CCA FCA application pack

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CCA FIRMS HELP HTTP://CCAFIRMSHELP.COM Now we have Your attention Do You Work Under The Consumer Credit Act? About Us What’s In It? How to Order ATTENTION: Stop Wasting Time And Get Your CCA Application Pack! “At Last! Discover How To Complete All Of The Documentation For Governance, Risk & Compliance For Your CCA Application To The FCA, Allowing You To Take Your Business To The Next Level!”

Transcript of CCA FCA application pack

Page 1: CCA FCA application pack

CCA

FIRMS

HELPHTTP://CCAFIRMSHELP.COM

Now we have

Your attention

Do You Work Under The Consumer Credit Act?

About Us

What’s In It?

How to Order

ATTENTION: Stop Wasting

Time And Get Your CCA

Application Pack!

“At Last! Discover How To Complete All Of The

Documentation For Governance, Risk &

Compliance For Your CCA Application To The

FCA, Allowing You To Take Your Business To

The Next Level!”

Page 2: CCA FCA application pack

CCA

FIRMS

HELPHTTP://CCAFIRMSHELP.COM

Now we have

Your attention

Do You Work Under The Consumer Credit Act?

About Us

What’s In It?

How to Order

If you’re finding the FCA

application process a little

confusing, or don’t understand

what the regulators mean

when they discuss

DISP, TCF & Conduct Risk, Financial

Promotions, SYSC, Compliance Monitoring

Plan, Data Protection Act requirements etc

and find your concentration levels wavering,

you need to listen up!

Page 3: CCA FCA application pack

CCA

FIRMS

HELPHTTP://CCAFIRMSHELP.COM

About Us

What’s In It?

How to Order

Understanding the difference in

jargon as well as the culture

change from the OFT regime to

the FCA takes a lot of study and

application.

• Do you really understand

what Compliance means in

regulated financial services?

• Do you really understand

what a regulated complaints

policy and procedure is?

• Do you understand what

Treating Customers Fairly and

Conduct Risk is really about?

Page 4: CCA FCA application pack

CCA

FIRMS

HELPHTTP://CCAFIRMSHELP.COM

About Us

What’s In It?

How to Order

• Are you fully up-to-speed on

consumer credit lending &

credit broking disclosure?

• How you would show the right

Management Information for

TCF, quantitative &

qualitative?

• Do you understand what

Financial Promotions are and

what you are expected to do

with them?

• Do you know how you enact

the Data Protection Act in

your business?

Page 5: CCA FCA application pack

CCA

FIRMS

HELP.COM

HTTP://CCAFIRMSHELP.COM

Sorry These

ladies are

nothing to do

with me!

About Us

What’s In It?

How to Order

I am the Compliance Doctor and

I run a Compliance Consultancy

in the UK. I am a Chartered

Fellow of the CISI. I have been in

Financial Services since 1988

This means that you get a lot of experience

and regulatory understanding as well as

interpretation to help you understand the

application process, provide the right

documents and give you great guidance

Page 6: CCA FCA application pack

CCA

FIRMS

HELP.COM

HTTP://CCAFIRMSHELP.COM

Now we have

Your attention

Do You Work Under The Consumer Credit Act?

About Us

What’s In It?

How to Order

I have prepared a pack of

information that guides you

through the application,

provides a “Compliance

Manual” and other documents

See the next page for full contents

Page 7: CCA FCA application pack

CCA

FIRMS

HELP.COM

HTTP://CCAFIRMSHELP.COM

About Us

What’s In It?

How to Order

In the pack you will find;

• A Compliance Manual with 15

Chapters and an Amendment

Guide for your changes

• A Compliance Consultant TCF

Analysis Template document

• A Compliance Consultant TCF

FAQs Document

• An Annual Compliance

Monitoring Plan Template

Page 8: CCA FCA application pack

CCA

FIRMS

HELP.COM

HTTP://CCAFIRMSHELP.COM

About Us

What’s In It?

How to Order

In the pack you will also find;

• A Full Permissions Check-list

• A Limited Permissions Check-list

• PDF Application Form for Full

Permissions

• PDF Application Form for Limited

Permissions

• Our Compliance Consultant 20

Page PDF on “Conduct Risk in

Financial Services”

Page 9: CCA FCA application pack

CCA

FIRMS

HELP.COM

HTTP://CCAFIRMSHELP.COM

About Us

What’s In It?

How to Order

To find out more and to make your

purchase, go to

Http://ccafirmshelp.com

Page 10: CCA FCA application pack

CCA

FIRMS

HELP.COM

HTTP://CCAFIRMSHELP.COM

About Us

What’s In It?

How to Order

To find out more and to make your

purchase, go to

Http://ccafirmshelp.com