Autoantibodies in the Diagnosis of Systemic Rheumatic...

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Autoantibodies in the Diagnosis of Systemic Rheumatic Diseases Carlos A, von Mfihlen and Eng M. Tan Distinct profiles of autoantibodies directed to intracellular antigens can be detected in the systemic connective tissue diseases. They aid in establishing the correct diagnosis and are included in many sets of diagnostic criteria, such as the ones developed for systemic lupus erythematosus (anti-Smith antigen and anti-double-strand DNA antibodies), mixed connective tissue disease (anti-U1- nuclear ribonucleoprotein antibodies), and Sj6gren's syndrome (SS) (anti-SS- A/Ro and anti-SS-B/La antibodies). They are useful prognostic markers in some situations and facilitate clinical and treatment follow-up. Autoantibodies have also been used as probes to gain insights into cell biology, helping to isolate and purify intracellular proteins involved in key cellular functions. We give detailed information on two of the most useful techniques for the detection of autoantibodies in the clinical and research laboratory settings, indirect immunofluorescence and immunoblotting. We also discuss several of the antigen-autoantibody systems found in systemic lupus erythematosus (Smith antigen, Ul-nuclear ribonucleoprotein, SS-A/Ro, SS-B/La, proliferating cell nuclear antigen ribosomal ribonucleoprotein, double-strand DNA, histones, antiphospholipids, Ku, Ki/SL), systemic sclerosis (centromere, topo i, RNA polymerases, fibrillarin, polymyositis-Scl, Th/To), polymyositis/dermatomyosi- tis (transferRNA synthetases, signal recognition particle, and others), and SS (SS-A/Ro, SS-B/La, nucleolar organizing region-90, pS0-coilin), addressing their clinical significance, common detection methods, immunogenetic associa- tions, and the molecular and cellular biology of the cognate antigens. Copyright © 1995 by W.B. Saunders Company INDEX WORDS: autoantibodies; autoimmunity; systemic rheumatic diseases; antinuclear antibodies. I n most of the connective tissue diseases, a humoral immune response is characteristi- cally seen, with autoantibodies directed to dis- tinct intracellular antigens. 1 This phenomenon can be shown in systemic sclerosis, systemic lupus erythematosus (SLE), Sj6gren's syn- drome (SS), mixed connective tissue disease (MCTD), and polymyositis or dermatomyositis (PM/DM). Because a characteristic profile of autoanti- bodies is found in each of the diseases above, the determination of specificities involved can be very useful to the rheumatologist. They aid in establishing the correct diagnosis and prognosis and in facilitating the clinical and treatment follow-up in many cases. The presence of anti- Smith antigen (anti-Sin) and anti-native DNA antibodies are important items to be considered in establishing a diagnosis of SLE. 2 Elevated anti-double-strand DNA (anti-dsDNA) anti- body titers, especially when associated with falling complement levels, signal an imminent flare of acute SLE, determining changes in treatment strategies. 3 In scleroderma, anti- DNA topoisomerase 1 (Scl-70), anti-U3-ribonu- cleoprotein (anti-U3-RNP), and anti-RNA poly- From The Scripps Research Institute, La Jolla, CA. Carlos A. von Muhlen, MD: Research Fellow, W.M. Keck Autoimmune Disease Center, The Scripps Research Institute, Eng M. Tan, MD: Director, W.M. Keck Autoimmune Disease Center, The Scripps Research Institute. This is publication 8606-MEM of The Scripps Research Institute. Supported by National Institutes of Health grants AR 32063 and A1 32834. Dr. von Miihlen is the recipient of ~ant no. 200139~86-O from CNPq, Brazil. Address reprint requests to Eng M. Tan, M.D., W.M. Keck Autoimmune Disease Centel, The Scripps Research Institute, 10666 North Torrey Pines Rd, La Jolla, CA 92037. Copyright © 1995 by W.B. Saunders Company 0049-0172/95/2405-000455.00/0 Seminars in Arthritis and Rheumatism, Vor 24, No 5 (April), 1995: pp 323-358 323

Transcript of Autoantibodies in the Diagnosis of Systemic Rheumatic...

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Autoantibodies in the Diagnosis of Systemic Rheumatic Diseases

Carlos A, von Mfihlen and Eng M. Tan

Distinct profiles of autoantibodies directed to intracellular antigens can be detected in the systemic connective tissue diseases. They aid in establishing the correct diagnosis and are included in many sets of diagnostic criteria, such as the ones developed for systemic lupus erythematosus (anti-Smith antigen and anti-double-strand DNA antibodies), mixed connective tissue disease (anti-U1- nuclear ribonucleoprotein antibodies), and Sj6gren's syndrome (SS) (anti-SS- A/Ro and anti-SS-B/La antibodies). They are useful prognostic markers in some situations and facilitate clinical and treatment follow-up. Autoantibodies have also been used as probes to gain insights into cell biology, helping to isolate and purify intracellular proteins involved in key cellular functions. We give detailed information on two of the most useful techniques for the detection of autoantibodies in the clinical and research laboratory settings, indirect immunofluorescence and immunoblotting. We also discuss several of the antigen-autoantibody systems found in systemic lupus erythematosus (Smith antigen, Ul-nuclear ribonucleoprotein, SS-A/Ro, SS-B/La, proliferating cell nuclear antigen ribosomal ribonucleoprotein, double-strand DNA, histones, antiphospholipids, Ku, Ki/SL), systemic sclerosis (centromere, topo i, RNA polymerases, fibrillarin, polymyositis-Scl, Th/To), polymyositis/dermatomyosi- tis (transferRNA synthetases, signal recognition particle, and others), and SS (SS-A/Ro, SS-B/La, nucleolar organizing region-90, pS0-coilin), addressing their clinical significance, common detection methods, immunogenetic associa- tions, and the molecular and cellular biology of the cognate antigens. Copyright © 1995 by W.B. Saunders Company

INDEX WORDS: autoantibodies; autoimmunity; systemic rheumatic diseases; antinuclear antibodies.

I n most of the connective tissue diseases, a humoral immune response is characteristi-

cally seen, with autoantibodies directed to dis- tinct intracellular antigens. 1 This phenomenon can be shown in systemic sclerosis, systemic lupus erythematosus (SLE), Sj6gren's syn- drome (SS), mixed connective tissue disease (MCTD), and polymyositis or dermatomyositis (PM/DM).

Because a characteristic profile of autoanti- bodies is found in each of the diseases above, the determination of specificities involved can be very useful to the rheumatologist. They aid in establishing the correct diagnosis and prognosis and in facilitating the clinical and treatment follow-up in many cases. The presence of anti- Smith antigen (anti-Sin) and anti-native DNA antibodies are important items to be considered in establishing a diagnosis of SLE. 2 Elevated anti-double-strand DNA (anti-dsDNA) anti-

body titers, especially when associated with falling complement levels, signal an imminent flare of acute SLE, determining changes in treatment strategies. 3 In scleroderma, anti- DNA topoisomerase 1 (Scl-70), anti-U3-ribonu- cleoprotein (anti-U3-RNP), and anti-RNA poly-

From The Scripps Research Institute, La Jolla, CA. Carlos A. von Muhlen, MD: Research Fellow, W.M. Keck

Autoimmune Disease Center, The Scripps Research Institute, Eng M. Tan, MD: Director, W.M. Keck Autoimmune Disease Center, The Scripps Research Institute.

This is publication 8606-MEM of The Scripps Research Institute.

Supported by National Institutes of Health grants AR 32063 and A1 32834. Dr. von Miihlen is the recipient of ~ant no. 200139~86-O from CNPq, Brazil.

Address reprint requests to Eng M. Tan, M.D., W.M. Keck Autoimmune Disease Centel, The Scripps Research Institute, 10666 North Torrey Pines Rd, La Jolla, CA 92037.

Copyright © 1995 by W.B. Saunders Company 0049-0172/95/2405-000455.00/0

Seminars in Arthritis and Rheumatism, Vor 24, No 5 (April), 1995: pp 323-358 323

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324 VON MOHLEN AND TAN

merase I, II, or III antibodies are associated with diffuse cutaneous involvement and more severe systemic disease, 4-1° dictating the neces- sity for a more aggressive approach to treat- ment. Jo-1 and other anti-transfer RNA (anti- tRNA) synthetase autoantibodies characterize a subgroup of PM patients with interstitial lung involvement and poor prognosis, u,12

On the other hand, autoantibodies have been used extensively as probes to gain insights into cell biology (recently reviewed in1,13,14). Sponta- neously occurring autoantibodies have helped isolate and purify intracellular proteins that, although present in low copy number, are in- volved in key cellular functions. The Sm and the nuclear ribonucleoprotein (nuclear RNP [nRNP], UI-nRNP) antigen-antibody systems, seen in SLE and MCTD, served as powerful probes for the understanding of precursor mes- senger RNA (mRNA) splicing. 15 tRNA synthe- tases, targeted by antibodies in polymyositis, function in mRNA translation, u In systemic sclerosis, some autoantibodies are directed to proteins and nucleic acids taking active part in ribosomal RNA (rRNA) processing. 4 These and other systems were discovered in recent

years, mainly by complementary DNA (cDNA) library screening and cloning. 16 By studying the nucleotide and deduced aminoacid sequences, molecular biologists and immunologists ac- quired new insights into the genomic and mo- lecular structure of many antigens involved in autoimmunity, unravelling novel molecules with important biological functions.

This review discusses the most important autoantibodies seen in rheumatic diseases, the molecular characteristics of their cognate anti- gens, how they aid in the differential diagnosis, and the diverse prognosis with which they are associated. Some insights will also be given into two of the most common techniques used for the determination of autoantibodies in the clini- cal and research laboratory setting: the indirect immunofluorescence (IIF) assay and the West- ern blot (WB) procedure.

THE IIF ASSAY

The IIF assay is a powerful, sensitive, and comprehensive test for screening autoantibod- ies. It is probably the single immunological test most ordered by rheumatologists after the rheu- matoid factor test. Figure 1 depicts the 4-step

A B

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Fig 1: Four steps in the indirect immunofluorescence assay (cross-sectional view). Monolayer cells grown on a glass slide (A) are fixed and permeabilized (B) with chemicals such as acetone, methanol, ethanol, or formaldehyde. After a first incubation with patient's serum containing autoantibodies (C), cells are washed to get rid of unbound antibodies, and the second incubation takes place with fluorescent-labeled anti-human antibody (D). The slides are again washed, mounted with coverslips, and read on a fluorescence microscope. Nu, nucleoplasm; Cy, cytoplasm.

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AUTOANTIBODIES IN RHEUMATIC DISEASES 325

procedure involved in the IIF. The experiment, introduced in 1954 by Weller and Coons, 17 uses a monolayer of fixed and permeabilized cells. Routinely used in many laboratories is the HEp-2 human larynx epithelioma cancer cell line, 18,19 which is allowed to interact with immu- noglobulins (autoantibodies) in the test serum. To detect a positive reaction, a fluorescent- labeled antibody is used next, and the slide is read using a fluorescence microscope usually at 400 x magnification. Specific staining of nuclear or cytoplasmic structures can be visualized as apple-green fluorescence when using fluores- cein isothiocyanate (FITC), or as red fluores- cence when tetramethylrhodamine isothiocya- nate is the fluorochrome. 2°

Six main patterns of fluorescence are recog- nized that are indicative of the different autoan- tibodies that may be present2>24: (1) homoge- neous nuclear patterns suggest the presence of antihistone and/or anti-dsDNA autoantibodies (Fig 2A); (2) peripheral nuclear patterns (Fig 2B) are seen with autoantibodies to proteins that are an integral part of the nuclear mem- brane, like lamins, 24-3° or targeting integral pro- teins of the nuclear pore complex, like gp210. 31,32 Previous reports relating the rim or peripheral pattern to the presence of anti-dsDNA autoan- tibodies were from studies using highly differen- tiated cells of organ sections, or organ imprints, as substrate. In those cells, most of the chroma- tin is inactive and localized in the nuclear periphery, as opposed to the highly active chro- matin observed in tissue culture cell lines; (3) speckled nuclear patterns are indicative of auto- antibodies targeting a large family of nonhis- tone antigens (Figs 2C-E). Several distinct speck- led patterns are observed and are related to different antigens being targeted. With anti-Sm and anti-Ul-nRNP, the speckles are coarse. With anti-SS-A/Ro or anti-SS-B/La, fine speck- les are commonly observed. Distinct speckles varying in number are seen with anti-p80-coilin (Fig 2G) or anti-p95, an antigen commonly seen in primary biliary cirrhosis (PBC)33; (4) nucleo- lar patterns have specificities mostly seen in scleroderma patients or overlap syndromes with scleroderma features, with a few reported in other nonrelated diseases: DNA topoisomerase I (Scl-70, Fig 3A), showing nucleolar speckles; PM-Scl (Fig 3B), homogeneously decorating

the nucleoli; fibrillarin (U3-RNP, Fig 3C), giv- ing a clumpy nucleolar staining; and NOR-90 and RNA polymerase I (Fig 3D), also showing nucleolar speckles, among others; (5) centro- mere patterns, which are seen with antibodies to the kinetochore in the CREST syndrome (limited systemic sclerosis) and in PBC (Fig 2H); (6) cytoplasmic patterns reveal different patterns (Fig 4) and are indicative of the dis- tinct antigens involved. 22,23,34-38

It is important to emphasize that the main patterns of IIF are neither specific nor diagnos- tic of any autoantibody or disease entity. They are indicative of the presence of an autoanti- body gMng that specific pattern in a patient with an autoimmune disease or other condi- tions, and its presence should be verified using more specific tests such as the double-immuno- diffusion assays, the immunoblot test, enzyme- linked immunosorbent assay (ELISA), or even the immunoprecipitation assay with radiola- belled cells, using appropriate reference sera.

At present, organizations such as the Centers for Disease Control in Atlanta, GA, and the World Health Organization Centers in Geneva and Amsterdam have established standards for sera containing autoantibodies to some specifici- ties like native DNA, Sin, UI-nRNP, SS-A/Ro, SS-B/La, topoi, and Jo-1 to be used in immuno- diffusion. Other sera have been established as standards for the different IIF patterns. They can be obtained by writing to: Arthritis Founda- tion/CDC ANA Reference Laboratory, Immu- nology Branch, 1-1202 A25; Centers for Disease Control; Atlanta, GA 30333.

Great care should be exercised not to over interpret positive results. Normal persons 39-44 and patients with many other nonrheumatic conditions (see references 1 and 45 for re- views)--chronic liver diseases, neoplasms, or active infections such as tuberculosis, malaria, and subacute bacterial endocarditis--may show similar antibodies. They are generally in lower titers than the ones detected in autoimmune diseases, but frequently precede the onset of disease in normal and asymptomatic individuals by many years. 46 The diagnostic value of any autoantibody determination depends heavily on the clinical presentation of any patient and should be considered carefully in the context of the clinical information.

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326 VON MUHLEN AND TAN

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AUTOANTIBODIES IN RHEUMATIC DISEASES 327

IMMUNOBLOTTING

The WB assay is an essential tool for the characterization of many autoantibodies. Pro- teins from an extract of cultured cells are separated by polyacrylamide gel electrophoresis under denaturing conditions with sodium do- decyl sulphate-polyacrylamide gel electrophore- sis (SDS-PAGE). 47,48 Proteins in the gel are then electrotransferred to nitrocellulose (NC) paper, which is a solid support for antigens. The NC paper is cut into strips, and each is incu- bated with a serum to be tested. Several meth- ods are in use for detecting a specific antigen- antibody reaction: (1) radiolabeled probe, most commonly 125I-protein A, exploits the high affin- i.ty of staphylococcal protein A for human immu- noglobulin (Ig)G. 49 In this procedure, the strips are exposed to x-ray film at -70°C and then developed in a process known as autoradiogra- phyS°; (2) the colorimetric method uses enzymes (most commonly alkaline phosphatase or horse- radish peroxidase) that act on their chromogen substrates and give visible colors; (3) chemilumi- nescence reaction, a more recently developed procedure, takes advantage of the light emitted from luminol oxidation when the compound is exposed to the enzyme horseradish peroxi- dase. 5~ The oxidative degradation of luminol results in light emission that can be seen by autoradiography.

Molecular mass markers and positive and negative controls are run together in each WB assay. They provide for the necessary compari- sons among bands seen with sera being probed, those in the positive controls, and the ones from the protein standards. Figure 5 shows the WB

technique, and Fig 6 details results with positive controls from our laboratory.

SYSTEMIC LUPUS ERYTHEMATOSUS

One of the mainstays in the diagnosis of SLE and clinical follow-up of treatment is the autoan- tibody determination. 2,3,52 Characteristically, more than one antigen-antibody system is seen in every serum tested. 1 Table 1 presents the most common autoantibodies found in SLE, their clinical associations, IIF pattern, and mo- lecular weight of the cognate antigens as deter- mined by WB.

Anti-dsDNA Antibodies

Anti-DNA antibodies are of two general populations, one directed to dsDNA, also called native DNA, the other targeting single-strand DNA (ssDNA). Anti-ssDNA antibodies are not specific for SLE, because they occur in patients with different autoimmune rheumatic diseases. 1 They recognize purine and pyrimidine bases originally not exposed in the native DNA mol- ecule. Antibodies to dsDNA, on the other hand, target base-paired DNA and are therefore ca- pable of reacting either with native or with ssDNA, which has looped back to form base- paired configurations. Caution needs to be exer- cised when testing for the presence of antibod- ies to dsDNA, because some degraded DNA (ssDNA) may be present in commercial kits using popular techniques such as ELISA. An- other possibility would be the occurrence of anti-DNA/DNA immunocomplexes in the sera to be tested, because some DNA released from dying cells may be contaminating the system

Fig 2: Nuclear patterns of indirect immunofluorescence in HEp-2 cells. (a) Nucleoplasmic staining, as well as staining of chromosomes in dividing cells (arrowheads), characteristic of autoantibodies targeting histones or dsDNA, Autoantibodies to lamin proteins A, B, and C of the nuclear envelope also give nuclear staining pattern in HEp-2 cells, but associated with continuous nucleoplasmic rim staining (b}. The speckled nucleoplasmic patterns seen in figures c, d, and e are characteristic of autoantibodies directed to Sm, Ul-nRNP, and SS-A/Ro or SS-B/La respectively. PCNA-autoantibodies give a mosaic of nucleoplasmic patterns (f), ranging from homogeneous to distinct speckled, according to the phases of cellular division (details in the text). (g) Pattern obtained with anti-p80-coilin autoantibodies. Normally I to 4 isolated nucleoplasmic dots are seen, round and bright, and not to be taken as nucleoli. Anticentromere autoantibodies (h) stain distinct speckles in the interphase nuclei and are associated with each chromosome pair. They aggregate in the metaphase plates during cell division (arrowheads, two cells in telophase).

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328 VON MUHLEN AND TAN

a C b ~

b

Fig 3: Indirect immunofluorescence of HEp-2 cells with autoantibodies to distinct nucleolar antigens. Autoantibodies targeting DNA topoisomerase I (Scl-70) give weak homogeneous to dense fine speckled nucleoplasmic staining, brighter speckled nucleolar staining, and homogeneous staining of chromosomes in metaphase cells (arrowheads in a). PM-Scl autoantibodies do not stain chromosomes of dividing cells (arrowheads, b), but give bright homogeneous nucleolar pattern. Autoantibodies targeting fibrillarin (U3-nRNP) give a clumpy to homogeneous staining of all nucleoli (c). Autoantibod- ies to NOR-90 and RNA polymerase I give the same pattern in HEp-2 cells (d), with nucleolar speckles corresponding to the NOR (dividing cell with NOR pointed by arrowhead). Ku antibodies stain the nucleoli in a more homogeneous fashion (e) over a dense fine speckled to homogeneous nucleoplasmic pattern. Cells in division are designated with arrowheads.

(assays for anti-dsDNA were recently re- viewed). 53 Nonspecific antibodies to ssDNA or the presence of ant i -DNA/DNA complexes will give positive and negative reactions respectively when testing for dsDNA antibodies, bringing confusion to the clinician involved in diagnosing

and treating a specific patient. When tested with the less sensitive but very specific Crithidia luciliae IIF test, many sera that tested positive using other assays turn out to be negative for dsDNA antibodies.

Anti-dsDNA antibodies occur in as much as

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AUTOANTIBODIES IN RHEUMATIC DISEASES 329

Fig 4: Cytoplasmic patterns in indirect immunofluorescence of HEp-2 cells. Antimitochondriai autoantibodies display a coarse granular pattern involving the whole cytoplasm (a). Distinct dots in the nucleoplasm elicited by the serum used are related to a second population of autoantibodies targeting an antigen known as p95. (b) The characteristic pattern of autoantibodies to the Golgi organelle is seen, with granules arranged in clusters at one or both cell poles, sparing the nuclei. A dense granular, almost homogeneous cytoplasmic pattern is obtained with anti-rRNP antibodies (c), which target ribosomal phosphoproteins. As can be seen, autoantibodies targeting rRNP also commonly stain the nucleoli in a homogeneous pattern, although they stain weakly (arrowheads). Autoantibodies to nonmuscle myosin (d) decorate the stress fibers of the cytoskeleton similarly to antibodies targeting actin. Anti-keratin antibodies (e) decorate the cytoplasm with a fibrous network spreading out from the perinuclear regions.

7(1% of patients with active lupus, tending to fluctuate with disease activity. 3,54 The specificity for a positive test is 95%, s2 making this antibody a mainstay for the diagnosis. Of major impor- tance is the fact that this is the only autoanti- body system so far clearly implicated in the pathogenesis of SLE, 55 because the availability of extracellular DNA lead to the formation of immunocomplexes and kidney deposition, where

they incite local inflammatory events with seri- ous organ damage.

Antibodies to Z-DNA constitute a topic that is still developing.56, 57 Their clinical relevance is not definitely established.

Antibodies to the small nRNPs Sm and UI-nRNP

The U1 small nuclear RNP (snRNP) antigen was so named because the antigen-antibody

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330 VON MUHLEN AND TAN

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Fig 5: Four steps in the immunoblotting tech- nique. In step 1, cultured cells or tissue extracts are loaded on the top of an acrylamide gel and are separated by electrophoresis (SDS-PAGE). Molecular weight standards (MW) are run in a separate lane. In step 2, proteins in the gel are electrically transferred to a nitrocellulose (NC) membrane. The latter is then cut into strips, which are individually incubated with normal human serum (negative control), sera containing known antibodies (positive controls), and sera to be probed (step 3). Step 4 depicts the detec- tion procedure in which bands of diverse reactivi- ties are seen on strips 2 to 5. Strip number 1 has no bands (negative control).

reaction in immunodiffusion was sensitive to both nucleases and proteases. 5s,59 An essential participation of snRNPs in the cell splicing machinery of pre-mRNA is now well estab- lished.60, 61

Anti-Sm antibodies in SLE patients were identified in 1966. 62 They are considered spe- cific for the disease (specificity = 99%), 52,63 and were shown to exhibit a relationship with dis- ease activity independent of fluctuations in dsDNA autoantibody titers. 6365 Sensitivity is rather low (around 20%). 1,52 Clinical correla- tions are not strong, but were shown for central nervous system involvement, kidney disease, lung fibrosis, and pericarditis. 63 Major targets of Sm autoantibodies are the B (28 kD), B' (29 kD), and D (16 kD) polypeptides by WB, although all core proteins of snRNPs, from A to G, may be recognized. 66 Sera positive for anti-Sin immunoprecipitate U1, U2, U4, U5, and U6 snRNAs. 1,67 In the B polypeptide, three differ- ent epitopes were described, 6s but the D antigen

is targeted by two distinct populations of anti-Sm D antibodies, one recognizing only the full length antigen, the other reacting with the carboxyl terminus containing a supercharged structure with homology to Epstein-Barr virus nuclear antigen type 1 (EBNA-1). 69,7°

The presence of Sm autoantibodies in child- hood-onset and adult SLE was related to the histocompatibility antigens HLA-DQw671,72 or HLA-DR7. 73 Racial differences were also noted, black children having higher frequency of Sm and UI-nRNP autoantibodies than white chil- dren with juvenile SLE. 71

Anti-nRNP-positive sera immunoprecipitate only UI-snRNA, and by WB recognize preferen- tially the 70 kD, A (33 kD) and C (20 kD) polypeptides (reviewed by GuldnerV4). The auto- antibodies were later identified as reacting with the uridine-rich snRNP. Often seen in conjunc- tion with Sm autoantibodies, anti-Ul-nRNP are detected in 30% to 40% of SLE patients. 1,75 The clinical correlations are with less severe disease, lower frequency of renal involvement, presence of Raynaud's phenomenon, swollen hands, esophageal hypomotility, and with overlap symp- toms of nonerosive arthritis, sicca syndrome, and scleroderma skin manifestations. 1,7s'79 De- scribed as marker antibodies for these overlap syndrome features, UI-nRNP autoantibodies were primarily associated with MCTD. 7s They are also one of the major diagnostic criteria in the disease, 1,8°,sl although some literature still disputes the existence of MCTD as a separate disease entity, s2-s6

Pediatric patients with MCTD showed a high prevalence of arthritis, swollen hands, Raynaud's phenomenon, abnormal lung tests, and sclero- dactyly, s7 In the same study, 11 children were followed for a mean of 9.8 years, with favorable clinical outcomes and mild to moderate illness severity, even in the presence of high UI-nRNP autoantibody titers. There is a higher frequency of HLA-DR4 and HLA-DRw53 in adults s8-91 and children with M C T D y although in this system racial differences could also be ob- served. 7s The association in Japanese patients, for example, is with HLA-DQw3. 92

There is a correlation of SLE disease activity and titers of anti-Ul-nRNP/Sm. 64,93,94 Antibod- ies of the IgM isotype to B/B' by WB in one study appeared before increase in disease activ-

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AUTOANTtBODIES IN RHEUMATIC DISEASES 33i

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Fig 6: Immunoblott ing analysis of common autoantibodies seen in rheumatic diseases. MOLT-4 cells (human T lymphocyte cell line) were solubilized in appropriate buffer before separating the proteins in a 15% SDS-PAGE. After transfer to NC paper, strips were cut and probed wi th different human sera. As detecting reagent, 1251-protein A was used. Results are shown after autoradiography. Left, migration of molecular mass standards can be seen. Lane 1, normal human serum (negative control). The next lanes show the fol lowing reactivities: lane 2, the 70-kD band of Ul-nRNP; lane 3, a strong 48-kD band of SS-B/La and the 60-kD band of SS-A/Ro; lane 4, two bands of 70 and 80 kD corresponding to Ku autoantibodies; lane 5, the isolated 52-kD band characteristic of Jo-1; lane 6, three main antigens recognized by rRNP antisera, wi th 15, 16, and 37 kD; lane 7, DNA-topoisomerase I (Scl-70) migrating in the 100-kD region; lane 8, the centromere proteins CENP-A (18 kD) and CENP-B (80 kD), as well as faint anti-topo I reactivity corresponding to a second population of antibodies present in this scleroderma serum; lane 9, p80-coilin; lane 10, the major 200-kD band corresponding to the heavy chain of nenmuscle myosin, and some fainter bands resulting from its degradation products; lane 11, the 200-kD NuMA antigen, as well as other unidentif ied bands of lower molecular mass; lane 12, PCNA (36 kD). Note that antibodies to p80-coilin and CENP-B have been reported to have a molecular mass of approximately 80 kD, but they can be clearly separated in our gel system. Thus, migration patterns may vary according to the experimental condit ions and gel concentration, and appropriate positive controls should always be used as reference for observed reactivities.

ity:, and the ones of the IgG isotype targeting the 70--kD protein were positive during clinical re- lapses. 93 Such findings were, however, not con- firmed by another laboratory in a prospective study with an ELISA using recombinant anti- gens. 95 Earlier studies using hemagglutination or immunodiffusion techniques also found stable titers of anti-Sin and anti-Ul-nRNP antibodies in SLE, without fluctuations related to disease activity.79, 96

Antibodies targeting the snRNA backbone of snRNPs itself were described in 1986 in patients with autoimmune disorders. 97 They were de-

tected by other investigators in MCTD, overlap syndromes, and SLE. 98,99 Anti-Ul-snRNA anti- bodies were seen by ELISA and immunoprecipi- tation in 49% of patients with SLE. 1°° The clinical associations reported are with dimin- ished lung diffusing capacity, restrictive lung function impairment, Raynaud's phenomenon, and lower density of capillaries by nailfold capillary microscopy examination, w°-1°2 sugges- tive of SLE with scleroderma features. Almost 40% of the patients with UI-nRNP autoantibod- ies in one study had anti-Ul-snRNA, but no sera contained the Sm serotype. ]m Oscillating

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332 VON MUHLEN AND TAN

Table 1: Autoantibodies in Sys temic Lupus Erythematosus

Autoantibody Clinical Associations IIF Pattern in to and Prevalence HEp-2 Cells

dsDNA

Sm

UI-nRNP

SS-A/Ro

SS-B/La

Histones

Nibosomal RNP

40%-70% in active disease, nephropathy, CNS involvement; marker antibody

15%-30% of all cases; CNS symptoms, nephropathy (?); marker antibody

30%-40% of all cases; Raynaud's phenom- enon; MCTD

24%-60% of all cases; subacute cutaneous lupus (70-90%); photosensitivity; neonatal lupus (>90%); C2 and C4 deficiencies (90%)

9%-35% of all cases; neonatal lupus syn- dromes (75%)

> 95% in drug-induced lupus; SLE (50-70%); RA (5-14%, in low titers); pulmonary fibrosis in systemic sclerosis; rare in UCTD

56%-90% in cerebritis with psychosis; 10-20% of all cases

Homogeneous, nucleoplasmic

Coarse speckled; nucleoplasmic

Coarse speckled, nucleoptasmic

Fine speckled nuclear; ANA negative in some substrates

Fine speckled; nucleoplasmic

Homogeneous, nucleoplasmic

Dense cytoplasmic; homogeneous nucleoli

PCNA 3% of all patients Polymorphic, cell-cycle related phospholipids 24%-26% in unselected SLE patients; throm- Negative

bosis, recurrent fetal loss, thrombocyto- penia, livedo reticularis, hemolytic anemia

1%-19% of all patients; marker antibody for PM/scleroderma overlap (26%) in orientals

Ku Homogeneous nuclear and nucleolar

ssDNA 70% in active disease Negative

HMG-17 34%-70% in active disease, nephropathy Not described

hnRNP protein A1

hsp 90

31%-37% of all cases; Raynaud's phenom- enon, esophageal dysmotility

5%-50% of all cases

Distinct coarse speckled nuclear

Not described

Abbreviations: CNS, central nervous system; CTD, connective tissue disease; HMG, high mobility group; hnRNP, heteronuclear ribonucleoprotein; hsp, heat shock protein; IIF, indirect immunofluorescence; JRA, juvenile rheumatoid arthritis; MCTD, mixed connective tissue disease; MW, molecular weight; PCNA, proliferating cell nuclear antigen; PM, polymyositis; RA, rheumatoid arthritis; RNP, ribonucleoprotein; SS, Sj6gren's syndrome; UCTD, undifferentiated CTD; WB, Western blot, immunoblot.

titers according to the disease activity were also observed in nine patients. 1°3

Antibodies to SS-A/Ro and SS-B/La

Four small RNAs (bY1, hY2, hY3, and bY5), associated with either of three proteins, 60 kD SS-A/Ro, 52-kD SS-A/Ro, or 48-kD SS-B/La, form the antigenic target in this system. 1°4,1°5 SS-B/La seems to work as a termination factor

for RNA polymerase III transcription, but the function of SS-A/Ro is unknown. 1°6 Originally described as having only the 60-kD compo- nent, 1°7 with a putative zinc finger and a RNA- binding consensus motif, 1°8,1°9 the SS-A/Ro autoantibodies also recognize a different compo- nent of 52 kD described in our laboratories. 1°4 The 52-kD protein sequence has putative zinc- finger domains, which are regions that bind

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AUTOANTIBODIES IN RHEUMATIC DISEASES

Table 1: Autoant ibodies in Systemic Lupus Erythematosus (Cont'd)

333

MW in Comments WB {kD) References

High avidity Abs related to nephritis; low avidity Abs correlate with CNS involvement

Core proteins B (28), B' (29), D (16), E (13), F and G of 13/16/28/29 U1, U2, U4, U5, and U6 snRNPs; active in processing of pre-mRNA transcripts

Proteins 33(A) and 22(C)kD, unique to UI-nRNP; pro- 22/33/70 tein 70 kD associated with UI-nRNP; pre-mRNA pro- cessing

In most cases associated with anti-SSB/La; also occurs 52/60 in 3%-10% of RA patients and in the majority of patients with SS

In most cases associated with anti-SSA/Ro

H1, H2A, H2B, H3, H4, H5, [H2A-H2B]-DNA dimer are main antigens; role in the organization of nucleo- somes

Phosphoproteins P0, P1, and P2, active in the elonga- tion step of protein synthesis; no association with disease activity, cognitive impairment or other psy- chiatric symptoms

Auxiliary protein of DNA-polymerase Highly associated with the anticardiolipin syndrome

(primary or secondary) and antiphospholipid anti- bodies

Known as p70/p80; bind directly to DNA in vivo and in vitro; also occurs in primary pulmonary hyperten- sion (23%)

Nonspecific (>80% in drug-induced lupus and other CTDs)

Also found in primary SS (11%), MCTD (10%), RA, and normals (4%); antigens associated with active chro- matin

Also occurs in MCTD, RA, and in 7% of normals

Also found in PM (33%) and SS

48

12-24

15/16/38

!,53

1,60-64,75

60,61,64,74-77,99

75,113,118,314

1,75,118,315

1,121-124,126,162,164,165,316

1,128,129,131-133,136

36 1,121,137,138 - - 133,145,150,317,318

60-70/80-86 !,8,121,161-163,165,167

- - 1,52

9-17 168-171,319

34 172,175,176

90 1,185,320,321

zinc, and a leucine zipper motif, which is a region containing repeating leucine motifs ap- posed to each other, in the amino terminal half. The sequence is highly similar to human ret

transforming protein, as well as to mouse T cell rpt-1 protein, l~° The SS-B/La peptide, on the other hand, does not share epitopes with the SS-A/Ro proteins, and the cDNA sequences have no homology, m-H5

Main clinical associations of the SS-A/Ro system in SLE are with subacute cutaneous lupus erythematosus, lupus of homozygous complement C2 and C4 deficiencies, and the

neonatal lupus syndrome. ~,1°7,116 Transient or permanent manifestations of the neonatal lupus syndromes include congenital heart block, pho- tosensitive skin lesions, cytopenias, and liver inflammation. Hv The risk of having a child with the syndrome is higher if the mother has both antibodies to SS-A and SS-B, and if the SS- A/Ro reaction is also directed to the 52-kD antigen by WB. The risk is lower if the mother has isolated anti-SS-A/Ro in low titer detected by EL1SA and not by WB. 118 It is important to emphasize that commercially available ELISAs for these snRNPs do not distinguish between

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334

the 52- and the 60-kD components. In a recent retrospective study from Finland, mothers of children with isolated congenital heart block had more subclinical primary SS rather than SLE features.~19

Some comments are necessary with regard to ANA-negative SLE, found in 1% of patients with active disease. Many of the cases could display a limited repertoire of antibodies target- ing phospholipids or ssDNA, with negative IIF. But the association with SS-A/Ro autoantibod- ies in the majority of patients, as determined by double immunodiffusion or WB, in the context of negative antinuclear antibodies (ANA) in IIF, seems to reflect a washout of the antigen during the cell fixation and permeabilization steps for IIF. The consequence is a negative IIF assay. Additionally, some cell lines do not ex- press the antigen in sufficient amount to be detected by the IIF technique, ~2° as can be the case with liver cell imprints, which are still widely used in many clinical laboratories.

Antibodies to Histones

Antibodies to all classes of mammalian his- tones occur in SLE and in drug-induced lupus syndrome. 52Jzv124 Common lupus inducing drugs are hydralazine, procainamide, isoniazid, and chlorpromazine, although many others have been implicated. For detailed lists see refer- ences 122, 123. One main target of the histone antibodies is the [H2A-H2B]-DNA complex, but different drugs may induce antibodies target- ing different histones (Table 2). Another inter- esting feature of these antibodies is their prob- able role in the LE cell phenomenon induction in vitro, as previously shown with antibodies to DNA (DNA-histone complexes). 125-127 Probably the most reliable laboratory test to detect anti- histone antibodies is the ELISA technique us- ing purified antigens. 124 The IIF test in the presence of antihistone antibodies shows the same pattern as with antibodies to dsDNA (eg, homogeneous nucleoplasmic staining of inter- phase cells and homogeneous chromosomal staining in dividing cells). There is no particular clinical association of antihistone antibodies in SLE or juvenile SLE, with the possible excep- tion of a correlation between disease activity and high antibody levels. ~24

VON MOHLEN AND TAN

Table 2: Distinct Antihistone Antibodies in Drug-Induced Lupus

Inducing Associated Antibody Specificity Drug (Prevalence)

Procainamide ~ (95%), H1 and other individual his- tones

Hydralazine [H2A-H2B]-DNA complex (35%), individual histones

c~-Methyldopa H1, [H2A-H2B]-DNA complex Isoniazid [H2A-H2B]-DNA complex D-Penicillamine [H2A-H2B]-DNA complex Quinidine [H2A-H2B]-DNA complex (58%),

individual histones Acebutolol [H2A-H2B]-DNA complex Carbamazepine Total histones Timolol eye drops [H2A-H2B]-DNA complex

Data from Fritzler et al, 123 Rubin, T M and Rubin eta[. 322

Anti-rRNP and Other Autoantibodies in Neuropsychiatric Lupus

Some 10% to 20% of unselected SLE sera show a dense fine speckled or homogeneous cytoplasmic pattern in IIF ~ (Fig 4C), sometimes in high titers, corresponding to three ribosomal phosphoproteins (rRNP) of 15, 16, and 37 kD in WB assays. The same C-terminal peptide is antigenic in the three proteins, and any affinity purified antibody from each of the immunoblot- ting bands was able to react with the other two antigens in one study. 12s Association of anti- rRNPs with major central nervous system disor- ders in SLE, mainly psychotic symptoms, was reported some years ago in a retrospective study. 129 The antibody levels increased before and during periods of active psychosis, indepen- dently of dsDNA antibodies, sepsis, or any other disease manifestation. This study was later confirmed in other series, 13°J31 where IgG and IgM anti-rRNP were significantly associ- ated with neuropsychiatric disorders, but not with cognitive impairment or disease activ- ity./32'133 Previous associations with depression were not confirmed, because the antibodies did not differentiate the groups with neurological and psychiatric manifestations. ~32 Matsunaga et al t34 recently reported patients with SLE and central nervous system manifestations as typi- cally having low IgM serum levels and low titer of antimyosin antibodies, as seen by ELISA. Significant differences in the prevalence of anti-

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AUTOANTIBODIES IN RHEUMATIC DISEASES 335

rRNP is found among three races: 38% of Malaysian Chinese, 13% of English, and 20% of Afro-Caribbean patients with SLE were posi- tive in a recent survey. 135 Many discrepancies still exist in the literature regarding the clinical associations of anti-ribosomal rRNP antibodies in SLE. 136

Autoantibodies to surface neuronal antigens are seen in SLE patients with signs of diffuse central nervous system involvement, but are also detected in rheumatoid arthritis (RA) and in lupus patients without central nervous system disease531 Other antibodies considered impor- tant in central nervous system SLE are the antiphospholipids discussed below.

PCNA Autoantibodies

Previously also called cyclin and involved in cell cycle regulation, this intranuclear system blots in the region of 36 kD 137,138 and is detected in 3% of unselected SLE patients. 1 The antigen, DNA-polymerase delta auxiliary protein, is es- sential for leading strand DNA replication. 139,14° It gives a polymorphic nuclear pattern in IIF studies, corresponding to different phases of the cell cycle, because it associates with different sites of the cell nucleus where DNA is being replicated. ~21,137 The expression of this highly conserved protein may be increased by a 3-fold factor in late G and early S phase. Accordingly, there is a strong and variable staining in S-phase and weak or negative staining in Go or G1 phases in IlF. 137,138 Proliferating cell nuclear antigen (PCNA) autoantibodies are rarely found in other diseases. Other cell-cycle related anti- gens were shown to be targets of human autoan- tibodies, but with no predominant disease or disease subgroup associations; these antigens are anti-dividing cell antigen (anti-DCA), 141 nuclear mitotic-associated protein (NuMA), 142 and a 55-kD protein. 143,144

Antiphospholipid Antibodies

Antiphospholipid antibodies are found by ELISA in 26% of unselected SLE patients 145 and in 41% of those seen in a tertiary center? 46 Cardiolipin is the preferred antigen. The lupus anticoagulant consists of a different population of autoantibodies, H7 detected by activated partial thromboplastin time prolongation, a func- tional assay. Both systems are clinically associ-

ated with multiple thrombotic events. Antiphos- pholipid antibodies, most commonly of the IgG2 or IgG4 subclasses, target all negatively charged phospholipids, with an unknown mechanism of action. 148 The binding is dependent on the presence of a serum cofactor identified as 132- glycoprotein-I, 149 giving rise to the speculation that the antibodies are targeting a complex of anionic phospholipid/132-glycoprotein or a "hid- den" epitope exposed by the interaction.

Repetitive spontaneous abortions, thrombo- cytopenia, Coomb's positive hemolytic anemia, livedo reticularis, and many types of venous or arterial thrombosis are described in association with antiphospholipid antibodies and the lupus anticoagulant, a46,~48,15°-154 whether or not a diag- nosis of SLE is made. The clinical associations hold true for antibodies of the IgG isotype and not for IgM. In the central nervous system, strokes, dementia due to multiinfarcts, and chorea were reported. 155 General psychiatric disorders had no association with antiphospho- lipid antibodies in an unselected and consecu- tive group of 164 lupus patients. 145 On the other hand, patients with Sneddon's syndrome (char- acterized by extensive livedo reticularis with multiple ischemic cerebrovascular episodes) had antiphospholipid antibodies. 156 Many patients with antiphospholipid antibodies do not show clinical criteria for SLE or any other autoim- mune disease, even after years of follow-up; therefore a primary antiphospholipid syndrome was described by three different groups of investigators in 1989.157-159 Patients are negative or have low titers of ANA, display high titers of antiphospholipid antibodies, and present with the same spectrum of thrombotic events as SLE patients. On the other hand, patients with antiphospholipid syndrome secondary to SLE have higher frequencies of heart valve disease, hemolytic anemia, low serum complement, and neutropenia. 16° One report cited a strong asso- ciation between titers of anti-dsDNA, as de- tected by the Farr assay, and a positive direct Coomb's test with raised anticardiolipin antibod- ies.151

Antibodies to Ku

The anti-Ku system was described in 1981 in Japan. 161 The antibodies occur most typically in the PM-scleroderma overlap (55% in Japanese

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336 VON MOHLEN AND TAN

patients), in overlap syndrome of SLE-PM- scleroderma, in SLE (1% to 19%), and in sclero- derma alone (1% to 14%). 161-163 Racial differ- ences seem to be responsible for the fact that North-American patients do not display the association of Ku antibodies with overlap syn- dromes, but do have an association with the HLA-DQwl allele (89% of anti-Ku positive patients) and with the presence of Sm autoanti- bodies. 163q65 No specific clinical association was reported in SLE.

There was an earlier confusion in the litera- ture regarding the Ku and Ki systems because of the serum used as prototype, a,~64 This issue was clarified lately, confirming that both systems are distinct. Anti-Ku antibodies immunoprecipitate two proteins of 66 and 86 kD, with different structure and function. Western blots in our laboratory consistently display the reactivities in the regions of 60 to 66 and 80 to 86 kD (Fig 6). The antigens can be localized in the nucleus and nucleoli of interphase cells, giving a homoge- neous pattern in the IIF of HEp-2 cells. The two noncovalently linked proteins form an het- erodimer that binds DNA, with a possible role in transcriptional activation, DNA replication, and cell proliferation. Such cellular functions and B cell epitopes of Ku were recently re- viewed by Chou et al. 121 Griffith et al ~66 cloned the p70 protein demonstrating several copies of homologous DNA sequences in the human genome and bringing new evidence that mul- tiple genes are responsible for a family of Ku(p70) proteins. Interestingly, Ku antibodies were recently detected in 23% of patients with primary pulmonary hypertension, a disease of- ten associated with Raynaud's phenomenon, ANAs, and pulmonary vasculitis. In the control population, comprised of patients with second- ary pulmonary hypertension, the prevalence was 4%. 267

High Mobility Group Antibodies

The high mobility group (HMG) chromo- somal nonhistone proteins were well character- ized in the early 1980s, 168 being a component of nucleosomes from actively transcribed genes with unknown function. A recent study investi- gated the associations between the presence of antibodies to HMG-17 and clinical and serologi- cal SLE features. 169 Greek patients with active

disease had a higher prevalence of the antibod- ies, showing good correlation with anti-dsDNA levels and a negative correlation with the complement component C4. The usefulness of HMG-17 antibody determinations for the differ- ential diagnosis of the rheumatic diseases is limited, because some of them display closely similar prevalence: 11% of primary SS patients, 4% of RA patients, and 4% of normal blood donors in Greece based on a newly developed ELISA assay. 169 In another study, 39% of ANA- positive children with juvenile RA displayed high titers of anti-HMG-1/2.17° In SLE and MCTD, antibodies to HMG-17 can be found in 34% and 10% of the cases respectively. 169,171

Antibodies to hnRNP-A1

Montecucco et a1172 recently showed that antibodies to heteronuclear RNP (hnRNP) pro- tein A1 are associated with Raynaud's phenom- enon and esophageal dysmotility in SLE pa- tients, as determined by an ELISA using recombinant A1 protein. The findings were independent of UI-nRNP antibodies, because patients positive or negative for anti-hnRNP-A1 showed the same frequency of UI-snRNP auto- antibodies. No correlation was found with anti- dsDNA antibodies or complement levels, but patients presenting with anti-hnRNP-A1 tended to be older at the time of diagnosis in that small series of patients, lv2 The same investigators previously reported that in SLE the antibodies react with the A1 protein N-terminal domain containing an RNA-binding region, 173 but that in RA many of the reactivities are due to anti-keratin antibodies cross-reacting with ho- mology region in the A1 protein C-terminal portion. The RA33 nuclear antigen in RA, seen in 35% of the patients in one series, was reported to be identical to the A2 hnRNP, pointing to the fact that hnRNP proteins may be highly antigenic. 174 In another study, 37% of SLE patients produced anti-A1 antibodies, as opposed to 7% of normal controls. 175 These interesting findings, to be confirmed in larger series of patients, seem to point to a subgroup of SLE patients with scleroderma features charac- terized by anti-A1 antibodies. Fritzler et a1176 had already found that all 32 patients with MCTD and UI-nRNP autoantibodies in their

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AUTOANTIBODIES IN RHEUMATIC DISEASES 337

series also had antibodies targeting hnRNP/ RNA.

Other Autoantibodies, Ki, Lamins, hsp 90, Adenosine Diphosphate-Ribose Polymerase, and Others Less Frequently Seen

In 1981 Tojo et a1177 described Ki-antibodies in 10% of SLE patients associated with synovi- tis, pericarditis, and pulmonary hypertension. The system was more recently found by ELISA in 19% of SLE patients and was thought to be a useful marker for disease activity. 17s Another group reported a 21% prevalence by ELISA using highly purified antigen, with a higher frequency of lupus cerebritis in positive pa- tients. 179 The autoantibody could be shown in 8% of the patients by double immunodiffusion. Ki is a 32-kD protein that may exist in a polymer of identical subunits reaching 224 kD. The sicca lupus (SL) system, described by Harmon et al in 1981,18° is probably identical to the Ki system, ~8~ but its characteristics were not yet clearly de- fined in the literature. The name came from the frequent clinical association found with SLE and with sicca features sometimes associated with SS. Autoantibodies to Ki are nonspecific, being present in many rheumatic diseases (7% in scleroderma, 7% to 19% in PM/scleroderma overlap syndrome), Hashimoto's thyroiditis, iso- lated autoimmune thrombocytopenia, and idio- pathic interstitial lung disease. 8,18°

Lamins A, B, and C, with molecular weights of 70, 68, and 60 kD respectively, are major components of the inner nuclear membrane, acting as anchoring sites for chromosomes in interphase cells, and providing an architectural framework for the nuclear envelope. 121,182 High titers of antibodies to lamins A, B, or C were reported in patients with some lupus features, but that did not fulfill diagnostic criteria for SLE. 2,25-27 Patients had autoimmune hepatitis with cutaneous or brain vasculitis, circulating lupus anticoagulant or antiphospholipid antibod- ies, and thrombocytopenia or hemolytic anemia responsive to corticosteroids in one series from France. 26 Thirty-one patients from Denmark positive for antilamin antibodies also showed a correlation with antiphospholipid antibodies and nonerosive arthritis. 25 Another study in which patient selection was made on the basis of a positive peripheral fluorescent ANA pattern on

HEp-2 ceils, did not show any relationship with specific clinical or laboratory signs, a7 There are descriptions of the presence of antibodies to glycoprotein 210, the major glycoprotein of the nuclear pore, and to different lamins in PBC and in autoimmune hepatitis. ~s,29,32A83 It seems that associated chronic liver conditions are a common denominator when lamin autoantibod- ies are detected in many diseases. 3° Only one patient is reported in the literature with autoan- tibodies to lamins and a diagnosis of linear scleroderma.184

Antibodies to the heat-shock protein 90 are present in 5% to 50% of unselected SLE pa- tients, but also were described in 33% of pa- tients with idiopathic PM in one study. 185 Anti- bodies to adenosine diphosphate (ADP)-ribose polymerase were identified in a heterogeneous group of patients, including some connective tissue diseases. 1 The antigen of 116 kD is involved in the ADP ribosylation of nuclear proteins and is a DNA-binding protein. Antibod- ies to Alu RNA protein recognize a 68-kD antigen, and were seen in 14% of SLE patients in the original series, ls6 A small ribosomal subunit protein of 20 kD, called S10, may be found in 11% of SLE patients, as characterized by two-dimensional gel electrophoresis and WB. ls7 A direct correlation with the presence of anti-Sin and anti-rRNP autoantibodies was shown. The system seems to be specific, because only 1 patient with primary SS was also positive in this particular study. Prothymosin-c~ from goat spleen extracts was purified by high- pressure liquid chromatography and used in an ELISA assay, lss The investigators could show antiprothymosin-a autoantibodies in 18% of 44 SLE sera compared with 1.8% in controls, correlation with the presence of dsDNA autoan- tibodies, and no association with disease activ- ity.

SYSTEMIC SCLEROSIS

With the help of modern immunological as- says, autoantibodies can be detected in more than 95% of patients with scleroderma] ,4 al- though those autoantibodies seen in SLE are rarely detected. For unknown reasons, the nucleolus seems to play a very important role in driving the antibody response in scleroderma, because all major autoantigens in the disease,

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338 VON MOHLEN AND TAN

Table 3: Autoantibodies in Systemic Sclerosis

Clinical Associations IIF Pattern in Autoantibody to and Prevalence HEp-2 Cells

DNA topoisomerase I (Scl-70)

Centromere

PM-Scl

Fibrillarin (U3-RNP)

RNA-Pol I RNA-Pol II

RNA-pol III

UI-nRNP

HMG-17

Ku

20%-59% of all patients; 70%-76% in diffuse form; 13% in CREST; 12% in PM/sclero- derma overlap; severe systemic disease, poor prognosis; acroosteolysis; less prevalent in Caucasians

57%-82% in l imited scleroderma (CREST); 25% in pr imary Raynaud's phenomenon; 8% in diffuse form; better prognosis

2%-5% in scleroderma; 24% in PM/sclero- derma overlap; DM-like skin changes, sclerodactyly, Raynaud's phenomenon, machinist 's hand, calcinosis, telangiectasia

6%-8% of all patients; 5% in diffuse form (mainly in blacks); 10% in CREST; skeletal muscle and small bowel involvement; pul- monary hypertension

4%-20% in scleroderma; 13% in diffuse form 4% in scleroderma; diffuse form

23% of all patients; 6% in l imited; 45% in dif- fuse form

2%-5% in scleroderma; 24% in PM/sclero- derma overlap; 95%-100% in MCTD

Limited scleroderma (CREST); correlated with ant icentromere ant ibodies

1%-14% in scleroderma; 26%-55% in PM/scleroderma over lap

Homogeneous nuclear and speckled nucleolar, homogenous chrom in meta- phase

Diffuse speckled nuclear; centromeres in metaphase

Homogeneous nucleolar and nuclear

Clumpy nucleolar

Speckled nucleolar Speckled nuclear, chromosomes homog in

metaphase Nuclear staining

Speckled nuclear

Not described

Homogeneous nuclear and nucleolar

Th/To (7-2 RNP) 4%-10% of all patients; 8%-19% in l imited, 1%-11% in diffuse form; 0%-3% in PM/scleroderma overlap; 3% in pr imary Raynaud's phenomenon; rare in SLE

NOR-90 Rare Speckled nucleolar

Alu RNA-protein Rare Not described Wa 3% in scleroderma; associated with sec- Not described

ondary SS

Nucleolar staining

Abbreviations: CREST, calcinosis, Raynaud's phenomenon, esophageal motor disturbances, sclerodactyly, and telangiectasias. DM, derrnatomyositis; IP, immunoprecipitation; kD, kilodaltons; PBC, primary biliary cirrhosis; RNP, ribonucleoprotein; SS, Sj6gren's syndrome; SLE, systemic lupus erythematosus; WB, Western blot, immunoblot; RNA-Pol, RNA polymerase. NOTE. The IIF pattern observed with mouse anti-RNA-polymerase II monoclonal antibodies is not usually the same as the one seen with human sera, because the later also decorate the nucleoli because of the presence of RNA-polymerase I antibodies. 247

even centromere-associated proteins) ~9 were shown to be associated with the nucleolus. No specific subset of autoantibodies seems to iden- tify patients with either morphea, linear sclero- derma, or scleroderma symptoms associated with silicone breast implants, s,19°-195 but autoan- tibodies against histones H1 and H3 were major

antigens in a recent study of Japanese patients with localized forms of scleroderma, as shown by ELISA and WB5 96 In primary Raynaud's phenomenon, the absence of ANA is also of diagnostic significance3 97 Table 3 shows the main autoantibodies detected in systemic sclero- sis, recently reviewed by Fritzler. s

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Table 3: A u t o a n t i b o d i e s in Sys temic Sclerosis (Cont 'd)

339

MW in Comments WB (kD) References

95-100 May be associated with cancer devel- oping in scleroderma patients; the enzyme unwinds DNA; marker antibody

6,8,198-200,202,204,205,207-209, 213,216,224

Major centromere proteins A (15-16 kD), B (80 kD), and C (120 kD); also occurs in PBC; less prevalent in blacks

8% in PM; HLA-DR3, -DQw2 associated

15-16/80/120

75/100; 20to 110 in IP

8,30,204,212-216,218,221~,224

8,210,216,228,230,234-236

Protein of the U3-RNP particle; the anti- bodies rarely coexist with anticentro- mere and anti-topo I in the same patient

Transcripts rRNA precursors Transcripts mRNA (hnRNA)

Transcripts 5S rRNA, tRNA, other small RNAs

Proteins 33 (A), 22 (C) kD, 70 kD

Also found in primary SS, MCTD, SLE, RA, and normals

Also in primary (23%) or secondary (4%) pulmonary hypertension; SLE (1%-19%)

40 kD protein complexed with 7-2 and 8-2 RNAs; in limited scleroderma associ- ated with reduced survival

34

Complex o f l l t o 210 kDinIP 140-145/200-220/220-240inlP

80/135/160 kDinlP

22/33/70

9-17

60-70/80-86

40 kD, detected in IP

Also in SS (4%) and other diseases; dou- 89/93 btet in WB

Protein complexed with Alu RNA 68 Protein associated with tRNA 48

5,6,8,9,210,216,239,240

6,8,196,210,216 5,7,249

7,10

8,76,77

8,168-171,319

1,8,161-163,167,216

6,8,10,216,243-247

252,253,300

186 8,323

Antibodies Targeting DNA- Topoisomerase I

Antibodies to DNA topoisomerase I (anti- topo I), also known as Scl-70,198 are generally associated with diffuse cutaneous systemic scle- rosis. 8J99,2°° Besides presenting widespread skin sclerosis, patients have more important and earlier organic manifestations, such as renal crisis, interstitial lung disease, and intestinal involvement. Racial differences in the preva- lence of topo I autoantibodies were recently emphasized, because they were detected in 26%

of Australians and in 76% of a Thai population, all with widespread skin involvement character- istic of diffuse cutaneous systemic sclerosis. 201 As was shown for anticentromere antibodies, topo I autoantibodies may be present in pa- tients with Raynaud's phenomenon before sys- temic sclerosis development, =02 constituting a useful tool for the clinician in early diagnosis. Titers tend to remain stable, and in one particu- lar study they remained so for up to 16 years of follow-up. =°3 By WB, the specificity of topo I

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340 VON MUHLEN AND TAN

autoantibodies is 93%, inasmuch as they are rarely found in SLE and MCTD patients. 2°4 An association of topo I autoantibodies with malig- nancies in patients with scleroderma was sug- gested.205, 206

In 1986, three different groups independently reported that the antigen recognized by anti-Scl 70 positive sera was DNA-topo I , 207-209 a n en- zyme involved in relaxation of supercoiled DNA. It is also localized in the nucleoplasm, nucleolus and nucleolar organizing regions (NOR), 2°7 a fact that explains the common finding of speck- led nucleolar decoration in IIF, which is super- imposed on a densely speckled nucleoplasmic pattern. 2a° The protein is recognized in WB assays at 95 or 100 kD, depending on the gel conditions used, with a degradation product reacting at 70 kD. 6,202,208 One immunodominant B cell epitope (epitope III) in the carboxytermi- hal region of topo I was recently described. 2n

Anticentromere Antibodies

The centromeric proteins are localized at the inner and outer kinetochore plates. They inter- act with the mitotic spindle apparatus via its microtubules when the cell enters division. In 1980, researchers in our laboratory showed the presence of antibodies targeting the kineto- chore in sera of scleroderma patients with CREST syndrome, without reacting with the centromeric heterochromatin. 212,213 Since then, the main clinical association of the autoanti- bodies has been consistently shown with the limited form of systemic sclerosis, classically associated with a more benign and protracted eourse. 199,206,213-216 Nevertheless, a recent report described anticentromere antibodies and pres- ence of sclerodactyly as the only predictors of severe digital ischemia. 217 The digital ischemic events were not related to disease duration, smoking habit, duration of Raynaud's phenom- enon, or patient's age. Other clinical associa- tions in the literature are with arthralgias, Raynaud's phenomenon, telangiectasias, lung involvement, and a significantly younger age at disease onset. 214

In IIF using HEp-2 cells as substrate, 50% to 70% of patients with limited scleroderma (CREST variant) may be anticentromere posi- tive, 6,213 and 25% of those with primary Raynaud's phenomenon are positive. 218 This

second group of patients most probably repre- sent a subset destined to develop limited sclero- derma or a forme fruste of the disease, because they also display definite changes in the nailfold capillaries by capillary microscopy examina- tion. 218,219 Anticentromere antibodies are fre- quently seen in PBC, but other patients may rarely test positive in IIF and WB, such as patients with isolated pulmonary hypertension, patients with other connective tissue diseases (mainly SLE, primary SS, or undifferentiated connective tissue disease), and patients without apparent disease (0.08% of female blood do- nors not clinically evaluated).41,44,214,220 The anti- body titers in such situations will usually be low. In WB assays of whole cell extracts, 3 bands are consistently recognized: 16 kD (centromere pro- tein [CENP]-A), 80 kD (CENP-B), and 120 kD (CENP-C). 22~,222 In our experience, it is a rare serum that will present concomitant anticentro- mere and anti-topo I activities. The association of autoantibodies to centromere and total his- tones, on the other hand, was recently suggested as defining a subset of scleroderma patients with severe pulmonary or vascular disease in a retrospective study. 223 In any case, the preva- lence seems dependent on racial differences, because a study showed that anticentromere antibodies could be detected in 36% of whites but in only 4% of American blacks. 224 The opposite was found for topo I autoantibodies, with American blacks displaying a higher fre- quency than whites. This interesting phenom- enon holds true even among distinct ethnic subsets of whites. 225,226

PM-Scl Antibodies

PM-Scl antibodies give a characteristic IIF pattern of strong homogeneous nucleolar fluo- rescence on a weak homogeneous nucleoplas- mic staining. They typically occur in the PM/ scleroderma overlap syndrome, 227,228 but they also occur in PM or scleroderma alone. The specificity was known as PM-I when first de- scribed in 61% of PM/DM patients in 1977. 229 In later studies, it became clear that the PM-1 system actually encompassed the anti-PM-Scl and many other autoantibodies. The antigen is localized in the granular component of the nucleolus. 23° Using immunoprecipitation, the PM-Scl antigen comprises more than 10 pep-

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AUTOANTIBODIES IN RHEUMATIC DISEASES 341

tides, with molecular weights ranging from 20 to 110 kD. 23° In immunoblots, two bands of 75 and 100 kD are the reactivities most commonly found. Recently, cDNA clones were identified for both peptides, 231-233 with the 100-kD peptide sharing some aminoacid sequence homologies to serine/threonine protein kinases in different species. 232

Nearly all patients with PM-Scl autoantibod- ies present the haplotype HLA-DR3, HLA- D Q w 2 . 228'234236 Oddis et al, 228 in a study of 617 patients with connective tissue diseases, found 4% of the cases positive for anti-PM-Scl by IIF and Ouchterlony double immunodiffusion. The antibodies identified a subset of patients with myositis, limited scleroderma, or an overlap of both diseases. Calcinosis (39%), Raynaud's phe- nomenon (65%), and arthritis (82%) were fre- quently seen in the anti-PM-Scl group of pa- tients, but only calcinosis and arthritis were significantly more prevalent than in all other patients negative for PM-Scl. The survival rate was 100% in 10 years, and no serious visceral involvement was noted, conferring a prognostic significance to PM-Scl antibodies. The same good prognosis was attested by another study in which 50% of the anti-PM-Scl positive patients were on minimal or no immunosuppression after 8 years of fo l low-up . 236 Although primarily associated with myositis and described as non- pruritic, hyperkeratotic eruption with scaling, fissuring, and hyperpigmentation, 237 the so- called machinist's hands have been increasingly described in patients with PM-Scl antibod- ies. 228,234 Whether renal involvement is more prevalent in the presence of PM-Scl autoanti- bodies is debatable. 2a°,234

Antibodies to Other Nucleolar Antigens: Fibtillarin (U3-snRNP) and Th / To

Fibrillarin is probably involved in the matura- tion of pre-rRNA, formation of ribosomal sub- units, and ribosome assembly. It is an important member of the nucleolar snRNPs and a compo- nent of the coiled bodies, which are prominent intercromatin structures probably involved in the processing and transport of pre-mRNA and pre-rRNA. 6,23s The name fibrillarin emerged from the antigen localization in the dense fibril- lar component of nucleoli by electronmicros- copy. 239 Anti-U3-snRNP autoantibodies were

detected only in scleroderma patients in a recent large series of rheumatic patients 162 and are mostly seen in young men with systemic sclerosis, with lower frequency of joint involve- ment. 21° In only one report, 3 patients with the antibody had diffuse cutaneous systemic sclero- sis and multiple organ involvement, with wide- spread skin telangiectasia, but two patients also had psoriasis. 24° Another study found fibrillarin autoantibodies to be frequent in black patients with diffuse cutaneous systemic sclerosis and skeletal muscle and small bowel involvement. Pulmonary hypertension was seen in patients of all races, but diffuse cutaneous systemic sclero- sis was not an association in whites. 5 In the control group, just 1 patient with primary Raynaud's phenomenon had the antibody. Anti- fibrillarin antibodies are rarely seen in other diseases. 6,241,242 Patients with diffuse cutaneous systemic sclerosis have the same survival rate at 5 years (around 70%), independent of the presence or absence of U3-snRNP autoantibod- ies. 5

The Th/To systems, independently describ ed 243"245 but later shown to be the same auto- antibodies, are present in 10% to 19% of patients with limited scleroderma, in 11% of patients with diffuse cutaneous systemic sclero.. sis, and in 3% of patients with primary Raynaud's disease. 6,216,246 The original description of Th was in association with anti-SS-A/Ro autoanti- bodies, in a patient with SLE. 243 A greater prevalence of puffy fingers, small bowel involve- ment, and hypothyroidism was noted in one series involving 371 consecutive systemic sclero- sis patients, together with a lower frequency of arthralgia or synovitis. 246 In the same series, the cumulative survival rate was lower at 10 years in the anti-Th positive group because of 4 deaths from pulmonary hypertension. Hirakata et aP 62 examined 91 patients with inflammatory muscle diseases and 254 controls with other rheumatic diseases: only 6 patients were anti-Th/To posi- tive, 5 with systemic sclerosis alone and 1 with PM/scleroderma overlap. No patient with iso- lated PM/DM was positive. Immunolocaliza- tion data showed that the 7-2 RNP is probably involved in ribosome biogenesis (assembly, matu- ration, and/or transport of preribosomes), be- cause the particles could be traced to the granular component of the nucleolus. 247

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342 VON MUHLEN AND TAN

Antibodies to the RNA Polymerases

The three known RNA polymerases in eukary- otes catalyze the transcription of genes from a DNA template into RNA. 248 RNA polymerase I is localized in the nucleolus, and its transcripts consist of large rRNA precursors. RNA polymer- ases II and III are in the nucleoplasm, with mRNA precursors (hnRNA) being transcribed by RNA polymerase II, and 5S rRNA, tRNA, and other small RNAs being transcribed by RNA polymerase III. The antigenic epitope in RNA polymerase II could be traced to the highly charged, heavily phosphorylated, and repetitive carboxyl terminal domain of the large 220 kD subunit. 249

Autoantibodies to the RNA polymerases tend to occur together in the same patient, seem to be very specific for scleroderma, and mostly identify individuals with diffuse cutaneous sys- temic sclerosis. 1°,21°,2a6,249 There is a high preva- lence of internal organ involvement, mainly heart and kidney, renal crisis, and a poor survival rate at 5 years of follow-up. 7 Other characteristics are male with older age onset, less peripheral vascular disease, and lower fre- quency of interstitial lung disease. Autoantibod- ies reactive with RNA polymerase I or II could be detected by immunoprecipitation in 66 and 13 of 278 scleroderma cases (24% and 5% respectively), but in none of 247 controls, includ- ing SLE, PM/DM, MCTD, and normal pa- tients. 249 Of the 13 anti-RNA polymerase II- positive patients, 10 had diffuse cutaneous systemic sclerosis and 3 had a limited form. In another study, antibodies to RNA polymerase I, as detected by immunoprecipitation, were posi- tive in 13% of patients with diffuse cutaneous systemic sclerosis. 2a6 Autoantibodies to RNA polymerase Ill were reported to be more preva- lent than topo I autoantibodies in diffuse cuta- neous systemic sclerosis in a series of 252 consecutive scleroderma patients from the same group of researchers. 1° RNA polymerase III autoantibodies were detected in 45% of diffuse cutaneous systemic sclerosis patients, in 6% of the ones with limited disease, and in no case with scleroderma overlap syndrome. The auto- antibodies were related to more extensive skin involvement; however, they were related to lower prevalences of telangiectasias, inflamma-

tory myopathy, restrictive lung disease, and severe cardiac abnormalities than patients with topo I autoantibodies. 1° Renal crisis was more frequent than in patients with RNA polymerase I autoantibodies. Anti-RNA polymerase II! au- toantibodies were specific for systemic sclerosis in that study, because they were absent in 170 sera from patients with other connective tissue diseases tested as controls. The results need to be confirmed by other investigators from differ- ent centers.

Ku Antibodies

Anti-Ku (p70/p80) are considered marker antibodies for the PM/scleroderma overlap in Japanese patients, with a sensitivity of 26% and specificity of 99%. 162 Such association seems to be different in other populations, since in our laboratory autoantibody to Ku was found in 10% of SLE sera and in none of more than 100 scleroderma or overlap syndrome patients, a An- other series from a tertiary center found 14% of anti-Ku frequency in scleroderma patients, us- ing immunoaffinity-purified Ku protein in a quantitative WB assay. 163 In that study, the prevalence of antibodies to Ku was the same in the diffuse cutaneous as well as in the limited form, indicating no special clinical association. A trend for better prognosis in the overlap patients displaying Ku autoantibodies has been reported. 8 Ki and UI-nRNP autoantibodies are other systems not infrequently seen in PM/ scleroderma overlap syndrome (7% to 19%, and 13%, respectively). 8

Antibodies Targeting the Nucleolar Organizing Region

Work done in our laboratories identified nucleolus organizer region (NOR)-90 antibod- ies as recognizing the RNA polymerase I tran- scription factor human upstream binding factor (hUBF) in the fibrillar center of the nucleo- lus. 25° NORs are regions where the nucleolus reforms after mitosis, with clusters of ribosomal RNA genes, and where Scl-70, U3-RNP/ fibrillarin, NOR-90, and RNA polymerase I antigens can be detected. 2sa NOR-90 autoanti- bodies selectively stain the NOR regions in chromosomes 13, 14, 15, and 22. 252 Rarely found in American patients with systemic sclerosis,

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AUTOANTIBODIES IN RHEUMATIC DISEASES 343

NOR-90 autoantibodies seem to be frequent in Spanish cases. In another example of divergent racial distribution of autoantibodies. 252-254 The characteristic IIF reading along the metaphase plate in dividing cells shows speckled nucleolar decoration and distinct speckles indistinguish- able from the pattern seen with RNA polymer- ase I autoantibodies (Fig 3D). One recent series from our laboratory found four of eight anti- NOR-90 positive patients with Raynaud's phe- nomenon, the only frequent clinical associa- tion. 254 The specificity of this antigen-antibody system is otherwise still largely unknown.

Mitochondrial Antibodies

Antimitochondrial antibodies are detected in a significant proportion of patients with sys- temic sclerosis, although they are more charac- teristically seen in PBC. 3°,255 In a recent study, Chou et a1256 showed that 43% of their sclero- derma patients had reactivities to the 70- and/or 50-kD components of the mitochondrial anti- gens by WB, not recognizing the 39-kD protein that is also a target in sera from PBC patients. Because one third of the patients with PBC also displayed anticentromere antibodies, an associa- tion between the two disorders was speculated. Many other investigators had already identified a subset of limited scleroderma patients with concomitant PBC. 253 From 250 sera from sys- temic sclerosis patients tested by Fregeau et al, 253 7.6% recognized the 70-kD protein associ- ated with the M2 mitochondrial complex, IgG3 being the predominant isotype. Antimitochon- drial antibodies are rare in other connective tissue diseases.

POLYMYOSITIS AND DERMATOMYOSITIS

Almost 90% of patients with PM/DM may show autoantibodies when tested by conven- tional immunofluorescence in monolayer cells or by the Ouchterlony immunodiffusion as- sayY 7,258 The best defined specificities are the ones directed to tRNA-synthetases, a group of cytoplasmic enzymes responsible for the com- plexing of each aminoacid to its cognate tRNA1~: histidyl- (Jo-1), threonyl- (PL-7), alanyl- (PL- 12), isoleucyl- (OJ), and glycyl- (EJ), antisynthe- tases (Table 4). These autoantibodies define a subgroup of patients with PM, arthralgia, and

interstitial lung disease, poor response to therapy, and higher death rates than PM pa- tients without the autoantibodies. 12 In addition, some patients also display more synovitis and Raynaud's phenomenon than PM patients with- out antisynthetase antibodies. 259-261 The preva- lence of antisynthetase antibodies may be as high as 37% in PM/DM patients. 16z Subsets of autoantibodies in PM/DM were suggested as a way of better classifying patients with idiopathic inflammatory myopathy in homogeneous groups. 12

Antibodies Targeting Jo-]

Certainly the most studied system in the group of antisynthetases is the one with autoan- tibodies directed to Jo-1 (histidyl-tRNA-synthe- tase), formerly known as PL-1. It is present in 20% to 40% of PM patients, the majority also with interstitial lung disease and the markers HLA-DR3/-DRw52, a combination termed the "Jo-1 syndrome. ''262-267 IgG1 is the major iso- type. 26s At least one study showed a clear correlation of disease activity and levels of anti-Jo-1 antibodies, 259 another group reporting that lymphocyte activation CD markers fluctu- ate with disease activity in a much more marked way in PM patients with Jo-1 autoantibodies. 269 Poor response to therapy, probably in most part due to the associated lung disease, and signifi- cantly more flares when tapering drugs are clinical characteristics also observed.~2 A recent report correlated the presence of Jo-1 antibod- ies to the diagnosis of D-penicillamine-induced myositis in a patient with RA. 27° The antibodies disappeared after cessation of the inducing drug. Nevertheless, it is generally accepted that Jo-1 autoantibodies are highly specific (> 95%) for patients with myositis and interstitial pulmo- nary fibrosis, commoner in PM than in DM, and rare in children with PM or in other connective tissue diseases. 259,271 The Jo-1 system is thus clinically useful in the differential diagnosis and follow-up of PM patients, sometimes appearing even before the interstitial lung fibrosis onset. 259

PM-Scl Autoantibodies

Other antibodies have also helped establish distinct subgroups of myositis patients, such as the anti-PM-Scl, 227 which is found in patients

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344 VON MOHLEN AND TAN

Table 4: Autoant ibodies in P M / D M

Clinical Associations IIF Pattern in Autoantibody to and Prevalence HEp-2 Cells

Jo-1 PM, ILD (18%-23% by Ouchterlony, Speckled cytoplasmic

PM-Sc[

PL-7 PL-12 SRP

EJ OJ Fer KJ

Ku

Mi-2 Mas SS-A/Ro Ul -nRNP

U2-nRNP

36% by ELISA); DM (13%); overlap syndrome (43%); poor response to therapy; high mortality

8%-12% in PM alone; PM/sclero- derma overlap (25%)

3%-5% in PM/DM; ILD 3% in PM/DM; ILD 4%-5% in PM/DM patients; occurs in

PM, not in DM; severe myositis, resistant to corticosteroid treatment

<3% in PM, ILD <3% in PM/DM; ILD <1% in PM/DM < 1% in PM; ILD, Raynaud's phenom-

enon 5%-12% in PM/DM; PM/scleroderma

overlap in orientals 15%-35% in DM; 5%-9% in PM <1% in PM/DM 5%-10% in PM/DM 4%-17% in PM/DM; overlap with SLE

and scleroderma (MCTD) 1% in PM/DM; PM/scleroderma

overlap 87% in PM/DM; 10% in other CTD

Homogeneous nucleolar and nuclear

Speckled cytoplasmic Dense speckled cytoplasmic Nucleolus and speckled cytoplasm

Cytoplasmic Not described Not described Dense speckled cytoplasmic

Homogeneous nucleoplasmic and nucleolar

Fine speckled nucleoplasmic Not described Fine speckled nucleoplasmic Speckled nucleoplasmic

Speckled nuclearoplasmic

56 kD Not described

Abbreviations: CTD, connective tissue disease; ILD, interstitial lung disease; IP, immunoprecipitation; kD, kilodaltons; MCTD, mixed connective tissue disease; PM, polymyositis; DM, dermatornyositis; PL, precipitin line; RNP, ribonucleoprotein; SRP, signal recognition particle; WB, Western blot, immunoblot.

with polymyositis alone (8% to 12%) or in a subgroup of patients with overlapping symp- toms of myositis and scleroderma (25%), 272 but not in Japanese patients. 1~2 Anti-U2-snRNP antibodies were also related to patients present- ing similar overlap features. 162

Antibodies to Signal Recognition Particle

A subgroup of adult PM patients reported by Targoff et a1273 and confirmed by Hirakata et al, 162 displayed severe myositis and/or rapid onset of PM, absence of cutaneous features, low frequency or absence of interstitial lung disease, arthritis, and Raynaud's phenomenon, as well as no clinical overlap with other connective tissue diseases. Characteristic of this subgroup and proposed as a marker system is the pres- ence of anti-SRP antibodies. Patients, usually

black females, show resistance to treatment and higher mortality. 12 In the literature, from a total of 19 patients identified as anti-SRP positive until 1992, 18 were diagnosed as PM/DM. 26~a7. 27~ The series of patients with SRP-antibodies are nevertheless too small for definitive conclu- sions to be drawn.

These autoantibodies were earlier reported by Nakao et al, 276 Reeves et al, 274 and Okada et a1275 as occurring in myositis patients. These investigators showed by nucleic acid hybridiza- tion and immunoprecipitation that the target is a unique 7SL RNA complex, with no binding to RNA itself. In WB, the antibodies recognized the 54-kD protein, one of six polypeptides with molecular weights from 9 to 72 kD that form this special cytoplasmic particle. 274 Its function is to identify signal sequences of secretory,

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AUTOANTIBODIES IN RHEUMATIC DISEASES

Table 4: Autoantibodies in P M / D M (Cont'd)

345

MW in Comments WB (kD) References

50-52 162, 259, 262-267, 269, 271,324 Antigen is histidyl-tRNA-synthetase; HLA-DR3, -DRw52 associated

Complex of 11 to 16 proteins

Antigen is threonyMRNA-synthetase Antigen is alanyl-tRNA-synthetase Particle of 6 proteins and 7SL RNA; no

ILD

Antigen is glycyl-tRNA-synthetase Antigen is isoleucyl-tRNA-synthetase Elongation factor I~x Unidentified translation factor SLE (1%-19%); scleroderma (1%-14%)

Nuclear protein complex, found in calf thymus extract

Unidentified tRNA Commonly associated with SS-B/La Proteins 33 (A), 22 (C) kD, 70 kD

Recognizes A',B" snRNPs; commonly associated with U1-nRNP

RNP component; titers related to dis- ease activity

75/100 162,228,272

thr-tRNA and 80 kD in IP Multiple tRNAs in IP, mainly 110 kD 54

162,257,260,261 162,257,261 162,261,273-276

gly-tRNA and 75-77 kDinlP 162,261,325,326 145 261,326,327 48 261 No WB reactivity 261,280 60-70/80-86 162,163,260

No WB reactivity 261,281-284

261 52/60 257,261 22/33/70 76,77,260

162,261

56 261,328,329

lysosomal, and membrane proteins, attach to them through the 54-kD protein, and bind their nascent transcripts to specific receptors in the endoplasmic reticulum, regulating the transloca- tion of proteins across the organelle. 272-278

KJ Autoantibodies

KJ autoantibodies identify the same clinical group of patients as those with anti-synthetase antibodies, but the antigen is as yet unknown. 28° It is probably not a synthetase due to lack of inhibition of the enzyme activity with the origi- nal serum, a general finding when using anti- Jo-1 positive or other antisynthetase sera. Also, antisynthetase antibodies precipitate their cog- nate tRNA, a property not found with anti-KJ positive sera. 28° Interestingly, the same research- ers reported that several patients with antisyn- thetase antibodies, as well as those only two

with anti-KJ so far described, display weak anti-SS-A/Ro activity.

Other Autoantibodies

Other antigen-antibody systems described in PM/DM patients are either exceedingly rare (anti-Fer, anti-Mas), or frequent but nonspe- cific, like antibodies targeting cytoskeletaI com- ponents of nonmuscle cells (86% prevalence), skeletal muscle myosin (90%), or myoglobin (71%). 261 Mi-2 antibodies are found almost exclusively in DM patients in all clinical sub- groups: adult DM (22%), juvenile DM (14%), overlap syndromes with DM, and malignancy with DM. 261,281-283 There is a reported low preva- lence of interstitial lung disease 2s3 and an asso- ciation with HLA-DR7. 284 Overall, anti-Mi-2 are considered the only marker antibodies for

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346 VON MOHLEN AND TAN

DM, but the results need to be confirmed by other investigators.

SJOGREN'S SYNDROME

Primary SS is characterized by autoantibod- ies to small nuclear/cytoplasmic ribonucleopro- tein particles in more than 90% of the patients (Table 5), and their presence is suggested as

one of the main criteria for disease classifica- tion. 285 Organ-specific autoantibodies, such as the ones binding to salivary duct epithelium, are also not uncommon.

Autoantibodies targeting SS-A / Ro and SS-B / La

The Ro system was described in 1969 by Clark et al in sera from patients with SLE. 287 In

Table 5: Autoant ibodies in SS

Clinical Associa- Autoantibody tions IIF Pattern in MW in

to and Prevalence HEp-2 Cells Comments WB (kD) References

SS-A/Ro 88%-96% in primary Fine speckled In most cases associated 52/60 107, 113, 294, SS; vasculitis; nucleoplasmic; in with SS-B/La; also 296, 314 hypergamma- some substrates occurs in 3%-10% of globulinemia; RF ANA is negative RA patients; HLA-DR3, positive; leuco- -DRw52, -B8 associated penia

SS-B/La 71%-87% Fine speckled In most cases associated 48 1,294, 315 nucleoplasmic with SS-A/Ro

Ku Homogeneous SLE (1%-19%); sclero- 60-70/ 163 nucleoplasmic derma (1%-14%) 80-86 and nucleolar

Speckled nucleo- 28-32 8, 180 plasmic

20%

Ki/SL Nonspecific, also found in scleroderma (7%), in PM/scleroderma overlap syndrome (7% to 19%), Hashimoto's thyroiditis, isolated autoimmune thrombo- cytopenia, idiopathic interstitial lung disease

HMG-17 11% Not described Also found in SLE, MCTD, 9-17 168-171,319 RA, and normals; anti- gens associated with active chromatin

hUBF, active in the regu- lation of rRNA tran- scription

2%-8% in primary SS, also occurs in SLE

NOR-90 Secondary SS with RA and pulmo- nary fibrosis in Japanese patients

p80-coilin 4%

Speckled nucleolar 89/93 300 doublet

80 302,303 Distinct speckled Antigen localizes in nucleoplasmic (1 nuclear coiled bodies to 8 dots/cell) with unknown function

NuMA Rare Spindle poles in Nuclear protein associ- 200-250 142, 304 metaphase cells ated with the mitotic

apparatus during mito- sis; proposed function is postmitotic chromo- somal reorganization

Abbreviations: ANA, antinuclear antibodies; HMG, high mobility group; hUBF, human upstream binding factor; MCTD, mixed connective tissue disease; NOR, nucleolar organizing region; NuMA, nuclear mitotic-associated protein; PM, polymyositis; RA, rheumatoid arthritis; RF, rheumatoid factor; SS, Sj6gren's syndrome; SL, sicca lupus; SLE, systemic lupus erythematosus; WB, Western blot, immunoblot.

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AUTOANTIBODIES IN RHEUMATIC DISEASES 347

1975, in our laboratories, three different autoan- tibodies were detected in sera from patients with SS. They were named SS-A and SS-B (those found only in patients with primary SS) and SS-C (those found in patients with second- ary SS associated with RA). 2s8 SS-C was later seen to be RA nuclear antigen (RANA), a nuclear antigen recognized by RA sera in cells infected by Epstein-Barr virus. 289 Thanks to a collaborative effort between the laboratories that had described the Ro and La systems at one side and our laboratories at the other side, Alspaugh and Maddison were able to show in 1979 that the antigens recognized by anti-Ro and anti-La positive sera were, respectively, the same antigens as the ones targeted by anti-SS-A and anti-SS-B positive sera. 29°

The immune response to SS-B/La appears linked to the one directed to SS-A/Ro, so that either one or the other antibody seldom appears alone in SS. 29~ It seems not to be the case in SI_,E, where autoantibodies to SS-A/Ro can be seen without the ones to SS-B/La in the same patient, and where the patients are generally younger. 286

The SS-A/Ro and SS-B/La autoantibodies in SS are clinically associated with increased fre- quency of purpura, hypergammaglobulinemia, severe salivary gland dysfunction, parotid swell- ing, presence, and titer of rheumatoid factor, lymphopenia, and leukopenia. ~°7,292-294 Normal older adults with the antibodies displayed im- paired exocrine gland function in a recent study, with symptoms of dry eyes and dry mouth. 39 When patients with primary SS are analyzed for the presence of isolated SS-A/Ro autoantibod- ies, they are found to have extraglandular mani- festations much more frequently than those negative for the antibodies, with symptoms of vasculitis, lymphadenopathy, and anemia, as well as laboratory findings of cryoglobulinemia and positive rheumatoid factor.~°7 Another inter- esting clinical aspect is that marly patients with primary SS and autoantibodies to SS-A/Ro or SS-B/La will also fulfill criteria for SLE, be- cause of the higher prevalence of vasculitis, serositis, and cytopenias. 293 Patients without detectable amounts of anti-SS-B/La in the se- rum may test positive in the saliva, reflecting the findings of salivary gland periductal depositions of the autoantibody. 295 Although these autoanti-

bodies are seen in the majority of patients with primary SS, their contribution to the disease pathogenesis is unknown.

A characteristic immunogenetic feature of white and black patients with SS-A/Ro/SS- B/La autoantibodies and primary SS is the high prevalence of the antigens HLA-B8, -DR3, and _ DRw52.90,286,293,294,296-298

Other Autoantibodies (NOR-90, Ku, p80-coilin)

Our observations in 14 patients with NOR-90 autoantibodies did not show any correlation with specific diseases, 241,254,299 (unpublished re- sults). The antibodies were positive in sclero- derma, SLE, juvenile SLE, RA, SS, undifferen- tiated connective tissue disease, PBC, IgA nephropathy associated with hypothyroidism, malignant melanoma, and hepatocellular carci- noma patients. In a recent Japanese study, Fujii et al 3°° reported the prevalence of anti-NOR-90 positive sera as 4.7% among 85 sera giving nucleolar staining in IIF. All 4 positive patients in this series, 3 with RA and 1 with interstitial lung disease, had SS and no scleroderma fea- tures. In the 10 patients seen by Rodriguez- Sanchez et al, 252 only 1 had SS. The others were diagnosed as scleroderma (n = 5), RA (n = 1), angioedema (n = 1), and unknown (n = 2).

Only one study reported 20% of SS patients with Ku autoantibodies in WB, a seemingly high prevalence. ~63 Antibodies to p80-coilin were de- scribed in our laboratory, 3°v3°3 giving a charac- teristic staining pattern in IIF of HEp-2 cells (Fig 2G). The antigen is localized in nuclear coiled bodies, which sometimes segregate to the nucleolus. Its function is still unknown, but a partial cDNA clone has been isolated? °~ A small number of patients with primary SS dis- play p80-coilin autoantibodies (4%), a specific- ity that is also infrequently found in SLE and PBC patients. 3m,3°4

In this review, we decided not to discuss anti-neutrophil cytoplasmic antibodies (ANCA), rheumatoid factor, and the venereal disease research laboratory (VDRL) test. ANCA is under extensive investigation and would merit a review of its own. Rheumatoid factor is closely associated with RA, a disease not discussed here in depth. Whether RA should be called an autoimmune disease is debatable; we decided to exclude RA in this review. The VDRL test has

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348 VON MUHLEN AND TAN

been available for many years and there is no new work in this area. The reader is referred to the section on SEE to get insights on other methods of antiphospholipid antibodies testing.

AUTOANTIBODIES AND THE PATHOGENESIS OF CONNECTIVE TISSUE DISEASES

It is improbable that most of the autoantibod- ies described are involved in direct tissue injury in different connective tissue diseases, 1,13 with the exception of dsDNA and histone autoanti- bodies. Even considering that many autoantibod- ies were shown to inhibit the function of their cognate antigens in vitro 3°5,3°6 (Table 6), autoan- tibodies would have to gain access through cell membranes to bind to intracytoplasmic or intra- nuclear/intranucleolar antigens. Normally these autoantibodies, which are normal Igs in struc- ture and function, would not be expected to enter living cells. Because DNA and histones were shown to exist in the extracellular fluids, where they are accessible to antibodies, com- plexes of DNA-ant i -DNA or histone-anti- histone antibodies could be generated. Such complexes can activate complement and the coagulation and kinin systems, leading to local

Table 6: Autoantibodies That Were Shown to Inhibit Cellular Functions

Type of Autoantibody Function Inhibited

DNA topoisomerase I Modification of DNA

Proliferating cell nuclear

antigen Pyruvate dehydrogenase

E2 rRNP phosphoproteins RNA polymerase I

RNA polymerase II

RNA polymerase Ill

Sm/UI-nRNP

tRNA synthetases (Jo-1, PL-7, PL-12)

topology Polymerase S-regulated

DNA replication Lipoic acid binding to

mitochondrial enzymes mRNA translation 28S and 18S rRNA syn-

thesis Transcription of mRNA

precursors 5S rRNA, tRNA, other

small RNAs synthesis Splicing of precursor

mRNA Charging of tRNAs with

aminoacid residues

Abbreviations: rRNP, ribosomal ribonucleoprotein; Sm, Smith antigen; mRNA, messenger RNA; tRNA, transfer RNA. Data from Tan and Chan 3°5 and Tan. 3°6

inflammatory reactions with clinical manifesta- tions such as vasculitis or glomerulonephritis. On the other hand, the fact that many autoanti- bodies can be shown months or years before the clinical expression of disease, like anti-topo I or anticentromere autoantibodies in scleroderma, s speaks against the hypothesis that they are just epiphenomena emerging through inflammatory events leading to exposure of enclosed or seques- tered antigens after cell death.

Another very interesting aspect is the target- ing by autoantibodies of epitopes, which repre- sent the active sites of the polypeptides involved in each antigen-autoantibody system. 1,13,299,3°5 Unlike antibodies raised in experimental ani- mals that often recognize denatured epitopes, the binding of autoantibodies occurs commonly at conformational determinants that are often functional domains of the cognate antigens. Hence, the suggestion that activated forms of intracellular particles participating in biosyn- thetic functions are driving the immune re- sponse. 3°7 An antigen-driven mechanism is also supported by studies on immunoglobulin gene usage in autoantibodies to DNA, where somatic mutations in V region genes are consistent with antigen-driven maturation. 3°8 Such antigen- driven responses would be facilitated depend- ing on whether HLA molecules are capable of presenting the correct antigens to immunocom- petent lymphocytes. 3°9,3~° In other words, in a genetically susceptible individual, the way pep- tides are presented to immunocompetent cells may bypass tolerance mechanisms and autoanti- bodies would be formed. For more comprehen- sive analyses of those questions, the reader is referred to recent published reviews. 311-313

Synthesis of the available data suggest that the autoimmune response is antigen driven and that the antigen is a subcellular particle or a multimolecular complex involved in important and sometimes essential cellular function. Most probably, the immunogen is in its activated form, because functional active sites are very frequently targeted by autoantibodies.l,3°7

ACKNOWLEDGMENTS

The authors thank E.K.L. Chan for reviewing the manu- script and R. Rubin for providing an update of Table 2.

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AUTOANTIBODIES IN RHEUMATIC DISEASES 349

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