in Liverpool University, identified the granules as sclerotia of fungi.

Soil horizons which show clear evidence of P type commonly contain small spherical black fungal sclerotia with a mean diameter of 0.5k0.4 mm (British) to l . lkO.4 mm (Japanese and Swedish). These sclerotia have a brittle outer shell. Most of them are hollow, but some have a characteristic

Page 77: Chemistry of Soil Organic Matter

64 Chapter 4. P Type Humic Acid

I 1

400 500 600 71

Wavelength, nm 0

Fig. 4-5. Absorption spectra of the Pg fraction. Isolated from soil: (a) Dela- mere; (b) Tyrebagger; (c) Burton Wood. Isolated from fungal sclerotia: (d) Delamere; (e) Tyrebagger; (f) Burton Wood; (g) Norikura (Japan).

internal structure in transverse section and can easily be recognized in thin sections of resin impregnated soils. Their appearance fits descriptions given for sclerotia of the organism Cenococcuin granforme (Ferdinandsen and Winge, 1925) which has a worldwide distribution in temperate and arctic- alpine climatic zones, and which forms ectotrophic and ectendotropic associ- ation with unusually large numbers of tree, shrub, and herbaceous genera.

The absorption spectra of the Pg isolated from different soils and from fungal sclerotia sampled in Great Britain are shown in Fig. 4-5. The Pg frac- tions were isolated by gel filtration through columns of Sephadex (3-25 from precipitates by acidification of alkaline extracts. The similarity of the ab- sorption spectra of the Pg from soils and fungal sclerotia is quite evident. All of them have A,,, near 615, 570, 450, and 430 (infl.) nm.

Green pigments having almost the same absorption spectra as the Pg were obtained from cultured mycelia of Cenococcum graniforme and Altenaria tenuis by Vol’nova and Mirchink (1972), suggesting that the Pg is produced by these fungi. Sat0 (1976b) obtained Pg-like substances from the fruiting

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4.4. Chromophore of Pg 65

bodies of several wood-rotting fungi, though the R,,,,, of their absorption spectra were somewhat different from those of the Pg.

It is, therefore, inferred that the Pg is originated from the metabolites of C. grmifonne, A . teiiiris and probably other fungi and is contained not only in sclerotia but also in black mycelia (Hurs: and Wagner, 1969). From the findings presented by Vol'nova and Mirchink, it may be reasonable to suppose that many species of fungi are sources of P type, but C. graniforme should be the first among them because of its broad distribution as a mycor- rhiza-former.

4.4. Chrornophore of Pg

Evidence indicating that the chromophore of the Pg is 4,9-dihydroxyperylene- 3,lO-quinone (DHPQ) is as follows (Sato and Kumada, 1967):

(1) P type HA was extracted from an Alpine meadow soil with 0.1 N NaQH. Pg was separated from the remaining brown HA by chromatography on columns of cellulose powder, and purified by gel filtration with Sephadex G-50. Also, a sclerotial Pg was obtained from sclerotia collected from the H horizon of an Alpine podzol by the same procedure.

The benzene extract of the zinc dust fusion products of soil Pg was separated by TLC on silica gel plates with n-hexane. A strong blue UV flu- orescent band at Rf 0.5 was scraped off and a yellow hydrocarbon was re- covered from the gel by elution with n-hexane. This hydrocarbon, purified by repeating the same TLC twice, has a UV spectrum characteristic of pery- lene (Fig. 4-6) and the same compound was also obtained after zinc dust fusion of sclerotial Pg.

A purified fraction of Pg was obtained as a red pigment by extract- ing soil or sclerotial Pg with hot ethanol and concentrating the extract. The pigment is emerald green in aqueous alkali, and its A,,, was identical with that of Pg. As shown in Fig. 4-7, the absorption spectrum of the red pigment was very similar in shape to that of synthetic DHPQ except that there was a bathochromic shift. Like the synthesized quinone, alkaline solutions of Pg and red pigment change from green to pinkish red on reduction with sodium borohydride or sodium hydrosulphite, and this color change is easily reversed by aeration. These results suggest that Pg and the red pigment are derivatives of DHPQ, and that the red pigment is probably the major chromophoric component of Pg.

The occurrence of perylenequinones as fungal metabolites has been reported in several cases (e.g. , Weiss et al., 1965; Yamazaki and Qgawa, 1972; Qkuno, 1953), and all of the described compounds include DHPQ as part of their basic skeletal configuration. The red pigment dealt with here

( 2 )

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66 Chapter 4. P Type Humic Acid

4

3

Lu 0, 0 -

2

1 I I l 1 1 I l I I l l ,

240 280 320 360 400 420

Wavelength, nm

Fig. 4-6. dust fusion products of Pg (-) and perylene (- - -).

Absorption spectra of the yellow hydrocarbon obtained from zinc

Wavelength, nm

Fig. 4-7. Absorption spectra of Pg (-) and 4,9-dihydroxyperyIene-3,10- quinone (- - -) in tetrachloroethane ethanol (95:5).

almost certainly belongs to this group, but differs in its spectral properties from any fungal pigment so far reported.

Pg obtained from different soil types and sclerotia at different sites

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4.5. Other Soil Quinone Pigments 67

showed the same A,,,, i n aqueous alkali, presumably indicating that the Pg is one and the same metabolite of a specific sclerotium-producing fungus or fungi belonging to the same genus. C. granifornze is the first candidate, as mentioned above. Attempts to separate Pg into components which produce clear-cut spots on TLC plates or to obtain “pure” Pg have been unsuccessful. This may be understandable since the Pg is a polymer having relatively lower molecular weight and containing a DHPQ nucleus.

4.5. Other Soil Quinone Pigments

In 1967, McGrath isolated a hydroxyanthraquinone pigment from the Bh horizon of Screen Podzol in Ireland, and showed its widespread distribution, not only i n podzolized soil but also in Brown earth of the country (McGrath, 1967). His subsequent investigation on the chemical nature of the pigment resulted in a new type of dehydrodimer of chrysophanol called chrysotalunin (McGrath, 1970). He reported, furthermore, that chrysotalunin was occa- sionally present at over 120 ppm, and that chrysophanol and physcion were also identified in the soil (McGrath, 1972).

Subsequently, the author searched for hydroxyanthraquinone pigments in soils of Japan and confirmed the presence therein of chrysotalunin, chrysophanol, chrysazin and skyrin (Matsui and Kumada, 1974). The pres- ence of oxyskyrin was presumed. Chemical structures of these pigments are shown in Fig. 4-8.

0 HO 0 OH HO 0 OH

CH, W(y$ 0 0

Chrysotalunin Chrysophanol Chrysazin

HO 0 OH

HO R

R=CH, Skyrin HO 0 OH R=CH20H Oxyskyrin

Fig. 4-8. Chemical structures of pigments investigated.

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68 Chapter 4. P Type Humic Acid

The amounts of hydroxyanthraquinones in eight soils were determined by colorimetry using chrysotalunin as a standard pigment. This pigment was kindly donated by Dr. D. McGrath. Total amounts of hydroxyanthra- quinones were about 11 mg/kg in several soils, which is not greatly different from I5 mg/kg soil reported in the Bh horizon of Screen Podzol. The main pigment in the extracts from most soils was chrysotalunin, although the fact that this material was not detected in all soils might suggest that its distri- bution has some characteristic pattern. The presence of chrysotalunin and/or other hydroxyanthraquinones was thus confirmed in both Irish and Japanese soils. This also tends to confirm the common distribution throughout the world, as does the Pg fraction.

Many investigations have been carried out to characterize the chemical nature of soil HA. Several researchers found polynuclear hydrocarbons in the reductive distillation and fusion products of HAS with zinc dust (Sato and Kumada, 1967; Cheshire et al., 1967; I-Iansen and Schnitzer, 1969; Kumada and Matsui, 1970); these findings suggested the presence of a hard core of polynuclear aromatics in HAS (Cheshire et al., 1967). However, it is not clear whether the polynuclear aromatics were derived from an integral part of the hard core or from the components of low molecular weight, such as soil pigments of polynuclear structures, because the yields of polynuclear hydrocarbons reported to date have been extremely low. There is a possi- bility that the polynuclear hydrocarbons obtained from HA were derived from co-extracted impurities of low molecular weight. At the same time, there is another possibility that they were derived from polynuclear rings consisting of a turbostratic structure. Kumada et a/. (1961) identified anthra- quinone and 2-methyl naphthalene in the decarboxylation products of the water soluble acid fraction obtained by the alkaline permanganate oxidation of HAS. But the yields of these compounds were very low, and their sources can be explained by either of the two possibilities mentioned.

A number of publications have appeared on quinone pigments in soils. Butler et al. (1964) isolated a pigment from irregular olive green patches in Australian Iateritic and podzolic soils. This pigment is a hexachloro-poly- nuclear quinone which has been assigned 1,3,6,8,11,13-hexachloro-4,10-di- hydroxydinaphtho[2,l-b : 1 ',2'-d]furan-5,9,dione (Fig. 4-9, Cameron and Sidell, 1978; Cameron el al., 1978). Lambert et a/. (1971) extracted 69 mg of 2- methoxy-l,4-naphthoquinone from 8 kg of a high-montmorillonite tropical soil. In this connection, it is interesting that Mathur (1971), using cultures and an enzyme preparation of Poria subacida, obtained yields of 2-methyl- 1,4-naphthoquinone up to 10% of a podzol FA preparation that had pre- viously been studied by Hansen and Schnitzer (1967).

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4.5. Other Soil Quinone Pigments 69

CI

Fig. 4-9. and Sidell, 1978).

Chemical structure of a polychloroquinone soil pigment. (Cameron

In the natural world, a large number of quinone pigments are formed as the metabolites of animals, plants, and microorganisms, and most of them reach the soil. As reviewed by Haider et al. (1975), various quinone pigments, especially polynuclear quinones such as hydroxyanthraquinones (Saiz-Jimenez et al., 1975) and dihydroxyperylenequinones, are produced as fungal metab- olites and transformed into dark polymers. These processes must be occur- ring in the soil. Therefore, it seems curious that the pigments actually detected in soils are very few with respect to kind and quantity. This suggests that the quinone pigments are rapidly decomposed by soil microorganisms, with only a small part of them being incorporated in the humus. Various degra- dation experiments conducted on HAS have rarely succeeded in obtaining polynuclear aromatics, and then only in low yields. This is a serious problem in humus chemistry, and will be discussed in the last chapter.

As for the sclerotia dealt with in Section 4.1, most are hollow and float in the water. Therefore, some may be washed out from the soils by rain or thawing water, floated down the river, carried to lakes or the sea, and de- posited there. The author had the experience of gathering dozens of grams of sclerotia floating in thawing water. Thus, the Pg in sclerotia as well as in soils may serve as one of the biogenic precursors of perylene in lake and sea sediments.

In this connection, Orr and Grady (1967) stated that perylene is pre- sumably formed by reduction of peryhydroxyperylenequinone pigments of biological origin. The reduction to perylene takes place in anaerobic sediment after burial. It was suggested by Aizenshtat (1973) that perylene precursors arise predominantly from land organisms and are carried into oceanic traps.

Page 83: Chemistry of Soil Organic Matter

Chapter 5

Elementary Composition of Humic Acids and Fulvic Acids

A large number of published papers have included the elementary composi- tion of HAS and FAs, though comprehensive studies on their elementary composition per se are few. Among these few, Kononova in 1975 wrote: “At the present time, comprehensive information is available on the ele- mentary composition of the HA isolated from different soils. Some investi- gators draw attention to a similarity in the values of this criterion in HAS of different origin. Gillam (1940), for instance, found no essential differences between the elementary composition of HAS isolated from forest soils, mead- ow soil, and manured soil. Tischenko and Rydalevskaya (1936), however, were able to show regular changes in the elementary composition of HAS, reflecting the natural conditions under which humus was formed, in a series of soils ranging from podzolic soils to chernozems and further, to chestnut soils; in the HAS of this soil series it was found that the percentage of carbon increased and that of hydrogen and oxygen decreased, the decrease of hydrogen being greater than that of oxygen so that the O:H ratio became wider. . . . The data presented by Tischenko and Rydalevskaya were con- firmed by other investigators.”

Using a large number of analytical data on HAS and FAs, Orlov (1985) discussed in detail the variability of the elementary composition of HAS within the same soil type, the relationships between elementary composition and soil type, graphico-statistical analysis, and the degree of oxidizability of HAS. His interesting and valuable findings deserve careful examination.

Schnitzer (1977) conducted elementary analyses of HAS and FAs ex- tracted from soil formed under widely differing geographic and pedologic conditions. He stated that FAs contain more oxygen and sulfur but less carbon, hydrogen, and nitrogen, and that the elementary composition of HAS

70

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71

and FAs obtained from soils in the temperate zone did not differ from those in the tropical zone.

Kuwatsuka et al. (1981) statistically studied relationships between ele- mentary compositions and types of HAS or the degree of humification, using 39 HAS prepared from various types of soils and wrote: “(i) Mean values of C%, H%, OX, H/C, N/C, and O/C of the different types of HAS (A, B, Rp(l), Rp(2), and Po) were compared. The elementary composition of various types were proven by variance analysis to be significantly distinct. (ii) Ac- cording to linear regression analyses, significant correlations (0.1 to 5% level) were found between C%-RF, H%-RF, H%-dlog K, H/C-RF, H/C-Alog K, N/C-RF, N%-RF, N%-Alog K, N/C-Alog K, and 0%-RF, while no significant relationship was found with regard to (2%-Alog K , O%-dlog K, O/C-RF, and O/C-Alog K. (iii) Carbon and oxygen contents of HAS may be apt to reflect the different conditions of soils. (iv) The deeper the visible light ab- sorption of HAS and so the higher the degrees of humification, the lower the hydrogen contents of HAS were. Though nitrogen content showed a trend similar to that of hydrogen content against RF values as a whole, the nitrogen content of less humified HAS (Rp type) varied from very low to very high values, suggesting the enrichment of nitrogen into HA molecules in the early stage of humification. (v) In the H/C vs. O/C diagram, HAS occupied an area reserved for the oxidation products of lignins. The area was fairly wide and “J”-shaped, that is, in the early to the middle stage of humification HAS were arranged in the direction of dehydrogenation or demethanation, and in the latter stage they were arranged in the direction of dehydration.”

As described in Chapter 3, Kumada (1985a) pointed out that there were highly significant relationships between the carbon content and hydro- gen content or C/H ratio, and between the elementary composition and parameters characterizing absorption spectra for the HAS and FAs prepared from 4 Canadian and 2 Japanese soils.

These findings are still fragmentary, and there is not yet a complete understanding of the elementary composition of HAS and FAs. Generally speaking, the elementary composition of organic substances affords funda- mental information on their chemical configuration. So far as HAS and FAs are concerned, however, their elementary composition varies considerably with the kind of soil. Furthermore, the elementary cornposition of HAS obtained from the soil sample may vary remarkably with the method of preparation, as illustrated later. Diversity in the elementary composition of HAS and FAs seems to have obstructed their systematic understanding.

Is it possible for us to discover the laws which govern the diverse ele- mentary composition of HAS and FAs? What pedological significances can

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72

we recognize in their diversity? Can the elementary composition of HAS and FAs provide insight to their chemical configurations and genesis?

With these critical concerns in mind, the author has examined certain items of the elementary composition of HAS and FAs in more detail. (1) Deviation of analytical values. (a) Analytical values of the elementary com- position of HAS and FAs obtained from the same soil samples using the same preparation method. (b) Analytical values of the elementary composi- tion of HAS obtained from soil samples collected at the same sampling site by different workers at different times. (2) Elementary composition of HAS obtained from soil samples by successive extraction with NaOH, NaF and Na,P,O, or NaOH and Na,P,O,. (3) Attempts to establish methods for characterization of the elementary composition of HAS and FAs.

In the analysis of HA and FA elementary composition, carbon, hydro- gen and nitrogen, and sometimes sulfur and phosphor are determined and oxygen is calculated by difference: 100- (C% + HO/, + N % + S% + P%). In the following discussion, however, sulfur and phosphor were excluded, oxygen was calculated by difference : 100 - ( C z + H% + N %), and the con- tent of four elements, C, H, N, and 0, was expressed as atomic number per- cent. The reasons for this are: (i) Sulfur and phosphor have not been deter- mined at the author’s laboratory. (ii) When elementary composition is ex- pressed as weight percent of each element, hydrogen content is overestimated and nitrogen content is underestimated. (iii) When atomic number percent is adopted, sulfur and phosphor contents are in most cases negligible in comparison with contents of the remaining elements.

Chapter 5. Elementary Composition of Humic Acids and Fulvic Acids

5.1. Deviation of Analytical Value

5.1.1. Elementary composition of humic acids and fulvic acids obtained from the same soil samples using the same method of extraction by the same workers

Analytical data of HAS and FAs obtained by repeating extraction from each 20 g of two soil samples (A horizon of Black soil (Inogashira) and Brown forest soil (Dando), < 2 mm, air-dried soil) according to the IHSS (International Humic Substances Society) method outlined in Fig. 5-1 are given in Fig. 5-2 (Ito, 1985). Here, FA refers to the XAD-8 adsorbed, i.e., colored substances in what has been designated, in previous reports, as FA. The XAD-non adsorbed substances were discarded. By repeating the pro- cedures of preparation, 6, 5. 5, and 8 samples were obtained for Inogashira HA and FA and Dando HA and FA, respectively. Ash contents were lower than 1%, except for 4% level for one sample and 3% level for 3 samples.

There were trends in HAS obtained from each soil sample that, with

Page 86: Chemistry of Soil Organic Matter

Soil

Soil HCI-extract

0.1N NaOH

Extract Soil residue.

through

acidify to pH 1.0

HA FA fraction fraction

back elute with 0.1N NaOH

AG MP-500

freeze-dry

HA fraction

in 0.1N KOH add KCI to 0.3N K centrifuge

Solution ppt.

acidity (pH1.0) centrifuge

HA ppt.

repeat 2 times

in 0.1N HCI

centrifuge + 0.3N HF

-PPt.

dialysis freeze-dry

FA fraction HCI - extract

I I on XAD-8 on XAD-8

back elute with 0.1~ NaOH

add HCI to pH1.0, HF to 0.3~

back elute I add HCI

and HF

I HA sample

Fig. 5-1. Preparation of humic acid and fulvic acid samples (IHSS method).

F 5. c -. 0

c

4 w

Page 87: Chemistry of Soil Organic Matter

74 Chapter 5 . Elementary Composition of Humic Acids and Fulvic A.clds

lnogashira HA Dando HA lnogashira FA Dando FA

351, , , , , ,

g 40

--- - -/--- - 1 ,

d

1 2 3 4 5 6 1 2 3 4 5 1 2 3 4 5 1 2 3 4 5 6 7 8

Sample No. Sample No. Sample No. Sample No.

Fig. 5-2. Elementary composition of humic acids and fulvic acids obtained from the same soil samples by the same method (atomic number percent, ash and moisture-free basis, Ito, 1985).

the decrease of carbon content, the hydrogen content first increased and then decreased; the reverse was true in the case of oxygen. These trends were not observed in FAs. Fluctuation coeficients of the carbon and hydro- gen contents were low, ranging from 0.2 to 3.4% for both HAS and FAs. Fluctuation coefficients of the nitrogen and oxygen contents were 0.6 to 2.9% for HAS and 5.4 to 127; for FAs.

The deviation of values obtained by repeated analyses for the same HA and FA samples is usually very small. The deviations of the above values, however, were large, suggesting that all the procedures included in the method of preparation resulted in a large deviation.

Dubach and Mehta (1963) stated that perhaps no two molecules of humic substances are exactly alike. Similarly, it may be said that we can never twice obtain exactly alike HA and FA even from the same soil sample.

5.1.2. Comparison of the elementary Composition of humic acids obtained from the same soil sampling site

Table 5-1 shows the elementary composition of HAS used by Kuwatsuka et a/. (1978), that of samples #5 and #6 from Table 3-1, the average elemen-

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5. I. Deviation of Analytical Value 75

tary composition of HAS obtained from Inogashira and Dando soils by the IHSS method (Fig. 5-2), and that of HAS obtained from Inogashira and Dando soils by the Nagoya method (Ito, 1985). Included are sevcral HAS which were obtained from different soil samples collected at the 5ame site by different researchers at different times: 5 of Inogashira soil, 4 of Tsubame soil, and 2 each of Fujimiya and Dando soil.

Practical procedures used for the preparation of HA samples differed somewhat, except that 0.1 N NaOH was always used as extractant.

In Inogashira HAS, carbon and hydrogen contents ranged from 48.2 to 41.2% and 29.6 to 37.4%, respectively. These ranges were comparable with those of the A type HAS dealt with later. The fluctuation coefficients of carbon, hydrogen, nitrogen, and oxygen contents were 6.3, 9.0, 1.8, and 2.6 %, respectively, and distinctly higher than those of the HAS obtained from the same soil samples which are shown in Fig. 5-2. Regular relations were found among the elementary composition of these HAS that the higher the carbon content of an HA, the lower was its hydrogen and nitrogen contents and the higher its oxygen content. The same relations were also observed for Fujimiya, Tsubame and Dando HAS, the only exception being the nitrogen content of Fujimiya HA.

Sample Nos. 41 and 42 and Nos. 44 and 45 were obtained from the same soil samples, Inogashira and Dando by the IHSS and Nagoya methods, respectively, by the same workers. The data obtained for one sample co- incided fairly well, despite differences in the methods of preparation. Accord- ingly, it is inferred that the widely disparate data for HAS obtained from dif- ferent soil samples at the same site by different workers is due mainly to differences in the samples and workers, even though differences i n practical procedures have various effects. Even if this inference is correct, it is im- possible to explain the inversely proportional relations between carbon and oxygen contents and hydrogen and nitrogen contents for HAS from the same sampling site.

Orlov (1985) stated: “The data of many researchers point to a wide range of variation in the elementary composition of humic and fulvic acids isolated from soils of the same type and even from the same region. In some instances the fluctuations i n the carbon content are larger than thobe typical of humic acids from different types of soil, . . . The variability of the elemental composition of humus acids is due to three groups of factors: I ) variability of soils and humus substances in time and space; 2 ) different techniques used to isolated humus substances from the soil; and 3) errors i n sample preparation and in analytical procedure.”

The three groups of factors pointed out by Orlov are reasonable and correct, but another factor(s) is necessary to explain the above proportional

Page 89: Chemistry of Soil Organic Matter

TABLE 5-1 Elementary composition of various types of humic acid.

CQ Atomic percent Atomic ratio Originc HA Symbol AlogK RF

group type C H N 0 H/C N/C O/C O/H No. Samplea

2 Teiimondai BI 1 A 0 0.527 144 47.5 29.6 2.1 20.8 0.62 0.044 0.44 0.70 1.11

6 Inogashira B1 2 A 0 0.485 115 4 8 . 2 2 9 . 6 1.5 20.0 0.61 0.031 0 . 4 3 0 . 7 0 1 . 0 9 4 If 1 A 0 0.496 138 4 4 . 8 3 3 . 5 2 . 1 19.5 0 . 7 5 0 . 0 4 7 0 . 4 4 0 . 5 8 1 . 0 7

40 If (#5) 5 A 0 0.538 - 43.6 35.1 2.4 18.9 0.81 0.055 0.43 0.54 1.06 41 I f 6 A 0 0.506 111 41.9 36.7 2.6 18.8 0.88 0.062 0.45 0.51 1.06 42 It 7 A 0 - - 41.2 37.4 2.5 18.9 0.91 0.061 0.46 0.51 1.05

8 Shitara black B1 1 A 0 0.547 114 45.9 31.6 2.3 20.2 0.69 0.050 0.44 0.64 1.09

10 Fujimiya B1 3 A 0 0.511 97 41.2 36.2 2.3 20.3 0.88 0.056 0.49 0.56 1.07 15 I f 2 A+B c) 0.541 82 3 9 . 6 4 0 . 4 1 . 8 18.1 1 . 0 2 0 . 0 4 5 0 . 4 6 0 . 4 5 1.01

13 Komagahara BI 3 A 0 0.542 89 41.7 3 4 . 4 2 . 0 21.9 0 . 8 3 0 . 0 4 8 0 . 5 3 0 . 6 4 1 . 1 0 26 Onobaru B1 3 Po @ 0.678 39 3 7 . 6 4 1 . 1 2.8 18.5 1 . 0 9 0 . 0 6 7 0 . 4 9 0 . 4 5 1 . 0 3

3 Nagara P R 1 A 0 0.555 140 47.9 25.4 1.7 25.0 0.53 0.035 0.52 0.98 1.18 9 II F A 0 0.620 102 4 4 . 0 3 2 . 4 2 . 7 20.9 0 . 7 4 0 . 0 6 1 0 . 4 8 0 . 6 5 1 . 1 1

14 II O H A 0 0.667 89 4 2 . 2 3 4 . 9 3 . 0 19.9 0 . 8 3 0 . 0 7 1 0 . 4 7 0 . 5 7 1.09

5 Jaana P R 2 A 0 0.478 132 45.9 33.5 1.5 19.1 0.73 0.033 0.42 0.57 1.05 17 I I F B c) 0.619 65 4 0 . 3 3 8 . 8 2 . 9 18.0 0 . 9 6 0 . 0 7 2 0 . 4 5 0 . 4 6 1.04 31 i f OH Rp(1) @ 0.714 30 3 4 . 2 4 5 . 4 3 . 8 16.6 1 . 3 3 0 . 1 1 1 0 . 4 9 0 . 3 7 0 . 9 9

7 Kinshozan P R 1 A 0 0.543 115 43.4 34.3 1.7 20.6 0.79 0.039 0.47 0.60 1.07 19 tt F B @ 0.731 60 40.8 38.3 2.4 18.5 0.94 0.059 0.45 0.48 1.04 32 i r O H Rp(1) @ 0.851 29 36.9 43.0 1.9 18.1 1.17 0.051 0.49 0.42 0.99

B P,

B

Y

E 3 z F

n,

n,

Y

h e P, 3 a crl E. 5. 0

9 0. !2

12 Kinshozan P R 3 A 0 0.565 92 43.0 32.5 1.7 22.7 0.76 0.040 0.53 0.70 1.12 39 t t OH Rp(1) @ 0.897 16 33.9 46.7 3.3 16.1 1.38 0.097 0.48 0.35 0.97

Page 90: Chemistry of Soil Organic Matter

16 18 24 21 20 29 27 35 36 30 33 37 38

11 43 22

1 1 2 1 1 1 2 1 1 1 1 2 1

4 5 1

~

23 Ishimakisan P R 2 Po 0 0.656 43 37.5 45.5 1.8 15.2 1.21 0.048 0.41 0.33 0.94 28 I f F Kp(1) @ 0.729 37 39.0 41.9 2.1 17.0 1.07 0.054 0.44 0.41 0.99 34 If OH Rp(1) @ 0.804 22 36.3 45.2 2.5 16.0 1.25 0.069 0.44 0.35 0.96

0.605 76 3 8 . 3 4 1 . 5 2 . 6 17.7 1 . 0 8 0 . 0 6 8 0 . 4 6 0 . 4 3 1 . 0 1 Shitara brown Kuragari Kuragari Higashiyarna (A) Anjo black Sanage Sanage Gifu Anj o Higashiyama (FH) Higashiyama (L) Yarnamomo Kisokorna (F)

Tsubame Tsubarne (#6) Tsubame

B €3

B B

PjBl P P P P An An RW An

BH

0.634 0.678 0.664 0.642 0.771 0.657 0.853 0.835 0.766 0.809 0.968 0.806

n a il

0.469 0.382 0.513

61 40.0 40.4 2.5 17.1 1.01 0.063 43 34.6 50.0 1.9 13.5 1.45 0.055 47 39.2 40.5 1.9 18.4 1.03 0.048 57 39.1 40.5 2.5 17.9 1.04 0.064 32 36.9 43.8 3.3 16.0 1.19 0.089 38 37.3 45.1 2.5 15.1 1.21 0.067 22 35.7 44.4 3.3 16.6 1.24 0.092 21 36.7 43.0 3.1 17.2 1.17 0.084 31 38.2 42.0 2.0 17.8 1.10 0.052 23 38.4 44.2 1.8 15.6 1.15 0.047 21 40.2 40.9 0.6 18.3 1.02 0.0016 20 37.5 45.4 3.3 13.8 1.21 0.088

94 41.7 36.1 1.8 20.4 0.87 0.043 - 40.1 39.5 1.9 18.5 0.99 0.047 69 38.2 42.4 2.1 17.2 1.11 0.055

0.43 0.42 1.01 0.39 0.27 0.89 0.47 0.45 1.01 0.46 0.44 1.02 0.43 0.37 0.99 0.41 0. 34 0.95 0.47 0.37 0.99 0.47 0.37 1.00 0.47 0.42 1.00 0.41 0.35 0.95 0.46 0.45 0.98 0.37 0.30 0.95

In 0.49 0.57 1.06 7

U 0.46 0.47 1.02 0.45 0.41 0.99 (D

2. L 0.506 42 35.6 48.0 2.1 14.2 1.35 0.059 0.40 0.30 0.91 5

5' 25 Shishi AGL 1 P+

44 Dando B 7 P+ n - - 3 6 . 5 4 2 . 7 2 . 6 18.2 1 . 1 7 0 . 0 7 1 0 . 5 0 0 . 4 3 1 . 0 1 45 Dando 6 p+ n 0.594 46 36.0 43.9 2.9 17.2 1.22 0.080 0.48 0.39 0.99 '

1 Tsubarne BH 4 pg 0.272 202 48.8 25.4 0.94 24.9 0.50 0.019 0.51 0.98 1.16 E

a P, F, and OH denote the extractants for successive extraction, i.e., P 0.1 M Na,Pz07, F 0.1 M NaF, OH 0.1 M NaOH. (L), (F), (FH), (A) n p' denote the horizons of forest soil.

b €31: Black soil; R : Rendzina-like soil; B: Brown forest soil; P: paddy soil on alluvial land; P/B1: paddy soil on Black soil; A,,: An hori- d 51

c (1) HAS prepared by Shiroya and Kurnada (1973), (2) HAS by Kurnada and Kawainura (1968a), (3) HAS by Kuwatsuka et a/. (1978),

c 2.

zon; RW: rotted wood; RH: buried hurnic layer; AGL: Alpine grassland soil.

(4) HAS by Sato (1976a). (5) HAS by Kurnada (1985a), (6) HAS by Ito (1985, Nagoya method), (7) HAS by Ito (1985, IHSS method). 4 4

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78

relations. The HA of a soil should be considered an assembly of fractions whose elementary composition changes continuously in such a way that the higher the carbon and oxygen contents, the lower the hydrogen and nitrogen contents; the HA actually obtained is a part of the assembly, and this part varies more or less with the procedure adopted. In any event, the regular changes in elementary composition of HA should be kept in mind.

Chapter 5. Elementary Composition of Humic Acids and Fulvic Acids

5.2. Elementary Composition of Humic Acids Obtained by Successive Extraction

Table 5-1 includes HAS which were obtained by successive extraction using NaOH, NaF and Na,P,O, or NaOH and Na,P,O, from 3 Rendzina-like soils, i.e., Nagara, Kinshozan, and Ishimaki. Except for Ishimaki HAS, the elementary composition of the HAS extracted successively showed tend- encies that the carbon and oxygen contents increased and the hydrogen and nitrogen contents decreased with the order of extraction, while at the same time the RF values increased and dlog K values decreased. For the HAS of Ishimaki soil, no regular change in elementary composition was observed, probably due to their immaturity, as shown by the low carbon content and small RF value of the Na,02P,-extracted HA.

These findings support the idea just described above, which may be fur- ther developed: An HA of a soil horizon is an assembly of fractions whose ele- mentary composition, optical properties and combination with polyvalent bases change continuously, and the following relations exist among these factors.

Degree of humification Low - High Optical RF Increase

properties d o g K Decrease Elementary Carbon and oxygen Increase

composition Hydrogen and nitrogen Decrease Combinative ability with polyvalent bases Increase

The successive extraction with NaOH, NaF, and Na,P,O, extracts the HA assembly from the fraction with lower degree of humification to the fraction wi th higher degree of humification one after another. The distribution of the properties in HA fractions probably varies with respective HA assemblies. This idea was supported by a study of the fractionation of HAS using a fractional precipitation technique with alcohol (Section 9.4; Kumada and Kawamura, 1968). That is, HAS of various types were separated into eight fractions by the alcohol precipitation technique and their RF and dlog K values were determined. The distribution pattern of the fractionated HAS and their RF and Blog K values varied with the degree of humification and type

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5.3. Methodology for the Comparison of Elementary Composition 79

of original HAS. It was tentatively concluded that R F value of fractionated HAS decreases and Blog K increases with decreasing particle weight of fractionated HAS in a given HA.

The above working hypothesis on the form of existence of HA is applicable to not only calcareous soils such as Chernozems, Grumusols, and Rendzinas, but also to the acid, base-deficient soils which prevail in Japan. The HAS of Black soils are exceptional; they form an Al-humus complex and a large part of it is extracted with NaOH.

The elementary composition, optical properties, and combinative ability with polyvalent bases of HA assembly of a soil may not always or not strictly correspond ; the matter should be investigated further.

5.3. Methodology for the Comparison of Elementary Composition

Elementary composition varies remarkably with each HA, with the content of each element ranging widely. To discover the laws which govern this diversity of elementary composition, a methodology for the study should first be considered.

The author tried two approaches: firstly, to find suitable parameters and diagrams for characterizing the elementary composition and, secondly, to evaluate the parameters and diagrams in connection with the types of HA.

( I ) Parameters and diagrams The carbon, hydrogen, nitrogen, and oxygen contents themselves as well

as the H/C, N/C, and O/C ratios can be regarded as parameters. The H/C- O/C diagram has been used in the field of coal science, and also by Orlov (1985) and Kuwatsuka e t a / . (1978).

In addition, the following new parameters and diagrams were tested. a. O/H and CQ ratios: As illustrated later, the O/H ratio is effective

as an index of the oxidation degree of HA. The CQ ratio is defined as 4C/ (4C + H - 3N - 20), that is, the Combustion Quotient proposed by Tamiya (1932), and expresses the theoretical respiration ratio. This ratio is calculated on the basis of the contents of all four elcments.

H/C-O/H diagram: This diagram seems more useful than the H/C- O/C diagram, as shown later.

C’-H’-0’ and H”-”’-0” diagrams: C‘, H‘, and 0’ contents calculated by putting the sum of C, H, and 0 contents at 100% are plotted on a tri- angular diagram. By neglecting N content which usually does not exceed 4%,, each HA is characterized by its position on the figure. Similarly, H”, N”, and 0” contents calculated by putting the sum of H, N, and 0 contents at 100% are plotted on a triangular diagram. This figure is intended to char- acterize HA by the relative proportion of H, N, and 0 and also by enlarging

b.

c.

Page 93: Chemistry of Soil Organic Matter

80

the N content. These attempts are intended to simplify comparison by graphic representation.

(2) Relationships between elementary composition and other properties To deepen our knowledge of the elementary composition of HAS, it is

useful to compare them in relation to other soil properties. For instance, Kononova (1975) studied the elementary composition of HAS in relation to soil zonality, Schnitzer (1977) compared HAS of the temperate zone with those of the tropical zone, and Orlov (1 985) discussed the relationships between the elementary composition of HAS and soil types.

Following Kuwatsuka et al. (1978), relationships between elementary composition and HA type are discussed below.

Chapter 5. Elementary Composition of Humit Acids and Fulvic Acids

5.4. Elementary Composition of Humic Acid and Fulvic Acid Samples

5.4.1. Humic acid samples HAS used in the following considerations are listed in Tables 5-1 and 2.

As mentioned, Table 5-1 includes HAS which were obtained from soil samples at the same sampling site by different workers; they are dealt with as different samples. Sample Nos. 10 and 15 were originated from the soils at Miyahara, and designated as A type; but the elementary composition of No. 15 was in the range of B type, so it is dealt with as B type. Sample No. 11 was de- signated as A++ type but regarded as P++ type, because of its strong Pg absorption.

Recently, Matsui er al. (1986) investigated the diagenesis of HAS of Black soils. Table 5-2 is the data on the elementary composition as well as optical properties and X-ray diffraction of the HAS obtained from the present and past (buried) A horizons. Although the analytical results will be discussed in detail in Chapter 11, the data on elementary composition are utilized here.

The assignment of type was impossible for HAS listed in Table 5-2, because their RF values had not been determined. Based on the experimental results on optical properties and X-ray diffraction, however, it is certain that samples Hy 1, Hy 2, and Ka 1 belong to B or Po type, and the rest to A type. Among the HAS belonging to A type, the ones obtained from buried humic horizons were designated as bA type for convenience.

5.4.2. Attempts to characterize the elementary composition of humic acids by various means

Ranges of tile parameters of liumic acids of respective types The contents of carbon, hydrogen, nitrogen, and oxygen, and the ratios

of H/C, N/C, OjC, O/H, and CQ of the HAS listed in Tables 5-1 and 2, except

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TABLE 5-2 Parameters of the elementary composition, optical properties, and X-ray diffraction of humic acids obtained from buried humic horizons of Black soils.

Atomic percent Atomic ratio CQ Ed% E,lEs d n

Sample Horizon Age Symbol C H N O HIC NIC O/C O/H

Hy 1 A 1739 A.D.

Ka 1 All

Ka 2 A,,

Hy 2 IIAC 1667-1739A.D.

Hy 3 I IA 1640-1667 A.D.

Ka 3

Yu 2 Si 1 Si 2 Ka 4 Si 3 Yu 3 Ka 5 Si 4 Si 5 Yu 4 HY 4 Yu 5 Si 6 Si 7 Si 8 Si 9

I1 A 1,000 y.B.P.

I1 A 800-864 AD.

All A12 111 A 3,000 y.B.P. I1 All 3,000 y.B.P. IVA 3,500 IVA 4,000 IIAls 4,500* lII/IV A 6,040* VIA 7,000* IVA 8,940* VIA 10,000 I V A 10,000 VIA 18,000* VIIA 22,000 VIIIA 26,000

0 36.61 41.22 2.43 19.74 0 36.91 42.11 2.51 18.47 0 37.20 42.96 2.75 17.09

1.13 0.066 0.54 0.48 1.04 21.9 5.14 4.5 - 1.14 0.068 0.50 0.44 1.02 30.3 3.81 4.5 - 1.16 0.074 0.46 0.40 1.00 44.5 3.52 4.4 -

0 39.75 37.52 2.40 20.33 W 40.67 36.31 2.35 20.67

E 44.16 33.62 1.90 20.32

0.94 0.060 0.51 0.54 1.07 75.0 3.23 3.7 2.32 0.89 0.058 0.51 0.57 1.,08 44.7 4.11 3.6 2.33

0.76 0.043 0.46 0.64 1.08 93.3 3.27 3.6 2.60

E 47.85 0 43.72 0 46.03 w 47.50

46.74 W 51.67 w 47.35 W 45.68 w 47.21 W 48.14 E 47.38

51.36 46.75 45.37

w 47.13 W 47.07

21.57 27.89 24.03 26.91 23.99 22.88 28.98 24.83 23.18 23.90 28.28 22.11 23.99 24.86 23.18 23.19

1.70 22.88 1.65 26.74 1.43 28.50 1.29 24.30 1.27 28.00 1.20 24.25 1.39 22.28 1.26 28.22 1.21 28.40 1.05 26.91 2.10 22.24 0.91 25.62 1.20 28.06 1.12 28.65 1.14 28.55 0.99 28.75

0.58 0.036 0.64 0.038 0.52 0.031 0.57 0.027 0.51 0.027 0.44 0.023 0.61 0.029 0.54 0.028 0.49 0.026 0.50 0.022 0.60 0.044 0.43 0.018 0.51 0.026 0.55 0.025 0.49 0.024 0.49 0.021

0.48 0.83 1.14 90.7 3.26 3.5 2.59 0.61 0.96 1.21 93.1 3.27 3.5 2.67 0.62 1.19 1.25 120 3.16 3.5 2.74 0.51 0.90 1.16 109 3.21 3.5 2.55 0.60 1.17 1.24 105 3.30 3.5 2.76 0.47 1.06 1.17 113 3.19 3.5 2.68 0.47 0.77 1.12 66.7 3.10 3.5 2.57 0.62 1.14 1.24 106 3.31 3.5 2.72 0.60 1.23 1.25 110 3.44 3.5 2.72 0.56 1.13 1.21 121 3.05 3.5 2.67 0.47 0.79 1.14 83.9 3.64 3.5 2.69 0.50 1.16 1.18 128 3.10 3.5 2.80 0.60 1.17 1.24 100 3.54 3.5 2.76 0.63 1.15 1.25 95.8 3.64 3.5 2.66 0.61 1.23 1.25 98.4 3.49 3.5 2.72 0.61 1.24 1.25 98.6 3.62 3.5 2.72

ul f

-. R R P,

a

c a ZA e,

3 a_ w

* Determined by the 14C method.

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82 Chapter 5. Elementary Composition of Humic Acids and Fulvic Acids

0- I

,,t

. .$ t . 1-

1 I 1 l I l I

bA* A B Rp(1) Po Rp(2) P

50 t

HA type HA type

Fig. 5-3. Elementary composition * bA type means A type HA obtained

for Hy 1, Hy 2, and Ka I , are plotted in Fig. 5-3. In the figure, samples No. 3, Ka 2, Si 1, and Si 2 obtained from present A horizons and Hy 3 and Ka 3 obtained from younger buried humic horizons are discriminated from the rest by indication of the sample name.

As seen, there are tendencies for HAS called bA type to have higher C, 0, O/C, O/H, and CQ values and lower, H, N, H/C, and N/C values than those of A type HAS. When samples Ka 3 and Hy 3 are moved to A type, and No. 3, Si 1 and Si 2 to bA type, the differences in elementary composition between the A and bA type HAS become more distinct, and they are almost completely discriminated from each other in all parameter ranges.

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5.4. Elementary Composition of Humic Acid and Fulvic Acid Samples 83

1.4

1.2

0 1 .c

0.E

0.E

0.4

>

.. . - . * 0.1 1

. . *

0.07 Ka3 I' i

dA A B Rd(1) Rd(2) O a o 3

0.01

1.2 0.3 b A A B P

I '::: 'Si2 1 .a

q 0.8 0 - 0.6

0.90 L bA A B Rp(1) Po Rp(2) P 0'4 0.2

HA type

of various types of humic acid.

0 0016 l I I 1 1 1 I

bA A B Rp(1) Po Rp(2) P

1'

. Sii

*Si2

!0.3

Ka3 i - +Ka2

Hy3 : i;.; . .

i . , . . . ! I I I ! I l

bA A B Rp(1) Po Rp(2) P HA type

from buried humic horizon of Black soils.

These findings may be interpreted as follows: (i) Generally speaking, A type HAS characterizing matured Black soils transform to bA type with the lapse of time after burial as will be discussed in Chapter 11. (ii) HAS of younger ages, e.g., Hy 3 (1640-1667 A.D.) and Ka 3 (ca. 1,000 y.B.P.), still belonged to A type, while samples Si 1 and Si 2 obtained respectively from A,, and A,, horizons belonged to bA type. These facts suggest that the ele- mentary composition of the HAS of buried horizons aged 1,000 y.B.P. or younger are in the range of that of present A horizons and, further, that A type will be transformed into bA type with respect to elementary composi- tion when sufficient time (presumably 1,008 years) has passed, even if burial by volcanic falfout does not occur.

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84 Chapter 5. Elementary Composition of Humic Acids and Fulvic Acids

Sample No. 3 is the HA extracted with Na,P,O, after successive ex- traction with NaOH and NaF from a Rendzina-like soil, and showed the highest degree of humification among the HAS in Table 5-1. This example may indicate that A type HA originating from Rendzina-like soil also trans- forms into bA type after a certain time has passed.

Although the elementary composition of sample Ka 2 (Al2 horizon) was in the A type range, the carbon content was lowest and the hydrogen content and H/C value highest, suggesting its immature A type character.

Carbon contents of B type HAS were completely distinguished from those of the A type; the same was true of Rp(1) and Po type HAS, with one exception of Rp(1) type. The carbon contents of the Rp(1) and Po type HAS appeared to overlap each other, and their ranges were different from the Rp(2) HAS. As for the hydrogen and oxygen contents, the ranges of these elements were generally distinguishable among the bA, A, B, and Rp(1) type HAS, and were all fairly narrow. Ranges of the hydrogen and oxygen contents of the P, and Rp(2) type HAS were wide and overlapped each other. Ranges of the nitrogen content of the respective types were also wide and overlapped, although that of the bA type HAS tended to be low.

In P type HAS, the contents of all four elements showed wide ranges. As shown in the bottom row of Table 5-1 and Table 4-1, the elementary composition of the Pg fraction was characterized by high carbon and oxygen contents and low hydrogen and nitrogen contents. Thus, the wide ranges of these elements of P type HAS seem to reflect the relative amount of the Pg fraction.

Situations similar to the hydrogen and nitrogen contents were respec- tively observed in H/C and N/C ratios among various types of HA. In the O/C ratios, however, those of bA type HAS tended to be higher than those of other types, but no differentiation was possible among the other types. On the other hand, the O/H ratio lowered in the order of bA type, A type, B type, and Rp(1) type, and those of the other types were comparable to the

The fact that no significant difference in OjC ratios was observed among the various types can be explained by the tendency for an HA with high carbon content to have high oxygen content. Remarkable differences observed in the O/H ratios among various types indicated that the ratio serves as parameter for characterizing the HA elementary composition.

With respect to the CQ values, the bA, A, B, and Rp(1) types were al- most completely distinguishable from each other; ranges of these values for other types were wide and overlapped equally. The similarity of the distri- bution patterns of the O/H and CQ ratios among various types is interesting, because the significance of these values is entirely different. As a highly

RP(0 type.

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5.4. Elementary Composition of Humic Acid and Fulvic Acid Samples 85

significant correlation coefficient was obtained between O/H and CQ values (Section 5.5), CQ can be replaced by O/H.

The results described above indicate that the ranges of the parameters of the elementary composition of HAS vary considerably with the type of HA. That is, bA and A types were completely distinguishable from other types with respect to carbon, hydrogen, and oxygen contents, H/C, O/H, and CQ ratios. Between the bA and A types, the ranges of carbon contents and H/C ratios overlapped considerably, but those of hydrogen and oxygen contents, and O/H and CQ ratios were almost completely separated. The B and Rp( 1) types were almost completely distinguishable from each other with respect to carbon, hydrogen, and oxygen contents and H/C, O/H, and CQ ratios. Differentiation between the Rp(1) type and the remaining Rp(2), Po, and P types was impossible. The nitrogen content of only bA types tended to be lower than that of other types.

1.4-

1.2-

0 1.0-

1 0.8

0.6

H / C- OjC and H/C- O/H diagrams Based on the data in Tables 5-1 and 2, Fig. 5-4 (HjC-O/C diagram),

and Fig. 5-5 (H/C-O/H diagram) were drawn. The distribution areas of the bA, A, B, Rp(1) type HAS and the one comprising all HAS belonging to B, Rp(l), Po, Rp(2) types were shown by linking the outermost HA of the same type(s); these are here referred to respectively as bA area, A area, B type area, Rp(1) type area and B area. To establish the boundaries of the respective areas, data on the elementary composition of the HAS obtained from Black soils having buried humic horizons reported by Ohtsuka (1 974b)

-

-

-Rp(l) t ype area

-B t ype area

0.4 h 0.3 0.5 0.7

o/c Fig. 5-4. 0 : A type; @ : B type; 0: Rp(1) type; 0 : Rp(2)mPo types; a : P type.

H/C-O/C diagram of various types of humic acid. a : bA type;

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86 Chapter 5. Elementary Composition of Humic Acids and Fulvic Acids

-Rp(l) type area

B type area

O/H

Fig. 5-5. same as in Fig. 5-4.

HjC-OjC diagram of various types of hurnic acid. Notations are the

and Yoshida and Kumada (1984) were also utilized. Samples Hy 1, Hy 2, and Ka 1 were in the B area, Hy 3 and Ka 3 in the A area and Si 1, Si 2, and No. 3 in the bA area. Sample No. 11 (P++ type) was located in the A area, and the remaining P type HAS in the B area.

Both figures clearly show that the HAS belonging to the bA, A, and the other types form definite respective areas which do not overlap. The B and Rp(1) type HAS each constitute a narrow area included in the B area. As the sample number of HAS belonging to the B, Rp(l), Po, Rp(2), and P types are all very limited, it may be safe at present to lump them all to- gether as the B area.

It is evident that the H/C-O/H diagram can discriminate among the bA, A, and B areas more clearly than the HjC-O/C diagram. Transition from the B area to the A area and further to the bA area is considered to reflect the progress of humification of HAS and their subsequent diagenesis under terrestrial conditions, respectively. Therefore, the long and slender band which encloses all three areas may be called the HA band. This band is characterized by the descent of the H/C and ratio the ascent of the O/H ratio, and is entirely different from the so-called coal band. In other words, humification and coalification should be distinguished from each other. The humification of HAS and their subsequent diagenesis are characterized

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5.4. Elementary Composition of Humic Acid and Fulvic Acid Samples 87

20 30 40 50 60

H', %

Fig. 5-6. same as in Fig. 5-4.

C'-H'-0' diagram of various types of humic acid. Notations are the

by the processes which take place in the soil environments where oxygen prevails.

C'-HI-0' and H"-N"-0" diagrams The C'-H'-0' diagram drawn by the same procedures as Figs. 5-4 and

5-5 is shown in Fig. 5-6. Here too, the same bA, A, and B areas composed of the same HA members as those in Figs. 5-4 and 5-5 were obtained, and the B and Rp(1) type areas were included in the B area. Thus, the HA band can be similarly drawn. In the HA band, the transition from the B area to the A area and from the A area to the bA area indicates the progress of humi- fication and diagenesis of HAS, respectively. As a whole, the direction of the transition seems to point to the enrichment of carbon and oxygen and the reduction of hydrogen in HAS.

The fact that the distribution patterns of HAS in Figs. 5-4 and 5-5 are the same as those in Fig. 5-6 is understandable because these figures are i n principle the same, and the H/C-O/H and H/C-O/C diagrams can be drawn on the C'-H'-0' diagram.

In the H"-N"-0" diagram (Fig. 5-7) too, the bA, A, and B areas are

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88 Chapter 5. Elementary Composition of Humic Acids and Fulvic Acids

80

40

H”, % 0 , %

70- / fl ‘ 1 ) / A \

\

20

1 2 3 4 5 6 7

N”, %

Fig. 5-7. the same as in Fig. 5-4.

H - N - 0 ” diagram of various types of humic acid. Notations are

clearly discriminated from one another, and the B and Rp(1) type areas are included in the B area. The transition from the B area to the A area and further to the bA area indicated the decrease of hydrogen content and the increase of oxygen, but the decrease of nitrogen content was only observed in the diagenesis stage, i.e., the transition from the A area to the bA area.

Considering that nitrogen content in HA is generally very low compared to carbon, hydrogen, and oxygen content, the nitrogen content and N/C ratio seem adequate parameters, and the H”-“’-0” diagram may not be so useful.

C‘-HI-0’ diagram of foreign humic acids The HAS reported by Kononova (1966), Orlov (1985) and Schnitzer

and associates (Matsuda and Schnitzer, 1972; Khan and Schnitzer, 1972; Ortiz de Serra and Schnitzer, 1973; Schnitzer and Skinner, 1974; and

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5.4. Elementary Composition of Humic Acid and Fulvic Acid Samples 89

O/H

Fig. 5-8. H/C-O/H diagram of humic acids (black symbols) and fulvic acids (open symbols) reported by Kononova, Orlov and Schnitzer. : Kononoya (1966); A A : Orlov (1985); 0 : Schnitzer and associates (see text).

Sowden et al., 1976) were plotted on the H/C-O/H and C’-H’-0’ diagrams (Figs. 5-8 and 5-9).

In the case of Kononova’s HAS, 2 samples were located in the B area, and 5 samples were arranged nearly straight downward the A area. Orlov’s HAS were located in the B or A areas, except for two; one occupied a right side portion apart from the B area and the other was in the neighborhood of the B area. Many of the HAS reported by Schnitzer and associates were located in the B area, some in the intermediate region between the B and A areas, and 3 samples ( 2 obtained from Japanese soils and presumably belonging to A type) in or near the A area. Thus, most HAS reported by the three investigators were located in or very near the B or A areas or their intermediate region. The HA band includes these HAS.

5.4.3. The FAs reported by Kononova (1966), Orlov (1985), and Schnitzer

and associates are also plotted in Figs. 5-8 and 5-9 and, as seen, were widely distributed in areas different from the HA band, being mixed together.

C‘-H’-0’ diagram of fulvic acids

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90 Chapter 5. Elementary Composition of Humic Acids and Fulvic Acids

/ 20 30 40 50 60

H, 0%

Fig. 5-9. nova, Orlov and Schnitzer. Notations are the same as in Fig. 5-8.

C-H'-0' diagram of humic acids and fulvic acids reported by Kono-

The FAs prepared by Arai and Kumada (1983) are plotted in Fig. 5-10. F4 and F5 samples were obtained as follows. The alkaline extract of humus was acidified to pH 1.5 with HCI. The HA fraction was separated by centri- fugation. The supernatant was neutralized to pH 7.0 by adding 6~ NaOH and concentrated using a rotary evaporator under reduced pressure. The concentrate was acidified to pH 2 and leached through a cation exchange resin (Dowex HCR-S) column to remove metal cations. The leachate was neutralized with NaOH, concentrated in vacuum, and freeze-dried as a crude sample (F3) which contained a considerable amount of NaCl.

An aqueous FA(F3) solution was placed at the top of a Sephadex G-10 column, eluted with HzO, and a higher molecular weight (>500) fraction was obtained. The higher molecular weight fraction of FA was concentrated under reduced pressure and freeze-dried (designated as F4). The FA sample was refined by passing through anion and cation resins (IRA-400 and Dowex HCR-S) and designated as F5. Ash content of the F4 samples ranged be- tween 20 to 30%. Almost a11 of the ash in F4 was considered to consist of sodium ions balanced by acid functional groups. The ash content of the

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5.4. Elementary Composition of Humic Acids and Fulvic Acids Samples 91

20 30 40 50 60 H‘, O h

Fig. 5-10. C’-H’-0’ diagram of fulvic acids (0 : F4; : F5) reported by Arai and Kumada (1983) and the PVP adsorbed fractions of fulvic acids ( A ) by Kumada (1985a).

F5 samples ranged from 5.7 to 0.3%, and about 20% of the FA(F4) sample was lost during the refining procedure.

In Fig. 5-10, the F4 and F5 samples of each FA were linked by straight lines. These lines clearly show that the refining procedure resulted in the decrease of hydrogen and carbon contents and the increase of oxygen content. N o significant change was observed in nitrogen content. These results indi- cate that the FA purification using ion exchange resins caused large losses of the FA and the lost fraction was composed of substances rich in carbon and hydrogen and poor in oxygen. The experiments mentioned here were rather preliminary, and further investigation is needed.

It should be noted, however, that most of the F4 and F5 samples were involved in the area where the FAs reported by Kononova, Orlov, Schnitzer, and Ito (FAs in Fig. 5-2) were distributed. Therefore, this area is tentatively designated as the FA area. The usage of FA “band” was avoided, because no regularity was observed i n the distribution of FAs, in contrast to HAS. It is noted that a similar FA area was established in the H/C-O/H diagram.

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92 Chapter 5. Elementary Composition of Humic Acids and Fulvic Acids

The C‘-H’-0’ diagram of the PVP-adsorbed fractions of fulvic acids The PVP-adsorbed fractions of the FAs described in Chapter 3 are also

plotted in Fig. 5-10, and tentatively designated as ‘FA.’ As mentioned pre- viously, the 10 ‘FA’ samples were divided intotwo groupsand regular changes in the elementary composition (expressed as weight percent) of the ‘FA’ in each group were observed, that is, with the increase of the carbon content, hydrogen and nitrogen contents increased and oxygen contents decreased.

As seen in Fig. 5-10, the ‘FA’s of the two groups were respectively ar- ranged in almost a straight line from the inside or vicinity of the B area toward the left edge of the FA area; 2 out of 10 ‘FA’ samples were located at the left edge of the FA area while the rest remained within the HA band.

As the ‘FA’s dealt with were obtained by an expedient measure, the regular changes in their elementary composition should be verified by further investigation.

5.5. Relationship between Elementary Composition and Optical Properties

The results of linear regression analyses among C%, H/C, O/H, CQ, RF or E, and Alog K or E4/E6 of the HAS in Tables 5-1 and 5-2 are listed in Table 5-3. Highly significant correlations were observed among parameters of elementary composition and optical property, although the linear associa- tion between Alog K or E4/Es and other parameters was not so significant.

TABLE 5-3 Correlation coefficients between optical properties and elementary composition.

Data in Table 5-1

R F -0.880 0.906 -0.898 0.844 0.825

C -0.981 0.893 0.846

O/H 0.954

3logK -0.723 0.720 -0.636 -0.648

H/C -0.929 -0.921

Data in Table 5-2

GIEs C H/C O/H CQ E6 -0.770 0.899 -0.930 0.869 0.815 EdE6 -0.686 -0.666 -0.511* -0.474* C -0.964 0.815 0.729 H/C -0.923 -0.879 O/H 0.974

* Indicates significant at 0.5 to 1% level. Balance significant at 0.05% level.

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5 .5 . Relationship between Elementary Composition and Optical Properties 93

This finding suggests the existence of an essential relation between elementary composition and visible light absorption presumably mediated by chemical configuration.

SUMMARY

1. The deviation of the analytical values on the elementary composition of 5 to 8 HA and FA samples obtained from 2 soil samples by the IHSS method and the same workers was shown.

Variability of analytical values on the elementary composition of HAS obtained from soil samples at the same site by similar methods of pre- paration by different workers was remarkably larger than the case cited i n point 1. In general, there were distinct tendencies that, so far as the HAS obtained from soils at the same sampling site were concerned, the higher the carbon content, the lower the hydrogen and nitrogen contents and the higher the oxygen content.

In the case of the HAS extracted successively with NaOH, NaF, and Na,P,O, from Rendzina-like soils, the carbon and oxygen contents increased and the hydrogen and nitrogen contents decreased in this order.

For the purpose of general comparison of HAS and FAs originating from various soils, it was considered reasonable to express the elementary composition as the atomic number percent of carbon, hydrogen, nitrogen and oxygen, rather than the weight percent of these elements, and to ignore sulfur and phosphor because of their minimal quantities.

Carbon, hydrogen, nitrogen, and oxygen contents, and also H/C, N/C, O/C, O/H, and CQ ratios, and H/C-O/C, H/C-O/H, C’-H’-0’, and H”-N”-0” diagrams were tentatively adopted as parameters and diagrams, respectively, for characterizing the elementary composition of HAS and FAs, and evaluated in relation to the types of HAS.

The bA, A, B, and Rp(1) types were discriminated more or less distinctly from each other with respect to carbon, hydrogen and oxygen contents and H/C, O/H, and CQ ratios, but the Rp(l), Po, Rp(2), and P types could not be discriminated from each other. The nitrogen content and N/C and O/C ratios were not useful as parameters, although the bA type was characterized by lower nitrogen content, lower N/C ratio, and higher O/C ratio than other types.

7. In the H/C-O/C, H/C-O/H, C’-H’-0’, and H”-”’-0” diagrams, the HAS belonging to the bA type, A type and other types formed separate areas designated as the bA, A, and B areas, respectively. The B and Rp(1) type HAS formed narrow areas separately within the B area.

Most HAS reported by Kononova, Orlov, and Schnitzer were dis-

2.

3.

4.

5 .

6.

8.

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94 Chapter 5. Elementary Composition of Humic Acids and Fulvic Acids

tributed in or near the B and A areas or their intermediate region. 9. It was proposed that the band which comprises almost all the HAS

dealt with be called the HA band. Transition from the B area to the A area, and from the A area to the bA area is inferred to imply humification and diagenesis of HAS, respectively.

10. In the H/C-O/H and C'-H'-0' diagrams, FAs reported by Kono- nova, Orlov, Schnitzer, and Arai and Kumada constituted a broad area adjacent to the HA band which was designated as the FA area.

11. The PVP-adsorbed fractions of FAs separated by Kumada oc- cupied a special area which was almost completely separated from the FA area and overlapped the B area.

12. In combination with carbon, hydrogen, nitrogen, and oxygen con- tents (atomic number percent), and H/C, N/C, and O/H ratios, H/C-O/H and C'-H'-0' diagrams seem recommendable for characterizing the ele- mentary composition of HAS.

Highly significant correlations were observed among parameters of elementary composition and optical property.

13.

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Chapter 6

Humus Composition of Soils

In 1967, the author and his collaborators (Kumada et at., 1967; Lowe and Kumada, 1984) proposed a novel method of humus composition analysis (Nagoya method), and have investigated many Japanese and foreign soils using the method. The results are described in this chapter.

6.1. Humus Composition Analysis

Nagoya method 1. Weigh soil samples ( < 2 mm, pulverized in a porcelain mortar and

containing less than 100 mg organic C) into 50 ml Erlenmeyer flasks, and add 30 ml extractant ( 0 . 1 ~ NaOH). Heat in a boiling water bath or steamer (lOO°C) for 30 min with shaking the flasks once per 10 min while heating. After heating, add 1 g Na,SO, to the flasks as a coagulating agent, cool in an ice-water bath, and centrifuge at I 1,000 rpm (ca. 10,000 x g ) for I 5 min.

Decant alkaline extract, and wash soil residue twice with 20 ml extractant containing Na,SO, by centrifugation as before. Combine the extract and washings. Acidify the extract with conc. H,SO, (1 m1/100 ml), and let stand for at least 30 min.

2. Transfer soil residue back to the centrifuge tube with 30 ml 0. I M Na,P,O,, and treat again as described above using Na,P,O, instead of NaOH.

Filter the acidified extracts respectively through filter paper (Toyo Roshi No. 6) into a 100 ml volumetric flask, wash precipitate with H,SO, ( 1 :loo) and make the volume of filtrate (FA) to 100 ml with H,SO, (1:lOO).

Dissolve precipitate (HA) with 0 . 1 ~ NaOH, collect the solution in a 100 or 250 ml volumetric flask (depending on HA content) and add 0 . 1 ~

95

3.

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96 Chapter 6. Humus Composition of Soils

NaOH to volume. Determine absorption spectrum in the region of 220-700 nm within 2 hr after dissolution.

4. Determine the amounts of HA- and FA-fractions by acid permanga- nate oxidation according to the procedure described by Simon and Speicher- mann (1938). This determination should be conducted within 24 hr, especially for HA. Determine organic matter content of original soil sample by the same procedure as used for HA and FA.

5. Expression of the experimental result: HT : HE :

HE/HT (%): Extracted humus as percent of total humus. a and b:

Total humus; ml of 0 . 1 ~ KMnO, consumed by 1 g soil. Extracted humus; the sum of 0 . 1 ~ KMnO, (ml) consumed by HA and FA of the two extracts per 1 g soil.

The amount of HA and FA, respectively, calculated as ml of 0 . 1 ~ KMnO, consumed by HA and FA of each extract corresponding to 1 g soil.

P Q : a x lOO/(a+6); percent of HAinextractedhumus(HA+FA). dlog K : log K,,,-log Ksoo, where K is the optical density at 400 or

600 nm. RF: K6,,, x l,OOO/c, where c is ml of 0 . 1 ~ KMnO, consumed by 30

ml of HA solution used for determining absorption spectrum. The above symbols for NaOH and Na,P,07 extracts are differentiated by

adding subscripts 1 and 2, respectively, e.g., a,, a,, b,, etc.. The humus extracted by the two extractants is regarded as “free” form and “combined” form, respectively.

fHA and fFA:

HA type :

Free HA and FA ratio (%); calculated as a, x I00/(al+n,) and b, x 100/(6,+hz). HAS are classified into A, B, Rp, Po, and P (P*-P+ + +) types as described earlier, and expressed as e.g., Rp-A; the former and the latter indicate NaOH- and Na,P,O,- extracted HA, respectively, and the form of expression is called HA combination type.

Comments The points at issue concerning the separation of HA and FA were men-

tioned earlier, and the following is complementary. 1. One fault of this method is that the amount of organic matter is ex-

pressed as the amount (ml) of 0 . 1 ~ KMnO, consumed and not as that of carbon (e.g., mg). Using the conversion rate 0 . 1 ~ KMnO, 1 ml=0.45 mg carbon, Kumada and Ohta (1979) proposed adoption of the colorimetric bichromate oxidation proposed by Tatsukawa (1 966) instead of permanganate oxidation. The method allows the content of HA and FA to be expressed as

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6.2. Examples of Humus Composition Analysis 97

carbon mg per 1 ml sample solution, and RF value is calculated as KGo0/ c ' x 15, where c iis carbon mg per 1 ml HA solution used for determining absorption spectrum. In the analytical results described below, however, the amounts of HA and FA were expressed as a and b, respectively, according to the original method,

The determination of carbon content of HA and FA solution can also be conducted by the Walkley-Black wet combustion method (Allison, 1965) or Kawada's method (1972), but all of these methods should be regarded as proximate analysis. We are obliged to use one of these methods at present until a simple and reliable method which enables determination of organic carbon in solution becomes available.

Another fault of permanganate oxidation is that the value for solid sample is often under- or overestimated, as shown in the next paragraph. It has further been experienced that, in the case of fibrous samples such as L and F layers, extremely lower values are obtained than those by the Walkley- Black method. Consequently, it must be concluded that HT value and HE/HT ratio obtained by the Nagoya method are not reliable.

In the Nagoya method, FA is merely quantitatively estimated, but its qualitative estimation is desirable. For example, the Ca/Cf (carbon in PVP-adsorbed fraction/total carbon in FA) ratio proposed by Lowe (1980) is recommendable.

4. A single extraction with 0 . 1 ~ NaOH or a mixture of 0 . 1 ~ NaOH and 0 . 1 ~ Na4P,0, can be used instead of successive extraction with 0 . l N NaOH and 0 . 1 ~ Na4P,07. In fact, the analytical results described below were obtained by the three methods of extraction.

For the acid, base-deficient soils predominating in Japan, a single extrac- tion with NaOH can be used, but the mixed extractant or successive extraction is recommended for soils having various pHs.

5. Throughout this book, soil pH means the one determined for a mix- ture of soil sample and water (1 :2.5) using a glass electrode pH meter, except for the values given in Table 6- 1.

2.

3.

6.2. Examples of Humus Composition Analysis

In order to clearly explain the Nagoya method, analytical data on the humus composition of 4 Canadian soils (sample Nos. 1-4 in Table 3-1) and 2 Black soils (Lowe and Kumada, 1984) are presented below. The experimental results are shown in Table 6-1.

A comparison of HT x 0.045 (to convert ml KMnO, consumed to % soiI carbon) with total carbon obtained with a high temperature induction furnace C-analyzer revealed that the KMnO, method enabled recovery of 73 to 112%

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n P a,

X 3 E

C

TABLE 6-1 Humus composition analyses by the Nagoya method.

No. Soil type HT HE HE/HT 01 b~ PQi RFi AlogK,

1 Orthic Dark Brown 31.4 23.6 75 7.20 7.68

2 Black Solonetz 159 112 71 57.0 34.4 3 Orthic Ferro-Humic 126 118 94 30.7 84.7

4 Regosolic Static Cryosol 222 156 71 50.5 65.0 5 Moderately moist 365 216 59 109 101

6 Moderately moist 185 136 75 69.1 64.1

(Chernozemic)

Podzol

Black soil

Black soil

48 40

63 68 27 72

44 29 52 117

52 66

0.687

0.699 0.590

0.795 0.497

0.585

-3

a, 6 , PQ2 RF, AlogK, fHA fFA HA type g, g

0, 19.1 2.78 87 129 0.543 75 93 B-A m

J 7.88 0.84 90 129 0.481 48 90 Po*A

0.97 1.68 37 137 0.471 97 98 B+*A+

28.6 11.5 71 53 0,674 64 85 Rp*B 4.92 1.57 76 113 0.452 96 98 A-A

4.39 1.48 75 95 0.491 94 98 B+-A

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6.2. Examples of Humus Composition Analysis 99

3 K OH

Wavelength, nm Wavelength, nm

Fig. 6-1. Absorption spectra of humic acids. OH: NaOH extract; P: Na4P,0, ex tract.

of the amount obtained by the induction furnace method. Agreement between the two methods was not very satisfactory, and it was concluded that the use of KMnO, may cause significant errors in the estimation of total organic carbon, and hence also in the values for HE/HP. Accordingly, the HE/HT values cannot serve as an index for characterizing humus composi- tion.

The HE values ranged from 23.6 to 216 ml 0 . 1 ~ KMn04 per g soil. In sample Nos. 3, 5, and 6, having soil pHs of 4.30 to 4.44, both fHA and fFA values were 94 to 98%, that is, a large part of HE (soluble humus) was ob- tained by the first NaOH-extraction. In sample Nos. 1, 2, and 5 whose pHs ranged from 5.59 to 6.76, however, the fHA and fFA values were 48 to 75% and 85 to 93%, respectively, indicating that considerable amounts of HA were obtained by the second Na,P,O,-extraction, though the amounts of FA were small.

The PQ, and PQa values ranged from 27 to 63 and 48 to 97%, respec- tively, and the former was lower than the latter for the same soil sample. The broad ranges of PQ values indicate that PQ serves as an index for char- acterizing humus composition. PQ, and PQ, can be replaced by PQ,, ((a,+

Absorption curves of HAS are shown in Fig. 6-1. Sample Nos. 3 OH, 3 P, and 6 OH had Pg absorption. The RF, and RF2 values ranged from 29 to 117 and 53 to 137, respectively; the dlog Kl and dlog K, values were 0.497 to 0.795 and 0.452 to 0.674. The HAS were assigned as A+, A*, B, B,, Po,

%)/HE 100, %)-

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100 Chapter 6. Humus Composition of Soils

and Rp types, and there were observed various combination types, e.g., P,*A, B*A.

Table 6-1 clearly shows that the RF,, RFz, Alog K,, Alog K,, PQ,, and PQz values and types of HAS vary remarkably with soil sample, and can serve as indices for characterizing humus composition, although in some samples the values and types of HAS for Na,P,O,-extracts can be neglected because of their minute amounts.

6.3. Humus Composition of Japanese Soils

Based on the analytical results obtained by the method described above, humus composition of soils of Japan is outlined.

6.3.1. Materials and policy of description Soils a. Alpine grassland soils (AGL, n (sample number)=l3), Podzols (P,

PD; n=8, Pw; n=2), Dark brown forest soils (dB, n=4), Brown forest soils (B, n=18, yB; n=1) and Red soils (R; n=2). These are all vertically zonal soils distributed in the alpine, subalpine, low mountain, and hilly regions of Central Japan (Kumada and Sato, 1965; Kumada et al., 1966; Kumada and Ohta, 1967; Kumada et al., 1967). In the following description, the Red soils and Brown forest soils are dealt with together (abbreviated RB), be- cause there were only two samples of the former and these could not be discriminated from the latter in humus composition. b. Alpine meadow soils (AM; n=5). c. Rendzina-like soils (n=9). d. Black soils.

Policy of description Even though the number of soil samples was rather limited, the amount

of data was enormous, so the analytical data are arranged and presented in the following manner. (i) Hr and HE/HT are excluded. (ii) Humus composition is discussed, emphasizing HE, PQ,,, fHA, fFA, HA types, and the distribution of a and b (amount of HA and FA, respectively) along a soil profile. (iii) The data obtained using three kinds of extractants, NaOH, NaOH+ Na,P,O,, and NaOH followed by Na,P,O, were dealt with indiscriminately, because there were fundamentally no differences in extracted humus.

6.3.2. Humus Composition of A, horizon The A, horizon is usually not included in samples for humus composi-

tion analysis, but organic matter constituting this horizon seems to be im- portant as one of the sources of soil humus.

In the course of the investigation on the humus composition of forest

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6.3. Humus Composition of Japanese Soils 101

soils in Japan, part of the L, F, and H horizon samples were analyzed. The results are first described.

Samples were composed of 4 L, 17 F(F,, FJ, 8 H, 1 F-H, and 1 H-A layers, 31 in total. The main vegetation of the sampling sites was 5 creeping pines, 5 needle-leaved trees, 3 needle- and broad-leaved trees, and 1 decidu- ous tree. The pH values of the samples ranged from 3.5 to 4.6, with two exceptions of 5.7 and 5.3 for the F, and F2 layers of a Red soil derived from chlorite-schist, and no relations were observed between pH values and vegeta- tion, soil groups or layers.

Samples were collected from the RB, dB, PD, and P W soils, and conveni- ently divided into the four groups of RB, dB, PD, and Pw. The HE (ml of 0. I N KMnO, consumed by HA and FA per 1 g sample) and PQ,, values of each group are plotted in Fig. 6-2. The HE values of the PD group tended to be larger than those of the RB group, and the reverse was true for the PQlz values. Vegetation of the PD group was all creeping pine shrub. An extra- ordinarily high HE value of 1,263 ml was found for one sample of the PW group. The PQlz values of all samples ranged from 50 to 71%, with one exception in each sample belonging to the dB, PD, and PW groups.

The fHA and fFA values were determined for 7 samples of the RB

{ 600- 9 500.

. (1i63)

' : . : : i

! * : .

70

30

2o RB dB PD P, A, A2 A, A, A, A2 A,,A,, Peaty Mucky A11A12A13 A A0 RB dB P AGL AM BI BI

(Kobo. Oba, 1974)

HE and PQlz values of the A horizons of several soil groups or Fig. 6-2. subgroups in Japan.

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102 Chapter 6. Humus Composition of Soils

TABLE 6-2 Distribution of humic acid types.

HA type RB group dB group PO group PW group

group, 3 samples of the dB group, and one sample of the PO group. Ranges of the fHA and fFA values were 83 to 98% and 90 to 98%, respectively, except for 73 and 86% for the F, sample and 84 and 90% for the F, sample obtained from the Red soil which had high pH values.

HA types are listed in Table 6-2. (i) NaOH-extracted HAS accounted for a large part of the HAS. All of the RB group belonged to the Rp type; one among them was the Rp, type. In the dB group, there were 3 Rp type, and 1 P, type. In the PD and Pw groups, out of 12 HAS, 4 belonged to the Rp, I to the B and the rest to the P,,,, types. Thus, the main HAS of the A, horizon are the Rp or P type. Strictly speaking, the Rp type is Rp(2) type. (ii) In the case of the Na,P,O,-extracted HAS, whose amounts were all minute, various types were observed, e.g., Rp-T, Po-T, Po. The Rp-T and Po-T subtypes were found only in the L and F, layers, suggesting that tannins disappear in the early stage of humification.

It is premature to make a conclusion on the humus composition of the A, horizon because of the limited number of samples, but the results did show: (i) No significant differences could be found among the humus com- positions of L, F, and H layers. (ii) Also, no relation could be found between humus composition and vegetation, although the HE and PQ,, values for the RB group tended to be distinguished from those of the PD group. (iii) The humus composition of the A, horizons seemed to be characterized by higher PQ values (50-71%), very high fHA and fFA values, and predomi- nance of Rp(2) or P type HAS. (iv) pH values of the samples ranged from 3.5 to 4.6, with two exceptions of 5.7 and 5.3.

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6.3. Humus Composition of Japanese Soils 103

The humus composition of the A, horizon will be discussed again i n Chapter 7.

6.3.3. Forest soils and Alpine grassland soils p H , degree of base saturation and podzolization The pH values of A horizons were 3.8 to 5.5 for the RB soils, 3.8 to 5.1

for the dB soils, 4.0 to 4.7 for the Pn soils, 4.0 to 4.5 for the Pw soils and 3.5 to 5.4 for the AGL soils. The pH values increased downward along the soil profiles, the highest value being 5.6. The degree of base saturation of the soil samples was usually less than 10%.

In addition to the soils belonging to the PD and Pw groups, the distribu- tion of free iron oxides along soil profiles showed a weak podzolization in 2 samples of the dB soils and 3 samples of AGL soils. Thus, the soil samples were acid or strongly acid, most of them remarkably base-unsaturated, and part of them were podzolized.

HE and PQ values of the A horizons As mentioned, soil samples were grouped into RB, dB, P(PD and Pw),

and AGL soils. The HE and PQ,, values of the A(A,, A,,) and A,(A,,) hori- zons of respective groups are plotted in Fig. 6-2. The number sampled of each group was very limited, and the HE and PQ,, values showed rather wide ranges. Therefore, it is very difficult to draw any conclusions, but these trends were observed.

HE: A,, of AGL, A, of dB>A, of RB, A,, of AGL>A, of RB, A, of P

PQ,,: A,, of AGL, A, of RB, A, of dB>A, of RB, A, of P, A,, of AGL

The HE and PQ, , values of the A, or A,, horizons of all samples were 29 to 344 ml ( 0 . 1 ~ KMnO,/g soil) and 27 to 60%, respectively, and the PQ,, values of 90% of the samples ranged from 42 to 59%. The HE and PQ,, values of the A, horizons of the P soils were 19 to 60 ml and 32 to 61 ”,, respectively.

Only 2 soil samples belonged to the R soils. As this soil group is distrib- uted in warmer regions than the Brown forest soil, it is expected that HE values are less than those of the latter. The data presented by Kawada (1975b) and Mitsuchi (1985) confirmed this expectation.

Profile distribution of humic acid and fiilvic acid As a means to characterize the humus composition of the respective soil

groups or subgroups, distribution diagrams were drawn of the amounts ex- pressed as ml of 0 . 1 ~ KMnO, per gram of soil of HA and FA (a and b) i n

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104 Chapter 6. Humus Composition of Soils

R soil

B, soil HA FA

;5 I U

dB soil

a,b ( 0 . 1 ~ K M n 0 , ) crn 0 50100 rnl

20

30 P, soil

a Fig. 6-3. Some examples of the profile distribution of humic acid and fulvic extracted fraction. R soil: Red soil; BD soil: Moderately moist brown forest soil; AGL soil: Alpine grassland soil; RZ-like soil: Rendzina-like soil; AM

relation to the depth of each horizon (Fig. 6-3). Although the distribution patterns of HA and FA along soil profiles varied considerably between soils, the following differences were qualitatively observed among the soil groups and subgroups.

In RB soils, both HA and FA decreased downward, but the decrease of the former was sharper than that of the latter and consequently the PQ,, values lowered along the profile. The dB soils were characterized by the very slow decrease of FA downward through the profile. In Podzols, the amounts of the FA in the B, horizon were almost without exception larger than those in the A, horizon, and sometimes the amounts of HA too. The distribution

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6.3. Humus Composition of Japanese Soils 105

AGL soil RZ-like soil

HA FA r A* A3

I1 A

I1 B

IIIA

acid in the soils of Japan. The shaded portion of the figure indicates Na,P,O,- soil; dB soil: Dark brown forest soil; PD: Dry podzolic soil; Pw: Wet podzolic soil: Alpine meadow soil; BI soil: Black soil.

patterns of HA and FA of AGL soils were similar to those of RB soils, though their amounts were larger.

These findings suggest that the graphic representation of the distribution of HA and FA along a soil profile can serve as a means for characterizing humus composition.

fHA and fFA The fHA and fFA values of the A horizon samples were mostly above

85% and 90%, respectively, indicating that a large part of soluble humus was extracted with NaOH, and the amounts of the Na,P,O,-extracted humus

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106 Chapter 6. Humus Composition of Soils

were relatively small. There were tendencies for both values to decrease with depth and those of the B, and C horizons were sometimes lower than 50%. Since the lower values were observed for sample whose extractable humus content was very low, it is believed that they were the result of the handling of large amounts of soil samples, rather than that of an increase of com- bined power between humus and inorganic constituents.

Humic acid types All the HA types observed in the A and B horizons of the respective

groups are listed in Table 6-3. In RB soils, the NaOH-extracted HAS were of various types, such as

Rp, Po, P,,,,,, B, A, and the same was true of Na,P,O,-extracted HAS. Most of the A, B, and Po types are supposed to have originated from the A type HAS of the relict Black soils which were formed from Akahoya and Aira volcanic ash (Machida and Arai, 1976, 1978; Arai et al., 1984) and widely distributed in the sampling area, the low mountain and hilly zones. If this supposition is permissible, the main HA type of the RB soils may be said to be the P type, followed by the Rp type.

In dB soils, all the HAS were of the P type, with one exception of B+ type. P type HAS were predominant in P and AGL soils, and the Rp type having Pg absorption followed.

Thus, in summary: (1) The amounts of extractable humus (HE values) of respective soil

groups showed wide ranges and tended to be arranged in the order of A,, of AGL, A, of dB > A, of RB, A,, of AGL > A,, of RB > A, of P. PQ,, values of the A, or A,, horizons of RB, dB, and AGL soils ranged from 42 to 59%, and those of A, horizons of P soils from 32 to 54%.

The distribution patterns of the amounts of HA and FA along the soil profile varied from soil to soil, but RB, dB, P, and AGL soils had peculiar patterns which could be discriminated from one another.

(3) A large part of soluble humus was extracted with NaOH, and the Na,P,O,-extracted humus was relatively small.

(4) In RB soils, B, A, and Po type HAS were observed in addition to the P and Rp types, but the former was supposed to have originated from the A type HA of relict Black soils. In the dB, P, and AGL soils, P type was predominant, and Rp type having Pg absorption followed.

(2)

6.3.4. Alpine meadow soils Earlier it was mentioned that this soil is composed of a thick humic

horizon, a bleached horizon and an iron-illuviated horizon, underlain by impermeable clayey parent materials ; it is considered to originally have been

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6.3. Humus Composition of Japanese Soils 107

TABLE 6-3 Frequency of humic acid types in soil groups.

A B A B A B A B horizon horizon horizon horizon i horizon I horizon 1 horizon 1 horizon

RB a dB AGL 1 B1 I

2Pi-.Pi- lKp+.P+ l P + * P # 1P+t*P* lP+t*Pw lRp+*Pt t lP+*P+t 1 Rp+ 1 Rp+ 3 Rp 2P+*P+ 1 P& 2 P i 1 Rp+ 1P+t*Pt1+ 1 P+ 3 P+ 2 P+ 5 P + 1 Ptt 3 P+t 5 Ptt 7 P+ 2 2 Pi# 1 P+t 2 1 B+ 1 AM 4

Rp+ 81 P+

PtN 11 11 A+ 1~

1 1 2 1 4

-

-

5 3 1

, I 1

a RB: Red soils and Brown forest soils; dB: Dark brown forest soils; P: Po( Alpine grassland soils; AM: Alpine meadow soils; B1: Black soils. b e.g. , Rp-B means HA combination type of HAS obtained with NaOH and Na,P,O,. successively. c e.g. , PO means type of HA extracted with NaOH or NaOH+Na,P,O,.

hydromorphic but with fairly good drainage conditions. Five profiles were used for analysis (Kumada and Ohsumi, 1967).

The pH values of the humic A horizons ranged from 3.9 to 4.9, and their degree of base saturation from 0.5 to 6.3%. These pH values tended to rise from A horizon to B and C horizons, with the highest 6.1 and the degree of base saturation did not ascend.

The HE and PQ values of the peaty and mucky layers of the humic hori-

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108 Chapter 6. Humus Composition of Soils

zons were 121 to 389 ml of 0 . 1 ~ KMnO, per g soil (n=12) and 51 to 76%, and 155 to 300 ml (n=6) and 55 to 65%, respectively.

As listed in Table 6-3, the HAS of the peaty layers belonged to P type or Rp type having Pg absorption. In the mucky layers and B horizon, most HAS were of P type, but one sample each of B++ type and A+ type was ob- served.

According to a comprehensive study on Peat soils in Hokkaido (Kondo, 1974, 1980), most HAS obtained from peat and muck layers belonged to the Rp type having no Pg absorption. On the contrary, the HAS of AM soils are of the P type or Rp type having Pg absorption. Better drainage conditions have presumably enabled growth of various host plants for Cenococcum grani- forme, perhaps extremely base-deficient soil environments being beneficial to this growth.

A+ and B++ type HAS were observed, though only one of each type. A and B type HAS having Pg absorption were sometimes found in dB and P soils, and were not rare in the alpine grassland and meadow soils of Snow- donia, Great Britain, where P type HAS predominated. The genesis of these HAS will be discussed later.

The humus composition of the AM soils was characterized by larger amounts of soluble humus and higher PQ values comparable to those of the A, horizons of the forest soils, and the HAS of P type or Rp type having Pg absorption.

Thus the common features of the RB, dR, P, AGL and AM soils are (i) acid or strongly acid, base-unsaturated soils, (ii) the predominance of HAS of P type or Rp type having Pg absorption, despite differences in their mor- phological characteristics and the distribution patterns of HAS and FAs in soil profiles.

6.3.5. Rendzina-like soils Although most soils of Japan are acid, it has long been known that

alkaline or weakly acid soils derived from coral limestone or marl are distrib- uted in Okinawa Prefecture, and they have been given various local names. In 1956, the author reported that the HA obtained from a Jiigaru at Kunigami, Okinawa Island was assigned as A type (Kumada and Miyasato, 1956). After the return of Okinawa to Japan, these soils were studied by Shinagawa et al. (1970) and Kawada (1975b), who also reported the existence of A type HAS in some of them.

On the mainland of Japan, exposures of limestone are observed here and there where alkaline soils have been found (Terao, 1961). The author surveyed limestone aieas in Aichi and Mie Prefectures and found alkaline or weakly acid soils originated from limestone; these are tentatively called Rendzina-

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6.3. Humus Composition of Japanese Soils 109

like soils. Differing from the soils described previously, these Rendzina-like soils are characterized by the predominance of A and B type HAS. Although the distribution of Rendzina-like soils is quite limited, the fact that their HAS belong to A or B type is very interesting and important from the standpoint of the genesis of HAS, because these soils are surrounded by Red and Yellow soils or Brown forest soils with P or Rp type HAS.

Here, some experimental results on the humus composition of the Rendzina-like soils are outlined. Soil samples were collected around the limestone mines, at the entrance to a stalactite cave, at the top of a limestone outcrop, and on the colluvia derived from limestone. Their broadly ranging pH values seemed to express various stages of maturity. For instance, they may correspond to Protorendzina, Mullartige Rendzina, Mullrendzina or Braunrendzina proposed by Kubiena (Laatsch, 1954). Morphological and pedological studies have not yet been conducted, except for a description of the profiles at the time of sampling. Many of them were presumably immature.

Analytical results according to Kobo and Oba’s method The data on two soil samples are shown in Table 6-4 (Kumada, 1963).

Sample No. 1 (pH 8.3) was taken at the entrance to a stalactite cave, where rainwater did not penetrate fully. Sample No. 3 (pH 7.6) was taken at a colluvium of limestone. Annual precipitation at the sampling sites is ca. 1,700 mm, but it is inferred that an alkaline pH is maintained because an abundance of calcium ions is continuously supplied from the limestone frag- ments existing in the A horizon.

According to Kobo and Oba’s method (Oba, 1964), the humus was extracted from a mixture of 15 g soil (air-dried, < 2 mm) and 150 ml 0.5% NaOH, 0.5% NaF or 0 . 1 ~ Na,P,O, at 30” for 24 hr. The humus extract was separated from the residues by centrifugation at 7,000 rpm for 15 min after addition of 4.5 g Na2S0,. The extract was acidified with conc. H,SO, (1 m1/100 ml), and HA was separated from FA.

The HA- and FA fractions were analyzed according to the Nagoya

TABLE 6-4 Analytical data obtained by Kobo and Oba’s method.

Sample Extractant U b PQ RF Alogk’ HA t)pe

NaOH 3 . 3 10.3 24 12.3 0.866 Rp No. 1 NaF 18.6 4 . 9 79 87.1 0.583 B

Na,P207 41 .2 12.1 77 120 0.555 A -

NaOH 44.4 53.5 45 18.3 0,874 R p No. 3 Na F 19.4 37.6 44 34.0 0.798 Rp

Na4P207 46 .0 40.8 51 44.1 0.691 B

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110 Chapter 6. Humus Composition of Soils

method (Table 6-4). In sample No. 1, the amount of extracted humus was in the order of Na,P,O,, NaF, and NaOH. The PQ value of the NaOH-ex- tracted humus was low, and those of the NaF- and Na,P,O,-extracted humus were very high. The R F and Alog K values of the three HA fractions were remarkably different from one another, and inverse proportionality was ob- served between the two values. The HAS were Rp, B, and A types, respectively. The amount of extracted humus in sample No. 3 was in the order of NaOH, Na,P,O, and NaF. The PQ values were 44 to 51%. Inverse proportionality between the R F and Aog K values of the three HAS was also observed, but the difference5 in the two values were small. The HAS were Rp, Rp, and B types, respectively.

As illustrated here, the quantity and quality of extractable humus of a given soil vary more or less with the kind of extractant. This is the principle of the method of humus composition analysis proposed by Simon (Simon and Speichermann, 1938). Again, the assumption seems appropriate that HA of a soil is an assembly of fractions whose degree of humification and com- binative status with polyvalent cations, especially calcium ions, have a multi- tude of variations, and different extractions draw out a different part of this assembly.

In sample No. 1, NaOH appears to have extracted the HA fraction which was immature and presumably free, i.e., uncombined with polyvalent cations, while Na,P,O, extracted the fraction which was mature and firmly combined with calcium ions. Because of the large differences in the RF and dlog K values between the NaOH- and Na,P,O, extracted HAS, the possibility that the two fractions overlapped seems small. It is supposed that NaF withdrew part of the Na,P,O,-extracted HA, i .e., the fraction having relatively lower degree of humification and loosely combined with calcium ions. A similar supposi- tion may also be permissible for the FA fractions, although no evidence is available at present.

The differences in HA fractions obtained by NaOH and Na,P,O, in sample No. 3 were small quantitatively and qualitatively, suggesting that the two fractions overlapped to a considerable extent.

These results and discussion led the author to adopt the Nagoya method of successive extraction with NaOH and Na,P,O,.

AnaIj,sis by the Nagoya method The analytical data on the pH and humus composition of soil samples

used are listed in Table 6-5 (Kumada and Ohta, 1965). The pH values of sample Nos. 8 and 9 ranged from 4.8 to 5.7. These soils

were taken at the summit of Mt. Fujiwara (ca. 1,000 m above sea level), and their vegetation was grasses and Miscanthus sinensis (Susuki), respectively.

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TABLE 6-5 Humus composition of Rendzina-like soils.

Sample No.

1 2-1 2-2 3 4-1 4-2 5-1 5-2 6-1 6-2 7-1 7-2 7-3 8-1 8 -2 9- 1 9-2

~

~

pH HE a, b, PQl RF, AlogK, u2 b, Depth (cm)

0-5 0-4 4-14 0-4 0-3 3-13 0-10

10-30 0-4 4-25 0-3 3-18

18-28 0-12

12-24 0-7 7-30

7 .7 80.0 7.6 109 7.5 50.6 7 .2 183 7.2 123 7 .0 101 7 .2 98.2 6 .4 64.6 6.1 87.2 5.5 38.0 6 .1 287 5.8 137 6.6 85.0 5.1 100 5.7 56.6 4 .8 130 5.3 44.9

30.3 31.7

59.9 36.6 25.3 36.6 24.5 29.1

9.3

40.5 14.8 32.2 12.1 43. 5 8.5

9.44

116

32.9 39.3 22.5 69.8 59.6 52.5 39.2 24.4 38.7 24.2

68.6 46.9 59.6 38.4 77.0 36.4

106

48 23 45 21 30 19 46 19 38 26 35 26 48 49 50 75 43 31 28 45 52 19 37 18 24 27 35 32 24 31 36 31 19 52

0.80 0.83 0.81 0.86 0.80 0.79 0.75 0.64 0.74 0.65 0.82 0.81 0. 78 0.71 0.67 0.69 0.54

___

16.4 8 .4 21.9 16.5 9.7 8.9

33.2 19.8 16.5 10.6 12.9 10.4 16.7 5.7 13. 1 2.6 11.8 7.6 2.6 1 .9

46.3 18.2 19.7 8 .3 17.4 5.9 5 .2 3.2 2.8 2.3 5 .9 3.7 - -

66 40 57 46 52 62 63 73 61 76 55 89 75 118 83 139 61 56 42 98 72 44 70 83 75 172 62 70 54 79 61 58 _ -

dlOg& PQ,, fHA fFA HA type

65 80 Rp*Pa/B 0.70 53 0.65 49 0.56 38 0.61 51 0.58 43 0.55 38 0.54 54 0.53 58 0.63 47 0.49 31 0.65 57 0.53 44 0.47 38 0.50 37 0.44 26 0.55 38 - -

59 70 Rp*Po 49 72 RpPo 64 79 Rp-B 69 85 Rp*B 66 83 Rp-A 69 87 BOA 65 90 BOA 71 84 Rp-B 78 93 Po*A+ 72 85 Rp*Po 67 84 Rp-A 46 89 Rp*A 86 95 P&*P+ 81 94 P+.P++ 88 95 P+*P+ - - P+*P+t

r

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112 Chapter 6. Humus Composition of Soils

Annual precipitation was estimated to exceed 2,000 mm. The pH values and humus composition of these samples coincide well with those of the Brown forest soils having an HA combination type of Pep, suggesting that Rendzina- like soils derived from limestone will, in time, become acid Brown forest soils by leaching of calcium ions and acidification in the warm and humid climate of this country. The limestone contains about 5% clay, which serves as the actual parent material.

In Table 6-5, soil samples are arranged in the order of their pH values, since it seems reasonable to suppose that, in soils originating from limestone, pH can serve as an index of their development.

In the first layers (A or A,, horizon), humus composition tended to change regularly in samples No. 1 to No. 7. That is, the RF, and RF, values increased from No. 1 to No. 5, and then decreased, and the reverse was true for dlog Kl and dlog K, values. The fHA and fFA values increased from No. 1 to No. 7. Sequential change in the combination type of HAS was observed : Rp.P,+ Rp-B--. B-A- Rp- B-, Rp-P,. Furthermore, the RF,, values (=RFl x fHA/lOO+RF, x (1 -fHA/100)) showed a change pattern whose apex is No. 5. Thus, so far as the HAS of the first layers are concerned, their progress of humification with the development of soils seems to attain a climax at sample No. 5-1 (pH 7.2), and thereafter retrogresses with soil acidification.

Respective soil profiles showed tendencies of a higher degree of HA humification and lower fHA values in the second layers than in the first layers. This is probably because the amounts of immature organic materials supplied to the second layers are smaller. But regular changes in HA humi- fication degree and fHA values were also observed in the second layers. It should be noticed, however, that sample No. 7-3 (pH 6.6) had an Na,P,O,- extracted HA with the highest degree of humification and showed the lowest fHA value. Since the pH value of this layer was higher than that of No. 7-2, this layer may be regarded as the calcium-enriched B horizon.

The data presented here exemplify the transitional changes in humus composition, especially in HAS with the development of Rendzina-like soils derived from limestone. The soils dealt with in this investigation, however, were all considered ones whose pH values could change very rapidly, i.e., calcium ions were easily leached away because of topographic factors. The reasons are as follows.

Sample Nos. 1 and 2 had pH values of 7.7 to 7.5 and their HAS were considered to be immature, as illustrated by the HA combination type of Rp-P,. On the other hand, Rendzina-like soils are found which have pH values higher than 7 and Na,P,O,-extractable A type HAS. In such cases, limestone fragments existing in the A horizon are thought to have always supplied

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6.3. Humus Composition of Japanese Soils 113

TABLE 6-6 Analytical data on Kinshozon soil.

Extractant a RF AlogK HA type

NaOH 17.4 28 0.827 RP NaF 8 . 3 73 0.642 B Na,P,07 22.0 130 0.509 A

enough calcium ions to maintain pH values higher than 7 over a long period, resulting in the formation of A type HAS.

Analytical results of a soil sample (Kinshozan soil) taken around a limestone mine are shown in Table 6-6. The pH value of the soil was 7.7. HAS obtained by successive extraction with 0 . 1 ~ NaOH, 0. I N NaF, and 0 . 1 ~ Na,P,O, were Rp, B, and A type, respectively.

These experimental results may indicate that, even if limestone is a common parent material, there are considerable differences in soil forming processes and consequently in humus composition between a case where soils are rapidly acidified and one where soil pH maintains an alkaline value for a long period.

6.3.6. Black soils Black soils are characterized by a thick black or blackish brown A

horizon, predominance of A type HA, frequent presence of buried humic horizons (past A horizons), etc.. Some items concerning the humus com- position of Black soils are described: (i) Humus composition of A horizon. (ii) Humus composition of B and C horizons. (iii) Humus composition of immature volcanic ash soils. (iv) Changes in humus composition resulting from human interference. The buried humic horizon will be dealt with in Chapter 11.

Htrmirs composition of A horizon The analytical results of the humus composition of Black (Bl) soils by

the Nagoya method were reported by Kumada et a/. (1967a,b), Ohtsuka (1974a), Ohtsuka and Arai (Kurobokudo Cooperative Research Group, 1984; Wada, 1986), Yoshida et a/. (1978) and Sakai et a/. (1982a). From among them, the data on 14 soil samples were chosen as representative of manure virgin soils. The HE and PO,, values of their A,,, A,, and A,, horizons were 70.4 to 300 m l O . 1 ~ KMnO, per g soil and 50 to 71% (with one exception of 44%) (n ; 14), 83.4 to 249 ml (with one exception of 405 ml) and 49 to 71% (with one exception of 82%) (n ; lo), and 107 to 164 ml and 41 to 74% ( i t ; 4), respectively. These values are plotted in Fig. 6-2.

Generally, the HE values decreased from A,, horizons to A,, horizons,

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114 Chapter 6. Humus Composition of Soils

and further to A,, horizons, but the PQ,, values did not always decrease cor- respondingly. As seen in the figure, the HE values of the B1 soils tended to be comparable to those of the AGL soils, but the PQ,, values of the former were higher and comparable to those of the A, horizons. The high PQ,, value is one of the characteristics of B l soils.

Most fHA and fFA values were higher than 90%, and 80% levels were few, although it is considered that a large part of the NaOH-extracted humus is in the form of Al-humus complex. The NaOH-extracted HAS were all assigned as A type (n; 22). The Na,P,O,-extracted HAS also belonged to A type, with exceptions of 2 Po type and one each of PA and B types. Thus, the HA combination type of the B l soils can be said to be A-A (Table 6-3).

Humus composition of B and C horizons From the 14 soil samples, 5 were analyzed for their B and C horizons.

Part of the data are cited in Table 6-7. The HE values decreased from B to C horizons sharply. As seen in the table, the PQ,,, fHA, and fFA values tended to decrease downward from the B to C horizons, as was the case with Brown forest soils. The HA combination types were diverse, and the presence of types other than A type was noticed, although Rp and Po types were absent.

Immature volcanic ash soils The R F and Alog K values of the NaOH and Na,P20, extracted HAS

of extremely immature soil collected near the crater of Mt. Aso (an active volcano on Kyushu) under Rhododendron kiusianum (Miyamakirishima) were 25 and 0.84, and 34 and 0.74, respectively, and the straight line linking the positions of the two HAS on the RF-Alog K diagram pointed to the Po type area (Fig. 6-4). Shinagawa (1962) collected immature A horizon samples

TABLE 6-7 Humus composition of the B and C horizons of Black soils.

No. Horizon PQi? fHA f FA HA type

14 B1

B? 16 B 17 B

C 18 B

C Ni* B

C , C2

40 40 41 49 17 29 10 53 20 20

55 12 86 56 27 8 0 54 83 55 67

65 31 93 77 57 89 86 85 67 79

* Data from Ohtsuka (1979).

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6.3. Humus Composition of Japanese Soils 115

0

I r

/ I I I ,

40r- 20

TABLE 6-8 Humus composition of immature Black soils.

Sample HE

OH-1% 49.4 OH-(1)a Ta-lb 108 HlAib 127 HlCb 23.0 H5Aib 79.8 HlCb 6 . 7

ai bi PQI AlogKi

24.9 21.1 54 0.678 0.695

63 40 61 0.651 61.4 60.0 51 0.595

8 .2 13.8 37 0.585 46.9 27.5 63 0.598 2 .5 3.5 42 0.620

RF, a? b, PQ, AlogK, RF? fHA fFA HA type 40.7 1.4 2 .0 41 0.685 - - - Po- 28.9 Po- 52 3.8 1.6 64 0.519 72 94 96 B-Pk 75 2 .9 2.9 50 0.534 74 95 95 B-B 77 0.5 0 .5 50 0.496 109 94 97 BOA 74 3 .7 1 .8 67 0.486 130 93 94 BOA 66 0.3 0 .3 50 0.468 113 89 92 B,*A

a Ohtsuka (1974a). b Kurobokudo Cooperative Research Group (1984).

derived from the volcanic ash which erupted from Mt. Sakurajima in 1914, incubated them for several months, and determined the RF and Alog K values of the HAS extracted from the samples before and after incubation. As shown in the figure, the Rp type HAS tended to transform into the Po type HAS by incubation. These findings suggest strongly that the transformation of Rp type to Po type expresses the early stage of humification in volcanic ash soils. The recent study on the soils of the Krakatau Islands by Shinagawa et al. (1986) supports this idea.

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116 Chapter 6. Humus Composition of Soils

The humus composition of the 4 immature volcanic ash soils of known ages is shown in Table 6-8. Sample OH-(1) is the volcanic fallout of Mt. Sakurajima in 1914, and sample OH-1 is the A horizon formed on it. The NaOH-extracted HAS of these samples belong to the Po type. The IIA horizon underlying the fallout layer was formed on the volcanic ash layer aged 1779 A.D., and the HA was the A type.

Samples Ta- 1, H-1 , and H-5 were collected from the A horizons derived from Ta-a layer (a volcanic ash layer erupted from Mt. Tarumae in 1739 A.D.). The NaOH-extracted HAS of these samples were of the B type, and minute amounts of the B, A, or Pk type HA were found in the Na,P,O, ex- tracts. The NaOH-extracted HAS obtained from the IIA horizons of samples H-1 and H-5 underlying the Ta-a layer were assigned as the A type.

These analytical results support the idea that in the case of volcanic ash soils, the HA successively develops from Rp(1) type to Po type, B type, and finally to A type.

Based on these findings as well as the information afforded by Dr. Renzo Kondo (personal communication), 200 to 300 years seem necessary for the formation of A type HA. Here “formation of A type” means that the NaOH- extracted HA is assigned as A type.

Kobo and Oba’s study Using 46 soil samples taken from the A horizons of uncultivated volcanic

ash soils (Black soils), Kobo and Oba (1974) studied the relationships be- tween humus composition and parent materials, their degree of weathering, the geographic distribution of the soils and other factors. Part of the results concerning the humus composition itself are cited below.

The vegetation was diverse with grasslands and forests occupying ap- proximately equal sites. It is considered that some forests were established as the result of succession from grasslands and the rest was actually planted forests .

Thirty-two out of 46 soil samples (76%) contained A type HAS, illustrat- ing that HAS of Black soils are characterized by this type. The PQ values of the samples ranged from 50 to 75%. As shown in Fig. 6-2, they were comparable to those of the A,, horizons of the Black soils described previously.

The HA types of the other 14 soil samples were: 1 Rp type, 3 Po type, 5 B and 1 B* types, and 4 P* and 1 P, types. It seems reasonable to consider that the presence of Rp, Po, or B type indicates immature Black soils. Further- more, arid soil environments inferred from their gravelly soil texture and high degree of base saturation may have interrupted the progress of Black soil formation. At the same time, the existence of P type suggests that the soils were in fact Brown forest soils, not Black soils, because Takami and Kubo

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6.4. Humus Composition of Foreign Soils 117

(1983) reported examples of Brown forest soils derived from volcanic ash, their HAS being assigned as P type.

Soil having Ap horizon Soils with Ap horizon are included in the literature cited. They were

utilized as pastures, wild grassland for grazing, tea gardens, bamboo forests, and abandoned fields. Presumably the Ap horizons have been ploughed, and soil improving materials such as calcium carbonate and fused rock phos- phates, chemical fertilizers, and farmyard manure have been applied. In some cases, the humus composition of the Ap horizons could not be discrimi- nated from that of A horizon, but the former seemed to differ primarily in the following aspects: (i) The a and b values were 50 ml 0 . 1 ~ KMnO, per g soil or smaller. When the A,, horizons were present, the a, or a, and bl values of the Ap horizons were smaller than those of the A,, horizons. (ii) The PQ, values were 34 to 44% and lower than those of the A,, horizons. Thus, the FA fraction and, even more the HA fraction seemed to be more or less de- composed by cultivation. Most HAS of the Ap horizons remained A type, but in some cases had degraded to B or Po type.

In afforested soils, some cases have been observed where the HE values of the A,, horizons were smaller than those of the A,, horizons. It is uncertain, however, whether this implies the decomposition of the humus of the A,, horizons due to afforestation or that the A12 horizons were actually IIA, horizons.

As described by Kononova (1975), many investigations have been con- ducted on the changes in humus composition after cultivation of natural soils. But the influence of human interference in the humus composition of natural soils should be studied further.

In summary, the humus composition of Black soils is characterized by the predominance of the NaOH-extractable A type HAS and high (50 to 75%) PQ values.

6.4. Humus Composition of Foreign Soils

6.4.1. Soil of Great Britain During his stay in Liverpool, 1966, the author took soil samples of a

Podzol at Delamere Forest, a Brown earth at a lowland pasture in North Wales, and several AGL- and AM-like soils in Snowdonia under the guidance of the late Dr. H.M. Hurst of Liverpool University, and samples of two Podzols at Windy Hill and Tyrebagger Forest in the suburbs of Aberdeen, Scotland, under the guidance of Dr. E.A. Fitzpatrick of the University of Aberdeen. Information on these soils is described below.

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118 Chapter 6. Humus Composition of Soils

Delamere Podzol

AGL (No.3) soil AM(NO.~) soil 30 1 HA FA

C

HA

AP 1

AP2

AM A2 B

FA

Fig. 6-5. Britain. AGL: Alpine grassland soil; AM: Alpine meadow soil.

Profile distribution of humic acid and fulvic acid in the soils of Great

Podzols The three Podzols corresponded to the Po soils in Japan and had well

developed L, F, and H layers and also A, horizon (Kumada, 1967). The pro- file of Delamere Podzol is shown in Fig. 6-5. The pH values of soil samples ranged from 2.9 to 4.8, were lowest in the H layers, and tended to rise down- ward through the profiles.

In samples (n=9) of the A, horizons, the HE and PQ,, values ranged from 350 to 965 ml 0 . 1 ~ KMnO, per g soil, with one exception of 102 ml, and 55 to 68%, respectively, and both fHA and fFA values exceeded 90%. No differences of these parameters were observed among the L, F, and H layers. The HA types and their frequency of the NaOH- and Na,P,O, ex- tracted HAS were 6 Rp type, 1 Rp-T type, 1 P* type, and 1 A type; and 1 Rp type, 3 Rp-T type, 2 Po type, 1 Po-T type, 1 B-T type (RF 41), and 1 A type, respectively. Thus the Rp type HAS predominated, there was only one P* type HA, and the existence of A type HA was noticeable.

The A type HAS were found in the H layer and also in the A, horizon of Tyrebagger Podzol, where there was an abundance of charcoal. The charcoal was presumably the result of forest fires. As the HA extracted from the charcoal with 0 . 1 ~ NaOH exhibited the same shape of absorption curve as

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6.4. Humus Composition of Foreign Soils 119

that of soil A type and its RF and Alog K values were 134 and 0.508, respec- tively, the A type HAS observed in the H and A horizons probably originated from the charcoal.

It should be noted that 6 out of 18 absorption curves of HAS determined showed absorption bands suggesting the existence of tannins, and they were all obtained from the L and F layers.

It is evident that the humus composition of the A, horizon of the three Podzols resembled that of the A,, horizons of the acid forest soils in Japan, except for the existence of A type HAS. All three had well developed A, horizons, contrary to the Japanese Alpine podzols which lacked this horizon. The HE values of the B horizons were remarkably larger than those of the A, horizons, indicating the significant accumulation of HA and FA. The fHA and fFA values were mostly higher than 90%, although in some samples of the B horizons levels were 80%.

As shown in Table 6-9, the NaOH-extracted HAS were assigned as the P, B or A type, and all of them except for one (A type) had Pg absorption. The A+ and B+ types may be explained as a mixture of the P type and the A type originated from charcoal ; this will be discussed later.

Thus the humus composition of the three Podzol profiles was, in princi- ple, not different from that of Japanese Podzols, except for the existence of A and B type HAS.

Podzol Great Britain

P&*PO 4 P*-+*P*-++ 6 BiPo 1 B**Po/A/Ai 3 A-A 1 A I ~ A I 1

Poend 1 Po*Po/P+ Czechoslovakia

Pvnd Pkmd 1

p+.p++-+, 2 1

Canada P+.P+ 2 A*Po 1 B+*A% A+-P+ 1

AGL soils, AM soils, and Brown earth In Snowdonia, North Wales, grassland soils niorphologically resembling

Chernozem Czechoslovakia

Rp*A 1 Ro*A+ 1 BOA 2

Rp,IPo,!P+*A 3 Canada

Grey brown podzolic soil Czechoslovakia

Rp*Po 1 R p A * 2

Brown forest soil Czechoslovakia

R ~ P D 1 Rp*Pi-+ 2 BOP+ 1

TABLE 6-9 Humic acid combination types of foreign soils.

A horizon n B horizon it 1) A horizon n B horizon ti

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120 Chapter 6. Humus Composition of Soils

the Alpine grassland soils in Japan were widely distributed. Meadow soils resembling the Alpine meadow soils in Japan were observed locally, although the former lacked the volcanic ash and other mineral layers common in the latter. The two kinds of soils are termed here AGL and AM soils for con- venience sake. Soils found under the lowland pasture are classified as Brown earths.

The profile distribution of HAS and FAs of these soils is illustrated in Fig. 6-5. Analytical results of the soils of 4 AGL soils, 2 AM soils, and 1 Brown earth are listed in Table 6-10, and outlined below (Ohsumi, 1969).

The pH values of the first layers (A or A, horizon) were 4.0 to 4.3, rose downward through the profiles, and the highest was 5.4. The degrees of base saturation of all samples were below ca. lo%, and were mostly lower than 5%, with one exception of 26% for the A, horizon of the Brown earth. Podzolization was observed in the AM soils. Therefore, these soils were all strongly acid and base-deficient, as was the case of the corresponding soils in Japan.

The HE and PQ values of the A horizons of the AGL soils and the Brown earth were comparable to those of Japanese AGL soils. The HE values of the peaty horizons of the AM soils were smaller and those of the mucky horizons larger than those of the Japanese AM soils, and their PQ values were comparable. As seen in Table 6-10, most HAS belonged to P type, but the A or B type having Pg absorption was not rare.

Compared with corresponding soil groups in Japan, one of the significant, characteristics of the humus composition of the Podzols, AGL and AM soils, and the Brown earth in Great Britain is the relative abundance of the A and B types.

As mentioned, charcoal seems to be the source of the A type in Podzols. However, the facts that the A and B type HAS appeared together with the P type, and that most of them had Pg absorption suggest the transformation from P type to B type, and further to A type. Furthermore, as stated in Chapter 5, the Pg fraction separated from the P type HA was located on the A type area of the RF-Aog K diagram, because of the large R F and low 4log K values. Accordingly, the HAS assigned as A or B type might, in fact, have been the Pg fraction itself or P type having large R F value.

The second difference between the HA types of Great Britain and Japan is that Rp type HAS were absent in the A, B, and C horizons of the former, but present in the latter, presumably reflecting the difference in the maturity of soils. It is considered that the soils in Japan have been continuously eroded and renewed, because of sleep topography and much rainfall and, as a result, immature Rp type HAS have been preserved.

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6.4. Humus Composition of Foreign Soils 121

TABLE 6-10 Humus composition of AGL, AM, and BE soils in Great Britain (Ohsumi, 1968).

'Oil Horizon pH DBSb groups AGL 1 A 4.1 10.0

B 4.9 5.9 C1 4.8 5.3 Cz 5.4 17.0

2 A,, 4.2 1.1 A,, 4.1 - B, 4.6 2.4 Bz 4.7 3.1 C 4.8 3.7

3 A 4.3 11.6 Bl 4.8 9.2 Bz 4.9 6.9 C 5.0 5.3

4 A 4.3 3.0 B1 4.7 1.4 B, 4.8 1.6 C 4.9 1.4

HE

186 84 4.3 0.9

209 341 117 13.7 11.8

141 69.5 43.2 22.8 162 78.2 51.6 27.8

R F AlogK

36 0.62 91 0.54 61 0.49 44 0.52 34 0.65 46 0.58 71 0.55 46 0.54 90 0.48 30 0.65 56 0.56 70 0.54 63 0.54 35 0.64 55 0.59 50 0.50 64 0.54

HA type PQ

49 49 17 19 66 54 34 33 13 37 30 34 29 53 46 41 44

-

4.0 4.1 3.9 4.2 4.4 4.2 4.4

4.1 4.2 4. 5 4.6 4. 7

1.9 1.4 1.6 1.4

1.5

26.1 10.3 3. 3 1.7

10.6

173 159 239 42.5 45.1

206 334

354 180 102 38.7 6. 8

56 0.65 78 0.52

104 0.52 84 0.60

102 0.68 78 0.55

106 0.53

43 0.61 69 0.55 87 0.50 71 0.52 40 0.49

B+ 69 B i 65 A+ 81 A t 73 A+ 14 B* 50 A* 68

P i 56 P i 52 A+ 43 P+t 28 Ptt 22

a AGL: Alpine grassland soil; AM: Alpine meadow soil; BE: Brown earth. b Degree of base saturation (%).

Despite these differences in HA types, the predominance of P type HA seems to be a common feature of the soils of both Japan and Great Britain.

6.4.2. Soils of Czechoslovakia The distribution patterns of HAS and FAs of four soil profiles collected

in the suburbs of Prague in 1967 are shown in Fig. 6-6. The displayed amounts of HA and FA were 10 times those in Fig. 6-4, and the shaded portion of the figure indicates the Na,P,O,-extracted HA and FA. The pH values were

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122 Chapter 6 . Humus Composition of Soils

Chernozem

HA

C

FA

Gray brown podzolic soil

HA FA

ElA B

C

Brown forest soil

HA FA

A

(B)

BIC

C

30 2o t 1

Podzol HA FA

Fig. 6-6. Profile distribution of humic acid and fulvic acid in the soils of Czechoslovakia. The shaded portion of the figure indicates Na,P,O,-extracted fraction.

about 8 for the samples of Chernozem, and decreased in the order of Gray brown podzolic soil, Brown forest soil, and Podzol. But the pH values of Podzol were about 5, and higher than those of Podzols of Japan and Great Britain. As seen in Fig. 6-6, the HE values of these soils were remarkably small compared to those of the soils of Japan.

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6.4. Humus Composition of Foreign Soils 123

In the A,-A/C horizons of Chernozem, the NaOH-extracted fractions were characterized by very low PQ, values and Rp or immature B type HAS and, on the contrary, the Na,P,O,-extracted fractions by very high PQz values and A type HAS. The fHA and fFA values ranged from 26 to 46% and 78 to 82%, respectively, significantly lower than those of acid soils.

The pH values of Gray brown podzolic soil rose downward through the profile and the fHA and fFA values decreased, suggesting the initiation of acidification or leaching of exchangeable cations. Similarly, the fact that the Na,P,O,-extracted HA of the A horizon was assigned as Po type may indi- cate degeneration of the humus of this soil.

The Brown forest soil was different from those of Japan with respect to pH, fHA and fFA values, and the HA combination type was Rp*Po/P*.

The humus composition of the Podzol was analogous to those of Japan and Great Britain, except that Po type HAS were predominant.

6.4.3. Soils of Canada Analytical data on the humus composition of Canadian soils in each of

Chernozemic, Solonetic, Cryosolic, and Podzolic soil samples were described previously. There are additional data on soil samples taken during an inspec- tion tour at the 1 I th International Congress of Soil Science held in Edmonton in 1978 (Kumada and Ohta, 1979). The humus composition of the three Chernozemic soils including sample # I in Table 3-1 is summarized as follows. The ranges of the pH, HE, P e l , PQz, fHA, and fFA values were from 6.6 to 6.8, 23.6 to 82.9 ml 0 . 1 ~ KMnO, per g, 48-54%, 82-90%, 48-51?;, and 8 1-90%, respectively. Although there were only three samples, the ranges of each value were very narrow, except for the HE values. The NaOH-extracted HAS belonged to Rp, Po or B* type, but the Na,P,O,-extracted HAS were all A type (Table 6-9). Thus, one of the characteristics of Chernozem humus is that about half of the HA is of the Na,P,O,-extractable A type. Compared to the Canadian Chernozems, the Czechoslovakian Chernozem had lower PQ, and fHA values, presumably because of the higher pH values.

Concerning Podzols, five samples of the Ah, Ae, Bhf, and Bf horizons taken at three sites were analyzed. The data were fragmentary, but indicated a close similarity to those of the Podzols of Japan and Great Britain. A type as well as P type HAS were found, and the existence of charcoal was con- firmed in the horizons having the former.

6.4.4. Soils of Thailand The soil classification system was based on the USDA system and ex-

plained by Moorman and Rojanasoonthon (1972). Suzuki et al. (1980) carried out a humus composition analysis of a large number of the unculti-

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TABLE 6-11 Humus composition of soils of Thailand. Group 1 (RZ, BF, GM, NCB) (Data from Suzuki et af. (1980))

No. Horizon pH HE PQiz fHA fFA ~~~~~~

... . . . .. .

62 3 61 a Rp-k- 66 4 62 a RpaA 74 5 66 RO Po . .

55 6 53 a R~PA+. 60 5 51 a Rp-A 69 2 48 Rp=Pi 10 3 41 P0.A 10 2 42 a Rp-A

C- 8.1 6.68 65 2 42 a Rp-A 16 7.7 34.1 19 5 59 a RpoA BF i! 1.8 30.8 84 4 15 a RD-A

Bi" 1.4 25.2 82 2 14 a Rb-A C 7.8 9.61 16 4 10 a RpoA

11 Ap 1.1 31.0 51 13 65 a Rp-A GM Alz 7.5 18.1 58 5 55 a Rp*A

AB 8.2 11.0 14 2 38 a Rp-A Bt 8.0 2.49 69 3 41 a Rp-A

6 Ap 1.9 22.9 81 20 80 b Rp*A NCB B, 7.1 19.2 85 13 85 b B=A 15 Ap 7.8 26.2 17 29 82 b Rp*A BF A12 7.8 22.3 80 28 83 b B*A

Bzt 7.4 15.1 82 11 85 b BOA

5 49 78 d A=A

No. Horizon pH HE PQIZ fHA fFA ~,~~~~~

8 Ap 6.3 14.0 67 56 82 c BOA-- NCB Bzt 6.5 6.94 51 45 81 Po*A,t

B, 6.1 5.62 38 42 60 i Rp-Bi 5 Ap 6.5 20.2 84 69 87 d A-AI

NCB A12 6.2 20.1 86 14 87 d A*A Bzl 6.3 18.6 88 80 85 d A-A Baz 1.9 9.0 87 48 82 d A-Ai

9 Ap 5.6 15.5 69 82 90 d A*A NCB Ale 6.0 11.9 15 64 81 d A*A

B, 5.5 1.42 18 59 76 d A=A& Bz 5.5 4.42 56 24 81 e B-Ai

4 Ap 5.2 5.18 40 85 92 e B,t-A,t NCB Az 4.9 4.55 43 81 92 f Bi*B*

B, 4.6 3.26 62 91 84 e B&*Ai

Group 3 (RBL, RYLO, RBLO) 32 AD 6.6 9.09 43 70 91 c B-A+ e L Bz: 6:5 2.95 41 50 66 i RpkiB*

Bzr 5.8 2.80 39 41 58 i Rp*B* 35 Ap 6.4 3.90 65 68 89 c B=Ai RYLO AB 6.5 1.48 39 10 81 c B,t*Ai

31 Ap 5.9 6.06 42 56 81 c B*A* B, 6.5 1.02 25 69 81 Bi*P*

RBL Bzi 5.1 10.4 53 12 89 c B*A* B,t 5.4 6.49 37 55 17 Rp*A

28 Ap 6.5 21.7 70 85 91 d A*A& RBL A, 6.3 14.9 68 83 90 d A-A*

B, 6.2 5.11 51 80 88 d A i * A 36 A, 6.0 6.68 66 89 94 d A=A*

jl Fu B 9

P 1 %. n 0 b

cn 2. k

Bt 1.0 4.65 50 64 80 i Rp*B* RYLO B, 5.8 5.19 54 88 93 e B-A+

Page 138: Chemistry of Soil Organic Matter

No. 'Horizon pH HE PQla fHA fFA r$lzgE 29 Ap 5.3 21.8 61 93 96 e B-A RBL B, 5 . 5 8.91 51 89 89 e BOA*

B, 5.2 6.61 54 93 93 e B - A i 33 Ap 6.2 32.9 54 81 90 f B*B* RBLO B1 5 . 1 16.1 43 91 90 f B*BI

B2 5 . 1 4.50 21 10 15 f B*Bi 30 A, 4.9 22.6 26 91 95 f B*B RBL B, 5.3 5.81 10 84 82 i Rp=B*

B2 5.3 3.95 9 14 13 Rp*A* 34 All 5 .5 11.9 48 93 91 g Po*Po RYLO A,, 4.5 8.91 44 95 98 g P h - P i

A,, 4.8 6.01 40 94 95 h A&*A* Bzt 4.8 4.29 34 90 93 Bi*B+

Group 4 (GP, RYP, P) 18 A11 6.1 GP A,, 6. 1

A,- 5.4 B, 5.2

21 Ap 5.9

19 AD 6.4

RYP A12 5 . 1 Bt 5.4

GP A, 5.1

23 Ap 5.8 R2t 4.8

RYP A12 5.6 A2 4.8 B1 4.8 B2 4.9

13.2 61 18 92 c BOA& 8.35 63 88 95 d A-A* 3.19 53 94 91 d A*A+ 3.09 55 93 96 d A*A+

13.2 69 89 96 d A*A* 1.83 72 51 86 d A*A& 2.13 45 88 93 d A**A* 6.12 55 91 % e Bi -A* 3.35 33 85 94 e Bi -A* 2.70 35 93 93 f B*-B+

23.1 72 78 90 e BOA 16.1 60 85 92 e B-Ah 11.9 61 % 94 e BOA+ 5.95 62 90 78 e BOA* 4.68 55 90 15 e B+.A&

No. Horizon pH HE PQlz fHA fFA F$iirf:l 20 Ap 4.9 11.8 31 92 94 e B**A* GP A12 4.8 11.4 30 88 95 e B+-A+

B, 4.8 5 .46 14 84 89 Rpo-41 B, 4.1 2.47 14 80 71 i Rp**Bi

24 All 5 .5 24.6 65 84 93 e BaA RYP A12 4.8 11.0 55 94 96 e B&=A*

A, 4.9 3.63 43 94 91 h A+aB+ Bit 5.1 3.04 33 92 94 B;*P;

25 All 5.6 26.6 41 91 96 g P+*P& RYP A12 5.3 26.1 45 95 91 f B**B*

A, 5.0 9.01 23 90 96 f B+*Bttt B21 5.0 5.95 29 85 89 f B**B* B,, 5.3 3.35 16 75 11 Rp-Rp+

26 Ap 4.6 15.1 36 95 96 f B**B+ RYP B, 4.1 5.20 11 73 84 I Rpi*B+

B2 4.9 3.29 7 64 71 i Rp+*Btt 21 A1 4.3 16.9 61 97 98 h A**B* GP A, 4.3 10.4 58 97 97 h AI*PI

Bzt 4.1 10.0 49 91 91 h A**P* 22 All 4.1 16.4 15 97 96 h A-Po P A12 5.2 9.73 19 91 96 h A*wP+

A2 5.0 1.64 10 92 96 h A**Pk B2h 4.9 22.7 40 98 99 BI*P*

Bag 5.3 13.5 9 85 92 h A*Po Bzig 5.0 23.7 16 93 98 h A*P*

RZ: Rendzinas; BF: Brown forest soils; GM: Grumusols; NCB; Noncalcic brown soils; RBL: Reddish brown lateritic soils; RYLO: Reddish yellow latosols; RBLO: Reddish brown latosols; GP: Gray podzolic soils; RYP: Reddish yellow podzolic soils; P: Podzols.

CI t 4 VI

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126 Chapter 6. Humus Composition of Soils

vated and field soils. Soils used included Rendzina (RZ, 1 (number of sample soils)), Grumusols (GM, 2), Brown forest soils (BF, 3), Noncalcic brown soils (NCB, 7), Reddish brown latosol (RBLO, I), Reddish yellow latosols (RYLO, 3), Reddish brown lateritic soils (RBL, 5), Gray podzolic soils (GP, 4), Red- dish yellow podzolic soils (RYP, 5) and Podzol (P, 1). They were utilized as deciduous forest, grasslands, rubber plantations, orchards, and fields (cassava, maize, sorghum, cotton plants, sugarcane, and wheat, etc.).

As humus composition is more or less modified by human intervention, the soils were not necessarily appropriate for samples. However, it was con- sidered that chemical fertilizers and soil amendments had been applied only sparingly, so that the effect of such intervention could be largely ignored. For ease of consideration, the soils were divided into the following four groups: 1; RZ, GM, BF, including 1 NCB, 2; NCB, 3; RBL, RYLO, RBLO, and 4; GP, RYP, P. The pH, HE, PQ,,, fHA and fFA values and HAcombina- tion type of each group are listed in Table 6-11.

The ranges of pH values of groups 1 to 4 were from 8.1 to 7.4, 8.2 to 4.6, 6.6 to 4.9, and 6.7 to 4.3, respectively. The range of group 1 was narrow, that of group 2 very wide, and those of groups 3 and 4 almost overlapping. In group 4, the changes in pH values among the horizons of a soil having lower pH values than 5 were small, as was true in soils of other groups, but there were trends that the pH values of the horizons of a soil having higher pH values than 5, rose upward along the profile, suggesting a supply of bases from the A, horizon.

The HE values of the uppermost A horizons of groups 1 to 4 ranged from 22.1 to 34.7 ml 0 . 1 ~ KMnO, per g, 5.2 to 20.2 ml, 6.7 to 32.9 ml and 6.7 to 26.6 ml, respectively. Even the HE values of group 1 were far smaller than those of the Japan soils. This may be one of the characteristics of tropical soils, rather than the consumption of humus by agricultural work.

Several examples of the profile distribution of HAS and FAs are shown in Fig. 6-7. With one exception (a Podzol which showed a remarkable ac- cumulation of HA and FA in the B horizon, sample No. 22 in Table 6-11), the amounts of HAS and FAs decreased downward through the profiles. In most soils belonging to group 1, the amounts of HAS and FAs (especially the former) were little changed to a depth of 40 to 50 cm, as illustrated by sample No. 16. Similar patterns were observed in soils belonging to group 2. Generally speaking, however, the distribution patterns of HAS and FAs along the soil profiles were diverse, and their grouping into types as done for the RB, dB, and P soils in Japan was impossible.

As shown in Fig. 6-7 and Table 6-1 1, the fHA and fFA values as well as the amounts of HAS and FAs varied remarkably with each soil profile, but there were tendencies that the Na,P,O,-extractable humus was relatively

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6.4. Humus Composition of Foreign Soils 127

No.11, GM No.7, NCB No.16, BF HA FA HA FA HA FA

L N0.29, RBL No.33, RBLO A FA HA FA HA FA HA FA

A,

B1

B2

U U

No.27, RYP No.25, RYP

HA FA

a ,b (O.INKMn0,) cm 0 5 10 15 ml

20 30

HA FA

No.20, GP No.21, GP 4 FA HA FA

Fig. 6-7. Profile distribution of humic acid and fulvic acid in the soils of Thai- land (data from Suzuki ef al. (1980)). The shaded portion of the figure indicates Na,P,O,-extracted fraction.

predominant in horizons having pH values higher than 7, and decreased with acidification.

Grouping of humic acid combination type According to Table 6-11, the main HA combination types were as fol-

lows: a(Rp*A), b(Rp/B*A), c(B-A), d(A*A), e(B*A), f(B-B), g(P-P), h(A*A/ B/P). The order of these types from a to h was accompanied by the lowering

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128 Chapter 6. Humus Composition of Soils

70

60 s

of soil pH and the ascent of fHA, and the fHA and pH values enabled discrim- ination among combination types a, b, c and e (Fig. 6-8). For example, combination types c and e hold BOA in common, but are discriminated from each other by different fHA and pH values.

As seen in the figure, the fHA values of samples having a(Rp-A) type were less than lo%, increased from the b(Rp/B*A) type toward the h (A. A/B/P) type, and attained a level of 90% at the g(P*P) and h types. The fFA values showed similar trends (Table 6-11). The pH values of samples with a and b types were above 7, and tended to go down toward those of the h type. In addition, i(Rp-B) type was observed in the A/B or B horizons with wide pH ranges of groups 2, 3 and 4, and so may be regarded as an immature type. The combination types, such as B-P, P,-A, etc. were observed, but they were left out of consideration because their numbers were very few. Three Rp-A types found in the acid B horizons were also neglected. Except that the i(Rp-B) type was found widely in the A/B and B horizons of groups 2 to 4, the horizons of each soil had the same HA combination type or in some cases two adjacent types.

- * . . -

100

80

30

20

10

-

-

~

-

I t I , $ 1 , I I , I ,

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6.4. Humus Composition of Foreign Soils 129

Concerning the relations between groups 1 to 4 and the HA combination types a to h, group 1 is composed of the a and b types, group 2 the c, d, e, and f types with one exceptional b type, and the g type and the g and h types are added to groups 3 and 4, respectively.

The PQ,, values of samples by each combination type in the respective groups are shown in Table 6-11. Samples belonging to group 1 and having a(Rp-A) and b(Rp/B*A) types and those in group 2 and having the c(B-A) and d(A*A) types had fairly convergent higher PQlz values, but the rest showed considerably divergent PQ,, values.

Thus it is evident that there exist more or less regular relatiouships be- tween the HA combination type and soil pH, fHA, fFA or PQ,,.

Incidentally, groups 1 to 4, on the one hand, are respectively composed of many great soil groups, and on the other hand, include plural HA combina- tion types. The relationships between the great soil groups and the HA combination types are as follows:

Group 1: This group is composed of all the samples belonging to the RZ, BF, and GM soils and one sample of the NCB soils; their combination types were a(Rp*A) and b(Rp/B-A). The pH values of the samples ranged from 8.1 to 7.4. Samples of the a type were distinctly discriminated from those of the b type by their lower fHA, fFA, and PQ values. In addition, the RF values of the NaOH-extracted HAS were 13 to 29 for the a type and 34 to 43 for the b type. Each sample having b type belonged to the BF and NCB soils, and those of the a type belonged to the RZ, BF or GM soils. In other words, the RZ and GM soils had the a type in common, and the BF soils had the a and b types.

This group is composed solely of NCB soils. The pH range was wide, 8.2 to 4.6, and there were found the b(Rp*A), c(B-A), d(A*A), e(B*A), f(B-B), and i(Rp-B) types. The pH values of the samples tended to descend in this order, except for the i type. This group illustrates that a great soil group can have various HA combination types.

RBL, RYLO, and RBLO soils composed this group. Al- though samples of the RBLO soil had only the f(B*B) type, the combination types of the RBL and RYLO soils were diverse, and they had three types in common.

Group 4: This group is composed of the GP, RYP, and P soils. Sam- ples of the P soil had the h type, and GP and RYP soils had diverse types with 4 types in common.

It may therefore tentatively be concluded that as far as soil pH, HA com- bination type, and fHA are adopted as criteria, plural great soil groups can hold one HA combination type in common, a great soil group can have plural HA combination types, and plural great soil groups can have several common

Group 2:

Group 3:

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130 Chapter 6. Humus Composition of Soils

combination types. This conclusion indicates that the great soil groups classified according to morphological characteristics do not always correspond to their humus composition; that is, each great soil group does not necessarily have its own peculiar humus composition. For instance, it is impossible to discriminate Grumusols and Rendzinas from each other with respect to soil pH, HA combination type, and fHA. It seems curious that the Black soils and part of the NCB, RBL, GP, and RYP soils contain the d(A*A) type in common, but that the former should be distinguished from the latter on the basis of other criteria. This problem is left for future investigation.

Frequency of Pg absorption Although the P type HAS were found exclusively among the soil samples

having pH values of 4, other HA types with Pg absorption were often ob- served in soil samples with wide pH ranges. The frequency of Pg absorption in the HAS is summarized as follows.

Group 1 : Only two of Na,P,O,-extracted HAS had Pg absorption. Group 2: Pg absorption was observed in about half of Na,P,O,-

extracted HAS, and in 3 NaOH-extracted HAS obtained from the soil having the lowest pH values.

Group 3: Seven out of 27 NaOH-extracted HAS and 22 out of 27 Na,P,O,-extracted HAS had Pg absorption.

Group 4: Twenty-seven out of 40 NaOH-extracted HAS and 37 out of 40 Na,P,O,-HAS had Pg absorption.

There were tendencies that the frequency of Pg absorption was higher in the Na,P,O,-extracted HAS than in the NaOH-extracted HAS, and increased from groups 1 to 4, presumably with the increase of soil acidity.

6.5. Generalization of Humic Acid Combination Type

As the series of HA combination types mentioned above were obtained on the basis of the analytical data of a large number of soil samples of Thailand including many great soil groups, it is expected that they have universal validity which can be applicable to the humus composition of soils of coun- tries other than Thailand. To validate this, the humus composition of the soils dealt with previously should be reconsidered.

Soils of Japan (1) The predominant HA combination type of the RB, dB, P, AGL

and AM soils was P-P type and Rp-P type followed, if A and B types often found in the B soils were excluded because of their relict Black soil origin.

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6.5. Gmeralization of Humic Acid Combination Type 131

The POP type corresponds to the g(P*P) type. Rp-P type is regarded as the immature POP type, and called j(Rp-P) type.

(2) The Black soils have A-A type, corresponding to the d(A*A) type. (3) According to the data listed in Table 6-5, the samples of the Rend-

zina-like soils can be divided into two groups. In the first group, the pH values ranged from 7.7 to 5.8, the fHA values from 46 to 71%, and the HA combination types were Rp-By Rp-P, Rp-A, and BOA. The last one cor- responds to the e type. As Po type is close to the Rp or B type, Rp-Po type can be included in the i(Rp0B) type. In the second group, the pH and fHA values ranged from 5.7 to 4.8 and 81 to 88%, respectively, and the HAS were assigned as the g(P*P) type. The HA type of Kinshozan soil in Table 6-6 may correspond to the a type.

In Thailand where A and B type HAS are predominant in the A horizons, the i(Rp*B) type was exclusively found in the AB or B horizons. On the other hand, in Rendzina-like soils, the i type was found in the A horizons, suggest- ing the immaturity of the soils.

Soils of foreign countries Judging from soil pH, fHA and HA type, it is clear that most of the HA

combination types of soil samples dealt with hitherto can be assigned as any of the a-j types. For instance, Chernozem samples of Czechoslovakia and Canada had the b and c types, respectively, and samples #2 and #4 the c and i types, respectively.

Humic acid combination type and soil p H The series of HA combination types mentioned seemed to be closely

related to soil pH; soil pH may be one of the decisive factors which determine HA type. Therefore, the relations between HA combination type and soil pH are considered further.

The appearance of a(Rp*A) and b(Rp/B*A) types can be interpreted as the formation of A type HA firmly combined with calcium ions in soil having pH 8 to 7 and are saturated with exchangeable calcium ions, accompa- nied by Rp or B type of free form. Also, the d(A-A) type can be regarded as the most stable form of HA under weakly acid soils having plenty of ex- changeable calcium ions. RF,, values calculated from data listed i n Table 6-11 were in the ranges of 90 to 120 for all of a, b and d types with no dif- ferences observed among the three.

RFlz values for the c(B-A) type were 96 to 58, and significantly smaller than those of the a, by and d types, despite the fact that pH and fHA values of soils with the c(B-A) type were intermediate between those with a(Rp*A)

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132 Chapter 6. Humus Composition of Soils

and b(Rp/B*A) types and those with d(A*A) types. This seems rather curious, but can be explained :

Among soils having the c(B-A) type, Chernozems in Canada were weakly acid and are considered to be a sort of degraded (leached) Chernozem. On the other hand, the soils in Thailand were all derived from alluvium or col- luvium and seem immature. Therefore, the c(B*A) type may be regarded as a degraded or immature example of a, b or d type.

There were tendencies, though not too significant, that soil pH lowered and fHA increased in the order of e(B*A), f(B*B), g(P*P), and h(A*A/B/P) types, suggesting the progress of acidification and leaching of bases in this order. Ranges of RF12 values for respective types were 48 to 80, 45 to 66, 38 to 54 and 88 to 97; the order of h type>e type>f typezg type was rather conspicuous.

As pointed out earlier, the h type found in strongly acid soils was closely related to P type, especially its Pg fraction, and should be expected from the above series. In the strongly acid soils in Japan, Rp type appeared first and then was replaced by P type in due time. Therefore, the j(Rp-P) type is regarded as a forerunner of g(P-P); similarly, the i(Rp*B) type seems to be a forerunner of the c(B-A) or e(B*A) type.

Based on these considerations, P type, B type, and A type represent a stable HA form in strongly acid, acid, and weakly acid to alkaline (pH < 8) soils, respectively, although A type is the ultimate form of HA. Considering that P type is probably a composite of Rp type and Pg fraction, this is com- patible with the idea that the progress of humification can be expressed as the transformation from Rp type, via B type, to A type, and the concept that

Degree of humification 7 ~~

Increase Fig. 6-9. Hypothetical distribution curves of humic acid fractions.

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6.5. Generalization of Humic Acid Combination Type 133

an HA of a soil is an assembly of fractions whose RF and Alog K vary con- tinuously and in inverse proportion.

Thus humus combination types are thought to be systematically under- standable by Fig. 6-9, in which the relations between the amount and humifi- cation degree of HA fractions of P, B, and A type HAS obtained from soils are shown schematically. The curves represent the hypothetical distributions of HA fractions.

(1) In strongly acid soils, Rp type is mostly replaced by P type, a large part of which is alkali-extractable, giving the g(P-P) type.

(2) In acid soils, Rp type is transformed into B type, most of the B type and the remaining Rp type are extracted by NaOH, and the rest with Na,P,O,. In some cases, a small amount of A type combined with calcium ions is formed, which is extracted with Na,P,O,. The f(B*B) and e(B-A) types are found.

(3) In weakly acid to alkaline soils, the transformation of HA pro- ceeds from Rp type, via B type, to A type, and the last type predominates. In alkaline soils where exchangeable calcium ions and CaCO, are abundant, Rp or B type and A type are extracted with NaOH and Na,P,O,, respectively, giving the HA combination of a(Rp-A) and b(Rp/B*A) types. In weakly acid soils where exchangeable calcium ions are leached to some extent, a mixture of Rp, B and part of A types (assigned as A type overall) is extracted with NaOH, and the remaining A type with Na4P207, giving the HA combination of d(A.A) type.

SUMMARY

1.

2.

Soils of Japan and several foreign countries were analyzed using the Nagoya method of humus composition analysis.

Based on the data of Thailand soils, a series of HA combination types was established. The generalized series of HA combination types to- gether with soil pH and fHA as criteria for classification are arranged as follows :

a(Rp*A) type: b(Rp/B*A) type:

c(B*A) type :

d(A*A) type : e(B-A) type : f(B*B) type, g(P*P) type, h(A*A/B/P) type:

Soil pH 8.1-7.5; fHA, below 13%. Soil pH 8-7; fHA, 20-50%. The B type is very similar to the Rp type. Soil pH about 6.5; fHA, 50-80%. Presumably im- mature or degraded form of the a, b or d type. Soil pH about 6; fHA, 57-98%. Soil pH about 5.5; fHA, 78-96%.

Soil pH 4-5; fHA, above 85%.

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134 Chapter 6. Humus Composition of Soils

i(Rp*B) type: Soil pH and fHA values have wide ranges. Immature form of the c or e type.

j(Rp*P) type: Soil pH 5-4; fHA above 90%. Immature form of the g type.

The e, f, g, h and j type can be replaced by the HA type of the respective NaOH-extracted HA because of high fHA values; most of them have Pg absorption.

The above-stated division of the HA combination types is admittedly rather expedient, and the criteria cannot be strictly applied. This may be unavoidable, however, because we are dealing with an HA assembly whose degrees of humification and combinative strength with polyvalent bases vary continuously.

3. It may be tentatively concluded that plural great soil groups can have one HA combination type in common, a great soil group can have plural HA combination types, and plural great soil groups can have several common combination types. This conclusion indicates that the great soil groups classified by their morphological characteristics do not always correspond to their humus composition, that is, each great soil group does not necessarily have its own peculiar humus composition.

In Rendzina-like soils derived from limestone, regular changes in the humus composition, especially the HA combination type with the lowering of soil pH were observed.

Based on the consideration about the relations between HA com- bination type and soil pH, it was tentatively concluded that P, B, and A types represent stable HA form in strongly acid, acid, and weakly acid to alkaline soils, respectively.

4.

5.

Page 148: Chemistry of Soil Organic Matter

Chapter 7

Analysis of A, Horizon

As mentioned in Chapter 1, the transformation processes of plant remains in the A,, horizon express the early stage of humification of organic debris, and the humified materials can play an important part in soil formation.

For the purpose of deepening our understanding of the A, horizon, the author conducted a series of studies about the physically fractionated L, F, and H layers and also the A horizon. Part of the results is outlined.

7.1. Fractionation of A, Horizon

The diversity of organic materials constituting the A,, horizon is exemplified by microscopic observation carried out on L, F, H-A, and A horizons of a yBB type soil by Ohta and Kumada (1976a): “Organic materials constituting each horizon were composed of various particles which differed in size, shape, color, extent of decay of tissues, amount of adhering mineral particles, etc..

“In the L and F layers, plant remains became smaller in size, darker in color, and mineral particles adhering to them increased with the progress of decomposition. Barks and twigs seemed to be more difficult to decompose compared with leaves. The same was true for the epidermis of leaves, com- pared with their mesophylls. As for particles smaller than 60 mesh, tissues of plant remains were hardly recognizable, and there were abundant black globular particles, which might have been dropping of soil fauna.

“A large part of plant remains in the H-A and A horizons originated from roots at various stages of decay, and barks, twigs, and black globular particles were few.

“In sand fractions, small amounts of black particles were found. In silt fractions, particles recognizable as being of plant origin were few and brown

125

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136 Chapter 7. Analysis of AD Horizon

amorphous or black globular particles predominated, most of which existed independently apart from mineral particles. On the other hand, clay fractions were greyish brown in color, and a large part of organic matter presumably existed in combination with clay.”

Generally speaking, fractionation is one of the effective approaches for

fractionated by specific gravity

L layer (air-dried) A I stirred with water

H layer (air-dried)

>? mm <? mm sieved in water

fractionated by sedimentation

I ‘ Z 2u.3 111111

f2 1 - f3 ‘>0.25 mm <0.25 mm

I f4 I

F layer (air-dried) A >O.l mm <O.l mm

I A f, >I mm <1mm

>2mm <2mm /5 , I sypended in water

Precipitate Supernatant I * i6 , Iceptrifuged at 10,OOOXg f 2 >0.5 mm <0.5 mm

Precipltate Supernatant air dried

at 40°C

f,

I A f 3 >0.25 mm <0.25 mm I

f7 after condensation I + f4 >o.i mm <0.1 mm

I I f5 f6

I

A horizon (air-dried)

after the removal of fresh plant remains, kneaded with water, sieved (60 mesh)

I >SO mesh

fractionated by specific gravity

I <60 mesh

vibrated (10 kHz, 30 min) sieved (400 mesh)

f2 Sand Silt Clay

Fig. 7-1. Fractionation scheme of each layer and horizon.

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7.2. Amounts of the Fractions 137

studying complex materials. In the field of soil organic matter (SOM) too, physical fractionation as well as chemical fractionation has been successfully used by several researchers (Wada et al., 1971; Wada, 1972; Takai et al., 1972; Kanazawa el al., 1973), indicating that both methods are useful for analyzing the decomposition and humification process of organic matter in soils.

Following the above study, Ohta and Kumada (1976b, 1977a,b, 1978a) conducted a series of investigations on the fractionated horizons of five forest soils in the Tokai district: Dando I (PDII, type, Rhododendron), Owase (BB type, deciduous broad-leaf trees), Set0 (BB type, deciduous broad-leaf trees and Pinus densiflora), Kuragari (BD type, Cryptomeria japotrica), and Dando I1 (BlD(d) type, Chamaecyparis obtusa).

The L, F, H, and A horizon samples were physically fractionated ac- cording to the procedures shown in Fig. 7-1.

7.2. Amounts of the Fractions

The weight percentages of each fraction are shown in Table 7-1. The amount of Lf, was the largest among the fractions of the L layers, and the sum of this

TABLE 7-1 Weight percentage of fractions from L, F, and H layers.

L layer

Sample fl fa f, f4

Dando I 51.3 30.3 9.2 9.2 Seto 44.5 20.0 24.5 29.0 Owase 35.7 15. 7 32. 1 16.5 Dando I1 82.2* 17.8 F layer

Sample fl fi f a f4 f5 f6

Dando I 52.4 15.5 9.7 13.6 5.8 2.9 Seto 40.5 28.4 14.9 9.5 6.7 Tr . Owase 6.4 48. 1 17.4 14.2 9.8 4. 1 Dando I1 9.0 81.7 4.0 2.7 2.0 0.6

H layer

Sample fi fi f, fa f5 fs f7 fa Dando I (H,) 3.7 5.1 8.4 13.1 15.4 51.3 1.4 1.6 Dando I (He) 2.3 0.9 1.1 2.6 6.0 82.4 3.7 1.0 Seto 6.1 5.7 9.2 6.8 5.0 63.9 2.3 1.0 Owase 0.7 2.2 5.0 11.3 4.6 72.1 3.1 1.0

Percent on air-dried basis. * fl+f,+f,.

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138 Chapter 7. Analysis of AO Horizon

fraction and Lf, was more than half the total weight of each L layer. In particular, in the L layer of Dando I, the sum of the Lf, and Lf, fractions accounted for 81.6% of the total weight. This may be due to the resistance of Rhododendron leaves to breakdown. In the Seto sample, the percentage of the Lf, fraction, which was composed of small fragments of Pinus densyora leaves, was considerably large.

In the F layer, the largest fraction was Ff, or Ff, in each profile, and the sum of these two fractions accounted for about 50-90% of each F layer. The amount of the Ff, fraction was the largest in Dando I and Seto, while the Ff, fraction was the largest in Owase and Dando 11. These differences in the distribution pattern may be caused by differences in properties of the original plant remains.

The largest fraction in the H layer was, without exception, the Hf, which comprised more than half of the total weight. The amounts of other fractions were very small. In particular, the H,f6 of Dando I accounted for 82% of the H, layer.

These results show that the L layer is mainly composed of rather freshly fallen leaves and twigs retaining their original forms; the F layer is composed of broken fragments which did not keep their original form, and which are larger than 2 mm or are between 1 and 2 mm. The H layer is characterized by the fraction (f6) consisting of quite humified plant remains with particles smaller than 0.1 mm which precipitated overnight.

The L, F, and H layers are distinguishable from each other by the size of the fraction representing each layer. Also, the distribution patterns of frac- tions in the L and F layers are different from one another owing to the dif- ferences in origin of plant remains, although those in the H layers are almost the same, i .e., only the amount of Hf, is, without exception, extraordinarily large. These findings indicate that various plant remains, in spite of their different origins, are converted into Hf, with the progress of decomposition, and that there are factors inhibiting the further decomposition of Hf, in dry type soils.

As the A horizons were not separated quantitatively, the relative ratios of sand, silt, and clay fractions cannot be discussed.

7.3. Elementary Composition

The data of elementary composition are illustrated for Seto and Dando I1 in Table 7-2. As shown, ash contents ranged from 2 to 9% within the L layer, from 3 to 430/, in the F layer and from 2 to 35% in the H layer, and increased in the order of L, F, and H layers. The amount of ash obviously increased as the particle size decreased among the fi-f6 or f, of the L, F, and H layers. In

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7.3. Elementary Composition 139

TABLE 7-2a. Elementary composition of fractions from L, F, and H layers. Seto

L fi 5.79 f2 1.88 f, 7. 51 f4 7.83

ffl 15.8 fi 13. 1 f a 16.3 f4 34.2 f5 43. 3

Hfl 9.54 fi 8. 13 f, 14. 3 fa 24. 4 fs 32. 5 f6 24.5 f7 29.8 ftl 26.6

34. 1 34.0 34.4 34.4 33.7 34.5 33.5 32.5 33. 1 34.9 35.3 35.0 32. 7 35.0 34.5 31.4 29.7

4 6 . 5 4s. 5 45. 5 45. 3 43. 5 44.6 44.4 44. 7 43. 3 44. 1 43.6 43.9 41. 6 43.8 44.3 41.3 43.7

0.63 0.64 0.93 1.09 0.93 1. 30 1.33 1.30 1.50 0. 85 0.92 1. 10 I. 26 1.34 1.45 2.21 3.27

____ 19. 1 19.9 19.2 19.2 21.8 19.6 20. 7 21.5 22. 1 20.2 20.2 20.0 24.5 19.9 19.8 19. 1 23.4

54.1 53. 1 37.0 31.6 36.3 26. 5 25.2 25. 0 22. 1 41. 1 38. 4 31.8 25.9 26.1 23. 8 13.8 9. 1

7.02 4.02 3.42 7.11 9.51

17. 8 24.7 28.4

35. 1 34.7 34.8 37.3 35.9 35.0 35.0 34.9

47.5 47. 3 43.5 42.2 43.4 43.9 44.3 44.4

0.31 0. 53 0.66 0.90 0. % 1.20 1. 18 1. 18

17.0 17.4 21.1 19.6 19.8 19.9 19.3 19.5

94.6 65. 5 52.7 41.4 37.3 29.2 29.6 29.6

figures for ash were expressed as weight percent (moisture-free basis), and those for C, H, N, and 0 as atomic percentage.

TABLE 7-2b. Carbon and nitrogen contents of fractions from A horizons.

C/N

A-Sand 1.38 0.04 34.5 Set0 A-Silt 7.95 0.32 24.8

A-Clay 7.26 0.41 17.7

C N (%I (%) Profile Sample

A-Sand 1.37 0.04 34.3 Owase A-Silt 16.0 0.81 19.8

A-Clay 29.0 2.00 14. 5

Figures expressed as weight percent (moisture-free basis).

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140 Chapter 7. Analysis of Ao Horizon

the case of Hf, and Hf,, however, their ash contents were all less than that of Hf, or Hf,.

The carbon content (atomic number ratios) of plant remains ranged from 31.4 to 37.3% except for the especially low values of Hf, (28.3 to 29.7%). The amount of carbon tended to increase in the order of L, F, and H layers. Carbon content of the L and F layers of Dando I1 and Kuragari, the vegeta- tion of which was mainly composed of conifers, was higher than those of the other profiles which had mainly broad-leaf trees for vegetation. The hydrogen content ranged from 41.6 to 48.0%, and was slightly higher in L layers than in F and H layers. The value of Hf, was the highest among the fractions of one profile. The hydrogen content was higher in the L layers of Dando I1 and Kuragari (conifer) than in those of the other profiles (broad-leaf trees). The nitrogen content ranged from 0.34 to 3.38%, and increased remarkably in the order of L, F, and H layers and with decreasing particle size within one layer. The nitrogen content of each layer of Dando I1 and Kuragari was lower than those of the corresponding layers of the other profiles.

The oxygen content varied from 16.8 to 25.6%. There was no regular trend found except that oxygen levels in the L and F layers of Dando I1 and Kuragari were lower than those of other profiles, and the value of Hf, was the lowest and that of Hf, the highest within a single profile.

The C/N ratios ranged from 8.5 to 99.7 and were inversely proportional to nitrogen content. As shown in Fig. 7-2, the C/N ratios in each layer of

' O 0 L 90

80

70

60

2 50

40

30

\ H2 layer

::I , , , , , , , , , , , , , , , , ,

Lf, f 2 f 3 f 4 Ff, f2 f 3 f 4 f, f6HfI f2 f3 f 4 f5 f6 f, fs

Fraction Fig. 7-2. C/N ratios of fractions. 0: Dando I; A : Seto; 0 : Owase; A: Dando 11; : Kuragari.

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7.3. Elementary Composition 141

Dando I1 and Kuragari were higher than in the corresponding layers of other profiles. The fact that the C/N ratio of Hf, was about 10 suggests that this fraction contained nitrogen which was largely derived from the bodies of microorganisms. The largest decrease in C/N ratio with particle size was found in L layers. In the F layers, meanwhile, the C/N ratios obviously decreased from fi to a value of around 25 or 30 for fraction f3 or f4, although no further decrease in C/N ratio was observed with decreasing particle size. Also, in the H layers, the C/N ratio decreased to 25 or 30 for fractions f3 to f,, remained nearly constant up to fraction fa, and decreased further to 10 or so in fractions f, to f,.

It may thus be concluded that organic materials present in the form of litter on the surface of forest soil easily decompose into particles whose C/N ratios ranged between 25 and 30 with diameters between 0.25 mm and 0.5 mm regardless of their origin, and that, depending on the largest amount of Hf, within the H layer, further decomposition into materials with C/N ratios lower than 25 or 30 may proceed very slowly in organic layers of dry type soils.

Further, the following trends were found regarding the changes in vari- ous parameters which accompanied the disintegration and decomposition of litter: an increase in ash content, a slight increase in carbon content, a slight decrease in hydrogen content and H/C ratio, a remarkable increase in nitrogen content, an obvious decrease in the C/N ratio. Among the values stated above, the change in the C/N ratio is most distinctive, and it is regarded as the most effective index to determine the degradation of litter.

It should be noted that the analytical data obtained for the fractions of L, F, and H layers are, as a whole, quite analogous among the four soil samples used, although the humified litter of conifers has some different prop- erties from those of broad-leaf trees.

As for the sand, silt, and clay fractions of A horizons, there were tenden- cies that the carbon and nitrogen contents (weight percent) increased and the C/N ratios decreased in the order of sand, silt, and clay fractions. The C/N ratios of clay fractions ranged from 13.8 to 17.7, and were higher for dry type soils than for wet type soils. On the other hand, the C/N ratios (atomic ratio) of Hf, and Hf, ranged from 13.8 to 23.2 and from 8.5 to 10.0, respec- tively. There seem to exist some genetic relations between the organic materi- als contained in clay fractions and those of Hf, and Hf, fractions. In other words, the Hf, and Hf, fractions in A,, horizons are suspected to play an important role in soil formation.

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142 Chapter 7. Analysis of AO Horizon

7.4. Humus Composition

Humus composition analysis for the fractionated horizons listed in Table 7-1 was conducted by the Nagoya method using a mixture of NaOH and Na,P,O, as an extractant. The ratios of extractable humus to total humus (CE/CT) were calculated as shown in the notes of Table 7-3, where 1 ml of 0 . 1 ~ KMnO, was assumed to correspond to 4.5 x g of carbon. The data ob- tained for Set0 soil are illustrated in Table 7-3. The data for other samples were analogous to those for Set0 soil.

The results obtained for the L, F, and H layers of all samples may be summarized as follows :

(i) The extraction ratios (CE/CT) were widely distributed between 30 to 50%. There was no distinct trend shown in this value among soils, layers, or fractions. (ii) The amount of HA (a, ml 0 . 1 ~ KMnO, per g sample) ranged from 105 to 547, and there was no trend observed among layers or fractions, although the values for Hfs were very low. Furthermore, comparing the values of Lf,, Ff, or Ff,, and Hfa, representing the L, F, and H layers, respec- tively, it was observed that the first and the second were lower than the last.

TABLE 7-3 Humus composition of fractions of L, F. H layers, and A horizon for Seto soil.

Sample

Lf, f2

f, f4

Ff, f2

f, f4

f6

Hfi fi

f, fa

5

f7

f8

A-Sand A-Silt A-Clay

f6

C E / c T

43.7 42.6 41.9 42.4 37.9 41. 1 45.2 44.3 42.2 35.4 34.2 44.1 46.6 46.7 47.9 53.2 42.5 31.5 38.2 48.7

a b

28 1 234 232 262 235 259 230 268 181 240 219 270 235 272 219 263 212 244 200 203 193 208 26 5 247 292 250 292 2s 1 293 26 1 305 242 171 239

4.91 4.61 29.5 38.0 27.4 51. 1

PQ

54.5 47.0 47.5 46.2 42.9 44.8 46.3 45.5 46.6 49.6 48.2 51.8 53.8 53.8 52.9 52.2 41.7 51.6 43.7 34.9

AlogK RF

0.761 0.768 0.792 0.818 0.797 0.822 0.820 0.780 0.777 0.859 0.870 0.837 0.811 0.772 0.783 0.736 0.800 0.655 0.606 0.651

35.3 32.6 30.0 26.1 30.2 27.0 26.9 34.9 34.5 27.6 27.2 29.6 31.4 36.6 36.7 33.0 35.2 45.2 53.7 42.4

CE/CT : (a+b) x 4.5 x 10-4(g)/total carbon(%) x loo(%).

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7.4. Humus Composition 143

(iii) The amount of FA (b, ml 0 . 1 ~ KMnO, per g sample) ranged from 195 to 632, and most of the values were distributed between 200 and 300. (iv) The PQ ratio ranged from 18.2 to 60.6%, and most of the values were distributed between 45 and 60%. Among the PQ values of fractions represent- ing each layer, those representing H layers were the highest except in Seto. The low PQ values for all the Hf, fractions ranging from 18.2 to 41.7% were attributed to the fact that these fractions mainly consisted of water- soluble organic substances. The high a and PQ values for Hf,, the amount of which was the largest among fractions of the H layer, might have been related to the difficulty in further disintegration of the fraction.

The R F values of HA varied from 18.8 to 46.0. Although the changes in this value were considerably complicated, the values tended to decrease during the initial stage of degradation corresponding to, e.g. , the Lfl-Lf3 fractions of Seto, which suggests the release and degeneration of colored non- humic substances (maybe tannin-like materials). After this initial stage, the values tended to increase with decreasing particle size and increasing depth. The R F values of HAS from the Hf, fraction representing the H layer, more- over, were generally higher than those from the fractions representing the L and F layers.

Table 7-3 includes the results for the A horizon. The CE/CT values were higher for silt and clay fractions than for sand. The a and b values increased in the order of sand, silt, and clay fractions, excepting the case of Seto. The order of PQ values was sand >silt > clay.

The R F and Aog K values of A horizons were evidently larger and lower, respectively, than those of plant remains. And the HAS of fractions obtained from plant remains belonged to the Rp type, while all fractions of A horizons contained P or B type HAS, and were clearly distinguished from plant residual fractions. Thus, it was ascertained that the manner of humification of HAS varied depending on the presence or absence of mineral particles.

The absorption spectra of the HAS are illustrated in Fig. 7-3. All HAS from the fractions of L layers showed shoulders at around 400 and 500 nm, which suggested the presence of tannic materials (Suzuki and Kumada, 1972). The intensity of these shoulders generally decreased with the decrease in particle size. The release or degeneration of tannic substances in the initial stage of decomposition of the litter is obvious, and this may cause the R F value to decrease at this stage.

The majority of HAS from the smaller particle fractions of H layers had shoulders near 450, 570, and 620 nm which indicated the presence of the Pg fraction. Without exception, the mineral particle fractions of the A horizons contained the Pg fraction. All HAS of clay fractions, in particular, belonged to the P+ type.

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144 Chapter 7. Analysis of AO Horizon

3.0

x 2.0 0 0 -

1 .o

Fig. 7-3.

Set0

L layer

F layer

H layer

A horizon

I I I I I

200 300 400 500 600 7

Wavelength, nm

Absorption spectra of humic acids.

According to the results of humus composition analysis, regular changes in humus composition were observed with the gradation of layers and with the decrease in particle size. Most of the HAS from plant residual fractions belonged to the Rp type; HAS from the L layers showed a tannin-like char- acter which disappeared with the progress of decomposition, and HAS from the smaller particle fractions of the H layers contained a Pg fraction. As for HAS from the A horizon, they all belonged to the P or B type and contained a Pg fraction. In addition, it was strongly suggested that the humification process in the mineral horizon was clearly different from that in the organic layer.

Based on the findings obtained on particle size distribution, elementary composition, and humus composition of the fractions of L, F, H, and A horizons, it is stressed that the diversity of SOM does not mean chaos or disorder and, to the contrary, SOM is a well-ordered existence.

7.5. Organic Matter Composition by Waksman’s Method

Using Higashiyama soil (yBB soil, Abemaki (Quercus variubifi.s) and Japanese red pine (Pinus densiporu) forest), L and F layers were separated into two

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7.5. Organic Matter Composition by Waksman's Method 145

fractions (comparatively fresh Lf, and rotten Lf,), and three fractions (Ff, ; > 2 mm, Ff,; 2-0.2 mm, and Ff,;<0.2 mm), respectively.

TABLE 7-4 Analytical results on fractions of L and F layers by modified Waksman's method.

m m

Hot water extract HC1 extract

i: a ~ ~~

Lf, 9.26 11.3 (5.55) (1.81) 15.9 (10.1) 14.0 49.5 0.53 Lf, 11.7 10.4 (1.00) (1.69) 18.8 (9.06) 10.1 49.0 1.20 Ff, 8.53 9.03 (0.98) (1.22) 17.8 (8.50) 9.25 55.4 1.60 Ff, 7.82 7.53 (0.70) (0.79) 16.7 (7.90) 8.03 60.0 2.97 Ff, 5.99 5.12 (0.54) (0.38) 19.0 (6.29) 7.72 62.2 3.35

Percent on moisture- and ash-free organic matter basis.

TABLE 7-5 Elementary composition of extracts and residues. Sample C H Benzene-ethanol extract

Lfl 22.9 Lf, 35.6 Ffl 36.2 Ff, 36.9 Ff3 35.8

Hot water extract Lfl 33.5 Lf, 33.1 Ffi 32.3 F fi 30.9 F f p 28.8

fi 33.3 Lf, 27.8 Ffi 24.9 Ff, 25.7 Ff3 19.4

Lfl 38.5 Lf, 38.8 Ffl 38.7 Ff, 36.5 Ff3 31.1

HCl extract

Residue

58.6 57.9 57.7 56.9 57.8

42.2 43.4 43.1 42.1 41.8

38.7 37.5 37.5 41.6 39.7

41.2 41.1 38.5 36.4 31.4

N

0.008 0.034 0.059 0.078 0.106

0.32 0.46 0.48 0.91 0.99

0.78 1.16 1.14 1.45 1.32

0.95 1.42 1.39 1.30 1.34

0 H / C X 1 0 0

6.84 6.49 6.06 6.15 6.39

24.0 23.0 24.2 26.1 28.4

27. 1 33.5 36.5 31.2 39.6

19.3 18.6 21.4 25.8 36.2

256 163 159 154 162

126 131 133 136 145

116 135 151 162 205

107 106 too 100 101

C/N O/Cr 100

2866 1047 614 473 337

105 72 67 34 29

43 24 22 18 15

41 27 28 28 23

29.8 18.2 16.7 16.6 17.9

71.8 69.4 74.8 84.3 98.3

81.4 121 147 121 204

50. 1 47.9 55.3 70.7

116 ~

Figures expressed as atomic number ratios on moisture- and ash-free basis.

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146 Chapter 7. Analysis of Ao Horizon

80

70

60

50

40

30

20

-

-

-

-

-

-

-

Lf, Lf, Ffl Ff;! F f B

Fraction Fig. 7-4. tracts; 2: plant remains; 3 : residues; 4: humic acids; 5: HCI extracts.

C/N ratios of extracts, residues, and hurnic acids. 1: hot water ex-

The organic matter composition of the fractions was determined accord- ing to modified Waksman’s method (Schlichting and Blume, 1966) (Table 7-4). The amounts of residues and protein increased, and those of extracts and components obviously decreased with decreasing particle size from Lfi to Ff,, although there was no distinct trend in the amounts of HCl extract. The amount of benzene-ethanol extract was larger in the Lf, than in the Lf, fraction; this may be due to the remarkable decreases in amounts of other extractable substances during this stage.

With decreasing particle size, the amounts of sugars and starch, hemi- celluloses and pectin, and cellulose decreased in that order. It should be noted that the amount of sugars and starch comprised only a small portion of the hot water extract. Also, phenolic substances comparable to sugars and starch were found in fractions smaller than Lf,, and they decreased similarly with the decrease in particle size. Hemicelluloses and pectin accounted for only about one half of the HCl extract. I t was supposed that hot water extract or HC1 extract cannot be represented by sugars and starch or hemicelluloses and pectin, respectively, and that other organic compounds should be taken into consideration.

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7.5. Organic Matter Composition by Waksman’s Method 147

, \ 300 400 500 600 i

Wavelength, nm Fig. 7-5. Absorption spectra of benzene-ethanol extracts.

The elementary composition of benzene-ethanol, hot water, and HCl extracts and residues is shown in Table 7-5.

1) The hydrogen content of benzene-ethanol extracts was higher and their nitrogen and oxygen contents were lower than those of other fractions. 2) All extracts and residues contained nitrogen, the amount of which de- creased in the order: residues, HCI extracts, hot water extracts, and benzene- ethanol extracts. In the case of residues, however, the increase in nitrogen content was not clear, although that of Lf, was the lowest. C/N ratios of all extracts and residues varied noticeably from each other, and tended to de- crease with the decrease in particle size (Fig. 7-4). On the other hand, the H/C ratios of hot water and HCl extracts and O/C ratios of all but the benzene- ethanol extract tended to increase.

As shown in Fig. 7-5, absorption spectra of benzene-ethanol extracts distinctly demonstrated the presence of the so-called pheopigments derived from chlorophylls. Their intensities seemed to decrease from Lf, to Ff,.

The data described here indicate the substantial changes which occur during the decomposition and humification process of organic materials com- posed of litter. However, the results were obtained using only one A, horizon sample and further investigation should be conducted using other samples.

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Chapter 8

Model Experiments on the Formation of Humic Acids

Since soil formation is a time-consuming and slow process, it is very difficult to analyze it at the actual site where it is taking place. Some kind of model experiment-experimental pedology on SOM-is needed as an effective ap- proach. There are model experiments of various levels, each with its own purpose, and results should be evaluated from the standpoint of to what extent the experiments have succeeded in attaining that purpose.

Let us take the case of HA. For instance, artificial HAS or soil HA-like substances can be easily obtained from carbohydrates, polyphenols and other plant materials by chemical treatments. These experiments may be called a model experiment at the lowest level.

Microbial experiments in which some kinds of microorganisms are grown in media and HA-like substances formed are studied may be a model experi- ment at the second lowest level. Studies on the formation of HAS during the rotting process of plant remains under laboratory conditions may be called model experiments of a higher level.

The idea that volcanic ash and herbaceous plants, especially Mitlzcanthus sinensis (Susuki in Japanese) are main parent materials of Black soils in Japan seems to be widely accepted. The Black soils are characterized by A type HA. Accordingly, if a mixture of volcanic ash and Susuki plant is incubated and A type HA is obtained, the experiment may be worthy of being called a model experiment of the highest level, because it indicates that we have succeeded in reproducing Black soil in the laboratory.

Many organic substances in nature other than soil are brown in color, soluble in alkali and precipitable by acidification. Similar substances can be prepared by various means in the laboratory. All of them belong to HA according to the definition. It should be verified, however, whether they are

148

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8.1. Artificial Humic Acids 149

identical to soil HAS or not. How we can distinguish between soil HAS and soil HA-like substances may be the subject of many debates. In the author’s opinion, one of the effective criteria for distinguishing between soil HAS and soil HA-like substances is the UV and visible absorption spectrum. However, even if the absorption spectra of the latter are indistinguishable from those of the former, their other properties should be further compared.

It would be interesting and important to evaluate the results obtained hitherto by the numerous model experiments on artificial HAS, but this is too difficult to undertake here. Instead, part of the model experiments con- ducted by the author are described below.

8.1. Artificial Humic Acids Prepared by Chemical, Enzymatical, and Biological Treatments

In order to contribute to the understanding of the nature and properties and also the formation of HAS, various kinds of artificial HAS were prepared and their properties compared with those of soil HAS (Kumada, 1956a; Kumada and Hotta, 1958). As the criteria for comparison, optical properties (UV- and visible absorption spectrum, dlog K and RF or EJ%) and also stability were adopted. Stability of HAS was estimated from: (a) Resistance to oxidiz- ing reagent. This was measured by the ratio of amount of 0 . 1 ~ KMnO, con- sumed by HA in alkaline condition (B) to that consumed in acid condition (A), according to the method proposed by Scheffer et al. (1950), and given as B/A x loo(%). (b) Decolorizability in alkaline solution. This property was estimated from the ratio of optical density at 600 nm of HA solution in 0.1 % NaOH determined 14 days after dissolution (K14) to that of the above solu- tion determined immediately after dissolution (KO), and given as (KO- K14)/ KO x 100%. As shown in Table 8-1, B / A and (Ko-K14)/K,, of soil HAS ranged from 38 to 60% and from 10 to 36%, respectively; proportionality exists between them and they decreased with the humification degree of HA.

Glucose lzuinic acid Glucose was dissolved in HCI (1:l) or H2S04 (5:95 or 2:8) and the

solution was boiled gently. With the lapse of time, the solution became yellow, reddish brown, then blackish brown, and a blackish brown precipitate was formed. The precipitate was separated into 0.5% NaOH-soluble fraction (HA) and insoluble residue. When glucose was treated with boiling 5% NaOH, HA was also obtained, but the yield was very low compared with acid treatments.

As shown in Fig. 8-1, the absorption spectra of glucose (HCI) and glucose (NaOH) HAS were nearly the same, whatever preparative conditions were

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150 Chapter 8. Model Experiments on the Formation of Humic Acids

TABLE 8-1 Stability of humic acids.

Soil HA Tanemori (A type) Omagari (A type) Nakajo (Rp type) Oze (P type)

38.3 10.5 38.8 10.0 49.2 22.0 52.0 25.4

Artificial HA No.

Glucose Hydroquinone

231 Naphthazarin 232 B-Naphthol 237 Alizarin 242 Alizarin+

272 Tyrosine 273 Dopa 279 Rotten black shells

246 Charcoal

Naphthazarin

of broad bean

Treatment

HCI (1 :l), llo", 5 hr 5% NaOH, loo", 5 hr Thiele and Kettner's method

I 1

If

f I

Tyrosinase, 30°, 24 hr I1

83.4 55.0 66.7 53.0 45.2 21.4 41.9 53.5 54.4 38.8 61.6 39.6

31.9 71.2 41. 1 66.0

32.8 33.1 29.4 16.2

a b 3.0 - 3.0 -

0 2.0-

0 -

1.0- 1.0-

1 I I I , 200 300 400 500 600 700 200 300 400 500 600 700

Wavelength, nm Wavelength, nm Fig. 8-1. Absorption spectra of artificial humic acids. (a) 1: glucose, 5% NaOH, lOO"C, 5 hr; 2: glucose, HCI (1 :l), llO°C, 7.5 hr; 3: hydroquinone, 5% NaOH, lOO"C, 5 hr. (b) 1: lignin; 2: lignin, KCI (l:l), llO"C, 1 hr; 3: lignin HCI (l:l), llO"C, 1Ohr; 4: lignin, HCl (l:l), llO"C, 1OOhr.

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8.1. Artificial Humic Acids 151

used, although the light absorption of glucose (NaOH) HA was less than the others. The absorption curves of glucose (H,SO,) HAS at the visible region were similar in shape to those of other glucose HAS, but they showed an absorption maximum in the UV region. This absorption maximum tended to decrease, and then to disappear with the duration of boiling or the in- crease in concentration of the acid.

Hydroquinone Iwmic acid Hydroquinone HAS were prepared by boiling in 5% NaOH solution

for 5 or 20 hr or by allowing the 5% NaOH solution to stand for 20 days at room temperature. Absorption spectra of hydroquinone HAS (Fig. 8-1) were very similar in shape to each other and also to those of A type HAS.

Lignin humic acids Lignins (alkali-lignins obtained from rice straw and conifer and ethanol

lignin from pine) were suspended in HCI ( 1 : I ) and boiled for 1 to 100 hr. Lignin HAS were obtained from the residues as in the case of glucose HA by extracting with 0.5% NaOH.

Lignins had an absorption maximum at 275 nm. When they were boiled in HC1 (1 :1) solution, this maximum disappeared after 1 hr, light absorption at the visible region increased gradually with the duration of boiling, and the curve became increasingly straight, but light absorption at the UV region hardly changed. Thus the inclination of the absorption curve (dlog K ) decreased with time. The optical properties of HAS obtained by HC1 treat- ment for 100 hr corresponded approximately to B type HA.

From these experimental results, it may be said that the absorption spectra of artificial HAS prepared from glucose and hydroquinone have fairly definite shapes which depend mainly upon their sources, i.e., the kind of organic compound, and that they are little affected by the preparative con- ditions. On the other hand, the absorption curve of lignin changed remark- ably with the duration of boiling in the HCl treatment, and the change seemed analogous to the humification process of HA in soils. Lignin HAS may serve as models of Rp and B types.

As seen in Table 8-1, the BIA and (Ko-K14)/K,, values for the hydro- quinone and glucose HA were even higher than the highest values for soil HAS, suggesting that they are more or less unstable compared with soil HAS having a low degree of humification.

Thiele and Kettner’s artijicial humic acids Thiele and Kettner (1953) prepared artificial HAS from various organic

compounds by treating with K,S,08 in 5% NaOH. Absorption spectra of the

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152 Chapter 8. Model Experiments on the Formation of Humic Acids

200 300 400 500 600 700 200 300 400 500 600 700

Wavelength, nm Wavelength, nm

Fig. 8-2. Absorption spectra of Thiele and Kettner’s artificial humic acids (a) and melanin and charcoal humic acids (b). Sample Nos. are the same as in Table 8-1.

artificial HAS prepared according to their method are illustrated in Fig. 8-2-a. They had more or less distinct absorption bands in the visible region, and their solid samples were not “brown” in color, although their stability was comparable to that of soil HAS with a low degree of humification. There- fore, it is doubtful that Thiele and Kettner’s ‘HAS’ are worthy of being called artificial HAS. It is presumed that the organic compounds used were too stable for the K2S20, treatment to result in their oxidative polymerization.

Melanin humic acids Artificial melanins were prepared as follows. Tyrosine, dihydroxyphenyl-

alanine (dopa) or catechol and potato extract with ~ / 3 0 phosphate buffer (pH 6.5) were mixed and allowed to stand for 24 hr at 30°C. The mixtures were acidified with HCl and the black residues were recovered, from which HAS were extracted with 0.5% NaOH. HAS were also obtained from well rotted black shells of broad bean, which is said to contain dopa.

As shown in Fig. 8-2-b and Table 8-1, absorption curves of melanin HAS were almost straight in shape, and their stability was comparable to that of soil HAS.

Charcoal huinic acids HAS obtained from charcoal by treatment with KC10, and HNO, (as

described in Section 10.2) were very similar to A type HA with respect to absorption spectrum and stability (Fig. 8-2-b and Table 8-1).

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8.1. Artificial Humic Acids 153

TABLE 8-2 Several properties of coal humic acids.

Material

Anthracite 10 3.8 68.6 0.520 6 .7 22.8 Bituminous coal 60 5.8 40.9 0.692 19.0 40.2 Brown coal 50 1 .5 24.8 0.735 24.2 47.5 Lignite 30 36.6 19.8 0.761 28.6 51.8

HAS were extracted with 0.5% NaOH after pretreatment with KCI0,-HNO,. Data are shown as oven dried organic matter basis.

3.0 I I

2.0 X

- 8

1 .o

200 300 400 500 600 700

Wavelength, nm

Fig. 8-3. Absorption spectra of coal humic acids. 0 : anthracite; 0 : bituminous coal; A : brown coal; A : lignite.

Coal humic acids Amakusa anthracite, Joban bituminous coal, Mogami brown coal, and

Mogami lignite were pretreated with KClO, and HNOS, and HAS were extracted from the residues with 0.5% NaOH. B/A and (Ko-K,,)/Ko values of coal HAS and their absorption spectra are shown in Table 8-2 and Fig. 8-3, respectively. The absorption spectra of HAS are seen to be similar in shape to those of soil HAS, and the data in Table 8-2 show that anthracite, bitu- minous coal, brown coal, and lignite HAS corresponded approximately to A, By Rp, and Rp type HAS, respectively, with respect to their optical prop- erties and stability; these properties changed according to the rank of the original coals.

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154 Chapter 8. Model Experiments on the Formation of Humic Acids

Microorganism pigment humic acids Streptomyces pheochromogenes, S. viridochrom and Botrytis cinerea were

respectively inoculated at 30°C in the medium used by Scheffer et al. (1950). After 6-month incubation, a dark reddish brown pigment was produced in the medium of S. pheochromogenes, and brownish black pigment in the mycelia of S . viridochrom and Botrytis cinerea. In S . pheochromogenes, the medium, after removal of mycelium by filtration, was acidified by adding HCI, and brownish black precipitate was obtained. The precipitate and the mycelia of the other two strains were air-dried and pulverized. From these materials, HA-like substances were extracted by the following procedure. Each of these materials was suspended in 0.5% NaOH, boiled for 30 min, and the suspension was diluted with water to give a concentration of 0.1 % NaOH. The diluted suspension was ultra-filtered using collodion membrane and supernatant was obtained which produced brownish black precipitate (H,) with the addition of HCI. The residue on the membrane, after treatment with 5% HC1 at 70°C for 30 min, was again extracted with hot 0.5% NaOH, and a brownish black precipitate (H,) was obtained. In addition, each mycelium of S. viridochrom and Botrytis cinerea was placed in a petri dish, and sub- merged and air-dried repeatedly 20 times at 30"C, then extracted with hot alkali to obtain HA (H,) by the above procedure.

As shown in Fig. 8-4 and Table 8-3, the absorption spectra of HAS extracted from the same materials were very similar in shape, though the RF value was larger in the order: HI < H2 < H,. These HAS were not, however, completely identical in shape of their absorption spectra to soil HAS, but were more or less analogous.

Judging from the (Ko-Kl4)/K0 value, these HAS were fairly stable and comparable to soil HAS, but their B / A values were rather high, indicating

3.0

y 2.0 y 2.0 2.0

1 .o 1 .o 1 .o

0) 0 -

200 300 400 500 600 700 200 300 400 500 600 700 200 300 400 500 600 700 Wavelength, nm Wavelength, nm Wavelength, nrn

Fig. 8-4. genes; b: S. viridochrorn; c: Botrytis cinerea.

Microorganism pigment humic acids. a : Streptomyces pheoclironzo-

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8.1. Artificial Humic Acids 155

TABLE 8-3 Properties of microorganism pigment humic acids.

Sample RF

Streptomyces pheorhromogenes HI 22 H2 30

S. viridochrom Hi 11 HZ 20 Hs 33

Botrytis cinerea Hi 14 H, 27 H, 30

0.568 0.462 0.532 0.481 0.438 0.503 0.450 0.51 1

12.0 5.2

14.7 9 . 1

30.4 27.3

-

B / A (73

43.9 57.1 63.5 44.0 60.8 59.3 61.3 75.0

that they were contaminated by abundant colorless organic matter, readily decomposable by alkaline permanganate solution. When they were oxidized by permanganate in alkaline solution, white and flocculent precipitate was formed.

It is evident that these microorganism pigment HAS are not identical to soil HAS, however, they are comparatively stable and their absorption spectra are fairly similar. Therefore, it may be possible that they can transform and become closer to soil HAS under the influence of microbial and chemical action in soils. They may, thus, be called forerunners of soil HAS, although experimental verification is necessary, especially to determine of which type of HAS.

Artijicial humic acids prepared from ISL pigment and other materials 61. treatment with concentrated sulfuric acid In the course of a series of studies on artificial HAS, it was presumed

that soil HAS, especially A type, must contain not only benzene rings but also condensed rings as part of their structural unit. Therefore, the author at- tempted to prepare an artificial HA by treatment with concentrated sulfuric acid from the reddish brown pigment which was produced by Penicillium islandicum spp. and contained various hydroxyanthraquinones. A number of soil HAS and organic compounds were subsequently treated with sulfuric acid and changes in absorption spectrum and stability were examined (Kumada, 1958).

The reddish brown pigment of P. islandicum (ISL pigment) was placed in a Kjehldahl flask and conc. H,SO, added. After gently warming to dissolve the pigment, the deep red solution was boiled under suction. The solution darkened rapidly with the elevation of temperature, then became blackish violet in color and very viscous. With further boiling, the solution changed

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156

gradually from blackish brown, through dark reddish brown, to deep red, and at the same time the viscosity decreased. A small portion of the solution was taken out several times in the course of boiling and poured in a large volume of water to produce blackish brown precipitate. The precipitate was transferred to a filter paper, washed with water, then dissolved in dilute alkali. The precipitate (ISL HA) obtained by acidifying the alkaline solution was filtered, washed with water, and dissolved by adding 0.1% NaOH. This alkaline solution was used immediately for determining absorption spectrum and stability. The results are given in Fig. 8-5 and Table 8-4.

The ISL pigment has three distinct absorption bands at about 600, 550, and 400 nm, but these bands vanished after 30 min boiling, and the absorp- tion at the visible and UV region increased remarkably (see No. 27 in Fig. 8-5). The absorption curve became nearly straight in shape, and its inclination towards the axis of wavelength smaller. With further boiling, the solution de-

Chapter 8. Model Experiments on the Formation of Humic Acids

Wavelength, nm Wavelength, nm N0.43

1.0- 1.0- 200 300 400 500 600 700 200 300 400 500 600 700

Wavelength, nm Wavelength, nm

Fig. 8-5. Changes in absorption spectra of ISL pigment, soil humic acids, and glucose by treating with conc. H,SO,. a: ISL pigment; b: Tanemori HA (A type); c: Kosudo HA (B type); d: glucose.

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8.1. Artificial Humic Acids 157

TABLE 8-4 Optical properties and stability of hurnic acids treated with conc. H,SO,.

Material

ISL pigment 47 0 163 0.756 70.5 97.2 27 30 niin 478 0.318 54. 1 30. 7 26 1 hr 301 0.472 51.5 29.2 36 2 184 0.675 49. 5 IS. 0

Tanernori 92 0 254 0.501 35.8 10.5 (A type) 41 15 min 301 0.470 39.9 24.7

43 25 264 0.537 42.8 19.1 18. 1 42 45 - 0.675 -

Glucose

95 44 45 46

64 65 66 67

__

0 30 sec 5 rnin

15

5 niin 15 45

l . 5 h r

47 76

189 131

364 376 225 169

0.780 0.678 0.417 0.612

0.502 0.460 0.569 0.685

53.8 60.0 52.9 54.0

59.8 60. 1 55.2 56. 1

24.5 33. 6 34.3 31.8

27.9 40.5 31.3 17.3

colorized gradually and the absorption curve of the HA became steeper (see Nos. 26 and 36 in Fig. 8-5). It must be noted that the absorption spectrum of No. 26 is very similar in shape to A type HA, which was also ascertained from the IR spectrum.

The same experiment was conducted on soil HAS and various organic compounds such as anthraquinone, hydroquinone, glucose, lignin, terra- mycine, catechol, and naphthazarin. All of these materials dissolved com- pletely in conc. H,SO, giving a deep red or yellow solution, and the change in color in the boiling process was nearly the same as was the case of the ISL pigment. A closer examination of their absorption spectra, however, dis- closed that more or less obvious differences could be recognized between them presumably depending on the kind of materials (Fig. 8-5).

Data in Table 8-4 show that the ISL pigment was originally very uii- stable, but the stability of the ISL HAS increased greatly and became com- parable to that of soil HAS, though somewhat lower. Stability of the other artificial HAS was more or less lower than that of the ISL HAS. It may be said that the ISL HAS, especially No. 26 serve as the model for A type HA.

Furthermore, as mentioned, the changes in shape of absorption spectra of the materials in the boiling process were approximately analogous, sug- gesting that the reaction (wet combustion) processes occurring here were essentially the same.

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158 Chapter 8. Model Experiments on tne Formation of Humic Acids

The course of treatment of organic materials with boiling sulfuric acid may give rise to various reactions, e.g., aromatization, oxidation, dehydra- tion, condensation, sulfonation ; the reaction process may be regarded as an initial stage of carbonization, followed by decomposition to form CO, and H,O. At the same time, humification can be regarded as an initial stage of carbonization too, because A type HA has turbostratic structure. Then, both processes are in a sense analogous to each other.

Comments (1) Hydroquinone HA was quite analogous in shape of absorption

spectrum to that of A type HA, but its stability was distinctly lower. The hydroquinone HA had a turbostratic structure which was less developed than that of the A type (see Chapter lo). These findings suggest strongly that the “humification” process of hydroquinone under laboratory or soil conditions can serve as a model of the formation of A type.

(2) Artificial HAS obtained from various ranks of coal by treatment with KClO, and HNO, corresponded to A, B or Rp type HAS, suggesting the structural similarity between the two groups. The fact that anthracite HA was similar to A type with respect to absorption spectrum and stability was especially noted.

(3) The change in absorption spectrum of lignin by treatment with HCI suggests that lignin can serve as a source of Rp and €3 type HAS. Milder prepar- ative conditions should be pursued for the models of soil HAS.

(4) There is a possibility that melanin- and microbial pigment HAS can be transformed into soil HAS, and this transformation under soil con- ditions should be investigated.

8.2. Formation of Hydroquinone Humic Acid as Affected by Aluminum and Iron

As discussed in Chapter 6 , there exist at least two kinds of soils in which A type HA is predominant: Black soils of Japan originated from volcanic ash and calcareous soils including various great soil groups. It may be reasonable to suppose that the two kinds of soils have their own conditions for the formation of A type, although it was demonstrated that the A type HAS ob- tained from them have a turbostratic structure in common (see Chapter 10).

Hydroquinone- and catechol HAS formed by autoxidative polymeriza- tion in alkaline solution showed the existence of a turbostratic structure (Pollack et a/., 1971; Matsui et a/., 1984) and can therefore be regarded as models for the A type of calcareous soils.

In Black soils, it is suspected that amorphous oxides of aluminum and

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8.2. Formation of Hydroquinone Humic Acid 159

iron, allophane and imogolite might be related to the formation of A type under acid soil conditions, because the Black soils are characterized by the predominance of these inorganic constituents. To verify this supposition, a series of model experiments using hydroquinone, catechol and pyrogallol as starting materials was carried out (Kumada and Kato, 1970; Kumada and Ohta, 1971; Kondo, 1978). An example of the experiments is described below.

To 660 mg hydroquinone alone or with various amounts of AICI, or FeCI, put in a 50 ml beaker, 20 ml of 0 . 1 ~ Na-acetate (pH 6.5, 5.5, 4.5 or 3.5) was added. The beakers were covered with aluminum foil and placed at 30°C. After 14 days, the solution was acidified with H,SO,, and the precipitate (HA) was transferred to a filter paper, and successively washed with dil. H,SO, and H,O. The HA was dissolved in 0 . 0 1 ~ NaOH, and analyzed by the Nagoya method of humus composition analysis. In addition, 660 mg of hydroquinone was dissolved in 20 ml of 0 . 0 1 ~ NaOH, and the HA fraction was analyzed similarly 7 days after dissolution.

The absorption spectra of hydroquinone HAS are illustrated in Fig. 8-6.

200 300 400 500 600 7(

Wavelength, nm I

Fig. 8-6. l o - 3 ~ AICI,: Fe: 1 0 - 3 ~ FeCI,.

Absorption spectra of hydroquinone hurnic acids. C: control; Al:

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160

The shapes of absorption curves were mostly similar to each other and to that of A type HA, except that most of them had a shoulder-like absorption in the UV region. The analytical results listed in Table 8-5 show the follow- ing: (i) In the acid solutions, the yield of HA increased with increasing pH. (ii) At the same pH value and the same concentration of A1 and Fe, the yield was in the order: control plot < A1 plot < Fe plot. (iii) The yields in the Fe and A1 plots increased with their increasing amounts, respectively. (iv) The yield of HA in the alkaline solution was remarkably high. (v) The RF values of HAS were nearly comparable to that of A type HA, but the dlog K values were in most cases lower.

Chapter 8. Model Experiments on the Formation of Humic Acids

TABLE 8-5 Yields of hydroquinone humic acids and their R F and dlog K values.

Plot PH

Control 6.5 5 . 5 4.5 3.5

A1 b 6.5

Yields R F AlogK

11.7 124 0.387 7.40 120 0.378 3.64 92 0.491 2.90 82 0.622

10-3 21.3 122 0.350 5 x 10-3 21.8 128 0.349

10-2 19.5 129 0.364

Amount of additive (M)

10-3 9.64 113 0.415 5 . 5 5 x 10-3 10.5 119 0.381

10-2 11.4 122 0.379

10-3 2.58 139 0.418 4.5 5 x 10-3 2.76 131 0.430

10-2 2.90 143 0.427

Fe b 10-4 30.8 127 0.340 6.5 5 x 10-4 40.0 127 0.373

10-3 43.0 117 0.377

10-4 19.7 131 0.363 5 . 5 5 x 10-4 25.5 132 0.407

10-3 31.5 122 0.421

10-4 12.4 116 0.492 4.5 5 x 10-4 18.0 129 0.490

10-3 22.5 134 0.444

10-4 7.24 93 0.501 3.5 5 x 10-4 9.36 122 0.545

10-3 12.2 116 0.566 Alkali 0 . 1 ~ NaOH 139 124 0.395 a Expressed as ml of 0 . 1 ~ KMnO, consumed. b Al: AICI,; Fe: FeCI,.

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8.2. Formation of Hydroquinone Humic Acid 161

It may thus be concluded that A1 and especially Fe salts accelerate the formation of hydroquinone HA in acid conditions. The yield of HA in 0 . 1 ~ NaOH was far larger than that in acid conditions. In the case of Black soils, however, active alumina abundantly present is considered to combine with HA to form stable Al-humate and contribute to its accumulation.

In the model experiments conducted by the author and associates, Mn oxides were not taken into consideration. However, a series of model experi- ments carried out by Shindo (Shindo and Huang, 1982, 1984a,b, 1985a,b; Shindo and Higashi, 1986) showed that Mn(IV) oxide and Mn-bearing silicates, especially tephroite, accelerate remarkably the oxidative polycon- densation of polyphenols. The accelerating effect of Mn compound was con- firmed by an experiment in which the yield of hydroquinone HAS in 0 . 1 ~ Na-acetate solution (pH 6.0) containing 1 0 - 3 ~ FeCI, or MnCI, at 30°C during a 1- to 4-week incubation period was 2.6 to 3.1 and 7.4 to 8.6 times larger than those of the control plot (Kumada and Nishio, unpublished data). It is added that allophane and imogolite deferrated by the Mehra and Jackson method (1965) did not show the accelerating effect.

The above model experiments are incomplete and many problems remain to be solved. But the findings obtained to date seem to indicate that this is an effective means to understand various phenomena occurring in soil, and that methodology for model experiments should be established.

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Chapter 9

Chemical Properties of Various Types of Humic Acid

HAS are divided into several types based on their optical properties. From the standpoint of humus chemistry, the chemical properties of these HA types are a most important factor. In Chapter 5 it was shown that the ele- mentary composition of various HA types can be discriminated from each other. Some of the chemical properties are dealt with in this chapter. It is to be regretted that the items of chemical properties which have been studied in connection with the types of HA and the degree of humification are rather limited, and the results are still fragmentary.

9.1. Oxygen-containing Functional Groups

Levels of total acidity and carboxyl, phenolic and alcoholic hydroxyl, car- bonyl, and methoxyl groups of various types of HA were determined by Kumada and Kawamura (1968a) and Tsutsuki and Kuwatsuka (1978a). Suzuki and Kumada (1972) determined the contents of the above functional groups except for the carbonyl group for Rp(2) type HAS. The analytical data reported by these workers are all plotted in Fig. 9-1.

Rather wide ranges of the values for each analytical item may be partly due to the fact that different methods were used for a single item. For in- stance, larger values of total acidity and carbonyl group for respectiev types of HAS were reported by Tsutsuki and Kuwatsuka than by Kumada and Kawamura. For their determinations, the former used the methods of Martin et al. (1963) and Schnitzer and Riffaldi (1972), while the latter used the methods of Brooks and Sternnel (1957) and Fritz et al. (1959). On the other hand, the carboxyl and total hydroxyl groups were respectively determined accord- ing to the methods of Blom et al. (1957) and DeWalt and Glenn (1952) by

162

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9.1. Oxygen-containing Functional Groups 163

15 - ,182 - 9 - Total acidity

A 13 - " - "

7 - L

5 - o & 8

. ' ? *

1 : 1 1 - O B :

A

Total acidity

13

1 , 5 , 91 . Carbonyl

3

3 51! 1

Carboxyl

,

. o

7 / I 51 I

. * &

a

8

0

0

Fig. 9-1. Oxygen-containing functional groups (me/g) of hurnic acids. 0 : Kumada and Kawamura (1968a); 0 : Tsutuki and Kuwatsuka (1978a); a : Suzuki and Kumada (1972).

both researchers. For the determination of methoxyl group, Tsutsuki and Kuwatsuka used the method of Viebock and Brecher (1930), and Kurnada and Kawamura used the Zeisel method; no difference due to the different methods was observed.

Phenolic hydroxyl content calculated by subtracting the carboxyl content from the total acidity, and alcoholic hydroxyl content by subtracting the phenolic hydroxyl content from the total hydroxyl content would be affected by the methods used for the direct determination of functional groups, especially total acidity. Functional groups of Rp(2) type HAS reported by

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164 Chapter 9. Chemical Properties of Various Types of Hutnic Acid

Suzuki and Kumada were determined by the methods used by Kumada and Kawamura. Tsutsuki and Kuwatsuka (1978a) remarked on many prob- lems involved with the determination of functional groups, especially phe- nolic and alcoholic hydroxyl.

Regarding the data in Fig. 9-1: (i) The levels of the total acidity and carboxyl and carbonyl groups tended to increase in the order of Rp(2) type <Rp(l) and Po type<B type<A type, and the reverse was true for the total hydroxyl and methoxyl groups. (ii) In the phenolic and alcoholic hydro- xyl groups, there were no tendencies among various types of HA, except that both the hydroxyl contents of Rp(2) type HAS showed wider ranges than those of other types, and the alcoholic hydroxyl contents of A type HAS were smaller than others. This may be partly due to the inaccuracy of these values for the reasons stated by Tsutsuki and Kuwatsuka (1978a). (iii) As for P type HAS, the levels of all functional groups except for the rnethoxyl group ranged widely, and it was evident that with the increase of the Pg fraction in P type HAS, the amounts of total acidity, carboxyl, phe- nolic hydroxyl, and carbonyl groups increased and those of alcoholic hydroxyl and methoxyl groups decreased.

Using the HA samples (except for P type) plotted in Fig. 9-1, Tsutsuki and Kuwatsuka (1 978a) conducted linear and logarithmic regression analyses of the atomic ratios of the oxygen of 0-containing functional groups to total-C on RF values, and obtained these correlation coefficients ( r ) : 0.844*** (logarithmic) for OCOO~/C, 0.799*** (logarithmic) for Oc,o/C, 0.234 (linear, N. S.) for Ophen. OH/C, -0.815*** (linear) for Oalc. OH/C, and -0.768*** (linear) for O C ~ , ~ / C . They further stated that, when a few exceptions were excluded, the carbonyl and carboxyl contents showed a highly significant linear association ( r : 0.913***), and that the ratios of oxygen contents ac- counted for by the sum of carboxyl and carbonyl groups to total oxygen contents of HAS increased with RF values, and amounted to about 80% for A type HAS.

These results suggest that carboxyl and carbonyl groups are important structural components, and the formation of these functional groups proceeds in parallel in the process of humification.

It is added that Arai and Kumada (1977a) proposed a conductometric titration method which enables fractionation of the functional groups of HAS into three clusters of different dissociation constants, designated as S (strong), W (weak) and VW (very weak) clusters. They showed that the sums of the functional groups and the ratios of the S cluster to the sums likewise increased in the order of Rp type < B and P types < A type (Arai and Kuma- da, 1977b). The total acidities determined by conductometry were nearly equal to the sums of carboxyl determined by Blom’s method and phenolic

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9.2. Nitrogen Distribution in Humic Acids 165

hydroxyl determined by Folin's method as modified by Kuwatsuka and Shindo (1973).

9.2. Nitrogen Distribution in Humic Acids

Tsutsuki and Kuwatsuka (1978b) determined the levels of amino acid, am- monia, amino sugar, hydrolyzable-N, non-hydrolyzable-N, and total-N in HAS and discussed their relationships to the degree of humification (Le., RF values) or the types of HA. Part of their results are described below.

Amino acid composition of humic acids Amino acid compositions in the 6~ HC1 hydrolysates of 4 HA samples

are shown in Table 9-1. Each molar amount of Asp, Glu, Gly, and Ala was about 10% or more of the total amount of acids. The composition of these 4 amino acids was very similar among the 4 HAS though they were different

TABLE 9-1 Relative molar distribution of amino acids in humic acids (%) (Tsutsuki and Kuwatsuka, 1978b)

Hurnic acid

Name Tenmondai Kuragari Hichiso Kisokoma(F) Average ~~~~~~~

R F 144 61 51 20 Type A B B Rp(2)

Acidic Aspartic acid Glutamic acid

Neutral (non-polar) Glycine Alanine Valine Isoleucine Leucine Phenylalanine Proline

Neutral (polar) Serine Threonine Methionine Tyrosine Cystine

Lysine Histidine Arginine

Basic

14.6 11.5

12.6 11.9 7.76 4.13 5.59 3.45 4.87

5.28 6.60 0.00 0.89 0.00

5.89 1.67 3.31

14.3 9.59

12.8 10.6 8.36 4.16 6.32 3.76 6.28

5.81 5.36 0.71 1.40 0.00

5.57 1.55 3.48

13.4 10.6

11.6 10.9 5.86 4.66 7. 14 3.87 6.51

6.09 7.18 1.14 1.77 0.00

3.84 2.66 2.82

13.3 10.5

12.3 10.4 7.63 4.86 7.87 4.08 5.80

5.54 5.57 0.81 2.17 0.00

4.16 2.68 2.27

13.9 10.5

12.4 10.9 7.40 4.45 6.73 3.79 5.87

5.68 6.18 0.67 1.56 0.00

4.87 2.14 2.97

0.64 0.78

0.51 0.65 I . 08 0.37 0.99 0.26 0.73

0.35 0.86 0.48 0.55 0.00

1.02 0.61 0.54

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166 Chemical Properties of Various Types of Humic Acid

in RF values and origin. Each molar amount of Val, Ile, Leu, Phe, Pro, Ser, Thr, and Lys ranged from 4 to 8%, and that of Met, Tyr, His, and Arg ranged from trace to 474 of the total amino acids. These amino acid compositions were similar to those of HA obtained from a Chernozem soil by Khan and Sowden (1971, 1972) and from highly organic tropical volcanic soils by Sowden et al. (1976). These results suggest that the protein structure of HAS is unaffected by the degree of humification and the origin of HAS.

Chapter 9.

Total-N content Total-N contents were plotted against RF values (Fig. 9-2). The plots

were grouped together according to types, i.e., A, B, Rp(l), Rp(2), and Po type. Total-N contents increased from Rp(2) type to Rp(1) type, and then decreased among Rp(l), Po, B, and A type with increasing RF values. A very significant negative linear correlation ( r : -0.715***) was found be- tween total-N content and RF value among the latter 4 types of HAS. As pointed out by Kumada (1955c), the process of HA formation could be divided into two stages according to the change in total-N content. In the first stage, corresponding to the change from Rp(2) type to Rp(1) type, HAS with low nitrogen content are transformed to those rich in nitrogen, because easily utilizable materials such as polysaccharides may be exhausted by soil microbes, leaving behind humified substances or dead biomass richer in nitrogen. The color of HAS, i.e., the degree of humification does not increase during this stage. In the next stage, nitrogen is released again with the in- crease in the brown color of HA.

Amino acid-N content by 8 N H,SO, hydrolysis The total amino acid-N content in the hydrolysate obtained by treat-

1 , O:, 50 100 150

RF Fig. 9-2. Relationship between total N% and RF values of humic acids (Tsutsuki and Kuwatsuka, 1979'0)

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9.3. Amino Acid, Phenol, and Sugar Composition of Acid-hydrolysate 167

1 t

50 100 150

RF Fig. 9-3. Relationship between amino acid-N% and R F value of humic acids. (Tsutsuki and Kuwatsuka, 1978b)

ment with S N H,SO, at 110°C for 20 hr was determined by TNBS method (a colorimetry using sodium trinitrobenzene sulfonate) according to Satake and Okuyama (1958). The amino acid-N content increased from Rp(2) type to Rp(1) type, and then decreased among Rp(l), Po, By and A types with increasing RF value (Fig. 9-3); a very significant negative linear correlation ( r : -0.861***) was found between the amino acid-N content and RF value among the latter 4 types of HAS.

It should be noticed that various types of HAS are discriminated from each other with respect to nitrogen distribution with transitional changes observed in the order of Rp(2), Rp(l), Po, B, and A type HAS.

9.3. Amino Acid, Phenol, and Sugar Composition of Acid-hydrolysate

Following the investigation described above, Tsutsuki and Kuwatsuka (1979a) determined the levels of amino acids, phenolic substances, sugars, and total hydrolyzable organic matter of 37 HAS after acid-hydrolysis.

Amino acid content Total yields of amino acid by 8 N H2S0, hydrolysis of HAS ranged

from 400 to 2,800 pmollg, and increased from Rp(2) type to Rp(1) type, then decreased in the order of Rp(l), Po, B, and A type HAS with increasing degree of humification. Amino acid-carbon is supposed to be the main frac- tion of the acid-hydrolyzable-carbon in HAS.

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168 Chapter 9. Chemical Properties of Various Types of Humic Acid

Phenolic substance content The contents of phenolic substances in 8 N H,SO, hydrolysates were

determined colorimetrically with Folin's reagent, using phenol (C,H,OH) as the standard material. Very significant positive linear correlations were found between the yields of total phenolic substances and total amino acids by 8~ H2S04 hydrolysis (7: 0.883""") and between the yields of the former and acid-hydrolyzable organic matter (y : 0.967***). Here, acid-hydrolyzable organic matter refers to the content of total organic carbon in the supernatant of hydrolysate of HA treated with 8 N H2S04 at 110°C for 20 hr, and deter- mined according to Tatsukawa's method (1966).

Similar to the trends observed for amino acids, the total yields of hydro- lyzable phenolic substances increased from Rp(2) type to Rp( 1) type HAS, and then decreased in the order of Rp(l), Po, B, and A type HAS with in- creasing RF values (Fig. 9-4). Because of their similar trends, the proteinous substances and hydrolyzable phenolic substances in HAS are presumed to combine with each other and to have similar stabilities, though proof is still needed of their combination. It is also presumed that the combination of the two substances takes place during the first stage of humification (from Rp(2) type to Rp(1) type), and the degradation takes place during the next stage (among Rp(l), Po, B, and A type HAS).

As seen in Fig. 9-4, the yields of acid-hydrolyzable phenolic substances from Rp(2) type HAS were lower than those from Rp(1) type. The yield

T I I I I

2 OO 50 100 150 a

RF Fig. 9-4. Relationship between the level of acid-hydrolyzable phenol and R F values of humic acids (Tsutsuki and Kuwatsuka, 1979a).

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9.3. Amino Acid, Phenol, and Sugar Composition of Acid-hydrolysate 169

was the lowest for the HA (No. 37 in Table 5-1) which was isolated from rotted wood of Myrica rubra containing high levels of flavonol (Myricitrin). Lignin is also stable and little degraded by acid-hydrolysis. Therefore, it is presumed that the phenolic substances detected in the acid-hydrolysates of HAS are mainly due to phenolic substances other than lignin and flavonoid. These phenolic substances may be due to hydrolyzable tannins, microbial metabolites and chemical degradation products of residual constituents of plants.

Hexose and uronic acid contents The contents of hexose and uronic acid in 6 N H,SO, hydrolysate (lOOOC,

2 hr) were determined by the methods of Atake and Seno (1968) and Bitter and Nuir (1962), respectively. The levels of hexose in HAS ranged from 0.5 to 5%, and tended to decrease with increasing RF values (Fig. 9-5). A sig- nificant negative linear correlation (y : -0.472") was found between the hexose level and RF value of the HAS. Compared with other HAS of similar RF values, the HAS extracted from Kendzina-like soils contained lower levels of hexose. A negative linear correlation between the hexose content and RF value was found to be much more significant for the HAS obtained from Rendzina-like soils (7: -0.842*"*) than the HAS overall (7 : -0.472").

The levels of uronic acid ranged from 0.5 to 2.0%. Though no significant linear correlation (7: -0.319 N. S . ) was found between the uronic acid level

1

I I 1

50 100 150

RF Fig. 9-5. Relationship between the level of hexose and RF value of humic acids (Tsutsuki and Kuwatsuka, 1979a). Rendzina-like soil humic acids are denoted by ., 0, m, and 0 for A, B, Po, and Rp type, respectively.

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170 Chapter 9. Chemical Properties of Various Types of Humic Acid

21- 0 -

.- 2 0 1 C pp++; 3

OO 50 100 150

RF Fig. 9-6. Relationship between the level of uronic acid and R F value of humic acids (Tsutsuki and Kuwatsuka, 1979a). A: for all samples ( r : -0.32N.S.); B: for Rendzina-like soil humic acids ( r : -0.78**), which are denoted by the same symbols as in Fig. 9-5.

S L , , , 2 oo 2 50 100 150

RF Fig. 9-7. Relationship between the level of hydrolyzable organic matter carbon and R F value of humic acids (Tsutsuki and Kuwatsuka, 1979a).

and RF value in any samples, a significant negative linear correlation (7: -0.780**) was found between these values for Rendzina-like soil HAS (Fig. 9-6).

Contribution of the carbon content distributed in amino acids, phenolic substances, and sugars as acid-hydrolyzable constituents to the total carbon content of lzumic acid Of the total carbon content in HAS, that in amino acids accounted for

4-26%, in hydrolyzable phenolic substances 1-6.7%, in hexose 0.6-3.5%, and in uronic acid 0.3-1.4%. The sum of the carbon contents of acid-hydro- lyzable constituents, (A+ P+ H + U) value, accounted for 5.9-35% of the total carbon. On the other hand, the levels of carbon contained in the super- natant solutions of the 8 N H,SO, hydrolysates of HAS, which were deter-

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9.4. Fractionation Experiment 171

mined directly by Tatsukawa’s method, accounted for 5.8-27% of the total carbon. The values of (A + P + H + U) and hydrolyzable organic matter were similar in most of the HAS exmained here, and a very significant positive linear correlation ( r : 0.931***) was found between them. Therefore, a great part of the acid-hydrolyzable fraction of HAS is assumed to be accounted for by amino acids, hydrolyzable phenolic substances, and sugars.

As shown in Fig. 9-7, the pattern showing relationship between the level of acid hydrolyzable organic matter and RF value of HAS was similar to that of acid-hydrolyzable phenol (Fig. 9-4).

9.4. Fractionation Experiment

It was stated earlier that an HA is considered to be an assembly of fractions continuously differing in their RF and Alog K values. This idea can be de- monstrated by dividing the HA into several fractions according to appro- priate means, e.g. , gel chromatography, and determining the RF and Alog K values of each fraction. Here, experimental results supporting the idea are described.

Fractional precipitation The fractional precipitation technique using alcohol as precipitant (SOC.

High Polymer Chem., 1961) was utilized (Kyuma, 1964; Kumada and Kawa- mura, 1968; Shiroya and Kumada, 1973).

Fractionation procedure To a solution containing about 150 mg of HA dissolved in 20 ml of 0.2

N NaOH, absolute ethanol was added to a concentration of 20%. After standing overnight, the precipitate was separated by centrifugation. It was then re-dissolved in 0 . 2 ~ NaOH, alcohol added to the same concentration as above, and the precipitate recovered by centrifugation. Alcohol was added to the combined supernatant solutions to a concentration of 30%; again, the precipitate was recovered as described above. The procedure was con- tinued until the concentration of alcohol became 80% and 7 fractionated precipitates were obtained. 0 .2N NaOH can be replaced by 0 . 2 ~ Na-acetate (pH 7.0) in this procedure (Ohtsuka, 1974~). Each precipitate was dissolved in 0 . 1 ~ NaOH, precipitated by adding HCl (1 :3), transferred to a glass filter, and washed with ether. After drying in a desiccator containing conc. H2S0, for two days, the precipitate was weighed. After the concentration of alcohol was reduced by distillation in a water bath, the 80% alcohol sol- uble HA fraction was precipitated by adding HC1 (1:3) and treated as de- scribed above.

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172 Chapter 9. Chemical Properties of Various Types of Humic Acid

TABLE 9-2 Distribution of fractionated humic acids and their optical properties.

Fraction No. 1 2 3 4 5 6 7 8 Alcoholconc. PA) 20 30 40 50 60 70 80 SO<

c- Distribution (%) 0.8 79.0 9 .0 0 .5 5 .4 2 .5 2 .2 0 .4 z g RF 261 258 215 163 122 88 72 64

2s HA type A A A A A A B B Alog K 0.379 0.434 0.453 0.458 0.606 0.680 0.739 0.675 35

.c- Distribution (%) 0.1 0.8 1.0 18 .5 36.7 9 .9 18.3 15.8 g g RF 206 165 138 100 48 33 17

2% HA type A A A A B R p R p Alog K 0.427 0.488 0.524 0.598 0.810 0.836 0.979 E 5

, Distribution (%) 0 . 2 0.2 0.1 0 . 5 1 . 3 81.2 4 .9 1 1 . 5 Z d Q 31 37 29 18 14 8gE :EgK 0.721 0.778 0.857 0.965 0.971 % HA type RP RP RP RP RP

RF and AlogK values of original HAS were 138 and 0.49 for Inogashira, 61 and 0.63 for Kuragari, and 23 and 0.79 for Higashiyama, respectively.

Part of the experimental results are illustrated in Table 9-2. The recovery of acid-precipitated HAS ranged from 82 to 87%. With increasing alcohol concentration, the amount of acid-soluble humic matter also increased, judging from the color of supernatant after centrifugation. This may indicate that some alcohol-soluble material, so-called hymatomelanic acid, remained in the solution, thus lowering the recovery of HA.

The distribution pattern of fractionated HAS varied with the HA samples. When RF and Alog K of these fractionated HAS are compared with those of the original HAS given in the table, it is clear that the values of RF and Alog K of the fractions showing the greatest precipitation were parallel to those of the original HAS. Also, the greater the degree of humification of the original HA, the smaller is the amount of alcohol required to precipitate the larger part of it.

The distribution pattern of fractionated HAS may be assumed to repre- sent the distribution curve of molecular or particle weights of HA, and the particle weight decreases with the increase of fraction number. The distribu- tion curves are apparently not simple; in some cases, they were very sharp and in other cases very broad. However, the curve may have a bias towards larger particle fractions for A type, medium-size for B type and smaller for RP type.

It is well established that, in a series of high polymer homologues, the larger particles would be precipitated before the smaller upon the addition of alcohol. However, it is unlikely that all the HAS are composed of the

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9.4. Fractionation Experiment 173

same homologues, and it cannot be argued that the average particle weight of A type HAS is necessarily larger than that of other types. In this context, the shape and size of HA particles, their acid groups, and other factors should be considered.

A regular relationship between RF and Alog K was recognized in the HA fractions, and RF values decreased and Alog K values increased with an increase in fraction number. This indicates that an HA is an assembly of fractions with continuously differing RF and Alog K, and there exists an inverse proportionality between these RF and Alog K values.

Molecular size distribution Although numerous studies have been conducted to determine the

molecular weight and molecular size of HAS (Orlov et al., 1975; Swift and Posner, 1972 ; Stevenson, 1982), several of their restrictive properties such as dissociation of functional groups, polydispersiveness, limited solubility, strong light absorption in the visible range, interaction with gel materials, heterogeneous composition, and lack of standard material still hamper the precise determination of molecular weight. Furthermore, the values of the average HA molecular weight seem to be of less practical importance if no information on the molecular weight distribution is supplied with the data. The relationships between the molecular size distribution of HAS and the degree of humification, their origin, as well as their chemical composition also have not been fully documented. To tackle these problems, various kinds of HAS with different degrees of humification should be analyzed, and a rapid and reproducible chromatographic technique should be developed.

To this end, Tsutsuki and Kuwatsuka (1984) applied the permeation chromatography method of HAS on two types of packing materials: porous silica (p Bondagel) and porous glass (Controlled Pore Glass, CPG). A part of the experimental results on the molecular size distribution of HAS and its relationship with the degree of humification and other HA properties is given below.

Two HAS, Tenmondai (A type) and Higashiyama (B type), were frac- tionated on a plastic column (85 cmx25 mm i.d.) packed with CPG-170. A borate buffer (pH 9.1, ionic strength 0.1) was used as eluent. Eluted HA was detected by a differential refractometer, and the effluent was frac- tionated into 5 ml fractions by a fraction collector. For each fraction, UV- and visible absorption spectrum, optical densities (O.D.) at 600 and 400 nm, Alog K, RF and organic carbon content were determined.

Elution curves for Tenmondai and Higashiyama HAS are shown in Figs. 9-8 and 9-9. The Tenmondai curves of O.D. at 600 nm, O.D. at 400 nm, and ARI (differential refractive index) had peaks at 95, 100, and 107 ml

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174 Chapter 9. Chemical Properties of Various Types of Humic Acid

of elution volume, respectively. The peak of dRI which detects both colored and non-colored materials coincided with that of organic carbon content. The fraction with the highest RF value was eluted at 90 ml, which was even earlier than the peak of O.D. at 600nm. These trends showed that dark- colored substances had larger molecular size than non-colored substances in the permeated fraction. RF values of eluted HA fractions were highest in the middle molecular size fractions, and were lower in the excluded fractions which had the largest molecular size. On the other hand, dlog K values were almost identically low among the fractions eluted before the peak of RF.

RP value is defined as the optical density at 600 nm of HA per unit concentration, therefore, it reflects not only the degree of humification of a humified component, but also the composition of colored and non-colored fractions in HAS. The value of Alog K, on the other hand, represents the inclination of the absorption curve in the visible range, and therefore it is not affected by the coexistence of non-colored materials. A low Alog K value indicates the occurrence of highly humified components in the fraction.

Behavior of d o g K values of eluted fractions showed that highly hum-

5

Fig. 9-8. Elution of Tennondai humic acid (A type) on CPG-170 with a borate buffer (pH 9.1) as monitored by dRI, optical densities at 400 and 600 nm, organic carbon, RF and Alog K (Tsutsuki and Kuwatsuka, 1984). 0 : RF;

: dlog K ; 0 : optical density (600 nm); @ : optical density (600 nm); -: ARI (determined at arbitrary scale); A : organic carbon.

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9.4. Fractionation Experiment 175

Fig. 9-9. Elution of Higashiyama humic acid (B type) on CPG-170 with a borate buffer (pH 9.1) as monitored by ARI, optical densities at 400 and 600 nm, organic carbon, RF and dlog K(Tsutsuki and Kuwatsuka, 1984). Notations are the same as in Fig. 9-8.

ified components also existed in the fractions eluted before the peak of RF value appeared. Relatively low RF values of excluded fractions showed, meanwhile, that non-colored components such as polysaccharide contribute to these large molecular size fractions. Baker et al. (1967) also showed that the molecular size of soil polysaccharides was much larger than that of colored materials. After the peak of RF value was reached, RF values of fractions decreased and d o g K values increased with increasing elution volume.

The elution curve of Higashiyama HA (Fig, 9-9) was characterized by a larger excluded fraction than that of Tenmondai HA. The peak of ARI and O.D. at 400 nm was eluted earlier in Higashiyama HA than in Tenmon- dai HA, which suggests the greater contribution of large molecular size components in the former. The patterns of changes in the RF and Alog K values were almost the same as those of Tenmondai HA. The change in these parameters suggests that the middle molecular size fraction had the highest degree of humification, and that highly humified components exist together with the many non-colored components in the excluded fraction. Similar results were obtained with an Rp(1) type HA.

Tsutsuki and Kuwatsuka pointed out on the results obtained by both p Bondage1 and CPG chromatography :

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176 Chapter 9. Chemical Properties of Various Types of Humic Acid

(1) Elution volumes of HAS depended on the ionic strength of eluents. (2) Average molecular size of A type HAS was smaller than that of B

and Rp types. Molecular size distribution of A type was narrower than that of other types.

(3) Elution curves of different HAS were very similar to each other. These results clearly show that an HA is an assembly of fractions dif-

fering in their RF and Alog K values. However, the relationship between RF and Alog K values of HA fractions does not seem as simple as observed in the fractional precipitation experiment.

9.5. Viscosimetric Characteristics

Since HAS are a group of acidic, dark-colored, high molecular weight hetero- polycondensates, high molecular chemistry should be an effective approach to elucidate the nature and properties of these substances. For this reason, Kumada and Kawamura (1 965) investigated HA viscosimetric properties with special reference to HA type and the intrinsic viscosity and change of reduced viscosity with pH were determined.

Intrinsic viscosity The HA was dissolved in 0 . 1 ~ NaOH at concentrations of 1.0, 0.75,

0.5, and 0.25%. Viscosity was measured in a constant temperature bath (25 k 0.002°C) by Ostwald viscosimeters with flow times of about 300 sec for distilled water at 25°C. Intrinsic viscosity [17] was obtained by extrapolat- ing the values of reduced viscosity (qsp/c) to zero concentration, where qsp and c are specific viscosity (qrel - 1) and concentration, respectively.

The intrinsic viscosity of HA is shown in Fig. 9-10. Because of the small sample number, it was difficult to find any definite regularity between [v] and HA type, but the [7] values tended to increase in the order of Rp(2) type, Rp(1) type, B type, and then decreased to A type. The values for P type may correspond to those for B type.

Change oj reduced viscosity with p H Free HA solution was prepared by passing sodium humate dissolved in

a small volume of 0 . 1 ~ NaOH through columns of Amberlite IRA-100 OH-form and IR-120 H-form. By adding different amounts of 0.5 N NaOH to each free HA solution, a series of 0.5% HA solutions at different pH values was prepared, and their reduced viscosity was obtained.

The change of reduced viscosity of HA solutions with increasing pH is shown in Fig. 9-11. It can be seen that, with an increase in pH and pro- gressive neutralization of free HA, the viscosity decreased to a minimum

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9.5. Viscosimetric Characteristics 177

0.3

- E- 0.2- v

0.1

-

- .. .

0.46 =

b

8 .

* . : .

0- A B Rp(1) Rp(2) P

HA type

Fig. 9-10. Intrinsic viscosity of various types of humic acid.

and subsequently increased towards neutral and alkaline pH values. Careful examination of those curves reveals that the HAS are divided into four groups. Group I: All the A type HAS belonged to this group. The inclination of descent of the first half curve and the inclination of ascent of the second half curve were the lowest of all groups and the pH value of minimal reduced viscosity was near 5. Group 11: B type HAS belonged to this group. The inclination of the first half curve was similar to that of Group I, but the inclination of the second half curve was pronounced. The pH of the minimal point was near 5. Group 111: Rp(1) type and P type HAS belonged to this group. The inclination of descent of the first half curve was large, the in- clination of ascent of the second half was similar to that of Group 11, and the pH of the minimal point was 5 to 5.5. Group IV: The Rp(2) type HAS belonged to this group. The inclination of descent of the first half curve was far larger than that of Group 111, the inclination of ascent of the second half was similar to that of Group 111, and the pH of the minimal point was 5.5 to 6.

A complete explanation of these 7;isp/c vs. pH curves is not yet possible, but the following explanation may be tentatively acceptable. Free HA solu- tion prepared by passage through columns of ion exchange resins may be

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178 Chapter 9. Chemical Properties of Various Types of Humic Acid

Group I

2 3 4 5 6

PH

- 2 4 6 8 1 0

PH PH Fig. 9-11. Change of reduced viscosity of hurnic acids with pH.

assumed to be in a micelle colloid state; the HA particles would more or less associate with each other to form micelles. The reason for this is that the electrostatic repulsion among HA particles would be retarded because of the low degree of dissociation of carboxyl groups. Furthermore, it is pre- sumed that the degree of association increases in the following order: A type<B type<Rp(l) and P types<Rp(2) type, because the ranges of car- boxyl group contents for each type(s) were 5.55 to 4.15 me/g, 4.00 to 3.04 me/g, 2.99 to 2.50 me/g, and 2.62 to 1.33 me/g, respectively. According to

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9.5. Viscosimetric Characteristics 179

the results reported by Arai and Kumada (1977b), the acidic strength of HAS decreased presumably in this order. This assumption is also supported by the pH values of free HA solutions: 2.75 to 2.88 for A type, 2.78 to 3.22 for B type, 2.95 to 3.23 for Rp(1) and P types, and 3.30 to 3.58 for Rp(2) type, indicating that the acidic strength of HAS decreased in this order. It must be noted that Rp(2) type HAS, especially those obtained from farm- yard manure, were turbid immediately after passage through ion exchange resins, and the coagulation and precipitation of HA particles were soon observed when allowed to stand. The other HA solutions were very stable, and no flocculation occurred for a long time. Thus, high reduced viscosity for free HA solutions may be explained by micelle formation and this is highest for Rp(2) type HAS.

By adding small amounts of alkali, the association of HA particles would probably be destroyed because of the increase of electrostatic repul- sion, and micelle colloids would be transformed into molecular colloids resulting in a decrease of viscosity. The extent of descent of the first half curve seemed to be in the order of A type=B type<Rp(l) and P types< Rp(2) type, in inverse proportion to their magnitude of acidity or the degree of dissociation of acidic groups. When more alkali was added beyond the point of minimal viscosity, the reduced viscosity increased remarkably.

Kagawa (1956) stated that the increase of reduced viscosity with in- creasing degree of neutralization is a common feature of linear polyelec- trolytes of the weak acid type. On the contrary, the reduced viscosity of polyelectrolytes of strong acid type hardly changes with increasing degree of neutralization. This theory may be applicable to HA. The less pronounced elevation of the second half of the curves for A type HAS would indicate that their acidic character is relatively strong compared with other types.

It must be noted that the increase of viscosity that occurs upon neutral- ization of weak acid-type polyelectrolytes is dependent not only on the shape of the molecule but also on other factors such as molecular weight and charge density. It is accordingly not possible to decide whether the HA molecules are spherical or linear in shape, although it is reasonable to conclude that they are fairly flexible.

According to the data obtained in this investigation, it may be tenta- tively concluded that the change of reduced viscosity with pH varies with the type of HA. In addition, HAS are thought to be flexible, weak acid-type polyelectrolytes,and the strength of the acid character increases approximately in the order of Rp(2) type < Rp( 1) and P types < B type < A type.

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180 Chapter 9. Chemical Properties of Various Types of Humic Acid

SUMMARY

These findings seem sufficient to advocate that the chemical properties of HAS vary regularly with their type and their degree of humification, al- though data are admittedly still fragmentary.

1. The levels of carboxyl and carbonyl groups tended to increase in the order of Rp(2)<Rp(l) and P,<B<A type and with the increase of R F values, and the reverse was true of the total hydroxyl and methoxyl groups.

The levels of total-N, amino acid-N, phenolic substances, and organic carbon in 8 N H,SO, hydrolysate increased from Rp(2) type to Rp(1) type, and then decreased with increasing RF values in the order of Rp(l), Po, B, and A type HAS.

3. The distribution pattern of fractionated HAS by the fractional precipitation technique varied with the type of original HAS. RF value of fractionated HAS decreased and Alog K value increased with an increase of fraction number. Similar, though more complicated relationships between RF and Alog K values were also observed by permeation chromatography.

4. Change of reduced viscosity with pH varied with the type of HA in the order of Rp(2) type, Rp(1) and P types, B type, A type, and the strength of the acid character increased in this order.

2.

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Chapter 10

The Nature and Genesis of Humic Acid

Information on the nature of various HA types is extremely limited, but X-ray diffraction analyses conducted by Matsui et al. (1984) confirmed the existence of a turbostratic structure in A type HA, and they succeeded in observing the structure under an electron microscope. Thus, A type HA was considered composed mainly of turbostratic structure and oxygen-con- taining functional groups. In this connection, the structural models of B and Rp types have been deduced.

In this chapter, the experimental results on the X-ray diffraction analysis of HAS, burning as a possible means of forming soil humus, and environ- mental evidence on the formation of A type HA are described, and the genesis of various types of HA is discussed.

10.1. X-ray Diffraction

It was mentioned previously that A type HA exhibited a turbostratic structure in X-ray diffraction analysis. Kasatochkin et al. (1956, 1964) also proposed a model based on X-ray diffraction analysis composed of condensed aromatic nuclei to which were attached some aliphatic side chains for the HAS ex- tracted from Chernozems. X-ray diffraction studies were also conducted by Simon and Speichermann (1938), Pollack et aE. (1971), Visser and Mendel (1971), Kodama and Schnitzer (1967) and others, but no systematic under- standing of the skeletal structure of HAS and FAs has yet been established.

A few years ago, Matsui et al. (1984) obtained normalized X-ray diffrac- tion patterns of HAS, and the (002)-band was further analyzed using the Fourier transformation method.

181

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182 Chapter 10. The Nature and Genesis of Humic Acid

X-ray diflraction analysis The diffraction intensity of HA was measured for a powdered sample

using a Rigaku Denki X-ray diffractometer and Cu K, (Mo K,) radiation in the range sin B/R=0.05(0.60) to 0.60(1.08), and was expressed in terms of “reduced intensity I” by the method of Yen et al. (1961). That is, the ob- served intensity, Ioas(B), was corrected for absorption and polarization fac- tors (Noda and Inagaki, 1964). The corrected intensity, was then normalized to electron units by fitting it to the independent scattering curve in the range sin 8/1=0.8 to 0.9 (Akamatsu and Takahashi, 1958). Reduced intensity I, was calculated using I=(A - C)/E, where A and C(E) are normal- ized diffraction intensity and incoherent (independent coherent) scatterings, respectively. X-ray diffraction patterns determined are illustrated in Fig. 10-1.

Carbon black

Hydroquinone HA

Lignin

Sochiken-I (A type)

lnogashira (A type)

S

Fig. 10-1. X-ray diffractograms of humic acids and related substances.

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10.1. X-ray Diffraction 183

Carbon black exhibited sharp peaks at d=3.5, 2.1 and 1.8A due to (002)-, (lo)-, and (004)-bands of graphite, respectively. All A type HAS ex- hibited two peaks at d=3.5A and about 2.1A due respectively to (002)- and (10)-bands of graphite. Rp type HAS exhibited two peaks at d=4.1 and about 2.1A; the former corresponded to the so-called 7-band. In Kuragari B type HA, there were three peaks at d=4.1, 3.5 and about 2.1& and the intensities of the former two were nearly equal. P type HAS containing 4,9-dihydroxy- perylene-3,lO-quinone derivatives also showed three peaks at d=4.1, 3.5 and about 2.1& but the intensity of the peak at d=4.1A was far stronger than that at d=3.5AY suggesting that most of the nuclei were not stacked in the manner indicated by the turbostratic structure.

In general, it may be said that soil HAS have (002)- and/or 7-band, and that relative intensities of these bands vary with the types of HAS. The A type HAS showing both (002)- and (10)-bands may be concluded to have turbostratic structure. Rp type HAS have 7-band, and B type HAS 7- and (002)-bands. It is presumed that HAS at the earlier stage of humification (Rp type) have solely a 7-band, and that the (002)-band becomes stronger and the 7-band weaker with the progress of humification, that is, Rp type-+ B type-+A type.

Hydroquinone HA prepared by oxidative polymerization of hydro- quinone in 5% NaOH as reported by Kumada and Miyasato (1956), and lignin extracted from rice straw with dioxane had two peaks at d=3.5 and near 2.1A and d=4.2 and at about 2.1& respectively.

Fourier transformation of (002)-band The Fourier transforms, P(u), defined as the probability of finding a layer

at a distance u, for A type HAS and hydroquinone HA are shown in Fig. 10-2. The numbers of peaks, or packing numbers, correspond to the maxi- mum number of layers which are considered to be packed with each other at a distance of interlayer spacing d. The packing numbers of HAS are given in Table 10-1.

In the A type HAS, Sochiken-1 and Inogashira, the amplitude of oscil- lation was observed to be up to u= 30A at an almost constant spacing of 3.5& and showed a packing number of 8 to 10. Hydroquinone HA showed a pack- ing number of 5 .

The weight ratio of the stacked fraction of n layers (n12) and f (n) , the weight ratio of the nth peak in the transform, are represented by the histo- grams in Fig. 10-3. For Sochiken-1 HA, this weight ratio was calculated up to seven layers. The main stacked fractions were composed of two (45 wt%) and three (34 wt%) layers. In Inogashira HA, the stacked fractions were also made up of two (60 wt%) and three (29 wt%) layers. Hydroquinone HA con-

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184 Chapter 10. The Nature and Genesis of Humic Acid

0.05 h

3 0

-0.05 Q

0.05 ~ Sochi ken4

0

-0.05 -

- lnogashira

AA..- . I

yox 20A 30A ~

\

0

0.051 I\ Hydroquinone HA

v 20A 30A " L -

- 0.05 1- " Fig. 10-2. Fourier transform, P(u), of A type and hydroquinone humic acids.

TABLE 10-1 Some parameters of layer stacking in A type and hydroquinone humic acids.

lnterlayer Packing Average number of Weight % of stacks spacing number layers p_er stack per humic acid

d n PS

Sochiken-1 3.45 8 2.61 32 Inogashira 3.50 9 2.39 28 Kinshozan-PP 3.48 10 2.48 23 Tenmondai 3.48 9 2.66 28 Hydroquinone HA 3.52 5 2.43 13

lnogashira o.6 1 Hydroquinone HA 0.6

Sochiken-1 0.6 1

Fig. 10-3. Weight ratio of stacked fraction of n layers per stack, f ( n ) , of A type and hydroquinone humic acids.

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10. I . X-ray Diffraction 185

tained stacked fractions of two (50 wt%) and three (37 w t x ) layers as the main composites of a stack. In addition, a considerable number of layers are supposed to be unassociated, although the portion of single layers could not be calculated by the method adopted in the present study.

The interlayer spacing determined from the diffractograms, d, the average number of layers per stack, it, and the weight percent of stacks per HA, P,, are also listed in Table 10-1. The values of it ranged from 2.66 to 2.39. The values of P, for the A type HAS ranged from 23 to 32%. and the one for hydroquinone HA was 13x.

Observation by transmission electron microscope ( T E M ) The (002)-lattice image was viewed by the method of Shiraishi (1980)

using TEM (Hitachi H500-H, at 100 kV). Photo 1 is an electron micrograph of Sochiken-1 HA (magnification

280,000 x ). The (002)-lattice images were clearly observed as a lattice of two to four layers, and enabled estimation of crystallite dimensions of, on the average, about lOA in the plane of the aromatic layers (L,). Pollack et at. (1971) reported L, values of about 5 to lOA.

It is added that the existence of a turbostratic structure by X-ray dif- fraction analysis and of the (002)-lattice image by TEM was confirmed for A type HAS obtained from Canadian and German Chernozems (Matsui et al., unpublished data).

Based on the experimental results described above, it can be concluded that A type HAS and hydroquinone HA have a turbostratic structure mainly consisting of stacked fractions of two or three layers of an aromatic plane having a diameter of about lOA.

A type HAS contain large amounts of carbonyl and carboxyl groups as shown in Fig. 9-1, and the ratios of the sums of functional group-C to total-C and functional group-0 to total-0 were estimated to be 0.52 to 0.72 and 0.85

Photo 1 . is equal to 0.19 cm in the photograph.

The (002)-lattice image of Sochiken-1 humic acid. The length of 10 a

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186 Chapter 10. The Nature and Genesis of Humic Acid

to 1.16, respectively (Tsutsuki and Kumada, 1980). These groups as well as nitrogenous constituents, regarded as amorphous parts for X-ray diffraction, might be attached directly or indirectly via side chains. The side chains might be composed of saturated and unsaturated aliphatics containing phenolic and quinoid rings, as postulated by Kasatochkin et al. (1964).

Judging from X-ray diffraction patterns of A type HA, however, it is probable that the relative amount of side chains is rather small compared to the stacked fractions, because of the absence of the y-band in the patterns. This is supported by the fact that the sum of weight percent of stacks (Ps) and functional group-C seems to occupy a large part of total-C. That is, the periphery of the stacks is considered to be occupied mostly by the functional groups listed above. In this case, the conjugated double bond systems men- tioned in Section 3.3 should be replaced by a turbostratic structure, and the dark brown coloration revealed by A type HA would then be due to the existence of this structure.

For Rp type HAS, the structural model might be composed of large num- bers of side chains attached to small and non-stacked layers of aromatic or quinone rings, judging from the lack of the (002)-band. Thus, Rp type HAS seem to be heteropolycondensates, in which conjugated double bond systems exist to some extent. Alternatively, Rp type HAS could be regarded as the products of oxidative disintegration of lignins, probably two or three-dimen- sionally branched linear polyelectrolytes, to which nitrogenous constituents are incorporated to various degrees. Both models would explain rather weak light absorption in the visible region. Further oxidative disintegration of Rp type HA presumably causes the increase of conjugated C=C double bonds, carbonyl and carboxyl groups and condensed aromatic rings, and con- sequently the increase of light absorption, resulting in the formation of B type HA.

Comments (1) As described previously, most HAS obtained from Podzols belonged

to P and Rp types, and the exceptional existence of the A type was considered to have originated from charcoal formed by forest fires. Accordingly, the (002)-band found in the HAS of Erica- and Calluna-podzols reported by Pollack ef al. (1971) would suggest their charcoal origin.

(2) Matsuda and Schnitzer (1972) obtained a high yield of benzene- carboxylic acids from the permanganate oxidation products of methylated Japanese HAS, and stated that these HAS were less humified than O-podzol HA. But the Japanese HAS which they used seem to belong to the A type which, according to the author’s concepts of humification, is far more hu- mified than P and Rp types. There may be an alternative interpretation of

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10.2. Burning as a Possible Mechanism of the Formation of Soil Humus 187

the high yield of benzenecarboxylic acids as having resulted from the degrada- tion of condensed aromatic rings constituting the stacked fractions of turbo- stratic structures.

10.2. Burning as a Possible Mechanism of the Formation of Soil Humus

As stated, A type HAS occasionally found in Podzols are considered to have originated from charcoal formed by forest fire. The fact that A type HA was recovered from charcoal buried at the site supports this idea, but there is a possibility that the A type HA thus recovered originated from the soil A type HA adsorbed on it.

Humus compositions of carbonaceous materials In order to ascertain that such carbonaceous materials as charcoal and

cinder are a possible source of A type HA, humus composition analysis of several such materials was performed and their HAS were compared with soil HAS. This is a model experiment of the lowest level in the forming process of HA.

Samples used in this study were: No. 1.

No. 2.

No. 3.

No. 4. No. 5. No. 6. No. 7

Charcoal (charred wood) collected from the H and A horizons of a Podzol in the Tyrebagger Forest near Aberdeen, Scotland. Charcoal collected from the A horizon of a Brown forest soil near Tsubame Hot Springs, Niigata Prefecture, Japan. Charcoal collected from the B horizon of a Brown forest soil in the forest of the University of Tokyo, Set0 City, Aichi Pre- fecture, Japan. Cinder (charred wood) collected from the residue of a bonfire. The same as No. 4, but at another place. Commercial charcoal. Homemade cinders (keshizumi in Japanese, soft charcoal created by putting out the fire of burning wood).

After being washed with water, the samples were air-dried, and pulverized in a porcelain mortar. Sample Nos. 6 and 7 which contained no alkali-extract- able colored materials were subjected to treatment. Six grams of No. 6 sample was suspended in 150 ml of HNO, (1 :4) and refluxed for 2 hr, after addition of 3 g lots of KClO, four times at 15 min intervals. A mixture of No. 7 (0.5 g), KClO, (1 g), and HNO, (1 :4, 50 ml) was refluxed for 30 min. After filtration and washing with water, the residues were used for humus com- position analysis according to the Nagoya method using a single extraction with 0 . 1 ~ NaOH.

As shown in Table 10-2, all the samples including Nos. 6 and 7 which

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188 Chapter 10. The Nature and Genesis of Humic Acid

were pretreated with KCI0,-HNO, contained HAS and FAs. Their amounts, however, varied remarkably. They were larger for sample Nos. 1, 2, and 3, charcoal picked up from the soil, and smaller for sample Nos. 4 and 5, cinders collected from the residue of bonfires. PQ values were higher for the former and lower for the latter. Sample Nos. 6 and 7 showed HAS and FAs after KCI0,-HNO, treatment; this may indicate that the treatment caused the depolymerization and carboxylation of the carbonaceous materials.

TABLE 10-2 Humus composition of carbonaceous materials (d. a. f.). No.

1 2 3 4 5 6 7

U

147

419 45.9

6.22 3.42 5.87

69.2

b a+b PQ Alog K R F 55.4 22.0 40.0 6.22 6.30 4.22

18.6

202

459 67.9

12.4 9.72

10.1 87.8

73 0.424 185 68 0.484 147 91 0.666 104 50 0.708 57 35 0.645 55 58 0.631 101 79 0.621 113

Wavelength, nm

Fig. 10-4. Absorption curves of humic acids. Reference humic acids a and b were obtained from the A, and IIIAl horizons of a Black soil, respectively, and c from a luvisolic Ah horizon: their d o g K values were 0.452,0.458, and 0.669, and RFvalues 113, 158, and 68, respectively.

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10.2. Burning as a Possible Mechanism of the Formation of Soil Humus 189

dlog K and R F values for HAS of sample Nos. 1, 2, 3, 6, and 7 all cor- responded to the criteria for A type (dlog K<0.7 and RF>80). The shape of their absorption curves (Fig. 10-4) was very similar to that of soil A type HA. On the other hand, HAS obtained from sample Nos. 4 and 5 had higher Aog K values and smaller R F values, and the shape of their absorption curves was similar to that of soil B type HA.

For reference, absorption curves of two A type and one B type HA are also plotted in Fig. 10-4. These were obtained from Black soils in Kyushu and a Luvisol in Canada, respectively. A comparison of the shapes of the curves and dlog K and R F values of these three soil HAS with those obtained from the carbonaceous materials illustrates the close similarity between the two A type HAS and those of sample Nos. 1, 2, 3, 6, and 7. Another close similarity was observed between the B type HA and those of sample Nos. 4 and 5.

It is unlikely that the humus extracted from the samples originated from the soil humus adsorbed on them for the following reasons. (i) The types of HA of soil from which sample Nos. 2 and 3 were collected belonged to P type and Rp type, respectively. (ii) Cinders (Nos. 4 and 5 ) showed little con- tamination with soil. (iii) Sample Nos. 6 and 7 were completely free of soil.

Humic acids obtained from the charred residues of plant materials Following the experiments described above, the plant materials listed in

Table 10-3 were respectively placed in a crucible, and charred almost black by a burner. HAS were recovered from the 0 . 1 ~ NaOH soluble fractions of the charred residue. The optical properties and absorption spectra of HAS dissolved in 0 . 0 1 ~ NaOH were determined and are shown in Table 10-3 and Fig. 10-5, respectively (Kumada and Nishio, unpublished data). HA assigna- tions (also in Table 10-3) were made based on the shape of absorption curves and RF and Alog K values.

At the beginning of this section, the author referred to the assumption that carbonaceous materials are a possible source of A type HA. The experi-

TABLE 10-3 Optical properties of humic acids obtained from charred residues.

No. Material R F

1 White-rotted wood of Fagus crenata (Buna) 50 2 White-rotted wood of Fagus crenata (Buna) 41 3 Brown-rotted wood of Pinus densiflorn (Akamatsu) 39

5 Sawdust of Chamaecyparis obtusu (Hinoki) 32 4 Sawdust of Cryptomeria juponica (Sugi) 37

6 Cellulose (filter paper, Toyo Roshi No. 6) 46

AlogK HA type

0.671 B 0.659 Po 0.750 Rp 0.671 Po-L 0.704 Rp-L 0.726 B

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190 Chapter 10. The Nature and Genesis of Humic Acid

200 300 400 500 600 700

Wavelength, nm

Fig. 10-5. Absorption spectra of hurnic acids obtained from charred residues.

mental results described indicate that carbonaceous materials and charred products can produce HAS corresponding to various types of soil HA except for P type, and FA too.

Transformation of humic acids by burning Burning, an indispensable practice in shifting cultivation, causes various

changes in the humus composition of soils. To clarify the ecological implica- tions of shifting cultivation, a research project was organized in 1979 (Kyuma, 1983; Oya et al., 1982) in which the author took charge of the soil organic matter studies, and analyzed the changes in pH, carbon and nitrogen contents, nitrogen fertility, and humus composition of the soils from before forest clearing till 30 months after burning (Kumada et al., 1985). Information gathered included the humus composition of the soils sampled immediately after burning which indicated the changes in humus composition by burning.

The experimental site was set up in a forest of Iriomote Island, Okinawa Prefecture. The soil was yellowish, loamy or clay-loamy, acidic with low nutrient status, and assigned to the Dystrochrepts or Yellow soils (Forest Soils Division, 1976).

Trees were felled in about 0.2 ha in the middle of July, 1979 and burnt at the end of August. Immediately after burning, 11 soil samples were taken

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10.2. Burning as a Possible Mechanism of the Formation of Soil Humus 191

TABLE 10-4 Comparison between reburnt spot samples and other samples immediately after burning.a

Reburnt spot

a b Layer 9 samples

1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2 1 2

5.56+0.43d 5.09zk0.16 1.27iO. 61 1.66 to. 52

0.149 i 0.036 0.088iO. 030

1 9 k l 1 9 i 3

38.5k3.7 38.2k1.8 4.91 i 1.35 2.38i0.81 5.89+ 1.35 4.06+ 1.01 0.83 I O . 16 0.59iO. 13

0.617i0.018 0.552+0.020 2.80k0.32 3.00 k 0.37 0.53i0.14 0.87_t0.19

P+ P+

5.77 5. 14 3.04 2.22 0.162 0.107

19 20 42.8 48.3

7. 14 4.98 5.88 5.71 1.21 0.87 0.605 0.556 4.39 3.47 0.11 0.78 B+ P+

5.64 4.74 1.11 1.61 0.075 0.078

15 21 46.9 33.9 2.84 2.24 1.26 3.20 2.25 0.70 0.531 0.625 9.88 3. % 0.07 0.23 A B+

a Humus was extracted with a mixture of 0 . 1 ~ NaOH and 0.1 M NalP207 at 100°C for 30 min. b Ct: total carbon (mg) per/g soil; Ch and Cf: the amounts (mg) of HA- and FA-carbons per/g soil. Ce=Ch+Cf. Carbon contents were determined by Tatsukawa’s method (1966). c c is amount of carbon (mg) in 1 ml of the HA solution. According to Kumada and Ohta (1979), &OO/C x 15 is equivalent to RF. d Mean and standard deviation.

from depths of from 0 to 5 and 5 to 10 cni, and these were designated as the first and second layers, respectively. Each of the air-dried fine soils was analyzed separately. Fuel sources, such as logs, twigs, and leaves, were in limited supply in this experimental site, therefore fire ran quickly on the soil surface and patches of white ashes, together with half-burnt twigs and logs, remained here and there. The twigs and logs were gathered at several places and reburned. Among 11 soil samples, samples a and b were collected at moderately and intensely burnt spots, respectively. Table 10-4 shows a com-

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192 Chapter 10. The Nature and Genesis of Humic Acid

parison of the average values for nine samples and the reburnt spot samples a and b.

In spot a, the values were not significantly different from the average values of the nine samples, except that in the first layer the Pg content was lower, and the HA present was of the B type. In the first layer of spot b, many distinctive deviations from the average values were recorded : lower carbon and nitrogen contents, smaller Ch and Cf values, lower C/N ratio and Pg content, higher Ch/Cf ratio, and larger Ksoo/c value. The HA belonged to the A type, although that of the nine samples was all of the P type. In the second layer of spot b, a higher dlog K value, lower Pg content and the presence of B type was observed.

Deviations from average values observed in the reburned spot samples were probably due to the degree of burning intensity. The finding that the original P type HA was transformed into B or A type by burning deserves attention, because this suggests that heating of soil by burning resulted in the progress of the humification degree of HA.

Transformation ojhumic acids by heating of soil In order to confirm the transformation of Rp or P type into B or A type

HA by heating soils, each 70 g of the A horizon soil (<2 mm, moisture content 25%) taken at the forest adjacent to the experiment site was placed in a crucible and heated in an electric furnace at different temperatures and for different periods (Imai, 1983).

The results of the humus composition analysis of the heated and non- heated soil samples are shown in Table 10-5. The higher the temperature, and the longer the duration of heating, the greater was the lowering of carbon

TABLE 10-5 Changes in the humus composition of Iriomote Yellow soil by heating.

Treatment C/N Ce/Ct Ch Cf ChjCf RF dlogK (2) Ete (%) (%I Control 3.40 0.192 17.7 40.2 6.24 7.43 0.84 34 0.718 0.34 300°C 30 min 3. 14 0.188 16.7 40.3 6.33 6.33 1.00 47 0.718 0.14

60 2.34 0.167 14.0 31.1 5.07 2.21 2.29 97 0.615 0 120 1.65 0.173 9 .5 20.9 2.48 0.97 2.56 194 0.610 0

RP + B 5 A A

400°C 30 2.42 0.150 16.1 24.2 3.70 2.14 1.73 66 0.661 0 60 1.59 0.129 12.3 10.3 0.92 0.72 1.28 158 0.621 0

120 0.56 0.076 7 . 4

500°C 30 1 .46 0.101 14.5 5.8 0.42 0.42 1.00176 0.623 0 60 0.83 0.050 16.6

120 0.21 0.020 10.5

B A

A

(Air-dried soil basis)

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10.2. Burning as a Possible Mechanism of the Formation of Soil Humus 193

and nitrogen contents. The lowering of the former was larger than that of the latter, and the C/N ratio tended to lower with time. The Ce/Ct ratio also lowered. Appreciable amounts of soluble humus were not obtained from the samples heated at 400°C for 120 min and at 500°C for 60 or 120 min. In the other samples, both Ch and Cf values decreased in proportion to the temperature and the duration of heating, but the Ch/Cf ratio rose.

With the intensity of heating, the RF value of HA increased, the Alog K value decreased, and the Pg content lowered to zero. HA was transformed from the Rp, type to the B, type, and further to the A type. These changes in humus composition by heating coincide well with those observed in the soils taken immediately after burning.

The optical properties and absorption spectra of the HAS obtained from an immature Black soil (Ohnobaru) and a buried humic layer (Tsubame, sample #6 in Table 3-2) which were heated at 300°C for 0 to 3 hr, are shown in Table 10-6 and Fig. 10-6, respectively (Kumada and Tnoue, unpublished data). The RF value of Ohnobaru soil increased with time, and the original B type, very close to the Po type, changed into the A type. Contrary to the case of Iriomote soil, however, the dlog K value also increased by heating. Similar changes in Alog K by heating have often been observed, but no inter- pretation was made. In Tsubame soil, distinct Pg absorption changed little with 1 hr of heating, but had almost and had completely disappeared by 2 and 3 hr of heating, respectively, and A type HAS were obtained.

Based on these experimental results, it is evident that heating of soil having Rp or P type HA yields B or A type HA, i.e., the degree of humifica- tion of HA increases by heating the soil. It is not known, however, whether the HA obtained after heating is the transformed product of the original HA or whether it is derived from FA- and/or humin fractions.

TABLE 10-6 Changes in the RF and AlogK values of humic acids by heating soils.

RF AlogK HA type Duration No. of heating Sample

Ohnobaru 1 0 46.7 0.672 I3 2 30 min 54.3 0.673 B 3 1 hr 66.1 0.684 B 4 2 83.0 0.704 A 5 3 108 0.736 A

_-

Tsubame 1 0 131 0.347 Atii 2 30 min 141 0.333 AH 3 1 hr 139 0.424 A* 4 2 157 0.508 A* 5 3 152 0.535 A

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194 Chapter 10. The Nature and Genesis of Humic Acid

No.

200 300 400 500 600 700

Wavelength, nm Fig. 10-6. Absorption spectra of humic acids obtained from heated soils.

The burning theory for the formation of humic acid The above results on carbonaceous materials, charred residue, and soil-

heating are summarized as follows: (i) Burning of plant materials can pro- duce HAS very similar to various types of soil HA, except for P type. (ii) Heating, a sort of burning, of soils having Rp or P type HAS can produce B or A type HAS.

These findings confirm that burning must be recognized as one of the mechanisms which causes the formation and transformation of HAS. The author would therefore like to postulate this burning theory as such a mecha- nism. Here, burning is referred to as a sort of combustion at relatively lower temperature, e.g., 150 to 400°C, accompanied by the carboxylation of burnt residue, and can be regarded as an early stage of carbonization.

It may be premature and unreasonable to conclude, based only on the humus composition analysis (especially optical properties of HAS) that the newly formed or transformed HAS are identical with soil HAS. More detailed studies on other properties as well as their behavior in soils are needed. For instance, it should at least be verified (1) whether the HA existing in the burnt residue can transform into soil HA with respect to existence form, in other words, can form a humus-clay complex or combine with cations in soils, and (2) whether the B or A type HA newly formed by burning soil can

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10.2. Burning as a Possible Mechanism of the Formation of Soil Humus 195

be stabilized and retained in soil. Suitable model experiments will be able to answer these questions.

Harlan’s statement (1981) on the use of fire in agriculture is quoted: “Man had learned to manipulate fire long before any attempt at agri-

culture. Far back in Paleolithic times man had learned that fire was not only useful for cooking and warmth but could be used to manipulate vegetation and alter the habit of game animals. Fires, deliberately and repeatedly set, tend to reduce woody perennials and open up stands of forest and woodland. Herbaceous vegetation tends to prosper under these conditions and seed collection becomes easier and the yields more abundant. Fires were frequently set in grasslands because grazing animals prefer green shoots that emerge after a burn to new shoots mixed with old, dried residues.

“Surviving hunter-gatherers frequently use fire to alter the vegetation to something more to their liking. . . . The non-agricultural tribes of the Great Basin, USA, actually sowed seeds of wild plants and prepared a seedbed by burning the vegetation in the fall before spring planting.

“Burning vegetation in connection with long-fallow system is especially widespread. In long-fallow systems, a given area of land is established to crops for one to several years and then abandoned for an extensive period ranging from 10 to 25 years. These systems (shifting cultivation) are now most prevalent in tropical regions but were once practiced as far north as Finland.”

Thus, burning vegetation, and consequently heating soil, have been practiced by man since ancient times. In addition, forest and bush fires due to various natural reasons have occurred incessantly everywhere i n the world. Huge amounts of burned residues must have been produced on the surface and in the interior of soils. It is inferred that these burned residues not only contain original HA and FA, but also can produce HA and FA when they are “weathered” under terrestial soil conditions or subjected to oxidative depolymerization under the influence of oxygen and moisture. These HAS and FAs will be further transformed into lower molecular com- pounds and finally into inorganic compounds such as CO,, H,O, etc.. Part of the HAS and FAs might be preserved in soils by complexing with polyvalent cations, sesquioxides, and clay minerals. This is merely speculation, and experimental studies to verify it are necessary.

Problems in the formation of A type humic acid in Black soils The soils of the Black soil group have thick black or brownish black A

horizon, and the black color is due to the existence of A type HA. Although there is still no systematic understanding of the formation of these soils, several researchers have expressed the opinion that the primary source plants for the humus of Black soils are herbaceous vegetation, especially Gramineae such

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196 Chapter 10. The Nature and Genesis of Humic Acid

as Miscanthiis sinensis, and that burning is essential for the maintenance of grassland (Kawamura, 1950; Kato, 1964; Yamane, 1973; Shoji, 1984).

Under the climatic conditions of Japan, the stable vegetation is forest, and in plateaus, hills, and peneplains where Black soils are widely distributed burning has been practiced deliberately and repeatedly since the dawn of history to hinder the development of shrubs and forests and to maintain grasslands for grazing. The Jdmon people (1 1,000-3,000 y.B.P.) would have conducted shifting cultivation. Hunter-gatherers who lived from ancient times to the Jdmon Age probably also practiced burning, as Harlan stated.

Burning must have been favorable for the formation of A type HA. This is supported by the finding reported by Shindo et al. (1986a,b,c) that HA obtained from charred residue of Miscanthus sinensis was very similar to an A type HA extracted from a Black soil with respect to elementary composi- tion, UV, visible, and IR spectra, and X-ray diffractogram. The burning theory, accordingly, may explain the formation of A type HA. However, it should be examined whether the A type HA formed by burning can be trans- formed into Al-humate.

There are many questions as to the genesis of the humus or HA of Black soils, for instance:

(1) Is it always correct to regard the main source plants of the humus of Black soils as herbaceous and not woody?

( 2 ) Is burning essential for the maintenance of grassland? Chapter 11 describes that the HAS of buried A horizons of the Black

soils younger than 28,000 y.B.P. were all of the A type, except for a few immature exceptions. Were all of these HAS formed under grasslands main- tained by repeated burning? It is rather doubtful that the few hunter-gather- ers who lived in central and western Japan during the middle and late Wiirm Ice Age (30,000-1 1,000 y.B.P.) practiced burning widely, although natural fires would have happened at any time. It may be possible that herbaceous vegetation is maintained without burning or fires as, for example, floor plants under open forests, or permanent grasslands as seen in the alpine zone which have presumably established as a result of the habitat segregation conditioned by soil moisture.

(3) So-called non-volcanogenic Kurobokudo (Andosol) with A type HA is considered to be relict Black soils derived from Akahoya, Aira Tn, and other volcanic ashes (Machida and Arai, 1976, 1978; Arai et al., 1984). Are there any soils derived from parent materials other than volcanic ash and having A type HA, except for Rendzina-like soils? When herbaceous vegetation has been maintained by the burning on parent materials other than volcanic ash and limestone, is Black soil found there?

(4) Assuming that the formation of A type HA and the completion of

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10.2. Burning as a Possible Mechanism of the Formation of Soil Humus 197

its turbostratic structure in Black soils require 200 to 300 years and about 1,000 years (see Chapter 1 l), respectively, such slow reaction processes might proceed at normal temperature without burning. In that case, even if burning is necessary for the maintenance of grassland or herbaceous vegetation, it may be unnecessary for the formation of A type HA.

(5) Sakai and Kumada (1985b) determined pollen and spore fossils contained in the surface A and buried humic horizons from volcanic ash deposits collected from the archaeological ruins of Shiiji in Numazu city, Shizuoka Prefecture. The geohistorical succession of vegetation taken from a diagram prepared of pollen and spore fossils found in each sample is shown in Fig. 10-7:

Samples No. 14 (ca. 26,000 y.B.P.), No. 12 (ca. 22,000 y.B.P.), and No. 10 (18,000 y.B.P.): Grasslands predominated in these periods, and con- sisted mainly of such grasses as Artemisia, Gramineae, and Carduoideae. Needle-leaved tree forests composed mostly of Pinus, Abies, and Picea were also formed.

During these periods, grasslands largely composed of Gramineae, Artemisia, Car-

Samples No. 8 (ca. 10,000 y.B.P.) and No. 7 (6,040 y.B.P.):

l 3

5

7

8

10

12

14

50 100 ( O h )

Fig. 10-7. Distribution of needle-leaved tree pollens, broad-leaved tree pollens, herbaceous pollens, artificially classified pollens, and fern spores. The amounts of these pollen and spore fossils were expressed in terms of the percentage of the total pollen and spore fossil grains.

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198 Chapter 10. The Nature and Genesis of Humic Acid

duoideae, and Cruciferae predominated, and broad-leaved tree forests com- posed of Castanea and Lepidobalanus were formed.

Grass- lands composed mainly of Gramineae predominated. Broad-leaved tree forests were also present as in sample Nos. 8 and 7.

Sample No. 1 (present): Grasslands of Gramineae and Artemisia pre- dominated, while needle-leaved tree forests made up of Taxodiaceae and Pinus were also dominant. The vegetation types were similar to those presently found.

In summary, throughout the whole period, grasslands holding Gramineae in common predominated, while other herbaceous plants and forests existed at the same time. What original vegetation should we restore on the basis of this study?

Takami and Kubo (1983a) studied two areas in Shizuoka Prefecture where adjoining grasslands and forests exist, and observed Black soils with A type HAS under the former and Brown forest soils with P type HAS under the latter. The parent materials of the soils of each area were volcanogenic deposits, and their mineralogical, physical, and chemical properties were not distinguishable, except for the HA types (Yagi et al., 1983; Tanaka and Kubo, 1983; Tanaka et al., 1983; Yambe et al., 1983; Takami and Kubo, 1983b; Yagi and Kubo, 1983). According to Kubo (private communication), the grasslands had presumably been maintained by burning.

Assuming that the formation of Black soil does not occur without burn- ing by man and/or fires, the soil is a good example of fire being a necessary condition for formation of the great soil group order. Burning can be re- garded as one of the soil forming factors. This idea is attractive, but many questions remain.

Samples No. 5 (ca. 4,500 y.B.P.) and No. 3 (ca. 3,000 y.B.P.):

10.3. Environmental Evidence of the Formation of A Type Humic Acid

Environmental conditions for the formation of A type HA are considered. In addition to the 200 to 300 years which seem necessary for the formation of A type HA in Black soils, Table 10-7 shows the results of analysis on the humus composition of soils taken at the reclaimed polder of Kojima Bay in Okayama Prefecture, Japan (Kumada, 1973b). Following reclamation, the land was used as paddy field for from 3 to 252 years. The pH values of the original polder soils were probably 7 to 8.3 throughout the profile because of the presence of CaCO, derived from shells. pH values in sample No. 4 ranged from 6.9 to 7.9, with the exception of 6.3 for the first layer (plow layer), suggesting that leaching of Ca ions and acidification have already occurred because of the percolation of irrigation water during rice plant cultivation

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10.3. Environmental Evidence of the Formation of A Type Humic Acid 199

TABLE 10-7 Humus composition of reclaimed polder soils.

HA PQl RFl AlogK, PQz RF, AlogK, PQ12fHA fFA type No. Depth pH HE (cm) 4-1 0-11 6.3 14.1 59 26 0.804 81 62 0.592 61 86 95 Rp.B

2 11-20 6.9 8.81 56 30 0.776 81 65 0.597 62 68 87 Rp.B 3 20-36 7.3 7.63 48 31 0.773 83 75 0.582 62 47 81 Rp*B 4 36-52 7.1 6.28 53 42 0.697 82 76 0.590 62 57 84 B*B 5 52-62 7.9 6.53 58 53 0.661 78 69 0.587 64 66 84 BOB

6-1 0-13 6.0 16.0 58 43 0.691 81 78 0.548 60 87 95 B*B 2 13-30 6.7 9.36 38 38 0.713 81 81 0.567 53 45 85 Rp'A 3 30-52 6.4 7.95 44 44 0.682 82 78 0.580 57 49 84 B.B 4 52-73 7.1 6.22 50 49 0.652 82 77 0.578 60 57 86 BOB 5 73-83 8.3 5.73 49 50 0.671 85 99 0.545 59 61 90 BOA

7-1 0-11 5 . 5 15.7 57 37 0.771 63 68 0 . 5 5 5 58 91 93 Rp*B 2 11-33 6.9 4.21 21 28 0.792 81 89 0.579 48 23 83 Rp*A 3 33-72 7.1 4.58 45 46 0.713 86 88 0.570 60 46 86 BOA 4 72-82 8.0 5.15 53 58 0.640 85 85 0.566 64 54 86 B*A

8-1 0-10 4.5 26.5 57 35 0.757 81 60 0.591 58 92 97 Rp*Po 2 10-13 4.9 18.5 54 34 0.738 80 71 0.570 57 86 95 Rp*B 3 13-16 5 . 5 5.82 22 21 0.905 74 88 0.593 40 35 84 Rp*A 4 16-40 6.4 3.17 10 31 0.837 75 95 0.596 43 12 77 Rp*A 5 40-77 6.7 5.60 39 28 0.827 85 87 0.580 68 34 79 Rp.A 6 77-87 6.4 7.96 52 57 0.646 93 91 0.548 75 30 85 BOA

9-1 0-12 4.9 22.5 56 34 0.747 74 65 0.562 58 90 95 Rp*Po 2 12-16 5.1 19.3 51 37 0.732 75 65 0.560 53 87 95 Rp*Po 3 16-21 5.4 5.53 21 25 0.830 69 104 0.552 34 45 87 Rp.A 4 21-41 6.4 3.20 18 19 0.856 79 117 0.573 52 15 75 Rp*A 5 41-62 7.1 3.89 24 41 0.730 87 112 0.548 64 13 76 BOA 6 62-83 7.1 4.12 57 60 0.644 86 95 0.560 69 46 80 BOA 7 83-93 6.5 3.72 55 57 0.663 84 85 0.581 66 52 83 BOA

The lapse of time after reclamation (years): No. 4: 3; No. 6: 20; No. 7: 60; No. 8: 150; No. 9: 252.

from May to September. The changes in pH values indicate that acidification proceeded not only in the first layer but also throughout entire profiles with the lapse of time. In sample Nos. 8 and 9, the pH values of the first and second layers were about 5 or lower, and those of the fourth to seventh layers ranged from 7.1 to 6.4, where the degree of Ca saturation was presumably near

Observation of the profiles showed that the original polder soil was in a reductive (anaerobic) condition, and became oxidative with time after reclamation by the diffusion of oxygen during fallowing or the winter crop- growing period. Changes in humus composition following reclamation were

100%.

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200 Chapter 10. The Nature and Genesis of Humic Acid

divided into two groups, the upper layers where strong acidification occurred and the underlying layers where acidification was weak.

In the first group, the HA combination type changed with time in the order of Rp-B, BOB, Rp-B, and Rp=P,, followed by the increase of fHA value from 86 to 92%. In the course of this change, the degree of humifica- tion of HAS attained the highest value at sample No. 6-1, and thereafter decreased. The appearance of Po type in the Na,P,O,-extracted fractions of sample Nos. 8-1 and 9-1 seemed to indicate the retrogression of HA, as was the case for the A horizon of Gray brown podzolic soil in Czechoslovakia.

In the second group, the HA combination type seemed to change in the order of Rp/B-B, BOB, BOA, and Rp/B-A. The fHA values tended to decrease and the RFI2 value to increase in this order. The HA composition of sample Nos. 9-4 and 9-5 as well as their pH values showed that they correspond to the HA combination type of b(Rp/B*A) described earlier. It is inferred that soil pH of from 7.1 to 6.4, abundant exchangeable Ca ions and oxygen are necessary for the formation of A type HA in the Na,PzO, extractable fraction. These factors are almost identical to those for the formation of A type in Rendzina-like soils, although environmental conditions of polder soils and Rendzina-like soils are seemingly entirely different.

Table 10-7 shows that A type HA was first observed in sample Nos. 6-2 and 6-5. A type HA is supposed to have formed within the 20 years since sample No. 6 was reclaimed. The pH value of sample No. 6-5 whose Na,P,O,- extracted HA had RF value of 99 was 8.3, distinctly higher than that of No. 6-2 whose Na,P,O,-extracted HA had RF value of 81. This may indicate that higher soil pH is beneficial to the formation of A type. A type HAS with RF values all larger than 100 were found in the layers of sample No. 9, but were not found in layers of younger reclamation ages. These findings suggest that 20 years may be enough for the formation of immature A type, but about 250 years or at least more than 150 years (sample No. 8) are necessary for the formation of well humified A type. It is further presumed that turbostratic structure in HA was partially formed within 20 years after reclamation and well developed after 250 years. Certainly burning is irrelevant to the forma- tion of A type HA in these soils.

10.4. Genesis of Soil Humic Acids

In discussing the genesis of soil HA, the author proposes the carbonization theory as a working hypothesis on the formation and transformation of soil HAS and describes factors leading him to this theory.

(1) An HA sample obtained from a soil is an assembly of fractions whose RF and Alog K values are never the same and vary in inverse proportion,

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10.4. Genesis of Soil Humic Acids 201

and the RF and dlog K values determined for the HA mean averages. Ac- cordingly, even if an HA sample is of, e.g., B type on the basis of its RF and dlog K values, its fractions separated by suitable means may be assigned as Rp, B, or A type. This was illustrated in Tables 6-4 and 9-3.

(2) Generally speaking, humification of HA proceeds from Rp type, via B type, to A type. The last type is regarded as the ultimate form of soil HAS, but each HA type or combination type exhibits a respectively stable form in each soil from which it is extracted, although in strongly acid soils, Rp type is in reality replaced by P type.

(3) Based on information afforded by X-ray diffraction and TEM, A type is characterized by the existence of a turbostratic structure mainly con- sisting of stacks of two or three layers of aromatic (hexagonal carbon) plane about lOA in diameter. The content of carbonyl and carboxyl groups increases in the order of Rp type<B type<A type. Rp and B types are respectively regarded as immature and transitional types of A type.

(4) It is probable that burned products of plants are a source of soil humus, especially A type. As discussed in Section 10.2, however, it is entirely unknown to what extent the HAS derived from burned products participate in soil humus.

( 5 ) Environmental evidence shows that 200 to 300 years are necessary for the formation of A type HA in Black soils, and 150 to 250 years in re- claimed polder soils. While burning might have been practiced in the Black soils, it was not in the polder soils, making it likely that turbostratic structure in HA can form at normal temperature within 150 to 300 years.

(6) The formation of turbostratic structure at normal temperature is supported by existence of the structure in artificial HAS prepared from hy- droquinone and catechol in alkaline solution at normal temperature (Pollack et a/ . , 1971 ; Matsui et al., 1984).

(7) Turbostratic structure implies an early stage of carbonization of organic matter (Ohtani and Sanada, 1980). Since the nature of A type HA is represented by this structure, its formation at normal temperature deserves recognition as the main mechanism of A type formation. The transformation of HA from Rp type, via B type, to A type can be regarded as the pathway of carbonization under soil conditions. Accordingly, the author proposes the carbonization theory as a working hypothesis on the genesis of soil HA.

The carbonization theory This theory is defined as the idea that the formation and transformation

of soil HA are an early stage of carbonization under soil condition, that is, at normal temperature and pressure, in the presence of oxygen and moisture, with the participation of soil inorganic and organic constituents as catalysts,

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202 Chapter 10. The Nature and Genesis of Hurnic Acid

and in fields where biotic activities or detritus food chains of soil organisms occur. Factors such as starting materials, reaction mechanisms, environ- mental (soil) conditions are considered in order to advance the theory, al- though most of the discussion is rather speculative.

Starting materials One of the most probable starting materials is lignins. Because of being high molecular polymers with irregular structure, lignins are thought difficult to serve as substrates for microorganisms, but may be transformed into HA by undergoing autoxidative depolymerization involving the formation of various conjugated double bonds and carbonyl and carboxyl groups as well as demethoxylation, hydroxylation and combination with nitro- genous constituents. In the latter stage of this transformation process, the formation of condensed rings consisting of two to four benzene rings, and subsequently the stacking of two to three layers of condensed rings, i.e., the formation of turbostratic structure, occurs gradually. In the course of this transformation process, the beginning, middle and final stages are thought to be represented by Rp, B, and A type HAS, respectively. It seems almost certain that Rp and B types are originated from the autoxidative disintegra- tion of lignins, but there is no evidence which shows that the transformation of lignins can result in A type HA.

Other important sources are presumably phenols and quinones (includ- ing polycyclic and extended quinones) originating from plants and micro- organisms ; they may be transformed into HAS by suffering autoxidative polycondensation. In contrast to lignins, it is at present difficult to guess the HA type originated from these materials and its transformation. But there is a possibility that the materials or their autoxidative polycondensates are stabilized by combining with Ca or A1 ions and are transformed into A type HA.

Organic materials participating in the formation of HAS are, of course, not limited to those mentioned. It is reasonable to suppose that humification is a generic term given to extremely complicated formation andtransformation processes of brown or dark-colored substances which, in soils where biotic activity is occurring, irrespective of the vital force, proceed autoxidatively in the modes of both polycondensation and depolymerization under the partici- pation of inorganic and organic catalysts (e.g., OH ions, Fe and Mn oxides and oxidases). Humification is in principle an abiotic reaction, and the kinds of materials participating in the formation of the products are immensely diverse. Various dark-colored substances such as melanins, melanoidins, microbial brown pigments are formed in nature, and these may seemingly serve as precursors of soil humus. But their resistance to biological and chemical oxidation differs and the substances which are stable and/or stabi- lized when combined with inorganic constituents (e.g., Ca and A1 ions andclay

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10.4. Genesis of Soil Humic Acids 203

minerals) under respective soil conditions may take part in the humification process.

Reaction mechanisms Transformation of HA from Rp type to B type, and further to A type is accompanied by (i) the increase of RF(Eel%) and decrease of Blog K, (ii) the increase of carbon and oxygen contents and O/H ratio and the decrease of H/C ratio, (iii) the increase of carbonyl and carboxyl group contents, etc.. In an X-ray diffractogram, Rp, B, and A types are char- acterized by the 7-band, a composite of the 7- and (002)-bands, and the (002)-band, respectively.

The inference that carbonization in soil is initiated by the development of various conjugated double bond systems, followed by the formation of condensed rings and is completed by the stacking of condensed rings has been deduced on the basis of the information described above. This should be ex- amined critically, but it will surely be found that the carbonization of soil organic matter is a sort of oxidation and proceeds in the mode of radical reaction. Carbonization in soil differs distinctly from carbonization at high temperature in that oxygen takes part in the reaction process and quinone type condensed rings are presumably incorporated in the stacks of turbostratic structure.

Soil conditions For development of the slow series of reactions in the soil which result in turbostratic structure formation, part of the starting organic materials must be preserved throughout the period without suffering from mineralization or leaching. Exchangeable Ca ions in alkaline to weakly acid soils and hydroxyl-A1 ions (Wada, 1977) in acid to strongly acid Black soils can be useful in maintaining these organic materials by the formation of Ca- and Al-humus complexes. Catalytic action by hydroxyl ions in alkaline soils, oxidases in weakly acid soils and Fe and Mn oxides in acid to strongly acid soils may accelerate autoxidative changes of organic materials. Further- more, the ultimate reaction product, A type HA, is sustained for a long time in the form of Ca- or A1 humate.

Admittedly, the carbonization theory is at present no more than a work- ing hypothesis. However, it is expected that it will be of use in the systematic understanding of the genesis of HA.

COMMENTS

(1) It was pointed out earlier that A type HAS often found in strongly acid soils where P type HA predominated were supposed to be closely related to the Pg fraction. Apart from this, there is a possibility that the Pg fraction is one of the sources of A type HA, for the following reasons:

(i) As indicated in Fig. 3-6, AE, spectra of all A type HAS showed Pg

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204 Chapter 10. The Nature and Genesis of Hurnic Acid

absorption, despite their ordinary absorption spectra not showing it, suggest- ing that A type potentially contains the Pg fraction or DHPQ moiety. (ii) X-ray diffractograms of P type HAS showed the (002)-band as well as the y-band, although the intensity of the former was far weaker, suggesting that the (002)-band might be due to the stack of DHPQ planes. (iii) Figure 10-6 showed that the A,,, type HA transformed into the A type HA by heating; perhaps, under certain soil conditions, the Pg fraction or its DHPQ moiety is so readily incorporated in the turbostratic structure that Pg absorption cannot be observed in an ordinary absorption spectrum.

(2) The data in Tables 6-1 and 7-3 showed that tannin-like substances disappeared in a very early stage of humification and their contribution to light absorption of HAS also vanished. However, hydrolyzable and nonhydro- lyzable tannins (Nishioka, 1986) may participate in the formation of HAS through oxidative polycondensation and oxidative depolymerization, re- spectively. Behavior of tannins and flavonoids (Burges et al., 1964) during humification requires study.

(3) As shown in Fig. 8-1, changes in absorption spectra of lignins by treatment with 6~ HC1 were fairly analogous to those of soil HAS with respect to the progress of humification, but the treatment was too drastic and A type-like HA was not obtained. It is recalled that Springer (1938) and Simon and Specichermann (1938) regarded lignin as the main source of HA; model experiments of various levels using lignin as a starting material should be carried out.

(4) B type thus seemed to be transformed into A type HA during the course of humification. In this context, it is noted, however, that Springer (1938) considered gray HA different from brown HAS structurally and genetically.

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Chapter 11

Diagenesis of Humus

11.1. Diagenesis of the Humus of Black Soils

Buried humic layers often found in the profiles of Black soils were past A horizons buried by subsequent volcanic fallout. Accordingly, the quantity and quality of the humus of these layers reflect the humus composition of the A horizons at that time and its change with the period since burial. The humus of buried humic layers of a known age affords a good example of the diagenesis of organic matter (Aicken et ul., 1985) under terrestrial conditions.

Humus characteristics of the six profiles of Black soil were studied in detail by Ohtsuka (1974a, by c, 1975), Ohtsuka and Kumada (1974), Yoshida et al. (1978, 1979), Yoshida and Kumada (1978, 1979a, b, 1980, 1982), Sakai et al. (1982a, b) and Sakai and Kumada (1982, 1985a, b). Of the results, total carbon, C/N ratio and humus composition are described. In those samples whose 14C age was not determined, age was estimated from that of the ad- jacent upper or under layers; the oldest was 28,000 y.B.P.

The period from 28,000 to 14,000 y.B.P. was part of the Wiirm Ice Age, and the mean annual temperature was 3 to 5" lower than that at present. The post-glacial age began about 11,000 y.B.P. and the temperature rose gradually, attained maximum at 6,000 y.B.P., 2 to 3°C higher than at pres- ent, and then went down. The period from 4,000 to 2,000 y.B.P. was 1 to 2" cooler than the present day.

Carbon content and CIN ratio Figure 11-1 shows the relations between the total carbon content or

C/N ratio of the samples and their ages. The total carbon content of the 205

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206 Chapter 11. Diagenesis of Humus

8 . a

0 0 O O *

0 A

1 , 1 , , , 40 . 0

0 0 t 0 0

20 A

i i i 2 i4 &,&& Age (y.B.P.)xl,Ooo

Fig. 11-1. Relationships between total carbon content or C/N ratio and age. 0 : Ohnobaru; W : Tarumae; A: Yubunebara; A : Mitaka; 0 : Shiiji; 0 : Ashitaka.

40

35

30

25 Y

z \ 0 20

15

10

5 0 5 10 15 20 25 30

Total-C (XI, O/O

Fig. 11-2. Relationship between C/N ratio and total carbon content. A : group 1, Y=9.53+0.992X, y : 0.792 (99.9%); A : present A horizon; 0 : group 2, Y=9.22+2.74X, y : 0.908 (99.9%); 0 : current A horizon samples (Kobo and Oba, 1974), Y=15.3+0.241X, y : 0.420 (98%).

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11.1. Diagenesis of the Humus of Black Soils 207

soil samples belonging to the Wurm Ice Age and the post-glacial age ranged from 9.4 to 1.7% and 23.3 to 1.6%, respectively; no values of the former exceeded lo%, while more than half those of the latter exceeded 10%. The C/N ratio of all soil samples ranged from 34 to 12 and there was no difference between the two groups. Generally speaking, there seemed no distinct rela- tion between the total carbon content or C/N ratio of soil samples and their ages.

Figure 11-2 shows the relation between total carbon content and C/N ratio of the samples. Again, the samples were divided into two groups: the first was composed of surface soils and soils younger than 5,000 y.B.P. and are distributed widely in the figure. The second group comprised soils older than 5,000 y.B.P., and a highly positive correlation existed between the total carbon content and C/N ratio. Shiiji soil samples younger than 10,OOO y.B.P. were included in the first group, and those older than 10,000 y.B.P. in the second group. The present surface soils are shown by black triangles. Current A horizon samples of Black soils with A type HA reported by Kobo and Oba (1974) are also plotted.

Linear regressions and correlation coefficients between total carbon and C/N ratio for both groups and Kobo and Oba’s samples are shown. These figures clearly indicate that (i) the range of total carbon contents for the current A horizon samples was very wide and the C/N ratios were rel- atively low, (ii) with elapsed time after burial, the decomposition of humus proceeded accompanied by the increase in C/N ratio, which tended to be higher in proportion to- the amount of humus, and (iii), finally, a highly significant correlation was established between total carbon content and C/N ratio of the residual humus after a certain time has passed. Changes in the relation between total carbon content and C/N ratio of the soils with time after burial seem to reflect one aspect of the diagenesis of humus in Black soils.

Total carbon content seems to vary with respective profiles, probably depending on environmental conditions (Fig. 11-1); on the other hand, the decomposition of humus after burial appears to take place depending on the amount accumulated rather than environmental conditions, resulting in the establishment of a highly significant correlation between total carbon and C/N ratio of residual humus. The mechanism of the transformation, however, should be investigated in future.

Humus composition The relations between the HE, PQIz , fHA, fFA, RFl, and RF, values

of the samples and their ages are shown in Fig. 11-3. The highest HE value of a sample from the Wiirm Ice Age was 105 ml (0.1 N KMnO, per g), while

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208 Chapter 11. Diagenesis of Humus

it was 400 ml for samples of the post-glacial age. The PQlz values were high, ranging from 58 to 87%.

As shown, fHA and fFA values lowered with time, but the rates of lowering were diverse with respective profiles and also with HA and FA. This lowering of fHA and fFA values with time may be related to the trans- formation of aluminum combining with humus from alkali-soluble form to pyrophosphate-soluble form, i.e., presumably from non-crystalline to crys- talline. All HAS of the buried layers were A type. Both RF, and RF, values tended to increase during the post-glacial age, then decrease toward the Wurm Ice Age, and remained nearly constant till 28,000 y.B.P.

50

300

250

g 200- 150-

-

3 0 " ' I "

, I I , ! ! I

-' - A

0 0 0 0 0 0

A A A

A 0 * A % 8 0 9 , -

-A 1 1 1 1 I l l , 1 1 1

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11 . l . Diagenesis of the Humus of Black Soils 209

Generally speaking, the changes in humus composition of humic layers with the lapse of time after burial seemed characterized by the lowering of fHA and fFA values and the increase followed by the decrease of R F values. However, these changes varied remarkably with respective profiles. The amount of humus remaining in the buried layers also varied from profile to profile, although PQ12 values tended to be generally very high compared to those of present A horizons.

Properties of humic acids Recently, Matsui et al. (1986) prepared HA samples from the soils of

present and buried A horizons of certain Black soil profiles using the Nagoya method with 0 . 1 ~ NaOH as extractant, and determined their elementary composition, optical properties, and X-ray diffraction.

Samples: Hayakida: Hy 1; A, formed on the Ta-a (1739 A.D.), Hy 2; IIAC,

between the Ta-b (1669 A.D.) and Ta-a, Hy 3; IIIA, between Ta-c (1640* y.B.P.) and Ta-b, Hy 4; IVA (8,940" y.B.P.). The Ta-a, b, c are volcanic fallout from Mt. Tarumae.

Kanoya: Ka 1; All, Ka 2; Alz, Ka 3; IIA (1,000 y.B.P.), Ka 4; IIIA (3,000 y.B.P.), Ka 5; IVA (4,000 y.B.P.), formed on Akahoya volcanic ash (6,400* y.B.P.).

Yubunebara: Yu 2; IIA (864-800 A.D.), Yu 3; IVA (3,500 y.B.P.), Yu 4; VIA (7,000* y.B.P.), Yu 5; VIIA (10,000 y.B.P.).

Shiiji: Si 1 ; All, Si 2; AIZ, Si 3; IIAll (3,000 y.B.P.), Si 4; HAlz (4,500* y.B.P.), Si 5; III/IVA (6,040* y.B.P.), Si 6; IVA (10,000 y.B.P.), Si 7; VIA (18,000* y.B.P.), Si 8; VIIA (22,000 y.B.P.), Si 9; VIIIA (26,000 y.B.P.).

Note: The y.B.P. values with * were determined by the I4C method. Others were estimated and are therefore not reliable.

Humic acids of present A horizons Five out of 22 HA samples were obtained from present A (ALl, A12) horizons, and their Eel' values ranged from 22 to 120. Since HA transforms from Rp type to Po type, B type, and A type, successively, with the maturing of Black soils, it is considered that a series of HAS on the basis of Eel% value, i.e., Hyl-Ka 1-Ka 2-Si 1- Si 2, indicates the maturing of HA in the present A horizon of Black soils. Accordingly, changes in the above stated properties are first examined for the series of HAS.

The Eel% values of HAS seen in Fig. 11-4 show that an increase of E,1% value was accompanied by a lowering of E4/E6 ratio. As for elementary composition, with increasing Esl% value, C% increased throughout the series of HAS, but H%, N Z , H/C and N/C ratios increased from sample

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210 Chapter 11. Diagenesis of Humus

d 20 10 30L

Y 0

0- Hyl Kal Ka2 Sil Si2

.a 'b-

IC

I----

:[; ; ; ; ~ 3

31, , , ; ; Hyl Kal Ka2 Sil $2

Fig. 11-4. Parameters of the elementary composition, optical properties, and X-ray diffraction of humic acids obtained from the present A horizons of Black soils.

Hy 1 to Ka 1, then decreased in the following members, and the reverse relation was observed for 0% and O/H ratio. O/C ratio remained almost unchanged. Changes in elementary composition from sample Hy 1 to Ka 1 may be due to the enrichment of nitrogen in HA molecules in the early stage of humification, as suggested by Kuwatsuka et al. (1978).

X-ray diffractograms illustrated in Fig. 11-5 show that HA samples are divided into three groups, i.e., those having 7-band, 7- and (002)-bands, and (002)-band, and respectively called groups 1, 2, and 3. Samples Hy I and Ka 1, Ka 2, and Si 1 and Si 2 belonged to groups 1, 2 and 3, respectively. As seen in Fig. 11-4, d (interlayer spacing) values decreased and E (average number of layers per stack) values increased for the last three members in the order of HA series.

The maturing process of HAS in Black soils thus is characterized by the increase of light absorbability, the increase of carbon and oxygen con- tents, the decrease of hydrogen and nitrogen contents, and the development of a turbostratic structure. These findings serve to illustrate the carboniza- tion theory of the formation process of HA discussed in Section 10.4.

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11.1. Diagenesis of the Humus of Black Soils 211

Hayakida

HY 3

I

I

10 20

Kanoya

Kal

Ka2

Ka3

Ka4 [ 30 I Ka5

Yubunebara

Yu2

Yu3

Yu4 \ Hy5

I

Shiiji

10 20 30 20"

Fig. 11-5. X-ray diffraction profiles of humic acids obtained from present A and buried humic horizons of Black soils.

Humic acids of buried humic horizons Properties of HA samples against ages are plotted in Fig. 11-6. Changes in properties of HAS with the lapse of time after burial by volcanic fallout were very similar to those of the maturing process of present A horizons. Generally speaking, changes in elementary composition such as the increase of C%, O x , and O/H ratio and in optical properties seem to occur abruptly within about 1,000 years

Page 225: Chemistry of Soil Organic Matter

0.1 A A

0 ' z . 0 a A A . 0 .

50 - .A 0 0 .

0 0 B 0' 40-0' 1.0

P T

p a : . , 4 8 0 , 9

0 , ' I ---I 3

0 0 A "% 4.0-

* O . S - : * ? 4 t 4

0 0.5-$

1 5 0

50.;

30' ' ' L A - 1

2

20- * = A

g 40.- A

f 30-

% A A

x . 0 . Lu" - A o . 0 A g 2-..% i 1 -

. 4.5-8 0 . . . . . . 30-

20-4 %

s? A

A O A

0 % 1 - t J

3.0 y l.O-? A IC 2.5-

L t . 3

c c

-

B 0.05-..: a A o * A

0 . 0 . * . 1 4 &'A . m a

- 0 A

n o A

' 0

1 1 L A 2 n . . O n . a n loo-+

9 ' 4 - 2 A

A 0

I , 8 -22

A . . . A - L A e A n * ? 3.q-91

3,5-.".8 a A o . . A A m . I --I--

.*a :A o * A A 0 0

-

A I

I -A-

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11.1 . Diagenesis of the Humus of Black Soils 213

after burial, almost cease after 3,000 years, and are thereafter minimal. Other points noted were: (i) Judging from the changes in elementary com- position and optical properties, the transformation of HAS in Hayakida and Kanoya profiles seemed slower than in Shiiji and Yubunebara. As Hayakida soils were taken in Hokkaido, the slower changes were probably related to the lower temperature of the sampling site. Since the Kanoya profile had developed on an impermeable Akahoya ash layer, poor drainage or humid conditions may have obstructed the progress of humification. (ii) E61% values of samples Si 7, 8, and 9 belonging to the Wiirm Ice Age tended to be smaller and E4/EB ratios higher than those of the RII period. This may imply either the delay of humification due to the cool temperature or the degradation of HAS as a result of diagenesis.

According to X-ray diffraction analysis, sample Hy 2 belonged to group I , Hy 3 to group 2, and the rest to group 3. Since sample Yu 2 (800-864 A.D.) belonged to group 3, the formation of turbostratic structure seems to have been completed within about 1,000 years after burial, as was also true of the abrupt changes in elementary composition and optical properties. Alternatively, it may be said that these reactions are almost completed within 1,000 years after soil formation begins and irrespective of burial. In this context, 200 to 300 years seem necessary for the formation of A type HA in Black soils.

The diagenesis of HAS after burial is characterized by changes in ele- mentary composition, optical properties, and X-ray diffraction which are similar to the maturing process in the present A horizon. This means that diagenesis is, in principle, the same as maturation and can be understood, since both processes are only carbonization in terrestrial soil conditions. Most HAS of buried A horizons, however, are distinguishable from those of present A horizons as shown in Figs. 5-3, 5-5, and 5-6. As a matter of fact, conspicuous differences between HAS of present and past A horizons can be expected because they have experienced differences in such factors as age, a continuous supply of fresh plant remains, etc..

Summary Diagenesis or changes in the humus of Black soils with the lapse of

time after burial are summarized as follows: 1. The amounts of humus in the present A horizons varied consider-

ably among soils and the C/N ratios were comparatively low. In soil sam- ples following a certain period (about 5,000 years for 3 profiles and 10,OOO years for 1 profile), highly significant correlation existed between the amount of total carbon and C/N ratio.

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214 Chapter 11. Diagenesis of Humus

2. In general, fHA and fFA values decreased with time, but the rates of decrease varied remarkably with respective profiles. lW values tended to increase at first, then decrease, and attain equilibrium during the Wurm Ice Age; PQI2 values tended to be higher than those of present A horizons.

3. Diagenesis of HAS of buried A horizons were characterized by increased light absorption, increased carbon and oxygen content, decreased hydrogen and nitrogen contents, and the development of a turbostratic structure. Similar changes were suspected to occur in HAS of the present A horizon with the passage of time even without burial by volcanic fallout.

11.2. Elementary Composition and Optical Properties of Sedimentary Humic Acids and Fulvic Acids

Although the comparative humus chemistry mentioned in Chapter 1 is beyond the scope of this book, the elementary composition and E,1% and dlog K values of sedimentary HAS and FAs are illustrated in Table 11-1 for reference. Lake sedimentary HAS and FAs in Japan were obtained from core samples of surface muds, except for those of Lake Haruna (l), the deepest core sample of which ranged from 20 to 24 cm with an age of about 1,000 y.B.P. (Ishiwatari, 1972). The age of the deepest core sample from the Sea of Japan was about 70,000 y.B.P. (Ishiwatari, 1972). All the data listed in Table 11-1 were cited from a handout delivered by Professor Ishiwatari at his lecture “Geochemistry of Sedimentary Humic Substances” held at Nagoya University, September 1, 1984.

As seen in Fig. 11-7, HAS were distributed widely from the B area to FA area in the C‘-H’-0’ diagram. Among HAS of Japan, those locating in the HA band had carbon (C’) contents ranging from 34.86 to 39.09%, and were discriminated from the rest of the 31.62 to 33.88% located on the FA

TABLE 11-1 Eg and AlogK values of sedimentary humic acids (Ishiwatari, 1984).

Sample L. Haruna 0-8 crn

0) 8-12 12-16 16-20 20-24

L. Motosu L. Nishinoumi L. Kawaguchi L. Yamanaka L. Tsuruga-ike

Ed%

13.4 11.9 14.5 13.0 13.4 10 14 16 13 13

Alog K

0.68 0.76 0.69 0.78 0.74 0.71 0.69 0.71 0.66 0.65

Sample L. Shirouma-oike L. Shoji L. Aoki L. Kizaki L. Haruna (2) L. Nakatsuna The Sea of 5-10 cm Japan 20-30

80-90 90-100

15 12 23 29 13 33 14 11 18 19

Alog K

0.69 0.61 0.67 0.66 0.64 0.65 0.80 0.78 0.67 0.68

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11.2. Elementary Composition and 0pticaI:Properties 215

20 30 40 50 60

H', %

Fig. 11-7. C - H - 0 diagram of some sedimentary humic acids and fulvic acids (data from Ishiwatari, 1984). 0 : HA, L. Haruna (1); : HA, the Sea of Japan; A : HA, the rest of Japan; A : HA, foreign countries; 0 : FA, Japan; : FA, foreign countries.

area side. E,'% values of the former and latter were 13 to 33 and 10 to 16, respectively. No difference between the two was seen in dlog K values. A weak shoulder-like absorption near 405 nm in the absorption spectra pre- sumably due to the pheopigments may have disturbed the establishment of a reciprocal relationship between Eel% and dlog K. In foreign HAS, 9 out of 11 samples were located on the HA band and the rest in the FA area. Their carbon (C') contents were all in the range of 34.13 to 38.18%.

Sedimentary HAS may be said to correspond to soil Rp type HA or FA, and those corresponding to the former might have been partly originated from soil HA. All the FA samples were distributed in or near the FA area.

Among 5 HA samples from Lake Haruna (l), the younger 2 and the older 3 were respectively located in the FA and B areas, and in the case of the HA samples of the Sea of Japan, the second youngest one belonged to the FA area, and the rest were located in the B area. The scope of distribu- tion of these samples obtained from the same sites was rather restricted in comparison with the wide distribution of samples obtained from different lakes. This suggests that the diagenesis of lake sedimentary HAS during

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216 Chapter 1 1 . Diagenesis of Humus

1,000 years and sea bottom HAS during 70,000 years have undergone no remarkable changes in elementary composition and optical properties. The data cited above, however, were too few to draw any definite conclusions on the diagenesis of sedimentary HAS and FAs.

Comment According to Ishiwatari (1985), humic and fulvic acids in lake sediments

are probably melanoidin-like materials. This suggests that melanoidin-like substances are stable under lake sedimentary conditions. On the contrary, it is considered that melanoidins are unstable and readily decomposed under terrestrial soil conditions, as is true of chlorophyll.

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Chapter 12

Complementary Remarks

In Chapter 1, the author mentioned why he had decided to avoid using the term “humic substances” in this book. At the same time, however, he stressed the necessity to define this important concept in terms of chemistry. As dis- cussed earlier, humic substances are defined as the chemical configuration responsible for visible light absorption in HA. They imply a series of transi- tional configurations initiated by the formation of conjugated double bond systems randomly distributed in linear polymers, and ending with the for- mation of turbostratic structure. The term humification is referred to as the formation process of the configurations accompanied by the increase of light absorption and carbonyl and carboxyl groups ; humification can be regarded as an early stage of carbonization in soil. It is inferred that the degree of humification of humic substances depends on soil conditions, with soil pH being one of the decisive factors; the higher the soil pH, the higher the degree of humification, except in Black soils. Grouping of HAS into Rp, B, and A types is actually the grouping of humic substances on the basis of the hu- mification degree which increases in this order.

Perhaps some remarks are appropriate here on the relation between humic- and non-humic substances and methodology for humus chemistry.

Humic- and non-humic substances If the above idea on humic substances and humification is permissible,

it may be reasonable to consider that humic substances are formed not only from but also in non-humic substances, indicating that the former cannot be separated from the latter. In other words, it is not rational to think that humus (I1 on p. 2) is divided into humic substances (Ira) and non-humic substances (IIb), and IIa into HA, FA, and humin. We must realize that

217

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218 Chapter 12. Complementary Remarks

HA, FA, and humin are respectively composed of IIa and IIb, or humified and non-humified parts, and it is theoretically as well as practically impossible to strictly separate them from each other. Although it is possible that some kinds of organic substances exist which are entirely unhumified, i.e., have not been structurally altered by oxidation, it seems important to establish suitable experimental criteria for the judgment of humification.

As shown in Chapter 9, the main components of acid-hydrolysates of HAS are amino acids, phenolic substances, sugars and uronic acid, and the sum of these substances is 6 to 35% of total carbon. The amount of acid- hydrolyzable organic matter may serve as an index of the level of non-humic substances, but the following should be taken into consideration as factors of underestimation. (i) Acid non-hydrolyzable organic matter, e.g., lignin and non-hydrolyzable tannin cannot be estimated. (ii) The formation of artificial humic substances during acid-hydrolysis may not be neglected. Nevertheless, it may be said that the level of non-humic substances decreases with the progress of humification.

FA is also co isidered to be mainly composed of phenolic substances, polysaccharides, alid proteinaceous constituents. Clear-cut separation of these groups is hardly possible because they combine to varying extents through covalent, ionic, and hydrogen bonds.

According to Lowe (1975, 1980), Ca/Cf ratio (the proportion of fulvic carbon recovered in the polyphenolic fraction) varied from 18 to 68%, and was related to horizon types. The PVP- and XAD-adsorbed polyphenolic fractions may be generally regarded as humic substances, and the non- adsorbed fraction as a non-humic substance. As with HA, however, there is no guarantee that the non-humic substances are entirely unhumified.

For the development of the chemistry of soil organic matter (SOM) Sources of SOM are products of living things, i.e., organic substances

synthesized by organisms. The chemistry of these organic substances, bio- logical chemistry, is now highly developed. If SOM is merely an assembly of organic substances, the chemistry of SOM should not, in principle, be different from biological chemistry: it is the chemistry of non-humic substances.

We know that SOM and its fractions are composed of humic and non- humic substances. As postulated by Kononova (1966), humic substances are “substances which, because of the peculiarity of their nature, cannot be related to any of the existing groups of organic (biological) chemistry . . . these substances are justifiably included in a separate group termed humic substances.” The “peculiarity of their nature” can be attributed to the fact that they are amorphous, brown-colored substances, because such amorphous substances are beyond the scope of organic chemistry. It should be noticed,

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219

however, that the amorphousness of humic substances does not mean that they are really chaotic and disordered. To the contrary, regularities in the elementary composition and optical and other properties of HAS suggest that humic substances are well-ordered, as summarized at the beginning of this chapter.

The classification system of HA adopted in this book is no more than that of humic substances, and in order to deepen our understanding of these substances chemical configurations directly related to the light absorbability of various types of HA and to the increase of their light absorption with the progress of humification should be elucidated. As discussed by Maximov et al. (1977), our knowledge of the chemical configuration of HAS and FAs is still very poor, despite efforts by many researchers and progress in instru- mental analysis.

Hayes and Swift (1981) predicted some of the types of primary structures which compose humic materials: “It is clear that humic materials contain single-ring aromatic structures, many of which are heavily substituted with aliphatic hydrocarbon, carbonyl, methoxyl, hydroxyl, carboxyl, and other side groups. Some of the aliphatic hydrocarbon structures are likely to be unsaturated; some of these may even have a degree of conjugation, and many are likely to contain various functional groups, including carboxyl. All of these need not necessarily be substituents of aromatic structures. There is no evidence which could exclude heterocyclic, aliphatic, and aromatic structures containing oxygen and nitrogen.” This statement seems useful in explaining the chemical configuration of Rp type HA, although the presentation of structural models for conjugated double bond systems as well as linear poly- electrolytes is desirable.

Turbostratic structure, on the other hand, demands that suitable degrada- tion experiments yield considerable amounts of polycyclic rings. This implies that degradation experiments should be projected which premise the existence of polycyclic ring structures; for instance, the dichromate oxidation method explored by Hayatsu et al. (1978) for the study of coal structure may be helpful.

It is almost certain that not only P type but also A type HA and FAs contain a perylenequinone nucleus. Biosynthesis of this nucleus is presumably accompanied by the formation of polymers containing a naphthalene nucleus (Allport and Bu’Lock, 1958). Therefore, it seems somewhat curious that vari- ous degradation experiments conducted hitherto have been unsuccessful in showing the existence of perylene or naphthalene nuclei, except for those using the Zn dust fusion or distillation method (Sato and Kumada, 1967; Cheshire et al., 1967; Hansen and Schnitzer, 1969; Kumada and Matsui, 1970) and the enzymatic degradation method for naphthalene (Mathur, 1971).

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220 Chapter 12. Complementary Remarks

These findings suggest that, in order to establish the chemical configurations characteristic of respective types of HA, degradation experiments suitable to the chemical configurations supposed for each type should be applied.

Studies of the chemical configurations of various types of HA focusing on the mechanisms of light absorption should be one of the main subjects of humus chemistry, and will provide the answer to what humic substances are. A successful study will necessitate the utilization of various experimental techniques in the field of lignin, coal, carbonaceous materials, and organic semiconductors. At the same time, it is important to study carefully and repeatedly the many excellent achievements in humus chemistry produced by our predecessors.

The following sentence from Dr. W. Steelink’s review (1963) entitled “What is humic acid?” seems an apt finale.

“Out of sheer cussedness, there will always be a few hardy souls who will want to know the fundamental reason for Nature’s wide distribution of this substance, and the method by which she synthesized it.”

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Index

a 96 A area 85 Absorption spectra (curves)

determination 18-19, 40 expression 19, 40 of artificial humic acids 149-159,

of fulvic acids and FA, and FA, fractions 39, 40

of humic acids from fractions of A,, and A horizons 143-144

of soil humic acids 19, 20, 22, 31, 32, 39, 40, 99

parameters 40 pH dependency 43

of Al and Fe oxides of Mn(1V) oxide and Mn-bearing

silicates 161

187-1 94

Accelerating effect 158-161

Alpine soils in Japan

AItenaria tenuis 64 Anthraquinone 68 A type humic acid

classification and explanation 8-10

definition 26, 30-31 formation

in Black soils 11 6 in reclaimed polder soils 198-

in Rendzina-like soils 110-1 13 formation problems in Black soils

structural model 185-1 86

200

195-198

b 96 B / A 149 bA area 85 (002)-Band 25, 183 (10)-Band 25, 183 7-Band 24, 183 B area 85 bA type humic acid

definition 80 elementary composition 81, 21 1-

E61% and EJE, values 81, 211-

parameters of X-ray diffraction

X-ray diffraction 211, 213

214

214

81

Brown humic acid 17 B typearea 85 B type humic acid Burning theory 194-195

26, 30-31

Ca/Cf ratio 97, 218 Carbonization theory 200-203

Cenococcum graniforme 64, 65 Chromatography

CE/CT 142

of humic acids 58-59,60-62, 173- 176

Chrysotalunin 67-68 C/N ratios

diagenetic changes 205-207 extracts, residues, and humic acids

237

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238 Index

146 fractions of A, and A horizons

soils 15, 205-207 139-141

Comparative humus chemistry 16 CQ ratio 76-77, 79, 81, 83

4,9-Dihydroxyperylene-3,1O-quinone (DHPQ) 40

Eel%, E,1%, and EZe51% 40 EJE, ratio 40, 44 Echte Huminsauren 17 Elementary composition

deviation of anal tical values 72-

of fractions from L, F, and H layers

of fulvic acids and FA1 and FA2

of sedimentary humic and fulvic acids

of soil humic acids 41, 76-77, 78 parameters and diagrams 79-80

Extractable humus 3 Extraction ratio 142

Y 74

138-141

fractions 41-44

214-215

fFA 96 fHA 96 Flavonoids 204 F layer 11 Forest soils in Japan

brief explanation 3-8 classification 4-6

distribution and optical properties of fractionated humic acids 172- 173

Fractional precipitation technique

procedure 171 Fulvic acid area 91 Fulvic acids

C-H-0‘ diagrams 89-92, 214-

concept 218 definition 2, 3 elementary composition and optical

properties of sedimentary fulvic acids 214-215

preparation of samples Arai and Kumada’s method

IHSS method 73

215

90-9 1

profile distribution 103-106, 11 8- 120, 121-122, 126-127

Geohistorical succession of vegetation

Gray humic acid 17 197-198

HE 96 HE/& 96 1, 3,6, 8, 11, 13-Hexachloro-4, 10-dihy-

droxydinaphtho[2, 1-b: 1 ‘, 2’-dlfuran- 5, 9, dione 68, 69

H layer 11

Humic acid band 86 Humic acid combination type

and soil pH 131-133 definition 96 grouping 127-130, 130-131 of foreign soils 119, 125-126 of Japanese soils 107, 111-112,

HT 96

114-116, 199-200 Humic acids

absorption spectra 18-22, 38-46,

amino acid composition 165-166 amino acid-N contents in hydrol-

ysates 166-167 amino acid, phenol, and sugar com-

position of hydrolysates 167- 171

143-146

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Index 239

as an assembly of fractions 78-79,

carbonyl group contents 163, 164,

carboxyl group contents 163, 164 cation exchange capacity 23 change of reduced viscosity with pH

C’-H-0’ and H”-”’-0” diagrams

C’-H’-0’ diagram of sedimentary

chromatography 58-59, 60-63,

classification 17, 25-26, 30-33 coagulation by electrolytes 23-24 definition 2, 3 diagenesis 86, 87 elementary composition 22-23,

Fourier transforms 183-1 84 fractional precipitation 172-173 H/C-O/C and H/C-O/H diagrams

humification process 86, 87, 132-

hydrolyzable nitrogen content 23 hydrolyzable organic matter 168,

infrared (IR) spectra 28-30 intrinsic viscosity 176 ionization difference (AEJ spectra

(002)-lattice image 185 mechanisms of light absorption

methoxyl contents 23, 163, 164 molecular size distribution 173-

optical properties 18-22, 172-

oxygen-containing functional group contents 162-165

preparation of samples

109-110, 132-133, 171-176

178

176-179

87-89

humic acids 21 4-21 5

173-1 76

41, 72-80, 80-89

85-87

133

171

4749

53-56

176

173, 209-213, 214-215

IHSS method 73 Nagoya method 35 Simon’s method 18 Springer’s method 18

120, 121-122, 126-127 profile distribution 103-106, 118-

reduction difference (A&) spectra

strength of acid character 179 total acidity 163, 164 total nitrogen contents 166 transformation 132-133, 203

by burning or heating 190-194 X-ray diffractograms 24-25, 182-

183

49-51

Humic acid type 96 Humic substances

concept 54-55, 217, 219 definition and grouping 2

Humification concept definition 1, 21 degree 21 in the A,, horizon 11-13, 142-

progress 21

13, 14, 54-55, 86, 202

144

Humins 2 Humoligninsauren 17 Humus

Humus composition definition and grouping 2-3

analysis Nagoya method 95-96 Kobo and Oba’s method 109

diagenesis 207-209 of A, horizon 100-103 of carbonaceous materials 187-

of foreign soils 97-100, 117-130 of fractions of A,, and A horizons

of heated soils 192-193 of Japanese soils 103-117, 207-

189

142-1 44

209

Page 253: Chemistry of Soil Organic Matter

240 Index

of reclaimed polder soils 198-200 transitional changes 112

171 Hydrolyzable organic matter 168,

Hydroxyanthraquinone pigments 67-69

Intrinsic viscosity 176

Lignohuminsauren 17 L layer 11 AlogK 19, 96 AlogK-RF diagram 30-31

2-Methyl naphthalene 68 2-Methyl-l,4-naphthoquinone 68 Methodology

for comparison of elementary com-

for humus chemistry 10-16, 218-

for model experiments 148-149,

position 79-80

220

161

Non-humic substances concept 217-218 definition 2

Perylene 66, 69 Perylenequinones 65 Pg (fraction)

absorption spectra 59-62, 64 chromophore 65-67 definition 28 elementary composition 62, 77

estimation 40 origin 63-65

Pg absorption 41 Pheopigments 147 Physical fractionation of A, and A

Po-L type humic acid Polyvinylpyrolidone (PVP) 35 Post-glacial epoch (age) 9, 205 Po type humic acids 30-31 PQ 96

PVP adsorbed fractions

horizons 135-138 31-33, 189

PQn 99

absorption spectra 41-43 elementary composition 4 1 4 3 ionization difference (LIE,) spectra

reduction difference (LIE,) spectra

separation

47-49

49-51

from fulvic acids 35 into FA1 and FA, fractions 35

RII period 10 RIIIa period 10 Reduced viscosity 176 R F 30, 96 RF12 112 Rotteprodukte 17 Rp type humic acid

definition 26, 30-31 structural model 186, 219

Rp(1) type area 85 Rp(1) type humic acid 30 Rp(2) type humic acid 30 Rp-T type humic acid 31-33, 102,

118, 142

Sclerotia 63-64 Single extraction 97 Soil animals 11 Soil group 3

Page 254: Chemistry of Soil Organic Matter

Index 241

Soil internal humification factors 14 Soil organic matter

Soil pH 97 Soil quinone pigments 67-69 Stability

definition and grouping 1-2

estimation by decolorizability 149 by resistance to oxidizing reagent

of artificial humic acids 150-158 of soil humic acids 150

of humic acid 201-203 of organic substances and minerals

149

Stabilization

13

Successive extraction 97 Tannins 102, 119, 143, 204 Total organic carbon contents of soils

Turbostratic structure 25, 185 15,205-207

Water-soluble humic acid 37 Weathering 13 Wood-rotting fungi 65 Wiirm Ice Age 9, 205

X-ray diffraction analysis 182

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