Assessing Risk Culture - Institute of Internal Auditors · The IIA Philadelphia Chapter 2019 Spring...
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5/2/19 1 GRC Panel Discussion The IIA Philadelphia Chapter 2019 Spring Summit - May 3, 2019 ‘Elevating Performance - Taking a Leadership Role in Raising the Standards’ Assessing Risk Culture DISCLAIMER, TRADEMARK, AND COPYRIGHT NOTICE PHILADELPHIA CHAPTER OF THE IIA • The Philadelphia Chapter was established in 1943, and is the 5th affiliate chapter of The Institute of Internal Auditors (IIA). The Philadelphia Chapter, its board of governors, its officers, The IIA , and today’s presenters are not responsible or liable for any acts or omissions and specifically disclaim any and all responsibility or liability for acts or omissions. • The material contained herein or communicated is for informational purposes only and should not be construed as accounting, financial, tax, or legal advice. Please seek guidance specific to your questions or concerns from qualified advisors. • All content including graphics or art work is protected by law and may not be duplicated in any form with out the express written permission from the Philadelphia Chapter. • © 2015 Philadelphia Chapter of the IIA IIA PHILADELPHIA CHAPTER 2019 SPRING SUMMIT #SpringSummit2019 Kimberly Dickerson – Region Managing Director, Protiviti Kimberly has spent the last 13 years in Protiviti’s Risk and Compliance practice where she focuses on assisting financial institutions in building and strengthening their risk management frameworks, testing and designing processes for regulatory compliance, assessing and improving control environments, and improving risk management processes and reporting. Kimberly Dickerson is the Region Managing Director for Protiviti’ Northeast Region and serves as the Metro DC Office and Market Leader. Kimberly was named a Top 25 Consultant by Consulting Magazine in 2015. Prior to joining Protiviti, she spent 15 years working for top 5 U.S. banks. Bradley Hoffman - SVP in Technology Risk for Macquarie Asset Management Bradley is an ex-Big 4 (PwC) external IT auditor with 12 years experience in a number of roles based in Philadelphia and Sydney. Bradley is involved in the Philadelphia community and currently is the Director of the Philadelphia chapter of a non-profit focused on connecting Jewish business leaders and entrepreneurs with startups.” Bridget Keller – Manager, Fidato Partners’ Risk Management Bridget is a manager practice and has been with the firm since 2017. With nearly 10 years experience in financial reporting, technical accounting, audit and compliance, Bridget has successfully led multiple engagements with high client satisfaction. Jennifer Morelli – Senior Manager, Business Consulting with Grant Thornton She is a leader of the national Organizational Change Management team. Jennifer has deep experience enabling organizations to transform across a broad range of industries through a deliberate focus on the ‘people side of change’. Jennifer supports organizations through organizational, cultural, process and technology transformations leveraging her expertise in training and communication strategy, development and delivery as well as organizational impact analysis, culture assessments, process improvement and project management. #SpringSummit2019 IIA PHILADELPHIA CHAPTER 2019 SPRING SUMMIT
Transcript of Assessing Risk Culture - Institute of Internal Auditors · The IIA Philadelphia Chapter 2019 Spring...
5/2/19
1
GRC Panel Discussion
The IIA Philadelphia Chapter2019 Spring Summit - May 3, 2019‘Elevating Performance - Taking a Leadership Role in Raising the Standards’
Assessing Risk Culture
DISCLAIMER, TRADEMARK, AND COPYRIGHT NOTICEPHILADELPHIA CHAPTER OF THE IIA
• The Philadelphia Chapter was established in 1943, and is the 5th affiliate chapter of The Institute of Internal Auditors (IIA). The Philadelphia Chapter, its board of governors, its officers, The IIA , and today’s presenters are not responsible or liable for any acts or omissions and specifically disclaim any and all responsibility or liability for acts or omissions.
• The material contained herein or communicated is for informational purposes only and should not be construed as accounting, financial, tax, or legal advice. Please seek guidance specific to your questions or concerns from qualified advisors.
• All content including graphics or art work is protected by law and may not be duplicated in any form with out the express written permission from the Philadelphia Chapter.
• © 2015 Philadelphia Chapter of the IIA
IIA PHILADELPHIA CHAPTER 2019 SPRING SUMMIT #SpringSummit2019
Kimberly Dickerson – Region Managing Director, Protiviti Kimberly has spent the last 13 years in Protiviti’s Risk and Compliance practice where she focuses on assisting financial institutions in building and strengthening their risk management frameworks, testing and designing processes for regulatory compliance, assessing and improving control environments, and improving risk management processes and reporting. Kimberly Dickerson is the Region Managing Director for Protiviti’ Northeast Region and serves as the Metro DC Office and Market Leader. Kimberly was named a Top 25 Consultant by Consulting Magazine in 2015. Prior to joining Protiviti, she spent 15 years working for top 5 U.S. banks.
Bradley Hoffman - SVP in Technology Risk for Macquarie Asset ManagementBradley is an ex-Big 4 (PwC) external IT auditor with 12 years experience in a number of roles based in Philadelphia and Sydney. Bradley is involved in the Philadelphia community and currently is the Director of the Philadelphia chapter of a non-profit focused on connecting Jewish business leaders and entrepreneurs with startups.”
Bridget Keller – Manager, Fidato Partners’ Risk Management Bridget is a manager practice and has been with the firm since 2017. With nearly 10 years experience in financial reporting, technical accounting, audit and compliance, Bridget has successfully led multiple engagements with high client satisfaction.
Jennifer Morelli – Senior Manager, Business Consulting with Grant ThorntonShe is a leader of the national Organizational Change Management team. Jennifer has deep experience enabling organizations to transform across a broad range of industries through a deliberate focus on the ‘people side of change’. Jennifer supports organizations through organizational, cultural, process and technology transformations leveraging her expertise in training and communication strategy, development and delivery as well as organizational impact analysis, culture assessments, process improvement and project management.
#SpringSummit2019IIA PHILADELPHIA CHAPTER 2019 SPRING SUMMIT
5/2/19
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What is Risk Culture?
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What are the top reasons to conduct an Organizational Culture Assessment?
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How do you assess a company’s Mission, Value, and Beliefs
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What are the keys to a successful cultural alignment?
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What are typical things that can go wrong during a cultural alignment?
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How can assessing risk culture within your organization help with Internal Audit?
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Questions ???
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IIA PHILADELPHIA CHAPTER 2019 SPRING SUMMIT #SpringSummit2019
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