to

NAME OF ORGANIZATION/ENTITY

f ARIIES A�D IER. S q

2.

.-1010 Rev.112010

FINANCIA.L DISCLOSURE REPORT FOR CALENDAR YEAR 2009

I. Pmon Reporting (last name, rl!St, middle initial) 2. Court or Organization

Barbier, Carl J. U.S. District Court, E.D. La.

4. Title (Article Ill judgC$ indicate active or 5enior •tatus; magistrate judges indicate full- or part·timc)

Sa. Repo _ rt Type (chcc appropri tc type)

D Nomination, : Date

U.S. District Judge-Active D Initial 0 Annual

Sb. D Amended Report

D Final

Report Req111rcd by rh'e Erhics in Government Act of 1978 (5 U.S.C. app. §§ /01-l I I)

J. Dale or Report

0412&/2010

6. Reporllnc reriud

01/0112009

12/31/2009

i. Ch1mb<n or Office Addren 8. On the basis or the Information contained In this Report and any modifications pertainIn' thc-rcto, It b, In my oplnlon, In compliance

500 Poydras Street with applicable llws 1nd rrgulatlons.

New Orleans, LA. 701JO

Revi wini: Officer Dale

IMPORT ANT NOTES: The ins/ructions accompanying this form must be followed. Complete all parls, checking the NONE box for each parl wht!re you havt! no rt!portablt! information. Sign on la.st page.

J. POSITJ 0NS. (f:i.epor1ing WMdu.I only; supp. 9-_I J of filing /nstruc6om.)

0 NONE (No reportable positions.)

-

I. Member, Board of Directors Loyola Law Alumni Association

Member, Board of Directors Federal Bar Assoc.-New Orleans Chapter

3. Member, Executive Committee St. Thomas More Inn of Court (Loyola Law School)

New Orleans Bar Association

JI. AGREEMENTS. (Rrponing indiridlUI/ o"ly: ><•pp. U-16 of filing instructio=J

[ZJ NONE (No reportable agreements.)

1.

2.

C} (.'.

,-- .. ' ;o u;:: "'. c.:: :· . • _, ..._._ fi'· ::.: a:::· -rir-...,,

f'.lc::> ::::0a

::;::: rn:::=-C)-<

I rn<.11 -

< )> rn

0

Barbier, Carl J.

4. Past President

5.

3.

SOURCE AND TYPE INCOME

SOURCE AND TYPE

SOURCE DATES LOCATION PURPOSE

FINANCIAL DISCLOSURE REPORT Page 2of12

Name of Person Repottinc

Barbier, Carl J.

Date of Report

o.t/28/2010

Ill. N 0 N-JNVESTMENT IN CO ME. (Reporting lndividUD.I atid q>ouu; >Upp. 17-:U of fifing ltutructums.)

NONE (No reportable non-investment income.)

(yours, not spous.:'s)

I.

2.

3.

4.

B. Spouse's Non-Investment 'In.come - lfyou · ""',.,, ..arrud during a">'portion ofrh• reporti,,g y•or, compteu this section.

(Dollar arnaunl not required ucepl for honoraria.)

l2J NONE (No reportable non-investment income.)

I.

2.

3.

4.

A. Filer's Non-Investment Income

[{]

IV. REIMBURSEMENTS - rra,.sporwion, lodging,food, •ntmai,.men•

(Includes those lo spouse and dependent children: see pp. 15-27 of filing in!lruction.s.)

D NONE (No reportable reimbursements.)

ITEMS PAlD OR PROVIDED

1. New Orleans Bar Association 3/13-3/15/2009 Biloxi, MS Bench Bar Conference Food and lodging

2. LSU Law School 5/2212009 Baton Rouge, LA. CLE program

3. Northwestern Law School 4/19-4/2212009 Chicago, ILL Judicial Education Program Judicial Education Program

4.

5.

Food and lodging

Transportation, Food, Lodging

SOURCE DESCRIPTION

CREDITOR DESCRIPTfON

VALUE

VALUE CODE

4.

3.

Namr of Prnon Reporting D•I• of Report" FINANCIAL DISCLOSURE REPORT

.Barbier;Carl J. . 04/28/2010Page 3of12

V. G IFf S. (Includes· thosf! to spouse and dependent children; see pp. 28-11 of filing instructions.)

[{] NONE (No reportable gifts.)

I.

2.

3.

5.

VI. LIABILITIES. (lnclud<S thou ofspouu and dep•nd•nl children; supp. J2-JJ of filing instructions.)

D NONE (No reportable liabilities.)

L Merrill Lynch Loan Management Account K

2.

4.

5.

-i-- ur;n - -: -

-·-··---·-·-- ---- ___ ____ ___

J

7.

-----------··----

A.

Namt or Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT Page 4of12 Barbier, Carl J. 04/2812010

VII. INVESTMENTS and TRUSTS - incomt, l'a/Ue, transactions (lncfuda thou of spouu and deptndent chi/d,,n; '"PP· 14-60 uffiling instructions./·

D NONE (No reportable income, assets, or transactions.) -·-- ·- -· --- D.

Description of As.sets I ' Gro: c at end Transactions during reponing period (including trust assets) · rcponing period : of rcpot1ing period (1),--(2)'----t'<i> i·- (2)··-··' . . .i ii·----i- '(i) --;· (li" --(4) T rsi

Place "(X)" • reach asset I Amount j Type (e.g.. · Value ' Value Type (e.g., · Date Value Gain ! l<:knliry uf excmpl &om prior disclosure I Cooc I \ div., rent, Cooe 2 ! Method buy, sell, mm/dd!yy j Code 2 Cooc 1 · buyerfsellcr

J (A-H) or int.) (J-P) Code 3 redemption) (1-P) (A-H) 11 (if pri\'atc.II J, I I (Q-W) ' • transaction)1----��--'- ____ ___ J___ , ___J____ _ _ _ _ _ _ _ - -- ···----··· ·· ·· ·-

I. ITI Corp Sr.Debenture A Interest T

2. General Foods Corp(Bonds) c lnteresl Redeemed 09103109 K A

3. Tenn. Gas Pipeline Debenture B Interest K T

14.

AMR Corp. (Unsee. Notes) A Interest J T

s .

NM Ford Motor Cdt Co.{Bond) A Interest J T

6. USX-Marathon Grp Deb B lnlerest K T

Bellsouth Corp. 1211512016 (Bonds) B lnteresl K T

&. Anheuser Busch Notes Apr 01 2018 B lnlerest K T

9. Transocean Sedco Forex Notes 4/1 S/18 B lnlerest K T

10. Anheuser Busch Cos Inc Notes Mar 0 I 2019 A Interest K T

I I. Penn. Electric Co. Sr. Noles 4/01/19 A Interest J T

12. Speclra Energy Capilal Global Notes c Interest K T 10/01/2019

13. Ford Holdings Inc Deb B Interest J T

14. Scana Corp. Ser Min Apr 0 I 2020 A Interest K T

15. Bank of New York Co lnc Sr Sub Ser Dec B Interest K T15 2020

16. Halliburton Co Debentures 3/01121 B lnlercst K T

17. Caterpillar Fin Serv Crp (Bond) 12115121 B Interest Redeemed 12/15i09 K A

I. lnromc G•in Codes: A ...S 1,000 or less B •Sl,001 · Sl.SOO C •S2,SOI • SS,000 D •SS,001 • Sll,000 E•515,00l ·S50,000

(See Columns Bt and 04) F-1S-0,001-SIOO,OOO G -1100,00t ·SI ,000.000 HI •Sl,000,001 - SS,000,000 Hl •More th.an Sl,OOOJJOO

2. V1luc Codes (See ColumNCI and Dl)

3 . V•luc M«hod Cocks

J •SI S,000 or l<'ls N -1250,00 I • 5500,000 Pl •SlS,000.001 - SS0,000.000 Q •Appraisal

K;•SIS,001-550,000

0 •SS00,001 • Sl,000,000

R •Cu>t (Real Estate Only)

l •150,001-5l00.000 Pl •Sl,000,001 -Ss,000,000

P4 =More tlwl 550,000,000 S Asscs.5ment

M •SI00,001 • SlS0.000

Pl •55,000,00l -525.000.000

T=CuhM.itet (Sec Column C2) U ""Book Value v --01hcr W-=En mated

----·----------·------- --- -- -- . ___.. __ .. . .

-·--·------------·---�----l.... i I

F A

----------

FINANCIAL 'DISCLOSURE REPORT Page 5of12

Name of Perso• Re-parting

Barbier, Carl J.

D•tr or Rcport

04128/2010

VII. INVESTMENTS and TRUSTS - incom•, •alut, lransactions (lncludu tlwsu•frpollsa ahd d•p<ndtnl childrtn; SU PP· 1'-'0 a/filing lnstr11ctions:.)

0 NONE (No reportable income, assets, or transactions.) -A.

Description of As<ets {including trust assets)

Place "(X)" aficr each asset exempt from prior disclosure

T ·-·--e.- ·-c.

Income during Gross value at end

rc:porting period of reporting period

oi i2i oi :<21·!Amount .1 Type (e.g.. Value ! Value Code I div., rent, Code 2 : Method

\ (A·H ) j or int.) j {J-P) J Code ) ;

D.

Trani3C1ions during rcpcirting renod

(1) - -<21-- : <J> T "i4'l ·· -y ·

Typ<: (e.g., j Date ! Value Gorn· jbuy,"'"· 1

mm/dd/yy i Code 2 Code I I redemption) ' . ; (J-P) (A-II) ·

I ' I I (Q-W) • . ______j____ .... L- ·-· __,_l. - ····--·--- ___!. -·- •.

El Paso Nat. Gas (Bond) Interest J T

19. Gen Elec Cap Corp (Sr. Notes) B Interest K T

20: C aCola Enl Debentures Feb01 2022 B Interest K T

21. USX.Corp Debentures B Interest K T

22. Coca Cola Ent. Inc. Debentures Sep 15 2022 c Interest L T

23. USX Marathon Grp Debentures Mar 01 c Interest L T 2023

24. Chesapeake & Potomac Tel Co Debentures B Interest K T May 01 2023

25. Anheuser Busch Cos Inc Bonds May 15 B Interest K T 2023

26. U.S. West Comm. Debenture B ' Interest K T

27. Gen Motors Corp Global Bds July 1-5 2023

28. USX Marathon Group Debentures July 15 B 2023

29. Southern Union Co. Debentures A

30. Time Warner Cos Inc Debentures B

31. New Jersey Bell Tel. Co Deben A

32. Union Carbide Deben 611125 A

33. Citizens Utilities Co Notes c

34. Ford Motor Co. l l/15/25(debentures) B

I . income Gain (:ode,. · I\ •S. I ,OUO or lcH

(Se< Columns Bl and 04) F•Sl0,001. SI00,000

2. Value Codes l •SI S.000 °' less (See Columns Cl and DJ) N •Sll0,001 -SS00.000

Pl •S?l,000,00t • SS0.000,000

3. Value Method Codes Q•Appr•is.al

(S.. Colnmn Cl) U •Book. Value

None J T

Interest K T

Interest J T

Interest K T

Interest Redeemed

Interest J T

Interest K T

Interest K T

B•Sl,OOl -S2,l00 C •52,501 • Sl,000

G •SI00.001 • Sl,000.000 HI •11.000,001 - Sl.000,000

K •Sll,001 • SS0,000 L ·S .001·S100,000

0 •SS00.001 • Sl.000.000 Pl •Sl.000.001-Sl,000.000

P4 •Mo"' than SS0,000,000

R •Cost (Real Estate Only) S • Ass.i:\Sment V -Other W .,Estimated

· -- ------------

10106109 J B

0 •Sl.001. Sll,000

Hl •More than SS,000,000 M •S 100.001 -5250,000

Pl •55.000,001 • 525.000.000

T-Costi Marl:c<

( )lrlcr:tity of

buyer/seller

(if private

transaction)

E •S 15,001 • SS0,000

, '

·-·--"·T·----s.-----

T----c-.

.! c;r !�;� 1 : portit'"��d

__ ___.\_<_A_-H:._L_:: -t-o-P .\__���

50.

Name of Penon Rep<>rtlni: Date of Rrport FINANCIAL DISCLOSURE REPORT .Page 6of12 Barbier, Carl J. 04!2812010

vu. INVESTMENTS and TRUSTS - income, valM<, transactions ({ncfu4es those of spouse an4 4ep<1ule .. 1 chi14ren; •Upp. U-60 of Jlfing insrructions.)

0 NONE (No reportable income, assets, or transactions.) ·-·-,---- . .-·----·------·---·-- ·o.-· . .. ... --· . . . ..--·- · -

A. Description of As.sets t la.come during 1 Gross va.luc at end ! Transactions during report mg period (including trust assets) .

- - ----(l)__ ___ T'i-2)-... ; (3) .. 1 c4). l" (5)Place "(X)" af\er each assc: !Amount 1' Type (e.g., Value I V1lue I Type (e g., \ Date J Value Gain i ldmtity of

c;ox.cmpt from prior disclosure ; Code I div., rent, Code 2 : Method J buy, sell, mm/ddlyy i Code 21 CO<:le I [ buyeriS<llcr < ·H) (if private

lraos.actio?) __l : : : _L__ ·- _ l 1-.:i __ \l ____ , _

i -

35. Burlington Resources Inc Debentures B Interest K T 2115126

36. Indiana Bell Tel Debentures Aug 15 2026 D Interest M T

37. Southwestern Bell Tel Debenture A Interest Redeemed I 0/15109 J A

38. Bristol Meyers Squibb Deben Nov 15 2026 B Interest K T

39. Hydro Quebec Deb Ser GQ MBIA-IBC B Interest K T

40. Phillip Morris Cos Inc Debentures B Interest K T

41. Eli Lilly & Co (Bond) 3/15/27 A Interest K T

42. Wal-Mart Stores, Inc (Bond) Apr 05 2027 B Interest K T

43. GTE Califlnc Debentures May 15 2027 c Interest L T Buy 10/02109 K (add'I)

44. Hershey Foods Corp Deb A Interest J T

45. Seagull Energy Corp Sr. Notes 9/15/27 c Interest K T

46. Pioneer Natural Resource Co. (Bond) B Interest K T

47. Sears Roebuck Accept Deben B Interest J T

48. Con Edison (Debentures) A Interest Redeemed 12131109 L A

49 GTE Florida (Bond) 0210 l /2028 D Interest L T Buy 10109109 L . (add'!)

KN Energy Inc. Deben 3101128 A Interest J T

51. Occidental Petroleum Apr 0 I 2028 B Interest K T

I. Income Ga.in Codes: A •S 1,()()0 or 5i:u B •S 1,00 I • Sl,SOO C •S2,SOI -SS,000 D •55,001 • SIS,000 E •SIS,001 · SSO,UOU(See U>lumns BI znd 04) F -sso.001 .5100.000 G ..SlOO,OOt -Sl,000,000 HI •Sl,000,001- SS,OOO,OOO HJ: •MDf1! than SS,000,000

l. Va.hie Codes J 11:S I S,000 or less K •515.001 • SS0,000 L •SS0,001 -SI00,000 M •StOO,OOt - SlS0,000

(S Columns Cl and 03) N •SlSll,001. SS00,000 O •SS00,001 -Sl.000.000 Pl •Sl,000,001 - SS,000,000 P2 •SS,000,001 • 525,000,000PJ <Sl:!,000,001 • SS0.000,000 P• •More than SS0,000,000

3. Value M'1hod Codes Q•A.pprusal R -Cost (RCll Estat< Only) S ""Ass.nsmtt11 T ""('.ash Martel (Sec Column C2) U •Sook Value V-Dther W =-En.ima1ed

I

(2) (I)

L--·-----

Date of Report Name or Pcnon Reporting .. FINANCIAL DISCLOSURE REPORT Page 7of12 0412812.010Barbier, Carl J.

VII. INVESTMENTS and TRUSTS - income, •alue, transactions r1nc1ud« rhou of•pouu and dependent chi/dun: .. PP· u-600/fiiing tnJtrucrwns.J

D NONE (No reportable income, assets, or transactions.) --· · ·---, -·---a ---,- - -.. -e:-·. · - . ..A. T D.

Description of Assets lncomc during Gron value at end Transactions during reponing period 1 ·(including trust assets) I

reporting period I of reporting ·!'." -_ _ -.

I (I) I (2)Place "(X)" af\cr each'asset Amount: Type (e.g., Value Value

exempt from prior disclosure I Code l j div., rent; Code 2 Method I (A-H) i or int.) (J-P) Code 3

(Q·W)I

52.

53.

54.

55.

56.

57.

58.

59.

GO.

61.

62.

Bell Allantic Corp Deben ·

GTE Corp Debentures ll.i 15/28

Heinz (I-Ll) Co (Bonds) July 15 2028

Petro Canada Deben 11115128

Bell Atlantic Penn Bonds

Duke Energy Corp (Sr Notes)

Bur . lington Resources (Deben) 3/0 lf.l9

Conoco Inc (Senior Notes) 4115/29'

Norfolk Southern Corp Bonds 5117129

Amerada Hess Corp Bonds Oct 0 I 20i9 .

Dow Chemical Co Bonds Nov OI 2029 ·

B

c

B

A

B

B

B

B

B

c

B

Interest

In terest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

Interest

K

L

K

J

K

K

K

K

K

L

K

T

T

T

T

T

T.

T

T

T

T

T

Buy (add'I)

07/09/09 K

63. New England Tel & Tel Co. Bonds B Interest K T Buy 12114/09 K 1111512029

64. New Jersey Bell Tel Co Deben I Iii 5129 B Interest K T

65. Apache Fin Canada Corp Bonds 12/15/202 9 B Interest K T Buy 12/22/09 K

66. Wal Mart Stores Bonds Feb 15 2030 c Interest K T

67. Dominion Res Cap TR III Cap Securities B Interest K T

68. Texaco Capital Inc Debentures A Interest J T

I. Income Gain Code': A•Sl,OOOorles.s B •Sl,001·52,500 c •52,501-55,000 D •55,001·SI5,000 E •515,001. 550,000 (Sec Columns Bl and 04) F•SSO,OOl ·Sl00,000 G •5100,001-51.000,000 HI •51,000,001- 55,000,000 H2 --More lh.an SS,000,000

2. Value Codes J •S 15 ,000 orless K •515,001·550,000 L•550,00l-5100,000 M •5100,001·5250.000

(See Columns Cl and DJ) N •$250,001 • SS00,000 0 •5500,001 • Sl.000,000 Pl •51.000.001·55,000.000 P2 =SS.000,00 l • 525.000,000

f) •525 ,000,001 • 550,000,000 P4 •Mon: lhan S50.000.000 i 3. Value Method Codes Q •Apprai .. I R •Cost (Real Esta!< Only) S -=Assc:s.sment T-Cash Markel ! (Sec Column C2) U •Book V a1uc V-Other W •Estimated

1- · -·-s _---T-· - -·-·- c.·· --·-

{

;;po ing pe;� ·:�;porti i�-- T 'i .j) ·-r·-(4i-·" \

______

K

------ ·-·-----·-------------·-··----·

85.

'·· .. . .... . .

FINANCIAL DISCLOSURE REPORT

Page 8of12 Name of Prnon Reportini:

Barbier, Carl J.

Dste of Report

0412812010

VII. INVESTMENTS and TRUSTS - lnco ... c, •aluc, traruactions (lnclud« thuu of spouse and dcpcnd.,,t children; Ste' pp. U-40 of {Jing lnsrr11ctlons.)

D NONE (No 1"eportable income, assets, or transactions.) -·· . f .....

A. D. Description of Assct5 Income during Gross \•alue zt end Transactions during reporting period 1 .J - _

(including tru•t assets) -· - --(t)....... : __ i2i .. {S}

Place "(X)" alkr each asset jAmounl I Type (e.g., Value : Value ! Type (e.g., ! Dale Value \ Gain I Identity of exempt from prior disclosure .1Code1 div., rent, Code! ! Method I buy, sell, imm!ddl)y i Codc 2 Codcl \ huycrisellcr

(A-H) I1 .

·

or int.) (J·P) · Code 3 redemption) 1 \J.P) I (A-HJ i (if private

! ' ' (Q-W) I' I ; !, _ . . . lnnsaction)-·-·- --- --1.. __ _____.i.__ __ _ .. -· -·._ , , __ _

_

69.

70.

71.

72.

73.

74.

75.

76.

77.

78.

79.

80.

81.

Florida Power Corp (Isl Mortg Bonds) B Interest K T 3/01/33

Wisconsin Electric Power Unsub Notes A Interest J T 5/l5/33

Florida Power & Light I st Mlg Bonds. A Interest J T 04/01/34

United Airlines Escrow (Deben) None J T

UAL Corp Com New (common stock) None J. T

Merrill Lynch CMA Tax-Exempt Fund A Dividend J T

E Baton Rouge Par La Pub Hsg Aug 01 09 A Interest Redeemed 08103/09 J A (muni bond)

Ori= Par La Ph wide Sch Dist Sept 0 l 10 · A Interest J T (muni bond)

Shreveport La Wtr & Swr Rev Ser B Dec -01 B Interest T I 0 (muni bond)

New Orleans La EHA HTL Rv J.in 15 11 · A Interest J T (muni bond)

La. Pub. Faes Auth Bonds 07/0112027 A Interest J T

Orleans Par La Sch Brd Sep 0 I 12 (muni A Interest J T bond)

La. Pub Faes AT RV Hlth Fa.cs A Ref Jun A Interest J T 01 13 (rnwii bond)

82. Shreveport La Wtr-Swr Rv Ser B Dec 01 13 A Interest J T (muni bond)

83. La. St Ofc Fe Cptl Crnplx PG-Ser A Mar 0 I 16 ( muni bond)

A Interest Redeemed 12107109 K A

84. Terrebonne Prh Hsp Svc Dt No. I Hsp Rv A Interest J T Rf Apr01l7(rnuni bond)

Jeff Parish La Sch Brd Sls-Tax Rv Mar 01 A Interest J T 20 (muni bonds)

I. Income Gain Codes: A •S I ,OIXJ OT less B •Sl,001 • SZ,500 C •Sl,lOI • Sl,000 0 •SS,001 · Sll.000 E •S 15.001 - SS0,000

(See Columns Bl and 0.) F•Sl0,001 ·SI00,000 G •SI00,001. Sl.000.000 HI •SI.000.001. ss.000.000 H2 =Mo.-. !tun 5.000,000

2. Value Codes J •$1 S,000 or li:u K •SI S,001 • SS0,000 L =SS0,001 - S 100,000 M •SIOO,OOt • $250,000

(S.,, Columns Cl and Dl) N •S2SO.OO I • Sl00,000 0 •SS00,001 -Sl,000,000 Pl =Sl,000.00! • Sl.000,000 P2 •S5,000,UOI • S2S,OOO,OOO Pl •SlS.000,001 - SS0,000,000 P4 .. More than 150,000,001)

3. Value Method Code$ Q•Apprai.al R -Cos! (Re&I Es1atc Only) S ..AsJ:essment (Sec Column Cl) U•Book VaJue V-other W s.Es.tima1ed ---

-··- ---·- ------T ·--··- -e-.

.

j (;;�-•tg�� I o:��rti,g pe{ -- -- (1)--···

:

____ __ ___

Dato of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 9of12 04128/20 I 0.Bubier, Carl J.

VII. INVESTMENTS and TRUSTS :.. int:o1ru, •ar .... transactions (lnc/udtS those of spo..Se tutd d•pendent children; JU pp. U-60 tt/filing instr11clions.)

D NONE (No reportable income, assets, or transactions.) ·---c.--·· ··,-···-·-··--·- . ···-·-- o: -· ·-- ... .. .

Ocscriptioo of Assets Income during Gross valut: at end Transactioru: during reponing period i(includingtrustas.ets) _(2)__

_1 _ (i) 1(4i" l"" (5)Place "(X)" after each asset :Amount I Type (e.g.. J Value I Value i Type (e g.. I Dato 'I Value Gain l Identity of

exempt from prior disclosure J Code I · div.,rcn Code! I Mothod ·buy.sell, \mm.'dd'yy Codc2 Code I I buyer/sell ctj (A-H) I or Int.) I (l-P) Code 3 re<kmption) : (J.P) (A·H ) I (if private I I tra.n ction)_ , _j ______j____ J.. ·-L ·-·· ___ J__ ___ _j __ _ .. __ l _

&6.

&7.

88.

89.

90.

91.

92.

93.

94.

95.

96.

97.

Bossier Parish La Sales & Use Tax Jul 0 I 21 B Interest K T

Orleans Prsh La ·Prhwde Sch Dist Ser A Sep B Interest K TOJ 21 (muni bd)

St. Tammany Prshwide 03101124 (muni B Interest K T bonds)

East BR Prsh LA Rec-Pk May 01 24 (muni A Interest K T bond)

Monroe La Sales & Use Tax Rev Ser A Jul A Interest K T01 27

Ernest N Morial-New Orleans La Exhb Hall A Interest J T. AT Jul 15 27 (muni)

Colorado Springs Colo Util Rev Sys lmpt B Interest Redeemed 10/02/09 K A Nov 15 27

Louisiana LCL G•t Enviro FC CDA RV B Interest K T Tech Jul 0 I 28

La St Gas & Fuels Tax Rev Ser A Jun OJ 32 A Interest J T

Calcasieu Parish La Pub Tr AT STD LSE B Interest K T REV May 01 33 (muni)

Louisiana Univ-Agric CLG 07/01/33 B Interest K T

Merrill Lynch Bank USA RASP (money A Interest J Tmarket)

98. Cooper Tire & Rubber Co Notes Dec 15 19 A Interest J T (Bond)

99. Phillip Morris Cos Inc Debentures Jan 15 27 B Interest J T (Bonds)

100. GTE North Inc. Bond 02115/2028 A Interest J T

101. Aegon NV PFD B Interest K T

102. Citigroup Capital XI Trust Pfd Secs Cum A Interest J T Sept27 34 (Bonds)

I. Income Gain Codes: A •S 1,000 or less B •Sl.001- U.SOO C •$2,50 t -S$,OOO D =SS,001 · SIS.000 · E •SI 5 ,001 · SS0.000 (Sec Columns B t and 04) F-SS0.001 ·SIOO,OOO G •SI 00.00 I - S 1,000.000 HI -s1.ooo.001. ss.000.000 H2 More th•n SS,000,000

2. V1lue Codes J •SI S,CXXI or less. K -SI 50001 - SS0,000 L •SS-0,00t - S 100,000 M •SIOO.OOl -SlS0,000

(Sec Columns Cl ind DJ) N •nso.001 - s oo.ooo o-ssoo.001. s1.ooo.ooo Pl -s1,ooo,001. ss.ocm.ooo P2 •SS,000.001 . S2S,000,000 Pl =S25.000,00I -150,000.000 P4 ..>.,fore than SSO,U00,000

J. V •tuc Method Code< Q•Appnisal R -COS. (Real Esuotc Only) S •Asscs5.ment T •Cash Mar'<ct (S.. Column Cl) U •Boot V&lue v -other W.,E mated

·-n o

-duri :-1 ·-G ; c :t :d

��ing re;;:--+ o ;ponilg pc;�---

--'--·- __ _ - -

L Cotuma_o_> __ _

'

-

··----·--· ··------ ···- ··------

---· 1 .

- . . ----- --- --T; =ions un ·rcponing period

Dair of Report NJ1mc of Person Rt-porting FINANCIAL DISCLOSURE REPORT Page 10of12 0412812010Barbier, Carl J.

VII. INVESTMENTS and TR u STS - inco,,.<, vol•u, transactions (Includes thoJ< of spoMS< and tl•p•fftlent child rm; ... PP· u o uf filint: inltru<tions.i

D NONE (No reportable income, assets, or transactions.) ,----- A.

Description of Assets

- - - (ii _ __ .. ;· . --(2) ·-·roi fl -·G-(4 •. ,!nV•luc

. . .rj(including trust assets) -<

Value •1. Value (5)

I;

Type (e.g., Idiv , rent. , \Amount

Code I I•Place "(Xl" afu:r each asset Type (e.g Date.buy, sell, Code

Identity ofbuyeriscllcrIII

. I;Code 2 Method Code 2c empt from prior disclosure I mm/ 1/yy.(A-H) Code 3 ! ,

··-·-·------.J ... _

103. Florida Pwr & U Cap TR Mar 15 2044 A Interest K T

104. FPL Group Capital, Inc (Jr. Sub Note) A Interest J T 10/01/2066

105. Georgia Power Cap TR VII Jan 15 2044 A Interest J T

106. Xcel Energy Inc Jr. Sub Notes Jan I 2 068 A Interest J T

107. Brindywine Fund (stock mutual fund) None M T

108. Vanguard Ttl Stk Mkt Index Fund D Dividend N T

109. Vanguard Prime MM Fund A Dividend J T

· 110. Capital One Bank-- checking/savings A Interest K T

(if pri,atc

tra.nsactron)

or int.) ! (J-P) (J-P) (A·H)

LIredemption) .I Ii II i ! (Q-W) ' . .._. _L .•-____J_ __ --- ...1...._ ........-.... - --· - --··-

-

.

I Income Gain Codes: (See Columns BI and 041

A•Sl,OOOorlns F•Sl0.001-5100,000

B •Sl,001 • S2.300 0 •SI00.001. Sl,000,000

c •$2,50 t - ss.ooo Ht ·s1,ooo.001 -ss.000.000

0 •SS.001 - Sll . 000

HZ •Mon: rb.,, Sl,000,000

E •SIS,001 · Sl0,000

2. Value Cod<s J •SI S,000 OT l<u K•SIS,001-SlO,OOO L •S S0,00 I • SI 00,000 M•SI00,001-5250,000

(S..: Columns Cl and DJ) N•S2l0,00l -Sl00,000 0 •SS00,001. Sl,000,000 Pl •Sl,000,001 • Sl,000,000 P2 •Sl,000,001 • S2l,OOO,OOO

, 3. Value Method Codes Pl •Sll,000,001 • $5-0,000,000 Q•AppraisalU -=Boot Value

R--Cost (R<>l fatale Only)V-Oth<f

P4 •More than 550,000,000

S ""Asscss:mcnt w =Esttmated

T =C:uh Marht

Dore of Report

04128/2010

These an: the same bonds previously held, with simply a n:une change.

These bonds have been held since 2003.

Namt of Pcrton Reporting FINANCIAL DISCLOSURE REPORT

Barbier, Carl J, Page 11of12

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (ln4ica p•rtD/Rcpor1..)

PART VII, line 12 Spectra Energy Capital was formerly Duke Capital Corp.

PAR.T Vil, line 79 La. Pub Faes Auth bonds were inadvertently omitted from 2008 report.

FiNANCIAL DISCLOSURE REPORT

Page 12of12

IX. CERTIFICATION.

Name of Penon Reporting

Barbier, Carl J.

l certify that all Information given above (Including Information pertaining to my spouH and minor or dependent children, If any) I!

D•l• of Rep<> rt

04128/2010

. accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because It met applicable statutory pro,·lslons permitting non-disclosure.

I further certify that earned income from.outside employment and honorarla and the acceptance of gifts which hav been reported are in compliance with the provisions of S U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRll\UNAL SANCTIONS {S U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

<= c::>

_,,.. r·--,: o- ..

rn ·: :::0 ...

Cal"l J, B,.rbier District Judge

UNITED STATES DISTRICT COURT

E.ufern District of Louisian.ll 500 Poydl"4& Street

New Orleans, Louisiana 70130

June 21, 2010

Cl ,....,, Committee on Financial Disclosure (,') ::;J(JAdministrative Office of the United States Courts '-- rn =

0Suite 2-301 (/) "·: Nc::: ... rnOne Columbus Circle, N.E. co -

<Washington, D.C. 20544 oJ> -rir )> rn "'Tl -!? 0

Attention: Judge Bobby R. Baldock, Chair CJ rT1

Re: Calendar Year 2009 Filing

Dear Judge Baldock:

Thanks for your letter of June 15, 2010 advising of an error. in my 2009 financial disclosure

report.

The GTE North Inc. Bond listed in Part VII, page 9, line I 00, should have indicated that this

asset was purchased on 7/13/2009, with Value Code "J".

Please consider this letter as an amendment to my report.

If you have any turther questions, please advise.