Mohamed Asif Mobile: +971-55 573 66 06Email: asifna1408@gmail.com

CAREER OBJECTIVE To enhance & contribute the best of my learning, knowledge and experience to an esteemedorganization. Looking to work with multiple responsibilities by sharing my skills/experience oncompetitive environment and to productively contribute towards the growth of the Organizationand thus grow professionally.

SUMMARY

Had been a part of operation department as a Manager ( Compliance , Branch Operations )with 7 years of experience in a reputed exchange in U.A.E,where I got exposure in FX Market, Anti money laundering, Preventing counterfeit money. Solution oriented approach with excellent relationship management skills, successfully andconsistently delivering the responsibilities thereby streamlining operations leading to revenuegeneration and profitability.

Al Ansari Exchange LLC based in U.A.E and is one of the largest and most reputed Money Exchange House in the Middle East and has been serving it's valued customer since 1966

Current EmployerCompany Name : Al Ansari Exchange Co.Term : From April 2008 to till date.Nature of Company : Banking / FinancialPosition Title : Manager ( Compliance, Branch operations)

Purpose: To play a leadership role in overall Branch operations, Dealings, Compliance Risk Management.

Job Description

Develop and implement Anti Money Laundering policies and procedure in accordance with the local laws and regulations reflecting Financial Action Task Force (FATF)

Develop and deliver effective training courses to staff.

Identify , review and eliminate compliance procedural risks while keeping the company executives abreast of such situations.

Review and assess customer business relationship and the associated risks, advises the executives of such risks.

Oversee the compliance function to ensure overall effectiveness. Ensure mandated responsibilities are performed by compliance regime as expected.

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Ensure effective transaction surveillance system is in place and the compliance officer or Unit compliance Officer performs his responsibilities as mandated.

Review and revise internal policies and procedures in line with any subsequent or future amendments or new compliance regulations. Ensure appropriate training is provided as appropriate.

Successfully implementation and prompt reporting of regulatory reports in accordance with the Federal law and U.A.E central bank regulations.

Successfully implementation and execution of surveillance reports/ system for detecting unusual/ suspicious transactions in accordance with the policies and procedures in compliance to the U.A.E Central Bank Regulations.

Performing customer due diligence on subsequently huge amount and those transactions looks unusual/ suspicious in order to establishes the beneficial ownership of fund and for sustaining the purpose of remittance with known source of his / her income.

Executing reports and performing surveillance and due diligence on all type of remittance and other transactions on periodical and threshold basis.

Conducting surveillance , verify and scrutinize the activities in the accounts of the customers. Preparation and submission of compliance / due diligence information / data in respect of all

remittance transactions routing through correspondent banks in order to comply with correspondent compliance policy

submission of compliance / due diligence report to our correspondent banks on periodical basis

Preparation of appreciation letters to those staffs fully adhere to the policy and procedures in accordance with the policies and procedures in compliance to U.A.E Central Bank regulations.

Preserving all the reports , records , identification and other related documents pertain to customer obtained for conducting surveillance and due diligence

preserving the require registers and records of UPS / Suspicious transactions / customer reported to regulators.

Conducting physical verification of place of business of randomly selected entities, regularly that does money transaction with us.

Responsible for regularly educating branch staffs for complete adhere to AML procedure and Policies.

Responsible for regularly educating the branch staffs for complete adherence and compliance to the circulars issued as addendum / updating to the policies and procedures in compliance to local/ international Law and regulations concerning Anti money Laundering

Responsible for internal Reporting Of Unusual / potentially Suspicious transaction, if detected while conducting the surveillance or monitoring the transactions

Ensure the system is effectively detecting and reporting transactions in the names of Black listed individuals / Companies and submit the report to compliance officer for an appropriate action.

Ensure branch compliance officers / customer service staffs are continuously monitoring the transactions and are conducting the transactions in accordance with the policies and procedures in communicate to U.A.E Central bank Regulations.

Ensure that branch compliance officers/ Customer service staffs are having sufficient knowledge and fully abreast with the guidelines to identify suspicious transactions/ customers.

Responsible to ensure that all branch staff members perform their work in full responsibilities and dedication and are maintaining strict discipline / Office decorum and proper dress code.

Ensure that all Assets of the branch are fully protected against all risks / completely follow the operational policies at all times.

To achieve the desired Sales and marketing targets given by the management. Verify each Tellers cash at the close of their duty and guide them to pay out surplus holding to

duty cashier. Report embezzlement of cash if any noticed to Head Office immediately.

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Ensure that all cashiers have placed their cash box in safes. Safes and premises are properly locked and arrange for dual custody of safe key over night.

Ensure the office premises / customers service area is clean and hygienic. All security devices, office equipments and fittings are intact. Have to report for prompt service or replacement to respective department.

Mark Over time and Under time register promptly on daily basis. Assign suitable staff member to dispatch relevant report / statements to Head office on daily basis / according to requirement.

Ensure maximum capital rotation is made and no unwanted holding of cash are eliminated at all Tills

Demonstrate leadership skills by extending timely support, guidance,advise to sub ordinates and create team spirit among them to achieve maximum turnover and targeted profitability

Ensure employees are punctual and reporting absence and abnormality to Area Manager.Key Relationship Contacts

Compliance Manager ( Operations ) Treasury Manager Operation Manager General Manager ( Operations ) Area Managers Anti Money laundering Team Training Manager Unit Compliance Officer Internal and External Auditors Customer Service representatives

Authorities and Impact Development and implementation of internal policies procedures and control Reporting Unusual transactions to Compliance manager ( Operations ) Liaise with the U.A.E central bank for seeking their guidelines as and when considered

appropriate. Recruit quality staffs for compliance functions Communicate with staff enterprise wide.

Key Qualifications Self-motivated Leadership Initiative Knowledge of Anti Money Laundering Law and regulations Ability to develop policies and procedures. Knowledge of business Strong communication information seeking and sharing investigative Ability to evaluate and handle suspicious transactions Analytical and logical thinking Assertiveness Data manipulation Adept at learning new techniques.

Educational Qualifications:

Master of Business Administration (2015 )Manipal University, INDIA

Bachelor of Business Administration (2007 )

Calicut University INDIA

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Languages known: English, Hindi Malayalam & Arabic (Basic).

PERSONAL DETAILS:Date of Birth : October 14h, 1984.Gender : MaleContact Numbers : +971- 55 573 66 06Nationality : Indian.

I hereby affirm that the information in this document is accurate and true to the best of my

knowledge.

Mohamed Asif Nambyatheyil Abdu

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