Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE...

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July 29, 2020 DEPARTMENT OF STATE Vol. XLII Division of Administrative Rules Issue 30 Book 2 of 2 NEW YORK STATE REGISTER QUARTERLY INDEX JANUARY - JUNE 2020

Transcript of Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE...

Page 1: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

July 29, 2020 DEPARTMENT OF STATEVol. XLII Division of Administrative RulesIssue 30Book 2 of 2

NEW YORK STATE

REGISTER

QUARTERLY INDEX

JANUARY - JUNE 2020

Page 2: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

ANDREW M. CUOMOGOVERNOR

ROSSANA ROSADOSECRETARY OF STATE

NEW YORK STATE DEPARTMENT OF STATE

For press and media inquiries call:(518) 474-0050

For State Register production, scheduling and subscription informationcall: (518) 474-6957

E-mail: [email protected]

For legal assistance with State Register filing requirementscall: (518) 474-6740

E-mail: [email protected]

The New York State Register is now available on-line at:www.dos.ny.gov/info/register.htm

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Page 3: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

Aging, Office for the . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Agriculture and Markets, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Alcoholism and Substance Abuse Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Audit and Control, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Bridge Authority, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Children and Family Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Civil Service, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3Correction, State Commission of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10Corrections and Community Supervision, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10Criminal Justice Services, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10Economic Development, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11Education Department . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11Elections, State Board of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14Electric Generation Siting and the Environment, New York State Board on . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Energy Research and Development Authority, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Environmental Conservation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Financial Services, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Gaming Commission, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21General Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22Health, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22Housing and Community Renewal, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24Housing Finance Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25Hudson River Park Trust . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25Human Rights, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25Labor, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25Law, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25Long Island Power Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25Long Island Railroad Company . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27Manhattan and Bronx Surface Transit Operating Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27Mental Health, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27Metro-North Commuter Railroad . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28Metropolitan Transportation Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28Motor Vehicles, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28New York City Transit Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28Niagara Falls Water Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28Ogdensburg Bridge and Port Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29Parks, Recreation and Historic Preservation, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29People with Developmental Disabilities, Office for . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29Power Authority of the State of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29Public Service Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29State, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80State University of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80Staten Island Rapid Transit Operating Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81Taxation and Finance, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81Temporary and Disability Assistance, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82Thruway Authority, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82Victim Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83Workers’ Compensation Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83

NEW YORK STATE

REGISTERQUARTERLY INDEX

January - June 2020

Page 4: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050
Page 5: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

AGING, OFFICE FOR THE

AGE-34-19-00014 Limits on Administrative Expenses and Executive CompensationTo bring this rule into compliance with current law in New York State

08-21-19 Proposed

AGRICULTURE AND MARKETS, DEPARTMENT OF

AAM-21-19-00002 Control of the European Cherry Fruit FlyTo help control the spread of the European Cherry Fruit Fly (ECFF), which renders cherries unmarketable if they areinfested.

05-22-19 Emergency/Proposed

08-14-19 Emergency

10-16-19 Emergency/Revised

12-11-19 Emergency

01-08-20 Finalized

AAM-33-19-00003 State aid to districtsTo conform Part 363 to S&WCL Sec. 11-a statutory amendments and to make technical amendments.

08-14-19 Proposed

02-05-20 Finalized

AAM-43-19-00009 Control of the Asian Long Horned Beetle (ALB)To lift approximately 58 square miles of Asian long horned beetle quarantine in Brooklyn and western Queens

10-23-19 Proposed

01-22-20 Finalized

AAM-47-19-00002 Golden Nematode (Globodera Rostochiensis) QuarantineTo lift the Golden Nematode quarantine in portions of the Towns of East Hampton and Riverhead in Suffolk County.

11-20-19 Proposed

02-19-20 Finalized

AAM-12-20-00006 Calibrating and testing of certain weights and measures standards and devices.To allow the Dept. to increase the fees it charges in calibrating and testing certain weights & measures standards anddevices.

03-25-20 Proposed

AAM-21-20-00002 Milk and Milk ProductsTo incorporate federal requirements applicable to the processing and manufacture of milk and milk products

05-27-20 Proposed

ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-44-19-00002 Limits on administrative expenses and executive compensationTo define limits on administrative expenses and executive compensation in accordance with state law and Executive Or-der 38

10-30-19 Proposed

01-15-20 Finalized

ASA-06-20-00011 Credentialing of addiction professionalsOutlines the regulatory requirements for persons seeking credentialing as an addiction professional

02-12-20 Proposed

03-04-20 Withdrawn

ASA-10-20-00002 Credentialing of addiction professionalsOutlines the regulatory requirements for persons seeking credentialing as an addiction professional

03-11-20 Proposed

ASA-19-20-00001 General service standards applicable to outpatient substance use disorder programsTo set-forth the minimum regulatory requirements for certified outpatient substance use disorder treatment programs.

05-13-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

1

Page 6: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

AUDIT AND CONTROL, DEPARTMENT OF

AAC-49-19-00002 Relates to interest rate of estimated earnings; filing of documents; maximum loan amount; and electronic signaturesUpdate and conform regulations relating to interest; filing of documents; maximum loan amount; and electronic signatures

12-04-19 Proposed

02-19-20 Finalized

AAC-07-20-00012 Approval of contracts made by MTA and the NYCTAModify existing time frames for the approval of MTA and NYCTA contracts to conform with the MTA Reform and TrafficMobility Act

02-19-20 Proposed

05-06-20 Finalized

AAC-14-20-00003 Suspension of certain retirement system rules during the state of emergency called by the Governor on March 17, 2020To suspend certain retirement system rules during the state of emergency called by the Governor on March 17, 2020

04-08-20 Emergency

BRIDGE AUTHORITY, NEW YORK STATE

SBA-01-20-00004 A proposal to amend the NYS Bridge Authority Toll Schedule.To amend toll schedule for vehicular bridges controlled by the NYS Bridge Authority in order to provide additionalrevenue.

01-08-20 Proposed

04-08-20 Finalized

SBA-01-20-00005 Toll collection and violations.To amend toll collection procedures and implement toll violation enforcement on NYSBA bridges.

01-08-20 Proposed

04-08-20 Finalized

CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-51-18-00010 Residential and non-residential services to victims of domestic violenceTo conform the existing regulations to comply with state and federal laws regarding services to victims of domesticviolence

12-19-18 Proposed

01-08-20 Revised

04-01-20 Finalized

CFS-36-19-00004 Removal of non-medical exemption from vaccination regulations for child day care programsTo remove the non-medical exemption from vaccination regulations for child day care programs

09-04-19 Emergency/Proposed

12-04-19 Emergency/Revised

02-12-20 Finalized

CFS-39-19-00005 Implement federal statutory requirements to include enhanced background checks, annual inspections, annual trainingand safetyImplement federal statutory requirements to include enhanced background checks, annual inspections, annual trainingand safety

09-25-19 Emergency/Proposed

12-24-19 Emergency

02-26-20 Emergency/Revised

04-22-20 Emergency

06-03-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

2

Page 7: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-39-19-00007 Implement statutory requirements to include enhanced background checks, annual inspections, annual training andsafety.Implement statutory requirements to include enhanced background checks, annual inspections, annual training andsafety.

09-25-19 Emergency/Proposed

12-24-19 Emergency

02-26-20 Emergency/Revised

04-22-20 Emergency

06-03-20 Finalized

CFS-42-19-00002 Permissible disclosure of records maintained by OCFS.To amend existing regulations regarding the permissible disclosure of records by OCFS.

10-16-19 Proposed

06-17-20 Finalized

CFS-46-19-00002 Behavioral health services, elimination of room isolation and authority to operate de-escalation roomsTo implement standards for behavioral health services and the operation of de-escalation rooms and to eliminate roomisolation

11-13-19 Proposed

CFS-49-19-00001 Limits on executive compensationTo remove the soft cap limit on executive compensation

12-04-19 Proposed

CFS-04-20-00009 Host Family HomesThe proposed regulations would establish standards for the approval and administration of host family homes.

01-29-20 Proposed

CFS-06-20-00021 Categories of relatives eligible to become a foster parent of a child in non-relative foster careRegulations are necessary to comply with legislative changes to Family Court Act section 1028-a by Ch. 434 of L. 2019

02-12-20 Emergency/Proposed

05-06-20 Emergency

05-13-20 Finalized

CFS-24-20-00001 Medical reviews for child placementTo modernize the requirements for medical reviews so that required standards not act as a barrier for child placement

06-17-20 Emergency/Proposed

CFS-24-20-00014 To implement and enforce emergency health guidance as put forward by the Executive Chamber and DOH.To implement and enforce emergency health guidance as put forward by the Executive Chamber and DOH.

06-17-20 Emergency/Proposed

CIVIL SERVICE, DEPARTMENT OF

CVS-06-19-00001 Jurisdictional ClassificationTo classify a position in the exempt class

02-06-19 Proposed

02-26-20 Expired

CVS-25-19-00006 Jurisdictional ClassificationTo classify positions in the non-competitive class.

06-19-19 Proposed

CVS-29-19-00013 Jurisdictional ClassificationTo classify positions in the exempt class and to delete positions from the non-competitive class

07-17-19 Proposed

01-22-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

3

Page 8: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

CIVIL SERVICE, DEPARTMENT OF

CVS-34-19-00011 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

08-21-19 Proposed

CVS-42-19-00009 Jurisdictional ClassificationTo classify positions in the exempt class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00010 Jurisdictional ClassificationTo classify positions in the exempt class

10-16-19 Proposed

CVS-42-19-00011 Jurisdictional ClassificationTo classify a position in the exempt class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00012 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00013 Jurisdictional ClassificationTo delete positions from the non-competitive class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00014 Jurisdictional ClassificationTo classify a position in the exempt class

10-16-19 Proposed

CVS-42-19-00015 Jurisdictional ClassificationTo classify a position in the exempt class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00016 Jurisdictional ClassificationTo classify a position in the exempt class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00017 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00018 Jurisdictional ClassificationTo classify a position in the non-competitive class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00019 Jurisdictional ClassificationTo classify positions in the non-competitive class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00020 Jurisdictional ClassificationTo classify positions in the non-competitive class

10-16-19 Proposed

ID Number Issue Date Action QUARTERLY INDEX

4

Page 9: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

CIVIL SERVICE, DEPARTMENT OF

CVS-42-19-00021 Jurisdictional ClassificationTo classify positions in the non-competitive class

10-16-19 Proposed

CVS-42-19-00022 Jurisdictional ClassificationTo classify positions in the non-competitive class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00023 Jurisdictional ClassificationTo classify positions in the non-competitive class

10-16-19 Proposed

CVS-42-19-00024 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

10-16-19 Proposed

CVS-42-19-00025 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt and non-competitive classes

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00026 Jurisdictional ClassificationTo classify positions in the exempt class and to delete a position from and classify positions in the non-competitive class

10-16-19 Proposed

01-22-20 Finalized

CVS-42-19-00027 Jurisdictional ClassificationTo classify positions in the exempt and non-competitive classes

10-16-19 Proposed

01-22-20 Finalized

CVS-45-19-00003 Jurisdictional ClassificationTo classify a position in the non-competitive class

11-06-19 Proposed

CVS-45-19-00004 Jurisdictional ClassificationTo classify a position in the exempt class

11-06-19 Proposed

CVS-45-19-00005 Jurisdictional ClassificationTo delete positions from and classify a position in the non-competitive class

11-06-19 Proposed

CVS-45-19-00006 Jurisdictional ClassificationTo delete positions from the non-competitive class

11-06-19 Proposed

CVS-45-19-00007 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class and to delete positions from the non-competitiveclass

11-06-19 Proposed

CVS-45-19-00008 Jurisdictional ClassificationTo delete positions from and classify a position in the labor class

11-06-19 Proposed

01-29-20 Finalized

CVS-45-19-00009 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

11-06-19 Proposed

ID Number Issue Date Action QUARTERLY INDEX

5

Page 10: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

CIVIL SERVICE, DEPARTMENT OF

CVS-51-19-00002 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

12-18-19 Proposed

CVS-51-19-00003 Jurisdictional ClassificationTo classify a position in the exempt class

12-18-19 Proposed

CVS-51-19-00004 Jurisdictional ClassificationTo classify positions in the exempt class

12-18-19 Proposed

CVS-51-19-00005 Jurisdictional ClassificationTo classify positions in the exempt class

12-18-19 Proposed

CVS-51-19-00006 Jurisdictional ClassificationTo classify positions in the exempt class

12-18-19 Proposed

CVS-51-19-00007 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-18-19 Proposed

CVS-51-19-00008 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-18-19 Proposed

CVS-51-19-00009 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-18-19 Proposed

CVS-51-19-00010 Jurisdictional ClassificationTo delete positions from the non-competitive class

12-18-19 Proposed

CVS-51-19-00011 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

12-18-19 Proposed

CVS-51-19-00012 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-18-19 Proposed

CVS-51-19-00013 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-18-19 Proposed

CVS-51-19-00014 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-18-19 Proposed

CVS-03-20-00003 Jurisdictional ClassificationTo classify positions in the non-competitive class

01-22-20 Proposed

CVS-03-20-00004 Jurisdictional ClassificationTo classify a position in the exempt class

01-22-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

6

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CIVIL SERVICE, DEPARTMENT OF

CVS-03-20-00005 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

01-22-20 Proposed

CVS-03-20-00006 Jurisdictional ClassificationTo classify a position in the non-competitive class

01-22-20 Proposed

CVS-03-20-00007 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt class

01-22-20 Proposed

CVS-06-20-00001 Jurisdictional ClassificationTo classify a position in the non-competitive class

02-12-20 Proposed

CVS-06-20-00002 Jurisdictional ClassificationTo classify a position in the exempt class

02-12-20 Proposed

CVS-06-20-00003 Jurisdictional ClassificationTo classify positions in the non-competitive class

02-12-20 Proposed

CVS-06-20-00004 Jurisdictional ClassificationTo classify positions in the non-competitive class

02-12-20 Proposed

CVS-06-20-00005 Jurisdictional ClassificationTo delete positions from the non-competitive class

02-12-20 Proposed

CVS-06-20-00006 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

02-12-20 Proposed

CVS-06-20-00007 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class and to delete positions from the non-competitiveclass

02-12-20 Proposed

CVS-06-20-00008 Jurisdictional ClassificationTo delete a subheading and positions from and to classify a subheading and positions in the exempt and non-competitiveclasses

02-12-20 Proposed

CVS-13-20-00002 Supplemental military leave benefitsTo extend the availability of supplemental military leave benefits for certain New York State employees until December31, 2020

04-01-20 Proposed

CVS-13-20-00009 Jurisdictional ClassificationTo classify positions in the exempt class

04-01-20 Proposed

CVS-13-20-00010 Jurisdictional ClassificationTo classify positions in the non-competitive class

04-01-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

7

Page 12: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

CIVIL SERVICE, DEPARTMENT OF

CVS-13-20-00011 Jurisdictional ClassificationTo delete positions from the exempt class

04-01-20 Proposed

CVS-13-20-00012 Jurisdictional ClassificationTo delete positions from the non-competitive class

04-01-20 Proposed

CVS-13-20-00013 Jurisdictional ClassificationTo classify a position in the non-competitive class

04-01-20 Proposed

CVS-13-20-00014 Jurisdictional ClassificationTo classify positions in the exempt class

04-01-20 Proposed

CVS-13-20-00015 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

04-01-20 Proposed

CVS-13-20-00016 Jurisdictional ClassificationTo classify positions in the exempt class

04-01-20 Proposed

CVS-13-20-00017 Jurisdictional ClassificationTo classify positions in the exempt class

04-01-20 Proposed

CVS-13-20-00018 Jurisdictional ClassificationTo classify a position in the exempt class

04-01-20 Proposed

CVS-13-20-00019 Jurisdictional ClassificationTo classify positions in the exempt class

04-01-20 Proposed

CVS-13-20-00020 Jurisdictional ClassificationTo delete positions in the non-competitive class

04-01-20 Proposed

CVS-13-20-00021 Jurisdictional ClassificationTo classify positions in the non-competitive class

04-01-20 Proposed

CVS-13-20-00022 Jurisdictional ClassificationTo classify a position in the non-competitive class

04-01-20 Proposed

CVS-13-20-00023 Jurisdictional ClassificationTo delete positions from the non-competitive class

04-01-20 Proposed

CVS-13-20-00024 Jurisdictional ClassificationTo classify positions in the exempt and the non-competitive classes.

04-01-20 Proposed

CVS-13-20-00025 Jurisdictional ClassificationTo delete a position from and classify positions in the non-competitive class

04-01-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

8

Page 13: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

CIVIL SERVICE, DEPARTMENT OF

CVS-18-20-00004 Jurisdictional ClassificationTo classify a position in the exempt class

05-06-20 Proposed

CVS-18-20-00005 Jurisdictional ClassificationTo classify positions in the exempt class

05-06-20 Proposed

CVS-18-20-00006 Jurisdictional ClassificationTo classify a position in the exempt class

05-06-20 Proposed

CVS-18-20-00007 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

05-06-20 Proposed

CVS-18-20-00008 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

05-06-20 Proposed

CVS-18-20-00009 Jurisdictional ClassificationTo classify positions in the exempt class

05-06-20 Proposed

CVS-18-20-00010 Jurisdictional ClassificationTo delete positions from the non-competitive class

05-06-20 Proposed

CVS-24-20-00002 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

06-17-20 Proposed

CVS-24-20-00003 Jurisdictional ClassificationTo classify positions in the non-competitive class

06-17-20 Proposed

CVS-24-20-00004 Jurisdictional ClassificationTo classify positions in the non-competitive class

06-17-20 Proposed

CVS-24-20-00005 Jurisdictional ClassificationTo classify a position in the non-competitive class

06-17-20 Proposed

CVS-24-20-00006 Jurisdictional ClassificationTo classify positions in the exempt class

06-17-20 Proposed

CVS-24-20-00007 Jurisdictional ClassificationTo classify positions in the non-competitive class

06-17-20 Proposed

CVS-24-20-00008 Jurisdictional ClassificationTo classify positions in the non-competitive class

06-17-20 Proposed

CVS-24-20-00009 Jurisdictional ClassificationTo classify positions in the non-competitive class

06-17-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

9

Page 14: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

CIVIL SERVICE, DEPARTMENT OF

CVS-24-20-00010 Jurisdictional ClassificationTo classify positions in the non-competitive class

06-17-20 Proposed

CORRECTION, STATE COMMISSION OF

CMC-35-19-00002 Disciplinary and administrative segregation of inmates in special housing.Prohibit the segregation of vulnerable inmates, and to standardize allowable uses and duration of special housingsegregation.

08-28-19 Proposed

CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-05-19-00006 Standard Conditions of Release Parole Revocation DispositionsEstablish standard conditions of release and provide a workable structure for applying appropriate parole revocationpenalties

01-30-19 Proposed

10-16-19 Revised

01-08-20 Finalized

CCS-21-19-00014 Adolescent Offender FacilitiesTo reclassify two existing correctional facilities to adolescent offender facilities.

05-22-19 Proposed

CCS-35-19-00001 Special Housing UnitsRevisions have been made in order to be in compliance with new laws regarding special housing units and solitaryconfinement use

08-28-19 Proposed

CCS-50-19-00002 Raise the AgeTo update each correctional facility’s regulation as a direct result of the Raise the Age legislation

12-11-19 Proposed

CRIMINAL JUSTICE SERVICES, DIVISION OF

CJS-20-19-00003 Certified Instructors and Course DirectorsEstablish/maintain effective procedures governing certified instructors and course directors who deliver MPTC-approvedcourses

05-15-19 Proposed

03-25-20 Finalized

CJS-30-19-00010 Use of ForceSet forth use of force reporting and recordkeeping procedures

07-24-19 Emergency/Proposed

10-23-19 Emergency

12-24-19 Emergency

01-15-20 Emergency/Revised

03-18-20 Emergency

06-24-20 Emergency

CJS-19-20-00010 Part 364 - Conditional release conditions.Conform to the recent changes made by the Legislature by removing the term ‘‘gravity knife’’.

05-13-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

10

Page 15: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

ECONOMIC DEVELOPMENT, DEPARTMENT OF

EDV-43-19-00001 Empire State Commercial Production Credit ProgramCreate administrative procedures for all components of the Empire State Commercial Production Credit Program

10-23-19 Proposed

01-22-20 Finalized

EDV-43-19-00002 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program’s strategic focus

10-23-19 Emergency

EDV-43-19-00003 START-UP NY Program.Establish procedures for the implementation and execution of START-UP NY.

10-23-19 Emergency

EDV-02-20-00004 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program’s strategic focus

01-15-20 Emergency

EDV-09-20-00007 Minority and Women-Owned Business Enterprise ProgramUpdate the regulations of the Division of Minority and Women’s Business Development

03-04-20 Proposed

EDV-10-20-00001 Empire state entertainment diversity job training development programTo implement the administrative processes for the entertainment diversity job training development program

03-11-20 Proposed

EDUCATION DEPARTMENT

EDU-52-18-00005 Annual professional performance reviews.To extend the transition period for an additional year (until 2019-2020).

12-26-18 Proposed

01-15-20 Expired

EDU-05-19-00008 Protecting Personally Identifiable InformationTo implement the provisions of Education Law section 2-d

01-30-19 Proposed

07-31-19 Revised

10-23-19 Revised

01-29-20 Finalized

EDU-17-19-00008 To require study in language acquisition and literacy development of English language learners in certain teacher prepa-rationTo ensure that newly certified teachers enter the workforce fully prepared to serve our ELL population

04-24-19 Proposed

EDU-27-19-00010 Substantially Equivalent Instruction for Nonpublic School StudentsProvide guidance to local school authorities to assist them in fulfilling their responsibilities under the Compulsory Ed Law

07-03-19 Proposed

EDU-31-19-00009 Instructional Time for State Aid purposesTo provide school districts with additional flexibility when establishing their school calendars

07-31-19 Emergency/Proposed

10-23-19 Emergency

12-24-19 Emergency

01-29-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

11

Page 16: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

EDUCATION DEPARTMENT

EDU-39-19-00008 The Education, Experience, Examination and Endorsement Requirements for Licensure as an ArchitectTo more closely align New York’s requirements for architects with national standards and to streamline the endorsementprocess.

09-25-19 Proposed

12-24-19 Emergency/Revised

03-18-20 Finalized

03-18-20 Emergency

EDU-39-19-00009 Requirements for Licensure as an ArchitectTo more closely align the Commissioner’s Regulations with national standards for licensure as an architect.

09-25-19 Proposed

01-29-20 Revised

04-22-20 Finalized

EDU-39-19-00012 Building Condition Surveys and Visual and Periodic Inspections of Public School BuildingsTo align the Commissioner’s Regulations with amendments made to Education Law sections 409-9d, 409-e, and 3641.

09-25-19 Proposed

01-29-20 Finalized

EDU-43-19-00011 Addition of Subject Ares to the Limited Extension and SOCE for Certain Teachers of Students with DisabilitiesTo enable more qualified teachers of students with disabilities to seek the limited extension and SOCE

10-23-19 Proposed

01-29-20 Finalized

EDU-43-19-00012 Annual Professional Performance Reviews of Classroom Teachers and Building PrincipalsNecessary to implement part YYY of chapter 59 of the Laws of 2019

10-23-19 Emergency/Proposed

12-24-19 Emergency

02-26-20 Emergency/Revised

02-26-20 Emergency

04-29-20 Emergency

05-20-20 Finalized

EDU-43-19-00013 Requirements for Chiropractic Education Programs and Education Requirements for Licensure as a ChiropractorTo conform educational requirements for the profession of chiropractic to the national preprofessional education stan-dards

10-23-19 Proposed

02-26-20 Finalized

EDU-47-19-00005 Physical Education Requirements for a Diploma and Transfer Credits for Students Earning Credit in an EducationalProgram.To implement Raise the Age legislation pursuant to Part WWW of Chapter 59 of the Laws of 2017.

11-20-19 Proposed

02-26-20 Finalized

EDU-47-19-00006 Permit physicians licensed in another state or territory to provide medical services to athletes and team personnel in NewYorkTo align the Regulations of the Commissioner with chapter 519 of the Laws of 2018 and chapter 199 of the Laws of 2019

11-20-19 Emergency/Proposed

02-19-20 Emergency

02-26-20 Finalized

EDU-47-19-00007 Profession of Registered Dental Assisting.To conform the Regulations of the Commissioner with Chapter 390 of the laws of 2019.

11-20-19 Emergency/Proposed

02-19-20 Emergency

02-26-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

12

Page 17: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

EDUCATION DEPARTMENT

EDU-52-19-00007 Update Provisions Relating to Pupil TransportationTo update provisions of the Commissioner’s Regulations relating to pupil transportation

12-24-19 Proposed

04-22-20 Emergency/Revised

06-24-20 Emergency

EDU-52-19-00008 Restricted License for Clinical Laboratory TechnologistImplement chapter 227 of 2019 by adding toxicology to the category of restricted licenses for clinical laboratory technolo-gists

12-24-19 Emergency/Proposed

03-25-20 Emergency

04-22-20 Finalized

EDU-52-19-00009 Continuing Education in the Profession of Public AccountancyImplement the provisions of chapter 413 of the Laws of 2018

12-24-19 Emergency/Proposed

03-25-20 Emergency

04-22-20 Finalized

EDU-52-19-00010 Duties and responsibilities of the counsel of the State Education DepartmentTo designate counsel as the deputy commissioner of education as specified in Education Law, section 101

12-24-19 Emergency/Proposed

03-25-20 Emergency

04-22-20 Finalized

EDU-04-20-00005 Residency Program Requirement for Dental LicensureAdds dental anesthesiology to the list of accredited residency programs in a specialty of dentistry.

01-29-20 Proposed

05-20-20 Finalized

EDU-04-20-00006 Financial Transparency and Data Reporting Requirements for Charter SchoolsTo establish criteria and procedures relating to charter financial transparency reporting to ensure compliance with ESSA.

01-29-20 Proposed

EDU-04-20-00007 Time Extension of Initial, Transitional and Provisional CertificatesTo provide educators with a Time Extension after the issuance of their first Initial or Provisional certificate.

01-29-20 Proposed

05-20-20 Finalized

EDU-04-20-00008 ESSA Financial Transparency Reporting Requirements.To implement financial transparency reporting requirements of ESSA.

01-29-20 Emergency/Proposed

04-29-20 Emergency

05-20-20 Finalized

EDU-08-20-00007 The Practice of Psychology, Social Work and Mental Health Practitioner ProfessionsTo implement part Y of chapter 57 of the laws of 2018

02-26-20 Proposed

06-24-20 Finalized

EDU-08-20-00008 The Composition of the Professional Standards and Practices Board for Teaching (PSPB)To require the PSPB to have at least four members who are practicing, certified school building or district administrator

02-26-20 Proposed

06-24-20 Finalized

EDU-08-20-00009 Term Limits for Members of the Advisory Committee on Long-Term Clinical ClerkshipsTo remove the two term limit for committee members to most effectively advise the Board of Regents and the Depart-ment

02-26-20 Proposed

06-24-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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Page 18: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

EDUCATION DEPARTMENT

EDU-11-20-00013 Special Education Impartial Hearing Officers and the Special Education Due Process System ProceduresTo address volume of special education due process complaints in the New York City due process system

03-18-20 Proposed

EDU-11-20-00014 Local Government Records ManagementTo issue a new records retention and disposition schedule LGS-1

03-18-20 Proposed

EDU-11-20-00015 Military Ballots for School District and School District Public Library Elections, Budget, and ReferendaTo implement chapter 489 of the Laws of 2019 which added section 2018-d to the Education Law

03-18-20 Emergency/Proposed

06-17-20 Emergency

EDU-11-20-00016 Eligibility Requirements for Loan Forgiveness and Grant ProgramsConforms Commissioner’s regulations to the DREAM Act relating to student’s eligibility for loan forgiveness and grantprograms

03-18-20 Proposed

EDU-16-20-00002 Addressing the COVID-19 CrisisTo iprovide flexibility for certain regulatory requirements in response to the COVID-19 crisis

04-22-20 Emergency/Proposed

05-20-20 Emergency/Revised

06-24-20 Emergency/Revised

EDU-20-20-00008 Addressing the COVID-19 CrisisTo provide flexibility for certain regulatory requirements in response to the COVID-19 crisis

05-20-20 Emergency/Proposed

06-24-20 Emergency/Revised

EDU-25-20-00004 Alternative High School Equivalency Preparation and Alternative Transition ProgramsTo provide expanded access to and update Alternative High School Equivalency Preparation and Alternative TransitionPrograms

06-24-20 Proposed

EDU-25-20-00005 Addressing the COVID-19 CrisisTo provide flexibility for certain regulatory requirements in response to the COVID-19 crisis

06-24-20 Emergency/Proposed

EDU-25-20-00006 Licensing Examinations in the Profession of Public AccountancyConform the Commissioner’s Regulations to the national licensing examination standards in public accountancy

06-24-20 Emergency/Proposed

EDU-25-20-00007 Professional Student of NursingTo implement Chapter 502 of the Laws of 2017 and Chapter 380 of the Laws of 2018

06-24-20 Emergency/Proposed

EDU-25-20-00008 Eligibility for Participation of Students With Section 504 or ADA Plans in Interschool Competition and Inclusive AthleticsTo clarify the eligibility requirements for participation of students with section 504 or ADA pans in interschool competition

06-24-20 Emergency/Proposed

ELECTIONS, STATE BOARD OF

SBE-22-19-00003 Process for Early VotingEstablishing Process for Early Voting

05-29-19 Emergency/Proposed

08-21-19 Emergency

10-23-19 Emergency

01-15-20 Emergency

04-08-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

14

Page 19: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

ELECTIONS, STATE BOARD OF

SBE-35-19-00003 Ballot Accountability PracticesEstablishes additional ballot accountability procedures

08-28-19 Emergency/Proposed

11-20-19 Emergency

01-15-20 Finalized

SBE-02-20-00002 Combine the 10 Day Post Primary Filing with the July 15th disclosure statementThis amendment combines the 10 Day Post Primary Filing with the July 15th disclosure statement that political commit-tees file

01-15-20 Proposed

06-03-20 Finalized

ELECTRIC GENERATION SITING AND THE ENVIRONMENT, NEW YORK STATE BOARD ON

EGS-09-20-00001 Regulations Implementing Article 10 of the Public Service Law - DefinitionsTo amend the regulatory definitions of ‘‘modification’’ and ‘‘revision’’ of an Article 10 application for a CECPN

03-04-20 Emergency/Proposed

05-27-20 Finalized

ENERGY RESEARCH AND DEVELOPMENT AUTHORITY, NEW YORK STATE

ERD-19-20-00012 CO2 Allowance Auction ProgramContinued administration and implementation of the CO2 allowance auctions and programs under Part 507

05-13-20 Proposed

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-09-19-00015 Set nitrogen oxide (NOx) emission rate limits for simple cycle and regenerative combustion turbinesReduction of nitrogen oxide (NOx) emissions from simple cycle and regenerative combustion turbines

02-27-19 Proposed

08-21-19 Revised

12-31-19 Finalized

ENV-10-19-00003 Regulate volatile organic compounds (VOCs) in architectural and industrial maintenance (AIM) coatingsTo set new and lower VOC limits for certain coating categories. Update categories and methods

03-06-19 Proposed

12-31-19 Finalized

ENV-18-19-00006 Regulations governing commercial fishing and harvest of scup.To revise regulations concerning the commercial harvest of scup in New York State waters.

05-01-19 Emergency/Proposed

04-08-20 Finalized

ENV-24-19-00002 Hazardous Waste Management Regulations (FedReg5)To amend regulations pertaining to hazardous waste management

06-12-19 Proposed

03-04-20 Finalized

ENV-27-19-00003 Black Bear hunting.Expand bear hunting opportunities in Wildlife Management Unit 4W to reduce bear abundance.

07-03-19 Proposed

04-29-20 Finalized

ENV-36-19-00001 Waste FuelsUpdate permit references, rule citations, monitoring, record keeping, reporting requirements, and incorporate federalstandards.

09-04-19 Proposed

03-18-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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Page 20: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-36-19-00002 New Aftermarket Catalytic Converter (AMCC) standardsProhibit sale of federal AMCCs and update existing AMCC record keeping and reporting requirements

09-04-19 Proposed

03-04-20 Finalized

ENV-36-19-00003 Stationary Combustion InstallationsUpdate permit references, rule citations, monitoring, record keeping, reporting requirements, and lower emissionstandards.

09-04-19 Proposed

ENV-36-19-00014 Distributed generation sources located in New York City, Long Island and Westchester and Rockland countiesEstablish emission control requirements for sources used in demand response programs or as price-responsive genera-tion sources

09-04-19 Proposed

03-11-20 Finalized

ENV-37-19-00003 Clarifying determination of jurisdiction under the Endangered and Threatened Fish and Wildlife regulationsTo improve the review of projects by removing some project types that are known not to cause harm from the reviewstream

09-11-19 Proposed

ENV-38-19-00001 Animals dangerous to health or welfareTo expand the list of animals which pose a risk to health or welfare of the people of the state or indigenous fish andwildlife

09-18-19 Proposed

04-22-20 Finalized

ENV-39-19-00003 Part 219 applies to various types of incinerators and crematories operated in New York State.This rule establishes emission limits and operating requirements for various types of incinerators.

09-25-19 Proposed

03-04-20 Finalized

ENV-42-19-00003 Amendments to Great Lakes sportfishery regulations in 6NYCRR Part 10Proposed amendments are intended to improve high quality sportfisheries and assciated economic benefits

10-16-19 Proposed

02-26-20 Finalized

ENV-43-19-00006 Class I and Class SD watersTo clarify best usages of Class I and SD waters were/are ‘‘secondary contact recreation and fishing’’ and ‘‘fishing,’’respectively

10-23-19 Proposed

06-17-20 Finalized

ENV-43-19-00010 Repeal and replace 6 NYCRR Part 622 and amend 6 NYCRR Part 624, Part 621 and Part 620To incorporate procedural and legal developments, develop consistency & reflect current practice in DEC hearings

10-23-19 Proposed

ENV-48-19-00008 Plastic Bag Reduction, Reuse and RecyclingThe objectives of this rulemaking are to provide clarity to Titles 27 and 28 so that they can both be effectivelyimplemented

11-27-19 Proposed

02-26-20 Finalized

ENV-53-19-00016 Certain substances that contain hydrofluorocarbons, highly-potent greenhouse gasesRemove greenhouse gas emission sources that endanger public health and the environment

12-31-19 Proposed

ENV-04-20-00004 Regulations governing commercial fishing of quota managed species.To improve efficiency, reduce waste, and increase safety in marine commercial fisheries.

01-29-20 Emergency/Proposed

04-29-20 Emergency

ID Number Issue Date Action QUARTERLY INDEX

16

Page 21: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-05-20-00001 Use of Ultra Low Sulfur Diesel Fuel and Best Available Retrofit Technology for Heavy Duty VehiclesUpdating to meet with statutory deadline

02-05-20 Proposed

ENV-05-20-00002 Sulfur-in Fuel LimitationsLimit sulfur in liquid and solid fuels throughout NYS

02-05-20 Proposed

ENV-06-20-00018 The repeal and replacement of 6 NYCRR Part 230 Gasoline Dispensing Sites and Transport VehiclesTo further reduce harmful volatile organic compounds (VOCs) emitted into the atmosphere.

02-12-20 Proposed

ENV-06-20-00019 Consumer ProductsReduce Volatile Organic Compound emissions from Consumer Products - those products used in the average household.

02-12-20 Proposed

ENV-06-20-00020 New Source Review requirements for proposed new major facilities and major modifications to existing facilities.To conform to federal NSR rule requirements and related court rulings, correct typographical errors, and clarify rulelanguage.

02-12-20 Proposed

ENV-11-20-00002 Brookfield Trail SystemTo protect public safety and natural resources on the Brookfield Trail System

03-18-20 Proposed

ENV-11-20-00004 Management of sharks, squid and Atlantic codTo revise regulations concerning size, trip, and possession limits for sharks, squid and Atlantic cod

03-18-20 Emergency/Proposed

06-17-20 Emergency

ENV-12-20-00001 Regulations governing commercial fishing of Tautog (blackfish).To revise regulations concerning the commercial harvest of Tautog in New York State.

03-25-20 Emergency/Proposed

ENV-14-20-00005 Chronic wasting disease.Rectify an errant subdivision reference and reinstate sections of Part 189 that were inadvertently removed by a clericalerror.

04-08-20 Proposed

ENV-15-20-00015 Regulations governing commercial and recreational fishing for striped bass.To amend 6 NYCRR Parts 10 and 40 pertaining to commercial and recreational regulations for striped bass.

04-15-20 Emergency/Proposed

ENV-17-20-00005 The above referenced Parts make up the Department’s air pollution control permitting program.The purpose of this rulemaking is to improve the clarity and consistency of the Department’s air pollution permittingprogram

04-29-20 Proposed

ENV-17-20-00006 Emission StatementsThe purpose of this rule making is to require electronic submittal of annual emission statements beginning in 2022.

04-29-20 Proposed

ENV-17-20-00007 CO2 Budget trading programTo lower the emissions cap established under Part 242.

04-29-20 Proposed

ENV-21-20-00003 Regulations governing the recreational harvest of bluefishTo revise regulations concerning the recreational harvest of bluefish in New York State

05-27-20 Emergency/Proposed

ID Number Issue Date Action QUARTERLY INDEX

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Page 22: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-22-20-00003 Amendments to New York State migratory game bird hunting regulationsTo bring New York State migratory game bird hunting regulations into compliance with Federal Code of Regulations

06-03-20 Proposed

ENV-22-20-00004 Amendments to New York State mink, muskrat, and beaver trapping season datesTo align existing mink, muskrat and beaver trapping season start dates and adjust the seasons to trapper-preferred dates

06-03-20 Proposed

FINANCIAL SERVICES, DEPARTMENT OF

DFS-17-16-00003 Plan of Conversion by Commercial Travelers Mutual Insurance CompanyTo convert a mutual accident and health insurance company to a stock accident and health insurance company

04-27-16 Proposed

DFS-25-18-00006 Plan of Conversion by Medical Liabilty Mutual Insurance CompanyTo convert a mutual property and casualty insurance company to a stock property and casualty insurance company

06-20-18 Proposed

DFS-30-18-00007 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards for Full and Fair DisclosureTo clarify requirements regarding coverage and disclosure of information for contraceptives

07-25-18 Proposed

08-14-19 Revised

11-06-19 Finalized

DFS-36-18-00003 Professional Bail Agents; Managing General Agents; et alTo provide greater protection to consumers, and raise the standards of integrity in the bail business.

09-05-18 Proposed

07-31-19 Revised

11-20-19 Finalized

DFS-20-19-00002 Electronic Filings and SubmissionsTo require certain filings or submissions to be made electronically

05-15-19 Proposed

11-27-19 Finalized

DFS-32-19-00003 Minimum Standards for Form, Content and Sale of Medicare Supplement and Medicare Select Insurance, et al.To conform with the NAIC model regulation for Medicare supplement insurance, as required by 42 U.S.C. Section1395ss.

08-07-19 Proposed

11-27-19 Finalized

DFS-33-19-00004 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards for Full and Fair DisclosureTo set forth minimum standards for the content of health insurance identification cards.

08-14-19 Proposed

DFS-43-19-00007 The business conduct of mortgage loan servicers.To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers.

10-23-19 Emergency

DFS-43-19-00017 Independent Dispute Resolution for Emergency Services and Surpsise BillsTo require notices and consumer disclosure information related to surprise bills and bills for emergency service to beprovided

10-23-19 Proposed

DFS-44-19-00010 Superintendent’s Regulations: Basic Banking AccountsTo amend the requirements of basic banking accounts in conformity with Chapter 260 of the Laws of 2019

10-30-19 Proposed

01-22-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

18

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-44-19-00011 Principle-Based ReservingTo prescribe minimum principle-based valuation standards

10-30-19 Proposed

02-26-20 Finalized

DFS-46-19-00001 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of theDepartment of Financial Services

11-13-19 Emergency

DFS-47-19-00003 Banking Division AsssessmentsSet forth the basis for allocating costs and expenses attributable to the operation of the Banking Division for FSL assess-ments

11-20-19 Proposed

02-12-20 Finalized

DFS-48-19-00002 SUPERINTENDENT’S REGULATIONS: INFORMATION SUBJECT TO CONFIDENTIAL TREATMENTProvide rules concerning publication or disclosure of information subject to confidential treatment

11-27-19 Proposed

06-03-20 Withdrawn

DFS-51-19-00015 Minimum Standards for Form, Content and Sale of Health Insurance, Including Standards of Full and Fair DisclosureClarifying discriminatory activities prohibited by and coverages included within preventive care and screenings under theIL

12-18-19 Proposed

04-29-20 Finalized

DFS-53-19-00013 Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial ServicesTo unify and clarify the procedures for adjudicatory proceedings before the Department of Financial Services

12-31-19 Emergency/Proposed

03-25-20 Finalized

04-01-20 Emergency

DFS-53-19-00014 Charges for Professional Health ServicesTo delay the effective date of the workers’ compensation fee schedules for no-fault reimbursement.

12-31-19 Emergency/Proposed

04-01-20 Emergency

04-22-20 Finalized

DFS-53-19-00015 Supplementary Uninsured/Underinsured Motorist CoverageTo comport with statutory amendments to Chapter 59, Part III of the Laws of 2019 and Insurance Law Section 3420(f)

12-31-19 Emergency/Proposed

03-25-20 Finalized

04-01-20 Emergency

DFS-01-20-00002 Certification of Compliance, Due DateTo amend the date by which Covered Entities must submit a certification of compliance, from February to April.

01-08-20 Proposed

04-22-20 Finalized

DFS-03-20-00011 Valuation of Life Insurance Reserves; Recognition of the 2001 CSO Mortality Table and the 2017 CSO Mortality Table, etalPrescribes 2001 CSO ultimate mortality for guaranteed issue policies issued on or after 1/1/20 and extends 2015 reserverelief

01-22-20 Emergency/Proposed

04-22-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

19

Page 24: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

FINANCIAL SERVICES, DEPARTMENT OF

DFS-06-20-00010 Banking Division AssessmentSets forth the basis for allocating costs and expenses attributable to the operation of the Banking Divison for FinancialServices Law assessments among/between any person or entity licensed, registered, incorporated or formed pursuantthe Banking Law

02-12-20 Emergency

DFS-07-20-00015 Audited Financial StatementsTo require insurers meeting a certain premium threshold to establish and maintain an internal audit function.

02-19-20 Proposed

05-13-20 Finalized

DFS-08-20-00011 Public Access to Department RecordsTo update regulations regarding public access to records of the Department of Financial Services

02-26-20 Proposed

05-20-20 Finalized

DFS-09-20-00008 Enterprise Risk Management and Own Risk and Solvency Assessment; Group-Wide SupervisionTo authorize the Superintendent to act as the group-wide supervisor for an internationally active insurance groups

03-04-20 Proposed

06-03-20 Finalized

DFS-11-20-00001 Corporate GovernanceTo require an authorized insurer to adopt a corporate governance framework and file an annual disclosure

03-18-20 Proposed

DFS-12-20-00002 Reverse Mortgage LoansTo implement newly enacted Real Property Law section 280-b as soon as it goes into effect.

03-25-20 Emergency/Proposed

06-24-20 Emergency

DFS-13-20-00001 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards of Full and Fair DisclosureTo waive cost-sharing for in-network visits and laboratory tests necessary to diagnose the novel coronavirus (COVID-19).

04-01-20 Emergency

DFS-13-20-00003 Servicing Mortgage Loans: Business Conduct RulesTo extend the transition period provided in Section 419.14 from 90 days to 180 days.

04-01-20 Emergency

DFS-13-20-00005 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards of Full and Fair DisclosureTo waive cost-sharing for in-network telehealth services during the state of emergency declared by Governor Cuomo forCOVID-19.

04-01-20 Emergency

DFS-14-20-00004 Emergency Relief for New Yorkers Who Can Demonstrate Financial Hardship as a Result of COVID-19To provide forbearances on loan payments and banking fees for distressed New Yorkers coping with COVID-19

04-08-20 Emergency

DFS-15-20-00009 Practices of insurers and premium finance agencies during the COVID-19 pandemicTo assist certain life and property/casualty insureds facing financial hardships due to COVID-19.

04-15-20 Emergency

DFS-16-20-00013 Minimum Standards for Form, Content and Sale of Health Insurance, Including Standards of Full and Fair DisclosureTo assist certain policyholders and contract holders facing financial hardship due to COVID-19.

04-22-20 Emergency

DFS-20-20-00007 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards of Full and Fair DisclosureTo waive copayments, coinsurance, and annual deductibles for essential workers for in-network outpatient mental healthservices.

05-20-20 Emergency

ID Number Issue Date Action QUARTERLY INDEX

20

Page 25: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

FINANCIAL SERVICES, DEPARTMENT OF

DFS-24-20-00015 Paid Family Leave COVID-19 Risk Adjustment MechanismEstablishment of a risk adjustment mechanism as required by Chapter 25 of the Laws of 2020

06-17-20 Emergency/Proposed

DFS-25-20-00001 Unfair Claims Settlement Practices and Claim Cost Control MeasuresTo timely investigate claims, permit immediate repairs of certain real property, and allow mediation for claims due to riot.

06-24-20 Emergency

GAMING COMMISSION, NEW YORK STATE

SGC-40-19-00011 Remove obsolete reference to safety vest weightTo promote the integrity of racing and derive a reasonable return for government

10-02-19 Proposed

01-08-20 Finalized

SGC-40-19-00012 Add racetrack operator to terms defined in Thoroughbred rulesTo promote the integrity of racing and derive a reasonable return for government

10-02-19 Proposed

01-08-20 Finalized

SGC-42-19-00004 Add racetrack operator to terms defined in harness racing rulesTo promote the integrity of racing and derive a reasonable return for government

10-16-19 Proposed

01-08-20 Finalized

SGC-01-20-00006 Permit Thoroughbred horses with digital tattoos to race in New YorkTo promote the integrity of racing and derive a reasonable return for government

01-08-20 Proposed

06-03-20 Finalized

SGC-07-20-00002 Allow claimant to void claim of lame horseTo enhance horse health and safety in thoroughbred racing

02-19-20 Proposed

06-03-20 Finalized

SGC-07-20-00003 Spanish 21, a blackjack variant to be offered in commercial casinos.To set forth the practices and procedures for the operation of Spanish 21 as a casino table game.

02-19-20 Proposed

06-03-20 Finalized

SGC-07-20-00004 Relating to the provision of social security numbers.Limit collection of social security numbers.

02-19-20 Proposed

06-03-20 Finalized

SGC-07-20-00014 Thoroughbred pick-five and pick-six wagers.To improve the pick-five and pick-six wagers in thoroughbred racing.

02-19-20 Proposed

06-03-20 Finalized

SGC-11-20-00012 Joint injections in Thoroughbred racingTo improve integrity, health and safety of Thoroughbred horse racing

03-18-20 Proposed

06-03-20 Finalized

SGC-22-20-00008 Permit harness horses to race without qualifying in extraordinary circumstancesTo enhance harness racing in New York and promote a reasonable return for government

06-03-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

21

Page 26: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

GAMING COMMISSION, NEW YORK STATE

SGC-22-20-00009 Technical changes to correct cross-references in the regulationsTo correct cross-references in the regulations

06-03-20 Proposed

SGC-22-20-00010 Permit harness horses to race without qualifying after COVID-19 shutdownTo enhance harness racing in New York and promote a reasonable return for government.

06-03-20 Emergency

GENERAL SERVICES, OFFICE OF

GNS-40-19-00005 Facility UseTo add ‘‘plastic knuckles’’ and remove ‘‘gravity knife’’ from the definition of ‘‘deadly weapon’’

10-02-19 Proposed

HEALTH, DEPARTMENT OF

HLT-14-94-00006 Payment methodology for HIV/AIDS outpatient servicesTo expand the current payment to incorporate pricing for services

04-06-94 Proposed

09-14-94 Continued

HLT-51-18-00018 New requirements for Annual Registration of Licensed Home Care Services AgenciesTo amend the regulations for licensed home care services agencies for the annual registration requirements of theagency

12-19-18 Proposed

01-08-20 Expired

HLT-30-19-00006 Maximum Contaminant Levels (MCLs)Incorporating MCLs for perfluorooctanoic acid (PFOA), perfluorooctanesulfonic acid (PFOS) and 1,4-dioxane.

07-24-19 Proposed

01-22-20 Revised

HLT-36-19-00006 Limits on Executive CompensationRemoves ‘‘Soft Cap’’ prohibition on covered executive salaries.

09-04-19 Proposed

HLT-40-19-00002 Required Signage Warning Against the Dangers of Illegal ProductsTo require sellers of legal e-liquids and e-cigarette products to post warning signs regarding illegal products

10-02-19 Emergency/Proposed

12-31-19 Emergency

02-05-20 Finalized

HLT-40-19-00004 Drug Take BackTo implement the State’s drug take back program to provide for the safe disposal of drugs

10-02-19 Proposed

HLT-43-19-00004 Transitional Adult Home Admission Standards for Individuals with Serious Mental IllnessDelineate a clear pre-admissions process for determining whether a prospective resident is a person with serious mentalillness

10-23-19 Emergency

HLT-43-19-00005 Transitional Adult Home Admission Standards for Individuals with Serious Mental IllnessDelineate a clear pre-admissions process for determining whether a prospective resident is a person with serious mentalillness

10-23-19 Proposed

03-25-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

22

Page 27: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

HEALTH, DEPARTMENT OF

HLT-45-19-00001 Medical Use of MarihuanaTo allow NYS hemp growers to sell hemp-derived cannabidiol to the Registered Organizations to reduce the cost ofmanufacturing.

11-06-19 Proposed

02-26-20 Finalized

HLT-45-19-00002 Licensed Home Care Services Agencies (LHCSAs)To implement changes to public need & financial feasibility review for applications for HCSAs licensure & change ofownership.

11-06-19 Proposed

03-04-20 Finalized

HLT-46-19-00003 Tanning FacilitiesTo prohibit the use of indoor tanning facilities by individuals less than 18 years of age

11-13-19 Proposed

HLT-47-19-00008 Hospital Medical Staff - Limited Permit HoldersTo repeal extra years of training required for limited permit holders to work in New York State hospitals.

11-20-19 Proposed

HLT-47-19-00009 Empire Clinical Research Investigator Program (ECRIP)To expand the types of & change the time frames for past research grants that qualify staff to supervise the ECRIPproject.

11-20-19 Proposed

HLT-48-19-00003 Secondary Syringe Exchange in New York StateTo reduce the spread of blood-borne pathogens, to reduce or eliminate other harms associated with contaminatedsyringes

11-27-19 Emergency/Proposed

02-26-20 Emergency

04-08-20 Finalized

HLT-51-19-00001 Women, Infants and Children (WIC) ProgramTo support implementation of eWIC; clarify rules for violations, penalties & hearings & conform vendor authorizationcriteria.

12-18-19 Proposed

HLT-53-19-00001 Prohibition on the Sale of Electronic Liquids with Characterizing FlavorsTo prohibit the sale of electronic liquids with characterizing flavors

12-31-19 Proposed

12-31-19 Emergency

03-04-20 Emergency

HLT-53-19-00011 Cardiac ServicesTo amend existing Certificate of Need requirements for approval of adult cardiac surgery centers.

12-31-19 Proposed

HLT-53-19-00012 Consumer Directed Personal Assistance Program ReimbursementTo establish a program to pay home care services & establish a methodology framework for the payment of FIadministrative costs.

12-31-19 Proposed

HLT-03-20-00002 Transitional Adult Home Admission Standards for Individuals with Serious Mental IllnessDelineate a clear pre-admissions process for determining whether a prospective resident is a person with serious mentalillness.

01-22-20 Emergency

HLT-04-20-00002 Reducing Annual Tuberculosis Testing of Health Care WorkersTo replace annual tuberculosis testing of health care workers.

01-29-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

23

Page 28: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

HEALTH, DEPARTMENT OF

HLT-04-20-00003 Applied Behavior AnalysisTo include Applied Behavior Analysis in the Early and Periodic Screening, Diagnosis, and Treatment (EPSDT) benefit.

01-29-20 Proposed

HLT-04-20-00011 Nursing Home Case Mix RationalizationTo authorize the Department of Health to change the case mix acuity process for all nursing homes.

01-29-20 Proposed

HLT-04-20-00012 State Aid for Public Health Services: Counties and CitiesClarifying State Aid payments for maintaining a cooling tower program.

01-29-20 Proposed

HLT-07-20-00001 Meeting Space in Transitional Adult HomesEstablish criteria for suitable meeting space to ensure privacy in conversations and submit a compliance plan to theDepartment.

02-19-20 Emergency

HLT-08-20-00001 Communicable Diseases Reporting and Control - Adding Severe or Novel CoronavirusTo require physicians, hospitals, nursing homes, D&TCs and clinical laboratories to report instances of severe or novelcoronavirus

02-26-20 Emergency/Proposed

05-27-20 Emergency

HLT-11-20-00003 Adult Day Health Care (ADHC)To allow for reimbursement of real property leases in certain situations when used for operations of an ADHC program

03-18-20 Proposed

HLT-12-20-00004 Investigation of Communicable Disease; Isolation and QuarantineControl of communicable disease.

03-25-20 Emergency

HLT-17-20-00004 Immunizations and Communicable DiseasesTo control and promote the control of communicable diseases to reduce their spread.

04-29-20 Emergency

HLT-19-20-00002 Meeting Space in Transitional Adult HomesEstablish criteria for suitable meeting space to ensure privacy in conversations and submit a compliance plan to theDepartment.

05-13-20 Emergency

HLT-25-20-00002 Investigation of Communicable Disease; Isolation and QuarantineControl of communicable disease.

06-24-20 Emergency

HOUSING AND COMMUNITY RENEWAL, DIVISION OF

HCR-21-19-00019 Low-Income Housing Qualified Allocation PlanTo amend definitions, threshold criteria and application scoring for the allocation o flow-income housing tax credits.

05-22-19 Proposed

HCR-44-19-00001 The subject of the amendments is the change in location of DHCR’s Office of Legal Affairs (OLA)The purpose is to inform of the change in location in order to direct service of legal papers and communications there.

10-30-19 Emergency

HCR-48-19-00001 The subject of these amendments is the change in the location of DHCR’s Office Of Legal Affairs (OLA).The purpose is to inform the public of the change in DHCR’s Office of Legal Affairs’ location.

11-27-19 Proposed

01-22-20 Emergency

02-19-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

24

Page 29: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

HOUSING FINANCE AGENCY

HFA-21-19-00020 Low-Income Housing Qualified Allocation PlanTo amend definitions, threshold criteria and application scoring for the allocation of low-income housing tax credits

05-22-19 Proposed

HUDSON RIVER PARK TRUST

HPT-19-20-00011 Amendment of rules and regulations for Hudson River ParkTo create a new penalty schedule for the enforcement of violations of Park rules

05-13-20 Proposed

HUMAN RIGHTS, DIVISION OF

HRT-27-19-00002 Gender Identity or Expression DiscriminationTo conform the Division’s regulations with Executive Law as amended by Chapter 8 of the Laws of New York 2019.

07-03-19 Proposed

06-24-20 Finalized

LABOR, DEPARTMENT OF

LAB-46-19-00004 NY State Public Employees Occupational Safety and Health StandardsTo incorporate by reference updates to OSHA standards into the NY State Public Employee Occupational Safety andHealth Standards

11-13-19 Proposed

LAB-03-20-00012 Minimum Wage Tip AllowancesAmendment of regulations governing tip allowances in the Miscellaneous Industries Wage Order

01-22-20 Proposed

06-24-20 Finalized

LAW, DEPARTMENT OF

LAW-15-20-00017 investment advisers defined under GBL § 359-eeeHarmonize regulations with federal law and national standards and facilitate anti-fraud activities and modernizeregistration.

04-15-20 Proposed

LAW-15-20-00018 Brokers, dealers and salespersons defined under GBL § 359-eHarmonize regulations with federal law and national standards and facilitate anti-fraud activities and modernizeregistration.

04-15-20 Proposed

LAW-18-20-00002 Designation of a Privacy OfficerRemoval of a named Privacy Officer., along with their contact information

05-06-20 Proposed

LONG ISLAND POWER AUTHORITY

LPA-08-01-00003 Pole attachments and related mattersTo approve revisions to the authority’s tariff

02-21-01 Proposed

LPA-41-02-00005 Tariff for electric serviceTo revise the tariff for electric service

10-09-02 Proposed

LPA-04-06-00007 Tariff for electric serviceTo adopt provisions of a ratepayer protection plan

01-25-06 Proposed

ID Number Issue Date Action QUARTERLY INDEX

25

Page 30: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

LONG ISLAND POWER AUTHORITY

LPA-03-10-00004 Residential late payment chargesTo extend the application of late payment charges to residential customers

01-20-10 Proposed

LPA-15-18-00013 Outdoor area lightingTo add an option and pricing for efficient LED lamps to the Authority’s outdoor area lighting

04-11-18 Proposed

LPA-37-18-00013 The net energy metering provisions of the Authority’s Tariff for Electric ServiceTo implement PSC guidance increasing eligibility for value stack compensation to larger projects

09-12-18 Proposed

LPA-37-18-00017 The treatment of electric vehicle charging in the Authority’s Tariff for Electric Service.To effectuate the outcome of the Public Service Commission’s proceeding on electric vehicle supply equipment.

09-12-18 Proposed

LPA-37-18-00018 The treatment of energy storage in the Authority’s Tariff for Electric Service.To effectuate the outcome of the Public Service Commission’s proceeding on the NY Energy Storage Roadmap.

09-12-18 Proposed

LPA-37-19-00005 The Authority’s annual budget, as reflected in the rates and charges in the Tariff for Electric ServiceTo update the Tariff to implement the Authority’s annual budget and corresponding rate adjustments

09-11-19 Proposed

01-15-20 Finalized

LPA-37-19-00006 The modification of the SGIP to clarify and reflect updates to the State’s Standardized Interconnection Requirements(SIR)To be consistent with the State’s SIR and related orders

09-11-19 Proposed

01-15-20 Finalized

LPA-37-19-00007 The standard rates for pole attachments of the Authority’s Tariff for Electric ServiceTo update the Authority’s standard rates for pole attachments in accordance with recent Public Service Commission ac-tion

09-11-19 Proposed

01-15-20 Finalized

LPA-47-19-00017 VDER, net metering, and community distributed generationTo update the Authority’s tariff for consistency with the Public Service Commission, Department of Public Service, andCLCPA.

11-20-19 Proposed

06-10-20 Finalized

LPA-09-20-00009 LIPA’s Tariff for Buy-Back Service (Service Classification No. 11)To add a new Feed-In Tariff to supply the newly proposed Solar Communities program

03-04-20 Proposed

06-10-20 Finalized

LPA-09-20-00010 To update and implement latest requirements for ESCOs proposing to do business within the Authority’s service territory.To strengthen customer protections and be consistent with Public Service Commission orders on retail energy markets.

03-04-20 Proposed

LPA-09-20-00011 The modification of Service Classification No. 13 - Negotiated ContractsTo update the Authority’s Tariff and authorize a negotiated contract with the Suffolk County Department of Public Works

03-04-20 Proposed

06-10-20 Finalized

LPA-09-20-00012 The Smart Grid Small Generator Interconnection ProceduresTo be consistent with the New York State Standardized Interconnection Requirements

03-04-20 Proposed

06-10-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

26

Page 31: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

LONG ISLAND POWER AUTHORITY

LPA-09-20-00013 The Long Island Choice provisions of the Authority’s Tariff.To enable CCA formation within the Long Island Choice Program.

03-04-20 Proposed

06-10-20 Finalized

LPA-15-20-00010 LIPA’s late payment charges, reconnection charges, and low-income customer discount enrollmentTo allow waiver of late payment and reconnection charges and extend the grace period for re-enrolling in customer billdiscounts

04-15-20 Emergency

LPA-23-20-00011 Customer deferred payment agreements and security depositsTo provide additional flexibility to the Service Provider to assist customers dealing with COVID-19 and related shut-downs

06-10-20 Emergency

LONG ISLAND RAILROAD COMPANY

LIR-20-20-00005 The conduct and safety of the public in the use of terminals, stations, and trains operated by The Long Island RailroadCompanyTo safeguard the public health and safety by amending rules concerning appropriate and safe uses of terminals and sta-tions

05-20-20 Emergency/Proposed

MANHATTAN AND BRONX SURFACE TRANSIT OPERATING AUTHORITY

MBA-20-20-00002 The conduct and safety of the public in the use of facilities and conveyances operated by the MaBSTOATo safeguard the public health and safety by amending existing rules concerning appropriate and safe use of the transitsystem

05-20-20 Emergency/Proposed

MENTAL HEALTH, OFFICE OF

OMH-43-19-00008 Personalized Recovery Oriented Services (PROS)To Allow PROS participants to receive Clinic Treatment from an Article 31 Clinic operated by the same agency

10-23-19 Proposed

01-29-20 Finalized

OMH-46-19-00005 Definition of ‘‘Case record, clinical record, medical record or patient record’’To clarify that the agency does not consider the provision to apply to the definition of “record” as set forth in MHL 9.01

11-13-19 Proposed

05-13-20 Finalized

OMH-47-19-00001 Limits on Executive CompensationTo eliminate ‘‘soft cap’’ restrictions on compensation.

11-20-19 Proposed

OMH-12-20-00003 Uncompensated care funds issued pursuant to the Indigent Care Program.To ensure the appropriate allocation of uncompensated care funds.

03-25-20 Proposed

OMH-18-20-00003 Clinic Treatment PlansTo provide more flexibility in the development and execution of an individual’s treatment plan

05-06-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

27

Page 32: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

METRO-NORTH COMMUTER RAILROAD

MCR-20-20-00004 The conduct and safety of the public in the use of terminal, stations, and trains operated by Metro-North CommuterRailroadTo safeguard the public health and safety by amending rules concerning appropriate and safe uses of terminal and sta-tions

05-20-20 Emergency/Proposed

METROPOLITAN TRANSPORTATION AGENCY

MTA-23-19-00006 Debarment of contractorsTo comply with Public Authorities Law, section 1279-h, which requires the MTA to establish a debarment process forcontractors

06-05-19 Emergency/Proposed

09-04-19 Emergency

11-06-19 Emergency

12-31-19 Emergency

03-04-20 Emergency

04-29-20 Emergency

06-03-20 Revised

MTA-23-20-00003 Debarment of contractorsTo comply with Public Authorities Law, section 1279-h, which requires the MTA to establish a debarment process.

06-10-20 Emergency

MOTOR VEHICLES, DEPARTMENT OF

MTV-04-20-00001 Alcohol & Drug Rehabilitation Programs - Restricted Use License eligibility provisionconforms regulation with statute

01-29-20 Proposed

02-19-20 Withdrawn

MTV-07-20-00005 Electronic transmission of data by dismantlers and scrap processorsTo establish procedures for the electronic transmission of data by dismantlers and scrap processors

02-19-20 Proposed

MTV-12-20-00005 Establishes an Internet Prelicensing Course.conforms regulation with statute.

03-25-20 Proposed

06-17-20 Finalized

NEW YORK CITY TRANSIT AUTHORITY

NTA-20-20-00001 The conduct and safety of the public in the use of facilities and conveyances operated by New York City Transit AuthorityTo safeguard the public health and safety by amending existing rules concerning appropriate and safe use of tge transitsystem

05-20-20 Emergency/Proposed

NIAGARA FALLS WATER BOARD

NFW-04-13-00004 Adoption of Rates, Fees and ChargesTo pay for the increased costs necessary to operate, maintain and manage the system, and to achieve covenants withbondholders

01-23-13 Emergency/Proposed

NFW-13-14-00006 Adoption of Rates, Fees and ChargesTo pay for increased costs necessary to operate, maintain and manage the system and to achieve covenants with thebondholders

04-02-14 Emergency/Proposed

ID Number Issue Date Action QUARTERLY INDEX

28

Page 33: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

NIAGARA FALLS WATER BOARD

NFW-01-19-00019 Adoption of Rates, Fees, and ChargesTo pay for increased costs necessary to operate, maintain, and manage the system, and to meet covenants with thebondholders

01-02-19 Emergency/Proposed

02-19-20 Finalized

OGDENSBURG BRIDGE AND PORT AUTHORITY

OBA-33-18-00019 Increase in Bridge Toll StructureTo increase bridge toll revenue in order to become financially self-supporting. Our bridge operations are resulting indeficit.

08-15-18 Proposed

OBA-07-19-00019 Increase in Bridge Toll StructureTo increase bridge toll revenue in order to become financially self-supporting. Our bridge operations are resulting in defi-cit

02-13-19 Proposed

PARKS, RECREATION AND HISTORIC PRESERVATION, OFFICE OF

PKR-23-20-00005 face coverings, social distancing and dispersal of groups not from the same household or family unitTo encourage patrons to wear face coverings or stay six feet away from other patrons and not congregate in groups atparks

06-10-20 Emergency/Proposed

PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-06-20-00009 Creates Extended Treatment UnitsTo provide service and supports for individuals in crisis

02-12-20 Emergency/Proposed

03-18-20 Emergency

04-29-20 Finalized

POWER AUTHORITY OF THE STATE OF NEW YORK

PAS-01-10-00010 Rates for the sale of power and energyUpdate ECSB Programs customers’ service tariffs to streamline them/include additional required information

01-06-10 Proposed

PAS-42-19-00008 Rates for the Sale of Power and EnergyTo align rates and costs

10-16-19 Proposed

02-19-20 Finalized

PUBLIC SERVICE COMMISSION

PSC-09-99-00012 Transfer of books and records by Citizens Utilities CompanyTo relocate Ogden Telephone Company’s books and records out-of-state

03-03-99 Proposed

PSC-15-99-00011 Electronic tariff by Woodcliff Park Corp.To replace the company’s current tariff with an electronic tariff

04-14-99 Proposed

PSC-12-00-00001 Winter bundled sales service election date by Central Hudson Gas & Electric CorporationTo revise the date

03-22-00 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-44-01-00005 Annual reconciliation of gas costs by Corning Natural Gas CorporationTo authorize the company to include certain gas costs

10-31-01 Proposed

PSC-07-02-00032 Uniform business practicesTo consider modification

02-13-02 Proposed

PSC-36-03-00010 Performance assurance plan by Verizon New YorkTo consider changes

09-10-03 Proposed

PSC-40-03-00015 Receipt of payment of bills by St. Lawrence Gas CompanyTo revise the process

10-08-03 Proposed

PSC-41-03-00010 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-41-03-00011 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-44-03-00009 Retail access data between jurisdictional utilitiesTo accommodate changes in retail access market structure or commission mandates

11-05-03 Proposed

PSC-02-04-00008 Delivery rates for Con Edison’s customers in New York City and Westchester County by the City of New YorkTo rehear the Nov. 25, 2003 order

01-14-04 Proposed

PSC-06-04-00009 Transfer of ownership interest by SCS Energy LLC and AE Investors LLCTo transfer interest in Steinway Creek Electric Generating Company LLC to AE Investors LLC

02-11-04 Proposed

PSC-10-04-00005 Temporary protective orderTo consider adopting a protective order

03-10-04 Proposed

PSC-10-04-00008 Interconnection agreement between Verizon New York Inc. and VIC-RMTS-DC, L.L.C. d/b/a Verizon AvenueTo amend the agreement

03-10-04 Proposed

PSC-14-04-00008 Submetering of natural gas service to industrial and commercial customers by Hamburg FairgroundsTo submeter gas service to commercial customers located at the Buffalo Speedway

04-07-04 Proposed

PSC-15-04-00022 Submetering of electricity by Glenn Gardens Associates, L.P.To permit submetering at 175 W. 87th St., New York, NY

04-14-04 Proposed

PSC-21-04-00013 Verizon performance assurance plan by Metropolitan TelecommunicationsTo clarify the appropriate performance level

05-26-04 Proposed

PSC-22-04-00010 Approval of new types of electricity meters by Powell Power Electric CompanyTo permit the use of the PE-1250 electronic meter

06-02-04 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-22-04-00013 Major gas rate increase by Consolidated Edison Company of New York, Inc.To increase annual gas revenues

06-02-04 Proposed

PSC-22-04-00016 Master metering of water by South Liberty CorporationTo waive the requirement for installation of separate water meters

06-02-04 Proposed

PSC-25-04-00012 Interconnection agreement between Frontier Communications of Ausable Valley, Inc., et al. and Sprint CommunicationsCompany, L.P.To amend the agreement

06-23-04 Proposed

PSC-27-04-00008 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-27-04-00009 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-28-04-00006 Approval of loans by Dunkirk & Fredonia Telephone Company and Cassadaga Telephone CorporationTo authorize participation in the parent corporation’s line of credit

07-14-04 Proposed

PSC-31-04-00023 Distributed generation service by Consolidated Edison Company of New York, Inc.To provide an application form

08-04-04 Proposed

PSC-34-04-00031 Flat rate residential service by Emerald Green Lake Louise Marie Water Company, Inc.To set appropriate level of permanent rates

08-25-04 Proposed

PSC-35-04-00017 Application form for distributed generation by Orange and Rockland Utilities, Inc.To establish a new supplementary application form for customers

09-01-04 Proposed

PSC-43-04-00016 Accounts recievable by Rochester Gas and Electric CorporationTo include in its tariff provisions for the purchase of ESCO accounts recievable

10-27-04 Proposed

PSC-46-04-00012 Service application form by Consolidated Edison Company of New York, Inc.To revise the form and make housekeeping changes

11-17-04 Proposed

PSC-46-04-00013 Rules and guidelines governing installation of metering equipmentTo establish uniform statewide business practices

11-17-04 Proposed

PSC-02-05-00006 Violation of the July 22, 2004 order by Dutchess Estates Water Company, Inc.To consider imposing remedial actions against the company and its owners, officers and directors

01-12-05 Proposed

PSC-09-05-00009 Submetering of natural gas service by Hamlet on Olde Oyster BayTo consider submetering of natural gas to a commercial customer

03-02-05 Proposed

PSC-14-05-00006 Request for deferred accounting authorization by Freeport Electric Inc.To defer expenses beyond the end of the fiscal year

04-06-05 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-18-05-00009 Marketer Assignment Program by Consolidated Edison Company of New York, Inc.To implement the program

05-04-05 Proposed

PSC-20-05-00028 Delivery point aggregation fee by Allied Frozen Storage, Inc.To review the calculation of the fee

05-18-05 Proposed

PSC-25-05-00011 Metering, balancing and cashout provisions by Central Hudson Gas & Electric CorporationTo establish provisions for gas customers taking service under Service Classification Nos. 8, 9 and 11

06-22-05 Proposed

PSC-27-05-00018 Annual reconciliation of gas costs by New York State Electric & Gas CorporationTo consider the manner in which the gas cost incentive mechanism has been applied

07-06-05 Proposed

PSC-41-05-00013 Annual reconciliation of gas expenses and gas cost recoveries by local distribution companies and municipalitiesTo consider the filings

10-12-05 Proposed

PSC-45-05-00011 Treatment of lost and unaccounted gas costs by Corning Natural Gas CorporationTo defer certain costs

11-09-05 Proposed

PSC-46-05-00015 Sale of real and personal property by the Brooklyn Union Gas Company d/b/a KeySpan Energy Delivery New York andSteel Arrow, LLCTo consider the sale

11-16-05 Proposed

PSC-47-05-00009 Transferral of gas supplies by Corning Natural Gas CorporationTo approve the transfer

11-23-05 Proposed

PSC-50-05-00008 Long-term debt by Saratoga Glen Hollow Water Supply Corp.To obtain long-term debt

12-14-05 Proposed

PSC-04-06-00024 Transfer of ownership interests by Mirant NY-Gen LLC and Orange and Rockland Utilities, Inc.To approve of the transfer

01-25-06 Proposed

PSC-06-06-00015 Gas curtailment policies and proceduresTo examine the manner and extent to which gas curtailment policies and procedures should be modified and/orestablished

02-08-06 Proposed

PSC-07-06-00009 Modification of the current Environmental Disclosure ProgramTo include an attributes accounting system

02-15-06 Proposed

PSC-22-06-00019 Hourly pricing by National GridTo assess the impacts

05-31-06 Proposed

PSC-22-06-00020 Hourly pricing by New York State Electric & Gas CorporationTo assess the impacts

05-31-06 Proposed

PSC-22-06-00021 Hourly pricing by Rochester Gas & Electric CorporationTo assess the impacts

05-31-06 Proposed

ID Number Issue Date Action QUARTERLY INDEX

32

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PUBLIC SERVICE COMMISSION

PSC-22-06-00022 Hourly pricing by Consolidated Edison Company of New York, Inc.To assess the impacts

05-31-06 Proposed

PSC-22-06-00023 Hourly pricing by Orange and Rockland Utilities, Inc.To assess the impacts

05-31-06 Proposed

PSC-24-06-00005 Supplemental home energy assistance benefitsTo extend the deadline to Central Hudson’s low-income customers

06-14-06 Emergency/Proposed

PSC-25-06-00017 Purchased power adjustment by Massena Electric DepartmentTo revise the method of calculating the purchased power adjustment and update the factor of adjustment

06-21-06 Proposed

PSC-34-06-00009 Inter-carrier telephone service quality standards and metrics by the Carrier Working GroupTo incorporate appropriate modifications

08-23-06 Proposed

PSC-37-06-00015 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

PSC-37-06-00017 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

PSC-43-06-00014 Electric delivery services by Strategic Power Management, Inc.To determine the proper mechanism for the rate-recovery of costs

10-25-06 Proposed

PSC-04-07-00012 Petition for rehearing by Orange and Rockland Utilities, Inc.To clarify the order

01-24-07 Proposed

PSC-06-07-00015 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for electric service

02-07-07 Proposed

PSC-06-07-00020 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for gas service

02-07-07 Proposed

PSC-11-07-00010 Investigation of the electric power outages by the Consolidated Edison Company of New York, Inc.To implement the recommendations in the staff’s investigation

03-14-07 Proposed

PSC-11-07-00011 Storm-related power outages by Consolidated Edison Company of New York, Inc.To modify the company’s response to power outages, the timing for any such changes and other related matters

03-14-07 Proposed

PSC-17-07-00008 Interconnection agreement between Verizon New York Inc. and BridgeCom International, Inc.To amend the agreement

04-25-07 Proposed

PSC-18-07-00010 Existing electric generating stations by Independent Power Producers of New York, Inc.To repower and upgrade existing electric generating stations owned by Rochester Gas and Electric Corporation

05-02-07 Proposed

ID Number Issue Date Action QUARTERLY INDEX

33

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PUBLIC SERVICE COMMISSION

PSC-20-07-00016 Tariff revisions and making rates permanent by New York State Electric & Gas CorporationTo seek rehearing

05-16-07 Proposed

PSC-21-07-00007 Natural Gas Supply and Acquisition Plan by Corning Natural Gas CorporationTo revise the rates, charges, rules and regulations for gas service

05-23-07 Proposed

PSC-22-07-00015 Demand Side Management Program by Consolidated Edison Company of New York, Inc.To recover incremental program costs and lost revenue

05-30-07 Proposed

PSC-23-07-00022 Supplier, transportation, balancing and aggregation service by National Fuel Gas Distribution CorporationTo explicitly state in the company’s tariff that the threshold level of elective upstream transmission capacity is a maximumof 112,600 Dth/day of marketer-provided upstream capacity

06-06-07 Proposed

PSC-24-07-00012 Gas Efficiency Program by the City of New YorkTo consider rehearing a decision establishing a Gas Efficiency Program

06-13-07 Proposed

PSC-39-07-00017 Gas bill issuance charge by New York State Electric & Gas CorporationTo create a gas bill issuance charge unbundled from delivery rates

09-26-07 Proposed

PSC-41-07-00009 Submetering of electricity rehearingTo seek reversal

10-10-07 Proposed

PSC-42-07-00012 Energy efficiency program by Orange and Rockland Utilities, Inc.To consider any energy efficiency program for Orange and Rockland Utilities, Inc.’s electric service

10-17-07 Proposed

PSC-42-07-00013 Revenue decoupling by Orange and Rockland Utilities, Inc.To consider a revenue decoupling mechanism for Orange and Rockland Utilities, Inc.

10-17-07 Proposed

PSC-45-07-00005 Customer incentive programs by Orange and Rockland Utilities, Inc.To establish a tariff provision

11-07-07 Proposed

PSC-02-08-00006 Additional central office codes in the 315 area code regionTo consider options for making additional codes

01-09-08 Proposed

PSC-03-08-00006 Rehearing of the accounting determinationsTo grant or deny a petition for rehearing of the accounting determinations

01-16-08 Proposed

PSC-04-08-00010 Granting of easement rights on utility property by Central Hudson Gas & Electric CorporationTo grant easement rights to Millennium Pipeline Company, L.L.C.

01-23-08 Proposed

PSC-04-08-00012 Marketing practices of energy service companies by the Consumer Protection Board and New York City Department ofConsumer AffairsTo consider modifying the commission’s regulation over marketing practices of energy service companies

01-23-08 Proposed

PSC-08-08-00016 Transfer of ownership by Entergy Nuclear Fitzpatrick LLC, et al.To consider the transfer

02-20-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

34

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PUBLIC SERVICE COMMISSION

PSC-12-08-00019 Extend the provisions of the existing electric rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-12-08-00021 Extend the provisions of the existing gas rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-13-08-00011 Waiver of commission policy and NYSEG tariff by Turner Engineering, PCTo grant or deny Turner’s petition

03-26-08 Proposed

PSC-13-08-00012 Voltage drops by New York State Electric & Gas CorporationTo grant or deny the petition

03-26-08 Proposed

PSC-23-08-00008 Petition requesting rehearing and clarification of the commission’s April 25, 2008 order denying petition of public utilitylaw projectTo consider whether to grant or deny, in whole or in part, the May 7, 2008 Public Utility Law Project (PULP) petition forrehearing and clarification of the commission’s April 25, 2008 order denying petition of Public Utility Law Project

06-04-08 Proposed

PSC-25-08-00007 Policies and procedures regarding the selection of regulatory proposals to meet reliability needsTo establish policies and procedures regarding the selection of regulatory proposals to meet reliability needs

06-18-08 Proposed

PSC-25-08-00008 Report on Callable Load OpportunitiesRider U report assessing callable load opportunities in New York City and Westchester County during the next 10 years

06-18-08 Proposed

PSC-28-08-00004 Con Edison’s procedure for providing customers access to their account informationTo consider Con Edison’s implementation plan and timetable for providing customers access to their account information

07-09-08 Proposed

PSC-31-08-00025 Recovery of reasonable DRS costs from the cost mitigation reserve (CMR)To authorize recovery of the DRS costs from the CMR

07-30-08 Proposed

PSC-32-08-00009 The ESCO referral program for KEDNY to be implemented by October 1, 2008To approve, reject or modify, in whole or in part, KEDNY’s recommended ESCO referral program

08-06-08 Proposed

PSC-33-08-00008 Noble Allegany’s request for lightened regulationTo consider Noble Allegany’s request for lightened regulation as an electric corporation

08-13-08 Proposed

PSC-36-08-00019 Land Transfer in the Borough of Manhattan, New YorkTo consider petition for transfer of real property to NYPH

09-03-08 Proposed

PSC-39-08-00010 RG&E’s economic development plan and tariffsConsideration of the approval of RG&E’s economic development plan and tariffs

09-24-08 Proposed

PSC-40-08-00010 Loans from regulated company to its parentTo determine if the cash management program resulting in loans to the parent should be approved

10-01-08 Proposed

PSC-41-08-00009 Transfer of control of cable TV franchiseTo determine if the transfer of control of Margaretville’s cable TV subsidiary should be approved

10-08-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

35

Page 40: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

PUBLIC SERVICE COMMISSION

PSC-43-08-00014 Annual Reconcilliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Re-coveries

10-22-08 Proposed

PSC-46-08-00008 Property transfer in the Village of Avon, New YorkTo consider a petition for the transfer of street lighting and attached equipment to the Village of Avon, New York

11-12-08 Proposed

PSC-46-08-00010 A transfer of indirect ownership interests in nuclear generation facilitiesConsideration of approval of a transfer of indirect ownership interests in nuclear generation facilities

11-12-08 Proposed

PSC-46-08-00014 The attachment of cellular antennae to an electric transmission towerTo approve, reject or modify the request for permission to attach cellular antennae to an electric transmission tower

11-12-08 Proposed

PSC-48-08-00005 A National Grid high efficiency gas heating equipment rebate programTo expand eligibility to customers converting from oil to natural gas

11-26-08 Proposed

PSC-48-08-00008 Petition for the master metering and submetering of electricityTo consider the request of Bay City Metering, to master meter & submeter electricity at 345 E. 81st St., New York, NewYork

11-26-08 Proposed

PSC-48-08-00009 Petition for the submetering of electricityTo consider the request of PCV/ST to submeter electricity at Peter Cooper Village & Stuyvesant Town, New York, NewYork

11-26-08 Proposed

PSC-50-08-00018 Market Supply ChargeA study on the implementation of a revised Market Supply Charge

12-10-08 Proposed

PSC-51-08-00006 Commission’s October 27, 2008 Order on Future of Retail Access Programs in Case 07-M-0458To consider a Petition for rehearing of the Commission’s October 27, 2008 Order in Case 07-M-0458

12-17-08 Proposed

PSC-51-08-00007 Commission’s October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078To consider Petitions for rehearing of the Commission’s October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and08-G-0078

12-17-08 Proposed

PSC-53-08-00011 Use of deferred Rural Telephone Bank fundsTo determine if the purchase of a softswitch by Hancock is an appropriate use of deferred Rural Telephone Bank funds

12-31-08 Proposed

PSC-53-08-00012 Transfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NYTransfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NY

12-31-08 Proposed

PSC-53-08-00013 To transfer common stock and ownershipTo consider transfer of common stock and ownership

12-31-08 Proposed

PSC-01-09-00015 FCC decision to redefine service area of Citizens/FrontierReview and consider FCC proposed redefinition of Citizens/Frontier service area

01-07-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

36

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PUBLIC SERVICE COMMISSION

PSC-02-09-00010 Competitive classification of independent local exchange company, and regulatory relief appropriate theretoTo determine if Chazy & Westport Telephone Corporation more appropriately belongs in scenario 1 rather than scenario2

01-14-09 Proposed

PSC-05-09-00008 Revenue allocation, rate design, performance metrics, and other non-revenue requirement issuesTo consider any remaining non-revenue requirement issues related to the Company’s May 9, 2008 tariff filing

02-04-09 Proposed

PSC-05-09-00009 Numerous decisions involving the steam system including cost allocation, energy efficiency and capital projectsTo consider the long term impacts on steam rates and on public policy of various options concerning the steam system

02-04-09 Proposed

PSC-06-09-00007 Interconnection of the networks between Frontier Comm. and WVT Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier Comm. and WVT Comm.

02-11-09 Proposed

PSC-07-09-00015 Transfer certain utility assets located in the Town of Montgomery from plant held for future use to non-utility propertyTo consider the request to transfer certain utility assets located in the Town of Montgomery to non-utility assets

02-18-09 Proposed

PSC-07-09-00017 Request for authorization to defer the incremental costs incurred in the restoration work resulting from the ice stormTo allow the company to defer the incremental costs incurred in the restoration work resulting from the ice storm

02-18-09 Proposed

PSC-07-09-00018 Whether to permit the submetering of natural gas service to an industrial and commercial customer at Cooper Union,New York, NYTo consider the request of Cooper Union, to submeter natural gas at 41 Cooper Square, New York, New York

02-18-09 Proposed

PSC-12-09-00010 Charges for commodityTo charge customers for commodity costs

03-25-09 Proposed

PSC-12-09-00012 Charges for commodityTo charge customers for commodity costs

03-25-09 Proposed

PSC-13-09-00008 Options for making additional central office codes available in the 718/347 numbering plan areaTo consider options for making additional central office codes available in the 718/347 numbering plan area

04-01-09 Proposed

PSC-14-09-00014 The regulation of revenue requirements for municipal utilities by the Public Service CommissionTo determine whether the regulation of revenue requirements for municipal utilities should be modified

04-08-09 Proposed

PSC-16-09-00010 Petition for the submetering of electricityTo consider the request of AMPS on behalf of Park Imperial to submeter electricity at 230 W. 56th Street, in New York,New York

04-22-09 Proposed

PSC-16-09-00020 Whether SUNY’s core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacityWhether SUNY’s core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacity

04-22-09 Proposed

PSC-17-09-00010 Whether to permit the use of Elster REX2 solid state electric meter for use in residential and commerical accountsTo permit electric utilities in New York State to use the Elster REX2

04-29-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

37

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PUBLIC SERVICE COMMISSION

PSC-17-09-00011 Whether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxesWhether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxes

04-29-09 Proposed

PSC-17-09-00012 Petition for the submetering of gas at commercial propertyTo consider the request of Turner Construction, to submeter natural gas at 550 Short Ave., & 10 South St., GovernorsIsland, NY

04-29-09 Proposed

PSC-17-09-00014 Benefit-cost framework for evaluating AMI programs prepared by the DPS StaffTo consider a benefit-cost framework for evaluating AMI programs prepared by the DPS Staff

04-29-09 Proposed

PSC-17-09-00015 The construction of a tower for wireless antennas on land owned by National GridTo approve, reject or modify the petition to build a tower for wireless antennas in the Town of Onondaga

04-29-09 Proposed

PSC-18-09-00012 Petition for rehearing of Order approving the submetering of electricityTo consider the request of Frank Signore to rehear petition to submeter electricity at One City Place in White Plains, NewYork

05-06-09 Proposed

PSC-18-09-00013 Petition for the submetering of electricityTo consider the request of Living Opportunities of DePaul to submeter electricity at E. Main St. located in Batavia, NewYork

05-06-09 Proposed

PSC-18-09-00017 Approval of an arrangement for attachment of wireless antennas to the utility’s transmission facilities in the City ofYonkersTo approve, reject or modify the petition for the existing wireless antenna attachment to the utility’s transmission tower

05-06-09 Proposed

PSC-20-09-00016 The recovery of, and accounting for, costs associated with the Companies’ advanced metering infrastructure (AMI) pilotsetcTo consider a filing of the Companies as to the recovery of, and accounting for, costs associated with it’s AMI pilots etc

05-20-09 Proposed

PSC-20-09-00017 The recovery of, and accounting for, costs associated with CHG&E’s AMI pilot programTo consider a filing of CHG&E as to the recovery of, and accounting for, costs associated with it’s AMI pilot program

05-20-09 Proposed

PSC-22-09-00011 Cost allocation for Consolidated Edison’s East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison’s East River RepoweringProject

06-03-09 Proposed

PSC-25-09-00005 Whether to grant, deny, or modify, in whole or in part, the petitionWhether to grant, deny, or modify, in whole or in part, the petition

06-24-09 Proposed

PSC-25-09-00006 Electric utility implementation plans for proposed web based SIR application process and project status databaseTo determine if the proposed web based SIR systems are adequate and meet requirements needed for implementation

06-24-09 Proposed

PSC-25-09-00007 Electric rates for Consolidated Edison Company of New York, IncConsider a Petition for Rehearing filed by Consolidated Edison Company of New York, Inc

06-24-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

38

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PUBLIC SERVICE COMMISSION

PSC-27-09-00011 Interconnection of the networks between Vernon and tw telecom of new york I.p. for local exchange service andexchange access.To review the terms and conditions of the negotiated agreement between Vernon and tw telecom of new york I.p.

07-08-09 Proposed

PSC-27-09-00014 Billing and payment for energy efficiency measures through utility billTo promote energy conservation

07-08-09 Proposed

PSC-27-09-00015 Interconnection of the networks between Oriskany and tw telecom of new york l.p. for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Oriskany and tw telecom of new york l.p

07-08-09 Proposed

PSC-29-09-00011 Consideration of utility compliance filingsConsideration of utility compliance filings

07-22-09 Proposed

PSC-32-09-00009 Cost allocation for Consolidated Edison’s East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison’s East River RepoweringProject

08-12-09 Proposed

PSC-34-09-00016 Recommendations made in the Management Audit Final ReportTo consider whether to take action or recommendations contained in the Management Audit Final Report

08-26-09 Proposed

PSC-34-09-00017 To consider the transfer of control of Plattsburgh Cablevision, Inc. d/b/a Charter Communications to CH Communications,LLCTo allow the Plattsburgh Cablevision, Inc. to distribute its equity interest in CH Communications, LLC

08-26-09 Proposed

PSC-36-09-00008 The increase in the non-bypassable charge implemented by RG&E on June 1, 2009Considering exemptions from the increase in the non-bypassable charge implemented by RG&E on June 1, 2009

09-09-09 Proposed

PSC-37-09-00015 Sale of customer-generated steam to the Con Edison steam systemTo establish a mechanism for sale of customer-generated steam to the Con Edison steam system

09-16-09 Proposed

PSC-37-09-00016 Applicability of electronic signatures to Deferred Payment AgreementsTo determine whether electronic signatures can be accepted for Deferred Payment Agreements

09-16-09 Proposed

PSC-39-09-00015 Modifications to the $5 Bill Credit ProgramConsideration of petition of National Grid to modify the Low Income $5 Bill Credit Program

09-30-09 Proposed

PSC-39-09-00018 The offset of deferral balances with Positive Benefit AdjustmentsTo consider a petition to offset deferral balances with Positive Benefit Adjustments

09-30-09 Proposed

PSC-40-09-00013 Uniform System of Accounts - request for deferral and amortization of costsTo consider a petition to defer and amortize costs

10-07-09 Proposed

PSC-51-09-00029 Rules and guidelines for the exchange of retail access data between jurisdictional utilities and eligible ESCOsTo revise the uniform Electronic Data Interchange Standards and business practices to incorporate a contest period

12-23-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-51-09-00030 Waiver or modification of Capital Expenditure condition of mergerTo allow the companies to expend less funds for capital improvement than required by the merger

12-23-09 Proposed

PSC-52-09-00006 ACE’s petition for rehearing for an order regarding generator-specific energy deliverability study methodologyTo consider whether to change the Order Prescribing Study Methodology

12-30-09 Proposed

PSC-52-09-00008 Approval for the New York Independent System Operator, Inc. to incur indebtedness and borrow up to $50,000,000To finance the renovation and construction of the New York Independent System Operator, Inc.’s power control centerfacilities

12-30-09 Proposed

PSC-05-10-00008 Petition for the submetering of electricityTo consider the request of University Residences - Rochester, LLC to submeter electricity at 220 John Street, Henrietta,NY

02-03-10 Proposed

PSC-05-10-00015 Petition for the submetering of electricityTo consider the request of 243 West End Avenue Owners Corp. to submeter electricity at 243 West End Avenue, NewYork, NY

02-03-10 Proposed

PSC-06-10-00022 The Commission’s Order of December 17, 2009 related to redevelopment of Consolidated Edison’s Hudson Avenuegenerating facilityTo reconsider the Commission’s Order of December 17, 2009 related to redevelopment of the Hudson Avenue generatingfacility

02-10-10 Proposed

PSC-07-10-00009 Petition to revise the Uniform Business PracticesTo consider the RESA petition to allow rescission of a customer request to return to full utility service

02-17-10 Proposed

PSC-08-10-00007 Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847

02-24-10 Proposed

PSC-08-10-00009 Consolidated Edison of New York, Inc. energy efficiency programsTo modify approved energy efficiency programs

02-24-10 Proposed

PSC-12-10-00015 Recommendations made by Staff intended to enhance the safety of Con Edison’s gas operationsTo require that Con Edison implement the Staff recommendations intended to enhance the safety of Con Edison’s gasoperations

03-24-10 Proposed

PSC-14-10-00010 Petition for the submetering of electricityTo consider the request of 61 Jane Street Owners Corporation to submeter Electricity at 61 Jane Street, Manhattan, NY

04-07-10 Proposed

PSC-16-10-00005 To consider adopting and expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

04-21-10 Proposed

PSC-16-10-00007 Interconnection of the networks between TDS Telecom and PAETEC Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between TDS Telecom and PAETEC Communications

04-21-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-16-10-00015 Interconnection of the networks between Frontier and Choice One Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier and Choice One Communications

04-21-10 Proposed

PSC-18-10-00009 Electric utility transmission right-of-way management practicesTo consider electric utility transmission right-of-way management practices

05-05-10 Proposed

PSC-19-10-00022 Whether National Grid should be permitted to transfer a parcel of property located at 1 Eddy Street, Fort Edward, NewYorkTo decide whether to approve National Grid’s request to transfer a parcel of vacant property in Fort Edward, New York

05-12-10 Proposed

PSC-22-10-00006 Requirement that Noble demonstrate that its affiliated electric corporations operating in New York are providing safe ser-viceConsider requiring that Noble demonstrate that its affiliated electric corporations in New York are providing safe service

06-02-10 Proposed

PSC-22-10-00008 Petition for the submetering of electricityTo consider the request of 48-52 Franklin Street to submeter electricity at 50 Franklin Street, New York, New York

06-02-10 Proposed

PSC-24-10-00009 Verizon New York Inc. tariff regulations relating to voice messaging serviceTo remove tariff regulations relating to retail voice messaging service from Verizon New York Inc.’s tariff

06-16-10 Proposed

PSC-25-10-00012 Reassignment of the 2-1-1 abbreviated dialing codeConsideration of petition to reassign the 2-1-1 abbreviated dialing code

06-23-10 Proposed

PSC-27-10-00016 Petition for the submetering of electricityTo consider the request of 9271 Group, LLC to submeter electricity at 960 Busti Avenue, Buffalo, New York

07-07-10 Proposed

PSC-34-10-00003 The modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities Program

08-25-10 Proposed

PSC-34-10-00005 Approval of a contract for $250,000 in tank repairs that may be a financingTo decide whether to approve a contract between the parties that may be a financing of $250,000 for tank repairs

08-25-10 Proposed

PSC-34-10-00006 The modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities Program

08-25-10 Proposed

PSC-36-10-00010 Central Hudson’s procedures, terms and conditions for an economic development planConsideration of Central Hudson’s procedures, terms and conditions for an economic development plan

09-08-10 Proposed

PSC-40-10-00014 Disposition of a state sales tax refundTo determine how much of a state sales tax refund should be retained by National Grid

10-06-10 Proposed

PSC-40-10-00021 Whether to permit the submetering of natural gas service to a commercial customer at Quaker Crossing MallTo permit the submetering of natural gas service to a commercial customer at Quaker Crossing Mall

10-06-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-41-10-00018 Amount of hourly interval data provided to Hourly Pricing customers who have not installed a phone line to read meterAllow Central Hudson to provide less than a years worth of interval data and charge for manual meter reading for somecustomers

10-13-10 Proposed

PSC-41-10-00022 Request for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NYRequest for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NY

10-13-10 Proposed

PSC-42-10-00011 Petition for the submetering of electricityTo consider the request of 4858 Group, LLC to submeter electricity at 456 Main Street, Buffalo, New York

10-20-10 Proposed

PSC-43-10-00016 Utility Access to Ducts, Conduit Facilities and Utility PolesTo review the complaint from Optical Communications Group

10-27-10 Proposed

PSC-44-10-00003 Third and fourth stage gas rate increase by Corning Natural Gas CorporationTo consider Corning Natural Gas Corporation’s request for a third and fourth stage gas rate increase

11-03-10 Proposed

PSC-51-10-00018 Commission proceeding concerning three-phase electric service by all major electric utilitiesInvestigate the consistency of the tariff provisions for three-phase electric service for all major electric utilities

12-22-10 Proposed

PSC-11-11-00003 The proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public serviceThe proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public service

03-16-11 Proposed

PSC-13-11-00005 Exclude the minimum monthly bill component from the earnings test calculationExclude the minimum monthly bill component from the earnings test calculation

03-30-11 Proposed

PSC-14-11-00009 Petition for the submetering of electricityTo consider the request of 83-30 118th Street to submeter electricity at 83-30 118th Street, Kew Gardens, New York

04-06-11 Proposed

PSC-19-11-00007 Utility price reporting requirements related to the Commission’s ‘‘Power to Choose’’ websiteModify the Commission’s utility electric commodity price reporting requirements related to the ‘‘Power to Choose’’ website

05-11-11 Proposed

PSC-20-11-00012 Petition for the submetering of electricityTo consider the request of KMW Group LLC to submeter electricity at 122 West Street, Brooklyn, New York

05-18-11 Proposed

PSC-20-11-00013 Determining the reasonableness of Niagara Mohawk Power Corporation d/b/a National Grid ‘s make ready chargesTo determine if the make ready charges of Niagara Mohawk Power Corporation d/b/a National Grid are reasonable

05-18-11 Proposed

PSC-22-11-00004 Whether to permit the use of the Sensus accWAVE for use in residential gas meter applicationsTo permit gas utilities in New York State to use the Sensus accWAVE diaphragm gas meter

06-01-11 Proposed

PSC-26-11-00007 Water rates and chargesTo approve an increase in annual revenues by about $25,266 or 50%

06-29-11 Proposed

PSC-26-11-00009 Petition for the submetering of electricity at commercial propertyTo consider the request of by Hoosick River Hardwoods, LLC to submeter electricity at 28 Taylor Avenue, in Berlin, NewYork

06-29-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-26-11-00012 Waiver of generation retirement notice requirementsConsideration of waiver of generation retirement notice requirements

06-29-11 Proposed

PSC-29-11-00011 Petition requesting the Commssion reconsider its May 19, 2011 Order and conduct a hearing, and petition to stay saidOrder.To consider whether to grant or deny, in whole or in part, Windstream New York’s Petition For Reconsideration andRehearing.

07-20-11 Proposed

PSC-34-11-00005 Approval for Hudson Transmission Partners, LLC to incur indebtedness and borrow up to $750,000,000To finance the construction of Hudson Transmission Partners, LLC’s electric transmission facility

08-24-11 Emergency/Adopted

PSC-35-11-00011 Whether to permit Consolidated Edison a waiver to commission regulations Part 226.8Permit Consolidated Edison to conduct a inspection program in lieu of testing the accuracy of Category C meters

08-31-11 Proposed

PSC-36-11-00006 To consider expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

09-07-11 Proposed

PSC-38-11-00002 Operation and maintenance procedures pertaining to steam trap capsAdopt modified steam operation and maintenance procedures

09-21-11 Proposed

PSC-38-11-00003 Waiver of certain provisions of the electric service tariffs of Con EdisonConsideration of waiver of certain provisions of the electric service tariffs of Con Edison

09-21-11 Proposed

PSC-40-11-00010 Participation of regulated local exchange carriers in the New York Data Exchange, Inc. (NYDE)Whether to partially modify its order requiring regulated local exchange carriers’ participation NYDE

10-05-11 Proposed

PSC-40-11-00012 Granting of transfer of plant in-service to a regulatory assetTo approve transfer and recovery of unamortized plant investment

10-05-11 Proposed

PSC-41-11-00002 Approval for National Grid’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve National Grid’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.

10-12-11 Emergency/Adopted

PSC-42-11-00018 Availability of telecommunications services in New York State at just and reasonable ratesProviding funding support to help ensure availability of affordable telecommunications service throughout New York

10-19-11 Proposed

PSC-43-11-00012 Transfer of outstanding shares of stockTransfer the issued outstanding shares of stock of The Meadows at Hyde Park Water-Works Corporation to HPWS, LLC

10-26-11 Proposed

PSC-44-11-00018 The New York State Energy Research and Development Authority’s proposal for an Agricultural Disaster Energy Effi-ciency Program.To assist farms damaged by Hurricane Irene and Tropical Storm Lee and to promote gas and electricity conservation inNew York.

11-02-11 Emergency/Adopted

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-45-11-00002 Approval for NYSEG’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve NYSEG’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.

11-09-11 Emergency/Adopted

PSC-47-11-00007 Remedying miscalculations of delivered gas as between two customer classesConsideration of Con Edison’s proposal to address inter-class delivery imbalances resulting from past Companymiscalculations

11-23-11 Proposed

PSC-48-11-00007 Transfer of controlling interests in generation facilities from Dynegy to PSEGConsideration of the transfer of controlling interests in electric generation facilities from Dynegy to PSEG

11-30-11 Proposed

PSC-48-11-00008 Petition for the submetering of electricityTo consider the request of To Better Days, LLC to submeter electricity at 37 East 4th Street, New York, New York

11-30-11 Proposed

PSC-01-12-00007 The New York State Reliability Council’s revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

01-04-12 Proposed

PSC-01-12-00008 Transfer of real property and easements from NMPNS to NMP3Consideration of the transfer of real property and easements from NMPNS to NMP3

01-04-12 Proposed

PSC-01-12-00009 Recovery of expenses related to the expansion of Con Edison’s ESCO referral program, PowerMoveTo determine how and to what extent expenses related to the Expansion of Con Edison’s ESCO referral program shouldbe recovered

01-04-12 Proposed

PSC-11-12-00002 Whether to grant, deny or modify, in whole or part, Hegeman’s petition for a waiver of Commission policy and ConEdison tariffWhether to grant, deny or modify, in whole or part, Hegeman’s petition for a waiver of Commission policy and ConEdison tariff

03-14-12 Proposed

PSC-11-12-00005 Transfer of land and water supply assetsTransfer the land and associated water supply assets of Groman Shores, LLC to Robert Groman

03-14-12 Proposed

PSC-13-12-00005 Authorization to transfer certain real propertyTo decide whether to approve the transfer of certain real property

03-28-12 Proposed

PSC-19-12-00023 Petition for approval pursuant to Section 70 for the sale of goods with an original cost of less than $100,000To consider whether to grant, deny or modify, in whole or in part, the petition filed by Orange and Rockland Utilities, Inc.

05-09-12 Proposed

PSC-21-12-00006 Tariff filing requirements and refundsTo determine if certain agreements should be filed pursuant to the Public Service Law and if refunds are warranted

05-23-12 Proposed

PSC-21-12-00011 Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47

05-23-12 Proposed

PSC-23-12-00007 The approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facilityTo consider the approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facility

06-06-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-23-12-00009 Over earnings sharing between rate payers and shareholdersTo establish an Earnings Sharing Mechanism to be applied following the conclusion of Corning’s rate plan

06-06-12 Proposed

PSC-27-12-00012 Implementation of recommendations made in a Management Audit ReportTo consider implementation of recommendations made in a Management Audit Report

07-03-12 Proposed

PSC-28-12-00013 Exemption of reliability reporting statistics for the purpose of the 2012 Reliability Performance MechanismConsideration of Orange and Rockland Utilities request for exemption of the 2012 reliability reporting statistics

07-11-12 Proposed

PSC-29-12-00019 Waiver of 16 NYCRR 894.1 through 894.4To allow the Town of Hamden to waive certain preliminary franchising procedures to expedite the franchising process.

07-18-12 Proposed

PSC-30-12-00010 Waiver of 16 NYCRR 894.1 through 894.4To allow the Town of Andes to waive certain preliminary franchising procedures to expedite the franchising process

07-25-12 Proposed

PSC-33-12-00009 Telecommunications companies ability to attach to utility company polesConsideration of Tech Valley’s ability to attach to Central Hudson poles

08-15-12 Proposed

PSC-37-12-00009 Proposed modification by Con Edison of its procedures to calculate estimated bills to its customersProposed modification by Con Edison of its procedures to calculate estimated bills to its customers

09-12-12 Proposed

PSC-42-12-00009 Regulation of Gipsy Trail Club, Inc.’s long-term financing agreementsTo exempt Gipsy Trail Club, Inc. from Commission regulation of its financing agreements

10-17-12 Proposed

PSC-45-12-00008 Whether to grant, deny or modify, in whole or part, ESHG’s petition for a waiver of Commission policy and RG&E tariffWhether to grant, deny or modify, in whole or part, ESHG’s petition for a waiver of Commission policy and RG&E tariff

11-07-12 Proposed

PSC-45-12-00010 Whether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood FireDistrictWhether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood FireDistrict

11-07-12 Proposed

PSC-50-12-00003 Affiliate standards for Corning Natural Gas CorporationTo resolve issues raised by Corning Natural Gas Corporation in its petition for rehearing

12-12-12 Proposed

PSC-04-13-00006 Expansion of mandatory day ahead hourly pricing for customers of Orange and Rockland Utilities with demands above100 kWTo consider the expansion of mandatory day ahead hourly pricing for customers with demands above 100 kW

01-23-13 Proposed

PSC-04-13-00007 Authorization to transfer certain real property.To decide whether to approve the transfer of certain real property.

01-23-13 Proposed

PSC-06-13-00008 Verizon New York Inc.’s retail service qualityTo investigate Verizon New York Inc.’s retail service quality

02-06-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-08-13-00012 Filing requirements for certain Article VII electric facilitiesTo ensure that applications for certain electric transmission facilities contain pertinent information

02-20-13 Proposed

PSC-08-13-00014 Uniform System of Accounts - Request for Accounting AuthorizationTo allow the company to defer an item of expense or capital beyond the end of the year in which it was incurred

02-20-13 Proposed

PSC-12-13-00007 Protecting company water mainsTo allow the company to require certain customers to make changes to the electrical grounding system at their homes

03-20-13 Proposed

PSC-13-13-00008 The potential waiver of 16 NYCRR 255.9221(d) completion of integrity assessments for certain gas transmission lines.To determine whether a waiver of the timely completion of certain gas transmission line integrity assessments should begranted.

03-27-13 Proposed

PSC-18-13-00007 Whether Demand Energy Networks energy storage systems should be designated technologies for standby rate eligibilitypurposesWhether Demand Energy Networks energy storage systems should be designated technologies for standby rate eligibilitypurposes

05-01-13 Proposed

PSC-21-13-00003 To consider policies that may impact consumer acceptance and use of electric vehiclesTo consider and further develop policies that may impact consumer acceptance and use of electric vehicles

05-22-13 Proposed

PSC-21-13-00005 To implement an abandonment of Windover’s water systemTo approve the implementation of abandonment of Windover’s water system

05-22-13 Proposed

PSC-21-13-00008 Rates of National Fuel Gas Distribution CorporationTo make the rates of National Fuel Gas Distribution Corporation temporary, subject to refund, if they are found to beexcessive

05-22-13 Proposed

PSC-21-13-00009 Reporting requirements for natural gas local distribution companiesTo help ensure efficient and economic expansion of the natural gas system as appropriate

05-22-13 Proposed

PSC-22-13-00009 On remand from New York State court litigation, determine the recovery of certain deferred amounts owed NFG byratepayersOn remand, to determine the recovery of certain deferral amounts owed NFG from ratepayers

05-29-13 Proposed

PSC-23-13-00005 Waiver of partial payment, directory database distribution, service quality reporting, and service termination regulationsEqualize regulatory treatment based on level of competition and practical considerations

06-05-13 Proposed

PSC-25-13-00008 To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.

06-19-13 Proposed

PSC-25-13-00009 Provision by utilities of natural gas main and service lines.To help ensure efficient and economic expansion of the natural gas system as appropriate.

06-19-13 Proposed

PSC-25-13-00012 To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.

06-19-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-27-13-00014 Columbia Gas Transmission Corporation Cost RefundFor approval for temporary waiver of tariff provisions regarding its Columbia Gas Transmission Corporation cost refund.

07-03-13 Proposed

PSC-28-13-00014 Provision for the recovery and allocation of costs of transmission projects that reduce congestion on certain interfacesTo consider the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces

07-10-13 Proposed

PSC-28-13-00016 The request of NGT for lightened regulation as a gas corporation.To consider whether to approve, reject, or modify the request of Niagara gas transport of Lockport, NY LLC.

07-10-13 Proposed

PSC-28-13-00017 The request by TE for waiver of regulations requiring that natural gas be odorized in certain gathering line segmentsConsider the request by TE for waiver of regulations that gas be odorized in certain lines

07-10-13 Proposed

PSC-32-13-00009 To consider the definition of ‘‘misleading or deceptive conduct’’ in the Commission’s Uniform Business PracticesTo consider the definition of ‘‘misleading or deceptive conduct’’ in the Commission’s Uniform Business Practices

08-07-13 Proposed

PSC-32-13-00012 To consider whether NYSEG should be required to undertake actions to protect its name and to minimize customerconfusionTo consider whether NYSEG should be required to undertake actions to protect its name and to minimize customerconfusion

08-07-13 Proposed

PSC-33-13-00027 Waive underground facility requirements for new construction in residential subdivisions to allow for overhead electriclines.Determine whether Chapin Lumberland, LLC subdivision will be allowed overhead electric distribution and service lines.

08-14-13 Proposed

PSC-33-13-00029 Deferral of incremental costs associated with the restoration of steam service following Superstorm Sandy.To consider a petition by Con Edison to defer certain incremental steam system restoration costs relating to SuperstormSandy.

08-14-13 Proposed

PSC-34-13-00004 Escrow account and surcharge to fund extraordinary repairsTo approve the establishment of an escrow account and surcharge

08-21-13 Proposed

PSC-42-13-00013 Failure to Provide Escrow InformationThe closure of the Escrow Account

10-16-13 Proposed

PSC-42-13-00015 Failure to Provide Escrow InformationThe closure of the Escrow Account

10-16-13 Proposed

PSC-43-13-00015 Petition for submetering of electricityTo consider the request of 2701 Kingsbridge Terrace L.P. to submeter electricity at 2701 Kingsbridge Terrace, Bronx, N.Y.

10-23-13 Proposed

PSC-45-13-00021 Investigation into effect of bifurcation of gas and electric utility service on Long Island.To consider a Petition for an investigation into effect of bifurcation of gas and electric utility service on Long Island.

11-06-13 Proposed

PSC-45-13-00022 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4)To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-45-13-00023 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00024 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4); waiver of filing deadlines.To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00025 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-47-13-00009 Petition for submetering of electricity.To consider the request of Hegeman Avenue Housing L.P. to submeter electricity at 39 Hegeman Avenue, Brooklyn, N.Y.

11-20-13 Proposed

PSC-47-13-00012 Conditioning,restricting or prohibiting the purchase of services by NYSEG and RG&E from certain affiliates.Consideration of conditioning,restricting or prohibiting the purchase of services by NYSEG and RG&E from certainaffiliates.

11-20-13 Proposed

PSC-49-13-00008 Authorization to transfer all of Crystal Water Supply Company, Inc. stocks to Essel Infra West Inc.To allow Crystal Water Supply Company, Inc to transfer all of its issued and outstanding stocks to Essel Infra West Inc.

12-04-13 Proposed

PSC-51-13-00009 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing.To ensure there is a reasonable basis for data submitted in support of a request for a change in rates.

12-18-13 Proposed

PSC-51-13-00010 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing.To ensure there is a reasonable basis for data submitted in support of a request for a change in rates.

12-18-13 Proposed

PSC-51-13-00011 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing.To ensure there is a reasonable basis for data submitted in support of a request for a change in rates.

12-18-13 Proposed

PSC-52-13-00012 The development of reliability contingency plan(s) to address the potential retirement of Indian Point Energy Center(IPEC).To address the petition for rehearing and reconsideration/motion for clarification of the IPEC reliability contingencyplan(s).

12-24-13 Proposed

PSC-52-13-00015 To enter into a loan agreement with the banks for up to an amount of $94,000.To consider allowing Knolls Water Company to enter into a long-term loan agreement.

12-24-13 Proposed

PSC-05-14-00010 The New York State Reliability Council’s revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

02-05-14 Proposed

PSC-07-14-00008 Petition for submetering of electricityTo consider the request of Greater Centennial Homes HDFC, Inc. to submeter electricity at 102, 103 and 106 W 5thStreet, et al.

02-19-14 Proposed

PSC-07-14-00012 Water rates and chargesImplementation of Long-Term Water Supply Surcharge to recover costs associated with the Haverstraw Water SupplyProject

02-19-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-08-14-00015 Verizon New York Inc.’s service quality and Customer Trouble Report Rate (CTRR) levels at certain central office entitiesTo improve Verizon New York Inc.’s service quality andthe Customer Trouble Report Rate levels at certain central officeentities

02-26-14 Proposed

PSC-10-14-00006 Actions to facilitate the availability of ESCO value-added offerings, ESCO eligibility and ESCO complianceTo facilitate ESCO value-added offerings and to make changes to ESCO eligibility and to ensure ESCO compliance

03-12-14 Proposed

PSC-11-14-00003 Provision for the recovery and allocation of costs of transmission projects that reduce congestion on certain interfacesTo consider the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces

03-19-14 Proposed

PSC-16-14-00014 Whether to order NYSEG to provide gas service to customers when an expanded CPCN is approved and impose PSL25-a penalties.To order gas service to customers in the Town of Plattsburgh after approval of a town wide CPCN and to imposepenalties.

04-23-14 Proposed

PSC-16-14-00015 Whether Central Hudson should be permitted to defer obligations of the Order issued on October 18, 2013 in Case 13-G-0336.Consideration of the petition by Central Hudson to defer reporting obligations of the October 18, 2013 Order in Case 13-G-0336

04-23-14 Proposed

PSC-17-14-00003 Con Edison’s Report on its 2013 performance under the Electric Service Reliability Performance MechanismCon Edison’s Report on its 2013 performance under the Electric Service Reliability Performance Mechanism

04-30-14 Proposed

PSC-17-14-00004 To consider certain portions of petitions for rehearing, reconsideration and/or clarificationTo consider certain portions of petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-17-14-00007 To consider petitions for rehearing, reconsideration and/or clarificationTo consider petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-17-14-00008 To consider certain portions of petitions for rehearing, reconsideration and/or clarificationTo consider certain portions of petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-19-14-00014 Market Supply ChargeTo make tariff revisions to the Market Supply Charge for capacity related costs

05-14-14 Proposed

PSC-19-14-00015 Whether to permit the use of the Sensus accuWAVE for use in residential and commercial gas meter applicationsTo permit gas utilities in New York State to use the Sensus accuWAVE 415TC gas meter

05-14-14 Proposed

PSC-22-14-00013 Petition to transfer and merge systems, franchises and assets.To consider the Comcast and Time Warner Cable merger and transfer of systems, franchises and assets.

06-04-14 Proposed

PSC-23-14-00010 Whether to permit the use of the GE Dresser Series B3-HPC 11M-1480 rotary gas met for use in industrial gas meterapplicationsTo permit gas utilities in New York State to use the GE Dresser Series B3-HPC 11M-1480 rotary gas meter

06-11-14 Proposed

PSC-23-14-00014 Waiver of the negative revenue adjustment associated with KEDLI’s 2013 Customer Satisfaction Performance MetricConsideration of KEDLI’s waiver request pertaining to its 2013 performance under its Customer Satisfaction Metric

06-11-14 Proposed

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PUBLIC SERVICE COMMISSION

PSC-24-14-00005 To examine LDC’s performance and performance measures.To improve gas safety performance.

06-18-14 Proposed

PSC-26-14-00013 Waiver of RG&E’s tariffed definition of emergency generator.To consider waiver of RG&E’s tariffed definition of emergency generator.

07-02-14 Proposed

PSC-26-14-00020 New electric utility backup service tariffs and standards for interconnection may be adopted.To encourage development of microgrids that enhance the efficiency, safety, reliability and resiliency of the electric grid.

07-02-14 Proposed

PSC-26-14-00021 Consumer protections, standards and protocols pertaining to access to customer data may be established.To balance the need for the information necessary to support a robust market with customer privacy concerns.

07-02-14 Proposed

PSC-28-14-00014 Petition to transfer systems, franchises and assets.To consider the Comcast and Charter transfer of systems, franchise and assets.

07-16-14 Proposed

PSC-30-14-00023 Whether to permit the use of the Sensus iPERL Fire Flow Meter.Pursuant to 16 NYCRR Part 500.3, it is necessary to permit the use of the Sensus iPERL Fire Flow Meter.

07-30-14 Proposed

PSC-30-14-00026 Petition for a waiver to master meter electricity.Considering the request of Renaissance Corporation of to master meter electricity at 100 Union Drive,Albany, NY.

07-30-14 Proposed

PSC-31-14-00004 To transfer 100% of the issued and outstanding stock from Vincent Cross to Bonnie and Michael CrossTo transfer 100% of the issued and outstanding stock from Vincent Cross to Bonnie and Michael Cross

08-06-14 Proposed

PSC-32-14-00012 Whether to grant or deny, in whole or in part, the Connect New York Coalition’s petitionTo consider the Connect New York Coalition’s petition seeking a formal investigation and hearings

08-13-14 Proposed

PSC-35-14-00004 Regulation of a proposed electricity generation facility located in the Town of Brookhaven, NYTo consider regulation of a proposed electricity generation facility located in the Town of Brookhaven, NY

09-03-14 Proposed

PSC-35-14-00005 Whether to permit the use of the Sensus iConA electric meterPursuant to 16 NYCRR Parts 92 and 93, Commission approval is necessary to permit the use of the Sensus iConAelectric meter

09-03-14 Proposed

PSC-36-14-00009 Modification to the Commission’s Electric Safety Standards.To consider revisions to the Commission’s Electric Safety Standards.

09-10-14 Proposed

PSC-38-14-00003 Whether to approve, reject or modify, in whole or in part a time-sensitive rate pilot program.Whether to approve, reject or modify, in whole or in part a time-sensitive rate pilot program.

09-24-14 Proposed

PSC-38-14-00004 The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.

09-24-14 Proposed

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PUBLIC SERVICE COMMISSION

PSC-38-14-00005 Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.

09-24-14 Proposed

PSC-38-14-00007 Whether to expand Con Edison’s low income program to include Medicaid recipients.Whether to expand Con Edison’s low income program to include Medicaid recipients.

09-24-14 Proposed

PSC-38-14-00008 The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.

09-24-14 Proposed

PSC-38-14-00010 Inter-carrier telephone service quality standard and metrics and administrative changes.To review recommendations from the Carrier Working Group and incorporate appropriate modifications to the existingGuidelines.

09-24-14 Proposed

PSC-38-14-00012 Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.

09-24-14 Proposed

PSC-39-14-00020 Whether to permit the use of the Mueller Systems 400 Series and 500 Series of water metersPursuant to 16 NYCRR section 500.3, whether to permit the use of the Mueller Systems 400, and 500 Series of watermeters

10-01-14 Proposed

PSC-40-14-00008 To consider granting authorization for Buy Energy Direct to resume marketing to residential customers.To consider granting authorization for Buy Energy Direct to resume marketing to residential customers.

10-08-14 Proposed

PSC-40-14-00009 Whether to permit the use of the Itron Open Way Centron Meter with Hardware 3.1 for AMR and AMI functionality.Pursuant to 16 NYCRR Parts 93, is necessary to permit the use of the Itron Open Way Centron Meter with Hardware3.1.

10-08-14 Proposed

PSC-40-14-00011 Late Payment Charge.To modify Section 7.6 - Late Payment Charge to designate a specific time for when a late payment charge is due.

10-08-14 Proposed

PSC-40-14-00013 Regulation of a proposed natural gas pipeline and related facilities located in the Town of Ticonderoga, NY.To consider regulation of a proposed natural gas pipeline and related facilities located in the Town of Ticonderoga, NY.

10-08-14 Proposed

PSC-40-14-00014 Waiver of 16 NYCRR Sections 894.1 through 894.4(b)(2)To allow the Town of Goshen, NY, to waive certain preliminary franchising procedures to expedite the franchisingprocess.

10-08-14 Proposed

PSC-40-14-00015 Late Payment Charge.To modify Section 6.6 - Late Payment Charge to designate a specific time for when a late payment charge is due.

10-08-14 Proposed

PSC-42-14-00003 Annual Reconciliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Re-coveries

10-22-14 Proposed

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PUBLIC SERVICE COMMISSION

PSC-42-14-00004 Winter Bundled Sales Service OptionTo modify SC-11 to remove language relating to fixed storage charges in the determination of the Winter Bundled Salescharge

10-22-14 Proposed

PSC-48-14-00014 Considering the recommendations contained in Staff’ s electric outage investigation report for MNRR, New Haven Line.To consider the recommendations contained in Staff’s electric outage investigation report for MNRR, New Haven Line.

12-03-14 Proposed

PSC-52-14-00019 Petition for a waiver to master meter electricity.Considering the request of 614 South Crouse Avenue, LLC to master meter electricity at 614 South Crouse Avenue, Syr-acuse, NY..

12-31-14 Proposed

PSC-01-15-00014 State Universal Service Fund DisbursementsTo consider Edwards Telephone Company’s request for State Universal Service Fund disbursements

01-07-15 Proposed

PSC-08-15-00010 Request pertaining to the lawfulness of National Grid USA continuing its summary billing program.To grant, deny, or modify URAC Rate Consultants’ request that National Grid cease its summary billing program.

02-25-15 Proposed

PSC-10-15-00007 Notification concerning tax refundsTo consider Verizon New York Inc.’s partial rehearing or reconsideration request regarding retention of property taxrefunds

03-11-15 Proposed

PSC-10-15-00008 Whether to waive Policy on Test Periods in Major Rate Proceedings and provide authority to file tariff changesWhether to waive Policy on Test Periods in Major Rate Proceedings and provide authority to file tariff changes

03-11-15 Proposed

PSC-13-15-00024 Whether Leatherstocking should be permitted to recover a shortfall in earningsTo decide whether to approve Leatherstocking’s request to recover a shortfall in earnings

04-01-15 Proposed

PSC-13-15-00026 Whether to permit the use of the Sensus Smart Point Gas AMR/AMI productTo permit the use of the Sensus Smart Point Gas AMR/AMI product

04-01-15 Proposed

PSC-13-15-00027 Whether to permit the use of the Measurlogic DTS 310 electric submeterTo permit the use of the Measurlogic DTS 310 submeter

04-01-15 Proposed

PSC-13-15-00028 Whether to permit the use of the SATEC EM920 electric meterTo permit necessary to permit the use of the SATEC EM920 electric meter

04-01-15 Proposed

PSC-13-15-00029 Whether to permit the use the Triacta Power Technologies 6103, 6112, 6303, and 6312 electric submetersTo permit the use of the Triacta submeters

04-01-15 Proposed

PSC-17-15-00007 To consider the petition of Leatherstocking Gas Company, LLC seeking authority to issue long-term debt of $2.75 millionTo consider the petition of Leatherstocking Gas Company, LLC seeking authority to issue long-term debt of $2.75 million

04-29-15 Proposed

PSC-18-15-00005 Con Edison’s Report on its 2014 performance under the Electric Service Reliability Performance MechanismCon Edison’s Report on its 2014 performance under the Electric Service Reliability Performance Mechanism

05-06-15 Proposed

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PUBLIC SERVICE COMMISSION

PSC-19-15-00011 Gas Safety Performance Measures and associated negative revenue adjustmentsTo update the performance measures applicable to KeySpan Gas East Corporation d/b/a National Grid

05-13-15 Proposed

PSC-22-15-00015 To consider the request for waiver of the individual residential unit meter requirements and 16 NYCRR 96.1(a)To consider the request for waiver of the individual residential unit meter requirements and 16 NYCRR 96.1(a)

06-03-15 Proposed

PSC-23-15-00005 The modification of New York American Water’s current rate planWhether to adopt the terms of the Joint Proposal submitted by NYAW and DPS Staff

06-10-15 Proposed

PSC-23-15-00006 The modification of New York American Water’s current rate planWhether to adopt the terms of the Joint Proposal submitted by NYAW and DPS Staff

06-10-15 Proposed

PSC-25-15-00008 Notice of Intent to Submeter electricity.To consider the request of 165 E 66 Residences, LLC to submeter electricity at 165 East 66th Street, New York, NewYork.

06-24-15 Proposed

PSC-29-15-00025 Joint Petition for authority to transfer real property located at 624 West 132nd Street, New York, NYWhether to authorize the proposed transfer of real property located at 624 West 132nd Street, New York, NY

07-22-15 Proposed

PSC-32-15-00006 Development of a Community Solar Demonstration Project.To approve the development of a Community Solar Demonstration Project.

08-12-15 Proposed

PSC-33-15-00009 Remote net metering of a demonstration community net metering program.To consider approval of remote net metering of a demonstration community net metering program.

08-19-15 Proposed

PSC-33-15-00012 Remote net metering of a Community Solar Demonstration Project.To consider approval of remote net metering of a Community Solar Demonstration Project.

08-19-15 Proposed

PSC-34-15-00021 Petition by NYCOM requesting assistance with obtaining information on CLECs and ESCOsTo consider the petition by NYCOM requesting assistance with obtaining information on CLECs and ESCOs

08-26-15 Proposed

PSC-35-15-00014 Consideration of consequences against Light Power & Gas, LLC for violations of the UBPTo consider consequences against Light Power & Gas, LLC for violations of the UBP

09-02-15 Proposed

PSC-37-15-00007 Submetered electricityTo consider the request of 89 Murray Street Ass. LLC, for clarification of the submetering order issued December 20,2007

09-16-15 Proposed

PSC-40-15-00014 Whether to permit the use of the Open Way 3.5 with cellular communicationsTo consider the use of the Open Way 3.5 electric meter, pursuant to 16 NYCRR Parts 92 and 93

10-07-15 Proposed

PSC-42-15-00006 Deferral of incremental expenses associated with NERC’s new Bulk Electric System (BES) compliance requirements ap-proved by FERC.Consideration of Central Hudson’s request to defer incremental expenses associated with new BES compliancerequirements.

10-21-15 Proposed

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PUBLIC SERVICE COMMISSION

PSC-44-15-00028 Deferral of incremental expenses associated with new compliance requirementsConsideration of Central Hudson’s request to defer incremental expenses associated with new compliance requirements

11-04-15 Proposed

PSC-47-15-00013 Whitepaper on Implementing Lightened Ratemaking Regulation.Consider Whitepaper on Implementing Lightened Ratemaking Regulation.

11-25-15 Proposed

PSC-48-15-00011 Proposal to retire Huntley Units 67 and 68 on March 1, 2016.Consider the proposed retirement of Huntley Units 67 and 68.

12-02-15 Proposed

PSC-50-15-00006 The reduction of rates.To consider the reduction of rates charged by Independent Water Works, Inc.

12-16-15 Proposed

PSC-50-15-00009 Notice of Intent to submeter electricity.To consider the request to submeter electricity at 31-33 Lincoln Road and 510 Flatbush Avenue, Brooklyn, New York.

12-16-15 Proposed

PSC-51-15-00010 Modification of the EDPTo consider modifying the EDP

12-23-15 Proposed

PSC-01-16-00005 Proposed amendment to Section 5, Attachment 1.A of the Uniform Business PracticesTo consider amendment to Section 5, Attachment 1.A of the Uniform Business Practices

01-06-16 Proposed

PSC-04-16-00007 Whether Hamilton Municipal Utilities should be permitted to construct and operate a municipal gas distribution facility.Consideration of the petition by Hamilton Municipal Utilities to construct and operate a municipal gas distribution facility.

01-27-16 Proposed

PSC-04-16-00012 Proposal to mothball three gas turbines located at the Astoria Gas Turbine Generating Station.Consider the proposed mothball of three gas turbines located at the Astoria Gas Turbine Generating Station.

01-27-16 Proposed

PSC-04-16-00013 Proposal to find that three gas turbines located at the Astoria Gas Turbine Generating Station are uneconomic.Consider whether three gas turbines located at the Astoria Gas Turbine Generating Station are uneconomic.

01-27-16 Proposed

PSC-06-16-00013 Continued deferral of approximately $16,000,000 in site investigation and remediation costs.To consider the continued deferral of approximately $16,000,000 in site investigation and remediation costs.

02-10-16 Proposed

PSC-06-16-00014 MEGA’s proposed demonstration CCA program.To consider MEGA’s proposed demonstration CCA program.

02-10-16 Proposed

PSC-14-16-00008 Resetting retail markets for ESCO mass market customers.To ensure consumer protections with respect to residential and small non-residential ESCO customers.

04-06-16 Proposed

PSC-18-16-00013 Amendments to the Uniform Business Practices of ESCOs.To ensure consumer protection for ESCO customers.

05-04-16 Proposed

PSC-18-16-00014 Amendments to the Uniform Business Practices of ESCOs.To ensure consumer protection for ESCO customers.

05-04-16 Proposed

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PUBLIC SERVICE COMMISSION

PSC-18-16-00015 Petitions for rehearing of the Order Resetting Retail Energy Markets and Establishing Further Process.To ensure consumer protections for ESCO customers.

05-04-16 Proposed

PSC-18-16-00016 Amendments to the Uniform Business Practices of ESCOs.To ensure consumer protection for ESCO customers.

05-04-16 Proposed

PSC-18-16-00018 Amendments to the Uniform Business Practices of ESCOs.To ensure consumer protection for ESCO customers.

05-04-16 Proposed

PSC-20-16-00008 Consideration of consequences against Global Energy Group, LLC for violations of the Uniform Business Practices(UBP).To consider consequences against Global Energy Group, LLC for violations of the Uniform Business Practices (UBP).

05-18-16 Proposed

PSC-20-16-00010 Deferral and recovery of incremental expense.To consider deferring costs of conducting leak survey and repairs for subsequent recovery.

05-18-16 Proposed

PSC-20-16-00011 Enetics LD-1120 Non-Intrusive Load Monitoring Device in the Statewide Residential Appliance Metering Study.To consider the use of the Enetics LD-1120 Non-Intrusive Load Monitoring Device.

05-18-16 Proposed

PSC-24-16-00009 Petition to submeter gas service.To consider the Petition of New York City Economic Development Corp. to submeter gas at Pier 17, 89 South Street,New York, NY.

06-15-16 Proposed

PSC-25-16-00009 To delay Companies’ third-party assessments of customer personally identifiable information until 2018.To extend the time period between the Companies’ third-party assessments of customer personally identifiableinformation.

06-22-16 Proposed

PSC-25-16-00025 Acquisition of all water supply assets of Woodbury Heights Estates Water Co., Inc. by the Village of Kiryas Joel.To consider acquisition of all water supply assets of Woodbury Heights Estates Water Co., Inc. by the Village of KiryasJoel.

06-22-16 Proposed

PSC-25-16-00026 Use of the Badger E Series Ultrasonic Cold Water Stainless Steel Meter, in residential fire service applications.To consider the use of the Badger E Series Ultrasonic Cold Water Stainless Steel Meter in fire service applications.

06-22-16 Proposed

PSC-28-16-00017 A petition for rehearing of the Order Adopting a Ratemaking and Utility Revenue Model Policy Framework.To determine appropriate rules for and calculation of the distributed generation reliability credit.

07-13-16 Proposed

PSC-29-16-00024 Participation of NYPA customers in surcharge-funded clean energy programs.To consider participation of NYPA customers in surcharge-funded clean energy programs.

07-20-16 Proposed

PSC-32-16-00012 Benefit-Cost Analysis Handbooks.To evaluate proposed methodologies of benefit-cost evaluation.

08-10-16 Proposed

PSC-33-16-00001 Use of escrow funds for repairs.To authorize the use of escrow account funds for repairs.

08-17-16 Emergency/Proposed

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PUBLIC SERVICE COMMISSION

PSC-33-16-00005 Exemption from certain charges for delivery of electricity to its Niagara Falls, New York facility.Application of System Benefits Charges, Renewable Portfolio Standard charges and Clean Energy Fund surcharges.

08-17-16 Proposed

PSC-35-16-00015 NYSRC’s revisions to its rules and measurementsTo consider revisions to various rules and measurements of the NYSRC

08-31-16 Proposed

PSC-36-16-00004 Recovery of costs for installation of electric service.To consider the recovery of costs for installation of electric service.

09-07-16 Proposed

PSC-40-16-00025 Consequences pursuant to the Commission’s Uniform Business Practices (UBP).To consider whether to impose consequences on Smart One for its apparent non-compliance with Commissionrequirements.

10-05-16 Proposed

PSC-47-16-00009 Petition to use commercial electric metersTo consider the petition of Itron, Inc. to use the Itron CP2SO and CP2SOA in commercial electric meter applications

11-23-16 Proposed

PSC-47-16-00010 Standby Service rate designTo consider the report filed and the recommendations therein

11-23-16 Proposed

PSC-47-16-00013 Standby Service rate designTo consider the report filed and the recommendations therein

11-23-16 Proposed

PSC-47-16-00014 Standby Service rate designTo consider the report filed and the recommendations therein

11-23-16 Proposed

PSC-47-16-00016 Standby Service rate designTo consider the report filed and the recommendations therein

11-23-16 Proposed

PSC-02-17-00010 Implementation of the four EAMs.To consider the implementation of EAMs for RG&E.

01-11-17 Proposed

PSC-02-17-00012 Implementation of the four EAMs.To consider the implementation of EAMs for NYSEG.

01-11-17 Proposed

PSC-14-17-00017 Petition for Full-Scale Deployment of AMI and to Establish an AMI Surcharge.To consider the petition for Full-Scale Deployment of AMI and to Establish an AMI Surcharge.

04-05-17 Proposed

03-11-20 Withdrawn

PSC-18-17-00024 A petition for rehearing or reconsideration of the Order Addressing Public Policy Transmission Need for AC TransmissionUpgradesTo determine whether Public Policy Transmission Need/Public Policy Requirements continue to exist.

05-03-17 Proposed

PSC-18-17-00026 Revisions to the Dynamic Load Management surcharge.To consider revisions to the Dynamic Load Management surcharge.

05-03-17 Proposed

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PUBLIC SERVICE COMMISSION

PSC-19-17-00004 NYAW’s request to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2016.Consideration of NYAW’s petition to defer and amortize, for future rate recognition, pension payour losses incurred in2016.

05-10-17 Proposed

PSC-20-17-00008 Compressed natural gas as a motor fuel for diesel fueled vehicles.To consider a report filed by National Grid NY regarding the potential for adoption of compressed natural gas as a motorfuel.

05-17-17 Proposed

PSC-20-17-00010 Compressed natural gas as a motor fuel for diesel fueled vehicles.To consider a report filed by National Grid regarding the potential for adoption of compressed natural gas as a motor fuel.

05-17-17 Proposed

PSC-21-17-00013 The establishment and implementation of Earnings Adjustment Mechanisms.To consider the establishment and implementation of Earnings Adjustment Mechanisms.

05-24-17 Proposed

PSC-21-17-00018 Proposed agreement for the provision of water service by Saratoga Water Services, Inc.To consider a waiver and approval of terms of a service agreement.

05-24-17 Proposed

PSC-22-17-00004 Financial incentives to create customer savings and develop market-enabling tools, with a focus on outcomes and incen-tivesTo consider the proposed Interconnection Survey Process and Earnings Adjustment Mechanisms

05-31-17 Proposed

PSC-24-17-00006 Development of the Utility Energy Registry.Improved data access.

06-14-17 Proposed

PSC-26-17-00005 Notice of Intent to submeter electricity.To consider the Notice of Intent to submeter electricity at 125 Waverly Street, Yonkers, New York.

06-28-17 Proposed

PSC-34-17-00011 Waiver to permit Energy Cooperative of America to serve low-income customersTo consider the petition for a waiver

08-23-17 Proposed

PSC-37-17-00005 Financial incentives to create customer savings and develop market-enabling tools, with a focus on outcomes andincentives.To consider the revised Interconnection Survey Process and Earnings Adjustment Mechanisms.

09-13-17 Proposed

PSC-37-17-00006 Petition to submeter electricity.To consider the petition of ACC OP (Park Point SU) LLC to submeter electricity at 417 Comstock Avenue, Syracuse, NewYork.

09-13-17 Proposed

03-11-20 Withdrawn

PSC-39-17-00011 Whether to direct New York State Electric & Gas to complete electric facility upgrades at no charge to Hanehan.To determine financial responsibility between NYSEG and Hanehan for the electric service upgrades to Hanehan.

09-27-17 Proposed

PSC-40-17-00006 The aggregation of electric service for the Empire State Plaza and the Sheridan Avenue Steam PlantTo consider a waiver of National Grid’s tariff provision requiring all electric delivery points to be on the same premises

10-04-17 Proposed

03-11-20 Withdrawn

PSC-42-17-00010 Petition for rehearing of negative revenue adjustment and contents of annual Performance Report.To consider NFGD’s petition for rehearing.

10-18-17 Proposed

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PUBLIC SERVICE COMMISSION

PSC-48-17-00015 Low Income customer options for affordable water bills.To consider the Low Income Bill Discount and/or Energy Efficiency Rebate Programs.

11-29-17 Proposed

PSC-50-17-00017 New Wave Energy Corp.’s petition for rehearing.To consider the petition for rehearing filed by New Wave Energy Corp.

12-13-17 Proposed

PSC-50-17-00018 Application of the Public Service Law to DER suppliers.To determine the appropriate regulatory framework for DER suppliers.

12-13-17 Proposed

PSC-50-17-00019 Transfer of utility property.To consider the transfer of utility property.

12-13-17 Proposed

PSC-50-17-00021 Disposition of tax refunds and other related matters.To consider the disposition of tax refunds and other related matters.

12-13-17 Proposed

PSC-50-17-00022 Data protection rules for DER suppliers.To determine the appropriate regulatory framework for DER suppliers.

12-13-17 Proposed

03-11-20 Withdrawn

PSC-51-17-00011 Petition for recovery of certain costs related to the implementation of a Non-Wires Alternative Project.To consider Con Edison’s petition for the recovery of costs for implementing the JFK Project.

12-20-17 Proposed

PSC-04-18-00005 Notice of intent to submeter electricity.To consider the notice of intent of Montante/Morgan Gates Circle LLC to submeter electricity.

01-24-18 Proposed

PSC-05-18-00004 Lexington Power’s ZEC compliance obligation.To promote and maintain renewable and zero-emission electric energy resources.

01-31-18 Proposed

PSC-06-18-00012 To consider further proposed amendments to the original criteria to grandfathering established in the Transition PlanTo modify grandfathering criteria

02-07-18 Proposed

PSC-06-18-00017 Merger of NYAW and Whitlock Farms Water Corp.To consider the merger of NYAW and Whitlock Farms Water Company into a single corporate entity

02-07-18 Proposed

PSC-07-18-00015 The accuracy and reasonableness of National Grid’s billing for certain interconnection upgrades.To consider AEC’s petition requesting resolution of their billing dispute with National Grid.

02-14-18 Proposed

PSC-11-18-00004 New York State Lifeline Program.To consider TracFone’s petition seeking approval to participate in Lifeline.

03-14-18 Proposed

PSC-13-18-00015 Eligibility of an ESCO to market to and enroll residential customers.To consider whether Astral should be allowed to market to and enroll residential customers following a suspension.

03-28-18 Proposed

PSC-13-18-00023 Reconciliation of property taxes.To consider NYAW’s request to reconcile property taxes.

03-28-18 Proposed

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PUBLIC SERVICE COMMISSION

PSC-14-18-00006 Petition for abandonmentTo consider the abandonment of Willsboro Bay Water Company’s water system

04-04-18 Proposed

PSC-17-18-00010 Petition for use of gas metering equipment.To ensure that consumer bills are based on accurate measurements of gas usage.

04-25-18 Proposed

PSC-18-18-00009 Transfer of control of Keene Valley Video Inc.To ensure performance in accordance with applicable cable laws, regulations and standards and the public interest

05-02-18 Proposed

PSC-23-18-00006 Whether to impose consequences on Aspirity for its non-compliance with Commission requirements.To ensure the provision of safe and adequate energy service at just and reasonable rates.

06-06-18 Proposed

PSC-24-18-00013 Implementation of program rules for Renewable Energy Standard and ZEC requirements.To promote and maintain renewable and zero-emission electric energy resources.

06-13-18 Proposed

PSC-28-18-00011 Storm Hardening Collaborative Report.To ensure safe and adequate gas service.

07-11-18 Proposed

PSC-29-18-00008 Participation in Targeted Accessibility FundTo encourage enhanced services for low-income consumers

07-18-18 Proposed

PSC-29-18-00009 Overvaluing real property tax expense recovery in water ratesTo prevent unjust and unreasonable water rates

07-18-18 Proposed

PSC-34-18-00011 Compensation of distributed energy resources.To ensure just and reasonable rates, including compensation, for distributed energy resources.

08-22-18 Proposed

03-11-20 Withdrawn

PSC-34-18-00015 Petition to submeter electricity.To ensure adequate submetering equipment and energy efficiency protections are in place.

08-22-18 Proposed

PSC-34-18-00016 Deferral of pre-staging and mobilization storm costs.To ensure just and reasonable rates for ratepayers and utility recovery of unexpected, prudently incurred costs.

08-22-18 Proposed

PSC-35-18-00003 Con Edison’s 2018 DSIP and BCA Handbook Update.To continue Con Edison’s transition to a modern utility serving as a Distributed System Platform Provider.

08-29-18 Proposed

PSC-35-18-00005 NYSEG and RG&E’s 2018 DSIP and BCA Handbook Update.To continue NYSEG and RG&E’s transition to modern utilities acting as Distributed System Platform Providers.

08-29-18 Proposed

PSC-35-18-00006 National Grid’s 2018 DSIP and BCA Handbook Update.To continue National Grid’s transition to a modern utility serving as a Distributed System Platform Provider.

08-29-18 Proposed

PSC-35-18-00008 Central Hudson’s 2018 DSIP and BCA Handbook Update.To continue Central Hudson’s transition to a modern utility serving as a Distributed System Platform Provider.

08-29-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-35-18-00010 O&R’s 2018 DSIP and BCA Handbook Update.To continue O&R’s transition to a modern utility acting as a Distributed System Platform Provider.

08-29-18 Proposed

PSC-39-18-00005 Participation in New York State Lifeline Program.To encourage enhanced services for low-income customers.

09-26-18 Proposed

PSC-40-18-00014 Annual Reconciliation of Gas Expenses and Gas Cost Recoveries.To review the gas utilities’ reconciliation of Gas Expenses and Gas Cost Recoveries for 2018.

10-03-18 Proposed

PSC-42-18-00011 Voluntary residential beneficial electrification rate design.To provide efficient rate design for beneficial technologies in New York State that is equitable for all residentialcustomers.

10-17-18 Proposed

PSC-42-18-00013 Petition for clarification and rehearing of the Smart Solutions Program Order.To address the increased demand for natural gas in the Con Edison’s service territory and the limited pipeline capacity.

10-17-18 Proposed

PSC-44-18-00016 Petition for approval of gas metering equipment.To ensure that customer bills are based on accurate measurements of gas usage.

10-31-18 Proposed

PSC-45-18-00004 Proposed transfer of two natural gas pipeline operating companies, and for lightened and incidental regulationTo consider transfer if there is no market power or ratepayer harm, incidental regulation, and continuing lightened regula-tion

11-07-18 Proposed

03-11-20 Withdrawn

PSC-45-18-00005 Notice of intent to submeter electricity and waiver of energy auditTo ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place

11-07-18 Proposed

PSC-47-18-00008 Proposed Public Policy Transmission Needs/Public Policy Requirements, as defined under the NYISO tariff.To identify any proposed Public Policy Transmission Needs/Public Policy Requirements for referral to the NYISO.

11-21-18 Proposed

PSC-01-19-00004 Advanced Metering Infrastructure.To determine whether Niagara Mohawk Power Corporation d/b/a National Grid should implement advanced meteringinfrastructure.

01-02-19 Proposed

PSC-01-19-00013 Order of the Commission related to caller ID unblocking.To require telephone companies to unblock caller ID on calls placed to the 311 municipal call center in Suffolk County.

01-02-19 Proposed

PSC-01-19-00014 To modify provisions for accepting new or additional gas service applications when there is inadequate supply orcapacity.To continue to provide safe and reliable service to existing customers.

01-02-19 Proposed

03-11-20 Withdrawn

PSC-01-19-00015 To modify provisions for accepting new or additional gas service applications when there is inadequate supply orcapacity.To continue to provide safe and reliable service to existing customers.

01-02-19 Proposed

03-11-20 Withdrawn

ID Number Issue Date Action QUARTERLY INDEX

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PSC-01-19-00016 To modify provisions for accepting new or additional gas service applications when there is inadequate supply orcapacity.To continue to provide safe and reliable service to existing customers.

01-02-19 Proposed

03-11-20 Withdrawn

PSC-02-19-00014 Petition for use of electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

01-09-19 Proposed

03-11-20 Withdrawn

PSC-03-19-00002 DPS Staff White Paper for who must be trained in 16 NYCRR Part 753 requirements and how the Commission will ap-prove trainings.To reduce damage to underground utility facilities by requiring certain training and approving training curricula.

01-16-19 Proposed

PSC-04-19-00004 Con Edison’s petition for the Gas Innovation Program and associated budget.To pursue programs that continue service reliability and meet customer energy needs while aiding greenhouse gasreduction goals.

01-23-19 Proposed

PSC-04-19-00011 Update of revenue targets.To ensure NYAW’s rates are just and reasonable and accurately reflect the needed revenues.

01-23-19 Proposed

PSC-06-19-00005 Consideration of the Joint Utilities’ proposed BDP Program.To to expand opportunities for low-income households to participate in Community Distributed Generation (CDG)projects.

02-06-19 Proposed

PSC-07-19-00009 Whether to impose consequences on AAA for its non-compliance with Commission requirements.To insure the provision of safe and adequate energy service at just and reasonable rates.

02-13-19 Proposed

PSC-07-19-00016 Participation in New York State Lifeline Program.To encourage enhanced services for low-income customers.

02-13-19 Proposed

PSC-09-19-00009 Amendments to the tariff of Con Edison pertaining to interruptible gas service customers.To consider the appropriate tariff provisions for Con Edison interruptible gas service customers.

02-27-19 Proposed

03-11-20 Withdrawn

PSC-09-19-00010 Non-pipeline alternatives report recommendations.To consider the terms and conditions applicable to gas service.

02-27-19 Proposed

PSC-10-19-00006 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

03-06-19 Proposed

02-12-20 Finalized

PSC-12-19-00004 To test innovative pricing proposals on an opt-out basis.To provide pricing structures that deliver benefits to customers and promote beneficial electrification technologies.

03-20-19 Proposed

PSC-13-19-00010 New Commission requirements for gas company operator qualification programs.To make pipelines safer with improved training of workers who perform construction and repairs on natural gas facilities.

03-27-19 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-13-19-00012 Paperless billing credit.To provide just and reasonable rates.

03-27-19 Proposed

03-11-20 Withdrawn

PSC-16-19-00005 Proposed major electric delivery revenue requirement increase of approximately $485 million (or 4.6% in total revenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

04-17-19 Proposed

02-05-20 Finalized

PSC-16-19-00007 Recommencement of the levelization surcharge, changes to the System Improvement Charge, and a one-year stay-out.To address the issues in NYAW’s petition dated February 25, 2019.

04-17-19 Proposed

02-26-20 Finalized

PSC-16-19-00008 Proposed major rate increase in Con Edison’s gas delivery revenues of approximately $210 million (or 9.1% in totalrevenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

04-17-19 Proposed

02-05-20 Finalized

PSC-18-19-00010 Energy efficiency programs, budgets, and targets for investor-owned utilities.To encourage the delivery and procurement of energy efficiency by investor-owned utilities.

05-01-19 Proposed

02-05-20 Finalized

PSC-18-19-00011 Policies, budgets and targets for support of heat pump deployment by investor-owned utilities.To encourage the support for heat pump deployment by investor-owned utilities.

05-01-19 Proposed

02-05-20 Finalized

PSC-18-19-00012 Policies, budgets and targets for support of energy effiency programs for low- and moderate-income customers.To encourage the support of energy effiency programs for low- and moderate-income customers by investor-ownedutilities.

05-01-19 Proposed

02-05-20 Finalized

PSC-18-19-00013 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

05-01-19 Proposed

02-12-20 Finalized

PSC-18-19-00015 Minor rate filing.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

05-01-19 Proposed

02-05-20 Finalized

PSC-19-19-00013 Proposed merger of three water utilities into one corporation.To determine if the proposed merger is in the public interest.

05-08-19 Proposed

PSC-19-19-00014 Establishment of the regulatory regime applicable to an approximately 124 MW electric generating facility.Consideration of a lightened regulatory regime for an approximately 124 MW electric generating facility.

05-08-19 Proposed

PSC-19-19-00016 Establishment of the regulatory regime applicable to an approximately 242 MW electric generating facility.Consideration of a lightened regulatory regime for an approximately 242 MW electric generating facility.

05-08-19 Proposed

05-13-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-20-19-00008 Reporting on energy sourcesTo ensure accurate reporting and encourage clean energy purchases

05-15-19 Proposed

PSC-20-19-00009 Petition to submeter electricityTo ensure adequate submetering equipment and consumer protections are in place

05-15-19 Proposed

01-08-20 Finalized

PSC-20-19-00010 Compensation policies for certain CHP projectsTo consider appropriate rules for compensation of certain CHP resources

05-15-19 Proposed

PSC-20-19-00015 Establishment of the regulatory regime applicable to an approximately 105.8 MW electric generating facilityConsideration of a lightened regulatory regime for an approximately 105.8 MW electric generating facility

05-15-19 Proposed

PSC-22-19-00013 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

05-29-19 Proposed

02-12-20 Finalized

PSC-23-19-00005 Proposed major rate increase in SWNY’s annual base revenues of approximately $31.5 million (or 19.8% in totalrevenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-05-19 Proposed

PSC-30-19-00007 Use of electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

07-24-19 Proposed

03-11-20 Withdrawn

PSC-30-19-00009 An Index REC procurement mechanism for Tier 1 REC procurements.To provide a hedge against market volatility, and lower costs to both renewable generators and customers.

07-24-19 Proposed

02-05-20 Finalized

PSC-31-19-00011 Electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

07-31-19 Proposed

PSC-31-19-00013 Implementation of Statewide Energy Benchmarking.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

07-31-19 Proposed

PSC-31-19-00014 Consideration of NYAW’s Interim Implementation Plan.To ensure NYAW improves its service to ratepayers.

07-31-19 Proposed

02-26-20 Finalized

PSC-31-19-00015 Proposed major rate increase in KEDNY’s gas delivery revenues by $236.8 million (13.6% increase in total revenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

07-31-19 Proposed

PSC-31-19-00016 Proposed major rate increase in KEDLI’s gas delivery revenues of approximately $49.4 million (or 4.1% in totalrevenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

07-31-19 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-32-19-00008 Compensation of distributed energy resourcesTo ensure just and reasonable rates, including compensation, for distributed energy resources

08-07-19 Proposed

PSC-32-19-00009 Petition to submeter electricity and waiver requestTo ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place

08-07-19 Proposed

03-04-20 Finalized

PSC-32-19-00010 Notice of intent to submeter electricityTo ensure adequate submetering equipment and consumer protections are in place

08-07-19 Proposed

05-20-20 Finalized

PSC-32-19-00012 Standby Service Rates and Buyback Service RatesTo ensure just and reasonable rates, including compensation, for distributed energy resources

08-07-19 Proposed

PSC-32-19-00013 Disposition of tax refunds received by New York American Water Company, Inc.To determine the disposition of tax refunds and other related matters

08-07-19 Proposed

05-13-20 Finalized

PSC-33-19-00014 Electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

08-14-19 Proposed

02-12-20 Finalized

PSC-34-19-00015 Major electric rate filing.To consider a proposed increase in RG&E’s electric delivery revenues of approximately $31.7 million (or 4.1% in totalrevenues).

08-21-19 Proposed

PSC-34-19-00016 Major gas rate filing.To consider a proposed increase in RG&E’s gas delivery revenues of approximately $5.8 million (or 1.4% in totalrevenues).

08-21-19 Proposed

PSC-34-19-00017 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

08-21-19 Proposed

05-20-20 Finalized

PSC-34-19-00018 Major electric rate filing.To consider a proposed increase in NYSEG’s electric delivery revenues of approximately $156.7 million (10.4% in totalrevenues).

08-21-19 Proposed

PSC-34-19-00020 Major gas rate filing.To consider a proposed increase in NYSEG’s gas delivery revenues of approximately $6.3 million (or 1.4% in totalrevenues).

08-21-19 Proposed

PSC-35-19-00006 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

08-28-19 Proposed

01-08-20 Finalized

PSC-36-19-00009 Minor rate filing to increase annual electric revenues.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

09-04-19 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-36-19-00010 Notice of intent to submeter electricity and waiver of energy audit.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

09-04-19 Proposed

03-04-20 Finalized

PSC-36-19-00011 Minor electric rate filing to increase annual electric revenues.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

09-04-19 Proposed

PSC-37-19-00004 Proposed transfer of Hopewell’s assets to the Town and dissolution of the company.To determine if transfer of the water system to the Town of East Fishkill is in the public interest.

09-11-19 Proposed

04-08-20 Finalized

PSC-38-19-00002 Petition to submeter electricityTo ensure adequate submetering equipment and consumer protections are in place

09-18-19 Proposed

PSC-39-19-00013 Proposed revisions to Consolidated Edison’s Commercial Demand Response Programs.To consider appropriate rules regarding Commercial Demand Response Programs.

09-25-19 Proposed

02-26-20 Finalized

PSC-39-19-00014 Annual Reconciliation of Gas Expenses and Gas Cost Recoveries.To review the gas utilities’ reconciliation of Gas Expenses and Gas Cost Recoveries for the period ending August 31,2019.

09-25-19 Proposed

03-11-20 Withdrawn

PSC-39-19-00017 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

09-25-19 Proposed

02-12-20 Finalized

PSC-39-19-00018 Petition to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

09-25-19 Proposed

PSC-39-19-00019 Petition for the use of gas metering equipment.To ensure that consumer bills are based on accurate measurements of gas usage.

09-25-19 Proposed

02-12-20 Finalized

PSC-39-19-00020 Initial Tariff Schedule, P.S.C. No. 1 - Water.To ensure safe and adequate service at just and reasonable rates charged to customers without preferences.

09-25-19 Proposed

PSC-40-19-00006 Net energy metering and VDER crediting for eligible New York Power Authority customers.To ensure safe and adequate service at just and reasonable rates charged to customers without preferences.

10-02-19 Proposed

02-05-20 Finalized

PSC-40-19-00007 The sharing of ratepayer consumption data.To allow for consumption based sewer billing and protect ratepayers’ consumption data.

10-02-19 Proposed

03-11-20 Withdrawn

PSC-41-19-00003 A voluntary residential three-part rate that would include fixed, usage and demand charges.To provide qualifying residential customers with an optional three-part rate.

10-09-19 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-41-19-00005 Tariff modifications to correct the calculation for the VDER Value Stack DRV.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

10-09-19 Proposed

02-05-20 Finalized

PSC-42-19-00006 Waiver of the prohibition on service to low-income customers by ESCOs.To consider the petition for an extension of the waiver of the prohibition on service to low-income customers by ESCOs.

10-16-19 Proposed

02-26-20 Finalized

PSC-42-19-00007 Waiver of the prohibition on service to low-income customers by ESCOs.To consider the petition for an extension of the waiver of the prohibition on service to low-income customers by ESCOs.

10-16-19 Proposed

02-26-20 Finalized

PSC-43-19-00014 Petition for the use of electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

10-23-19 Proposed

PSC-43-19-00015 Modifications to the Gas Cost Factor and Daily Delivery Service Programs.To consider a rehearing petition filed by Consolidated Edison Company of New York, Inc. and Orange and Rockland Utili-ties, Inc.

10-23-19 Proposed

PSC-43-19-00016 Proposed rate filing to increase its semi-annual flat rate.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

10-23-19 Proposed

02-05-20 Finalized

PSC-44-19-00003 Proposed revisions to Standby Service Rates and Buyback Service Rates.To ensure just and reasonable rates, including compensation, for distributed energy resources.

10-30-19 Proposed

PSC-44-19-00004 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

10-30-19 Proposed

06-10-20 Finalized

PSC-44-19-00005 Proposed revisions to Standby Service Rates and Buyback Service Rates.To ensure just and reasonable rates, including compensation, for distributed energy resources.

10-30-19 Proposed

PSC-44-19-00006 Proposed revisions to Standby Service Rates and Buyback Service Rates.To ensure just and reasonable rates, including compensation, for distributed energy resources.

10-30-19 Proposed

PSC-44-19-00007 Proposed revisions to Standby Service Rates and Buyback Service Rates.To ensure just and reasonable rates, including compensation, for distributed energy resources.

10-30-19 Proposed

PSC-44-19-00008 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

10-30-19 Proposed

PSC-44-19-00009 Proposed revisions to Standby Service Rates and Buyback Service Rates.To ensure just and reasonable rates, including compensation, for distributed energy resources.

10-30-19 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-45-19-00011 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

11-06-19 Proposed

06-10-20 Finalized

PSC-45-19-00012 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

11-06-19 Proposed

PSC-45-19-00013 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

11-06-19 Proposed

06-10-20 Finalized

PSC-46-19-00007 PSC regulation 16 NYCRR 86.3(a)(1), (a)(2) and 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting.

11-13-19 Proposed

02-26-20 Finalized

PSC-46-19-00008 Wappingers Falls Hydroelectric LLC’s facility located in Wappingers Falls, New York.To promote and maintain renewable electric energy resources.

11-13-19 Proposed

PSC-46-19-00009 Proposed transfer of certain company property to the Incorporated Village of Sea Cliff.To determine if the transfer of certain Company property to the Incorporated Village of Sea Cliff is in the public interest.

11-13-19 Proposed

02-26-20 Finalized

PSC-46-19-00010 To test innovative rate designs on an opt-out basis.To implement alternative innovative rate designs intended to assess customer behaviors in response to price signals

11-13-19 Proposed

PSC-47-19-00011 Waiver of National Grid’s code of conduct to allow for use of its name.To determine if it is in the public interest to allow for the use of National Grid’s name in the weatherization program.

11-20-19 Proposed

06-03-20 Finalized

PSC-47-19-00012 Transfer of street lighting facilities to the Village of Cayuga Heights.To consider whether the transfer of street lighting facilities to the Village of Cayuga Heights is in the public interest.

11-20-19 Proposed

02-26-20 Finalized

PSC-47-19-00013 Compensation of distributed energy resources.To ensure just and reasonable rates, including compensation, for distributed energy resources.

11-20-19 Proposed

04-08-20 Finalized

PSC-47-19-00014 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the publicinterest.To consider whether a tariff waiver and the proposed terms of a service agreement are in the public interest.

11-20-19 Proposed

02-26-20 Finalized

PSC-47-19-00015 Customer Consent to Contact.To include a new provision establishing customer consent for the utility to contact them electronically about utility service.

11-20-19 Proposed

03-04-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-47-19-00016 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

11-20-19 Proposed

03-04-20 Finalized

PSC-48-19-00004 Recommencement of the levelization surcharge, changes to the System Improvement Charge, including AMI and a one-year stay-out.To address the issues in the November 6, 2019 petition filed by NYAW.

11-27-19 Proposed

02-26-20 Finalized

PSC-48-19-00005 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

11-27-19 Proposed

06-10-20 Finalized

PSC-48-19-00006 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

11-27-19 Proposed

05-20-20 Finalized

PSC-48-19-00007 Extension of the State Universal Service Fund.To continue to provide universal service at a reasonable rate in certain service territories.

11-27-19 Proposed

PSC-49-19-00004 Transfer of street lighting facilities.To determine whether to authorize the transfer street of lighting facilities and the proper accounting for the transaction.

12-04-19 Proposed

04-08-20 Finalized

PSC-49-19-00005 Sale of Street Lighting Facilities to the Town of Farmington.To consider the transfer of street lighting facilities to the Town of Farmington.

12-04-19 Proposed

04-08-20 Finalized

PSC-49-19-00006 Waiver of the prohibition on service to low-income customers by ESCOs.To consider the petition for an extension of the waiver of the prohibition on service to low-income customers by ESCOs.

12-04-19 Proposed

02-26-20 Finalized

PSC-50-19-00004 Petition to submeter electricity and waiver of energy audit.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

12-11-19 Proposed

PSC-50-19-00005 Modifications and clarifications to the DCFC Per-Plug Incentive Program.To clarify certain elements of the DCFC Per-Plug Incentive Program and consider modifications to the Program.

12-11-19 Proposed

04-08-20 Finalized

PSC-50-19-00006 Compensation of and incentives for distributed energy resources.To encourage the development of and ensure just and reasonable rates for distributed energy resources.

12-11-19 Proposed

06-03-20 Finalized

PSC-50-19-00007 Participation of customers served under P.S.C. No. 12 (PASNY) in CDG projects receiving Value Stack compensation.To encourage the development of and ensure just and reasonable rates for distributed energy resources.

12-11-19 Proposed

04-08-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-52-19-00001 SUEZ Water New York Inc.’s acquisition of 100% of Heritage Hills Water Works Corporation’s assets.To determine if the proposed acquisition is in the public interest.

12-24-19 Proposed

PSC-52-19-00002 The New York State Reliability Council’s establishment of an Installed Reserve Margin of 18.9%To ensure adequate levels of Installed Capacity.

12-24-19 Proposed

03-18-20 Finalized

PSC-52-19-00003 Notice of intent to submeter electricity and waiver of energy audit.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

12-24-19 Proposed

PSC-52-19-00004 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

12-24-19 Proposed

04-08-20 Finalized

PSC-52-19-00005 Compensation of and rates for distributed energy resources.To encourage the development of and ensure just and reasonable rates for distributed energy resources.

12-24-19 Proposed

PSC-52-19-00006 Authorization to defer pension settlement losses.To address the ratemaking related to the pension settlement losses.

12-24-19 Proposed

PSC-53-19-00003 Technical Amendments of State regulations and Administrative CorrectionsTo make the provision of natural gas service safer in New York State

12-31-19 Proposed

04-08-20 Finalized

PSC-53-19-00004 Technical Amendments of State regulations and Administrative CorrectionsTo make the provision of natural gas service safer in New York State.

12-31-19 Proposed

04-08-20 Finalized

PSC-53-19-00006 To amend the terms to which the customer must abide when discontinuing gas service.To ensure safe and adequate service at just and reasonable rates charged to customers without preferences.

12-31-19 Proposed

PSC-53-19-00007 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

12-31-19 Proposed

PSC-53-19-00008 Extension of time for issuance of securities and other forms of indebtedness.To consider an additional twelve months for the issuance of securities and other forms of indebtedness.

12-31-19 Proposed

04-08-20 Finalized

PSC-53-19-00009 Transfer of street lighting facilities.To consider whether the transfer of certain street lighting facilities is in the public interest.

12-31-19 Proposed

04-08-20 Finalized

PSC-53-19-00010 To clarify the term ‘‘customer’’ under Rule 28 - Special Services Performed by Company for Customer at a Charge.To ensure safe and adequate service at just and reasonable rates charged to customers without preferences.

12-31-19 Proposed

04-08-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-01-20-00007 Proposed tariff revisions and clarifications for the summer 2020 capability period.To have more efficient demand response programs to gain operational efficiency and shave peak demand.

01-08-20 Proposed

04-08-20 Finalized

PSC-01-20-00008 Request for waiver of 16 NYCRR § 96.5(k)(3).To consider the request for waiver of the energy audit requirement requirement per 16 NYCRR 96.5(k)(3).

01-08-20 Proposed

05-20-20 Finalized

PSC-01-20-00009 Modifying RG&E’s DLM dispatch threshold to improve the Commercial System Relief Program.To have more efficient demand response programs to gain operational efficiency and shave peak demand.

01-08-20 Proposed

04-08-20 Finalized

PSC-01-20-00010 Proposed transfer of water supply assets and dissolution of the Company.To determine whether the transfer of water supply assets to the Town of North Collins is in the public interest.

01-08-20 Proposed

06-03-20 Finalized

PSC-02-20-00005 The 2020 Electric Emergency Response Plans for electric utilities subject to the provisions of PSL § 25-aTo consider the adequacy of the 2020 Electric Emergency Response Plans

01-15-20 Proposed

06-03-20 Finalized

PSC-02-20-00006 The application of the earnings sharing mechanism related to a partial year period.To consider O&R’s petition to modify the application of the earnings sharing mechanism.

01-15-20 Proposed

06-03-20 Finalized

PSC-03-20-00008 Authority to issue and sell unsecured debt obligationsTo consider the Company’s request for authority to issue and sell unsecured debt obligations

01-22-20 Proposed

05-13-20 Finalized

PSC-03-20-00009 Changes to the Utility Energy RegistryTo determine appropriate rules for data availability

01-22-20 Proposed

PSC-03-20-00010 Waivers of certain tariff provisions and terms of an agreement for the provision of serviceWhether a proposed agreement for provision of service by Saratoga Water Services, Inc. is in the public interest

01-22-20 Proposed

05-13-20 Finalized

PSC-04-20-00010 Petition for waiver of the requirements of Opinion No. 76-17 and 16 NYCRR Part 96 regarding individual metering of liv-ing units.To consider the petition of Comunilife Woodhull HDFC for waiver of Opinion No. 76-17 and 16 NYCRR Part 96.

01-29-20 Proposed

06-10-20 Finalized

PSC-04-20-00014 Transfer of the Indian Point site, nuclear waste, and decommissioning and site restoration funds from Entergy to Holtec.To protect the public interest.

01-29-20 Proposed

PSC-05-20-00003 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

02-05-20 Proposed

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PUBLIC SERVICE COMMISSION

PSC-05-20-00004 A statewide Make-Ready Program that that would provide incentives to deploy EVSE&I to charge light duty electricvehicles (EV).To deploy the infrastructure needed to meet the State’s goals of 850,000 EVs by 2025 and recommend appropriate utilityroles.

02-05-20 Proposed

PSC-05-20-00005 Wireline and wireless pole attachment rates.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

02-05-20 Proposed

05-13-20 Finalized

PSC-05-20-00006 Waiver of pipeline reassessment completion deadline while adequate tools to conduct inspection are found.To ensure the safety of the Clove Lake Segment Pipeline with the use of adequate reassessment tools.

02-05-20 Proposed

PSC-05-20-00007 Petition to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

02-05-20 Proposed

PSC-06-20-00012 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

02-12-20 Proposed

PSC-06-20-00013 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

02-12-20 Proposed

PSC-06-20-00014 A program for the procurement of Renewable Energy Certificates from existing renewable resources.To purchase Renewable Energy Certificates and maintain the State’s baseline of existing renewable resources.

02-12-20 Proposed

PSC-06-20-00015 New Tariff Schedule, P.S.C. No. 3 - Water and waiver of rate setting authority.To provide the rates, rules, and regulations under which water service will be provided to the customers of the system.

02-12-20 Proposed

05-13-20 Finalized

PSC-06-20-00016 Notice of intent to submeter electricity and waiver of energy audit.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

02-12-20 Proposed

PSC-06-20-00017 Petitions for rehearing, reconsideration, clarification and stay of the December 12, 2019 Order.To determine whether the Commission should grant, deny, or modify the relief sought and actions proposed by Petition-ers

02-12-20 Proposed

PSC-07-20-00006 Discontinuation of a program administered by Con Edison and removal of the program from the tariff.Consider discontinuation of the Smart AC Kit Program.

02-19-20 Proposed

06-03-20 Finalized

PSC-07-20-00007 Procurement of environmental attributes associated with offshore wind resources.To achieve the State’s renewable and clean energy goals.

02-19-20 Proposed

05-13-20 Finalized

PSC-07-20-00008 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

02-19-20 Proposed

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PUBLIC SERVICE COMMISSION

PSC-07-20-00009 Transfer of street lighting facilities.To consider whether the transfer of certain street lighting facilities is in the public interest.

02-19-20 Proposed

06-03-20 Finalized

PSC-07-20-00010 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

02-19-20 Proposed

PSC-07-20-00011 Transfer of street lighting facilities.To consider the transfer of street lighting facilities to the Town of Fallsburg.

02-19-20 Proposed

06-03-20 Finalized

PSC-08-20-00002 Transfer of stock resulting in a complete ownership transfer.To determine whether the proposed transfer is in the public interest.

02-26-20 Proposed

06-03-20 Finalized

PSC-08-20-00003 PSC regulation 16 NYCRR § § 86.3(a)(2) and 86.3(b)(2).To consider a waiver of certain regulations relating to the content of an application for transmission line siting.

02-26-20 Proposed

PSC-08-20-00004 Waiver of provisions and service agreement.To consider if the waiver and the proposed terms of a service agreement are in the public interest.

02-26-20 Proposed

PSC-08-20-00005 The use funding for certain pipeline safety programs.To ensure appropriate use of funds reserved for gas safety programs.

02-26-20 Proposed

PSC-08-20-00006 To establish procedures and modify terminology for Underground Residential Distribution Systems.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

02-26-20 Proposed

PSC-09-20-00002 Request for waiver of 16 NYCRR 96.5(k)(3).To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

03-04-20 Proposed

PSC-09-20-00003 Proposed transfer of the Company’s assets to the Town and dissolution of the Company.To determine if transfer of the water system to the Town of North Greenbush is in the public interest.

03-04-20 Proposed

PSC-09-20-00004 Petition to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

03-04-20 Proposed

PSC-09-20-00005 Petition for the use of gas metering equipment.To ensure that consumer bills are based on accurate measurements of gas usage.

03-04-20 Proposed

PSC-09-20-00006 Petition for the use of an electric meter in submetering applications.Whether to permit the use of the GG electric meter in submetering applications in New York State.

03-04-20 Proposed

PSC-10-20-00003 The Commission’s statewide low-income discount policy.To consider modifications to certain conditions regarding utility low-income discount programs.

03-11-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-10-20-00004 Recovery of extraordinary repair expenses and establishment of an escrow account.To consider if the proposed escrow account is in the public interest.

03-11-20 Proposed

PSC-10-20-00005 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether Family Energy, Inc. should be granted a waiver to offer two ‘‘green gas’’ products to mass marketcustomers.

03-11-20 Proposed

PSC-10-20-00006 Petition to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

03-11-20 Proposed

PSC-11-20-00006 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

03-18-20 Proposed

PSC-11-20-00007 Deferral and recovery of incremental costs and establishment of an extraordinary repair escrow account.To consider deferring costs related to water main leak repairs for subsequent recovery and establishment of an escrowaccount.

03-18-20 Proposed

PSC-11-20-00008 Revisions to the proration tariff language.To consider revisions to the proration tariff language under Leaf 18.1, 18 61 to 64 and Leaf 69.

03-18-20 Proposed

PSC-11-20-00009 Proposed transfer of water supply assets.To determine whether the transfer of assets from Whitlock to NYAW is in the public interest.

03-18-20 Proposed

PSC-11-20-00010 The proposed transfer of ownership interests in an existing transmission line.Consideration of whether the proposed transfer is in the public interest.

03-18-20 Proposed

PSC-11-20-00011 Application of the Public Service Law to owners of a proposed 345 kilovolt (kV) transmission line providing wholesaleservices.To determine whether to apply a lightened regulatory regime to the owners of a proposed 345 kV transmission line.

03-18-20 Proposed

PSC-12-20-00007 Request for waiver of tariff provision.Consideration of a request for waiver of tariff provision.

03-25-20 Proposed

PSC-12-20-00008 Delivery rates of Corning Natural Gas Corporation.Whether to postpone the implementation of a change in rates that would otherwise become effective on June 1, 2020.

03-25-20 Proposed

PSC-12-20-00009 Clarify language regarding treatment of multi-unit buildings in CDG projects.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

03-25-20 Proposed

PSC-12-20-00010 Direct Energy, LLC’s Green Gas Products.To consider whether Direct Energy, LLC should be allowed to offer two Green Gas Products to mass market customers.

03-25-20 Proposed

PSC-12-20-00011 Sale of facilities.To consider whether the sale of facilities is in the public interest.

03-25-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-12-20-00012 Transfer of street lighting facilities.Consideration of petition by NYSEG for transfer of assets to the City of Ithaca.

03-25-20 Proposed

PSC-12-20-00013 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

03-25-20 Proposed

PSC-12-20-00014 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

03-25-20 Proposed

PSC-12-20-00015 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

03-25-20 Proposed

PSC-12-20-00016 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

03-25-20 Proposed

PSC-12-20-00017 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

03-25-20 Proposed

PSC-12-20-00018 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

03-25-20 Proposed

PSC-12-20-00019 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

03-25-20 Proposed

PSC-12-20-00020 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

03-25-20 Proposed

PSC-12-20-00021 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

03-25-20 Proposed

PSC-12-20-00022 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

03-25-20 Proposed

PSC-13-20-00006 Utility capital expenditure proposal.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

04-01-20 Proposed

PSC-13-20-00007 Request for waiver of 16 NYCRR § 96.5(k)(3).To ensure adequate energy efficiency protections are in place.

04-01-20 Proposed

PSC-13-20-00008 Transfer of street light facilities.To consider the transfer of street lighting facilities to the Village of Lancaster.

04-01-20 Proposed

PSC-15-20-00001 Suspension of tariff fees associated with certain suspended activities and services.To assist customers in a time of hardship.

04-15-20 Emergency/Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-15-20-00002 Postponement of a rate increase.To assist customers in a time of hardship.

04-15-20 Emergency/Proposed

PSC-15-20-00003 Postponement of a rate increase.To assist customers in a time of hardship.

04-15-20 Emergency/Proposed

PSC-15-20-00004 Postponement of the annual update of the low income discount credits.To assist customers in a time of hardship.

04-15-20 Emergency/Proposed

PSC-15-20-00005 Postponement of delivery rate and System Improvement Charge (SIC) increases and implementation of a make wholesurcharge.To assist customers in a time of hardship.

04-15-20 Emergency/Proposed

PSC-15-20-00006 Suspension of tariff fees associated with certain suspended activities and services.To assist customers in a time of hardship.

04-15-20 Emergency/Proposed

PSC-15-20-00011 To modify the terms and conditions under which gas utilities provide service to electric generators.To provide clarity and uniformity to the provision of gas service to electric generators.

04-15-20 Proposed

PSC-15-20-00012 Tariff filing.To ensure that the utility provides safe, adequate, and reliable service at just and reasonable rates.

04-15-20 Proposed

PSC-15-20-00013 Ownership of New York American Water Company, Inc.To consider whether a proposed transfer of ownership of New York American Water Company, Inc. is in the publicinterest.

04-15-20 Proposed

PSC-15-20-00014 Tariff filing.To ensure that the utility provides safe, adequate, and reliable service at just and reasonable rates.

04-15-20 Proposed

PSC-15-20-00016 Amendment of tariff modifying cash-out rules and potential penalties.To ensure gas system reliability and safety.

04-15-20 Emergency/Proposed

PSC-16-20-00001 Suspension of deadline in Standard Interconnection Requirements (SIR).To prevent unnecessary cancellation of distributed generation and energy storage system projects based on the State ofEmergency

04-22-20 Emergency/Proposed

PSC-16-20-00003 Proposal to implement a competitive procurement process for participation in mulit-year DLM and auto-DLM programs.To establish a multi-year and auto-DLM programs that will improve demand response program offerings.

04-22-20 Proposed

PSC-16-20-00004 Disposition of a state sales tax refund.To determine how much of a state sales tax refund should be retained by Central Hudson.

04-22-20 Proposed

PSC-16-20-00005 Proposal to implement a competitive procurement process for participation in mulit-year DLM and auto-DLM programs.To establish a multi-year and auto-DLM programs that will improve demand response program offerings.

04-22-20 Proposed

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PUBLIC SERVICE COMMISSION

PSC-16-20-00006 Proposal to implement a competitive procurement process for participation in mulit-year DLM and auto-DLM programs.To establish a multi-year and auto-DLM programs that will improve demand response program offerings.

04-22-20 Proposed

PSC-16-20-00007 Proposed plan to implement a competitive procurement process for participation in mulit-year DLM and auto-DLMprograms.To establish a multi-year and auto-DLM programs that will improve demand response program offerings.

04-22-20 Proposed

PSC-16-20-00008 Extension of the ESA between New York State Electric & Gas Corporation and Nucor Steel Auburn, Inc.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preference.

04-22-20 Proposed

PSC-16-20-00009 Proposal to implement a competitive procurement process for participation in mulit-year DLM and auto-DLM programs.To establish a multi-year and auto-DLM programs that will improve demand response program offerings.

04-22-20 Proposed

PSC-16-20-00010 Transfer of street light facilities.To consider the transfer of street lighting facilities to the Town of Clifton Park.

04-22-20 Proposed

PSC-16-20-00011 Proposal to implement a competitive procurement process for participation in mulit-year DLM and auto-DLM programs.To establish a multi-year and auto-DLM programs that will improve demand response program offerings.

04-22-20 Proposed

PSC-17-20-00008 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether Alpha Gas & Electric, LLC should be permitted to offer its Green Gas Program to mass marketcustomers.

04-29-20 Proposed

PSC-17-20-00009 Proposed filing to provide credits for AMI non-residential customer sided meters.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

04-29-20 Proposed

PSC-17-20-00010 Tariff provisions for Non-Firm Demand Response service classes.To consider appropriate tariff provisions for non-compliant Non-Firm Demand Response service customers.

04-29-20 Proposed

PSC-17-20-00011 Tariff provisions for Non-Firm Demand Response service classes.To consider appropriate tariff provisions for non-compliant Non-Firm Demand Response service customers.

04-29-20 Proposed

PSC-17-20-00012 Tariff provisions for Interruptible and Off-Peak Firm Service Gas Customers.To consider appropriate tariff provisions for non-compliant Interruptible and Off-Peak Firm Gas Customers.

04-29-20 Proposed

PSC-18-20-00001 Extension of time for gas companies to complete baseline atmospheric corrosion inspections and leakage surveys.To protect utility workers and customers from virus exposure during the COVID-19 pandemic.

05-06-20 Emergency/Proposed

PSC-18-20-00012 The purchase price of electric energy and capacity from customers with qualifying on-site generation facilities.To revise the price to be paid by the Company under Service Classification No. 10. for qualifying purchases of unforcedcapacity

05-06-20 Proposed

PSC-18-20-00013 Transfer of street light facilities.To consider the transfer of street lighting facilities to the Village of Clyde.

05-06-20 Proposed

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PUBLIC SERVICE COMMISSION

PSC-18-20-00014 Tariff modifications to reduce customer costs related to relocating customer owned equipment for back-lot servicerelocations.To facilitate the relocation of service lines owned by customers from the back of their lots to the front.

05-06-20 Proposed

PSC-18-20-00015 Participation of Eligible Telecommunications Carriers (ETCs) in New York State Lifeline Program.Commission will consider each petition filed by an ETCs seeking approval to participate in the NYS Lifeline program.

05-06-20 Proposed

PSC-19-20-00003 Continued implementation of the Clean Energy Standard.To promote and maintain renewable and zero-emission electric energy resources.

05-13-20 Proposed

PSC-19-20-00004 Clarification of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether energy service companies should be permitted to bank RECs to satisfy their renewable energyrequirements.

05-13-20 Proposed

PSC-19-20-00005 Cost recovery associated with Day-Ahead-DLM and Auto-DLM programs, and elimination of double compensation.To provide cost recovery for new DLM programs and prevent double compensation to participating customers.

05-13-20 Proposed

PSC-19-20-00006 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

05-13-20 Proposed

PSC-19-20-00007 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

05-13-20 Proposed

PSC-19-20-00008 Review of CECPN ownership transfer and related assets among CHPE, Inc., CHPE Properties, Inc., and CHPE, LLCTo consider the transfer of the CECPN and assets related to the Champlain Hudson Power Express Project.

05-13-20 Proposed

PSC-19-20-00009 Cost recovery associated with Day-Ahead-DLM and Auto-DLM programs, and elimination of double compensation.To consider revisions to P.S.C. No. 10 - Electricity, and P.S.C. No. 12 - Electricity.

05-13-20 Proposed

PSC-21-20-00005 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether Kiwi Energy NY LLC should be permitted to offer its Green Gas Products to mass marketcustomers.

05-27-20 Proposed

PSC-21-20-00006 Transfer of street lighting facilities.To consider the transfer of street lighting facilities to the Village of Dryden.

05-27-20 Proposed

PSC-21-20-00007 The methodology for the calculation of reactive power demand.To revise the methodology for the calculation of reactive power demand.

05-27-20 Proposed

PSC-21-20-00008 Waiver of tariff rules and a related Commission regulation.To consider whether a waiver of tariff rules and a Commission regulation are just and reasonable and in the publicinterest.

05-27-20 Proposed

PSC-21-20-00009 Consideration of the NFG petition to modify Audit Implementation Plans.To consider if modifying the Audit Implementation Plans are in the public interest.

05-27-20 Proposed

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PUBLIC SERVICE COMMISSION

PSC-21-20-00010 Transfer of street light facilities.To consider the transfer of street lighting facilities to the Town of Thompson.

05-27-20 Proposed

PSC-21-20-00011 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether IGS Energy should be allowed to offer a Carbon-Neutral Gas Product and a Home Warranty ServiceProduct.

05-27-20 Proposed

PSC-22-20-00001 Modifications to electric utility dynamic load management (DLM) demand reduction programs.To encourage DLM participation in summer 2020 capability period despite uncertainty due to the State DisasterEmergency.

06-03-20 Emergency/Proposed

PSC-22-20-00005 Waiver of certain Commission requirements related to the distribution of telephone directories.To reduce unnecessary waste and disposal of directory listings.

06-03-20 Proposed

PSC-22-20-00006 Proposed tariff amendment regarding the billing of customers participating in the Preservation Power Program.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-03-20 Proposed

PSC-22-20-00007 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

06-03-20 Proposed

PSC-23-20-00006 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether IDT Energy, Inc. and Residents Energy, LLC should be permitted to offer Green Gas Products inNew York.

06-10-20 Proposed

PSC-23-20-00007 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether American Power & Gas LLC should be permitted to offer its Green Gas Products to mass marketcustomers.

06-10-20 Proposed

PSC-23-20-00008 Disposition of sales tax refund and other related matters.To consider the appropriate allocation of the sales tax refund proceeds while balancing ratepayer and shareholderinterests.

06-10-20 Proposed

PSC-23-20-00009 Adjustments to the Non-Firm Revenue Sharing Mechanism.To adjust the Non-Firm Revenue Sharing mechanism to increase firm customer sharing

06-10-20 Proposed

PSC-23-20-00010 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether AmeriChoice Energy should be permitted to offer its Green Gas Products to mass marketcustomers.

06-10-20 Proposed

PSC-24-20-00011 Postponement of a rate increase.To assist customers in a time of hardship.

06-17-20 Emergency/Proposed

PSC-24-20-00012 Further postponement of a rate increase and waiver of a tariff rule.To assist customers in a time of hardship.

06-17-20 Emergency/Proposed

PSC-24-20-00013 Further postponement of the annual update of the low income discount credits.To assist customers in a time of hardship.

06-17-20 Emergency/Proposed

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PUBLIC SERVICE COMMISSION

PSC-24-20-00016 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether the NRG Retail Companies should be permitted to offer Green Gas Products in New York.

06-17-20 Proposed

PSC-24-20-00017 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

06-17-20 Proposed

PSC-24-20-00018 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether Atlantic Energy, LLC should be permitted to offer Green Gas Products to mass market customers inNew York.

06-17-20 Proposed

PSC-24-20-00019 Enwave Syracuse LLC and Syracuse Energy Concessionaire LLC’s operation and maintenance of the SUSS and muniagreements.To review a contract to operate, maintain and modernize the SUSS and three municipal road use agreements.

06-17-20 Proposed

PSC-24-20-00020 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether CenStar Energy, Major Energy Services, and Spark Energy Gas should be permitted to offer GreenGas Products.

06-17-20 Proposed

PSC-25-20-00009 Petition for the use of electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

06-24-20 Proposed

PSC-25-20-00010 Whitepaper regarding energy service company financial assurance requirements.To consider the form and amount of financial assurances to be included in the eligibility criteria for energy servicecompanies.

06-24-20 Proposed

PSC-25-20-00011 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

06-24-20 Proposed

PSC-25-20-00012 Petition to submeter electricity.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

06-24-20 Proposed

PSC-25-20-00013 Changes to PSL Section 66-p relating to billing information for residential rental premises.To establish provisions as necessary to effectuate PSL Section 66-p.

06-24-20 Proposed

PSC-25-20-00014 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether South Bay Energy Corp. should be permitted to offer Green Gas Products to mass market custom-ers in New York.

06-24-20 Proposed

PSC-25-20-00015 Staff whitepaper on a Data Access Framework.To standardize the necessary privacy and cybersecurity requirements for access to energy-related data.

06-24-20 Proposed

PSC-25-20-00016 Modifications to the Low-Income Affordability program.To address the economic impacts of the COVID-19 pandemic.

06-24-20 Proposed

PSC-25-20-00017 Partial waiver of the Order Adopting Changes to the Retail Access Energy Market and Establishing Further Process.To consider whether Marathon Energy should be permitted to offer Green Gas Products to mass market customers inNew York.

06-24-20 Proposed

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Page 84: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

PUBLIC SERVICE COMMISSION

PSC-25-20-00018 Staff’s whitepaper proposing an IEDR.To collect and integrate a large and diverse set of energy-related information and data on one statewide platform.

06-24-20 Proposed

PSC-25-20-00019 A Clean Energy Resources Development and Incentives Program.To identify and develop renewable energy project sites for competitive auction to private developers.

06-24-20 Proposed

PSC-25-20-00020 Transfer of street lighting facilities.To determine whether to authorize the transfer street of lighting facilities and the proper accounting for the transaction.

06-24-20 Proposed

STATE, DEPARTMENT OF

DOS-27-19-00014 New York State Uniform Fire Prevention and Building Code (the Uniform Code)To repeal the existing Uniform Code and adopt a new Uniform Code and to make conforming changes to 19 NYCRRParts 1264 and 1265.

07-03-19 Proposed

02-12-20 Finalized

04-08-20 Amended Adoption

DOS-27-19-00015 The State Energy Conservation Construction Code (the ‘‘Energy Code’’).To repeal the existing Energy Code and to adopt a new, updated Energy Code.

07-03-19 Proposed

02-12-20 Finalized

DOS-40-19-00001 Appraisal StandardsTo adopt the 2020-2021 edition of the Uniform Standards of Professional Appraisal Practice

10-02-19 Proposed

12-18-19 Finalized

DOS-42-19-00001 Real estate advertisementsTo update current regulations concerning real estate advertisements

10-16-19 Proposed

05-06-20 Finalized

DOS-02-20-00003 Enhanced fair housing provisionsTo provide additional notices and other enhancements relating to fair housing and the Human Rights Law

01-15-20 Proposed

05-06-20 Finalized

DOS-14-20-00002 New York State Uniform Fire Prevention and Building Code (the Uniform Code)To amend the existing Uniform Code to add provisions relating to abandonment or removal of heating oil storage tanks

04-08-20 Emergency

DOS-20-20-00006 Acceptance of human remains for cremation during an emergency.To allow a crematory to accept remains when the name of the crematory has been changed on the Authorization Form.

05-20-20 Emergency

STATE UNIVERSITY OF NEW YORK

SUN-50-19-00001 Tuition, Fees and ChargesTo authorize the waiver of admission application fees for military veterans and their spouses

12-11-19 Emergency/Proposed

03-04-20 Emergency

04-08-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

80

Page 85: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

STATE UNIVERSITY OF NEW YORK

SUN-53-19-00002 Proposed amendments to the traffic and parking regulations at State University of New York College at Old WestburyAmend existing regulations to update traffic and parking regulations

12-31-19 Proposed

SUN-53-19-00005 Proposed amendments to the traffic and parking regulations at State University Agricultural and Technical College at Mor-risvilleAmend existing regulations to update traffic and parking regulations

12-31-19 Proposed

SUN-01-20-00001 Limitations on operating costs for purposes of State financial assistance.To determine how state appropriated reimbursement for rental costs for physical space will be distributed to communitycolleges.

01-08-20 Proposed

04-08-20 Finalized

SUN-14-20-00001 Proposed amendments to the traffic and parking regulations at State University of New York System Administration.Amend existing regulations to update traffic and parking regulations.

04-08-20 Proposed

SUN-15-20-00008 Student Assembly Elections, Student Assembly Officers, Campus Government Elections, Student Activity Fees.To postpone voting on student activity fees and elections of Student Assembly representatives and officers until Fall2020.

04-15-20 Emergency

STATEN ISLAND RAPID TRANSIT OPERATING AUTHORITY

SIR-20-20-00003 The conduct and safety of the public in the use of terminals, stations and trains operated by Staten Island Rapid TransitAuthTo safeguard the public health and safety by amending rules concerning appropriate and safe use of terminals andstations.

05-20-20 Emergency/Proposed

TAXATION AND FINANCE, DEPARTMENT OF

TAF-47-19-00010 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith.To set the sales tax component and the composite rate per gallon for the period January 1, 2020 through March 31,2020.

11-20-19 Proposed

02-19-20 Finalized

TAF-50-19-00003 Metropolitan Transportation Business Tax SurchargeTo provide metropolitan transportation business tax rate for tax year 2020

12-11-19 Emergency/Proposed

03-11-20 Finalized

03-11-20 Emergency

TAF-02-20-00001 Property tax levy limits for school districts in relation to certain costs resulting from capital local expendituresTo implement Education Law 2023-a relating to certain costs resulting from capital local expenditures of school districts

01-15-20 Emergency/Proposed

04-01-20 Emergency

06-03-20 Emergency

TAF-07-20-00013 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith.To set the sales tax component and the composite rate per gallon for the period April 1, 2020 through June 30, 2020.

02-19-20 Proposed

05-27-20 Finalized

ID Number Issue Date Action QUARTERLY INDEX

81

Page 86: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

TAXATION AND FINANCE, DEPARTMENT OF

TAF-21-20-00004 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith.To set the sales tax component and the composite rate per gallon for the period July 1, 2020 through September 30,2020.

05-27-20 Proposed

TEMPORARY AND DISABILITY ASSISTANCE, OFFICE OF

TDA-14-19-00007 Abandonment of requests for fair hearingsTo require the issuance of letters to appellants who fail to appear at scheduled fair hearings involving Medical Assistance,also known as Medicaid, advising them how to request the rescheduling of such fair hearings

04-03-19 Proposed

04-01-20 Finalized

TDA-19-19-00007 Adult-Care Facilities and Shelters for AdultsTo update State regulations pertaining to general provisions, inspections and enforcement, and shelters for adults

05-08-19 Proposed

12-11-19 Finalized

TDA-19-19-00008 Shelters for FamiliesTo update State regulations pertaining to shelters for families

05-08-19 Proposed

12-11-19 Finalized

TDA-19-19-00010 Elimination of finger imaging requirement for public assistance applicants and recipientsTo update State regulations to align public assistance programs with other State benefit programs regarding identificationverification requirements

05-08-19 Proposed

12-04-19 Finalized

TDA-46-19-00006 Limits on executive compensationTo remove requirements related to private funding from the $199, 000 per annum limit on executive compensation and tomake corresponding technical updates

11-13-19 Proposed

03-02-20 Finalized

TDA-46-19-00006 Limits on executive compensationTo remove requirements related to private funding from the $199,000 per annum limit on executive compensation and tomake corresponding technical updates

11-13-19 Proposed

03-18-20 Finalized

TDA-49-19-00003 Annual service fee on persons receiving child support services and minimum annual collection requirement to imposesuch feeTo amend the existing State regulatory provisions regarding the annual service fee imposed on persons who receivechild support services

12-04-19 Proposed

03-18-20 Finalized

TDA-16-20-00012 New York State Combined Application Project (NYSCAP)To implement the NYSCAP, a new combined application project for recipients of Supplemental Security Income benefits,who have been designated as Live-Alone by the Social Security Administration and the State-funded SSI State Supple-ment Program

04-22-20 Proposed

THRUWAY AUTHORITY, NEW YORK STATE

THR-01-20-00003 Toll rate adjustments on the New York State Thruway system.To provide for toll rate adjustments necessary to support the Authority’s financial obligations.

01-08-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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Page 87: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

VICTIM SERVICES, OFFICE OF

OVS-24-19-00001 Conduct contributing related to burial awardsAdopt rules necessary as the result of chapter 494 of the Laws of 2018, when considering the victim’s own conduct

06-12-19 Emergency/Proposed

08-28-19 Emergency

10-16-19 Emergency

12-18-19 Emergency/Revised

02-12-20 Emergency

02-19-20 Finalized

WORKERS’ COMPENSATION BOARD

WCB-27-19-00005 Medical Fee SchedulesAdd new providers to the fee schedule

07-03-19 Proposed

12-11-19 Finalized

WCB-31-19-00018 Medical Treatment GuidelinesAdd guidelines for treatment of hip and groin, foot and ankle, elbow and occupational interstitial lung disease

07-31-19 Proposed

03-18-20 Revised

05-20-20 Finalized

WCB-32-19-00001 Updating the prescription drug formularyTo add drugs to the prescription drug formulary in response to continuous feedback

08-07-19 Proposed

02-12-20 Finalized

WCB-37-19-00002 Applications for ReopeningsClarify the process for reopening a case that has been previously closed

09-11-19 Proposed

WCB-45-19-00010 Resolution of medical billing disputesIncorporate the 2019 changes to WCL 13-g into existing regulations.

11-06-19 Proposed

01-29-20 Finalized

WCB-47-19-00004 Updating the prescription drug formularyTo update formulary and add special consideration guidance for drugs not included in the MTGs

11-20-19 Emergency/Proposed

02-19-20 Finalized

WCB-11-20-00005 Updating the prescription drug formularyTo update the prescription drug formulary in response to continuous feedback

03-18-20 Emergency/Proposed

06-17-20 Finalized

WCB-13-20-00004 Allowing telemedicine in some circumstancesTo allow telemedicine in some circumstances for social distancing purposes due to outbreak of COVID-19

04-01-20 Emergency

WCB-15-20-00007 Adding COVID-19 virus as a serious health condition for the purposes of Paid Family Leave.The clarify that employees may take family leave to care for a family member with COVID-19 virus.

04-15-20 Emergency

WCB-18-20-00011 Allowing telemedicine in some circumstances, supersede previous emergency adoptionTo allow telemedicine in some circumstances for social distancing purposes due to outbreak of COVID-19

05-06-20 Emergency

ID Number Issue Date Action QUARTERLY INDEX

83

Page 88: Book 2 of 2 REGISTE NEW YORK STATE R · ANDREW M. CUOMO GOVERNOR ROSSANA ROSADO SECRETARY OF STATE NEW YORK STATE DEPARTMENT OF STATE For press and media inquiries call: (518) 474-0050

WORKERS’ COMPENSATION BOARD

WCB-22-20-00002 Reimbursement for COVID-19 testingTo allow reimbursement for COVID testing when benefits sought due to work-place exposure to COVID-19

06-03-20 Emergency

WCB-23-20-00001 Submission of medical bills and reportsTo allows the single mailing address and format prescribed by the chair for submission of bills and medical reports

06-10-20 Proposed

WCB-23-20-00002 Medical Treatment GuidelinesRepeal carpal tunnel syndrome MTG and replace with hand,wrist, and forearm, and add asthma

06-10-20 Proposed

WCB-23-20-00004 EDI system updatesTo require carriers to report certain credits taken for payments to claimants; biannual reports; EDI 3.1 updates

06-10-20 Proposed

ID Number Issue Date Action QUARTERLY INDEX

84