Benchmark Fines

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Benchmark fines David Caplin banned and fined £210,000 LIBOR failings. January 2015 Jeremy Kraft banned and fined £105,000 LIBOR failings. January 2015 Mark Stevenson banned and fined £662,700 gilts failings. March 2015 Daniel Plunkett banned and fined £95,600 gold fix failings. April 2015 Barclays FX failings (May 2015) UBS FX failings (Nov 2014) Deutsche Bank Libor and Euribor failings (Apr 2015) Citibank FX failings (Nov 2014) JPMorgan Chase Bank FX failings (Nov 2014) RBS FX failings (Nov 2014) HSBC FX failings (Nov 2014) UBS Libor failings (Dec 2012) Rabobank Libor failings (Oct 2013) Lloyds Bank of Scotland Libor and BBA Repo failings (Jul 2014) RBS Libor failings (Feb 2013) Barclays Libor failings (Jun 2012) Barclays gold failings (May 2014) ICAP Libor failings (Sep 2013) Martin Brokers Libor failings (Mar 2014) £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £ £160m £ £ £ £216m £ £ £ £217m £ £ £ £222m £ £ £ £226m £ £ £ £227m £ £ £ £234m £ £ £ £284m £87m £14m £105m £630,000 £26m £ £ £ £105m

description

FCA Benchmark Fines List

Transcript of Benchmark Fines

Benchmark �nes

David Caplin banned and �ned £210,000 LIBOR

failings.January 2015

Jeremy Kraft banned and �ned

£105,000 LIBOR failings.

January 2015

Mark Stevenson banned and �ned

£662,700 gilts failings.

March 2015

Daniel Plunkett banned and �ned £95,600 gold �x

failings. April 2015

Barclays FX failings(May 2015)

UBS FX failings(Nov 2014)

Deutsche Bank Libor and Euribor failings (Apr 2015)

Citibank FX failings(Nov 2014)

JPMorgan Chase Bank FX failings(Nov 2014)

RBS FX failings(Nov 2014)

HSBC FX failings(Nov 2014)

UBS Libor failings (Dec 2012)

Rabobank Libor failings (Oct 2013)

Lloyds Bank of Scotland Libor and BBA Repo failings (Jul 2014)

RBS Libor failings (Feb 2013)

Barclays Libor failings (Jun 2012)

Barclays gold failings (May 2014)

ICAP Libor failings (Sep 2013)

Martin Brokers Libor failings (Mar 2014)

£ £ £

£ £ £

£ £ £

£ £ £

£ £ £

£ £ £

£ £ £

£160m

£ £ ££216m

£ £ ££217m

£ £ ££222m

£ £ ££226m

£ £ ££227m

£ £ ££234m

£ £ ££284m

£87m

£14m

£105m

£630,000

£26m

£ £ ££105m