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    Beyond FederalismE Ex th Tt Stuctuf Gvt

    Lbt Hh G M

    N. 37 | A 2012

    WORKING PAPER

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    2 | KFGWorking Paper No. 37 | April 2012

    KFG Working Paper Series

    Edited by the Kolleg-Forschergruppe T T Pw E

    Th KFG W P S v t t th ch ut f th K-Fchu b

    th vb t b ubc. It t hc cc xch w t tth b

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    t tf-u@fu-b..

    Cht f th u: Lbt Hh G M

    Et tc uc: A Bbch D M

    Hh, Lbt/M, G 2012: B F: E Ex th Tt Stuctu f Gv-

    t, KFG W P S, N. 37, A 2012, K-Fchu (KFG) Th Tfv Pw f Eu

    F Uvtt B.

    ISSN 1868-6834 (Pt)

    ISSN 1868-7601 (Itt)

    Th ubc h b fu b th G Rch Fu (DFG).

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    Beyond Federalism | 3

    Beyond Federalism

    Estimating and Explaining the Territorial Structure ofGovernment

    Liesbet Hooghe and Gary Marks

    Abstract

    Th ut tht th bc c btw f ut vt h t w

    v u ut f vt. Th tht v th tuctu f vt

    c f th th h tht-jct t t t th utht f t-

    t vt. O ut h b th c tht cut ftt, t t u, cv f

    vt. Az t f 39 cut c 1950, c u w wth th f

    tv ut, w vc f th cu ct f u. Th c b thz

    t f t- btw v t f ct c ubc

    v.

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    Gary Marks Pf f Pc Scc t th Uvt f Nth C,

    Ch H fu Dct f th UNC Ct f Eu Stu. M h

    b N Fw t th Hv Itu (1986-87) Fw t th Ct

    f Avc Stu th Bhv Scc t Stf 1991-92, VFw t th Wchztu B f Szfchu 2002-03. H h

    h v fh t Scc Pqu, P (2002), Ktz Uvt,

    G (2000), th Uvt f Twt, th Nth (1998). H w H

    V Pf t McMt Uvt. I 1998 M w ct Ch f th

    Eu Cut Stu Ac. M tch ch tt

    th f cv c.

    Ctct: @uc.u

    T A

    Liesbet Hooghe Zch T Sth Pf f Pc Scc t th Uvt

    f Nth C Ch H, Ch Muv Gvc t th Vj Uvtt

    At, cut Rch Fw t th KFG th Tfv Pw

    f Eu. Sh f Ch f th Eu U Stu Ac f

    th Eu Pc & Sct Sc f th APSA. H ch tt

    uv vc bw bv th tt, Eu t,

    c , c t, ubc .

    Ctct: [email protected]

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    Beyond Federalism | 5

    Contents

    1. Ituc 6

    2. Thz Gvt Stuctu 7

    2.1 Spaal Theory 7

    2.2 So Informaon Versus Scale Economies 8

    3. E Gvt Stuctu 11

    4. Ex Gvt Stuctu 17

    5. Rut 18

    6. Ccu 23

    Lttu 26

    Ax 30

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    1. I1

    Th tuctu f vt th c f utht c u juc

    uzz h. Phh f Hbb t M t Ot, c ct fR Ez t Ljht hv uht t x wh cut , hu b, ctz

    wh th ctz.

    Sc th c f th Ut Stt, vt tuctu h b ccv bc chc b-

    tw ut f t. A ut t whch c b c-

    ctt v ctz, but utht t wth th ct. A f t, b ctt,

    utht btw vt ct vt uch w tht ch

    f vt h cv whch t c (R 1987: 101). Mt tt,

    th tv c vt ctu f.

    Ech cc t cht, but , hh:

    The contrast between Hobbes formulaon of the instuons of government and that formulated in the

    American experiments in constuonal choice suggests that fundamentally dierent approaches exist

    for the organizaon of governance in human sociees. In the one, a single center of authority, the sov-

    ereign, is designed to dominate the whole. Each unit, as a sovereign state, is fully independent of other

    units as sovereign states. In the other, no single center of authority dominates the rest: all assignments

    of authority are subject to limits(Ot 1987: 22).

    Th ut/f c t th ht f u ut f ctu chc, h -

    uc ch ttu c tu, but t h t w tuctu u ut f

    vt. It ccv v vt c f , th th (Wbb

    2005: 67). It h ct t v f , but h uch t but

    v ut , wh t hh u t ctu chc, t f-

    v but ct f.

    1 E v w t t th Cfc f Eut, Chc (2010), th Au M f th

    Ac Pc Scc Ac, Wht, D.C. (2010), th Eu U Stu Ac Bt

    (2011); th Cv Pc W Gu t th Uvt f Nth C, VU Uvt At,

    F Uvt f B, Ch Uvt Pu, Du Uvt, th Eu Uvt Itut Fc,

    H Sch f Gvc B, Uvt f Gv, L Uvt, Mh Uvt, Uvt

    f Pbuh, Szbu Uvt, th IHS t V. Th uth tfu f ct b ct

    t th t, wu c t th Mch Bu, Pb B, Tj Bz,

    Jth H, S Hu, Mu Jchtfuch, Ch J, B Mu, J Ptu, Th

    R, Aj H. Sch, Pc Sc, Mch St, Mch Tth, Sj W, ct t ut

    wh uv vc, F Uvt f B, Dcb 2010, f hfu ct. W th

    Eu C f ch tc; Cth D V, J K, Mch Tth f thc

    vc; Dw Bc Aj H. Sch f h uubh t wth u. Th uth b

    f ctc. W t tfu t Tj Bz th K-FchuTh Tfv Pw f Eu t th F Uvt f B f v u wth u tctu

    vt wh w w w th . Th jct fu b th Eu Rch Cuc t

    MLG # N.249543..

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    Beyond Federalism | 7

    O ut cct btw hct c tu f f v cu t-

    tt t t v vt tuctu. Mu f vt tuctu hv tu t

    cuu v ctc c. O h b t u c t. Hwv,

    w x bw, th vt ct f t utht.

    I th c, w t ut u f utht th t tt vt

    39 cc. W vt th tuctu tt f vt tuctu, c

    t th v uc f th z u f cut. Th tht cut wth

    ftt t t b ctz u th th f xt whch h -

    v fu f c f. Th tv c, tht uu cut t t b

    ctz, ut f th c th ct f ubc th ub f ctbut

    c.

    I th xt c, w t ut th xct. W th t vt tuctu t

    ct btw th, t t th ct f tv ut tu-

    t. W ccu tht u tt th ccu f ctz

    tht ut c b cv c c but th tuctu f

    vt.

    2. Tz G S

    2.1 Spaal Theory

    Th f ut hv b u t cct th z f cut wth t v f ctz.

    Th t u th h c whch cb th c ct f cuc

    b tc. Th ct cu cu cc th v v f c ubc

    w tt ct (Azh/H 2005: 1165). If c v ubjct t

    c, ctz v f ubc bc wtfu th tt th ,

    c, ctz v bc v ct.

    Th c ut th c t c xt. Th th ftt f

    juc, th t c w ct hb juc, th th cc

    f c v. Th ut f ubc th whch t u t-

    btw th bt f c t cu th f fu t tz

    th ct f c c f hb (A/S 2003; Ot 1972). Pfct -

    f vt tuctu qu tht t vt v ct v f utut

    f ubc wh bt c b th hc c f th juc (Ot

    2005: 351; O 1969). Th c tht th cut, th th ct f c

    v vt (Ot 2005: 357).

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    A th f ut u tht cut htu, tht cquc,

    cut ctz t t c t th fc f th v cu

    (A t . 1995: 754; Bu 2004: 40; Fb 2001: 112).

    Ec ch h c th tht cut ctz. Azh

    H (2005: 1179) ccu tht [L] ct u ct, wh t

    hc c th h f b f. F th b bbt f 0.18

    () -t v th bbt f b f t 0.60. Pzz (1999: 113)

    tht Wh th u f z cu th , Area hw but

    c wth c ctz. G R (2003: 97) tht A xct, cut wth

    area ct ctz () Populaon urbanizaon hv ct c-

    tz f th , w th f ubqut .

    2.2 So Informaon Versus Scale Economies

    A tv t th ccv juc t- btw -

    t t f, whch fv ctz, x c c v th

    ubc , whch fv ctz. Bth f th t- uc b th ub f

    th juc.

    Th ut tht f qu ctz w ut th tb b z c-

    t c ct wh ccv c- f z c f t

    u (Aw 1991: 5; Kch/Dutch 1969: 735). W t c t

    bt f vu c ctct wth th ucv c t tt th f

    t t t th c. Th , cz cc, th b f th t

    ttu th qu f ctz ctz (Aw 1961: 11).

    Aw t u wth th Ft tht th jb f ft- t cv f

    t th u wh th vtt c. Dc w

    th, uch f b so cut t tz, tt t btch, c- xv t u z hch. A c b , f x, b

    t c -bu b t ct wth th bw t th ht

    cu th ct b wh h cc t t w b th b (St 2002:

    1892f).

    Gvt tf c b ccv c f t u wth cz, th f

    tht qu f th v f ubc th tht f bu . Th -

    vt E Ot (2010: 8) u f h c- ctbu t th tu f tt

    vt:

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    Advocates of the metropolitan reform approach assumed that size of governmental units would always

    be posive for all types of goods and services. Scholars using a polical economy approach [by contrast]

    assumed that size of governmental units would be posive or negave depending on the type of public

    good or service. Those involving face-to-face delivery, such as educaon, policing, and social welfare,would show a negave eect of governmental unit size; those involving economies of scale, such as

    highways and ulity systems, would show a posive eect.2

    I th cc, th c f vt f ubc qu fc-t-fc v u

    v. Th th c v f th htt f fc c c. Th ctxt f

    hu tc v v f fc t. Stt-v c tu f c t-

    , b wth th cc x f th T V Autht, t vcbu t

    cb th t vt, c tc, c u (H 1938; Ptch 1943; Schz

    t . 1991).3

    T th xtt tht f , f ct c b xct t c wth u. Th

    u, th cut t t ut fu u: [T]h f u

    th t chv u t th vw tht th ub f ct th c u

    ut b t t () Th ut bc v c f w t th ct f cuc t

    b bc th c. (Aw 1991: 6).

    O c wh th c f c t .. w f f wh ch

    h t b vu h (T 2007: 63-69). Mz th cuc-

    btw vt t u qu t wh tu t

    th t w t ch th juc. Th -z t-u hch-

    c tw t f u-v vc wh ch t cuct wth th ub

    f t.4 L u qu t t tt v.

    Th ub f tt vt v u fct h f , b ctt, z. If

    th t c f c , cv, c , th th

    f tv t. Th u cuct ct wth th u, th -

    t ch , c cv btch. Such tz

    t ctth th cc. Hwv, f fc c b uz -

    2 Bct .

    3 Th tht c u f u btw c ct c -

    u c, vt, ch, uc c th Eu U. Sb

    Zt (2010) thz th xtt vc: At th c f th w f cuv c

    f v - v thuh fbc f xc f uu th t ctxt.

    Sub-ut wth b th z v ubt bt f th bt w t

    chv th , t cjuc wth th. Th b f t th

    w t x th u th ccu. Th ut th c t

    th, t f u tu f fc vt. F, th thv c v t th b b v b uch vw (Zt 2010: 2).

    4 Th ub f v th hch th tu th f th u.

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    , th u c b cut th uc t c.5 U fct h

    f, vt tuctu vu t u z.

    Th xtt t whch f qu uthtv ctz, t cct-, bt (Hh/M 2009; Ot 2006; T 2007). I c, th ct tt cu

    jut c t c ctxt wthut w ub ct. Th v b: A

    ct tu cu b c f c ct tv wh c c; th ct

    vt cu t ct c t; th ct vt ht u c t t c-

    ct t th vt f (B/Ct 1997; Lcw 2002; T 2007). Th vw

    t th u tht f cc t qu c, u w c

    vut wth th t w hv t.

    Th bt f ctz xt t wth t ct. Th bcu th u f -

    ctz juc b t t c f c. Dctz bc ct

    wh th ct ct f ctz v f th ubc w th th ct ct f

    th v b ch ub juc. Th x ct ct f ubc v

    t t th u f th juc tht v t.

    Bth th bt ct f ctz c b xct t v c vt c t-

    f. Th f c f ct v f f u, f x, ch h,

    wh tht f jb t, t, h c, vv f -th-jb

    . S, t-ct utut f, tt, u, tw w uu qu

    ut f ct, wh tht f ch t, ht, fu , wf v,

    c w qu ut f ct (Ot/Ot 1971; Ot/P 1999).

    Th ttu th v f ubc uc ub, but ct c f v-

    t tuctu. S th tht vt tuctu h b th tt z f

    cut th u tht cut t t b htu, fc t c

    th v f ubc , u f v ub vt. A tv

    vw tht cut u cv. If vt tuctu t b c wh

    b f ct ct, wu xct tht, cv f th ftt

    fc htt, cut wth u w b ctz.

    Tw f ch wt w vut th vt f th c. Ft, w t t

    vt tuctu b ub w. Sc, w ut ct f ct uc

    vt tuctu. W tc th tu.

    5 Th th f th c (A/S 2003; M/Hh 2000).

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    3. E G S

    I t th c t ut bv, w qu ut tut tht ) chv

    vut th c f ub ctc; b) t th th f ub utht b c- ct w ct f f ct tt ct thuh vt tt f ub

    c ; c) c u ub v f vt wh th xt; )

    - uh t t v ut cut f cut.

    W wh t c wht t b ub utht, wh th cct t

    tht c b c (Acc/C 2001; Ect 1973). Th t vb

    th utht xc wth cut b vt, tht , u vt

    t btw c vt hv v u f 150,000 .6

    R vt uh f f ut cut. Wh cc cut hv

    uthtv c vt, th utht f tt vt v w c th cu-

    t x h.

    Oz f utht c w w-tbh t f cct. Autht -

    t w, . ., w cz b bcu t v f cct c

    f vc (Dh 1968). A vt h f utht, wth ct t

    tt juc, v ct c. Th u u h thf c (A) th territory

    v whch vt xc utht; (B) th depth f tht utht; (C) th spheres of acon

    v whch t xc utht.

    Wth ct t tt c f utht (A), vt xc utht t w juc-

    c-xc utht v juc whch t t. Th th c btw self

    rule shared rule (Ez 1987) whch h w cuc tu f f z

    (A/B 2004; K 1998; L/E 1999; W 1998, 1999; Zb 2006). Wth ct

    t th f utht (B), t t th t whch vt h t

    v, c, xcuv z, th c u whch t c ct ut, t c-

    ct t u wh b th vt. Wth ct t h f c (C),

    t vt c hv utht v b f c. Autht v

    tx bw, v ctu f c tt.

    Th c v f f utht th t ut Tb

    1 t Ax A B. Th h tth tt vb, whch w u

    th bw.

    6 Ax B t th u hw tht th ut t h but wh th ub f

    tt t vb ct th .

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    Table 1: Regional Authority Index (RAI)

    S R: T b w

    Itu th Th xtt t whch vt utu th th cctt. 03

    Pc c Th f c f whch vt b. 04

    Fc ut Th xtt t whch vt c t tx t u. 04

    Rt Th xtt t whch w wth t tu xcuv. 04

    S R: T b w

    Lw Th xtt t whch tv ct . 02

    Excuv ct Th xtt t whch vt ct c tvt .

    02

    Fc ct Th xtt t whch tv ct th tbu f txvu.

    02

    Ctu f Th xtt t whch tv ct ctu ch. 03

    Suc: Hh, M, Sch (2010).

    Table 2: Factor Analysis of Regional Authority

    Components S Tw :

    S- S

    Itu th

    Pc c

    Fc ut

    Rt

    Lw Excuv ct

    Fc ct

    Ctu f

    Evu

    Ex vc (%)

    Fct c

    0.86

    0.90

    0.83

    0.82

    0.810.83

    0.82

    0.74

    5.46

    68.27

    0.96 0.55

    0.96 0.63

    0.83 0.64

    0.95 0.47

    0.54 0.94

    0.68 0.81

    0.55 0.93

    0.55 0.86

    5.46 1.21

    82.80

    0.59

    Nt: Pc ct fct , b -th t, tw ; = 39 (cut

    c f 2006). F th tw-fct u, th hht c f ch bold. Rut f th

    th t t (19502006) .

    Th Cbch h c th cb bv f 39 cut 2006 0.93 whch u-

    t tht th c b tt ct f ctuct.7 Th c ct

    Tb 2 v tht th ht c ct wth th f f u h

    u, but tht 68 ct f th vc c th h.

    7 Th c t hv quvt tv. Th w u hv b hw t b qut

    but t t tht cu f th t tf, cu u f

    c c c (Shv t . 1997).

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    Table 3: Measurement Instruments

    Lijphart

    (1999)

    36 -1996

    cc

    2 t (1965, 1995)

    Federalism (15). Cc v ct:

    1= ut ctz;

    2= ut ctz;3= -f;

    4= f ctz;

    5= f ctz

    Ct: ) tt hv f f ctu t; b)

    f f tt ctz ctz (..

    th f w t th v ); c)

    tt f t tt ct? (Ljht 1999:

    188-191.)

    Arzaghi

    Henderson

    (2005)

    48 cut wth u v

    10

    v- tv f 19601995

    Federalism (04). Th c, c, tv

    b f ub vt v c x

    :

    c f vu ut vt tuctu (0 4)

    c f xcuv (0 4)

    c f c xcuv (0 4)

    bt f th ct t u w v f vt

    t v th c (0 4)

    , t, fu vu utht f w v f

    vt (0, 2 4)

    vu h (0, 2 4)

    B

    (2006)

    30 cut wth thc

    u

    u t f 19802000

    Polical decentralizaon (05). Vc v f w

    u v f vt tht hv t c-

    w v t t u :

    cc ct tu (0 1)

    tu c v th w tx (0 1)

    tu hv jt xcuv ct v

    uc (0 1)

    tu hv jt xcuv ct v ubc

    c (0 1)

    v whth ctu t bc

    w (0 1)

    Panizza

    (1999)

    76 cut

    3 t (1975, 1980, 1985)

    Decentralizaon rao (0100). Ccut 100 u c

    ctz whch ct vt vu

    ct f tt ubc ct vu (IMF t).

    S

    (2005)

    23 OECD cc

    u t f 1965-2001

    Fiscal autonomy(0100). Autu ub-ct tx vu

    ct f tt vt tx vu, xcu c

    cut vu tx t th EU (OECD t).

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    Table 4: Country Overlap

    C Lijphart Arzaghi-

    Henderson

    B Panizza S

    Aut

    Aut

    Bu

    Bu

    C

    C

    Cu

    Czch Rubc

    D

    Et

    F

    FcG

    Gc

    Hu

    Ic

    I

    It

    J

    Ltv

    Lthu

    Luxbu

    Mc

    Mt

    Nth

    Nw Z

    Nw

    P

    Ptu

    R

    Ru

    Sv

    Sv

    S

    Sw

    Swtz

    Tu

    Ut K

    Ut Stt

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    X

    Nt: Cut t th f whch w hv R Autht c t f t vb

    th Ax.

    Tb 3 uz tv ut tut, Tb 4 t th cut tht ch tu-

    t h c wth th R Autht Ix. Th t ct u Ljht F/

    Ut whch h u t tt hth but cu versus Wtt cc.

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    Th u h th tt ct tht ct t f th 36 cut- bv

    (Ljht 1999: 186-95). Fu 1 tch bv th Ljht R Autht Ix f

    1995 Tb 5 t c wh R Autht Ix c v th tw t v-

    f th f tv u.

    Figure 1: Lijphart and Regional Authority Esmates

    Nt: Et (z-c) f 24 cut c t th Ljht tt R Autht Ix 1995.

    Table 5: Regressing the Regional Authority Index on Alternave Instruments

    M R 2 S.D. Cases D

    Lijphart 2.41

    2.57

    Fc 1995

    It 1995

    Extt f utht f w ct ct

    Extt f utht f w ct ct

    Arzaghi-Henderson +2.10 P 1990, 1995 Extt f ct ct v

    B 2.37 t 3.08 Bu 19892000 Rf f c, tx, ctu vt

    w f & cu

    Panizza 2.40 t 2.48 Bu 1980, 1985 Fc vu v. c utht

    S 2.36 t 2.44

    2.29 t 2.31

    Bu 19891994

    G 19732001

    Autu tx v. c utht

    Autu tx v. c utht

    Nt: C t th f whch th u f th R Autht Ix tv

    u qu t th tw t v. A v ct tht th t f th

    tv u th th t f th R Autht Ix.

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    Th tt c wth Ljht f It Fc, whch h th R Autht

    Ix btw 1965 1995, but th Ljht tt. It ct w ,regioni,

    1972 wth ct ct cuc ctc ub , hth, uc. I Fc,

    Nc dpartements utht 1982 wh th w f ct t fct wtf t th t f ct ct dpartementcuc.

    Th vc t th t f th c. A but f th v f

    b Ljht 1995 c th xu, wh t btw 18 (Aut) 29.3 (G)

    th R Autht Ix. Aut G bth f , but th h

    ctt. I ctt t G Lnder, Aut Lnderhv utht v

    v th b t f tx. Futh, ctz G t t t th

    Lnder, but c c fKreise.

    Azh-H t cb ctz P f 1990 1995 th

    th R Autht Ix. At u th c btw ctz cct.

    R vt P w w 1990 t ct utt ct c w

    tt 1999 (Cuc f Eu 2000: 47f; Sch 2008: 156). Bc (2008) t

    ch Bu f 1985 t 2000, wh th R Autht Ix u 1989 wh B

    cu bt b c ctc, tx w, h u.

    Pzz (1999) Stcu (2005) u u f c ctz b IMF OECD

    tc. Th t t ub ct h f tt vt ct. Pzz h

    t f 1975, 1980, 1985, wh Stcu ht t c u v u

    f 1965 t 2001. Ou c th tw t v f th f Pzz

    f Bu, th c f Stcu, f G. I bth cut, vt

    xt cb utht, but th t ct b th c t. B cu

    c t xc b- ctu w 1989, but c ctz w

    bc u 1995. G Lnderxch tx ut f h u 1966 th

    t uthtv ub vt cc.

    Fu 2 th Stcu t t th f th R Autht Ix f 1999, th tt

    wth t f th xu ub f cut h btw th c. Th futh th cut Fu 2, th t t h f vt vu. Sw J c bv

    th Ut Stt; D F bv Bu Aut; v f th cut

    bv G. N f th c cc wth th ttu ub vt th

    cut . Fc u hv b u t ct tu f c f (Bw/Shh

    2009; R 2006), but th t u f c ctz (R 2004;

    Sch 2008; S 2010).

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    Figure 2: Fiscal Decentralizaon

    Nt: Et (z-c) f 23 cut c t th Stcu tt R Autht Ix f 1999.

    4. E G S

    W u u f cut thc c bcu th xct ct f

    qu t c but u tt c. I t

    t th cu ct w xt th fw ct ( Ax A f t).

    Ethnicity. Sub cu bu u f tc hu h cv

    c t f utht. Ethc cu hv ct c f-

    c. R Uw (1983) ut tht cutu h cu t t

    ctz f-u (G 1983). A, vt hthz t w bt

    wh t c cu tht c w v f c cutu t u,xc, ut but f tc tht t f cut b t

    cuct w tth (Dutch 1966; Hb t . 2007: 711).

    Inequality. O xct tht v ch w t c ut

    w ctz tbu (Bt/R 1997; Dh Ftj 2008; V Hut 2003).

    Atv, f ctz f th c c ubt

    f tht f th cut wh (A/S 2003: 63-67). B (2010) u tht

    wth cv b t wt ctz t t t b t

    c. Th vb t t w u t th tc f qut wth

    c b t vb v , but w b t bv th t v f

    ct c c 39 cut.

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    Auence. L (1998) u tht cz ch cut b w t th ct f

    vt t v cutu uc vt. A, th c f vt ch

    cut cu h f ubc tht ct v t th v

    (Ot/E 2003; Pt 1995).

    Democracy.Dcc c t b v th utcc t f -

    z ccut f th t ct u f f u (Hh t . 2010; Mu 2009)

    Regional polical pares. R c f t utht.8 Wh

    c f vt, t ctt f vt

    b uc t vt t t t thu (H/V Hut 2009; S 2009; Sw/

    M 2009).

    5. R

    Th t cu f Tb 6 Populaon Area u ct. WhArea t ch -

    cc, Populaon h ct ct Regional Authority. Subqut cu

    but tt. Th c cu t u f uct, th vc fct

    (VIF). Muct t th t , t h t th t ct f

    vb.9 A VIF < 3 w, but t th c tht bcu Area ct wth Populaon

    (R=0.69) Inequality(R=0.24), t t th t wu b f t w uct wth

    th vb. Th f th t fArea 1.98= 1.41 whch uc VIF-jut

    t f 1.221.41= 0.87 . IfArea w t h f t vc wth th th t

    vb, th t f t ct Regional Authority f t ch cc (t-value = 1.43).

    Th VIF-jut t-value f Populaon 4.18.

    8 G tt ct tht th cut u f t c t t t utht.

    Hwv, th ct b z t t t, f Chhbb K (2004: 79) bv, t

    t bc vt ctz utht.

    9 Th VIF f t vb j 1/(1 Rj2), wh Rj2 th qu u c f

    f vb j th t vb th . Th VIFj t th vc f vb j

    x b th th t vb th . O VIF OB (2007).

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    Table 6: Populaon, Area, and Regional Authority

    N ()

    R A

    II

    1603 (39)

    V I

    Factor

    LDV

    1603 (39)

    Jackknife-

    39

    P 5.68***

    (2.07)

    2.30 0.10**

    (0.05)

    5.68**

    (2.41)

    Area 1.24

    (1.22)

    1.98 0.01

    (0.02)

    1.24

    (1.51)

    Ethnicity 11.48**

    (4.61)

    1.26 0.10

    (0.11)

    11.48*

    (6.11)

    Iq 3.92

    (5.79)

    1.75 0.02

    (0.16)

    3.92

    (7.11)

    A 1.79**

    (0.86)

    1.11 0.06**

    (0.03)

    1.79*

    (0.97)

    D 1.46***

    (0.37)

    1.23 0.00

    (0.02)

    1.46***

    (0.45)

    R 15.26***

    (4.23)

    1.33 0.16*

    (0.09)

    15.26**

    (5.84)

    Regional authorityt-1 0.99***

    (0.00)

    Constant 57.79

    (12.43)

    0.78

    (0.38)

    R2

    F test

    Mean

    0.62

    31.12***

    1.57

    0.995

    Nt: N-tz bt cct; but t cut cut t th. ***

    < .01, ** < .05, * < .10.

    I Au c f 1950 t 2006 c 39 cc. Sc ccut f ch t ch

    xt t t th cut v wht b u.

    Th cu f Tb 6 t u vb jcf tt. Bth tt

    ct tht Populaon ct x Regional Authority thtArea f t ch -cc. Ct f t v fRegional Authorityz cc tht th c btw

    Populaon Regional Authority uu. Th t f Populaon Area but wh

    w t vu cut f th .10 Th c th cc f

    , cc, thct, uc. A t u xct f , but u

    c ut h wh c VIF-jut t-vu.

    10 Th t ct ct f u but wh w ct f ubz. T th xtt tht t

    t ct ubc v ut , ubz hu uc th ct f

    u ctz (Azh/H 2005). W tt bth th t ct f ub-

    z t tc wth u, but tct ct ct (ut btb f th uth).

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    Fu 3 t th ct f u utht u Clarify. Uctt ct wth

    th xct vu fRegional Authority tt t th xt. A cut wth u f v

    h xct R Autht Ix btw 7.1 9.7 wth 95 ct cc b,

    wth v 8.4 u bt u. Th wu, f x, b cut whch vthv ct ct b tht t xcuv wth th w t t th t f

    tx xc ctc, ubjct t ct vt, cc wf c. A cut wth

    u f 50 h xct R Autht Ix f 14.1 (wth 95 ct

    cc b f 9.8 t 18.2). R vt th cut ht th hv ct b,

    b c ctc t ubjct t ct vt, w t t th b w th t f

    tx, c , f x, b tv t c

    v chb b u wth th ct vt.

    Figure 3: Marginal Eect of Populaon on Regional Authority

    Nt: M ct fPopulaon Regional Authoritywth 595% cc b. Th vc ct,

    f t ht, u t v bw th (1.35 , .. Et), th

    u (8.6 , .. Sw), t v bv th (48 , .. It Fc th 1960), cv.

    Ljht (1999: 252), qu Dh Tu (1973), ct tht cut c th ut/f-

    t t u z, but th cut t tct wh cut ctz

    ut f. Cut tht Ljht c ut (Fu 4: w ) f (Fu 4:

    hh ) v qut t th R Autht Ix. Th v cu h th

    ut cut. Ic, f x, h v f tt vt (landsvun) tht xt

    tc ct. Gc, b ctt, h c f 54 fctu (nomoi)

    whch, f 1994 , w u b ct ct cuc cuc-ct fct. Cuc hv

    ctc v uc, ht, , tt. Ct vht xtv,

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    fct cu t ub ct tt t ub t. Nw Z,

    whch h th u c th -h u, h 16 u b ct ct cuc

    tht c t th b t f t tx whch b f ubc tt, v-

    t c, cu , u, w v ct t.

    Figure 4: The Federal/Unitary Straightjacket

    Nt: Et f th 24 cut c t th Ljht tt R Autht Ix (RAI) f 1995.

    Mut c b cv cut. Th v Tb 7 whch c ut f

    c u t t f th t vb. Th t cu u th f

    bv Ljht tt. Th c cu c Ljht u wth th R

    Autht Ix f th t f c. A wu uct f Fu 4, Populaon ct

    ct u Ljht u ct wh u th R Autht Ix.

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    Table 7: Sensive Dependence on Alternave Measurement Instruments

    D

    N ()

    Time period

    Lijphart

    46 (24)

    1965, 1995

    ArzaghiHenderson

    100 (16)

    196095

    5 tv

    B

    209 (16)

    19852000, u

    Panizza

    61 (24)

    1975, 1980, 1985

    S

    742 (23)

    19652001, u

    D

    b

    Lijphart RAI Arzaghi RAI

    -Henderson

    B RAI Panizza RAI Stegar- RAI

    P 0.50 6.39* *

    (0.94) (2.43)

    5.01* 0.02

    (2.36) (2.74)

    0.77 4.13

    (0.53) (3.28)

    6.79 5.78*

    (5.33) (3.04)

    2.99 5.21**

    (5.45) (2.24)

    Area 0.36 0.56

    (0.34) (1.22)

    4.60*** 4.61***

    (0.88) (1.32)

    0.20 1.98

    (0.36) (2.34)

    7.69** 0.30

    (2.73) (1.57)

    8.56** 1.19

    (3.73) (1.27)

    Ethnicity 2.08 10.51*

    (1.67) (5.15)

    0.39 1.78

    (2.87) (4.32)

    2.02** 13.44***

    (0.74) (3.77)

    22.02 7.38

    (14.31) (5.28)

    35.79* 11.50***

    (18.49) (3.94)

    Iq 0.59 0.61

    (2.43) (8.39)

    15.39 12.49

    (11.57) (12.98)

    3.36 9.41

    (1.95) (9.61)

    29.18 9.95

    (29.39) (14.04)

    24.11 11.12

    (29.79) (9.26)

    A 0.07 1.27

    (0.22) (1.18)

    1.76 2.53**

    (1.35) (1.17)

    0.81 9.16**

    (0.61) (3.98)

    13.89** 4.85

    (5.60) (3.76)

    4.25 4.49***

    (3.09) (1.51)

    D 0.81*** 3.67**

    (0.26) (1.03)

    1.47** 2.03**

    (0.53) (0.74)

    0.28*** 1.26**

    (0.09) (0.47)

    1.17 1.20

    (1.36) (1.12)

    4.80 2.84***

    (2.86) (1.00)

    Regional

    1.35 12.29**

    (1.20) (3.48)

    54.25* 90.37*

    (29.29) (44.42)

    1.24 11.75**

    (0.91) (5.09)

    32.63** 9.36

    (14.61) (7.04)

    11.29 10.71**

    (20.39) (4.05)

    Constant 12.21 87.10

    (4.70) (19.80)

    57.18 37.20

    (14.82) (15.50)

    11.24 82.21

    (5.34) (30.09)

    26.10 66.29

    (34.65) (22.36)

    56.31 85.86

    (49.01) (17.40)

    R2

    F test

    0.45 0.67

    32.92** 29.74***

    0.76 0.64

    122.50*** 35.89***

    0.71 0.82

    9.53*** 119.64***

    0.46 0.65

    8.33*** 19.50***

    0.39 0.66

    5.83*** 55.38***

    Nt: N-tz bt cct; but t cut cut t th. ***

    < .01, ** < .05, * < .10.

    Subqut cu tv tut wth th R Autht Ix. Et f

    Populaon ct wh th fArea ct f bth th Azh-H u f th R Autht Ix. Th ut t b v b th whch t t 16

    cut wth u t th 10 . Th cu Aut, C, th Ut Stt

    whch vt ctz. Th cct th cut th .

    Th c btwArea Regional Authorityf th th Eh- cut,

    th c f th 13 cut w v.

    Bc ct cut t xz v thc u. Th w w f h u, whch

    t vut th ct f ctz thc cct (Bc 2006, 2008), but uc t

    tht v t ut c th h wth th R Autht Ix. A jc-

    f vu cut uc ct t f t vb.

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    Fc f u, cu th u b Pzz (1999) Stcu (2005), cArea

    c Populaon ( cu f Tb 7). Wh w u th R Autht Ix f th

    t f c, w c th v. A b x tht th c f tx

    c v f vt cu v t tt v th u tht c tx wb ub f -t v hb tw u ct vc f whch th t tx

    (Bch/K 2006).

    Th vc t h u t th but th hth f th tuctu f ub-

    vt. Wh th ut t ut bv t vt tuctu ub,

    th cu w btb. Th t, c, x ctz ct f cuc-

    whch h t tc. Hwv, th uc f cuc ct c 1950 h

    t h th ct ct f c c ctz.11 Mv, cut t

    uch htu th cut. Th uch-ct f Pzz (1999) A

    S (2003) b whch tc f th ct ( ct) f cut

    x f fc htt. Hwv, th c btw cut z th F (2003)

    u f thc vt c 39 cc qu-cc jut 0.078 ( = 0.62). It

    tu tht vt f c bc h t v u f t, but th cut hv

    hh t f hc bt, ut, th hv fw tt . B ctt,

    Eu cut, t th , ct tt wth cv u

    cutu.

    6. C

    I ct th h b w cc wth th ct f ut v f-

    c but c tu (Abh t . 2008), thc cct (Bw/Hub 2010), cc

    (C t . 2008), c (B t . fthc; M t . 2007) t t but fw

    tc ct ubh c. Ft , Bc (1970: 1105) f th chf

    b:

    A very common pracce whenever measurement is clearly recognized as being crude is to resort to a

    relavely small number of ordered categories. In the extreme case the analyst may use dichotomies

    in order to simplify his analysis. It may not be recognized that such very simple procedures produce

    both random and nonrandom measurement errors that become increasingly serious as the number of

    categories is reduced.

    11 I w th 1950, Hbt S h c-uth hthz tht -tc th

    t uc f vt t w tv uch c tht v th

    f cuc hv uch t f ctz b (S t . 1956: 275; 279). Of

    th 39 cut t wth h, Sw G hv bc ctz c 1950, wh 29

    hv bc z.

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    Th c h u tht th c th c th tu f vt. Th ctt btw

    ut f vt fut, t t t hv tht-jct t t t

    v c c. It ct u t th vt f ctu chc, but w

    f f tht t h cut f ct t th th. B ccv vt tuc-tu chtu t, th ut/f c v t ch v v t

    th c f f f Bh c.

    Rch wh wh t u vt tuctu hv tt ct th hv

    u c t th h f ub tx ct ct f ub uth-

    t. Th - bcu vt c v c b u t t cct t c

    hw t .

    Th ut tut u h u th c btw f u h u

    b f ch thv. W t f u h u ht -

    t t th tu th f vt, th c f th c ctc, th

    w , th xcuv cct, t, c ct, ctu w. Th

    tut v t v f ut w btw

    th, w tht th u f cut cqu f vt tuctu th

    t . W c th ct ct f cutu htt, cc, uc

    ctz.

    Th u ctt wth th ut tht vt h b t btw

    ctz, whch uc th ct ct f ubc , ctz, whch fctt

    u btw vt cz (Aw 1961; Dutch 1966; Kch/Dutch 1969; T

    2007: 55-69).

    Th hth ctt wth th fct tht f cut, whch cu th Ut Stt,

    Aut, C, v uch th ut cut. Hwv, th c b-

    tw vt tuctu wh w t v ctz

    -f cut. F, Fc, J, S, Sw, f x, z, but hv

    ct v f ctz. Bcu t h v wth ch ct, th ut/

    f c v v t th c f f th c tht wc Bh c v t v t th th f th c.

    Wh hu c tht th u f cut th th t cqu f t v-

    t? A cut ftt t bjct x f c v ctu, but t u v

    chb. Th cu ch b whch ct vt tuctu, v,

    tc. Th cu ch b whch u ct vt tuctu, f,

    th bt f u uc ubc c. Wh w w but f

    th w w but tc, th f thz uu th c w h

    ctbut t th f cc c.

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    Th cc th ct f u fut qu but hw w hu x

    th tuctu f vt. Th z f cut u tuctu fct tht f bc,

    h t th v b, th cu ch t c c but th c f w

    v f vt th c f utht c x v. Th uch t but thch. Hw th fuc u f u th f f t

    tt t th c u tht h c ? At t w th qu w

    t cct th f t c ubc c wth ccut f vt

    tuctu. B cfu b f t b th t vb, u u t

    uc v t f cu ct, ut b th.

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    Alesina, Alberto/Spolaore, Enrico 2003: Th Sz f N, Cb: MIT P.

    Alesina, Alberto/Pero, Roberto/Spolaore, Enrico 1995: Tth t? Iu th ct bt f c c u, : Eu Ecc Rvw 39/3-4, 751758.

    Amore, Ugo M. 2004: Ituc: f tt cv, :Amore, Ugo M./Bermeo,Nancy (): F Tt Cv, B: Jh H Uvt P,1-23.

    Amore, Ugo M./Nancy Bermeo (eds) 2004: F Tt Cv, B: Jh H- Uvt P.

    Ansolabehere, Stephen/Rodden, Jonathan/Snyder, James M. Jr. 2008: Th tth f u: u u- u t u fc tbt, c ctt, u v, : Ac

    Pc Scc Rvw 102/2, 215-232.Arrow, Kenneth J. 1961: Oz, ctz t c bu , : Wt

    Dt Pc Ct (.): Ctbu t Scc Rch Mt, L A:Uvt f Cf L A, Wt Dt Pc Ct, 9-18.

    Arrow, Kenneth J. 1991: Sc tu cuc t ct f z, : Ju fLw, Ecc, & Oz 7, 1-6.

    Arzaghi, Mohammad/Henderson, Vernon 2005: Wh cut c ctz, : Ju fPubc Ecc 89/7, 1157-1189.

    Bakker, Ryan et al.: Fthc. Cv f th Ch H tt 2010. Uubh .

    Baldwin, Kate/Huber, John D. 2010: Ecc vu cutu c: f f thc vt

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    Bednar, Jenna 2009: Th Rbut F: Pc f D, Cb: Cb Uvt P.

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    Beramendi, Pablo 2010: Ubc t: h tbu th EU, : Cuc fEut, Mch 2010, Chc, USA.

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    Branca, Dawn 2006: Dctz: fu th f thc cct c-, : It Oz 60/3, 651-685.

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    Breuss, Fritz 2004: O ctz f vt cvt: v c f thEu ctu, : Ctu Pc Ec 15/1: 2776.

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    Dahl Fitjar, Rune 2008: Th R f R: Cu f R Mbz Wt Eu, L-: Rut.

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    Deutsch, Karl W. 1966: N Sc Cuc, Cb: MIT P.

    Eckstein, Harry1973: Autht P: A Stuctu B f Pc Iqu, : Ac Pc Sc-

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    Fearon, James 2003: Ethc cutu vt b cut, : Ju f Ecc Gwth 8/2, 195-222.

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    t Uvt P, 87-109.

    Gellner, Ernest1983: N N, Ithc: C Uvt P.

    Habyarimana, James/Humphreys, Macarthan/Posner, Daniel N./Weinstein, Jeremy M. 2007: Wh DEthc Dvt U Pubc G Pv? : Ac Pc Scc Rvw 101/4,709-725.

    Heston, Alan/Summers, Robert/Aten, Bena 2009: P W Tb V 6.3., Ct f ItC f Puc, Ic Pc t th Uvt f Pv. Dt vb h://wt.c.u.u/h_t/wt_x.h (cc Mch 2011).

    Hodge, Clarence Lewis 1938: Th T V Autht: A N Ext R, Wh-t, DC: Ac Uvt P.

    Hooghe, Liesbet/Marks, Gary2009: D Ecc Sh th Tt Stuctu f Gvt? : A-u Rvw f Pc Scc 12, 225-241.

    Hooghe, Liesbet/Marks, Gary/Schakel, Arjan H. 2010: Th R f R Autht: A Cv Stuf 42 Dcc, L: Rut.

    Hopkin, Jonathan/Van Houten, Pieter2009: Dctz tt-w , : Pt Pc 15/2,131-253.

    Inman, Robert P. 2008: F Vu th Vu f F, : NBER W P N.W13735, N Buu f Ecc Rch, Cb, MA .

    Keang, Michael1998: Th Nw R Wt Eu. Tt Rtuctu PcCh, Aht: Ew E.

    Keang, Michael2001: Pu Dcc: Stt N Pt-Svt E, Oxf: Ox-f Uvt P.

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    Kochen, Manfred/Deutsch, Karl W. 1969: Tw th f ctz: cf thc ch, : Ac Pc Scc Rvw 63/3, 734-749.

    Lain, David1998: It F: Th Ru-S Pu th N Ab, Ithc,N.Y.: C Uvt.

    Lane, Jan-Erik/Errson, Svante 1999: Pc Sct Wt Eu, L: S.

    Lijphart, Arend1999: P f Dcc: Gvt F Pfc Tht-Sx Cut,Nw Hv: Y Uvt P.

    Lockwood, Ben 2002: Dtbuv c th bt f ct, : Rvw f EccStu 69, 313-337.

    Marks, Gary/Hooghe, Liesbet2000: Ot utht: cqu f -cc th, : Juf C Mt Stu, 38/5: 795-816.

    Marks, Gary/Bakker, Ryan/Hooghe, Liesbet/Steenbergen, Marco 2007: C-V Dt Pt P- Eu It, : Ect Stu 26/1, 23-38.

    Meguid, Bonnie 2009: Pt C Btw Uqu: Stt Ect Ftu Wt

    Eu, Cb: Cb Uvt P.

    Minories at Risk Project 2009: M t R Dtt, C P, MD: Ct f ItDvt Cct Mt. Avb f h://www.cc.u.u// (c-c Mch 2011).

    Oates, Wallace E. 1972: Fc F, Nw Y: Hcut Bc Jvvch.

    Oates, Wallace E. 2005: Tw c- th f c f, : It Tx Pubc Fc 12/4: 349-374.

    Oates, Wallace E. 2006: O th th cc f c ctz, : W P IFIR 2006-05, Itut f F Itvt R, Lxt, KY.

    OECD 1999: Tx w f tt c vt, P: OECD Tx Pc Stu 1.

    Olson, Mancur1969: Th c f c quvc: th v f b tv f vt, : Ac Ecc Rvw 59/2, 479-487.

    Osterkamp, Rigmar/Eller, Markus 2003: Fuc ctz f vt cvt, V: CESfDICE Rt 3/2003.

    Ostrom, Elinor2010: A ctc ju. Au Rvw f Pc Scc 13, 1-23.

    Ostrom, Elinor/Parks, Roger B. 1999: Nth Gtu th f ut: cjctu xSt f tt z, : McGinnis, Michael D. (.): Pctct LcPubc Ec: R f th Wh Pc Th Pc A, A Ab:Uvt f Mch P, 284-305.

    Ostrom, Vincent1987[1971]: Th Pc Th f A Cu Rubc: D th Ac Ex-t, Lc: Uvt f Nb P.

    Ostrom, Vincent/Elinor Ostrom 1971: Pubc chc: t ch t ubc t, : Pub-c At Rvw 31/2, 203216.

    OBrien, Robert2007: A cu u f thub f vc fct, : Qut & Qu-t, 41: 67390.

    Panizza, Ugo 1999: O th tt f c ctz: th, vc, : Ju f PubcEcc 74/1, 97-139.

    Peterson, Paul E. 1995: Th Pc f F, Wht DC: B Itu.

    Pritche, C. Herman 1943: Th T V Autht: A Stu Pubc At, Ch H:Uvt f Nth C P.

    Riker, William H. 1987: Th Dvt f Ac F, Bt: Kuw.

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    Rodden, Jonathan 2004: Cv f ctz: ut, :Cv Pc 36/4, 481-499.

    Rodden, Jonathan 2006: Ht Px: Th P P f Fc F, Cb: C-b Uvt P.

    Rokkan, Stein/Urwin, Derek1983: Ec, Tt, It: Pc f Wt Eu Ph, L-: S Pubc.

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    Schakel, Arjan H. 2008: V f th utht x, : R F Stu 18/2-3,143166.

    Scholz, John T./Twolmby, John/Headrick, Barbara 1991: Stt v c ct v th buucc,: Ac Pc Scc Rvw 85/3, 829-851.

    Shankar, Raja/Shah, Anwar2001: B th cc v wth : cc th f-c f vt c uc c , : W BPc Rch W P 2717, Th W B, Wht DC.

    Shevlin, Mark/Miles, Jeremy N./Bunng, Brendan P. 1997: Sut c: Mt C v- f th ct f bt ct , : Pt I-vu Dc 23/4, 665-676.

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    Sorens, Jason 2009: Th c f ctz, : R F Stu 19/2, 255-272.

    Sorens, Jason 2010: Th Itu f Fc F, : Pubu 41/2, 207-231.

    Stegarescu, Dan 2005: Dctz f Gvt It W, Dct Dt,Mh: Ztu fu Euch Wtchfchu.

    Stein, Jeremy C. 2002: If uc ct c: ctz v hchc ,: Ju f Fc 57/5, 18911921.

    Swenden, Wilfried/Bart Maddens (.) 2009: Tt Pt Pc Wt Eu, L: P-v.

    Treisman, Daniel2007: Th Achtctu f Gvt: Rth Pc Dctz, Pct:Pct Uvt P.

    Van Houten, Pieter2003: Gbz f ut Eu, : Kahler, Miles/Lake, David (): Gvc Gb Ec. Pct, NJ: Pct Uvt P,87-109.

    Was, Ronald L. 1999: C F St, 2 . Kt: Itut f Itvt R-, McG-Qu Uvt P.

    Was, Ronald L. 1998: F, f c t, f, : Au Rvw f PcScc 1, 117-137.

    Wibbels, Erik2005: F th Mt: Itvt Cct Ecc Rf thDv W, Cb: Cb Uvt P.

    Wright, Deil S. 1988: Ut Itvt R, Mt, CA: B.

    Zeitlin, Jonathan 2010: Pc T: Gvc c B th Gb Ec.SASE Au M, P A, 22-24 Ju 2010, Phh, USA.

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    A A

    Table A.1: Operaonalizaon of Independent Variables (Tables 6 & 7)

    Populaon Au u 000, 10. Suc: Penn World Table 6.3 (Ht t . 2009).

    Area Au u 000 2, 10. Suc: Penn World Table 6.3 (Ht t . 2009).

    Ethnicity Th bbt tht tw vu ct t f th cut u w b f

    t thc u. D u h f thc u cut p1, p2, p3. . . ,

    pn, th thc fcz x

    F t v t f th tw . O cut wh thc

    c t wh tt cctt cc t th Minories at Risktt

    (2009) cv vu t f z. Suc: F (2003); vb h://www.tf.

    u/~jf/ (cc Mch 2011).

    Inequality Cct f v (CV) f GDP ct. Th u tz ccut

    fw:

    whyi th c ct f i, N th ub f , th

    ct GRDP (uwht b u) cut:

    Th f whch t ubc vb f cut. W u 2000

    t t c 39 cut.

    Suc: R GDP ct t f Eurostatwbt f EU-27, C Mc

    (cc Mch 2011); OECD t f -EU cc (cc Mch 2011); Ru

    f B Czzw (2007). F cu f th cct f v th

    u f qut, Sh Shh (2001).

    Auence Au c uct ct, cut c. L10. Suc: Penn World Table 6.3

    (Ht t . 2009).

    Democracy Freedom House x f ch cut- c 1972. Vu t b th uth t

    1972. Th x u c f c ht cv b 7-t c f 1=t

    cc t 7=t cc. Rc tht hh vu ct cc. Suc:

    h://www.fhu. (cc Mch 2011).

    Regional pares P f t th t f u b. N-c

    t th vu f th t ct c . A t wh t h

    xcuv ct b. Suc: Pt t v b Aj H. Sch ut b

    th uth.

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    Table A.2: Summary Stascs

    M/Vb Mean S.D. Min M

    Measures of Regional Authority

    Itu Dth 2.08 1.48 0 5.76

    Pc Sc 1.68 1.58 0 5.00

    Fc Aut 1.41 1.55 0 4.94

    Rt 2.77 2.29 0 7.97

    Lw M 0.43 0.68 0 2.00

    Excuv Ct 0.31 0.60 0 2.00

    Fc Ct 0.40 0.71 0 3.00

    Ctu Rf 0.80 1.34 0 5.98

    Independent Variables

    Pu 6.96 0.75 5.16 8.48

    A 2.21 0.93 0.50 4.23

    Ethct 0.12 0.20 0.02 0.60

    Iqut 0.24 0.13 0.00 0.62

    Auc 3.82 0.47 2.42 4.82

    Dcc 12.1 1.60 3.00 13.00

    R P 0.03 0.12 0.00 1.00

    Table A.3: Correlaon Table for the Measures of Regional Authority

    ID PS FA R LM EC FC CR

    I D 1

    Policy Scope .88 1F A .74 .85 1

    R .93 .87 .73 1

    Lw Mk .60 .61 .62 .54 1

    E C .63 .75 .60 .58 .67 1

    Fiscal Control .50 .52 .44 .43 .73 .52 1

    C R .58 .60 .59 .52 .71 .50 .80 1

    Nt: N=1603. ID=Instuonal Depth; PS=Policy Scope; FA=Fiscal Autonomy; R=Representaon; LM=Law Making;

    EC=Execuve Control; FC=Fiscal Control; CR=Constuonal Reform.

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    Table A.4: Countries, Start of Measurement (through 2006), Minimum, Mean, Maximum Value on Regional Authority

    Index

    C Start Min Mean M

    Aut

    Aut

    Bu

    Bu

    C

    C

    Cu

    Czch Rubc

    D

    Et

    F

    Fc

    G

    Gc

    Hu

    Ic

    I

    It

    J

    Ltv

    Lthu

    Luxbu

    Mc

    Mt

    Nth

    Nw Z

    Nw

    P

    Ptu

    R

    Ru

    Sv

    Sv

    S

    Sw

    Swtz

    Tu

    Ut K

    Ut Stt

    1950

    1955

    1950

    1991

    1950

    1991

    1960

    1993

    1950

    1992

    1950

    1950

    1950

    1950

    1990

    1950

    1950

    1950

    1950

    1990

    1992

    1950

    1991

    1964

    1950

    1950

    1950

    1990

    1976

    1991

    1993

    1993

    1990

    1978

    1950

    1950

    1950

    1950

    1950

    18.02

    17.00

    14.00

    1.00

    22.60

    .00

    .00

    .00

    4.14

    .00

    1.09

    6.00

    28.42

    1.00

    8.00

    0.00

    .00

    8.35

    8.00

    .00

    .00

    .00

    .00

    .00

    13.50

    .00

    4.00

    2.00

    2.54

    6.00

    15.66

    .00

    .00

    10.04

    10.00

    19.50

    1.00

    4.69

    23.08

    18.32

    17.44

    22.33

    1.00

    22.63

    7.75

    .00

    3.50

    7.90

    .00

    2.57

    10.77

    29.15

    3.14

    9.24

    .00

    1.49

    13.63

    8.25

    .00

    3.20

    .00

    .00

    .00

    13.73

    6.00

    7.37

    4.82

    3.43

    8.81

    17.50

    2.57

    .00

    20.25

    11.29

    19.50

    4.23

    9.06

    23.14

    19.40

    18.00

    32.07

    1.00

    22.65

    10.00

    .00

    7.00

    10.19

    .00

    7.11

    16.00

    29.47

    10.00

    10.00

    .00

    6.00

    22.74

    10.00

    .00

    4.00

    .00

    .00

    .00

    14.50

    9.00

    10.00

    8.00

    3.59

    11.00

    19.00

    6.00

    .00

    22.14

    13.50

    19.50

    5.00

    9.93

    23.20

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    A B: M R A

    Th tut vut vu f vt ( vu tc t

    wth c utu ttut) u b c ht f utht.

    P uc (ctu, , ttut) tut wth c ttu c-ut f cut xt t chv b v t. Th tu c v f

    vt bw th v wth v u t th 150,000 39 cc

    (Tb A.4) v th 1950-2006. Ivu tht hv c ttut cu v f

    th t t th u ct.

    Th c ch bw ( Tb 1) t ut th ht tht ctut th tt v-

    b f vt. Tb 2 t th c ct whch v tht th ht

    c ct wth th f f u h u, but tht 68 ct f th

    vc c th h. Th Cbch h c th f 39 cut

    2006 0.93.

    A) SELF RULE

    1) Instuonal Depth

    Fu ct uh. Th t u ct wh th fuc -u

    t. Th c cb b th Nc t, dconcentraon, whch f

    t t tht hchc ubt t ct vt. A cctt

    t h th h f f vc bu, , but but

    ct vt utt. Th tw ct uh t tht x-

    c fu utht. Th f-v vt, th t h wth

    th ct vt t th th hchc. Th fut c h whth-

    f-vt , t, ubjct t ct vt vt (F 2010; I 2008).

    I D

    0: fuc -u t t th v;

    1: cctt, -u, t;

    2: -cctt, u, t ubjct t ct vt vt;

    3: -cctt, u, t t ubjct t ct vt vt.

    2) Policy Scope

    Th cc wth utht v c (Bc 2006; K 2001;

    Pt 1995; S 2010). Pc u t v : cc, cutu-uc, wf,

    ctuv ccv c (u w, c, w tu t-u, c vt),

    czh. R vt c whth th xc utht ,

    , th f th t fu c . Th c ct t whth

    vt c-xc utht v bh t cut, .. czh

    c.

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    Policy Scope

    0: v w uthtv ctc;

    1: uthtv ctc ), b), c) )

    ) cc c;

    b) cutu-uc c;

    c) wf c;

    ) f th fw: u w, c, w tu tu, c vt

    2: uthtv ctc at least two f ), b), c), );

    3: uthtv ctc ) t t tw f ), b), c);

    4: t th ct f 3 u utht v czh.

    3) Fiscal Autonomy

    Fc ut vut t f vt utht t t th b t f

    j tx t juc (OECD 1999; R 2004; Sch 2008). A ch v

    b th OECD (1999), whch uh tw f utht (ct t f ct v-

    t, h u wth ct vt), th f ct (b, t, vu t),

    w t v ch tht uc () u (t c) u, (b) f

    cu v f vt (t t c ub v) tht (c) cctu c t

    th th t b u: .., utht c . W vt tx

    wh b uh btw j tx wth th, btw th cct t

    ct b t, t .

    F A

    0: th ct vt t th b t f tx;

    1: th vt t th t f tx;

    2: th vt t th b t f tx;

    3: th vt t th t f t t j tx: c, ct,

    ct, vu , tx;

    4: th vt t th b t f t t j tx.

    4) Representaon

    R utht wth ct t t ccv th cct f ct t ct

    c h: th c f t, b ct c b ub c h b

    ct c th ; th c f xcuv, b x t f /ct u xcu-

    v b.

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    Assembly

    0: th h b;

    1: th h ct ct b;

    2: th h ct ct b.

    E

    0: th xcuv t b ct vt;

    1: u xcuv t b ct vt th b;

    2: th xcuv t b b ct ct.

    B) SHARED RULE

    Th x uh fu vu f c c . A

    ct w thuh t t th tu, uu th u-

    chb. A vt h xcuv bt wth th vt f

    c. A c-t th tbu f tx vu th cut wh.

    F, t tt, vt xc utht v th ctu t u

    th cut , th c f c utu , v t w ctu h wth

    th ct.

    1) Law Making

    Lw ) th f tuctu t t th v (.. th

    c v chb); b) whth vt ct t th c

    chb; c) whth hv jt t t th; ) th v c

    f th c chb.

    Lw Mk

    0.5 f ch f th fw chctc:

    th ut f t th tu, .. th tbu f t t b wht,

    th th cz, vt th cut wh;

    vt t tv th tu;

    t v v hv jt t th tu;

    tu wth t h xtv v utht, .. c vt c b v-

    b ujt th th chb

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    2) Execuve Control

    Excuv ct t th bt tht xcuv hv u wth th ct v-

    t whth th v hv vt w (Wht 1988). T c v thc, uch ut b uz, t ad hoc, t c th xu, uch ut b

    uthtv th ut ch c tht f b th ct.

    E C

    0: u btw ct vt vt t t

    c;

    1: u btw ct vt vt wthut b

    utht;

    2: u btw ct vt vt wth utht t

    ch b c.

    3) Fiscal Control

    Th f t th f , t th xt, x vt, v th tt t-

    bu f tx vu. Sh u tx c c f v xcuv h

    u. Yt c xtc c cqu uh t b c t. R

    vt uc th tbu f tx vu, cu tvt t,

    ct th ctxt f tvt , ct v tv tu wth

    vt t.

    Fiscal control

    0: vt th tv th tu t cut v th tbu f tx

    vu;

    1: vt th tv th tu t v th tbu f tx vu, but

    t hv vt;

    2: vt th tv th tu hv vt v th tbu f tx vu.

    4) Constuonal Reform

    Ctu f utht v th u f th (A 2004; B 2009; W

    1998). Th ch uh btw ct (.. ctt ct -

    tv) vt. Sc th u f th u t th xtt f

    governmentutht, th f th v wht th tht f th f. S th qu

    whth th ct vt ut ctt c ut f th

    ctu; th th t f ctt th tv; ut f

    th c t f vt?

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    C R

    0: th ct vt / ctt c ut ch th ctu;

    1: tu th c f t ut v ctu ch; ctu ch

    qu fu b qu t (.. v jt f );

    2: vt ct t jt tu whch c f th fw:

    - t ctu f

    - tuc t

    - th c hu th th chb

    - qu c vt th th chb

    - qu u fu

    3: jt f vt c vt ctu ch.

    R T

    Cut c bt b c f ch cut.

    Th t tw cu f th tb bw th R Autht Ix wth th Number of Tiers

    cu ct. Dt th t c btw Populaon Number of Tiers ( = 0.67),

    Populaon t cc, th t ct vb wh t hh VIF t t ccut.

    Th th cu tt th ub f th t vb hw tht Populaon

    Regional Pares ct ct wth th ub f u ct.

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    Table B.1: Robustness Analysis: Number of Tiers as Independent and Dependent Variable

    D V R A I

    VIF

    Nb T

    P 3.37 3.40

    (1.88)

    0.65

    (0.18)

    Area 1.41 1.99

    (1.19)

    0.05

    (0.08)

    Ethnicity 10.89 1.27

    (4.67)

    0.17

    (0.31)

    Iq 3.43 1.75

    (5.26)

    0.14

    (0.54)

    A 1.45 1.12

    (0.78)

    0.10

    (0.07)

    D 1.32 1.25

    (0.33)

    0.04

    (0.03)

    R 11.26 1.41

    (3.34)

    1.13

    (0.35)

    Nb 3.55 2.11

    (2.01)

    Constant 42.59

    (12.49)

    4.29

    (1.05)

    R2

    F test

    Mean

    N ()

    0.65

    29.66***

    1.79

    1603 (39)

    0.53

    14.72***

    1603 (39)

    Nt: N-tz bt cct, but t cut cut th.

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    T K-F - E A E

    I R

    Th K-Fchu (KFG) w fu u-ch b th G Rch Fu 2008. It ct-c f th KFG t v cc u vt

    whch vv ch tc c b t wth b cu bt wth u f ju ch.

    Th K-Fchu Th Tfv Pw f Eub tth ch Eu th B-B-bu tuz th c wth th uv- ch tu. It x th f th EU -t ct f , z th ch ctf t xt u c th ch :

    It th Pubc Sh

    Cc, Ct B