Bryna Siegel, Ph.D. Director, Autism Clinic Co-Director, Autism Neurodevelopment Center

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What Is An ABA Placement? Seattle University School of Law Administrative Law Judge Training October 19, 2011 Bryna Siegel, Ph.D. Director, Autism Clinic Co-Director, Autism Neurodevelopment Center [email protected] Professor, Child & Adolescent Psychiatry University of California, San Francisco

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What Is An ABA Placement? Seattle University School of Law Administrative Law Judge Training October 19, 2011. Bryna Siegel, Ph.D. Director, Autism Clinic Co-Director, Autism Neurodevelopment Center [email protected] Professor, Child & Adolescent Psychiatry - PowerPoint PPT Presentation

Transcript of Bryna Siegel, Ph.D. Director, Autism Clinic Co-Director, Autism Neurodevelopment Center

Page 1: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

What Is An ABA Placement? Seattle University School of Law

Administrative Law Judge Training October 19, 2011

Bryna Siegel, Ph.D.Director, Autism Clinic

Co-Director, Autism Neurodevelopment [email protected]

Professor, Child & Adolescent Psychiatry University of California, San Francisco

Page 2: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Today’s Topics

What has applied behavior analysis contributed to the treatment of autism?

How and when do we use it? Where does ABA ‘fit’ with developmental

considerations for treatment? How do we integrate approaches to ‘cover all

bases’ in defining ‘appropriate placement’?

Page 3: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Themes in ABA Literature on Autism Treatment

Efficacy of behavioral methods (ABA) Individualization (ABA) Intensity (ABA) Natural environment as teaching milieu (PRT) Parents/ home/ outside world’s role in

acquisition & generalization (NET)

Page 4: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

A Brief History of ABA and Autism

Pavlov Skinner: Learning in animals worked in humans too

Lovaas at UCLA uses ABA for severe SIBs Lovaas uses ABA to teach ‘positive’ behavior,

not just to extinguish ‘negative’ behavior. Lovaas’s curriculum content neither

developmental or autism-specific, but… Introduces intensity, data-based trials & high

mastery levels; these are validated and reified.

Page 5: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Applied Behavior Analysis (ABA) and the Culture of Autism Treatment

ABA has become most widely-available one-to-one treatment modality for ASDs One-to-one complements heterogeneity of ASDs Potential for highest intensity

ABA has become highly influential in classroom practices too: Mandate for data-driven instructional practices Need for functional behavioral analyses of behavior

incompatible with instruction

Page 6: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

What Have We Learned About ABA and ASDs in the Last 20 Years?

ABA can be effective at home and in schools Behavioral principles have been applied with

different emphases: Performing: Discrete trial training (DTT) Requesting: Pivotal response training (PRT) Adapting: Natural environment training (NET)

Remaining Challenges: Motivation especially social motivation Developmental appropriateness of curriculum Generalization of objectives of learning

Page 7: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

Selecting the Right Tool for the Job

Concept of the Autism Treatment Toolbox

Page 8: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

ABA and the Autism Treatment Toolbox

What does autism treatment need to target? What does ABA target most specifically? What does ABA leave unaddressed? How do you fill an autism treatment ‘toolbox’:

for a particular child, or for a particular age group, or for a particular sub-group of children with ASDs?

What tools does ABA give us?

Page 9: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

An Example: ABA for Low Functioning Autism (LFA)?LFA: NV/ minimally verbal, PIQ < 50, verbal lower Non-linear effect of # hrs of tx

More is not necessarily better if LFA Hi intensity (≥ 25 hr./wk)~ low intensity (≤ 20 hr./wk)

Best ABA outcomes: NVVerbal in 1st 3 m. of tx (per Lovaas)= non-

responders Low level of behavior incompatible w/ instruction

Page 10: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Implementation of ABA Methods as a Function of Placement

When should treatment be given in a natural environment? Home? Child care?

Can treatment be delivered in an inclusive setting? Typically developing peers predominate?

Can treatment be delivered in an integrated setting? Designed for typical and atypically developing children

both? Does treatment motivate child to self-initiate?

Page 11: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

The Importance of Integrating ABA Methods with Developmental

Considerations

(so it’s not dog training….)

IACAPAP Beijing 2010 [email protected]

Page 12: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

What Is the Developmental-Behavioral Approach?

Establish curriculum content based on developmental level/ ‘what comes next’.

Uses behavioral methodology to teach developmentally-based curriculum.

Enhancing motivation by differentially rewarding self-initiative in learning

Page 13: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Why It’s Important to Include a ‘Developmental’ Perspective

The brain matures in a fixed sequence, supporting behavior emerging from increasingly complex and integrated neural capacities.

Behavioral development has a fixed sequence tied to that neural development.

Children may learn at different rates & ways, but the ordered sequence for a solid foundation.

Page 14: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

Why is it Important to Include a Behavioral Perspective?

Empirical efficacy of behavioral methods Flexibility for individualization Ability to control intensity Natural environment as teaching milieu

(PRT) Parents/ home/ outside world’s role in

acquisition & generalization (NET)

[email protected]

Page 15: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

An Example of Curriculum that is Developmental and Behavioral

Based on where the child is developmentally (e.g. 18 month receptive language—teach the next set of skills—moving from MLU=1 to MLU=2).

Calibrate growth trajectory based on learning history and assessment observations and results; re-calibrate trajectory annually before drafting IEP goals.

Do teach using validated behavioral principles.

Page 16: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Another Example of Curriculum that is Developmental and Behavioral

Purely Behavioral/ Not Developmental: Learning ‘stand-up/ sit down’ before ‘mama and dada.’

Changing the content to be developmental: Teaching ‘horizontally’, not ‘vertically’: 10 barnyard animals versus 10 faces of mommy

Integrating Developmental and Behavioral: Keeping the ABA teaching method and pairing it with a developmental curriculum.

Page 17: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

How Have These Considerations Been Reified in National Standards?

National Research Council of Nat. Acad. Of Sciences (2001)

Part C of IDEIA (2004) Div. of Early Childhood/ Council on Exceptional

Children (2005) Nat. Assn. for Ed. of Young Children (2009)

Page 18: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

‘Active Ingredients’: Intensity

Candidates include: Use of 1:1 ? # Hours/ Week? # Trials? % Accurate Responses? Level of prompting needed for response?

Page 19: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

‘Active Ingredients’: Developmentally-Appropriate Appropriate for Chronological Age? Appropriate for Developmental ‘Age’? Developmentally-sequenced? Comports with developmental ‘morphology’?

(e.g., Language: # of single words before phrases)

Page 20: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

‘Active Ingredients’: Addresses Social Deficits

Establishes theory of mind Establishes joint attention Establishes instrumental attention-seeking Establishes expressive attention-sharing Promotes imitative learning

Page 21: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

The Role of Diagnostic and Psycho-Educational Assessment in

Formulating a Developmental-Behavioral Plan

[email protected]

Page 22: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

The Importance of Convergent Validity in Differential Diagnosis

Structure(Structured)

Criterion Based

Structure(Unstructured)

Play-Based

Setting:(Natural) Home

Setting:School/Clinic

Data Collection:Interview

Data Collection:Observe

Informant: Child

Informant:Parent

AUTISMDIAGNOSIS

Page 23: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Let’s Just Treat What’s Wrong Importance (or Not) of Diagnosis Identifying Learning Processes Identification of What Needs to be

Learned Figuring Out How to Teach so the Child

becomes an Independent Learner

Page 24: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Accounting for Responder Characteristics in an Educational

Plan

What is A ‘Responder Characteristic?’

Specific ‘Autistic Learning Disabilities’ Developmental Level Language Level Maladaptive Behaviors

Page 25: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

(Behavioral) Goals Should Be Predicated on Developmental

Trajectory Diagnosis can change Degree of cognitive impairment can change Language competencies can change Changes affect treatment plans Changes affect prognostic expectations Re-examining goals in light of developmental

trajectory

Page 26: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

The Autistic Learning Disabilities / Autistic Learning Styles Approach

Siegel B (2010). ‘Reconceptualizing Autistic Spectrum Disorders as Autism-Specific Learning

Disabilities and Learning Styles’in T Millon, Krueger, & Simonsen (Eds) Contemporary Directions in Psychopathology, New York: Guilford

Publications

Page 27: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Autistic Learning Styles Defined:

Autistic learning styles are intact functions automatically being deployed to compensate for impaired systems

By looking for autistic learning styles, we discover what works and can make more use of those intact systems (improving on success)

Page 28: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

What’s an Autistic Learning Style?ALD + Intact Abilities = ALS

Defined by Matrix of Ability and Disability:Matrix of Ability and Disability:What the child can’t do (ALD) plus what the child can

do = autistic learning style (ALS)What the Child Does Well Shows Us:How to ‘deconstruct’ ‘symptoms’ into what works &

what doesn’t (e.g., Echolalia)Compensatory strategies that are autism-specific

(e.g., VAC vs ASL) Processing modality ‘substitution’ (e.g., Hearing for blind vs visual memory for ASD)

Page 29: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Matrix of Ability and DisabilityExamples:

Auditory Processing & Visual Memory

Intact Abilities

Impaired Functions

Auditory memory Visual memory

Slowauditoryspeed

Echolalia with low comprehension

Low language comprehension

Insists on routines

Page 30: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Autistic Learning Styles (ALSs)Related to Memory

Verbal Intelligence-Related Good Auditory Memory without ‘Parsing’

(Memorizes songs, videos or books without understanding full meaning)

Performance Intelligence-Related Good Procedural Memory (Prefers Routines)

(Anticipates exact sequence of events leading to desired outcomes)

Page 31: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Autistic Learning Styles (ALSs)Related to Motivation

Verbal Intelligence-Related Better use of language when requesting

than commentingPerformance Intelligence-Related Good visual-motor-spatial ability without

need for semantic supports(Does puzzles backward or upside down, draws from ‘photographic’ memory)

Page 32: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

The ALS/ALD Approach: A New Heuristic

ALS = ‘Autistic Learning Styles’ALD = ‘Autistic Learning Disabilities’

The ALS/ ALD heuristic can be used to classify autistic alterations in Perception, Cognition, Information-Processing, Motivation & Expression

Page 33: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Autistic Learning Disabilities:How Social Deficits Affect Learning

Lack of socio-emotional reciprocity=Lack of desire to please othersLow response to social reinforcers Lacks concern re: effect on others

Lack of awareness of others= Motive to please self is foremost Instrumental learning style Lack of social imitation=

Low “incidental” learning via copying others No drive to follow group norms

Why Should

I Care?

Page 34: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Autistic Learning Disabilities:How Non-Verbal Communication

Deficits Affect LearningLow comprehension of facial/ vocal cues: Smiles, frown, more subtle facial affect Tone of voice to mark affective/ semantic meaningIgnores gestures that are the ‘first’ language: Gaze toward topic of conversation Point to initiate joint attention to topicDoes not signal comprehension, intentions feelings

Page 35: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Autistic Learning Disabilities:How Verbal Communication

Deficits Affect LearningReceptive Language Signal : noise problem for verbal ‘signal’ Language processing with poor ‘parsing’ Overly literal/ concrete, limited generalization

Expressive Language Without ‘theory of mind’, no drive to ‘share’ ideas Without instrumental motive, no drive to express Oral-motor apraxia synergistic w/ low expressive

drive

Page 36: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

Autistic Learning Disabilities:How Play and Exploration

Deficits Affect LearningLack of imagination in play= No consolidation of experience via play linking action and language No symbolic actions to link to language to abstract thinkingStereotyped and repetitive interests= Averse to novelty/ low curiosity Limited learning through exploration Repetitive interests = mental ‘down time’

Page 37: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

‘Active Ingredients’ of ABA Methodology & the ALD/ALS Model

Page 38: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

ABA Approaches (DTT/ PRT/ NET)

SOCIAL INTERACTIONSOCIAL INTERACTION Likely Benefits

Low Response to Social Reward

Yes(via paired association)

Infrequent Social Reference or Joint Attention

No(attention directed to stimulus materials)

Low Drive for Peer Affiliation

No (object or teacher models)

Limited Modeling or Imitation

Yes(via forward/ backward chaining)

Page 39: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

ABA Approaches (DTT/ PRT/ NET)

COMMUNICATION COMMUNICATION Likely Benefits

Poor Comprehension/ Limited Para-Linguistics

Partial(Rotely- taught/ non-generative)

Slow Auditory Processing Speed, Poor Parsing

Partial(Telegraphic Speech)

Preference for Visual over Auditory Modalities

Yes(Use of Visuals & Procedures)

Theory of Mind/ Perspective-Taking

No(Reliance of Direct Learning)

Page 40: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

[email protected]

ABA Approaches (DTT/ PRT/ NET)

ORGANIZING INFORMATIONORGANIZING INFORMATION Primary Benefits

Lack of Representation Capacity (Imagination)

Partial(Rotely- taught/ non-generative)

Preference for Repetition over Novelty

Yes(adult-direction)

Sensory Modulation Difficulties

Yes(de-sensitization)

Page 41: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

ABA Approaches in the Context of Group vs Individual Treatments

Approaches

Page 42: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

Sunnyvale [email protected]

Approaches to Autism TreatmentOne-to-One Treatments

Adult-Led Child-Led

Discrete Trial Training

Pivotal Response Training/ NET

Incidental Teaching

SCERTS Floor-Time/ DIR Relationship

Development Interaction (RDI)

Hanen

Group-Based

Treatments

Special Education

GeneralEducation

TEACCH Denver Model

Inclusion/ Mainstreaming

RSP/DIS Supports

Page 43: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

Autistic Learning Disabilities and the Methods that Address Them

Or When to Use ABA and When to Reach for a Different Tool

Page 44: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

Sunnyvale [email protected]

Area of Autistic Learning

Disability

One-to-One Adult-Led (ABA-DTT/ PRT/ NET)

One-to-One Child-

Initiative (Floor-Time/

SCERTS/RDI)

Special Education (TEACCH/

Other Special Day Class)

General Education

(Full or Partial Inclusion)

SOCIAL SOCIAL INTERACTIONINTERACTION Primary Likely Benefits

Low Response to Social Reward

Yes(via paired

association)

Yes(via child choice of content

No(completed

order as reward)

No (response assumed)

Infrequent Social Reference or Joint Attention

No(attention directed to stimulus

materials)

Yes(major focus)

No (attention directed to routine or materials)

Yes(once imitation

present)

Low Drive for Peer Affiliation

No (object or teacher

models)

No (adult as model for affiliation)

No (inclusion w/ comparable

peers)

Yes(IF peers are interesting

models)

Limited Modeling or Imitation

Yes(via forward/

backward chaining)

No (adult as model for affiliation

No (routine as

model)

Yes(IF salient peer

models)

Page 45: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

Sunnyvale [email protected]

Area of Autistic Learning

Disability

One-to-One Adult-Led (ABA-DTT/ PRT/ NET)

One-to-One Child-

Initiative (Floor-Time/

SCERTS/RDI)

Special Education (TEACCH/

Other Special Day

Class)

General Education

(Full or Partial

Inclusion)

COMMUNICATION COMMUNICATION Primary Likely Benefits

Poor Comprehension/ Limited Para-Linguistics

Partial(Rotely- taught/ non-generative)

Yes(In context of

social regulation)

Yes(Routine as

Replacement)

No (assumed at age

level)

Slow Auditory Processing Speed, Poor Parsing

Partial(Telegraphic

Speech)

No (May Assume

R > E)

No(Emphasis on

visual)

No (assumed at age

level)

Preference for Visual over Auditory Modalities

Yes(Use of Visuals &

Procedures)

Yes(Pairs words with activity)

Yes(Visually

sequenced environment)

Multi-modal earlier, then

auditory

Theory of Mind/ Perspective-Taking

No(Reliance of Direct

Learning)

Yes(Anticipation/ Prediction of

Other’s Actions)

No(work is

individual)

Yes(via group

participation)

Page 46: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

Sunnyvale [email protected]

Area of Autistic Learning

Disability

One-to-One Adult-Led (ABA-DTT/ PRT/ NET)

One-to-One Child-

Initiative (Floor-Time/

SCERTS/RDI)

Special Education (TEACCH/

Other Special Day

Class)

General Education

(Full or Partial

Inclusion)ORGANIZING ORGANIZING

INFORMATIONINFORMATION Primary Likely Benefits

Lack of Representation Capacity (Imagination)

Partial(Rotely- taught/ non-generative)

Yes (innovation as main focus)

No (more emphasis on classification)

Partial (if child imitates & @ devel. level)

Preference for Repetition over Novelty

Yes(adult-direction)

Yes (innovation as main focus)

Yes(time delimited

tasks)

Partial(varied

curriculum if child can follow

it)

Sensory Modulation Difficulties

Yes(de-

sensitization)

Yes(gradual building

of reciprocity)

Yes(controlled

physical environment)

No(environment

design for those w/o difficulty)

Page 47: Bryna Siegel, Ph.D. Director, Autism Clinic  Co-Director, Autism Neurodevelopment Center

In Conclusion ABA is a powerful tool in the autism

treatment toolbox It’s not the only tool Integration of ABA methods with

developmental curriculum is the highest standard for evidence-based treatment

[email protected]