Approach to the Archaeology of Social Change

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    APPROACH TO THE ARCHAEOLOGY OF SOCIAL CHANGE

    (A CASE STUDY FROM BALKAN LATER PREHISTORY)

    by Lolita Nikolova

    SummaryThis communication approaches the social changes in the Final Copper Age and Early Bronze

    I era in the Balkans focusing on the Eastern Balkans (east of the Olt Osum Stryama

    Drama north-south geographical axis) from the late fifth and fourth millennia BC. The

    background presumes that the Balkans are not a unique region but a cultural, geographical and

    historic entity, in which the cultural processes from different epochs are comparable (in

    retrospective and prospective plan) between and with other regions. It is also proposed that

    the similarities and dissimilarities are common characteristics of Balkan prehistoric material

    culture; in most cases, the dissimilarity in diachronic plan is a result of innovations and

    interactions, for which the migration theory is the least conceivable explainable strategy. The

    migration processes were an integrated part of the common cultural processes and changes in

    the prehistoric Balkans.For the period under discussion, the settlement pattern and pottery production is the most

    expressive characteristic of the social changes, which gives argument to a shift from sedentary

    and semi-sedentary toward mobile and semi-mobile communities in the late fifth and earlier

    fourth millennium BC in the Balkans (Final Copper I-II). In turn, in later fourth millennium

    BC, there is a reverse tendency towards intensive sedentarization. In the lower Danube, that

    process is exemplified through the possible semi-sedentary Cernavoda III culture; the earliest

    communities of which occupied microregions with excellent environment for mixed

    (agriculture and stockbreeding) economy, i.e. Hotnitsa-Vodopada. Of special importance is

    the success in the Early Bronze I investigation of upper Thrace. In light of new evidence from

    Upper Thrace, (Dubene-Sarovka (Nikolova 1996; 1999a; 1999b; 2000d; Drama-

    Merdzhumekya (Lichardus et al. 2000), etc.) the process of sedentarization appears to be a

    long process that covered all or most of the second half of fourth millennium BC. The last

    model generally contrasts to the 1980s earlier 1990s view seeing Upper Thrace

    contemporaneously re-occupied by sedentary population just at the very end of fourth

    millennium BC, or the beginning of third millennium BC (Ezero A1 culture). Recent

    archaeological evidence infers a regional variety of cultural development of the Balkan Later

    Copper societies. A variety of factors that posed as the background of their crisis in later fifth

    millennium BC, focused on this approach on the ceramic production. Further, the dynamic

    controversial process in early Balkan fourth millennium BC included social-economic

    changes (nomadization), social conflicts (Yunatsite), infiltration of population from the

    northwest Black Sea, and intensification of the cultural integration processes with neighborsand distant cultures.

    Theoretical difficulties concerning the topic of cultural processes of the Balkans in the fourth

    millennium BC arise by the fact that theory needs to be explained by not only a given body of

    records but also the absence of evidence. There is no tradition for social archaeology

    interpretations of Balkan Prehistory, which would usually be exemplified by selected topical

    issues or an approach of utilizing only the frameworks of analysis, as in this case, attempting

    the social change theory to be applied to the region and period under discussion.

    - Introduction and theoretical framework

    The goal of this communication is to demonstrate the advantage of the social change theory

    by explaining the cultural changes in the Final Copper and Early Bronze I era in the eastern

    Balkans. Using retrospective and prospective comparative analyses, it can be argued that thesocial change theory does not contradict the migration theory, as the pastoral seasonal or one-

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    direction movements were an element of the complicated evolution process in the earlier

    fourth millennium BC in the region under consideration. However, in my understanding, the

    origin of the nomadic pastoralism is not a result of migration of steppe nomads, which caused

    the end of Late Copper society, but a social transformation of the Balkan agricultural-

    stockbreeding society (Nikolova 1999a; 2000a; 2000b). In addition, the initial and limited

    steppe nomadic infiltration was integrated in the Balkan social and economic structures.To begin with, the Balkan prehistoric development is a contrast of similarity and dissimilarity

    in the material culture. This dichotomy concerns synchronous regions and diachronous

    cultures. In context of material evidence, the discontinuity co-exists with continuity and if we

    integrate the micro-regional characteristics (at the cultural level), the picture will become very

    stressful. However, the shortcoming of the micro-regional record allows, theoretically,

    reconstruction of the cultural process to use key sites and to eliminate the fragmentary

    character of the former. In addition, newly recovered evidence can generally change not only

    micro-regional but also the macro-regional model. As far as the later prehistoric Balkans is

    concerned, we do not have any revolutionary new data within the last two decades. But the

    increased record from the different micro-regions, for the most part, alternates the common

    view on the Balkans (Nikolova 1999a; Manzura 1999). It has been supplemented by newlypublished evidence (Nikolova (ed.) 2000a; 2000b).

    It is worth mentioning that discussions are one of the most fruitful ways to develop critical

    research problems such as migrations in the prehistoric Balkans (for the migrations see

    generally Chapman & Hamerow 1997; Adams 1968). One of the least effective characteristics

    of the M. Gimbutas theory (1961; 1970; 1973; 1978; 1991 and ref. cited there) was her

    monologue, character and absence of any attempt for interactions within the increasing record

    base and her critiques towards elaborating a collective research model of cultural changes.

    Her followers either used the same record base or tried to widen the record base using the

    same methodology of interpretation (see for instance Mallory 1989; cp. Robbins M. 1980;

    Anthony 1990; 1997; Merpert 1997; Lichardus & Lichardus 1993). Such studies indicate that

    without critical insights into historiography, constructing a theory based on ones own record

    base and deep knowledge of the archaeology of the region under consideration, it is

    impossible to analyze the cultural process in-depth and thoroughly.In other words,integration of wrongful inference, or creating inferences based on incomplete knowledge,

    respectively on priori accepted thesis into theory, in fact, increases the deformation of thereconstructed cultural processes and tracks the roads for new historiographical myth. With

    regards to the Balkans, the inaccurate chronology of the Cotofeni culture and respectively of

    Turnava I Tumulus in Northwest Bulgaria was a skeleton of the so-called second wave of

    Gimbutas (1978). In fact, all the evidence there indicates an interaction between classical

    Cotofeni and the Pit Grave Culture population in earlier third, but not in later fourth,

    millennium BC (see Nikolova 1999a; ???????? 2000). When problems concerning thereconstruction of the Final Copper society in the Balkans occur, it appears that along with the

    archaeological data (see below), of primary importance is the theoretical framework for

    explanation of this data.

    The term Final Copper Age occurs to define that stage of development of the prehistoric

    Balkans when, along with typical occurrences of Late Copper Age characteristics, new social

    strategies of environmental adaptation were integrated, which increased the mobility of the

    Balkan population (Nikolova 1999a). The result was a gradual decrease of the traditional

    long-term settlement structures and the start of elaboration of ceramic styles that

    corresponded to the new social-economic necessities and became a widespread norm in Final

    Copper II.

    Therefore, the Final Copper Balkans faces two main theoretical problems social change andmobile pastoralism (or pastoral nomadism) in prehistory. In this case, the social change can be

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    researched as a component of the general social process, as well as an aspect of the culture

    change (see Tringham 1971; Fleming A. 1972; HanburyTenison J.W. 1986; Earle T. 1980;

    Swidler N. 1980; Shennan 1986; Manzura 1993; Husler A. 1994; Kadrow S. 1994; Naylor

    1996; Sherratt 1997; Govedarica B. 1998; Kristiansen K. and Rowlands M. 1998;

    Papadopoulos J.K. 1997, etc.)

    As a component of the general social process, the social change is an integrated element forthe social evolutionary theory. However, some authors doubt the evolutionary framework for

    the social change, referring to it as a structural transformation rather then a reproduction of

    the social order. For instance, in understanding M. Shank and Ch. Tilley (1987: 175 sq.)

    social strategies, social transformation, power, ideology, altereity, plurality, relationality,

    displacement, substitution and difference, these are terms that cannot be properly

    compressed or integrated into an evolutionary framework. Further, these authors define the

    historical processes as always different, singular, non-identical with each other; the

    evolutionary view on the history residing in a given basic set of processes is wrong. I am

    closer to models of L. Nayler and Ph. C. Salzman seeing the social change as an aspect of the

    culture change that includes in its general characteristics as an addition, subtraction,

    alteration, or modification in belief, behavior, or sociocultural products (Naylor 1996: 43).The changes can be associated with great social-cultural discontinuity, but also as the

    assertion of societal continuity in changing or new circumstances (Salzman 1980: 6).

    According to Naylor, the natural and sociocultural environments are the source of allchanges, for as environments change, the culture must change. Further, as that author

    stresses sociocultural environmental pressures can come from the area of human relations,changes in these and relations between cultural groups, material products and their

    consequences, technological changes and their consequences, or changes in political,

    economic, or religious ideas, beliefs, and products. To understand the processes of change,one begins by identifying whether the idea for change originates internally (involving only

    one culture group) or externally as a result of cultural contacts. The same author suggeststhat the majority of the people have to accept an alteration or modification of their learned

    patterns that result in social change (1996: 47-48).The social change includes a system of transformation of the society, one of the economic

    components of which is the change from predominated agricultural economic basis to

    predominated mobile pastoral economic basis. The nomadic pastoralism and agricultural

    sedentarism are two extremes between which there are different transition forms of social-

    economic structures (Figure 1), such as the transition from one to another pattern is often a

    dynamic internal process but not caused only by external pressure. Ph.C. Salzman pointed out

    that the shift between nomadism and sedentism, and between pastoralism and agriculture, as

    a current circumstance and set of activities, is in many respects not such an absolute break as

    it might seem prima facie. (1980: 13) The social processes that bridge them are defined as aset of changes adopted in response to needs and opportunities (Salzman 1980: 15).

    To distinguish between semi-nomadic and semi-sedentary pastoralism, A.M. Khazanov

    considers the degree of participation of the agriculture in the subsistence economy. In the

    former, the agriculture is secondary and supplementary, while in the latter, agriculture plays

    the predominant role in the general economic balance. Semi-sedentary pastoralism also

    implies the presence of seasonal migrations and/or separate, primary pastoral groups and

    families within the given society. However, these migrations often seem to be shorter in both

    time and distance than the pastoral migrations of semi-nomads in the same kind of

    environment. (1984: 21)

    The key term for this study is pastoral nomadism. A.M. Khazanov uses that term to define a

    distinct form of food-producing economy in which extensive mobile pastoralism is thepredominant activity, and in which the majority of population is drawn into periodic pastoral

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    migration, the beginning of which is traced back to the Neolithic (1984: 17; cp. Ko?ko &

    Klochko V.I. 1994). According to this definition, the extensive economy, mobility and

    periodical migrations are among the most characteristic features of the pastoral nomadism.

    But it can also be added the tendency of sedentarization when the social environment

    preconditions or requires such shift (see in detail in Salzman 1980).

    N. Swidler describes sedentarization as a process occurring with varying frequencies invirtually all contemporary pastoral nomadic groups. Furthermore, there is every indication to

    suggest that sedentarization processes are of great historical depth, that nomads, singly and in

    groups, have been repeatedly drawn into agrarian activities. Nomads are said to be

    characteristically resistant to programs designed to encourage settlement (Swidler 1980: 21).

    In the typology of pastoral nomadism based on its regional peculiarities, A.M. Khazanov

    defines Eurasian steppe type to distinguish the huge zone of steppes, semi-deserts and

    deserts of the temperate zone which stretch from the Danube (the Hungarian puszta) to North

    China. (1984: 44), then, it includes the whole Lower Danube basin. He subdivided this zone

    into three sub-zones: (1) areas favorable for agriculture, (2) areas favorable for extensive

    pastoralism, (3) and marginal areas in which there are preconditions for both activities and the

    predominant economic activities has depended on specific historic circumstances and is notdetermined directly by ecology (1984: 44). In my opinion, in the Lower Danube

    (traditionally including the region from Iron Gates to the Black Sea) the leading is in fact the

    third group. There are natural preconditions for mixed economy in the region under

    discussion the combination of plains with hilly forms. The foothills of Stara Planina and the

    Carpathians have influenced the historical development of the regions as well. Along with this

    group, the areas such as Dobroudja were favorable in prehistory for extensive pastoralism

    because of its steppe character.

    For the herding of sheep in the Eurasian steppe, two values are of special importance: the

    wide variety of plants that sheep eat, as well as the ability of the sheep to get at fodder in

    pasture covered with snow up to 15-17 centimeters deep (Khazanov 1984: 46). Along with

    the fodder requirement of the herd, the Eurasian steppe also provides water. But the third

    factor of the economic life of the nomads protecting from the cold in winter has created

    problems for the subsistence life and has been decided in different ways (Khazanov 1984: 50

    and ref. cited there).

    This theoretical background approach to the cultural processes in the Balkans in the fourth

    millenium BC proposes the social change as an aspect of the cultural change and as a

    characteristic of the evolution process. Further, it stresses on the multi-aspect and dynamic

    characteristics of social-cultural environment pressure and of the social mobility and

    sedentarism in particular.

    From this point, we can turn to the Balkans in the fourth millennium BC. The detailed

    cultural-chronological and regional characteristics are given in Nikolova 1999a including IgorManzuras (1999)contribution therein. In the focus of this approach, there will be some

    evidence published after the cited publication as well.

    Toward the social development in the Final Copper Balkans: the Eastern Balkans

    The Balkan Later Copper Society

    The core of the Balkan Late Copper society includes the communities of Karanovo VI

    Gumelnita Varna complex and KrivodolSalcutaBubanj complex. Both complexes were in

    close interaction, which resulted in a unification of basic traits of the material culture despite

    Olt Osum Western Sredna Gora being a visible border between them. New evidence from

    the Upper Stryama valley (Dubene-Sarovka I (Nikolova 2000c) confirms the importance of

    the Western Sredna Gora as a geographical and cultural border. But the Yunatsite tell (closeto Western Sredna Gora foothills) is a clear instance of strong diffusion of the Krivodol

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    cultural ceramic style from the west (possibly from the Struma-Iskur valleys). At the same

    time, re-excavations of Devetaska Peshtera (not far from left Osum River side) and

    Draganesti-Olt (close to the Olt River bed) represent models of synthetic material culture or

    even expansion of the S?lcu?a culture to the west (Nikolova 1999a and ref. cited there).

    Comparing Karanovo-Gumelni?a-Varna and Krivodol-Salcuta-Bubanj complexes, Upper

    Thrace (an area of the former) and western lower Danube (an area of the latter) had favorablepreconditions for intensive and extensive agricultural activity. In the area of the Krivodol-

    Salcuta-Bubanj complex, the agriculture depended on more limited land resources. They are

    archaeologically represented by the predominance of thin level or low tell villages, in contrast

    to the large tells in the Upper Thrace and more numerous low tells in the eastern lower

    Danube. However, even in Upper Thrace, in micro-regions such as the Upper Stryama valley,

    the tradition of big multilevel tell villages was not introduced in Late Copper Age (Dubene-

    Sarovka I, Chernichevo), possibly because of the popularity of stockbreeding. In other words,

    stockbreeding and agricultural economies were in dynamic interactions in the Balkans in Late

    Copper Age and the Balkan Late Copper society cannot be straightforward described as

    society with homogenous economic base. This conclusion is very important for the

    reconstruction of the social processes. Once there is no homogeneity in the basic economicstructure, exchange could be expected of the main subsistence products (regular, periodical or

    accidental).

    The second important component of the economic system was metallurgy. As the last is

    dependent extremely upon the ore resources, the development of the early Balkan metallurgy

    was based on extensive contacts between the Eastern and Western Balkans, the inner

    characteristics of which requires an additional detailed research. For later Copper Age, of

    importance is the fact that such important metal ore resources, as Ai Bunar, in fact were

    explored after the pick of development of the Karanovo VI culture (at least partially)

    (Nikolova 1999a). Also, the prospering of the copper production in the northwestern Balkans

    contrasted to the tendency of the decreasing of the representative Krivodol-Salcuta-Bubanj

    pottery, then, there were asymmetric interrelations cp. for instance Telish 2 and 3; in the last

    village a Jszladny axe has been discovered.

    There are many reasons to believe that the pottery production was one of the important

    components of the economic-and-social organization of the Balkan Late Copper Society. But,

    unfortunately, the organization of the pottery production of that society is a non-investigated

    problem.

    There are four hierarchical systems recognized in the organization of the ceramic production:

    household production, household industry, workshop industry, and large-scale industry (after

    Van der Leeuw). Household production is typically handmade, periodic, and based on little

    investment of raw materials, tools, facilities, and time, made to satisfy the households yearly

    needs, but possibly including a part for gifts, dowry, and exchange for other goods. Thehousehold industry produces similar pottery but in larger quantity, as part of it has been

    exchanged for agricultural or other sources of incomes, while the workshop presumes

    emergence of pottery specialists (usually family members), and of changes in ceramic

    technology (wheel- or mold-made ceramics). The largescale production is based on

    workshops or factory and produce vessels on a tremendous scale, increasingly standardized,

    as potters attempt to minimize time and energy invested per vessel. Additionally, itinerant

    potters have their own productive system (Sinopoli 1991: 99-100).

    In the evolution of the ceramic pottery production, there are two factors that increase the

    standardization increased frequency and scale of pottery production, and / or introducing

    new technology (mold or wheel). In both cases, the result influences the efficiency of

    production. Then, if the society needs more efficient production, it may result in the increasedstandardization and development of the organization of the pottery production.

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    Facing the Late Copper Age, Karanovo-Gumelnita-Varna and Krivodol-S?lcu?a-Bubanj

    pottery is possibly the culmination of the prehistoric standardized production in the Balkans.

    We do not have direct evidence, but according to the result, the pottery was made as

    household seasonal production, household industry, and I assume, workshop industry, as well

    as by itinerant potters. All these aspects of the pottery production require interactions at a

    different scale (Sinopoli 1991: 99-100) with close and distant communities, developing anexchange system.

    From formulating in such a way, a research problem follows because if for some reason the

    system of exchange transgresses, it will affect all components of the cultural systems. M.

    Gimbutas believed that those were the steppe scepter invaders that destroyed the Balkan Late

    Copper system (1978; 1991 and ref. cited there). But in the 1990s, neither the data on scepters

    increase nor the narrow chronology was confirmed. On the other hand, the increased evidence

    base inferred a gradual, but not one-step and not linear, process of transformations and

    innovations in the Balkans.

    Then, the exclusive possibility is to look for inner reasons to explain the changes in the

    Balkans.

    We can start with one of the most popular household activities the pottery production. Theenormous amount of earthenware from Karanovo-Gumelnita-Varna and Krivodol-Salcuta-

    Bubanj complexes infers it was the main storage; cooking and serving ware in the different

    household, despite some wooden vessels, might have existed. The tendency towards

    standardization of the pottery limited the potters in clay use as not every paste was suited to

    assumed mold or primitive wheel-like technique. As the graphite pottery might have involved

    two or more level burning process, it can be assumed that at least part of it was a result of

    local or itinerant workshops (Figure 2). But the exhausting of the quality clay (and graphite)

    resources might have followed by a decrease in the profession of the producers of luxury

    ceramics and re-specialization. Closed in the border of the household production, the pottery

    become more utilitarian, while the luxury pottery was spread over vast areas (for instance the

    Maritsa Drama Struma Iskur areas in Final Copper I) from possible large-scale artisan

    centers in the occupied marginal agricultural lands. But along with its spreading, the quantity

    of the luxury ceramics decreased. Using prospective instances, it can be assumed that such

    pottery could document access of elite to fine wares, or it may signify contacts between the

    certain social groups throughout vast territories.

    As far as the technomic pottery is concerned, I believe it was mainly household production,

    being long-term, often low-burned in open air and produced seasonally by members of the

    community households. Of importance for the analysis of the ceramic and social change is the

    problem of the transmission of the ceramic knowledge production. The simplistic model of

    production techniques and decorative styles is passed on from mother to daughter, according

    to which the similar pottery results from co-resident women who had replicated matrilocalresidence pattern. In fact, potters must be seen as active transmitters and transformers of

    their craft rather than as passive recipients of traditional knowledge (Sinopoli 1991: 120-121

    and ref. cited there)

    The assumed decreasing of the pottery workshop specialized production can be related to

    another economic trait the exhausting of the land and decreasing of the agricultural surplus

    that would support the so-called non-agricultural segment of the population. That economic

    variable again affected the organized system of production and exchange, as well as the inner

    structure of the Balkan Late Copper society.

    In contrast to data of the metallurgy and the pottery, the importance of social analysis burial

    record originates mostly from the Northeast Balkans from the areas of the Gumelni?a and

    Varna cultures. This data has been the subject of numerous archaeological analyses; of specialinterest is the investigation of J. Chapman who combines the burial and settlement data from

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    Northeast Bulgaria (2000 and cited references to his earlier works and to the publications of

    Golyamo Delchevo and Vinitsa cemeteries). What I have recognized among the data from

    Golyamo Delchevo and Vinitsa cemeteries is that both belonged to communities with

    different local cultural and social standard.

    According to anthropological data, a considerable number (7 or 64%) of females from Vinitsa

    cemetery died between the ages of 40 and 60 years, while at Golyamo Delchevo, only twofemales died between the ages of 40 and 50 years. Male cemeteries prevail at both cemeteries,

    but the burial goods at Vinitsa are much richer than at Golyamo Delchevo. In addition,

    another difference concerns the clustering of children. There is no single grave of newborns

    documented at Golyamo Delchevo. It looks more probable that they were not recognized on

    the terrain. Then, I ignore that difference as a cultural comparative criterion. A. Raduncheva

    on her side (Raduncheva 1976) reported two Infant 1 graves with decayed bones from Vinitsa.

    The second childrens age group is between 6 and 10 years, which seem to be another critical

    barrier for the local population there.

    Despite the possibility that the excavated area at Golyamo Delchevo incompletely represents

    the population buried there, available data possibly indicates the different standard of life in

    two distinct micro-regions in northeastern Bulgaria in Late Copper Age. It looks the Vinitsaadult population did not have biological stresses until 40 years. The death of the young

    population looks more accidental than a regular norm they would be 21% of the dead

    population while the adults over 40 represent about 34%. At Golyamo Delchevo, 50% of the

    population given died between 15 and 40 years. Such a ratio can be interpreted as a possible

    existence of biological decease like chronic malnutrition. Despite the possible pattern of

    separate graveyards of old population or possibly only part of the cemetery to have been

    excavated, the hypothesis of different village societies represented at Vinitsa and Golyamo

    Delchevo can be included in the common social model of the Balkans according to the recent

    data. Unfortunately, to testify the proposed reason for the age at time of death differences, we

    have to wait for re-examination of the anthropological data from both cemeteries if they are

    preserved. But it can also be stressed that the difference given can reflect only the different

    method of dating of the skeletons. The last creates many problems in modern anthropology.

    Then, the hypothesis proposed also requires additional data for verification. Likewise, the

    regionalisms of the Late Copper Age society can be demonstrated by the evidence from Russe

    tell where numerous graves were discovered on the territory of the village. Unfortunately, the

    incomplete publication of the burials makes any interpretations difficult of this very important

    burial data for Balkan prehistory and my effort to interpret this important record is to be

    published elsewhere.

    The pitfalls of the migration and climatic catastrophe theories

    Social changes are a complex cultural process that usually influences all or most of theelements of the social system (see the cited literature above). As the archaeological record

    consists of material evidence, to reconstruct the social changes we need to explain the changes

    in the material culture. The migration theory seemed accurate for Late Copper Final Copper

    Early Bronze changes as it was assumed the Balkan cultures changed from being more

    complex towards more ordinary. That assumption was based on the pottery evidence

    inasmuch as in the Cernavoda I culture and the cultures from Scheibenhenkel horizon have

    dominated the plain pottery with a more low-burned and exception ornamented (mostly

    incised, pricked, stamped or encrusted) earthenware. As the interruption was assumed to have

    been caused by outer factors (imaginable steppe invaders), for the migration theory there were

    no other research problems than migrated factors for material culture changes. After

    increasing the non-popularity of M. Gimbutas theory, some authors replaced the migration

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    theory with the climatic catastrophe, that it is again based in the assumption that the material

    culture dramatically decreased and changed in the Balkans.

    Strictly speaking, the palaeoclimatic characteristics of the Balkans are from limited regions

    and in my opinion, the recent record does not infer any climatic catastrophe at the end of the

    Copper Age (Bozhilova & Tonkov 1995; zdogan 1999: 209; Atanassova 1995; see also

    Furlan D. 1977; Nandris 1977; Gribben 1978; Harding 1982; Kuniholm 1990; cp. Peiser B.J.1998). For instance, neither pollen data from key regions, such as Drama valley next to the

    North Aegean coast area, nor that from the Black Sea, indicates drastic changes (Nikolova

    1999a and ref. cited there). Similar conclusions follow from the pollen diagrams from Pirin

    Mountains (Bozhilova & Tonkov 1995) where the authors found some evidence of possible

    human impact (seasonal high-mountain pasture) traced back in prehistoric times. As far as the

    Black Sea is concerned, difficulties in the interpretation of the marinepalynological data for

    the Late Holocene have been reported because of the involved climatic, anthropogenetic and

    hydrodynamic processes, as well as the limited samples. Furthermore, enlargement of the herb

    communities dominated by Artemisia and Chenopodiaceae is explained with possible

    variability in precipitation and the drier condition of the European Subboreal documented also

    in the South Dobroudja Black Sea coast ((Atanassova 1995: 80-81). The 5000 BP as acommonly accepted lower chronological border of Subboreal characterized as warm and

    dry gives in calibrated dates circa 3800-3700 BC while the end of the Copper Age

    correspond to a Late Atlantic climatic period generally characterized as warm and wet.

    Beyond these general characteristics, local fluctuations and deterioration have been reported

    as being documented from different parts of Europe. However, there is no single evidence that

    at the end of the fifth and the beginning of the fourth millennium, the proposed transgression

    of the Black Sea catastrophically impacted Upper Thrace and the Lower Danube as it has

    been written by H. Todorova (see the cited literature in Lichardus & Lichardus-Itten 1993: 72-

    73).

    As my social change theory proposes, in the late fifth and earlier fourth millennium BC the

    crisis was of the Balkan society but not of the region.

    Towards the archaeological base of the social change theory

    In the last decades, the material evidence base for the social change theory employed to later

    Balkan prehistory generally increased. In its core is the long-term transformation of the

    Krivodol-Salcuta-Bubanj complex in the western lower Danube recently argued based on the

    detailed cultural-chronological sequence (Nikolova 1999a), the data on relocations of cultural

    patterns, as well as the evidence of graduate sedentarization in the Balkans in later fourth

    millennium BC. The skeleton remains from earlier Final Copper on the Yunatsite tell

    (Matsanova 2000) make the historical picture dynamic and controversial.

    The applications for the eastern parts of the Balkans are based on the retrospective-prospective analysis of the evidence, but the evidence is not so expressive as from Central and

    Northwestern Balkans.

    The first region from the Eastern Balkans is the eastern lower Danube basin, between the Olt

    Osum Rivers and the Danube Delta. This is the one usually thought to have been invaded by

    steppe tribes that caused the end of Gumelni?a cultures. But it has been shown that there are

    common ceramic elements between Gumelni?a and Cernavoda I cultures. The migrationists

    have not ignored the last, but explained them as survival in the new culture (Thomas 1992; cp.

    Manzura 1999). The same elements occur in the social change theory as a record of

    continuation in the transformation process (Nikolova 1999a). The migrationists do not stress

    on the fact that there is a topographic continuity in the settlement pattern (e.g. Harsova), nor

    does the pattern of the Cernavoda I culture correspond to nomadic and semi-nomadicpastoralists that have had short-lived villages supplemented by a central place (e.g.

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    Cernavoda). This pattern contrasts to Early Bronze when the indisputable pastoral nomads

    (Pit Grave Culture) occupied vast territories in the eastern Lower Danube without leaving any

    significant traces of sedentarization that could argue at least seasonal occupations.

    The retrospective-prospective cultural analysis infers that on the one hand, in the eastern

    Lower Danube were preconditions for pastoral nomadism archaeologically documented for

    the Early Bronze. As in the migration theory, in both cases the population comes from theterritories of typical pastoral nomadism, it should be an expected similar way of exploitation

    of the environment. In fact, the archaeological map shows big differences that in turn

    questions the validity of that postulation. At the same time, agricultural-stockbreeding

    communities traditionally occupied the eastern lower Danube that had different degrees of a

    mobile social pattern. In fact, the tradition of tell villages occurs very late there and only in

    some micro-regions. In other words, the Cernavoda I culture following the northeastern

    Balkan settlement pattern represents a model of transformation of the material culture in

    context of social changes such as increasing mobility, segmentation and decreasing of the

    population including the dominance of the household pottery production.

    As the Brailita cemetery is unpublished, there is no an opportunity for diachronous

    comparative analysis of the burial data. The critical region remains Northeastern Bulgaria asthe settlements of the Cernavoda I culture are still not well documented. Some sites were

    included in the so-called Pevets culture, but unfortunately the material from Pevets remains

    unpublished. The detailed comparative analysis of Bulgarian and Romanian material provided

    by Manzura (2002) infers Northeastern Bulgarian material generally differs from that of the

    Romanian Cernavoda I culture. Nevertheless, the material from Ovcharovo-Platoto (to which

    can be added Koprivets published in Nikolova 1996), which could be late Cernavoda I, is very

    scanty. Also, as it has been argued elsewhere (Nikolova 1999a) that Hotnitsa-Vodopada

    belongs to another cultural-chronological horizon that connects the Lower Danube with the

    earliest Boleraz (Baden I) in Central Europe, respectively marking the beginning of the

    Bronze Age in the Balkans.

    My assumption is that the typical settlements of the Cernavoda I culture are to be discovered

    to the south of the Danube River. Indirectly, it can be confirmed by the fact that just in the

    1980s, for the first time in inner Northeastern Bulgaria, a classical Cernavoda III settlement

    (Mirovtsi) was found; recently, nobody would postulate that classical Cernavoda III was not

    distributed in this region. The absence of cordedware settlements can be only a problem of

    record base but not of the cultural process.

    In prospective, J. Lichardus, with team, published from Drama (Southeast Bulgaria) some

    fragmented pottery that has been attributed to the beginning of Cernavoda III culture (2000:

    42-45) from Early Bronze I according to my periodization system. The problem with that

    publication is that the parallels of the fluted ceramic material have been extended only in thenorth-northeast direction, to Moldavia and Ukraine. In this case, the latter provided a base of

    the conclusion that the distribution of the Cernavoda III culture also south of the Lower

    Danube can be seen in connection with the penetration of the Pit Grave Culture (Lichardus et

    al. 2000: 45). This is a typical methodical tool of the migrationist archaeologists, when

    selected data has been combined to demonstrate archeologically the direction of a migration.

    But does Drama data really provide such a certain correlation between the Pit Grave Culture

    and the beginning of the Cernavoda III?

    The illustrated sherds include bowls, pots, amphora-like vessels including plain, stamped and

    incised pottery. Except for the sinuous bowl (Lichardus 2000: Fig. 15: 8), there are no

    expressive parallels in Cernavoda III of any other vessels. Contrary, the emblematic channel

    and plain sinuous profiled pottery parallels to the west in Upper Thrace in Dubene-SarovkaIIA ceramics (Yunatsite culture) (Nikolova 1999b; 2000d). This channel pottery has been

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    interconnected and possibly synchronized in the region under discussion through Karanovo

    VIIA- pit H (Hiller & Nikolov 1997: Fig. 148: 16, 21), but on the whole, the Early Bronze I

    stage of the channel pottery in Upper Thrace is still at the initial stage of investigation. Then, I

    believe this is the reason the site of Drama to have been directly connected with the eastern

    lower Danube, but not with other sites with channel pottery in Upper Thrace.

    However, if the authors really propose a north south direction of distribution of the EB Ichannel pottery, it should be stressed that there are no Pit Grave Culture records in western

    Upper Thrace (Nikolova 2000e). Also, despite the numerous pottery at Golyama Detelina II

    tumulus in eastern Upper Thrace (with mixed Pit Grave and Ezero burials according to the

    archaeological attributes), no channel pottery has been discovered there (Nikolova 1999a).

    Although the Drama pottery confirmed the dating of Golyama Detelina IV (Leshtakov &

    Borisov 1995) from EB I (Nikolova 1999a; cp. Lichardus et al. 2000: 45), even in this

    tumulus there is no channel pottery. The similarity with Drama includes the vertical corded

    handles that have parallels in Baden culture. But it is not clear if Golyama Detelina and

    Drama-Merdzhumekya were contemporaneous. The argument of closeness between both sites

    was used, as a chronological criterion to argue possible contemporaneous sites (Lichardus et

    al. 2000: 45) but in my opinion, in this case, about 30 km is a considerable distance becauseof the local micro-regional peculiarities. Drama is close to the mountain region while

    Golyama Detelinas micro-region is steppe like. The latter explains the concentration of Pit

    Grave Culture tumuli in the Radnevo micro-area. So, Golyama Detelina tumulus cemetery

    and Drama-Merdzhumekya represent two different environmental types. It is another question

    that even in the Radnevo area it looks like the Pit Grave Culture penetrated in Ezero social

    environment, which resulted in intensive interactions according to the evidence from

    Golyama Detelina II (Nikolova 2000e).

    In my explanation model, Drama-Merdzhumekya settlement pottery documents a local

    pastoral community that was in intensive interactions with other pastoral or semi-pastoral

    communities in Upper Thrace and in direct contact with the North. It can be proposed that the

    site belongs to early Ezero culture and marks the process of sedenterization of the local

    mobile pastoralists in latter fourth millennium BC. This early stage of Ezero culture is not

    documented at Ezero tell as it has been stressed also in J. Lichardus et al. (2000: 45), but

    important common ornaments have already occurred, e.g. pricked and dot ornamentation. For

    the time being, it is not clear if Karanovo VIIA and earliest EB Dyadovo represent regional

    peculiarities or if they also include pre-Ezero pottery related diachronically to Drama-

    Merdzhumekya.

    The case study from Drama region is important because this is exactly the region from which

    originates a scepter from Final Copper (Govedaritsa and Kaizer 1996), as well as typical late

    Tei pottery from the later Bronze Age. Both instances are isolated for that micro-region; for

    the time being, they can be best explained by infiltration of the northern population. However,in my opinion, they cannot be a model for explanation of all new evidence, in particular of the

    Early Bronze I pottery from Merdzhumekya that is interrelated mostly with the west.

    The amphora-like vessel from Merdzhumekya (Lichardus et al. 2000: Fig. 15: 1) brings up the

    question of how this site relates to the Cernavoda I culture, where its best parallels can be

    sought. As a possible pastoral central place, it can include scanty material from different

    periods, then, theoretically, the earliest possible chronological border of that site is Final

    Copper I (later Cernavoda I culture). I. Manzura stressed first on that similarity (2002). But it

    could also be a continuation element that only indicates preservation of Final Copper ceramic

    traditions, and in turn confirms very early dating of the site in the Early Bronze I chronology.

    For the topic of this study, the newly discovered Early Bronze I evidence from Upper Thrace

    has completely changed our view on the cultural processes in this region. In light of the newevidence from Upper Thrace (Dubene-Sarovka (Nikolova 1996; 1999a; 1999b; 2000d;

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    Drama- Merdzhumekya (Lichardus et al. 2000), etc.) the process of sedentarization appears to

    be a long process that covered all or most of the second half of the fourth millennium BC. The

    last model generally contrasts to the 1980s earlier 1990s view seeing Upper Thrace re-

    occupied by sedentary population just at the very end of the fourth millennium BC or the

    beginning of the third millennium BC (Ezero A1 culture). The channel pottery only indicates

    the multi-aspect interaction processes that existed in the Balkans in the fourth millennium BC.The traditional methodology of archaeological comparative analysis that mechanically relates

    to the innovation in the material culture with the new population demonstrates limitation and

    the absence of a possible satisfactory explanation in all cases of the culture changes. As this

    communication demonstrates, similar archaeological situations can be a result of different

    social processes that always require a vast and deep synchronous, retrospective and

    prospective analysis.

    Drama-Merdzhumekya is one of these tells which the Early Bronze I populations occupied

    over the ruins of the Late Copper settlements or over Final Copper traces. Archaeologically,

    the Early Bronze I settlements have been recorded over Late / Final Copper (Dubene-Sarovka,

    Yunatsite, Karanovo, Ezero, Dyadovo, etc.), Neolithic tells (for instance Veselinovo), or there

    were also newly founded settlements (for instance Ognyanovo). For a long period, Ezero wasa key site for the cultural-chronological column of Early Bronze I sites in Upper Thrace, it

    represented a model, according to which the Upper Thrace was occupied at one and the same

    time. But the newly interpreted and newly obtained radiocarbon dates from Dubene-Sarovka,

    Plovdiv-Nebet Tepe, etc. have indicated a gradual process of occupation of the tells and other

    prehistoric sites (Nikolova 1999a; 1999b). It appears that in the later fourth millennium BC,

    there were preconditions in Upper Thrace not only for sedentarization, but also for an increase

    of the population.

    Such demographic patterns characterize the agricultural societies. It is noteworthy to compare

    the pattern of babies burials that in Early Bronze Upper Thrace is comparable by the number

    of buried children in settlements only with Early Neolithic. In the last period, we had a similar

    process of gradual cultivation of the land that required considerable labor. In other words,

    along with other aspects, the numerous settlement burials of babies indicate a high rate of

    births, which in turn preconditioned a high rate of death.

    Conclusions and further considerations

    The migration theory and the theory of social changes applied to the cultural processes during

    Final Copper and Early Bronze I in the Balkans are not two extremes, as the theory of the

    social change implies migrations. But the latter are only some of the reasons for the changes

    in the material culture. In respect to the Final Copper Age, the theory of social change

    includes explained strategies that employ all the various records but not deliberate data that

    usually underpin the migration theory. This communication continues to approach thetheoretical and archaeological background for explanation of the cultural changes in the

    Balkans in the latest fifth and during the fourth millennia BC (see Nikolova 1999a; 2000a;

    2000b) explained by the development of the theoretical foundation and including new

    archaeological data and interpretations. The model is social-economic changes from sedentary

    and semi-sedentary towards mobile semi-mobile communities and followed an intensive

    process of sedentarization in the latter fourth millennium BC.

    These changes include not only the most visible archeological sings such as settlement pattern

    and pottery production (see above). Other cultural components are also important such as a

    relocation of the population towards exploring higher elevations in the mountains (for

    instance, the Rhodopes) and adopting new types of weapons/implements (the daggers) that

    characterize Final Copper in the Balkans. In some regions, such as the Struma valley andNorthwest Bulgaria, documentation of a dynamic, but relatively continuing, transformation of

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    the material culture (in light of Kolarovo evidence (Pernicheva 2000) and the newly

    excavated cemetery near the village of Telish that may fill the hiatus between Telish 3 and

    Telish 4 from the Final Copper Age).

    The innovation of arsenic bronze in the later first half of the fourth millennium BC (Vajsov

    1993, Hotnitsa-Vodopada) and re-sedentarization in the later fourth millennium BC are

    among the most significant characteristics of Early Bronze I. Further, the intensification ofcontact with neighbors and distant cultures and the integration with immigrants from the

    north-east resulted in the formation of a big cultural system that intensively integrated the

    Balkans with Northeast Anatolia (Troada), eastern central Europe, and the northwest Black

    Sea. The vast areas that cover the channel pottery style in Early Bronze I is one of the

    instances of the intensive interactions. The possible future analysis of the nature of

    distribution may provide archaeological arguments for the function of the innovation in the

    later Balkan prehistoric society. The acceptance of the last resulted in formation of the big

    Balkan Early Bronze I cultural system, in which possibly involved continental Greece, but

    Final Copper and Early Bronze I are still not well investigated in this region (see Rogers &

    Shoemaker 1971 for the theory of innovation).

    M. Rowlands (1993) posed the question of the role of memory in the transmission of theculture. One model that the Balkan prehistory represents is a circa 500 year cycle of

    considerable change in the ceramic style from painted Early Neolithic to channel and

    encrusted Late Neolithic followed by encrusted-and-graphite Early Copper changed by

    graphite Late Copper, then, by monochrome Final Copper, then, by channel Early Bronze I,

    and encrusted Early Bronze II. Possibly 6 to 12 generations have been involved in these

    cycles. On its side, in each cycle, previous elements may continue with different intensity. For

    instance, the encrusted pottery of Early Copper type still continues as an exception in

    KaranovoVI Gumelnita Varna and Krivodol Salcuta Bubanj graphite ceramic styles.

    Another variant represents the encrusted pottery that occurs among the plain and channel

    pottery of Early Bronze I in the Southern Balkans. So, we have two aspects a continuation

    of some traditional elements transmitted my certain shapes and/or household traditions, as

    well as invention and acceptance of the innovation and its popularization and widening up to

    full or considerable replacement of the tradition style. Along with this, the area factor is very

    strong, as the processes spread over big territories relatively fast.

    From this perspective, the Final Copper follows the common Balkan prehistoric pattern, the

    explanation of which includes consideration of stylistic, social, psychological, economic and

    many other factors responsible for the change of the ceramic style. On the other hand, in

    historic plan, every one of these cycles has its own historic background and one explanation

    model cannot be found, which is valid for all periods. Then the future direction of the

    investigation of the social changes in the Final Copper Balkans is a deep diachronic analysis

    of the previous cultural processes that would reveal pattern and direction of development toexplain at least some of the innovations during this period. In other words, the social

    processes of shift from predominated sedentary to predominated mobile pastoral communities

    was a reason for change in the settlement pattern and in the ceramic styles. But the

    mechanism of these changes was underpinned by the cultural pattern and cultural memory not

    only of traditions but also of the mechanism of acceptance and distribution of the innovations.

    The change in the material culture in southeastern Europe in the fourth millennium BC has

    been a background for many speculations including a development of Indo-European

    archaeology. As the recent investigations show, changes in the Balkans have not been a result

    of a new population, on one hand. On the other hand, the dialectic understanding of language

    formation and development do not require such a population change as a precondition for

    language change. There is no reason the formation, distribution and development of the Indo-European languages is connected with any material culture changes because these are two

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    different cultural phenomena. As the Thracians, the core of Balkan ancient population from

    the later second and first millennium BC, were Indo-Europeans, then, the bearers of the earlier

    archaeological cultures can be seen as Proto-Indo-Europeans with a long, dynamic and

    controversial history in Europe (Zvelebil 1995), particularly in the Balkans.

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    Published on: 06/26/02.

    Last updated: 01/18/03