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The
relation
of
the
electric
field
vector
E
and the magnetic
field
vector
H
of
a
linearly
polarized
light
beam to
the direction
of
propagation
at a
given
time
is
shown
inFig.
12.2a.
The
two fields
oscillate
at right
angles
to
one
another
and
in
phase.
A
different
view
(Fig.
12.2b)
shows
only
the magnitude
and
direction
of the
electric
field
vector
as a function
of
time
I and
at
a
given
distance
z
-
z0
from
the
light
source.6
Both
relations
are
cosine functions
described
by Eq.
l2.l:
E
=
Eo
cos(2nn
-
2nz/)u)
-
Eo cos
a(t
-
z/
co)
(12.1)
where
z is
the
light
frequency,
=
co/
u
is
its
wavelength
(ca
is
the
speed
of light
in
vacuum),
Es
is
the
maximum
arnplitude
of
the
wave,
and,
a
=
2nu.
(b,
Figure
12.1.
(a)
Isotropic
and
(A)
anisotropic
(linearly
polarized)
light
beams
(ele6ric
field
only)
viewed
along
the
z
axis
toward
the
light
source.
[Adapted
with
permission
from
Solornons,
T. W.
G. Organic
Chemistry-
Copyright
@ 1978 John
Wiley
& Sons,
Inc., New York,
pp.244-245.1
Direclion
of
propogolion +
Time
+
Figure
12,2.
Linearly
polarized
light
(a,
at
a
given
time and
, at
a
given
place.)
[(a)
Reprinted
with
permissionfromBrcwster,
J.H.Topstereochem.
1961,2,1.
copyrighto
1967Johnwiley&Sons,
Inc.
and
()
adapted
with
permission
from
Snatzke,
G. Chem. IJnserer
Zeit.1981,
j5,
78.1
#
al
(bt
Direclion
of
propogolion +
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(a)
right
circularly
polarized
light
light
propagation-
Source
k=0
+Z
observer
at
t=to
-+\
,rksr
^\'
I \
,w
alz-4
(b\
Figure
12'3'
Definition
of.ight
cpl.
(a)
A
=
ro.
the
electric
field
vector
describes
a right-handed
helix
as
viewed
toward
the
light
source
(z
increases
as
z
=
k(/12,
k
=
0,
r,2,
..
.
).
[Adapted
from
Harada,
N.
an
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Figure
l2'5.
(a)
Right
cpl
ray
(only
electric
fields
are
shown)
from
one-quarter
wave
retardation
(see
also
Fig. 12.2).
(A)
The
instantaneous
electric
field
is
one-quarter
wavelengih
out
of
phase.
[Reprinred
with
permission
from
Brewster.
J.
H.
Top.
stereochem.
1967,2,
1.
copyright
o 1967
Jo-hn wiley
& Sons,
Inc.l
a
=
(nL-
n*)n//), ,
(in
rad)
(12.2)
s.=
(nL-
nR)1800//^,0
(in
deg)
(12.3)
Figure
12..
The
origin of
optical
activity.
Rotation
of linealry
polarized
light by superposition
of
left
(--)
and right
(-)
cpl.
Time-dependent
view
toward
the
light source
frorn
a
given poin1z
=;6
(left
to
right).
As
shown,
the
rotation
is
positive
(dextrorotation).
[Adapted
with
permission from Snatzke,
G.
Chem.
Unserer
tuit.
1981,
15,78.1
tll
6fri
@
lll
r
o
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Figure
12.7.
Interaction
of
a
beam
of light
linearly
polarized
in
the ,r
direction
with
a chiral
molecule.
negolive
curve
Figure 12.8.
Optical rotatory dispersion
in transpalent
regions ofthe spectrum.
[Crabb,
P. In Snatzke, G.,
ed.,
Optical
Rotatory Dispersion
and Circular Dichrotsm
in Organic
Chemistry,
p.
2.
Copylight
O
1967
Heyden Son.
Adapted with
permission of
John
Wiley
Sons,
Ltd.l
OH
cf
+
0
Figure
12.9.
Dependence
ofAz
on wavelength.
Anomalous
dispersion.
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UV:
mor
292
(=32)
ll
rlL->
4--(
'o
(+)
-
Comphor
200
300
400
Figure
12.10. Anomalous
ORD
curve of
(1R,4R)-(+)-camphor (-)
exhibiting
a
single
positive
CE.
Nomenclature of ORD curves;
the crossover
point
at
294
nm is an
optical
null,
[(D]
=
0.
The
isotropic
W:
spectrum of camphor
(--)
is superposed on
the
ORD
curve.
[Adapted
with
permission
from
Crabb,
P. ORD
and CD
in
Chemistry
and Biochemistry, Academic Press, Orlando,
FL,
1972,
p.
6]
l[O],1+ l[(D]rl
o=
1oo
(12.4)
uvl,,,o*
.^.4'*
- 1
,ff
-s
\.
UV
(o)
tol
x
lO-3
Figure 12.11,
(a)
Single
Cotton effect
ORD curve:
positive
CE with negative
rotation
in
the
visible
(UV
rna*
=
264
nm).
[Adapted
with
permission
from
Djerassi,
C. Proc.
Chem.
Soc.
Iondon
1964,
315.
Copyright O
Royal Society
of
Chemistry,
Science
Park,
Milton
Road, Cambridge
CB4
4WF,
UK.l.
(b)
Shape
of
an ORD
curve that
stems
from
superposition of
a positive CE
(-)
near
264 nm and
of
a
negative
(background)
CE
(-)
lying
at
shorter
wavelength.
[Adapted
with
permission
from
Snatzke,
G. Chem.
Unserer
Zeit. f981,
15, 78.1
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(a)
+5.1
15
I
irl
2
I
r
(nm)
Figure
12.12.
(a)
UV
(electronic absorption'
EA) and
CD
(positive
CE)
spectra
of
(1R,4)-(+).canrphor.
1a.-aaptea
*itt,
permission
from
Crabb,
P.
ORD
and
CD
in
Chemistry
and
Biochensttt,
Academic
Press'
lunao,
pi1-,
iSlZ,p.
6.1.
(b)
cD
and
oRD
spectra
describing
the
posirive
cE
of
a^single
electronic
(isolate)transirion.
fAdaptedwithpermissionfromSnatzke,
G.Chem.
IlnsererZeit'
1981'
15,78'l
olo
o/o
olo
Figure
12.13.
Elliptically
polarized
light.
(a)
Equal
velocities
of transmission
give
n
o
rotationi
()
unequal
viocities
of
transmission
give
rotatiin,
(c)
unequal
velocities
and
unequal
absorptions
give
roation nd
ellipticalpolarization.[ReprintedwithpermissionfromLowry,T.M.opticalRotaoryPower,Dover,New
York,
1964,
p.
152.
where
the
symbols
c,
1,,
and
M
have
the
of
[cr,]
and
[]
(Section
1-3)'
in 10-1
deg
cm2
g-l
(t2.s)
(t2.6)
in
10
deg
cm2
mol-l
same
meanings
as
they
do
in
the
definitions
w=fi
rel=l#
Figure12.14. Ellipticallypolarizedlight(a)inaregionwherec=0'and(b)inaregionwherecr=positive
viewed
toward the
light
source.
Electric
field vectors
En >
Er- are
both
smaller than
Eo
(incident
cpl);
the
resultant vector
E
traces an
elliptical
path.
The
ellipticity
angle ry
is given
by
the
geometric construction:
arctangentofminoraxis/majoraxisa,wherea=En+ElandA=En-Er-.Sincebydefinition,Ae=eL
-
ep, ry is
positive if rr-
>
en.
lAdapted
from
Velluz, L,, Legrand.
M.,
and
Grosjean,M.
Optical
Circular
Dichroism,Y
erlrg
Chemie,
Weinheim,
1965,
pp.
22-23.1
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Ia]
x
ro-,
[o]
x ro-'?
,",e6b
I
(nm)
'igure
12.15.
The
CD
and
ORD
curves
of a
simple hydroxyketone.
The
chirotopic chromophore
tesponsible
for
the
CE near 290
nm
is the
carbonyl
group
at
position
17a. The
shoulders
in
the
CD
band
are
due
to vibralional fine structure.
[Adapted
with
permission
from Crabb, P. and Parker,
A. C. In
Weissberger,
A.
and
Rossiter, B.
W.,
eds.,
Phy-scal
Methods
of
Chemstry, Part
IIIC,
Techniques
of
Chemistry,
Vol. 1, p.
209.
Copyright
O
1972
John
Wiley
&
Sons,
Inc.l
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b.
Classifcation
of
Chromophores
The chromophores
that
are
analyzed by
means
of CD
measurements
naturally fall
into
two
broad
classes as
proposed
by
Moscowitz22
o
the
basis
of
symmetry
considerations
(Chapters
4
and 5)6'1e'33:
1.
Chromophores that
are
inherently achiral
by symmetry,
such
as
the
carbonyl
and
carboxyl
groups,
the
ordinary C:C double
bonds
(alkenes),
and
the
sulfoxide
moiety.
Each of
these,
when considered
without
substituents,
contains
at least one mirror
plane.
Chiral molecules
containing inherently
achiral
(symmetric)
chromophores exhibit
CEs
as
a
consequence of
chiral
perturbations arising
in
the
chromophore during
the
electronic excitation
of
the
latter.
These
perturbations
are
exerted
by substituents located in
the
vicinity
of
the
chromophore or
by
the molecular
skeleton
itself.
In
the
preceding
statement
we
have
purposely
used
the
language
that
one
finds
in most descriptions
of
such chromophores
in
the
literature. However,
as
has
already been
pointed
out, since all
points
in
a chiral molecule are
in
a
locally
chiral
environment,
the
notion of
an
inherently
achiral
moiety in a
chiral
molecule
is
fiction.
It
might
then
seem that the
proposed
bipartite
classification
of chromophores is invalid. In
fact,
the classification
has
an
experimental basis
(see
below); and it may also
be
retained
as a
matter
of
convenience.
2. Chromophores
that
are
inherently
chiral.
This
type of
chromophore
includes
compounds,
such
as
the
helicenes, in which
the
entire
molecule
acts
as
a single
chromophore.
Other
examples
are
disulfides,
biaryls,
enones,
cyclic
1,3-dienes
(e.g.,
Chapter
l1),
and strained
(twisted)
alkenes
(for
the latter, cf.
Section
9-
1.d). In
all of
these, the
chirality
is
built
into
the
chromophore. The
rotational
strengths
R
of
inherently chiral chromophores tend
to
be
very large
(see
Table
12.2).
TABLE
12.2.
Electronic
Transition Magnitudes'
g
Numbe/
cD
g=491x
lo,)
Ae t
Transition
Wavelength
l
(nm)
UV
o
JT
tl
__,-
\Cg,
3
-Methylcyclohexanone
JI
U
(-)-B-Pinene
(+)-Hexahelicene
(3, pg.
113)
oComparison
of
isotropic
(W)
and anisotropic
(CD)
electronic transition magnitudes
in
selected
chiral
molecules.
Adapted
with
permission
from
Mason. S.
F.
Molecular Optical Activity
and
the
Chiral
Discriminations, Cambridge
University
Press, Cambridge,
UK,
1982,
p.
49. T\e
data on
(+).se-hexahelicene
(in
CHCI3) is taken
from
Newman,
M.
S.,
Darlak,
R. S.,
and
Tsai,
L.
L
Am.
Chem.
Soc.
1967, 89,6t9t
with
Ae
=
tey3300.
The
dimensionless
ratio of
the
circular dichroic
to
isotropic
absorbance, previously called anisotropy or
dissymmetry
lactor.34
Theiransitins
for hexahelicene
are
both
presumed to be
of
the
r
-
n* typ .8l
30
0.8
2)
,I
298
185
16
1200
+0.48
+1.0
n-11
n-o-
(3s)
n*-
n
n^-fi;
E
-
TE*,
I
-
fi*
n-
n*
couplet
200
181
325
244
1.08
x
104
0.9
x
lOa
2.8
x l}a
4.8
x
104
-17.1
+17.0
+196
-216
7.0
7.1
NHu
NHz
7xlOa
6x104
-245
+
135
247
231
3l
2
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\
o\^
-
n
\n
x
+CE
x
-CE
Figure
12,17.
Axial
haloketone
rule.
Br
+CE
1
l-cr-Br (equatorial):
+CE (as
in
rhe parent
ketone)
l1-p-Br
(axial):
{E
Figure12.18.
Applicationsoftheaxialhaloketonerule.(A)Positionofthehalogensubstituen.Thebromo
drivative
exhibited
a
negative
CE, hence
substitution
occurred
at
C(5).
(B)
determination
ofthe
absolute
Qonfiguration
of
the 1
1
-bromo
substituent
in
an 1
I
-bromo-
1 2-ketosteroid
(ref.
20,
p.
123).
,n-J. n
[ ^
d]
+CE
inCH3OH
+CE
+CE
Figure 12.19.
Conformational
rnobility in 2-chloro-5-methylcyclohexanones.
(A)
trans
isomer;
(B)
the
confonnational
equilibrium of
the
cis
isomer
is
shown
for
comparison;
(C)
dipole repulsion
in
the
trans
isomer.
9rHrr
o
(o)
Hrc
3
^
6) x c
vr\
GH'
-
U
-
\-\,-/
I
-
\_l_J-l
II
(a)Br
I
.
H
,r,
In A, the steroid
A ring
has beei:r
$)
8r
AB'
Figure
12.20.
Demonstration
of a boat
form
from chiroptical data.
inverted
for ease of
comparison
with Fig.
12.17.
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(b)
Front
Seclors
Reor
Secrors
Figure 12.21.
Octant
rule
for
saturated ketones.
(a)
Signs of
the sctors
in a
left-handed
Cartesian
coordinate system;
()
projection
of
the
rear
(-z
hemisphere)
sectors.
[Adapted
with
permission
from
Snatzke, G.
Chem.
Unserer
Zeit.
1982,
16,
160.1
_[T ]_
Figure
12.22.
(a)
Stereoprojection
of
the cyclohexanone
ring
(chair
form)
in the
octant
diagram;
(D)
projecticn
of cyclohexanone
bonds.
View
facing
the carbonyl oxygen
with
signs
ofrear
octants.
[Reprinted
witir
permission
from
Snatzke.
G.
Angew.
Chem.
Int.
Etl.
EngI
1968,
7,
14.)
Figure
12.23. Octant
rule
projections
for
(+)-3-methylcyclohexanone
(rear
sectors).
(a)
Projection for
the
axial
conformer
(,S
configuration);
()
projection for
the
equatorial conformer
(R
configuration).
IReprinted
with
permission from Charney,
E. The
Molecular
Basis
of Optical Aclivity. Optical
Rotatory
Dsperson
ond
Circular
Dichroism,
p.
176.
Copyright
@
1979 John
Wiley
& Sons'
Inc.l
o
@
(b)
a)
o
(b)
a)
o
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5
?
o
x
A
AhdFfu* '''
o'smoll
3
ohJtlfc H,r
,
o
o'+tzt
W___J
rlltr
.i;
olo
Figure
12.24. Semiquantitative
assessment
of
CE
magnitudes.
Octant
ule
projection
for
isorneric
l-,
2-,
and
3-cholestanones
(3-5,
respectively)
and
expermentally
observed
CE amplitudes
(see
Figs-
12.25
nd
12.26,
respecrively).
The
projection
outlined
with dashed
lines
is that
in
a
front
octant.
[Adapted
with
pennission frotn
Snatzke,
G.
Angew-
Clrcm.
Int. Ed.
Engl. 1968'
7' l4'l
\,nm
Figure12.25.
TheoRDspectraof5c,-cholestan-l-one3(-.-),-2-one4(-),and-3-one5(--)(methanol
solution).
[Adapted
from
Djerassi,
C.
optical
Rotatory
Dispersion,McGraw-Hill,
New
york,
1960,p.42.]
Figure
12.26. The
CD
spectra of
So-cholestan-l-one 3
(-
-)
and -3-one
5
(*)
(methanol
solution).
[Reprinted
with
permission
fiom
Djerassi,
C., Records,
R., Bunuenberg, E.,
Mislow, K.,
and
Moscowitz,
:A.
J.
Am.
Chern.
Soc.1962,84,4552.
Copyright
O
i962
Arnerican
Chemical
Society
l
;'
ol
b
X
X,n
m
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rrndom coil
c-hclix
$forms
p-tums
Figure
12.44.
Organization
of
polypeptides
into
their
principal conformational
forms.
The
atoms \ilithin
the
rectangle
constitute
a
rigid
planar unit.
-fo
-40
+{
l{
I
N
t
I
x
6'
\
(nm)
Figure
12.46. Resolved
cD
spectrum
of the
pure
helical
form of
poly(r--alanin?,
jntl;
triiuoroethanol-trifluoroacetic
acid
(98.5:1.5
v/v).
The
bold
faced
curve
represents
the
experimental
data';r'.r'r
The
1go-nm
negative
CD
band
(--)
is
inferred
to facilitate
and
irnprove
the
curve
resolutioi.
t5"pd:""lrr.:
with
permissioi
from
euadrifoglio,
F.
and
Ur.y,
D.
-t't
. J.
Am.
Chem.
Soc.
1968, 90,2755.
Copyright
@'
1,
1968
American
Chemical
SocietY'l
930
o
6ao
o
o
{t
o
3ro
o
o
oto
I
o
;o
(b
-to
2@6
I
(nm)
(a)
220
t
(nm)
(b)
Figure 12.45.
(a)
CD
of
poly(r--glutamic acid)
(-)
and
poly(r--glutamate)
(-):
a
helix
(PGA'
pH
4.5) and
random coil
(PGA,
pH
8).
CD
of
N-acetyl-l-alanine-M-methylamide
(AAMA,----).
[Reproduced
with
permission
from
Johnson.
W. C., Jr.,
and Tinoco,
1.,
h.
J.
Am.
Chern.
Soc.1972,94,4389.
Copyright @
19?2
American
Chemical
Societyl.
()
CD of
poly(r-lysine):
(1)
cr
helix;
(2)
F
form:
(3)
random
coi.
[Reproduced
with
permission
from
Greenfield,
N. and Fasman,
G.
D. Biochemistry
1969,
8,
4108.
Copyright @
1969
American
Chemical
Society.l
POLY-L.ALANINE
Cr?i
I
toot
L
H.lh
I
roo
r,
t
l,oot
t nam Gt h
.li,\
\
Y
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o
Ero
1J
30
ts
o
.?o
ot
0,
r
to
c)
I
o0
x
-
-10
230
)t,
nm
?30
)t,
nm
Figure
12.47. Comparison
of
CD
spectra of
three conformational
modes computed
(A)
from X-ray
diffraction
data and
CD
spectra
of lysozyme,.
myoglobin
and ribonucleases,
and
(B)
from CD spectra
of
the
pure conformational
forms of
poly(r--lysne)
(r
=
random
coil).
[Reproduced
with
permission from
Saxena.
V.
P. and
Wetlaufer.D.
B.
Proc.
Natl. Acad. Sci.
USA
l97t'
66' 969.1
b
.9
fll
(nm)
Figure
12.48.
The CD
spectra
of
adenylic
acid,
native
polyadenylic
acid
(poly
A),
and denatured
poly
A'
[Riprinted
with
permission
from
Freifelder,
D.
Physical
Biochemistry,
p.
467. Copyright
O 1976
W.
H.
Freeman
and ComPanY,
New
York.l
210
2tl
2eo
3{x,