CCA FCA application pack
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Transcript of CCA FCA application pack
CCA
FIRMS
HELPHTTP://CCAFIRMSHELP.COM
Now we have
Your attention
Do You Work Under The Consumer Credit Act?
About Us
What’s In It?
How to Order
ATTENTION: Stop Wasting
Time And Get Your CCA
Application Pack!
“At Last! Discover How To Complete All Of The
Documentation For Governance, Risk &
Compliance For Your CCA Application To The
FCA, Allowing You To Take Your Business To
The Next Level!”
CCA
FIRMS
HELPHTTP://CCAFIRMSHELP.COM
Now we have
Your attention
Do You Work Under The Consumer Credit Act?
About Us
What’s In It?
How to Order
If you’re finding the FCA
application process a little
confusing, or don’t understand
what the regulators mean
when they discuss
DISP, TCF & Conduct Risk, Financial
Promotions, SYSC, Compliance Monitoring
Plan, Data Protection Act requirements etc
and find your concentration levels wavering,
you need to listen up!
CCA
FIRMS
HELPHTTP://CCAFIRMSHELP.COM
About Us
What’s In It?
How to Order
Understanding the difference in
jargon as well as the culture
change from the OFT regime to
the FCA takes a lot of study and
application.
• Do you really understand
what Compliance means in
regulated financial services?
• Do you really understand
what a regulated complaints
policy and procedure is?
• Do you understand what
Treating Customers Fairly and
Conduct Risk is really about?
CCA
FIRMS
HELPHTTP://CCAFIRMSHELP.COM
About Us
What’s In It?
How to Order
• Are you fully up-to-speed on
consumer credit lending &
credit broking disclosure?
• How you would show the right
Management Information for
TCF, quantitative &
qualitative?
• Do you understand what
Financial Promotions are and
what you are expected to do
with them?
• Do you know how you enact
the Data Protection Act in
your business?
CCA
FIRMS
HELP.COM
HTTP://CCAFIRMSHELP.COM
Sorry These
ladies are
nothing to do
with me!
About Us
What’s In It?
How to Order
I am the Compliance Doctor and
I run a Compliance Consultancy
in the UK. I am a Chartered
Fellow of the CISI. I have been in
Financial Services since 1988
This means that you get a lot of experience
and regulatory understanding as well as
interpretation to help you understand the
application process, provide the right
documents and give you great guidance
CCA
FIRMS
HELP.COM
HTTP://CCAFIRMSHELP.COM
Now we have
Your attention
Do You Work Under The Consumer Credit Act?
About Us
What’s In It?
How to Order
I have prepared a pack of
information that guides you
through the application,
provides a “Compliance
Manual” and other documents
See the next page for full contents
CCA
FIRMS
HELP.COM
HTTP://CCAFIRMSHELP.COM
About Us
What’s In It?
How to Order
In the pack you will find;
• A Compliance Manual with 15
Chapters and an Amendment
Guide for your changes
• A Compliance Consultant TCF
Analysis Template document
• A Compliance Consultant TCF
FAQs Document
• An Annual Compliance
Monitoring Plan Template
CCA
FIRMS
HELP.COM
HTTP://CCAFIRMSHELP.COM
About Us
What’s In It?
How to Order
In the pack you will also find;
• A Full Permissions Check-list
• A Limited Permissions Check-list
• PDF Application Form for Full
Permissions
• PDF Application Form for Limited
Permissions
• Our Compliance Consultant 20
Page PDF on “Conduct Risk in
Financial Services”
CCA
FIRMS
HELP.COM
HTTP://CCAFIRMSHELP.COM
About Us
What’s In It?
How to Order
To find out more and to make your
purchase, go to
Http://ccafirmshelp.com
CCA
FIRMS
HELP.COM
HTTP://CCAFIRMSHELP.COM
About Us
What’s In It?
How to Order
To find out more and to make your
purchase, go to
Http://ccafirmshelp.com