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Article 16

Article 1626

EQUALITY OFOPPURTUNITY INPUBLIC EMPLOYMENT

Submitted To: Submitted By:Dr. Shruti Bedi Harkiran Singh Brar 87/10 IVth SemesterACKNOWLEDGEMENT

I owe a great many thanks to a great many people who helped and supported me during the writing of this project.My deepest thanks to my Constitutional Law Lecturer, Dr. Shruti Bedi, the Guide of the project for guiding me and correcting various documents of mine with attention and care. She has taken pain to go through the project and make necessary corrections as and when needed.I would also thank my Institution and my faculty members without whom this project would have been a distant reality. I also extend my heartfelt thanks to my family and well-wishers.

TABLE OF CONTENTSINTRODUCTION4Article 16 vs. Article 154Equality of Opportunity- State may lay down Qualifications or Conditions [Article 16(1)]5Members of Separate and Independent Classes of Service6Educational Qualifications as Basis of Classification6Matters Relating to Employment or Appointment6Cut-off Date for Eligibility7Equality of Opportunity- Process of Selection7Written Test vis-a-vis Viva Voice Test7Annual Confidential ReportCommunication of Entries7Filling up Posts Over and Above Those Advertised8Regularisation of Ad Hoc Employees8No Discrimination on the Ground of Religion, Race, Etc. [(Article 16(2)]8Requirement as to Residence in a State [Article 16(3)]9Reservation of Posts for Backward Classes [Article 16(4)]10Article 16(4) is not an Exception to Article 16(1)10Scope of Article 16(4)11Justice Ram Nandan Committee-Creamy Layer13Reservation in Super-Specialities13Backward Classes U/A 16(4)14Article 16(4) & Article 33516Article 16(4) of the Indian Constitution and the Hohfeldian concept of Rights:17Reservation in PromotionSeventy-seventh Amendment, 1995 [Article 16(4A)]20Exclusion of 50% Ceiling w.r.t. Carry Forward Reserved Vacancies [Article 16(4B)]20Reservation in Promotion: Catch-up Rule Negated- 85th Amendment, 200121Principles of Reservation do not apply to Isolated Post21Offices under a Religious or Denominational Institution [Article 16(5)]22Equal Pay for Equal Work22ARTICLE 16 AS A BUNDLE OF CONTRADICTIONS24AN EPILOGUE25BIBIOGRAPHY26

INTRODUCTIONPart III of the Constitution of India, titled as Fundamental Rights (Articles 12 to 36), secures to the people of India, certain basic, natural and inalienable rights. The inclusion of a chapter on Fundamental Rights, in the Constitution, is in accord with the trend of modern democratic thought. These rights are basic to a democratic polity. The guarantee of certain basic human rights is an indispensable requirement of a free society.RIGHT TO EQUALITY (Articles 14 to 18) The first Fundamental Right secured to the people of India is the Right to Equality. It has the following provisions:1. Equality before Law or Equal Protection of Laws (Article 14)2. Prohibition of Discrimination Against Citizens (Article 15)3. Equality of Opportunity in Public Employment (Article 16)4. Abolition of Untouchability (Article 17)5. Abolition of Titles (Article 18)EQUALITY OF OPPORTUNITY IN MATTERS OF PUBLIC EMPLOYMENT(Article 16)Another particular application of the general principal of equality or protection clause enshrined in Article 14 is contained in Article 16.Clause (1) of Article 16 guarantees to all citizens, equality of opportunity, matters relating to employment or appointment to any office under the State. (2) further strengthens the guarantee contained in Clause (1) by declaring that No citizen shall, on grounds only of religion, race, caste, sex, descent, place of birth, residence or any of them, be ineligible for, or discriminated against in respect of, any employment or office under the State. Clauses (3), (4) and (5) of Article 16 contain exceptions to the rule of equality opportunity, embodied in Clauses (1) and (2).Article 16 vs. Article 15Article 16 is applicable only in case of employment or appointment to an official under the State.Article 16 is similar to Article 15 in one respect, i.e., both these provisions prohibit discrimination against citizens on specified grounds. However, Article is wider in operation than Article 16. While, Article 16 prohibits discrimination only in respect to one particular matter, i.e., relating to employment or appointment to posts under the State, Article 15 lays down a general rule and prohibits discrimination in respect to all or any matters. In respect, Article 16 is wider than Article 15, i.e., the grounds on the basis which discrimination is prohibited. While, Article 15 prohibits discrimination on any of the five grounds, i.e., religion, race, caste, sex or place birth, Article 16 contains seven prohibited grounds, i.e., religion, race, caste, descent, place of birth or residence. Article 15 does not contain descent residence as the prohibited grounds of discrimination. However, both Articles can be invoked by citizens only.Equality of Opportunity- State may lay down Qualifications or Conditions [Article 16(1)]

Article 16 does not prevent the State from prescribing the requisite qualifications and the selection procedure for recruitment or appointment. It is further open to the appointing authority to lay down such pre-requisite conditions of appointment as would be conducive to the maintenance of proper discipline amongst government servants. The qualifications prescribed may, therefore, besides mental excellence, include physical fitness, sense of discipline, moral integrity, and loyalty to the State.However, the qualifications or the selective test must not be arbitrary. These be based on reasonable ground and must have nexus with the efficient performance of the duties and obligations of the particular office or post. Also, the qualifications cannot be altered and applied with retrospective effect. In Pandurangarao v. Andhra Pradesh Public Service Commission, the rule relating to qualifications for the appointment to the posts of District Munsiffs, by direct recruitment prescribed that the applicant must have been practising as an Advocate in the High Court and he must have been actually practising in the Courts of Civil or Criminal jurisdiction in India for a period less than three years. The High Court in this context meant Andhra Pradesh High Court. The object was that the persons to be appointed to the posts of District Munsiffs must be having knowledge of local laws as well as knowledge of the regional language and adequate experience at the bar. The application of the petitioner, qualified in all other respects except that he was not at that time, practicing as an Advocate in the Andhra High Court but in Mysore High Court, was rejected.The Supreme Court held that the Rule which requires that only a lawyer practicing in the Andhra Pradesh High Court, had introduced a classification between one class of Advocates and the rest and the said classification was irrational inasmuch as there was no nexus between the basis of the said classification and the object intended to be achieved by the relevant Rule, i.e., knowledge of local laws as well as regional language and adequate experience at the bar. The Rule was struck down as unconstitutional and ultra vires.Members of Separate and Independent Classes of ServiceThere can be no rule of equality between members of separate and independent classes of services.In All India Station Masters Association. v. General Manager, Central Railway, a Rule which provided for the promotion of Guards to the posts of Station Masters while ignoring the Road-Side Station Masters, was held to be valid, since, the Guards and Roadside Station Masters were recruited separately and trained separately and had separate avenues of promotions. They, thus. formed two distinct and separate classes and for that reason there was no scope for predicating equality or inequality of opportunity in the matters of promotion.Educational Qualifications as Basis of ClassificationEducational qualifications can justifiably be made a basis of classification for purposes of promotion to higher post.In State of J, & K. v. T.N Khosa, the Supreme Court upheld the Jammu & Kashmir Engineering (Gazetted Service) Recruitment Rules, 1970, where under only graduate Assistant Engineers were eligible for promotion to the post of Assistant Executive Engineers. Minimum qualifications fixed for a post are relevant not only for direct recruitment but also for promotion and absorption. In Madhya Pradesh Electricity Board v. S.S. Modh, the respondent. who was working as Sub-Overseer in the Chambal Hydel Scheme, Gandhisagar, was refused absorption as Assistant Engineer under the Board on the merger of Hydel Scheme with the Board, since he did not possess the minimum educational qualifications, required for being appointed as Assistant Engineer under the Board, though his colleagues possessing the qualifications were so absorbed. The Supreme Court held the action of the Board as not violative of Article 16(1).Matters Relating to Employment or AppointmentThe words matters relating to employment or appointment explain that Article 16(1) is not restricted to the initial matters, but applies to matters both prior and subsequent to the employment, which are incidental to the employment and form part of the terms and conditions of employment. Article 16(1), therefore, would have application in the matters relating to initial appointments, subsequent promotions, termination of service, abolition of posts, salary, periodical increments, grant of additional increment, fixation of seniority, leave, gratuity, pension, age of superannuation, compulsory retirement, etc. The expression appointment is said to take in, direct recruitment, promotion or transfer. The principle of equal pay for equal work has also been interpreted to be the constitutional goal of Article 16(1).Cut-off Date for EligibilityIt is well settled, supported by several decisions of the Apex Court that the cut-off date by reference to which the eligibility requirement must be satisfied by the candidate seeking a public employment is:(i)the date appointed by the relevant service rules;(ii) if there be no cut-off date appointed by the rules, than such date as may be appointed for the purpose, in the advertisement calling for applications; that(iii)If there be no such date appointed then the eligibility criteria shall be applied, by reference to the last date appointed, by which the applications have to be received by the competent authority.Equality of Opportunity- Process of SelectionRecruitment to public services should be held strictly in accordance with the terms of advertisement and the recruitment rules. Deviation from the rules allows entry to ineligible persons and deprives many others who could have competed for the post. It is ruled that public contracts are not largesse.As regards the process of selection the Apex Court in Lila Dhar v. State of Rajasthan, pointed out that the object of any process of selection for entry into public service was to secure the best and the most suitable person for the job, avoiding patronage and favouritism.Written Test vis-a-vis Viva Voice TestHolding that it was not for the Court to lay down whether interview test should be held at all or how many marks should be allowed for interview test, the Court in Lila Dhar v. State of Rajasthan, said that the marks must be minimal so as to avoid charges of arbitrariness, though not necessarily always. The Court opined that rigid rules could not be laid down in these matters and that the matter might more appropriately be left to the wisdom of the experts.As regards the allocation of marks for viva voce vis-o-vis the marks for written examination, it has been held that there cannot be any hard and fast rule of universal application. It would depend upon the post and nature of duties to be performed.Annual Confidential ReportCommunication of EntriesIn Dev Dutt v. Union of 1ndia, the Apex Court, holding that fairness and transparency in public administration enquired that all entries whether, poor, fair, average, good or very good, in the ACR, must be communicated, ruled that non-communication of even a single entry which might have the effect of destroying the career of an officer, would be arbitrary and as such violative of Article 16 read with Article 14.Filling up Posts Over and Above Those AdvertisedThe practice of selecting and preparing large list as compared to vacancy position by the Service Selection Board has been deprecated by the Supreme Court in various decisions. Selection of more candidates than mentioned in the requisition has been held without jurisdiction. It has held that appointment on additional posts would deprive candidates who were not eligible for appointment to the posts on the last date for submission of application, of the opportunity of being considered for appointment, on the additional posts.The Supreme Court, in Madan Lal v. State of J. & K., held that since the requisition in the present case was to fill only 22 posts, and the Commission had selected 20 candidates, the appointments to be effected out of the said test would be on 11 posts and not beyond 11 posts.However, mere calling more number of candidates for interview than prescribed under the rules does not vitiate the selection.Further that the Government is under no obligation to fill up all the posts for which requisition and advertisement are given.Regularisation of Ad Hoc EmployeesThe Supreme Court has deprecated the regularisation and absorption of persons working as part-time employees or on ad hoc basis, as it had become a common method of allowing back door entries.In State of U.P v. Ram Adhar, the Apex Court ruled that a temporary employee had no right to the post. There was no principle of law, the Supreme Court in State Of Karnataka v. Umadevi said, that a person appointed in a temporary capacity had a right to continue till regular selection. Long continuance of such employees on irregular basis, would not entitle them, to claim equality with regularly recruited employees.No Discrimination on the Ground of Religion, Race, Etc. [(Article 16(2)]

Clause (2) of Article 16 declares No citizen shall, on grounds only of religion, race, caste, sex, descent, place of birth, residence or any of them, be ineligible for, or discriminated against in respect of, any employment or office under the State.The expression discriminated against the word only in Article 16(2) bear the same meanings as in Article 15. Therefore, if the differentiation and bias are based on any of the grounds mentioned in Article 16(2), the impugned law or State action becomes ipso facto repugnant to the Constitution.In Gazula Dasaratha Rama Rao v. State of Andhra Pradesh, the Supreme Court struck down Section 6(1) of the Madras Hereditary Village Offices Act, 1895 which had required the Collector to appoint Village Munsiffs from amongst descendants of the last holders of the offices, Descent being a forbidden ground of classification.In C.B. Muthamma v. Union of India, the Supreme Court held Rule 8(1) of Indian Foreign Service (Conduct and Discipline) Rules, 1961 and Rule 18(4) of the Indian Foreign Service (Recruitment, Cadre Seniority and Promotions) Rules, 1961, as discriminatory against women. Rule 8(1) provided that a woman member of the service would obtain permission of the Government, in writing, before her marriage was solemnised and could be required to resign from service after her marriage, if the Government was satisfied that her family and domestic commitments were likely to come in the way of the due and efficient discharge of her duties as a member of the service. Rule 18(4) stood in her way to promotion to Grade I of the service.Requirement as to Residence in a State [Article 16(3)]

Clause (3) constitutes an exception to Clause (1) and Clause (2) of Article Clause (3) empowers the Parliament to make any law prescribing in regard class or classes of employment or appointment to an office under the Government of, or any local or other authority within, a State or Union territory, requirement as to residence within that State or Union territory prior to such employment or appointment.It may be noted that it is the Parliament and not the Legislature of a State, who can make any law under Clause (3) of Article 16. In the exercise of the power conferred by Clause (3) of Article 16, Parliament enacted the Public Employment (Requirement as to Residence) Act, The Act repealed, all the laws in force, prescribing any requirement as residence, within a State or Union Territory, for employment or appointment that State or Union Territory. However, exception was made in the case of Himachal Pradesh, Manipur, Tripura and Telengana (the area transferred to State of Andhra Pradesh from the erstwhile State of Hyderabad). This exception was made keeping in view the backwardness of these areas. It was expire on March 21, 1974.In Narasimha Rao v. Slate of A.P., the Apex Court struck down Section 3 of the Public Employment (Requirement as to Residence), Act, 1957, which related to Telengana part of Andhra Pradesh, as ultra vires the Parliament. Clause (3) of Article 16, the Court explained, used the word State, which signified State as a unit and not parts of a State as districts or other units State. Therefore, Parliamentary law could provide for residence in the whole of Andhra Pradesh and not in Telengana, which was a part of the State.Reservation of Posts for Backward Classes [Article 16(4)]

Clause (4) of Article 16 expressly permits the State to make provision for reservation of appointments or posts in favour of any backward class of citizens which, in the opinion of the State, is not adequately represented in the services under the State.The expression backward class of citizens in Article 16(4) includes the Scheduled Castes and the Scheduled Tribes.This Clause, however, cannot be extended to persons acquiring SC/ST status by voluntary mobility. Further it was held in Valsamma Paul v. Cochin University, children of inter-caste married couples, of which one is SC/ST, have been held not entitled to claim reservation benefit. However, such children can claim relaxation of marks.Article 16(4) is not an Exception to Article 16(1)Article 16(4) is an enabling provision. It confers a discretionary power on the State to make reservation of appointments in favour of backward classes of citizens. It confers no right on citizens to claim reservation. Article 16(4) has been held not mandatory. How reservation is to be made, is a matter of policy.The Supreme Court in E.V. Chinnaiah v. State of A.P., while striking down the Andhra Pradesh Scheduled Castes (Rationalisation of Reservation) Act, 2000, ruled that while reasonable classification is permissible, micro-classification or mini-classification is not. The State, thus, has no power to sub-divide, sub-classify or sub-group the castes which are found in the Presidential List of Scheduled Castes, issued under Article 341. The Court explained that the principle of sub-classification of Backward Class into backward and more backward was not applicable to Scheduled Castes and Scheduled Tribes.If a State or Union Territory makes a provision where under the benefit of reservation is extended only to such Scheduled Castes/Tribes which are recognized as such, in relation to that State/Union Territory, then such a provision would be perfectly valid.In Indra Sawhney v. Union of India, the Supreme Court ruled that Clause (4) of Article 16 is not an exception to Clause (1) rather it is an instance of classification implicit in and permitted by Clause (1).The term reservation in Article 16(4) implies a separate quota which is reserved for a special category of persons. The very purpose of reservation is to protect the weaker category, against competition from the open category candidates. Reservation implies selection of less meritorious person. Thus, grant of relaxation in passing marks to SC/ST candidates in examinations, would be covered by Article 16(4).Scope of Article 16(4)In T. Devadasan v. Union of India, the carry forward rule, regulating reservation of vacancies for candidates belonging to Scheduled Castes and Scheduled Tribes, was struck down by the Apex Court, as invalid and unconstitutional.As a result of the application of the impugued Rule, in the year 1961, out of the 45 vacancies, actually filled, 29 went to the candidates belonging to Scheduled Castes/Tribes. That came to about 64% of reservation.The majority of the Supreme Court following MR. Balaji v. State of Mysore declared that reservation exceeding 50%, in a single year would be unconstitutional and invalid. The Court further ruled that, for the purpose of reservation, each year, should be taken by itself and therefore, there should be no carry forward of the unfilled reserved vacancies.In State of Kerala v. N.M. Thomas, the Kerala Government framed Rules regulating promotions from the cadre of lower division clerks to the higher cadre of upper division clerks, which was made dependent on the passing of a departmental test within two years of the introduction of this test. Failure to pass the test within two year disentitled the lower division clerk promotion in future. However, by an Order issued subsequently under the said Rule, the members belonging to Scheduled Castes/Tribes were granted a longer period and were given two extra years to pass the test.With a view to settle the law, relating to the reservations in an authoritative way, a special Bench of nine Judges of the Supreme Court, was, for the first time, constituted in Indra Sawhney v. Union of India, which is popularly known as Mondal Commission case. The issue was thoroughly examined by the Court in its historical prospective. The majority opinion on various aspects of reservations may be summarised as follows:(1)Until a law is made or rules are issued under Article 309 with respect to reservation in favour of backward classes, it would always be open to the Executive (Government) to provide for reservation of appointment/posts in favour of Backward Classes by an executive order.(2) Clause (4) of Article 16 is not an exception to Article 16(1). It is an instance of classification implicit in and permitted by Clause (1) of Article 16.(3) The words provisions for the reservation of appointments/posts in Article 16(4) include other forms of special provisions like preferences, concessions and exemptions.(4) Clause (4) of Article 16 is exhaustive of the special provision that can be made in favour of the backward class of citizens.(5) Clause (4) of Article 16 is not exhaustive of the concept of reservations. It is exhaustive of reservations in favour of backward classes alone. According to the majority view, Article 16(1) permitted the making of reservation of appointments/posts which should be made only in exceptional situations and wherein the State is called upon to do so in public interest,(6) The word class in Article 16(4) is used in the sense of social class. It is not antithetical to caste. The Constitution is meant for the entire country and for all time to come.(7) For Identification of backward classes, one has to begin somewhere with some group, class or section. Neither the Constitution nor the law prescribes the procedure or method of identification of backward classes. Nor is it possible or advisable for the Court to lay down any such procedure or method. It must be left to the authority appointed to identify. It can adopt such method/procedure as it thinks convenient.(8) It is not necessary for a class to be designated as a backward class that it is situated similarly to the Scheduled Castes/Scheduled Tribes.(9) The backwardness contemplated by Article 16(4) is mainly social backwardness. It should not be correct to say that the backwardness under Article 16(4) should be both social and educational.(10) A backward class cannot be determined only and exclusively with reference to economic criterion. It may be a consideration or basis along with and in addition to social backwardness, but it can never be the sole criterion.(11) It is permissible for the Government or other authority to identify a backward class of citizens on the basis of occupation-cum-income without reference to caste.(12) There is no constitutional bar to classify the backward classes of citizens into backward and more backward categories.The Court held that sub-classification between backward classes and more backward would be advisable to ensure that the more backward among the backward classes should obtain the benefits intended for them. If it was not so done then the advanced section of the backward classes might move away with all the benefits of reservation.(13) In order that the backward classes are given adequate representation in the State services and to ensure that the benefit of reservation reach the poorer and the weakest section of the backward class, the creamy layer should be excluded in that class, from claiming the benefit. The Court, therefore, directed the Government of India to specify the basis of exclusion- whether on the basis of income, extent of holding or otherwise- of creamy layer.(14)The reservation contemplated in Clause (4) of Article 16 should not exceed 50% However; in extraordinary situation this percentage may be exceeded. But, every excess over 50% will have to be justified on valid grounds. (15)Article 16(4) speaks of adequate representation and not proportionate representation.(16)The rule of 50% shall be applicable only to reservations proper, it shall not be, indeed, cannot be, applicable to exemptions, concessions or relaxations, if any, provided to Backward Classes under Article 16(4).(17)For the purpose of applying the rule of 50%, a year should be taken as the unit and not the entire strength of the cadre, service or the unit, as the case may be.(18) The carry forward of unfilled reserved vacancies is not per se unconstitutional. However, the operation of carry forward rule should not result in breach of 50% rule.(19)Article 16(4) does not contemplate or permit reservation in promotions as well. The reservations are thus confined to initial appointments only.(20) Reservation for backward classes should not be made in services and position where merit alone counts.Justice Ram Nandan Committee-Creamy LayerIn Indra Sawhney v. Union of India, the Supreme Court directed the Government of India to specify the basis of exclusion whether on the basis of income, extent of holding or otherwise of creamy layer. In accordance with this direction, the Government of India appointed an expert committee known as Justice Ram Nandan Committee, to identify the creamy layer among the socially and educationally backward classes. The Committee submitted its report on March 16, 1993, which was accepted by the Government. It was published in Column 3 of the Schedule to the Government of India, Ministry of Personnel Department Office Memorandum, and dated 8-9-1993.In Ashok Kumar Thakur v. State of Bihar, the Supreme Court quashed the criteria laid down by the States of Bihar and Uttar Pradesh for identifying the creamy layer and excluding the affluent sections of the Backward Classes for the purposes of job reservation.The Supreme Court held that the conditions in addition to those laid down in Mandal case, for applying the rule of exclusion laid down by the States had no nexus with the object sought to be achieved and were arbitrary, and hence violative of Articles 16(4) and 14 as also against the law laid down in Mandal case.A three-Judge Bench of the Supreme Court in Indra Sawhney v. Union of India ruled that non-exclusion of creamy layer in backward classes was violative of Articles 14 and 16(1) and also of Article 16(4).Reservation in Super-SpecialitiesIn Indra Sawhney v. Union of India, the majority of the Supreme Court had opined that there were certain services and positions where, either an account of the nature of duties attached to them or the level (In the hierarchy) at which they were obtained, merit alone would count. It, therefore, meant that the rule of reservation would not be applied in cases of super-specialities.In K. Duraisamy v. State of Tamil Nadu, the Supreme Court in this respect, observed:It is by now a proposition well settled that at the super speciality level in particular and even at the Post-Graduate level reservations of the kind known as protective discrimination in favour of those considered being backward should be avoided as being not permissible.Backward Classes U/A 16(4) There was an overwhelming majority in the nation that was still backward socially, economically, educationally, and politically. These victims of entrenched backwardness comprise the present scheduled castes (SC), scheduled tribes (ST) and other backward classes (OBC). Even though, these classes are generically the "Backward Classes, the nature and magnitude of their backwardness are not the same.The words ' "backward class of citizens" occurring in Article 16 (4) are neither defined nor explained in the Constitution though the same words occurring in Article 15 (4) are followed by a qualifying phrase, "Socially and Educationally'' backward classes.In the course of debate in the Parliament on the intendment of Article 16 (4),Dr. B.R. Ambedkar, expressed his views that backward classes arewhich nothing else but a collection of certain castes.Incidentally, it is also necessary to point out that the Supreme Court in all its decisions on reservation has interpreted the expression `backward classes' in Article 16 (4) to mean the "socially and educationally" backward. It also emphatically rejected "economic backwardness" as the only or the primary criterion for reservation under article 16 (4) and observed that economic backwardness has to be on account of social and educational backwardness. The true meaning of this expression has been considered in a number of cases by the Supreme Court starting fromBalajitoIndira Sawhney.(1)InM.R. Balaji v. State of Mysore,it was held that thecaste of a group of persons cannot be the sole or even predominant factor though it may be a relevant test for ascertaining whether a particular class is backward or not.Thetwo tests should be conjunctively appliedin determining backward classes: one, they should be comparable to the Schedule Castes and Schedule Tribes in the matter of their backwardness; and, two, they should satisfy the means test, that is to say, the test of economic backwardness laid down by the State government in the context of the prevailing economic conditions. Poverty, caste, occupation and habitation are the principal factors contributing to social backwardness.(2)InR. Chitralekha and Anr. v. State of Mysore and Ors.andTriloki Nath v. J & K StateandK.C. Vasanth Kumar v. KarnatakaThe Apex Court explaining the meaning of Class observed thatThe quintessence of the definition of Class is that a group of persons having common traits or attributes coupled with retarded social, material (economic) and intellectual (educational) development in the sense not having so much of intellect and ability will fall within the ambit of 'any backward class of citizens' under Article 16 (4) of the Constitution.(3)Further inR. Chitralekha v. State of Mysore,it was stated that:...what we intend to emphasize is that under no circumstances a "class" can be equated to a "caste", though the caste of an individual or a group of individual may be considered along with other relevant factors in putting him in a particular class.(4)InState of Andhra Pradeshv.P. Sagar,it has been observed that:The expression "class" means a homogeneous section of the people grouped together because of certain likenesses or common traits and who are identifiable by some common attributes such as status, rank, and occupation, residence in a locality, race, religion and the like. In determining whether a particular section forms a class, caste cannot be excluded altogether. But in the determination of a class a test solely based upon the caste or community cannot also be accepted.(5)InTriloki Nath v. J & K State-Shah, J., speaking for the Constitution Bench has reiterated the meaning of the word 'class' as defined in the case of Sagar and added that "for the purpose of Article 16 (4) in determining whether a section forms a class, a test solely based on caste, community, race, religion, sex, descent, place of birth or residence cannot be adopted, because it would directly offend the Constitution.The expressionbackward class is not used as synonymous with backward caste or backward community. The members of an entire caste or community may in a social, economic and educational scale of values at a given time be backward and may on that account be treated as a backward class, but that is not because they are members of a caste or community, but because they form a class.(6)InA. Peeriakaruppan, etc. v. State of Tamil NaduThe Supreme Court observed that A caste has always been recognised as a class. If the members of an entire caste or community at a given time are socially, economically and educationally backward that caste on that account be treated as a backward class. This is not because they are members of that caste or community but because they form a class.(7)Chief Justice Ray inKumari K.S. Jayasree and Anr. v. The State of Kerala and Anr.was of the view that In ascertaining social backwardness of a class of citizens it may not be irrelevant to consider the caste of the group of citizens. Caste cannot however be made the sole or dominant test...(8)InIndira Sawhney and Ors.Vs.Union of India and Ors.,the Court observed that:-The meaning of the expression backward classes of citizens is not qualified or restricted by saying that it means those other backward classes who are situated similarly to Scheduled Caste and/or Scheduled Tribes. Backwardness being a relative term must in the context be judged by the general level of advancement of the entire population of the country or the State, as the case may be.There is adequate safeguard against misuse by the political executive of the power u/Art. 16(4) in the provision itself. Any determination of backwardness is neither a subjective exercise nor a matter of subjective satisfaction. The exercise is an objective one. Certain objective social and other criteria have to be satisfied before any group or class of citizens could be treated as backward. If the executive includes, for collateral reasons, groups or classes not satisfying the relevant criteria, it would be a clear case of fraud on power.Caste neither can be the sole criterion nor can it be equated with 'class' for the purpose of Article 16 (4) for ascertaining the social and educational backwardness of any section or group of people so as to bring them within the wider connotation of 'backward class'. Nevertheless 'caste' in Hindu society becomes a dominant factor or primary criterion in determining the backwardness of a class of citizens.

Unless 'caste' satisfies the primary test of social backwardness as well as the educational and economic backwardness which are the established and accepted criteria to identify the 'backward class', a caste per se without satisfying the agreed formulae generally cannot fall within the meaning of 'backward class of citizens' under Article 16 (4), save in given exceptional circumstances such as the caste itself being identifiable with the traditional occupation of the lower strata indicating the social backwardness. And Class has occupation and Caste nexus; it is homogeneous and is determined by birth. It further approvedChitralekha case.

(9)Further in case ofJagdish Negi v. State of U.P it was held Backwardness is not a static phenomenon. It cannot continue indefinitely and the State is entitled to review the situation from time to time.Article 16(4) & Article 335Article 335: provides that the claims of the members of the SCs and STs shall be taken into consideration, consistently with the maintenance of efficiency of administration in the making of appointments in services and posts in connection with the affairs of the Union or of a State.There has been some debate as to whether Art.335 had any limiting effect on the power of reservation conferred by Art.16 (4). The nine judge bench of the Supreme Court in Indira Sawhney considered the argument that the mandate of Art.335 implied that reservation should be read subject to the qualification engrafted in Art.335 i.e. consistently with the maintenance of efficiency of administration. Dealing with the argument majority framed an issue as to whether reservations were anti-meritarian? The majority then observed that may be efficiency, competence and merit are not synonymous concepts; may be it is wrong to treat merit as synonymous with efficiency in administration and that merit is but a component of the efficiency of an administration.Even so the relevance and significance of merit at the stage of initial recruitment cannot be ignored. It cannot also be ignored that the very idea of reservation implies selection of a less meritorious person. At the same time, we recognise that this much cost has to be paid, if the constitutional promise of social justice is to be redeemed. We also firmly believe that given an opportunity, members of these classes are bound to overcome their initial disadvantages and would compete with-and may in some cases, excel members of open competitor candidates. It is undeniable that nature has endowed merit upon members of backward classes as much as it has endowed upon members of other classes and what is required is an opportunity to prove it.But in case of Article 16, Article 355 would be relevant. It may be permissible for the government to prescribe a reasonably lower standard for scheduled castes/Scheduled tribes/backward classes consistent with the requirements of efficiency of administration. It would not be permissible not to prescribe any such minimum standard at all. While prescribing the lower minimum standard for reserved category, the nature and duties attached to the post and the interest of the general public should also be kept in mind. While on Article 355, we are of the opinion that there are certain services and positions where merit alone counts. In such situations, it may not be advisable to provide for reservations. For example technical post in Research and Development organisations/departments/institutions, superspecialities in medicine, engineering etc.Article 16(4) of the Indian Constitution and the Hohfeldian concept of Rights:

Part III of the Indian Constitutioncovers the Fundamental Rights of the citizens of the country. All these Fundamental Rights indicate that all the citizens are equally treated by the nation irrespective of caste, sex and creed.Article 16(4) also, no doubt, fall within Part III of the Constitution comprising the fundamental rights. Article 16(4) of the Indian Constitution states that Nothing in this article shall prevent the State from making any provision for the reservation of appointments or posts in favour of any backward class of citizens which, in the opinion of the State, is not adequately represented in the services under the State.Article16(4)provides for reservation for Backward Classes in cases of inadequate representation in public employment. Article16(4)is enacted as a remedy for the past historical discriminations against a social class. The object in enacting the enabling provisions like Articles16(4),16(4-A)and16(4-B)is that the State is empowered to identify and recognize the compelling interests. If the State has quantifiable data to show backwardness and inadequacy then the State can make reservations in promotions keeping in mind maintenance of efficiency which is held to be a constitutional limitation on the discretion of the State in making reservation as indicated by Article335.

The word Right which we use in our general parlance or in our day to day life, not even we but also our Judges and in our legal system differs a lot from Hohfelds concept of Right.Hohfeld's analysis of rights lies in the descriptive exercise of the legal positions which are connected with each other by means of logical relations of entailment and negation. Hohfeld's ambition was to provide a conceptual understanding for our use of right, duty etc. in practice, thus facilitating a better understanding of the nature of our rights. Thus in the Hohfeldian analysis the term right involves four strictly fundamental legal relations- right( or claim), privilege, power and immunity.He identified eight fundamental concepts that allow one to describe any legal position. These concepts are duty, claim, liberty, no claim, power, liability, disability, and immunity. Hohfeld explained how these concepts logically related to one another through what he called correlation and opposition.Our Fundamental Rights are generally called as negative rights because they limit the power of the State to exercise over its citizens and thus the citizens gets a upper hand, and the State cannot interfere with any of the rights of the citizens as mentioned under part III of the Indian Constitution.If we look into the debate on negative rights and positive rights, we find that, negative rights are considered to be those rights whichoblige others torefrainfrom interfering with someone's attempt to do something and positive rights are those which impose a moralobligationona personto do something for someone. Now, if we take Article 16(4) into consideration, it comes within the purview of Part III of the Indian Constitution and so it must be considered to be negative right. But a bare reading of the text clearly shows that it empowers the State to make provisions for the backward classes of the State. Thus, if we follow the debate on negative rights and positive rights, then it is quite clear that, though Article 16(4) falls within Part III of the Indian Constitution, it cannot be called as a negative right but its a positive right.

As Article 16(4) falls within the purview of Part III of the Constitution, it is called as a fundamental right of the citizen. The first impression which comes into our mind, when we says that Article 16(4) is a Fundamental Right, is that, in Hohfeldian Concepts it must be a claim right. But a bare reading of the Provision reflects in our mind that the Right which is given under Article 16(4) is actually a privilege which is conferred into the hands of the State. Also if we analyse the decision of the Court in the case of P&T Schedule Caste/ Tribe Employees Association v. U.O.I, in which the Court has observed that Article 16(4) is only an enabling clause and no writs can be issued ordinarily compelling the government to make reservation, we are clear that Article 16(4) is not a Claim right. As we know that, the Jural correlative of Claim Right is Duty, if the backward classes would having a Claim right, then the State would have under a Duty to provide reservation. But the decision of the Court in the abovementioned case, clearly says that, the State is under no duty to provide reservation on the wish of the Backward classes. Thus, as there is no correlative duty on the part of the State, it is quite clear that, Article 16(4) is not a claim right for the backward classes of the society.

Hohfeld described privilege or liberty as, to have a liberty to engage in a certain action is to be free from any duty to eschew the action, likewise, to have a liberty to abstain from a certain action is to be free from any duty to undertake the action. Like any right, each liberty is held by a specific person or group of persons against another specific person or group of persons. The person against whom the liberty is held has a no-right concerning the activity or state of affairs to which the liberty pertains.

Under Hohfeldian concept, the jural correlative and jural opposite of Privilege is No-right and Duty. When Article 16(4) gives privileges to the State in providing reservation, it means that the class which is favoured by this reservation has no-right to claim and at the same time the State is also under no Duty to perform what it has been asked to do. This very concept of privilege has been clearly proved by the decision of the Court in the case of P&T Schedule Caste/ Tribe Employees Association v. U.O.I., in which the Court clearly held that the State is under no duty to give reservation.Under Hohfeldian concept of rights,Power denotes ability in a person to alter the existing legal condition, whether of oneself or of another, for better or for worse. The correlative of power is liability which denotes the position of a person whose legal condition can be so altered.Now, if we construe the term power as stated inIndra Sawhney v. U.O.Iwith that of the term power as defined by Hohfeld, we will see that a lot of conflict will arise between the two. If the State has power under clause (4) of Article 16 of the Constitution, then in Hohfeldian sense it will mean that the State is vested with all the power of altering the existing legal condition. In contrast it means that, the community, i.e. the legal condition of the backward class is easily susceptible. Also, it has been mentioned that power itself doesnt have any correlative duty attached to it. This also means that the State is under no duty to act, which is to provide reservation to the backward classes.Let us go back to the debate over negative rights and positive rights, which we discussed earlier. We found that, though Article 16(4) falls within the purview of Part III of the Constitution, it is not a negative right in contrast that Fundamental Rights are negative rights, but its a positive right which the State uses to provide reservation to the backward classes of the community. Now, this was concluded from a bare reading of the provision which reads as Nothing in this article shall prevent the State from making any provision for the reservation of appointments or posts in favour of any backward class of citizens which, in the opinion of the State, is not adequately represented in the services under the State. Now, lets analyse the debate over positive rights and negative rights while referring to the interpretation given by our Supreme Court while defining the scope of Article 16(4). The Court held that, the provision gives power to the State to make reservation in favour of the backward classes of the society. Thus, the debate over negative and positive rights clearly states that Privileges and powers cannot be negative rights; and privileges, powers, and immunities cannot be positive rights. For example the right to enter into a binding agreement, and the right to veto a bill, are neither negative nor positive. Thus, we have seen that, it is neither a positive right nor a negative right.If this is the power which the Constitution provides to the State under Article 16(4), then there will be a great conflict. The main conflict which will arise is that, whether we should go by the interpretation which was made by the Court while defining the Scope of the provision or we have to go by the provision itself which is given under part III of the Constitution.From the above discussions, we have seen that, the State is either having a privilege or power in Hohfeldian concept and thus it is not bound by the people of the backward class to provide any benefit to the particular community, for which the provision was added into our Constitution.Thus, if we would look at the provision of Article 16(4) of our Constitution in terms of Hohfeldian Concept of Rights, we will find that it is not a Fundamental Right of the Citizens. The very nature of the Fundamental Rights is to limit the power of the State and to give the Citizens of the State an upper hand. But from the above discussions we have seen that, it is the State which is incurring power from the very provision of the Constitution and it is in contradiction to the very nature of Fundamental Rights.Thus, we can conclude that, if we look at the provision of Article 16(4) of the Constitution, from Hohfeldian Concept of Rights, then Article 16(4) of our Constitution, though its come within the purview of part III of the Constitution, is not a Fundamental Right of the Citizen. But, from a general understanding of Rights and as understood by every person, Article 16(4) is still considered as a Fundamental Right. So, we can say that the Hohfeldian Concept of Rights is an abstract notion and we cannot apply it into any statutes e.g., like our Constitution, and if we would try to apply this to any working legal system then everything will go haywire.

Reservation in PromotionSeventy-seventh Amendment, 1995 [Article 16(4A)]

In Indra Sawhney v. Union of India, after taking into consideration all the circumstances, the Court said that Article 16(4) did not contemplate or permit reservation in promotions. This question, the Court said, had not to be answered on a reading of Article 16(4) alone but on a combined reading of Article 16(4) and Article 335.The Court observed that while it was certainly just to say that a handicap should be given to backward classes of citizens at the stage of initial appointment, but it would be a serious and unacceptable inroad into the rule of equality of opportunity to say that such a handicap should be provided at every stage of promotion throughout their career.The above rifle has been modified as regards the members belonging to the Scheduled Castes and the Scheduled Tribes, by the Constitution (Seventy-seventh Amendment) Act, 1995. The 77th Amendment, 1995 has been upheld by the Supreme Court in Commissioner of Commercial Taxes, A.P. Hyderabad v. G. Sethumadhava Rao.Exclusion of 50% Ceiling w.r.t. Carry Forward Reserved Vacancies [Article 16(4B)]In Indra Sawhney v. Union of India, the majority had ruled that operation of carry forward rule should not result in breach of 50% rule. This while would no more be followed after the enactment of the Constitution (Eighty-first Amendment) Act, 2000. This new Clause (4B) enables the State to carry forward the unfilled reserved vacancies to be filled in any succeeding years so as to remove the backlog, notwithstanding the rule of 50% ceiling.Reservation in Promotion: Catch-up Rule Negated- 85th Amendment, 2001A five-Judge Constitution Bench of the Supreme Court, in Ajit Singh v. State of Punjab, ruled that the primary purpose of Article 16(4) and Article 16(4A) was to provide due representation to certain classes in certain posts. The Apex Court further observed that the rule of reservation gave accelerated promotion, but it did not give the accelerated consequential seniority. The Court explained that a reasonable balancing of the rights of general candidate and roster candidate would be achieved by following the catch-up rule. According to this rule if in case any senior general candidate at level 2 reaches level 3 before the reserved candidate (roster point promotee) at level 3 goes further up to level 4, in that case the seniority at level 3 has to be modified by placing such a general candidate above the roster promotee reflecting their inter Se seniority at level 2.To negate the effect of the above judgments, Article 16(4A) has been amended by the Constitution (85th Amendment) Act, 2001. In the amended Clause (4A) of Article 16, in place of the words in matter of promotion to any class, the words in matter of promotion with consequential seniority to any class have been substituted.Principles of Reservation do not apply to Isolated PostA five-Judge Constitution Bench of the Supreme Court in Post Graduate Institute of Medical Education and Research, Chandigarh v. Faculty Association, reiterated with approval, the view held in Chakradhar Paswan v. State of Bihar and ruled that there would have to be plurality of posts for reservation. Allowing a review petition moved by the Faculty Association of the P.G.I., Chandigarh, and the Court held that any attempt at reservation, by whatever means in a single post cadre, even through the device of rotation of a roster, was bound to create 100% reservation in such cadre. Holding that there was need for reservation for the members of the SCs/STs and OBCs, and that such reservation was not confined to the initial appointment in a cadre but also to the appointment In promotional post, the Court explained: In making reservations for the backward classes, the State cannot ignore the fundamental rights of the rest of citizens.Earlier, the Supreme Court in Union of India v. Madhav Gajanan Chaubal, had held that a rule providing reservation in a single post would not be unconstitutional. A Division Bench of the Supreme Court in State of Karnataka v. Govindappa, relied upon the decision in PGI case and held that in the cadre of lecturers single and isolated posts in respect of different disciplines could exist as a separate cadre. Since there was no scope for inter- changeability of posts in the different disciplines, each single post in a particular discipline had to be treated as a single post for the purpose of reservation within the meaning of Article 16(4). Rule of reservation, therefore, would not apply to such single isolated post, the Court ruled.Offices under a Religious or Denominational Institution [Article 16(5)]Clause (5) of Article 16 is the third exception to the general rule of equality of opportunity contained in Article 16 (1) as also Clause (2). Clause (5) provides that a law may prescribe that the incumbent of an office in connection with the affairs of any religious or denominational institution, or any member of the governing body thereof, shall be a person professing a particular religion or belonging to a particular denomination. It, thus, permits that an office in connection with the affairs of Hindu religion or Hindu religious denomination can be held only by a Hindu, if it is so provided in the document relating to it. Likewise, any office under a Muslim institution may be required to be held only by a Muslim. This exception may be read with the fundamental right to freedom of religion contained in Articles 25 to 28 and the right of the minorities under Articles 29 and 30.Equal Pay for Equal Work

In Randhir Singh v. Union of India, the Supreme Court enunciated the principle of equal pay for equal work. The Court observed that it was true that the principle of equal pay for equal work was not expressly declared by the Constitution to be a fundamental right. But, it certainly was the constitutional goal. The Court held that this principle could be deducted from Articles 14 and 16, when these provisions were construed in the light of the Preamble and Article 39(d) of the Constitution. The Court further laid down that the principle could be properly applied to cases of unequal scales of pay based on no classification or irrational classification.Again, in Daily Rated Casual Labour (P & T) v. Union of India, the Supreme Court held that the daily rated casual labourers in P & T Department, who were doing the similar work as done by the regular workers, were entitled to minimum pay in the pay scale of the regular workers plus dearness allowance but without increments. Classification of employees into regular employees and casual employees for the purpose of payment of less than minimum pay, the Court held, was violative of Articles 14 and 16(1) of the Constitution. The Court further declared that denial to them of minimum pay amounted to exploitation of labour. The Government could not take advantage of its dominant position. Rather, it should be a model employer. Denial of equal pay only on the basis of source of recruitment has been held improper.In Federation of All India Customs and Central Excise Stenographers (F.A.I.C. & C.E.S.) v. Union of India, on the basis of the recommendations of the Third Pay Commission, 1973, the Central Government fixed different pay scales for Stenographers Grade I working in Central Secretariat and those attached to the Heads of Subordinate Offices. While, the former were given higher grade, the latter were granted lower scale of pay.The Supreme Court, upheld the differentiation in the pay scales and ruled that although equal pay for equal work was a fundamental right, but equal pay must depend upon the nature of the work done and that it could not be judged by the mere volume of work. There might be qualitative difference as regards reliability, responsibility and confidentiality. Functions might be the same but the responsibilities would make a difference. The rule of equal pay for equal work, is a concomitant of Article 14, but the Court explained that equal pay for unequal work would be a negation of that right. If the differentiation had been sought to be justified in view of the nature and the type of the work done, then, on intelligible basis, the same amount of physical work might entail different quality of work. It would, therefore, vary, depending upon the nature and culture of employment. Although the duties of the petitioners and their Secretariat counterparts were identical, their functions were not identical. The Supreme Court, therefore, justified the differentiation on the ground of dissimilarity of the responsibility, confidentiality and the relationship with public, etc.Granting different pay scales to employees belonging to same cadre, based on educational qualifications has been held not discriminatory. Likewise, distinction between trained and untrained lecturers, for purposes of prescribing pay scales, has been held valid and reasonable.The rule of equal pay for equal work is not always easy to apply. There may be inherent difficulties in comparing and evaluating work done by different persons in different organisations or even in the same organisation. It is not an abstract doctrine. The judgment of administrative authorities concerning the responsibilities which attach to the post and the degree of reliability expected of an incumbent, would be a value judgment of the authority concerned, which if arrived at bona fide, reasonably and rationally, was not open to interference by the Court. The nature of world the sphere of work, duration of work and other special circumstances, if any, attached to the performance of duties, would have also to be taken into consideration while working the doctrine of equal pay for equal work. The rule has been held not applicable where there was difference in the mode of recruitment, qualifications and promotion among persons though holding same posts and performing similar work.Again, pay parity, between employees of State Government and Central Government cannot be claimed on the basis of identity of designation. Also, temporary Ad hoc, daily wagers or casual workers like N.M.Rs., have been held not entitled to equal pay with regularly employed permanent staff in the establishment.In S.C. Chandra v. State of Jharkhand, the Apex Court held that teachers in schools could not be equated with clerks in Government Corporation or State Government.The Court also referred to the decision in State of T.N. v. M.R. Alagappan, wherein the Apex Court observed that substantial similarity in duties and responsibilities and interchangeability of posts, might not also necessarily attract, the principle of equal pay for equal work when there were other distinguishing features.ARTICLE 16 AS A BUNDLE OF CONTRADICTIONS

Article 16 of the Constitution of India is a bundle of contradictions, as on the one hand it deals with equality of opportunity in matters of public employment, and, on the other, it enables the government to provide for reservation in public employment.Article 16 of the Constitution is part of the Fundamental Rights and provides for equality in the matters of employment in public employment. Many people feel that this Article, instead of equality in these matters, perpetuates the inequalities and offers a framework of contradiction. The Fundamental Rights should ideally provide the measures vide which the equality is ensured but the exceptions provided to this right overweigh the right provided.Article 16 provides that there shall be equality of opportunity for all citizens in the matters of employment or appointment to any office under the State. This Article also provides that no citizen shall be ineligible for any office or employment under the State on grounds only of religion, race, caste, sex, descent, and place of birth or any of them.After having stated the above, several exceptions are also provided for. Place of residence may be laid down by the legislature as a condition for particular classes of employment or appointment in any State or any local authority. Further, the State may reserve any post or appointment in favour of any backward class of citizens, who, in the opinion of the State, are not adequately represented in the services under that State. In addition, the offices connected with the religious or denominated institutions may be reserved for the members practicing that particular religion.The most important and controversial exception pertains to the provisions of Article 16(4) relating to the claims of the members of the Scheduled Caste and Scheduled Tribe communities in the matters of appointment to the services and posts under the Union and the States, to be consistent with efficiency in administration as far as possible (Article 335). The Supreme Court has held that while the provisions of Article 16(4) are without any limitation upon the power of reservation, yet it has to be read with the provisions of Article 335 for maintenance of efficiency in administration. The Apex Court also held that the total reservation under Article 16(4) should not exceed 50 per cent.Detailed study of the provisions of the Article 16 reveals that while originally this Article aimed at protecting the rights of common man with regard to equality of opportunity but gradually, due to the need felt by the government to extend the benefit of reservation to the other backward classes and also the political considerations, its focus has now shifted to providing the benefit of reservation to the backward classes and the SC/ST. But one thing has been confirmed that the extension of the benefit cannot be arbitrary.Various pronouncements of the Supreme Court of India during the past almost six decades have plugged the gaps in the provisions of this Article and also provided a standard framework for extending the benefit of reservation in future to any other categories. The measures that looked to be controversial initially have also been settled by the judgments of the highest court of law in the country.

AN EPILOGUE

The reservation policy in India in all sectors has become a disturbing and cyclical process. Initially with the introduction of constitution it provided reservation for only SCs and STs but later on OBC were included and now the other minorities are demanding reservation as well, which would ultimately lead to a situation where the seats left for the majority would not be proportional with their population. This therefore, becomes an unending issue, rather than an equal opportunity issue.Its not that only developing or underdeveloped countries are facing sociological problems because these problems still persist in the most developed nation in the world like that of USA. But in USA there is no reservation policy as such and there is an affirmative action program for the minorities and especially for the African-Americans. India being a developing country is slogging in almost all facets to achieve its 2020 mission but for that there is a serious need for reconsideration of the reservation policy in India because the reservation policy compromises with the efficiency of a Country by not sincerely recognizing the merits of backward classes which therefore hamper the development of a country.

BIBIOGRAPHY

BOOKS Kumar, Narender. Constitutional Law, 1st Edition. Faridabad: Allahabad Law Agency, 2011WEBSITES