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Business Ethics & Corporate Governance

Riskpro India Ventures (P) Limited

New Delhi, Mumbai, Bangalore

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Who is Riskpro… Why us?

ABOUT US

Riskpro is an organisation of member firms around India devoted to client service excellence. Member firms offer wide range of services in the field of risk management.

Currently it has offices in three major cities Mumbai, Delhi and Bangalore and alliances in other cities.

Managed by experienced professionals with experiences spanning various industries.

MISSION

Provide integrated risk management

consulting services to mid-large sized corporate /financial institutions in India

Be the preferred service provider for complete Governance, Risk and Compliance (GRC) solutions.

VALUE PROPOSITION

You get quality advisory, normally delivered by large consulting firms, at fee levels charged by independent & small firms

High quality deliverables

Multi-skilled & multi-disciplined organisation.

Timely completion of any task

Affordable alternative to large firms

DIFFERENTIATORS

Risk Management is our main focus

Over 200 years of cumulative experience

Hybrid Delivery model

Ability to take on large and complex projects due to delivery capabilities

We Hold hands, not shake hands.

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Risk Management Advisory Services

Training Recruitment

Basel II/III Advisory Market Risk

Credit Risk

Operational Risk

ICAAP

Corporate Risks Enterprise Risk Assessment

Fraud Risk

Risk based Internal Audit

Operations Risk

Forensic services

Information Security IS Audit

Information Security

IT Assurance

IT Governance

Operational Risk Process reviews

Policy/ Process Review

Process Improvement

Compliance Risk

Insurance Risk

Governance Corporate Governance

Business Strategic risk

Fraud Risk

Forensic Accounting

Other Risks Business/Strategic Risk

Reputation Risk

Outsourcing Risk

Contractual Risk

Banking – E Learning

Corporate Training

Regular Risk Management Training

Online Training material

Workshops / Events

AML-KYC/ ISO Standards

Virtual Risk Managers

Full Time Risk Professionals

Part time Risk Professionals

Risk Managers on call – free

S E

R V

I C

E S

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Understanding Genesis of Business Ethics

Business ethics is the value of what should be done and what should not be

done from business perspective.

Ethics is a Greek word meaning character or manners.

Ethics is subjective while morality is objective

Holistically speaking ethics is about sense of belongingness to society of

business which is formed with a limited vision of for economic generation but

also intended towards conflict resolution within society by serving the

community.

Business Ethical Issues:

Product Safety

Standards

Advertising Contents

Working Environment

Unauthorized

Payments

Employee’s Privacy

Environmental Issues

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3 D View of Business Ethics

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Integrated View of Business Ethics…

Business Morality &

Ethics

Government Law

Market

System

Business

Ethics Society

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Approaches to Study Business Ethics…

Descriptive- describing practices, moral codes and

beliefs

Prescriptive- an attempt to formulate and defend basic

moral norms

Conceptual - analyzing central ethical terms such as

right, good, an attempt to distinguish what is moral and

what is immoral.

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Corporate Governance…

Corporate Governance is concerned with holding the

balance between economic and social goals and between

individual and communal goals.

The corporate governance framework is there to encourage

the efficient use of resources and equally to require

accountability for the stewardship of those resources.

It deals with determination what is right and fair in decisions

and actions made that affect stake holders. It focuses on the

business relationship with employees, customers,

stockholders, creditors, suppliers and member of the society

in which it operates.

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Our Value Proposition…

Understanding Business Ethics & Social Responsibility

Ethics & Morality Framework

Postulate of Ethics and Business Values

Role of Ethics and Corporate Governance

Constituents of Corporate Governance

Regulatory Disclosures

Creating a Ethical Imperative Discipline in CSR

How we Do

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Training Delivery Methodology

Need Analysis - Program Coverage

• Discussion with Company’s Training Dept to define training scope and objectives

• Development of relevant content considering industry best practices

• Incorporation of practical examples from client operations

Design and development

• Coordination with your company to segment audience based on similar background and job responsibilities Development of training material relevant to your employees

• Development of hand – outs and materials, case studies relevant for engagement of audience

Implementation and Delivery of Training

• Coordination relating to faculty travel.

• Delivery of training by highly qualified faculty.

• Follow through on remaining open questions.

Evaluation

• Feedback and assessment with respect to meeting training objectives

• Periodic Assessment of use test of knowledge in day to day engagements

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Our Training Delivery Focus Areas…

Skills Base

Showcase

Training

To provide a base for deploying industry wise skills, knowledge assets, and best

practices to proposals and client engagements.

To provide a showcase for thought leadership and capabilities as your preferred

Training partner.

To support client engagements with knowledge skills required for relevant resources

covering business overview, Developing functional expertise in area of operation.

Quality Training

Delivery

Knowledge

Repository

Thought

leadership

Client Value

Creation

RiskPro Training

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Riskpro Clients

Our Clients

*Any trademarks or logos used throughout this presentation are the property of their

respective owners

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Team Experiences Our Experiences

*Any trademarks or logos used throughout this presentation are the property of

their respective owners

Our team members have worked at world class Companies

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RESUMES – Our Team

Co-Founder - Riskpro

CA, CPA, MBA-Finance (USA), FRM (GARP)

Over 10 years international experience – 6 years in Bahrain and 4 years USA

15 years exp in risk management consulting and internal audits, Specialization in Operational Risk, Basel II, Sox and Control design

Worked for Ernst & Young (Bahrain), Arab Investment Company (Bahrain), Navigant Consulting(USA), Kotak Mahindra Bank (India) and Credit Suisse(India)

Sox Compliance project for Fannie Mae, USA ( $900+ Billion Mortgage Company)

Manoj Jain

Co- Founder - Riskpro

CA (India), MBA (Netherlands), CIA (USA)

Over 15 years of extensive internal and external audit experience in India and abroad.

Worked with KPMG United Arab Emirates, PKF South Africa, Ernst and Young Kuwait, Deloitte Netherlands and KPMG India.

Worked with clients in a wide variety of industries and countries including trading, retail and consumer goods, NGO, manufacturing and banking and finance. Major clients include banks, investment companies, manufacturing organizations, aviation etc.

Rahul B

han

Credentials

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RESUMES - Our team

Co-Founder - Riskpro

PGD (Electrical & Electronics & Computer Programming)

30 years of experience in Information & Communications Technology (ICT) Solutions for Retail, Garments, Manufacturing, Services Industries.

Has created Companies, Divisions, Products, Brands, Teams & Markets.

Consulting in Business, Technology, Marketing & Sales & Strategic Planning.

Advisory, Training, Workshops & Implementation in Systems Thinking, Systems Modeling & Balanced Scorecard

Worked with TIFR, Mahindra, Ambience, Communico-Graphique & Ionidea Inc, USA,

Casper A

bra

ham

Credentials

Vice President – Risk Management

MBA, PDFM, NSE-NCFM, PMP, CSSGB,ISO 9001:2000 I.A,GARP-FBR, ITIL,CPP- BPM

Professional with 17 years of rich experience into diverse Consumer finance/ Lending operations ,Risk Management,BPMS, Consumer Banking, NBFC, Management Consulting & Housing finance in BFSI industry, having successfully led key business strategic engagements across multi-product environment in APAC, Australia and US regions.

Worked with GE, ABN AMRO Bank, Citigroup, Accenture, Deutsche Postbank

Highly skilled and expert Trainer in Risk areas across Fraud, Credit, Operational, Corporate Risk management, GRC.

Specializes in Fraud Control, AML-KYC Compliance, QA ,ERM and Regulatory governance.

Hem

ant S

eig

ell

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RESUMES - Our team

Head - Insurance Risk Advisory services

B.sc, Associate of Indian Institute of Insurance

Licensed Category A Insurance surveyor

26 years of experience in Insurance advisory services, Loss adjusting for large corporates,Claims management.

Has assessed more than 4500 high value insurance claims across various industry sectors.

Risk management inspection

Valuations of fixed assets for insurance purpose.

R. G

upta

Credentials

Head - Human Capital Management

Chartered Accountant, Lead Assessor ISO 9000, Six Sigma Trained, Trained on Situational

Leadership, Trained on interviewing skills and Whole Message Model.

Over two decades of international, multi-cultural experience in finance and human resources viz. internal audit, accounting operations, accounting process review & re-designing, risk management, business solutioning, six sigma projects, talent acquisition, talent retention, organization design/redesigning, compensation and appraisal processing, employee and customer satisfaction surveys, knowledge management and finance services.

Worked with Citicorp/MGF, India Glycol, Delphi, American Express India, American Express USA, Fidelity International and Macquarie Global Finance Services India.

Nile

sh B

hatia

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Our team

Co-founder- Riskpro

B.Com, FCA

Senior Partner with 48 year old Delhi based Chartered Accountant firm, Mehrotra and Mehrotra

Over 19 years of experience in the field of Audit, Taxation, Company law matters.

Major clients served are NTPC, BHEL, Bank of India, PNB, Airport Authority of India etc.

Raje

sh J

hala

ni

Credentials

Specialist Risk Consultant – ERP & IT Compliance

SAP Certified, MBA (Finance), SAP Security trained (from SAP India), SAP GRC Access Controls trained (from SAP India)

Over 7 years of experience working in the area of ERP/IT Risk advisory, primarily focusing on SAP, for ‘Fortune 500’ clients in around 8 countries including US, UK, UAE, Hong Kong, etc

Specializes in SAP Risk & Controls Advisory, SAP Business Process Controls Audit, SAP Security & Segregation of Duties Control Audit, ERP Trainings,

Strong Industry experiences ranging from Beverages, Insurance, Energy, FMCG, Pharmaceutical, Retail, Telecommunication to IT Services

Worked for risk advisory teams of reputed organizations like Ernst & Young, EXL Services

Goura

v L

adha

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Key Contacts and Locations (India)

Corporate Mumbai Delhi Bangalore

Riskpro India

Ventures (P) Limited

info@riskpro.in

www.riskpro.in

C 561, Defence Colony

New Delhi 110024

Manoj Jain Director

M- 98337 67114

manoj.jain@riskpro.in

Shriram Gokte Principal - Information Risk

M- 98209 94063

shriram.gokte@riskpro.in

Rahul Bhan Director

M- 99680 05042

rahul.bhan@riskpro.in

Hemant Seigell VP – Risk Management

M- 99536 97905

hemant.seigell@riskpro.in

Casper Abraham Director

M- 98450 61870

casper.abraham@riskpro.in

Ahmedabad Pune Agra Gurgaon

Maulik Manakiwala Associate Firm

M - 91 98256 40046

Gourav Ladha Sap Risk Advisory

M- 97129 52955

M.L. Jain Principal – Strategy Risk

M- 98220 11987

mljain@riskpro.in

Alok Kumar Agarwal Associate Firm

M- 99971 65253

Nilesh Bhatia Head – Human Capital

M- 98182 93434

nilesh.bhatia@riskpro.in

Salem Ghaziabad

Chandrasekaran Recruitment Franchisee

M - 91 9443 599132

R Gupta Head – Insurance Risk

M- 98101 07387

Copyright- © 2012 RiskPro ,India .All rights reserved.