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    Caries management by riskassessment

    Young DA, Featherstone JDB. Caries management by risk assessment.Community Dent Oral Epidemiol 2013; 41: 112.2012 John Wiley & Sons A/S. Published by Blackwell Publishing Ltd

    Abstract Caries disease is multifactorial. Whether caries disease will beexpressed and damage dental hard tissue is dependent on the patients ownunique make-up of pathogenic risk factors and protective factors.Objectives:This manuscript will review the science of managing caries disease

    based on assessing caries risk.Methods:The caries balance/imbalance modeland a practical caries risk assessment procedure for patients aged 6 yearsthrough adult will illustrate how treatment options can be based on caries risk.Results:Neither the forms nor the clinical protocols are meant to imply there iscurrently only one correct way this can be achieved, rather are used in thismanuscript as examples only.Conclusions:It is important to have the forms andprotocols simple and easy to understand when implementing cariesmanagement by risk assessment into clinical practice. The science of CAMBRA

    based on the caries balance/imbalance model was reviewed and an exampleprotocol was presented.

    Douglas A. Young1 and

    John D. B. Featherstone2

    1

    Department of Dental Practice, Universityof the Pacific, San Francisco, CA, USA,2School of Dentistry, University ofCalifornia, San Francisco, CA, USA

    Key words: caries; caries management;caries protocols; caries risk assessment;CAMBRA; remineralization

    Douglas A. Young, Department of DentalPractice, University of the Pacific, SanFrancisco, 2155 Webster St. Rm. 400, SanFrancisco, CA 94115, USATel.: +1 415 749 3308Fax: +1 415 749 3339e-mail: [email protected]

    The caries management by risk assessment (CAM-BRA) philosophy is built on the understanding that

    dental caries is a disease initiated by a complex

    biofilm (rather than any one pathogen), which

    changes dynamically with its environment and the

    local chemistry of the tooth site, pellicle, and saliva.

    This is in stark contrast to the classic medical

    model of one pathogen-one disease, thus, rather

    than focusing on the elimination of any one patho-

    gen, caries management must determine which of

    many factors is causing the expression of disease

    and takes corrective action. For purposes of this

    paper, the phrase caries management by riskassessment or CAMBRA will be used to describe

    this risk-based approach to prevent, reverse and,

    when necessary, repair damage to teeth using min-

    imally invasive methodologies (1). CAMBRA is not

    a trade name for products or a company, nor is it a

    caries risk assessment (CRA) form, it is a concept

    for managing dental caries and its manifestations.

    In its simplest form, it means (i) assessing the risk

    for future caries lesions, (ii) reducing the pathologi-

    cal factors, (iii) enhancing the protective factors,

    and (iv) minimally invasive restorative care result-ing in control of the disease.

    The caries balance/imbalance model

    The caries balance/imbalance model is a visual

    representation of the multifactorial nature of the

    dental caries disease. It illustrates the determining

    factors of caries disease, and it is the dynamic inter-

    action of the biofilm with the oral environment. It

    is the local environment that determines how the

    biofilm will behave at any given tooth site and ifthe disease is severe enough to result in demineral-

    ization and visible changes to the tooth site. By col-

    lecting actual patient information about the

    patients unique caries balance an astute clinician

    can assess the risk of future demineralization

    based on weighing all the disease indicators and

    risk factors against existing protective factors. This

    is process is called a CRA.

    The caries balance/imbalance (Fig. 1) is the bal-

    ance among disease indicators, risk factors and

    doi: 10.1111/cdoe.12031 e53

    Community Dent Oral Epidemiol 2012; 41; e53e63All rights reserved

    2012 John Wiley & Sons A/S. Published by Blackwell Publishing Ltd

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    protective factors and determines whether dental

    caries progresses, halts, or reverses. Refer to

    Appendix and the text below for more detail on

    disease indicators. Cavities/dentin refers to frankcavities or lesions well into the dentin by radio-

    graph. Restorations

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    research has proven to be causative of caries

    lesions (given a pathogenic environment) and can

    be easily remembered because their first letters

    spell the word BAD. They are as follows:

    Bad bacteria (meaning cariogenic bacteria),

    Absence of saliva (hyposalivation),

    Destructive lifestyle habits (e.g., poor dietary

    habits, frequent ingestion of fermentablecarbohydrates, recreational drugs, etc.).

    The CRA form shown in Appendix lists several

    other risk factors (totaling nine) identified in out-

    comes measures of CRA (5, 6). They are as follows:

    (i) medium or high MS (mutant streptococci) and

    LB (lactobacillus species) counts, (ii) visible heavy

    plaque on teeth, (iii) frequent (>3 times daily)

    snacking between meals, (iv) deep pits and fis-

    sures, (v) recreational drug use, (vi) inadequate sal-

    iva flow by observation or measurement, (vii)

    saliva reducing factors (medications/radiation/

    systemic), (viii) exposed roots, and (ix) orthodonticappliances.

    Caries protective factors

    Caries protective factors are biological or therapeu-

    tic factors that can collectively offset the pathologic

    challenge presented by the above caries risk factors

    (also refer to Appendix). The more severe the car-

    ies risk factors are, the higher the intensity of pro-

    tective factors must be to keep the patient inbalance or to reverse the caries process. Figure 1

    only lists a few that are known to be highly protec-

    tive and can be remembered by SAFER. They are

    as follows:

    Saliva and sealants

    Antibacterials

    Fluoride and calcium/phosphate (as supportive

    to fluoride not a replacement) (9)

    Effective lifestyle habits

    Risk-based reassessment

    Industry is responding to the need for more and

    better products to treat dental caries disease andthe current list in Appendix is sure to expand in

    the near future. Currently, the protective factors

    listed in Appendix are as follows: (i) lives/work/

    school located in a fluoridated community, (ii)

    fluoride toothpaste at least once daily, (iii) fluoride

    toothpaste at least two times daily, (iv) fluoride

    mouthrinse (0.05% NaF) daily, (v) 5000 ppm F

    fluoride toothpaste daily, (vi) fluoride varnish in

    last 6 months, (vii) office fluoride topical in last

    6 months, (viii) chlorhexidine prescribed/used

    daily for 1 week each of last 6 months or other

    antibacterial agent of choice based on current evi-

    dence. (ix) xylitol gum/lozenges four times daily

    in the last 6 months, (x) calcium and phosphate

    supplement paste during last 6 months, and (xi)

    adequate saliva flow (>1 ml/min stimulated).

    Fluoride toothpaste frequency is included as stud-

    ies have shown that brushing twice daily or moreis significantly more effective than once a day or

    less (10). Any or all of these protective factors can

    contribute to keep the patient in balance and to

    enhance remineralization, which is the natural

    repair process of the early carious lesion.

    Hard tissue exam and charting (bylocation, severity, and activity)

    The existence of previous or current disease is the

    highest predictor of future disease. Therefore acareful hard tissue exam must precede the CRA to

    detect signs of previous or existing caries disease

    (disease indicators). There are many ways to

    record hard tissue findings. The following example

    is a simple approach that mimics clinical practice

    and considers both precavitated and cavitated car-

    ies lesions.

    Occlusal: chart ICDAS Codes (11) noting deep

    pits or fissures. See Table 2 (For description

    of ICDAS for clinical practice see http://

    www.icdas.org/clinical-practice) Approximal: chart depth of lesions noted on

    bitewing radiographs as E1, E2, D1, D2, or D3

    and note activity if possible (see approximal

    lesion management later this article)

    Facial/Lingual; visual and tactile exam (round

    end of explorer or ball ended probe) noting:

    (i) active white spots (dull, rough surface)

    (ii) inactive white spots (smooth, shiny and

    hard)

    (iii) active brown spots (tan to tooth colored,

    dull, rough surface)

    (iv) inactive brown spots (smooth, shiny, andhard)

    (v) cavitations still in enamel

    (vi) cavitations extending into dentin

    Caries risk assessment

    A CRA is simply a way to formalize and expand

    upon the patients caries balance/imbalance in the

    most predicable fashion to diagnose current caries

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    disease, to help predict future disease, and to

    determine what factors are out of balance so evi-

    dence-based clinical decisions can be made (8, 12).

    The CRA may draw upon relevant historical data

    of the patient such as medical history (medications

    and systematic disease), dental history (previous

    caries experience), social history (recreational

    drugs, alcohol, smoking), dietary history, and anyother personal or cultural habits that could contrib-

    ute to caries disease. Lastly, a CRA may also

    include additional tests such as saliva/pH/buffer

    assessment and bacterial load assessment. These

    test all have lower levels of evidence, yet the real

    benefit may be as a teaching and motivating tool to

    help modify patient behaviors.

    Implementation of a CRA in clinical practice is

    best carried out by the use of a CRA form, insuring

    each patient will be systematically assessed in the

    same manner, which is based on the best available

    research. The CRA form presented here is basedupon published science and outcomes measures of

    the use of the form (5, 6). The items in the form

    have been trimmed to include only those that had

    significant relationships to the onset of future cavi-

    tation in thousands of patients. The aim is to keep

    the form and procedure as simple and rapid as

    possible for use in practice, to keep to one page,

    and to have only proven components included.

    The CRA form presented here is based on the car-

    ies balance/imbalance theory, and the factors eval-

    uated were discussed previously. Although thereare several published CRA forms, the one shown

    in Appendix was chosen to use as an example in

    this manuscript because the content of the form

    and the procedures have been validated by pub-

    lished outcomes research using a large cohort of

    patients (5, 6). The included items all had statisti-

    cally significant odds ratios relating to the future

    onset of cavitation.

    To use the form (Appendix): Simply circle the

    Yes answers, count them up and visualize how

    these will affect the balance at the bottom of the

    form. Some clinicians have reported improvedresults by engaging the patient early by handing

    out the form in the reception room and letting

    them self-select answers for questions they are

    familiar with. This allows the practitioner to read-

    ily determine low, moderate, high, or extreme risk

    while saving valuable time as well. Extreme risk is

    high risk plus major salivary dysfunction (hyposal-

    ivation). Low risk should indicate that there is a

    very low risk of future dental caries disease, pro-

    vided no deleterious changes are made. On the

    other hand, high risk indicates the high likelihood

    of new caries lesions in the near future (a year or

    2). If there is doubt about low or high risk, then the

    classification is moderate.

    There are several other versions of CRA forms

    available, and clinical outcomes of using many risk

    indicators and factors are summarized in a system-

    atic review by Zero et al. (13). In addition, there aredifferences in the relative predictive value given to

    different factors in the literature (e.g., according the

    2001 NIH Consensus Conference on Dental Caries,

    presence of mutant streptococci alone is no more

    than weakly predictive of clinical caries activity) (14).

    However, none of these other forms have published

    outcomes results. The ADA offers caries assessment

    forms for patients 06 years old, and those over

    6 years of age. The forms can be found here:

    http://www.ada.org/sections/professionalRe-

    sources/pdfs/topic_caries_over6.pdf. In addition,

    the AAPD also offers their form for children under6 at: http://www.ada.org/sections/professionalRe-

    sources/pdfs/topics_caries_under6.pdf.

    All these forms vary from each other in some

    way or another; however, all of them agree that

    caries experience is the strongest predictor of

    future caries disease, even though they may use

    different variables to describe caries experience. In

    addition, they all measure the other etiological fac-

    tors involved in the disease in some manner; the

    weight that these other factors receive varies from

    form to form, in part because the literature on riskassessment (except for past caries experience) is

    very limited.

    Any CRA form should systematically weigh

    the factors research has proven to be pathogenic

    against the protective factors that are known to

    protect from caries disease. The astute clinician

    can then manipulate these environmental factors

    via treatment interventions that will tip the car-

    ies balance to favor health. As not all factors

    have equal predictive value, the questions used

    in any CRA form must be weighted is some

    fashion. The weighting system shown in Appen-dix is a visual weighting system created by the

    three-column format based on outcomes research

    and statistical odds ratios mentioned previously.

    Other forms may use a mathematical weighting

    system.

    The end result of any CRA is to combine histori-

    cal and current clinical data, information from the

    CRA form, including any additional test such as

    saliva or pH assessment and bacterial load assess-

    ment, to ultimately allow a determination of an

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    overall caries risk for your patient. This will help

    establish a caries disease diagnosis and disease

    activity level (caries active or caries inactive). Car-

    ies risk changes with time and needs to be reas-

    sessed as time goes on.

    Chemical intervention protocolsOnce caries risk diagnosis is made (low, moderate,

    high, or extreme risk), there must be therapeutic

    intervention protocols attached to the risk level for

    that patient, so that treatment options along with

    prognosis can be presented to the patient and a

    treatment plan formulated. The level and type of

    risk is used to determine the level and type of

    corrective therapeutic intervention. Note that cur-

    rently there is no consensus on correct treatment

    protocol, just as there is no one correct way to

    assess the caries risk of the patient. The process ofmanagement based on caries risk was recently vali-

    dated by a randomized clinical trial where the test

    group using CRA, based on salivary fluoride levels

    and bacterial load (MS and LB), to drive chemical

    treatment decisions (chlorhexidine and/or fluo-

    ride) had lower mean caries increment compared

    to the control group, which did not employ risk

    assessment or chemical based treatments (restor-

    ative only) (8). The fact that multiple treatment

    interventions may be necessary to treat a complex

    multifactorial disease, by nature does not lenditself well to future randomized clinical trials and

    systematic reviews. With that said, Table 1 lists an

    example protocol of interventions that could be

    used based on the caries risk level of the patient.

    Table 1 is a modified version of an example proto-

    col previously published for age 6 to adult based

    on caries risk category (10). The eight interventions

    summarized in Table 1 are the following: (i) seal-

    ants (resin-based or glass ionomer), (ii) saliva

    assessment (flow and bacterial load measurement),

    (iii) antibacterials, (iv) fluoride, (v) factors favor-

    able for remineralization (pH control calcium-phosphate topical supplements), (vi) effective life-

    style habits, (vii) frequency of radiographs, and

    (viii) frequency of caries recare exams (Table 1).

    Minimally invasive restorativeoptions

    Caries risk assessment should be a mandatory part

    of every initial examination and every caries

    re-care appointment, because caries risk is likely to

    change with time. If an interventive therapy is

    applied successfully, the aim is to lower the caries

    risk. Once a caries risk diagnosis is made, appro-

    priate prevention or therapeutic protocols are

    started based on caries risk (low, moderate, high or

    extreme risk). If caries lesions (precavitated or cavi-

    tated) are present, the decision to treat chemicallyversus surgically based on the site, extent, and

    activity of the caries lesion must be made (see sum-

    mary Table 3). This requires early detection and

    precise terminology (refer to previous mentioned

    Hard Tissue Exam and Charting). Bacteria are physi-

    cally too large to fit into diffusion channels of intact

    enamel; thus, intact enamel prevents bacterial

    ingress into the dentin. In contrast, cavitation

    through the enamel should trigger surgical proce-

    dures.

    Caries risk status may or may not have any bear-

    ing on the restorative phase of treatment; it is notan absolute requirement. At the occlusal site, the

    ICDAS system may help determine the extent of

    preventive and/or restorative treatment (see

    Table 2). Caries risk status may help drive the deci-

    sion to place a sealant or not (e.g., sealants are a

    recommended option for high caries risk patients)

    (15).

    On the approximal surface, most dentists rely

    heavily on the bitewing radiograph (conventional

    or digital). Based on a review of the scientific lit-

    erature American Dental Association Council onScientific Affairs determined that the diagnostic

    quality of digital images is comparable to that of

    conventional films (1618). One way to record

    radiographic radiolucency depth is to divide the

    enamel in half (E1 = outer of enamel.

    E2 = inner of enamel) and dentin into thirds

    (D1 = outer 1/3 of dentin, D2 = middle 1/3 of

    dentin, and D3 = inner 1/3 of dentin). Radio-

    graphic radiolucency in the enamel (E1, E2) have

    low chance of being cavitated (14) and should be

    treated chemically. If left untreated therapeuti-

    cally, the likelihood of progressing to cavitationis high (6). Radiographic radiolucency well into

    dentin (D2, D3) is more likely cavitated (14) and

    should be restored. It is the radiographic radiolu-

    cencies that just penetrate the dentinal enamel

    junction (D1), which trouble many dentists. Many

    were taught in dental school that early D1 lesions

    are the ideal board patient, yet most of these

    lesions may not be cavitated. In the US, activity

    of these lesions is rarely considered and the use

    of elastomeric separation to confirm cavitation is

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    even more rare. At this site, caries risk status

    may not help in treatment decision. In other

    words, you should not justify surgical treatmentbased on high-risk status. All risk categories

    should receive the benefit of remineralization

    therapy on noncavitated lesions.

    On the facial and lingual surfaces, direct visual

    and tactile examination is possible, making the

    decision easy. It is also much easier to assess

    lesion activity and to monitor the progress of

    remineralization therapy. If restoration is neces-

    sary on the root area, a high-risk status may

    preclude one to use a fluoride releasing material

    such as conventional glass ionomer cement

    (Tables 2 and 3) (19).

    Treatment planning and behavioralchange

    Individualized, evidence-based treatment options

    along with prognosis is presented to the patient

    and decisions are made based on the patients

    wants and needs. Implementation of the treatment

    phase requires the clinician to assist the patient in

    modification of behaviors that favor health. This

    Table 2. Example occlusal protocolabased on ICDAS code and caries risk level

    a

    All sealants and restorations to be done with a minimally invasive philosophy in mind. Sealants are defined as confinedto enemel. Restoration is defined as in dentin. A two surface restoration is defined as a preparation that has one part ofthe preparation in dentin and the preparation extends to a second surface (note: the second surface does not have to bein dentin). A sealant can be either resin-based or glass ionomer. Glass ionomer should be considered where the enamelis immature, or where fissure preparation is not desired, or where rubber damn isolation is not practical. Patients should

    be given a choice in sealant placement and material selection.bPatients withone(or more) cavitated lesion(s) are high risk patients.cPatients withone(or more) cavitated lesion(s)andxerostomia are extreme risk patients.Adapted from Jenson et al. (11).

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    Table 3. Site specific risk-based management

    SITE SPECIFIC RISK-BASED MANAGEMENT

    SITE EXTENT

    (non-surgical approach)

    Initial caries management stage

    (*** minimal removal of caries and tissue)

    Moderate caries management stage Severe caries

    management

    stage

    (conventional

    restorative

    approach)

    OCCLUSAL SITE ICDAS code 0 ICDAS code 1 ICDAS code 2 ICDAS code 3 ICDAS code 4 ICDAS code 5 ICDAS code 6

    Management Low Risk: Sealants not indicated for inactive lesions;

    continue nonsurgical preventive maintenance; however

    sealants may be considered optional for primary

    prevention of at risk (deep) pits and fissures.

    Moderate Risk: sealants recommended

    *High or ** Extreme Risk: sealants recommended

    All Risk Levels:

    Minimal removal of tooth structure to ensure adequate

    seal for dental material used.

    All Risk Levels:

    Conservative

    caries removal

    when near the

    pulp; ensure

    adequate seal for

    dental material

    used.

    APPROXIMAL SITE Radiographic E0

    ****

    Radiographic E1 Radiographic D1 Radiographic D2

    (outer 1/3 dentin) (middle 1/3 dentin)

    Radiographic D3

    (inner 1/3 dentin)

    Management Chemical treatment or preventive

    maintenance.

    Chemical or preventive therapy.

    Demonstration of lesion

    progression or regression and/or

    elastomeric tooth separation

    Minimally invasive

    restoration probable

    (but not absolute) based

    on lesion progression,

    Minimally invasive restoration

    needed. Conservative caries

    removal when near the pulp;

    ensure adequate seal for dental

    preferred before surgical

    intervenon is considered.

    regression, or tooth

    separaon.

    material used.

    FACIAL/LINGUAL

    SITE

    Non-cavitated lesions

    Inacve Acve

    (shiny, smooth) (matt, rough)

    Parally cavitated les ions Fully cavitated les ions Ful ly cavitated les ions

    Management

    Non-cavitated lesions

    Acve white or brown spot lesions

    receive chemical therapies based on

    caries risk assessment (CRA).

    Parally cavitated lesions

    May receive nonsurgical chemical

    therapy or minimally invasive

    restoraon depending on clinician

    and paent discussion of

    treatment opons.

    Fully cavitated lesions

    Minimally invasive

    restoraon

    Fully cavitated lesions

    Conservave caries removal

    when near the pulp; ensure

    adequate seal for dental

    material used.

    Lesion activity assessment (adapted from Kim Ekstrand) (Parameters in red indicate activity; in black, no activity) Ini-tial caries risk status: high, moderate, or low; Visual appearance: cavitation/shadow, whitish, or brownish; Location ofthe lesion: plaque stagnation area, natural, or not; Tactile feeling: rough enamel/soft dentin, or smooth enamel/harddentin; Gingival status (if the lesion is located near the gingiva): inflammation, bleeding on probing, or no inflammation,

    no bleeding on probing; surface luster: matt, shiny; Plaque: sticky, not sticky; Age of the lesion: 3 years.aAll sealants and restorations to be done with a minimally invasive philosophy in mind. Sealants are defined as confinedto enamel. Restoration is defined as in dentin. A two surface restoration is defined as a preparation that has one part ofthe preparation in dentin and the preparation extends to a second surface (Note: the second surface does not have to bein dentin). A sealant can be either resin-based or glass ionomer. Glass ionomer should be considered where the enamelis immature, or where fissure preparation is not desired, or where rubber dam isolation is not practical. Patients should

    be given a choice in sealant placement and material selection.bPatients with one (or more) cavitated lesion(s) are high risk patients.cPatients with one (or more) cavitated lesion(s) and xerostomia and/or hyposalivation are extreme risk patients.dNotations system used here: on bitewing radiographs as E1 (outer of enamel), E2 (inner of enamel), D1 (outer 1/3of dentin), D2 (middle 1/3 of dentin), or D3 (inner 1/3 of dentin) and note the progression/regression from previousradiographs if possible #33.

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    will require skill in obtaining patient cooperation

    in use of the recommended therapeutic interven-

    tions. In doing so, it is important to give patients

    encouragement and clear instructions on what they

    need to do (20).

    SummaryDental caries is a complex multifactorial disease

    that cannot be controlled by restoration alone

    (8). A CRA is a way to predict risk of future

    disease, but it is also a systematic way to iden-

    tify factors that are out of balance that could

    lead to demineralization on a susceptible patient.

    To assist the clinician in assessing caries risk,

    several forms and procedures are in existence, of

    which one form and one example protocol was

    used in this paper to illustrate the science of car-

    ies management by risk assessment, CAMBRA.CAMBRA is not a trade name for products or a

    company, nor is it a CRA form, it is a concept

    for managing dental caries and its manifesta-

    tions. In its simplest form it means (i) assessing

    the risk for future cries lesions, (ii) reducing the

    pathological factors, (iii) enhancing the protective

    factors, and (iv) minimally invasive restorative

    care resulting in control of the disease.

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    18. Syriopoulos K, Sanderink GC, Velders XL, van derStelt PF. Radiographic detection of approximal car-ies: a comparison of dental films and digital imagingsystems. Dentomaxillofac Radiol 2000;29:3128.

    19. Young DA. The use of glass ionomers as a chemicaltreatment for caries. Pract Proced Aesthet Dent2006;18:24850.

    20. Peltier B, Weinstein P, Fredekind R. Risky business:influencing people to change. J Calif Dent Assoc2007;35:7948.

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    How tooth decay happens (to be given to eachpatient)Tooth decay is caused by acid-producing bacteria

    that live in your mouth. The bacteria feed on what

    you eat, especially sugars (including fruit sugars)

    and cooked starch (bread, potatoes, rice, pasta,

    etc.). Within just a few minutes after you eat, or

    drink, the bacteria begin producing acids as a by-

    product of their digesting your food. Those acids

    can penetrate and dissolve the minerals (calcium

    and phosphate) in your teeth. If the acid attacks are

    infrequent and of short duration, your saliva can

    AppendixAppendix 1. Caries risk assessment form for ages 6 years through adult. Adapted from Featherstone JD et al. (2)

    Patient Name: CHART #: DATE:Assessment Date: Is this (please circle) Baseline or Recall

    Disease Indicators (Any one YES signifies likely HighRisk and to do a bacteria load test**)

    YES =CIRCLE

    YES =CIRCLE

    YES=CIRCLE

    New/Progressing visible cavitations or radiolucencies intodentin

    YES

    New/Progressing approximal enamel Lesions by radiograph YES

    New/Active White spots on smooth surfaces YES

    Restoration for caries lesion in the last 3 years (for initialexam or within the last 1 year for recall/POE exam)

    YES

    Risk Factors (Biological predisposing factors)

    MS and LB both medium or high (by culture or ATPbioluminescence**)

    YES

    Visible heavy plaque on teeth YES

    Frequent snack (> 3x daily between meals) YES

    Deep pits and fissures YES

    Recreational drug use YES

    Inadequate saliva flow by observation or measurement (**If

    measured note the flow rate below)

    YES

    Saliva reducing factors (medications/radiation/systemic) YES

    Exposed roots YES

    Orthodontic appliances YES

    Protective Factors

    Lives/work/school fluoridated community YES

    Fluoride toothpaste at least once daily YES

    Fluoride toothpaste at least 2x daily YES

    Fluoride mouthrinse (0.05% NaF) daily YES

    5000 ppm F fluoride toothpaste daily YES

    Fluoride varnish in last 6 months YES

    Office F topical in last 6 months YES

    Chlorhexidine prescribed/used one week each of last 6months

    YES

    Xylitol gum/lozenges 4x daily last 6 months YESCalcium and phosphate paste during last 6 months YES

    Adequate saliva flow (> 1 ml/min stimulated) YES

    ** Biofilm Assessment:ATP bioluminescence: _______ or culture MS:_______LB:_______Stimulated Salivary Flow Rate:_______ ml/min. Stimulated pH______ Date: _________

    Resting Salivary Flow Rate: _______ ml/min. Resting pH ________ Date: _________Buffering Capacity test:______________Consistency of resting saliva: thick-stringy-ropey vs watery

    VISUALIZE CARIES BALANCE(Use circled indicators/factors above)(EXTREME RISK = HIGH RISK + SEVERE SALIVARY GLAND HYPOFUNCTION)CARIES RISK ASSESSMENT (CIRCLE): EXTREME HIGH MODERATE LOW

    Doctor signature/#: Date:

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    help to repair the damage by neutralizing the acids

    and supplying minerals and fluoride that can

    replace those lost from the tooth. However if:

    (i) your mouth is dry, (ii) you have too much acid

    exposure, or (iii) you snack frequently, then the

    tooth mineral lost by attacks of acids is too great

    and cannot be repaired. This is the start of tooth

    decay and leads to cavities.

    Methods of controlling tooth decay

    Saliva. Saliva is critical for controlling tooth decay.

    It neutralizes acids and provides minerals and pro-

    teins that protect the teeth. If you cannot brush after

    a meal or snack, you can rinse or chew some sugar-

    free gum. This will stimulate the flow of saliva to

    help neutralize acids and bring lost minerals back to

    the teeth. Sugar-free candy or mints could also be

    used, but some of these contain acids themselves.

    These acids will not cause tooth decay, but they can

    slowly dissolve the enamel surface directly overtime (a process called erosion). Some sugar-free

    gums are designed to help fight tooth decay and are

    particularly useful if you have a dry mouth (many

    medications can cause a dry mouth). Some gums

    contain baking soda that neutralizes the acids pro-

    duced by the bacteria in plaque.

    Sealants. Sealants are plastic or glass ionomer

    coatings bonded to the biting surfaces of back teeth

    to protect the deep grooves from decay. In some

    people, the grooves on the surfaces of the teeth aretoo narrow and deep to clean with a toothbrush, so

    they may decay in spite of your best efforts. Seal-

    ants are an excellent preventive measure used for

    children and young adults at risk for this type of

    decay. They do not last forever and should be

    inspected once a year and replaced if needed.

    Antibacterial mouth rinses. Rinses that your dentist

    can prescribe are able to reduce the numbers of

    bad bacteria that cause tooth decay and can be use-

    ful in patients at high risk for tooth decay.

    Fluorides. Fluorides help to make the tooth more

    resistant to being dissolved by the bacterial acids.

    Fluorides are available from a variety of sources

    such as drinking water, toothpaste, over-the-coun-

    ter rinses, and products prescribed by your dentistsuch as brush-on gels or high-fluoride toothpastes

    used at home or gels, foams, and varnishes applied

    in the dental office. Daily use is very important to

    help protect against the acid attacks.

    Factors favorable for remineralization. Calcium and

    phosphate at the proper pH is necessary for tooth

    repair. Normally, this is carried out by your saliva

    but when you have a lack of saliva (dry mouth) or

    when fluoride alone is not effective, you may con-

    sider supplementing with calcium/phosphate and

    acid-neutralizing products.

    Effective lifestyle habits. Improving dietby reducing

    the number of sugary and starchy foods, snacks,

    drinks, or candies can help reduce the develop-

    ment of tooth decay. That does not mean you can

    never eat these types of foods, but you should limit

    their consumption particularly when eaten

    between main meals. Gum that contains xylitol as

    its first listed ingredient will stimulate saliva and is

    the gum of choice. If you have a dry mouth, you

    could also fill a drinking bottle with water and adda couple teaspoons ofbaking sodafor each 8 ounces

    of water and swish and spit with it frequently

    throughout the day. Toothpastes containing baking

    soda are also available by several companies.

    Effective oral hygiene practices plaque removal:

    Removing the plaque from your teeth on a daily

    basis is helpful in controlling tooth decay. Plaque

    can be difficult to remove from some parts of your

    mouth especially between the teeth and in grooves

    on the biting surfaces of back teeth. If you have an

    appliance such as an orthodontic retainer or partialdenture, remove it before brushing your teeth.

    Brush all surfaces of the appliance also.

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