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Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 1 of 12

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Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 1 of 12

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Docket #0032 Date Filed: 4/15/2019

EXHIBIT A

Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 2 of 12

Exhibit AServed via Electronic Mail

Description CreditorName CreditorNoticeName EmailTop 20 Creditors Access TCA, Inc [email protected] for DIP Lender (Silicon Valley Bank) Ashby & Geddes, P.A.

Gregory A. Taylor & Stacy L. Newman

[email protected];[email protected]

Top 20 Creditors Clinical Care Options, [email protected];[email protected]

Top 20 Creditors Command Central [email protected] AG Office Delaware Attorney General Matthew Denn [email protected] DOJ Delaware Dept of Justice Attn Bankruptcy Dept [email protected] Secretary of State Delaware Secretary of State Franchise Tax [email protected] State Treasury Delaware State Treasury [email protected] 20 Creditors Esteve Quimica, SA [email protected]

Top 20 Creditors Flinn & Ferguson, [email protected];[email protected]

Top 20 Creditors Good Apple Publishing, LLC [email protected] 20 Creditors HighPoint Solutions, LLC [email protected]

Proposed Counsel for the Debtor Hogan Lovells US LLPChristopher R. Bryant, John D. Beck

[email protected];[email protected]

Proposed Counsel for the Debtor Hogan Lovells US LLPRichard L Wynne, Erin N. Brady

[email protected];[email protected]

Top 20 Creditors Hovione International Limited [email protected]

Top 20 Creditors IntelliSyn Pharma, [email protected];[email protected]

IRS Internal Revenue Service Attn Susanne Larson [email protected]

Top 20 Creditors Jones Microbiology Institute, [email protected];[email protected]

Proposed Claims and Noticing Agent Kurtzman Carson Consultants Angela Nguyen [email protected] 20 Creditors Microgenics Corp [email protected]

Proposed Local Counsel for the Debtor

Morris, Nichols, Arsht, & Tunnell LLP

Derek C. Abbot, Andrew R. Remming, Matthew O. Talmo, Paige N. Topper

[email protected];[email protected];[email protected];[email protected]

Counsel for DIP Lender (Silicon Valley Bank) Morrison & Foerster LLP Alexander G. Rheaume [email protected] for DIP Lender (Silicon Valley Bank) Morrison & Foerster LLP

Todd M. Goren & Benjamin Butterfield

[email protected];[email protected]

US Trustee for District of DEOffice of the United States Trustee Delaware Timothy Jay Fox, Jr. [email protected]

Top 20 Creditors Parexel International, LLC [email protected]

Top 20 Creditors Research Triangle Institute [email protected]

Top 20 Creditors RevHealth, LLC [email protected] 20 Creditors Savills Studley, Inc. [email protected]

SEC Regional OfficeSecurities & Exchange Commission

G Jeffrey Boujoukos Regional Director [email protected]

SEC HeadquartersSecurities & Exchange Commission Secretary of the Treasury [email protected]

SEC Regional OfficeSecurities & Exchange Commission NY Office

Andrew Calamari Regional Director [email protected]

DIP Lender Silicon Valley Bank Shelia Colson [email protected] 20 Creditors Solar Capital Ltd. [email protected]

US Attorneys Office for DE US Attorney for DelawareDavid C Weiss c/o Ellen Slights [email protected]

Top 20 Creditors World Courier Inc. [email protected] 20 Creditors ZS Associates, Inc. [email protected]

Bank Silicon Valley Bank Sheila Colson [email protected]

Taxing AuthoritiesAlabama Department of Revenue [email protected]

Taxing Authorities City of Redwood City [email protected]

In re Achaogen, Inc., Case No 19-10844 (BLS) Page 1 of 2

Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 3 of 12

Exhibit AServed via Electronic Mail

Description CreditorName CreditorNoticeName Email

Taxing Authorities Delaware Secretary of StateState of Delaware, Div of Corporations [email protected]

Taxing Authorities Delaware Secretary of State [email protected]

Taxing AuthoritiesDepartment of Health and Human Services (FDA) [email protected]

Taxing AuthoritiesFinancing Accounting Standards Board (FASB) [email protected]

Taxing AuthoritiesSan Mateo County Environmental Health Fee [email protected]

Taxing Authorities San Mateo County Tax Collector [email protected]

Taxing AuthoritiesSouth San Francisco Fire Department [email protected]

Taxing AuthoritiesTexas Comptroller of Public Accounts State Comptroller [email protected]

In re Achaogen, Inc., Case No 19-10844 (BLS) Page 2 of 2

Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 4 of 12

EXHIBIT B

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Exhibit BServed via Facsimile

Description CreditorName CreditorNoticeName Fax StatusTop 20 Creditors Access TCA, Inc 508-234-2139 SuccessfulTop 20 Creditors Clinical Care Options, LLC 866-691-8321 SuccessfulTop 20 Creditors Command Central 212-598-6978 UnsuccessfulDE AG Office Delaware Attorney General Matthew Denn 302-577-6499 SuccessfulDE DOJ Delaware Dept of Justice Attn Bankruptcy Dept 302-577-5866 Successful

DE Secretary of State Delaware Secretary of State Franchise Tax 302-739-5831 SuccessfulDE State Treasury Delaware State Treasury 302-739-5635 SuccessfulTop 20 Creditors Esteve Quimica, SA 34-93-254-4001 SuccessfulTop 20 Creditors Flinn & Ferguson, Inc 206-224-3501 SuccessfulTop 20 Creditors HighPoint Solutions, LLC 610-233-2999 SuccessfulTop 20 Creditors Hovione International Limited 351-21-982-9388 Successful

IRS Internal Revenue ServiceCentralized Insolvency Operation 855-235-6787 Successful

Top 20 CreditorsJones Microbiology Institute, Inc. 319-665-3371 Successful

Top 20 Creditors Microgenics Corp 510-979-5002 UnsuccessfulUS Trustee for District of DE

Office of the United States Trustee Delaware Timothy Jay Fox, Jr. 302-573-6497 Successful

Top 20 Creditors Parexel International, LLC781-487-0525;44-1895-238494 Successful

Top 20 Creditors Research Triangle Institute 919-541-7222 Successful

Top 20 Creditors RevHealth, LLC973-285-7567;973-695-2071 Successful

SEC Regional OfficeSecurities & Exchange Commission

G Jeffrey Boujoukos Regional Director 215-597-3194 Unsuccessful

SEC HeadquartersSecurities & Exchange Commission Secretary of the Treasury

202-772-9317;202-772-9318 Successful

US Attorneys Office for DE US Attorney for Delaware

David C Weiss c/o Ellen Slights 302-573-6431 Unsuccessful

Top 20 Creditors World Courier Inc. 516-354-2637 UnsuccessfulTop 20 Creditors ZS Associates, Inc. 847-492-3606 Successful

Employee Benefits Anthem Blue Cross 314-923-8907 Unsuccessful

Employee Benefits Automatic Data Processing, Inc ADP, LLC (F/K/A ADP, Inc) 973-974-5495 UnsuccessfulEmployee Benefits Delta 770-641-5389 Successful

Employee Benefits Empower Retirement Services 303-737-4355 SuccessfulEmployee Benefits Kaiser Permanente 510-271-6943 UnsuccessfulEmployee Benefits Unum 423-294-2590 SuccessfulEmployee Benefits VSP 916-851-4850 Successful

InsuranceAllied World Assurance Company (U.S) Inc. 617-556-8060 Successful

InsuranceAllied World Assurance Company Inc. 617-556-8060 Successful

InsuranceAon Risk Insurance Services West, Inc. 415-486-7029 Successful

Insurance Argonaut Insurance Company 210-377-2637 Successful

Insurance Argonaut Insurance Company 210-377-2637 Successful

In re Achaogen, Inc.,Case No 19-10844 (BLS) Page 1 of 3

Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 6 of 12

Exhibit BServed via Facsimile

Description CreditorName CreditorNoticeName Fax Status

Insurance Chubb Insurance Cos., A++ XV 908-903-2027 Unsuccessful

Insurance Chubb Insurance Cos., A++ XV 908-903-2027 Unsuccessful

Insurance Chubb Insurance Cos., A++ XV 908-903-2027 Unsuccessful

InsuranceFalvey Cargo Underwriters (Lloyds of London), A XV 401-667-0573 Unsuccessful

InsuranceFalvey Cargo Underwriters (Lloyds of London), A XV 401-667-0573 Successful

InsuranceIllinois Union Ins. Co. (Chubb), A++ XV 215-640-5529 Unsuccessful

InsuranceNational Fire Insurance Company of Pittsburgh, PA 212-458-7080 Unsuccessful

InsuranceNational Union Fire Ins. Co., (AIG) 212-458-7080 Unsuccessful

InsuranceNational Union Fire Ins. Co., (AIG) 212-458-7080 Successful

InsuranceOld Republic Insurance Company 312-750-8965 Successful

InsuranceOld Republic Insurance Company 312-750-8965 Successful

InsuranceTravelers Property Cas Co. of America 860-277-5347 Successful

InsuranceXL Specialty Insurance Company 860-246-1899 Successful

InsuranceXL Specialty Insurance Company 860-246-1899 Successful

Taxing AuthoritiesAlabama Department of Revenue Attn Legal Division 334-242-9782 Successful

Taxing AuthoritiesAlabama Department of Revenue 334-242-9782 Unsuccessful

Taxing AuthoritiesArizona Department of Revenue 602-716-7982 Unsuccessful

Taxing AuthoritiesCalifornia Dept of Tax and Fee Adm 707-427-4815 Successful

Taxing AuthoritiesCalifornia Employment Development Department 415-749-7452 Successful

Taxing Authorities California Secretary of State 916-653-4795 SuccessfulTaxing Authorities City of Redwood City 650-780-7225 Successful

Taxing Authorities Delaware Secretary of StateState of Delaware, Div of Corporations 302-739-3812 Successful

Taxing Authorities Delaware Secretary of StateState of Delaware, Div of Corporations 302-739-3813 Successful

Taxing Authorities Delaware Secretary of State 302-739-5831 Successful

Taxing AuthoritiesFinancial Industry Regulatory Authority 202-293-6260 Unsuccessful

Taxing AuthoritiesFinancing Accounting Standards Board (FASB) 203- 849-9714 Successful

Taxing AuthoritiesGeorgia Department of Revenue 404-417-2101 Unsuccessful

Taxing AuthoritiesGeorgia Department of Revenue 404-417-2101 Successful

In re Achaogen, Inc.,Case No 19-10844 (BLS) Page 2 of 3

Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 7 of 12

Exhibit BServed via Facsimile

Description CreditorName CreditorNoticeName Fax Status

Taxing AuthoritiesLouisiana Department of Revenue 225-219-2250 Successful

Taxing AuthoritiesLouisiana Workforce Commission 225-219-2250 Unsuccessful

Taxing AuthoritiesMassachusetts Department of Revenue

Commonwealth of Massachusetts 617-626-3796 Successful

Taxing AuthoritiesMissouri Department of Revenue 573-751-7232 Successful

Taxing Authorities Ohio Attorney General 614-466-7979 Successful

Taxing AuthoritiesOhio Bureau of Workers' Compensation 877-520-6446 Successful

Taxing AuthoritiesPublic Company Accounting Oversight Board (PCAOB) 202-862-3918 Successful

Taxing AuthoritiesSan Mateo County Environmental Health Fee 650-627-8244 Successful

Taxing AuthoritiesSan Mateo County Tax Collector 650-363-1903 Unsuccessful

Taxing AuthoritiesSouth Carolina Department of Revenue 803-896-1129 Unsuccessful

Taxing AuthoritiesSouth San Francisco Fire Department 650-829-3954 Successful

Taxing Authorities

State of Connecticut Department of Revenue Services 860-297-5916 Successful

Taxing Authorities

Tennessee Department of Labor and Workforce Development 615-741-8933 Successful

Taxing AuthoritiesWashington Department of Labor & Industries 360-902-5798 Successful

In re Achaogen, Inc.,Case No 19-10844 (BLS) Page 3 of 3

Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 8 of 12

EXHIBIT C

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Exhibit CServed via Overnight Mail

Description CreditorName CreditorNoticeName Address1 Address2 City State Zip Country

Top 20 Creditors AP3 SF2 CT South LLCOne Tower Place, Suite 225

South San Francisco CA 94080

Top 20 Creditors Command Central230 Park Avenue South New York NY 10003

Top 20 Creditors Good Apple Publishing, LLC200 Park Avenue South, Suite 1501 New York NY 10003

Top 20 Creditors IntelliSyn Pharma, Inc.7171 Frederick-Banting Laboratory 3314 Montreal QC H4S 1Z9 Canada

IRS Internal Revenue Service Attn Susanne Larson31 Hopkins Plz Rm 1150 Baltimore MD 21201

Top 20 Creditors Ligand Pharmaceuticals5980 Horton Street, Suite 405 Emeryville CA 94608

Top 20 Creditors Microgenics Corp46360 Fremont Boulevard Fremont CA 94538-6406

Top 20 Creditors Savills Studley, Inc.150 California Street, 14th Floor San Francisco CA 94111

SEC Regional Office Securities & Exchange CommissionG Jeffrey Boujoukos Regional Director

1617 JFK Boulevard Ste 520 Philadelphia PA 19103

DIP Lender Silicon Valley Bank Shelia Colson 3003 Tasman Drive Santa Clara CA 95054

Top 20 Creditors Solar Capital Ltd.500 Park Ave, 3rd Floor New York NY 10022

US Attorneys Office for DE US Attorney for Delaware

David C Weiss c/o Ellen Slights

1007 Orange St Ste 700 PO Box 2046 Wilmington DE 19899-2046

Top 20 Creditors World Courier Inc. 1300 Morris Drive Chesterbrook PA 19087-5594

Bank Silicon Valley Bank Shelia Colson 3003 Tasman Drive Santa Clara CA 95054

Employee Benefits Anthem Blue Cross 1831 Chestnut Street St Louis MO 63103

Employee Benefits Automatic Data Processing, Inc ADP, LLC (F/K/A ADP, Inc)One ADP Blvd. Mail Stop 433 Roseland NJ 07068

Employee Benefits Kaiser Permanente1 Kaiser Plaza, 19th Fl Oakland CA 94612

Insurance Chubb Insurance Cos., A++ XV15 Mountain View Road Warren NJ 07059

InsuranceFalvey Cargo Underwriters (Lloyds of London), A XV 66 Whitecap Dr

North Kingstown RI 02852

InsuranceIllinois Union Ins. Co. (Chubb), A++ XV 436 Walnut Street Philadelphia PA 19106-3703

InsuranceNational Fire Insurance Company of Pittsburgh, PA 175 Water Street 18th floor New York NY 10038

Insurance National Union Fire Ins. Co., (AIG) 175 Water Street 18th floor New York NY 10038

In re Achaogen, Inc.,Case No 19-10844 (BLS) Page 1 of 3

Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 10 of 12

Exhibit CServed via Overnight Mail

Description CreditorName CreditorNoticeName Address1 Address2 City State Zip Country

InsuranceStarr Indemnity 7 Liability Co. (CV Starr)

399 Park Avenue, 8th Floor New York NY 10022

Taxing Authority Alabama Department of RevenueIndividual and Corp Tax Division PO Box 327320 Montgomery AL 36132-7320

Taxing Authority Alabama Department of Revenue 50 N Ripley Street Montegomery AL 36130Taxing Authority Arizona Department of Revenue 1600 W Montoe St Pheonix AZ 85007Taxing Authority California Department of Revenue PO Box 942840 Sacramento CA 94240-0040

Taxing AuthorityCalifornia Department of Tax and Fee Administration Return Processing Branch PO Box 942879 Sacramento CA 94279

Taxing AuthorityCalifornia State Board of Equalization Return Analysis Unit 450 N Street Sacramento CA 94279

Taxing AuthorityCalifornia State Board of Equalization 450 North Street Sacramento CA 95814

Taxing Authority

China General Administration of Customs - Value-Added-Tax (VAT) (Foreign Tax)

No.6. Jianguomennei Avenue, Dongcheng District Beijing 100730 China

Taxing AuthorityDepartment of Health and Human Services (FDA)

10903 New Hampshire Ave. Silver Springs MD 20993

Taxing AuthorityFinancial Industry Regulatory Authority 1735 K Street, NW Washington DC 20006

Taxing AuthorityFinancing Accounting Standards Board (FASB) PO Box 418272 Boston MA 02241

Taxing Authority Georgia Department of Revenue PO Box 740321 Atlanta GA 30374-0321

Taxing AuthorityIndiana Department of Workforce Development 10 N. Senate Ave Indianapolis IN 46204

Taxing Authority Louisiana Department of Revenue PO Box 91011 Baton Rouge LA 70821-9011Taxing Authority Louisiana Workforce Commission 617 3rd Street Baton Rouge LA 70802

Taxing AuthorityNew York State Department of Taxation and Finance

Harriman Campus Road Albany NY 12226

Taxing AuthorityNew York State Dept of Taxation and Finance Attn Office of Counsel Building 9 WA Harriman Campus Albany NY 12227

Taxing AuthorityNorth Carolina Department of Revenue (NCDOR)

501 N. Wilmington Street Raleigh NC 27604

Taxing Authority NYC Department of Finance50 Maiden Lane, 19th Floor New York NY 10038-4502

Taxing AuthorityPublic Company Accounting Oversight Board (PCAOB) PO Box 418631 Boston MA 02241

Taxing Authority San Mateo County Tax Collector555 County Center St., 1st Floor Redwood City CA 94063

Taxing AuthoritySouth Carolina Department of Revenue PO Box 2535 Columbia SC 29202-2535

Taxing AuthoritySouth Carolina Department of Revenue

300A Outlet Pointe Boulevard Columbia SC 29210

In re Achaogen, Inc.,Case No 19-10844 (BLS) Page 2 of 3

Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 11 of 12

Exhibit CServed via Overnight Mail

Description CreditorName CreditorNoticeName Address1 Address2 City State Zip Country

Taxing AuthorityTexas Comptroller of Public Accounts State Comptroller

Comptroller of Public Accounts PO Box 149348 Austin TX 78714-9348

Taxing AuthorityTexas Comptroller of Public Accounts

500 N Shoreline Boulevard #1000 Corpus Christi TX 78401

Taxing AuthorityWashington Department of Labor & Industries 711 Vine Street Kelso WA 98626

Utilities ACC Business 400 West Ave Rochester NY 14611Utilities ACC Business PO Box 105306 Atlanta GA 30348Utilities AP3 SF2 CT South, LLC Dept LA 24484 Pasadena CA 91185-4484

Utilities AP3 SF2 CT South, LLC One Tower Place Suite 225South San Francisco CA 94080

Utilities AT&T Corporation208 South Akard Street Dallas TX 75202

Utilities AT&T Corporation PO Box 5019 Carol Stream IL 60197

In re Achaogen, Inc.,Case No 19-10844 (BLS) Page 3 of 3

Case 19-10844-BLS Doc 32 Filed 04/15/19 Page 12 of 12