Benefits of Listing on NYSE Euronext...
Transcript of Benefits of Listing on NYSE Euronext...
Benefits of Listingon NYSE Euronext Alternext
AsiaGateway to the Euro-zone
Americas Europe
Strategic RelationshipsNYSE Euronext
The world’s largest equity market
Global Choice of Listing Venues & Products Flexible Listing Venues Complement Capital Market Objectives
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NYSE
Cash Equities
Fixed Income
ETFs
DRs
NYSE Arca
Cash Equities
Equity Options
ETFs
DRs
Euronext
Cash Equities
Bonds
ETFs
Certificates
Warrants
DRs
Alternext
Cash Equities
DRs
Liffe
Derivatives
5% equity stake
5% equity stake
NYSE London
NYSE Euronext – Global Exchange LeadershipGlobal Exchange• 1st Transatlantic Marketplace• Largest exchange by market capitalization of listed companies: $30 trillion• 80 of the 100 largest companies globally• The world’s largest liquidity pool• Daily trade in equity $142 billion(1/3 of the world’s trade)/Daily Derivative LIFFE Euro 1.8
trillion• Listing venue of choice: over 4,000 listings from 55 countries
Global Source of Capital Raising
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Global Source of Capital Raising
Premier Brand
Diversified Product Offering
Financial Strength• A listed company: $20bn market capitalization• AA rated
Investor Confidence - Sound Governance and Regulatory Framework
Value Proposition For Issuers
Listing Venue Choice• Multiple entry points for issuers of any size and geography• Listing options complement issuer’s strategy over time
Enhanced Liquidity• Access to $ and € – the world’s two leading currencies • Extended trading day• Product extensions (ETFs, Indices, Options, Futures…)• NYSE Euronext working towards fungible trading between US and Europe
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Broad Investor Pool• Global and local investor access• Wide range of products (Equities, Bonds, ETFs, Derivatives…)• Investor outreach programs
Unique Global Visibility• Unparalleled Brand Association • Superior service offering• Superior peer alignment
Advocacy on Behalf of Issuers
US and Europe: key regions for raising capital and home to the largest pools of financial assets
$56.1
$37.640
50
60
Total Financial Assets ($ tr)
Access to the World’s Largest Sources of Capital
Total Equity Capital Raised 2007
80
100
120
Cap
ital
rai
sed
$ b
illi
on
400
500
600
Number of IPOs
5
Source: Dealogic, figures include closed-end funds
$5.6$10.0
$14.2
$19.5
0
10
20
30
United Euro Zone Japan Emerging United Other
Source: McKinsey, January 2008
Euro Zone
United Kingdom
Japan Emerging Asia
Other Western Europe
United States
0
20
40
60
80
Europe UnitedStates
GreaterChina
Cap
ital
rai
sed
$ b
illi
on
0
100
200
300
400
Total Capital Raised through IPOs 2005-2007
NYSE Euronext: The Center for Global IPOs
Median IPO size
200
250
NYSE Euronext: 307 New Listings in 2007 Large median IPO size in 2007, but wide range ($ 6.4 mln to $ 6 bln)
5962
45
81
6968
50
60
70
80
IP
O $
Rai
sed
($
bil
lio
n)
6
* Hong Kong 2006 figures boosted by IPOs of China’s two largest banks; ICBC and Bank of China (raised combined total of $27.2 billion).
Source: Dealogic, exchanges; figures include closed-end funds (exclude ETFs)
Source: Dealogic
0
50
100
150
NYSEEuronext
London SE(incl AIM)
NASDAQ Hong Kong
$ m
illion
28
40
25
1814
21
0
10
20
30
40
2007 2006 2005
IP
O $
Rai
sed
($
bil
lio
n)
NYSE London Hong Kong NasdaqEuronext
2823
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NYSE Euronext: The Center for Secondary Offerings
NYSE Euronext is the dominant stock exchange for follow-on financing
Euronext has raised more capital through secondary offerings than London SE, Deutsche Boerse and Nasdaq over the past 3 years
Follow-on capital raised (2005-2007)
140
160
180
2005 2006 2007
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Source: Dealogic * single counted
-
20
40
60
80
100
120
140
NYSEEuronext
(combined*)
NYSE Euronext(incl
Alternext)
London SE(incl AIM)
Nasdaq DeutscheBoerse
Hong Kong
$ bi
llion
2005 2006 2007
NYSE Euronext: Largest BRIC+K (Kazakhstan) Footprint
Market capitalisation & number of BRICs companies (end 2007)
3,000,000
3,500,000
100
120
No. of companies
NYSE Euronext has attracted more international listings from emerging economies than any other stock exchange
Average daily value traded by BRICs companies (FY 2007)
3,500
4,000
4,500
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0
500,000
1,000,000
1,500,000
2,000,000
2,500,000
3,000,000
NYSEEuronext
London SE Nasdaq
mar
ket
cap
$ m
illio
n
0
20
40
60
80
100
0
500
1,000
1,500
2,000
2,500
3,000
3,500
NYSEEuronext
London SE Nasdaq
$ m
illio
n
Source: Bloomberg, NYSE Euronext
Superior Service Offering for Issuers
Media support & Press Release Service
NYSE Euronext dedicated website for issuers
Quarterly web-casting
Magazine coverage
Advertising
Retail and institutional investor targeting programs
Inclusion in market indices
Event support: full access to NYSE Euronext facilities for investor, board meetings and product launches
Visibility
Comprehensive Issuer Support Pre and Post Listing
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board meetings and product launches
Education
CEO Leadership forum
IR, CEO, Governance forums
Investor education via NYSE Euronext websites
Information Tools
Issuer publications/newsletters
Web-based market data resource
eGovDirect
Dedicated Customer Service
Liquidity provision
Client service manager
Governance specialist
NYSE EuronextEuropeanPlatform
Euronext – key features
One single cross-border trading platform• Integrated across four countries• Former stock exchanges of Paris, Amsterdam, Brussels and Lisbon
Global footprint• NYSE Euronext is the world’s first truly global marketplace
Listed instruments• Shares
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• Shares• Corporate bonds• Depositary Receipts (GDR, ADR, EDR)• Derivative instruments, including Convertibles, Options, Warrants and Futures
Currency of listing• Euro - the world’s second most important currency
• Or any other major currency
Indices• CAC 40, AEX 25, Euronext 100, FTSEurofirst…
Euronext’s Competitive Position in Europe
MARKET CAPITALISATION
European cash equity market capitalisation
(end 2007)
TRADING VOLUMES(2007)
1,500
2,000
2,500
3,000
3,500
Va
lue
tra
de
d €
bili
on
80
100
120
140
160
180
Mill
ion
tra
de
s
Euronext27%
SWX 8%
OMX 8%
Borsa Italiana7%
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Source: Federation of European Securities Exchanges (FESE)Figures include domestic & primary international listings
• Largest equity market in Europe
• Largest trading platform in Europe
0
500
1,000
Euronext LondonStock
Exchange
DeutscheBörse
SpanishExchanges
BorsaItaliana
OMX SWXGroup
Va
lue
tra
de
d €
bili
on
0
20
40
60 Mill
ion
tra
de
s
Turnover Trades
London Stock Exchange
25%
Deutsche Börse 14%
Spanish Exchanges 11%
Sector Comparison Euronext vs LSE
• Euronext sector profile very similar to London Stock Exchange
• Euronext – larger in Technology, Consumer Goods, Utilities, Industrials
Euronext
5%
4%Technology3%
Utilities10%
Consumer Goods14% Basic Materials
Consumer Goods
London Stock Exchange
Basic Materials 12%6%
1%4%
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Total market cap = €2,982 billion Total market cap = €2,769 billion
Source: Bloomberg, Euronext & LSE data as December 2007. ICB classification, domestic & primary listings, includes main market, SME market, equity investment instruments.
9%
24%
4%
15%
3%
Industrials12%
Consumer Services
Financials
Health Care
Industrials
Oil & Gas
Technology
Telecommunications
Utilities
Oil & Gas 16%
10%
11%
Financials 26%
6%
7%
Unique access to European asset managers
Euro-zone countries dominate investment fund industry in Europe - 82% of total
Assets under management increased 9% in H1 2007 taking total to € 6.4 trillion (UCITS)
NYSE Euronext’s European platform facilitates cross-border access
Assets Under Management
Germany
Finland
Austria
Portugal
Netherlands
France
Belgium
European investment fund assets
United Kingdom11%
Euronext countries
26%
Other Europe7%
14Source: European Fund & Asset Management Association (EFAMA) end H1 2007UCITS – Undertakings for the Collective Investment of Transferable Securities
- 500 1,000 1,500 2,000
Turkey
Switzerland
Sweden
Slovakia
Poland
Norway
Liechtenstein
Hungary
Denmark
Czech Republic
United Kingdom
Spain
Luxembourg
Italy
Ireland
Greece
Germany
Euro-zone (ex Euronext)
56%
Global investment fund assets
Americas53%
Europe35%
Asia & Pacif ic12%
Africa0.4%
EUR billion
Euronext is dominated by high quality broker-dealers & listing agents
• Bulge bracket and pan-European banks dominate the marketplace
• Euronext gives access to the Euro-zone…as well as
Top 25 broker-dealers and listing agents
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US & UK based investors: all major London based investment banks are active members
• Over 50% of trading by London based broker-dealers
Euronext IPOs have consistently outperformed other European
exchanges over the past 3 years
IPO price performance 2005-2007
5
10
15
20
25
%
IPO size profile 2005-2007
150
200
250
300
350
USD $m
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Source: Dealogic December 2007
Figures include main markets and SME markets
-15
-10
-5
0
5
NYSE Euronext(European platform)
London SE (incl AIM) Deutsche Boerse
%
Average % Change Price Offer/Current
Median % Change Price Offer/Current
-
50
100
150
NYSE Euronext(European platform)
London SE (inclAIM)
Deutsche Boerse
Average deal size Median deal size
EuronextEU regulated main market for large, mid & small caps
* Minimum 25% shares distributed to the public * Three-year track record required (exemption for funds)* IFRS, US GAAP or recognised accounting standards
Ongoing obligations* Audited FY and audited/un-audited half-year accounts* Timely disclosure
Listing Requirements – Overview
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* Two-year track record (exemption for funds) * IFRS, US GAAP or local GAAP with reconciliation table
Ongoing obligations less demanding* Audited FY accounts, un-audited half-year reports * Simplified reporting methods * Timely disclosure
AlternextExchange-regulated market for mid & small sized companies
Listing requirements comparison: Euronext vs London SE
Euronext* London – Main Market
GDR listings Primary listing on main market orderbook
Eligible for inclusion in main indices
Secondary listing on IOB
Excluded from main indices
Primary listing requirements
Corporate governance – majority of board required to be independent
Not mandatory Yes – UK Combined Code
Shareholder approval required for:
• Substantial transactions
• Related party transactions
No
No
Yes
Yes
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Non-voting shares permitted Yes No
Primary listing requirements for investment companies/funds
Investment restrictions None 10% maximum in other listed entities
(unless listed entity has 15% investment concentration limit)
Feeder funds required to control master fund investment policy
No Yes
* Euronext Amsterdam entry point
Euronext* London – Main Market
Primary listing requirements for investment companies/funds (continued)
Requirement for spread of investment risk No Yes
Requirement for investment manager track record No Yes
Annual explanation on benefit of continued appointment of manager No Yes
Quarterly portfolio reports No Yes
Future issues of shares only above NAV No Yes
Restrictions on share buybacks No (though market abuse directive applies) Yes, limited to 14.99%
Listing requirements comparison: Euronext vs London SE
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Electronic flagging of restricted securities in settlement system Yes No – physical delivery
* Euronext Amsterdam entry point
Euronext –TheMain Board
Euronext – The Main Board
One cross-border EU regulated market – one rule book
• Choice of regulatory entry point to cross-border platform
Borderless
• Companies are classified according to sector and market capitalization rather than
geographical location
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Equal opportunity for international companies to join key indices
Companies from over 30 countries listed
Sound regulatory framework (but no Sarbanes Oxley!)
Top 10 Euronext IPOs 2007
Company Nationality SectorCapital raised
(EUR)Market cap
(EUR)
Nyrstar BEL/AUS Non ferrous Metals 2,000 2,000
Conversus Capital GGY Equity Investment Instruments 1,314 1,314
Bureau Veritas FRA Business Support Services 1,078 4,378
Rexel FRA Industrial Suppliers 1,056 4,224
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Lehman Brothers Private Equity GGY Equity Investment Instruments 363 363
REN PRT Electricity 324 1,469
AMG Advanced Metallurgical Group NLD Non ferrous Metals 314 643
Arseus NLD/BEL Medical Supplies 302 320
Leo Capital Growth SPC CYM Equity Investment Instruments 261 261
Paris Re CHF Reinsurance 225 1,656
Legal Marketing
Due diligence
Required financial statements
Positioning
Valuation
Deal structure
Prepare prospectus
Apply for listing & regulatory approval
(through listing agent)
Analyst meeting
Presentation material and Q & A practice
Appoint listing agent / Lead manager
T– 30 to 90 days
T– 3 to 6 months
Euronext Listing and IPO process
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(through listing agent)
Pre-marketing to institutionsEuronext
Listing admission
Regulator
Prospectus
Book building
Road show and marketing to investors
Price fixing
Allocation
Trading
T– 14 days
Euronext involvement
List on Euronext
Start trading
NYSE Alternext:
the SME Market
Alternext – The SME Market
Why Alternext?
• More than 1m €uro-zone SMEs eligible…
…but substantially fewer than 1% listed!
Alternext is an exchange-regulated market;
• Designed for small and mid sized companies
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• Designed for small and mid sized companies
• Simplified listing rules and ongoing obligations
• Open for companies from all sectors and countries
• Launched mid-2005
• Broad €uro-zone access
• Same 4-country trading platform for Euronext and Alternext
Alternext – Key Listing Requirements
2 year company track record (exemption for funds)
IFRS or US GAAP
• Audited FY accounts, un-audited 6 months report
Choice of Market Access:
Public offeringAccess to retail and/or qualified investors
Private placementAccess to qualified investors only
Minimum free float: € 2.5m Minimum placing: € 5m
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• Fast track dual listing through recognised market status• Access via offering circular for companies listed on another market
Use of Listing Sponsor mandatory
Minimum free float: € 2.5m Minimum placing: € 5m
Prospectus cleared by regulatorEU Prospectus Directive
Offering circularNot cleared by regulator; disclosures under responsibility of the Listing
Sponsor & Issuer
Alternext – sector breakdown*
Alternext has achieved its target as a broad marketplace for SMEs
Other Industrials
Business Services
Electronics
Construction
Basic Materials
Oil & Gas
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* Market capitalisation, December 2007 - ICB (Industry Classification Benchmark)
0.0% 2.0% 4.0% 6.0% 8.0% 10.0% 12.0% 14.0% 16.0% 18.0%
Technology
Financials
Utilities
Telecommunications
Consumer Services
Health
Consumer Goods
Alternext – size profile
Alternext’s target company size of €20m - €250m achieved.
Distribution of companies by market capitalisation
Alternext
0%
5%
10%
15%
20%
25%
30%
35%
0 - 2 2 - 5 5 - 10 10 - 25 25 - 50 50 - 100 100 - 250 250 - 500 500+
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No micro-caps… …better liquidity
0 - 2 2 - 5 5 - 10 10 - 25 25 - 50 50 - 100 100 - 250 250 - 500 500+
€ m
Distribution of companies by market capitalisation
AIM
0%
5%
10%
15%
20%
25%
0 - 2 2 - 5 5 - 10 10 - 25 25 - 50 50 - 100 100 - 250 250 - 500 500+
€ m
Source: Euronext, LSE, December 2007
Alternext – key indicators
Number listed companies 120
Total market capitalisation € 5 billion
Average deal size € 9.4m
Deal size range € 2.6m to € 34m
Sector breakdown** All sectors represented
Alternext AIM
Alternext today*
Alternext vs. AIM
Average number of trades per stock - FY 2007
-
1,000
2,000
3,000
4,000
5,000
6,000
Alternext AIM
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Trading modelHybrid: option of orderbook or
market makerMainly market maker dependent
Average market cap € 42m € 72m
Median market cap € 32m € 26m
Key indicators (Feb 2008)
P/E ratio (median) 18.2 12.8
Bid-ask spread ratio (median) 3% 7%
Volatility – 360 day (mean) 42.5% 50%
Stocks with Analyst recommendations 48% 42%
Source: Euronext, LSE & Bloomberg * end January 2008 ** ICB - Industry Classification Benchmark
Spread ratio = bid–ask spread / last price £= € 1.34 Volatility = annualized standard deviation of the relative price change for the 360 most recent trading days closing price
Alternext: IPOs and Investor Base
IPOs:
• 80% institutional investor participation, underpinning valuations
Origin of institutions(as of October 2007)
U.S.2%
Canada1%Australia
1%
Switzerland4%
U.K.13%
Alternext: Truly Pan-European
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Investors:
• Institutions from 14 countries
• Broad continental European institutional take-up
• Strong US-UK acceptance
Euronext zone58%
Denmark2%
Germany9%
Austria1%
Luxembourg5%
Sweden2%
4%
Spain2%
Source: Lionshares
Alternext - Listing Sponsors
Use of a Listing Sponsor is mandatory
Two main roles as the listed company's long-term partner:
• Support the company in preparing for listing
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• Ensures company fulfils ongoing obligations
Features: KKR Private Equity Investors is a Guernsey limited partnership investment
vehicle created by KKR (Kohlberg Kravis Roberts), the US private equity firm.
- Listed closed-end fund
- 75% assets invested in KKR funds / 25% in opportunistic investments
- KKR has a 30 year track record of superior investment returns
(1/2)
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IPO date – 3rd May 2006:
Funds raised: $5 billion
Raised over 3 times original target
Offer price: $25.00 (approx. NAV)
Joint global coordinators and bookrunners: Morgan Stanley, Citigroup, Goldman Sachs
High net worth individuals
15%
Mutual funds55%
Long-orientated hedge funds
30%
US
Europe/Asia29%
Broad take-up by style and geography:
(2/2)
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Reasons KKR selected Euronext as its listing venue:
“Euronext gives global investment focus and global investor base”
No restrictions on investment in a single project
Limited partnerships can list on Euronext Amsterdam
Flexible corporate governance code
55%US71%
Activity:
Prologis European Properties (PEP) is an externally managed real estate investment
fund. Portfolio consists of 281 high quality distribution facilities comprising 5.4 million
sq metres of leasable space in 11 countries, valued at € 4.2 billion as of June 2006.
Deal size (22 Sept 06):
(1/2)
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Valuation: € 2.7 bn
Offer price: € 14.35 (12% premium to
30-Jun-06 NAV)
Funds raised: € 715m (incl. € 65m
greenshoe)
Free float: 29.5%Deutsche Bank and Morgan Stanley – joint global co-ordinators and bookrunners.
Largest European real estate IPO 2006 & 2nd largest European real estate IPO ever.
Europe74%
US22%
Australia4%
Broad take-up by geography:
“The deal attracted long-only specialist real estate investors from all around the world…”
IFR, 23 September 2006
(2/2)
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74%
• Index inclusion: AEX Real Estate, AEX Financials
Reasons for choosing Euronext:
Assets & continuing growth in the Euro-zone
Only major exchange to accept ‘Fonds Commun de Placement’ (FCP) structure
Why the NYSE Euronext European platform?
Gateway to the €uro-zone + Global Visibility
• Publicity: cross-border access to investors, customers & business partners• Acquisition currency: €uro – a key currency• Huge pool of assets under management• Single entry point gives broad European access for listing and trading
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Leading cross-border exchange with a pan-European reach
• Top-ranked globally for capital raising• Largest central orderbook trading volumes in Europe• Largest exchange in Europe by market capitalisation• Broad service offering for early stage and mature companies
Why Working withCapital Partners Securities?Capital Partners Securities?
What we do best!Capital Partners offers a broad portfolio of services for medium-sized companies
Mergers & Acquisitions (M&A), Alliances and Joint VenturesProvides advisory services on take-overs, acquisitions, mergers and disposals as well as assistance in seeking strategic partners or looking for acquisition targets
Corporate Strategy and Financial AdvisoryAssists clients in need of establishing their direction and vision with strategic analysis, as well as the development and implementation of a strategic and financial plans
Private PlacementsAssists companies to raise funds from corporate, financial and institutional investors
Initial Public Offerings (IPOs)
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Initial Public Offerings (IPOs)Capital Partners is currently member of PLUS Markets Exchange and it is an Authorised Appointed Representative of Midas Investment Management Ltd (a member of the London Stock Exchange and AIM). Capital Partners is also member of Sharemark Exchange.
MBO/MBI/LBOProvides guidance to management teams and investors through structuring, negotiating and executing their Management Buy-Outs (MBO), Management Buy-Ins (MBI), Leveraged Buy-Outs (LBO); CPA can be of further assistance in identifying and bringing in new management for a specific opportunity
Strategic VenturingHas a unique approach to strategic venturing, combining strategic advice on organic growth and M&A transactions with the involvement of strategic partners to help high growth companies become market leaders in their sectors
Turnaround & RestructuringHelps firms in distressed situations or undergoing a restructuring process can gain access solutions to the restructuring of their balance sheets and assisting in obtaining fresh capital
We are developing a Global Network
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Offices Los Angeles, London, Hong Kong* =
Division by Region
CPGLimited
Division by Function
CPGLimited
With a strong range of services and international capabilities
www.Capital-Partners.co.uk
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Capital Partners America LLC
Capital Partners Europe Limited
Capital Partners Asia
Capital Partners
Investment Bank
(CPIB)
Capital Markets
Capital Partners Ventures
(CPV)
Capital Partners Wealth
Management(CPWM)
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Piotr Konwicki was a former Director with Deutsche Morgan Grenfell and a former Senior Investment banker at Lazard Freres in Paris involved in a different number of sectors and transactions including sectors and several key privatisations in Central and Eastern Europe. Piotr was also a former Investment Director with Six Continental Hotels. He holds a Master of Business Administration (MBA) from London Business School, 2006 (GPA: A), a Ph.D. (Economics) with honours from University of Gdansk, 1994, a M.A. (Economics) with honours, 1991 from University of Gdansk, and a Diploma in International Relations, 1991from Oxford University, Exeter College.
Claudio Rojas is a former Senior Investment Banker with Dresdner Kleinwort and with Credit Suisse in London where he conducted a number of landmark M&A and IPO transactions. More recently, he has been also involved in the Private Equity side of Capital Partners Group. He is currently in the Board of a number of ventures. He represented Exprinter Banking Group in the UK. He holds a MSc in Finance from London Business School, a MSc in Management at Sussex
Capital Partners Securities Team
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Banking Group in the UK. He holds a MSc in Finance from London Business School, a MSc in Management at Sussex University, a MBA from IESA Business School and a BSc in Electronic Engineering.
Ajay Gupta is a former Telecommunications, Media and Technology investment banker at JP Morgan Chase in London. Prior to this he worked in the Global Finance and Mergers & Acquisition teams at JP Morgan Chase in New York. More recently he was a senior strategy consultant at Stern Stewart & Co., focused on the Telecommunications, Technology and Retail sectors. He has also worked in India setting up business for BBR India, an affiliate of BBR Systems, a Swiss multinational. He holds an MBA degree from London Business School and Bachelor of Technology from the Indian Institute of Technology (IIT).
Kalam Ali is an experienced Investment Banker and Corporate Financier within the Capital Partners Securities team in London. Prior to joining Capital Partners, he worked with Innovator Capital assisting early to developed stage technology, media and biomedical clients navigate financial markets. He also previously worked on financial sector projects in emerging markets at a capital markets consultancy. Kalam holds a Masters in Business and IT from Aston Business School, a BSc in Biomedical Sciences and is an Associate of the Securities and Investment Institute.
Sophia Wang was a senior Investment Banker at Capital Bridge Securities Corporation in China. She acted as the key member of investment banking department, committed to domestic company overseas IPO, corporate restructure, buyout transaction consultancy and relevant private equity investment activities targeted on late stage innovation technique companies with high growth potential attractive to international investors. She holds a MSc in Mathematical Finance fromUniversity of Hull, UK and a BA in Management Accounting from Tianjin University of Commence.
Dawei Li is a Master degree graduate in Finance from Durham University with experience as an Investment Banker in London with a Nomad member of AIM. He previously worked at United Securities Co Ltd in China providing financial advice within the Chinese securities market.
Capital Partners Securities Team
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Luca Tenuta is a former Investment Banker with Credit Suisse First Boston in London and with one of Italy leading Investment Banks called Banca Intesa and for Banca Comerciale Italiana. He holds a degree in Economics from Universita’ “La Sapienza” – Rome, Italy. Luca is currently involved in the Board of a number of listed companies in London.
Stockbrokerage/Corporate Advisory
Seven Arts Pictures Plc
Capital Partners Securities acted as
Stockbroker in PLUS Markets
Worldwide Natural Resources Plc
Capital Partners acted as Corporate
Adviser in PLUS Markets
Hilton Ventures Plc
Capital Partners acted as Corporate
Adviser in PLUS Markets
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PLUS Markets Markets
White Star Property Holdings Plc
Capital Partners Securities acted as
Nominated Stockbroker in AIM
China CDM Exchange Centre
Ltd
Capital Partners acted as Corporate
Adviser in PLUS Markets
Algosys Plc
Capital Partners acted as Corporate
Adviser in PLUS Markets
Stockbrokerage/Corporate Advisory
SureTrack Monitoring Plc
Capital Partners Group acted as
Corporate Adviser in PLUS Markets
Unique Fidelity Engineering Ltd
Capital Partners Securities acted as
Stockbroker
China Hwaroung Advanced Material
Ltd
Capital Partners Securities acted
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in PLUS Markets
Pinpoint Investment
Management Ltd (Hong Kong)
Capital Partners Securities acted as
Stockbroker
Vicarage Ventures
Capital Partners Securities acted as
Stockbroker
Stockbroker Securities acted Corporate Adviser
Circle Opportunities plc
Capital Partners Securities acted
Corporate Adviser
Private Placements and M&A advice
Global Satria Group(2006-2007)
£10m
Private Placement
N-Visio(2006-2007)
Financial Advisor
EncounterCare Solutions Inc
(2007)
US$13m
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Financial AdvisorPrivate Placement
Advantel
US$10m
Private Placement
Global Sealand Development Ltd
(2006-2007)
€3m
Private Placement
Private Placements and M&A advice
Kingstreet Media Group Plc*
(2005)
£40m
Private Placement
Travel 24 AG*(2005)
€3.6m
Private Placement
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Private Placement Private Placement
Wapme Systems AG*
(2005)
€4.6m
Private Placement
C&G Ships Ltd(2005)
Financial Advisor
*Conducted under Capital Partners Corporate Finance Ltd
Private Placements and M&A advice
Nexcom LLC* Slater Labs LLC* Cirond Networks Inc*
JV and Fund
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Financial Advisor Financial AdvisorJV and Fund
Raising
DGM Plc*
M&A Advisory
Shareholders United
Financial Advisor during US$1.5bn
takeover of Manchester United
Credit Suisse Group
M&A Advisory
*Conducted under Capital Partners Corporate Finance Ltd
CP has robust online transaction-management and communication platforms
Transactional Tracking CapabilitiesClients can create their own e-dataroom with complete access to transaction’s files and progress of the transaction (24x7 and from anywhere in the world over the internet)
Efficient and Effective Team Interaction CapabilitiesClients can interact with all stakeholders (accountants, PR, bankers, lawyers, consultants, etc.) in a secure/password protected environment reducing time and costs
Transaction Management Tools
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etc.) in a secure/password protected environment reducing time and costs
Compliance CapabilitiesOur platform provides a clear compliance footprint (time, date and person) on who sees what, when and how many times
Online Placement CapabilitiesApproved and selected investors can obtain privileged (and monitored) access to placement documents (tracking ability on which investors have shown interest in the placement)
Online Project Manager CapabilitiesClients can used our in-house project manager to control its own internal tasks lists (such as due diligence check list or to manage its own team) within a transaction
Contact Us
Please find below our main contact details:
Address: 33 St James’s Square London SW1Y 4JSSwitchboard: +44 (0) 207-748-2215Fax: +44 (0) 207-504-8421
Email: [email protected]
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