An Ecological Assessment of the Tygart Valley River Watershed
Applying Ecological Risk Principles to Watershed Assessment and Management
Transcript of Applying Ecological Risk Principles to Watershed Assessment and Management
-
8/19/2019 Applying Ecological Risk Principles to Watershed Assessment and Management
1/10
FORUM
Applying Ecological Risk Principles to Watershed
Assessment and Management
VICTOR B. SERVEISSU.S. Environmental Protection Agency (8623-D)
1200 Pennsylvania Ave., NW
Washington, DC 20460
ABSTRACT / Considerable progr ess in addressing point
source (end of pipe) pollution problems has been made, but
it is now recognized that further substantial environmental
improvements depend on controlling nonpoint source pol-
lution. A watershed approach is being used more frequently
to address these problems because traditional regulatory
approaches do not focus on nonpoint sources. The water-
shed approach is organized around the guiding principles
of partnerships, geographic focus, and management based
on sound science and data. This helps to focus efforts on
the highest priority problems within hydrologically-defined
geographic areas. Ecological risk assessment is a process
to collect, organize, analyze, and present scientific informa-tion to improve decision making. The U.S. Environmental
Protection Agency (EPA) sponsored three watershed as-
sessments and found that integrating the watershed ap-
proach with ecological risk assessment increases the use
of environmental monitoring and assessment data in deci-
sion making. This paper describes the basics of the water-
shed approach, the ecological risk assessment process,
and how these two frameworks can be integrated. The
three major principles of watershed ecological risk assess-
ment found to be most useful for increasing the use of sci-
ence in decision making are (1) using assessment end-
points and conceptual models, (2) holding regular
interactions between scientists and managers, and (3) de-
veloping a focus for multiple stressor analysis. Examples
are provided illustrating how these principles were imple-
mented in these assessments.
Considerable progress in addressing point source
(end of pipe) pollution problems has been made but it
is now recognized that further substantial environmen-
tal improvements depend on controlling nonpoint
source pollution (US EPA 1996). Pollution and habitat
degradation problems can best be solved by using abasin-wide (watershed) approach rather than working
with an individual waterbody or discharger (US EPA
1996). The Watershed Approach Framework (US EPA
1996) is organized around the guiding principles of
partnerships, geographic focus, and management
based on sound science data. It is a framework for
coordinating environmental management that focuses
public and private sector efforts on addressing the high-
est priority problems within hydrologically-defined geo-
graphic areas, taking into consideration both ground
and surface water flow. Instead of using the more tra-
ditional pollutant-by-pollutant approach, the watershedapproach incorporates a comprehensive strategy which
enables those who must live with environmental deci-
sions to participate in making them. Federal agencies
are using the watershed scale as they place increased
emphasis on community- and placed-based approaches
for environmental protection (US EPA 1996, Maxwell
1998). In addition, many states have implemented wa-
tershed restoration action strategies in response to the
Clean Water Action Plan (US EPA 1998a). These strat-
egies focus management actions on geographic regions
rather than on specific media (e.g., air, water).
Efforts on a watershed scale rely heavily on voluntary compliance, stakeholder involvement, and an under-
standing of the cumulative impact of multiple physical,
chemical, and biological stressors over a broad range of
spatial scales. Consistently incorporating science in wa-
tershed management decisions, however, is challenging
because the data needs for watershed-scale decision
making are complex. Multiple physical, chemical, and
biological stressors may co-occur due to human activi-
ties and natural causes. These stressors, when com-
bined with a network of interrelated environmental
conditions, may cause diverse impacts on numerous
ecological resources. Even when the science is under-stood, it remains difficult to use science in watershed
management decisions because the watershed typically
overlaps multiple jurisdictional areas, is managed by
organizations with divergent goals and responsibilities,
and contains numerous stakeholders with their own
self-interests. Tradeoffs among environmental, politi-
cal, economic, and social factors based on subjective
value judgements occur as part of the decision process.
As a result, valuable data from many monitoring and
assessment efforts frequently do not play a major role in
KEY WORDS: Watershed management; Ecological risk assessment;
Watershed assessment; Water quality management; En-
vironmental assessment; Environmental decision making
DOI: 10.1007/s00267-001-0025-z
Environmental Management Vol. 29, No. 2, pp. 145–154 © 2002 Springer-Verlag New York Inc.
-
8/19/2019 Applying Ecological Risk Principles to Watershed Assessment and Management
2/10
management decisions (Ward and others 1986, Ward1996). Helpful suggestions and frameworks have beendeveloped to improve various aspects of watershedmanagement and to improve the use of ecological sci-ence in place-based decision making (Ward and others1986, Slocombe 1993, MacDonald 1994, Armitage
1995, US EPA 1996, US EPA 1998b, Rhoads and others1999, Timmerman and others 2000).
One framework that appears to be helpful to water-shed management is ecological risk assessment (Serveiss and others 2000), a process to collect, orga-nize, analyze, and present scientific information. It isdescribed in detail in EPA ’s Guidelines for Ecological Risk Assessment (US EPA 1998b). The ecological risk assess-ment process consists of three phases (Figure 1): prob-lem formulation, risk analysis, and risk characterization(US EPA 1998b). EPA ’s risk assessment guidelines have
been applied successfully and used extensively insource- and pollutant-based approaches (such as thosefocused on particular chemical contaminants), yet theirapplicability to place-based approaches (such as thoseconducted on a watershed-wide scale) is still limited(US EPA 2000). Ecological risk assessment can use
partnerships, a geographic focus, and sound science toenable States, local governments, and watershed coun-cils to prioritize problems and take appropriate actions.It is an iterative process which includes a regularly occurring dialogue between scientists and managers, asrepresented by the “arrows” in Figure 1. These interac-tions take on greater importance in a watershed assess-ment with multiple stressors, pathways, ecological re-sources, and self-interests. Applying ecological riskassessment within a watershed approach can provide
watershed management groups a logical and systematic
Figure 1. Framework for Eco-
logical Risk Assessment (US
EPA 1998b).
146 V. B. Serveiss
-
8/19/2019 Applying Ecological Risk Principles to Watershed Assessment and Management
3/10
method to incorporate scientific information into de-cision making (Serveiss and others 2000).
The strengths of the Watershed Approach are itsemphasis on a naturally defined geographic area, onpartnerships, and stakeholder involvement and on bas-ing decisions on sound science. The strength of eco-logical risk assessment is in providing specific advice onhow to develop, analyze, and present scientific informa-tion so that it can best inform management decisions.
The integration of the watershed approach with eco-logical risk assessment, hereafter called watershed eco-logical risk assessment, achieves the collective benefitsof both frameworks. Table 1 summarizes the valuableand complementary linkages between the watershedapproach and ecological risk assessment.
This paper describes how watershed ecological riskassessment can be used to select, analyze, integrate, andpresent environmental data so that it is most useful for
watershed assessment and management. It builds onprinciples articulated in the Watershed ApproachFramework (US EPA 1996) and Ecological Risk Assess-
ment Guidelines (US EPA 1998), and draws on experi-ence from three EPA sponsored watershed assessments.These watershed assessments demonstrate the value of using three key principles of watershed ecological riskassessment: developing assessment endpoints and con-ceptual models, holding recurring interactions be-tween scientists and managers, and developing a focusfor performing multiple stressor analysis. This paperdiscusses the value of using these watershed ecologicalrisk assessment principles and provides examples of how they were applied. While the emphasis is on using
these principles for watershed ecological assessments,many elements of this process also apply to other place-based management efforts directed at improving hu-man health and environmental quality.
Introduction to Three Watershed EcologicalRisk Assessments
Three watershed assessments, funded by EPA, are dis-cussed in this paper: Clinch and Powell Valley, Virginia;
Waquoit Bay, Massachusetts; and Big Darby Creek, Ohio. All three watersheds have valued ecological resources,multiple stressors, an existing data set, and participants
willing to perform the assessment. Table 2 lists the water-sheds, existing human activities and associated stressors,the valued ecological resources and the assessment end-points examined, the approach used for multiple stressor
analysis, and environmental management actions that arebeing implemented or considered.The free-flowing segment of the Clinch and Powell
Rivers flow southwesterly through southwestern Vir-ginia and into Norris Lake in Tennessee. The basincovers 9,971 square km and contains one of the most diverse and unique assemblage of fish and freshwatermussel species in North America. Activities such asmining, agriculture, and urbanization are likely causesof reductions in fish and mussel species richness andthe cause of many species being listed as threatened orendangered. The Nature Conservancy has establishedthe Clinch Valley Bioreserve to conserve biological di-
versity in the watershed. Waquoit Bay is a shallow estuary on the south coast of
Cape Cod, Massachusetts. Its watershed covers about 53square km, fed by groundwater and freshwater streams,salt ponds and marshes, pine and oak forest, barrierbeaches, and open estuarine waters. The bay, along withadjoining marshes, tidal rivers, and barrier beaches, pro-
vides an ideal habitat for plant and animal life. Urbaniza-tion is changing the landscape and contributing nutrientsand contaminants to the bay. The area has been desig-nated as a National Estuarine Research Reserve and an
Area of Critical Environmental Concern.
The Big Darby Creek watershed is an example of ahigh-quality ecosystem in the agricultural Midwest. The
watershed encompasses 1443 square km (557 square mi)in central Ohio and is highly valued for its scenic beauty,its high water quality, and for recreational opportunities.Big Darby Creek and its tributaries are home to an excep-tional variety of species, especially a unique assemblage of rare and endangered freshwater mussel and fish species.The central issues facing the Big Darby watershed arefuture land use and implementation of best management practices for urban and agricultural runoff. A large por-
Table 1. Integrating the watershed approach with
ecological risk assessment
Elements of the watershed approach
Linkages to ecological riskassessment
Geographic focus The scope of the assessment isidentified in during problemformulation
Continuous improvement based on soundscience
The analysis and riskcharacterization phasesprovide and organizescientific informationrelevant to management decisions
Partnership andstakeholderinvolvement
Interactions with managersand stakeholders areemphasized during problemformulation and riskcharacterization phases,communication during the
analysis phase is alsoencouraged
Applying Ecological Risk to Watersheds 147
-
8/19/2019 Applying Ecological Risk Principles to Watershed Assessment and Management
4/10
tion of Big Darby Creek is an Ohio State Scenic River and
a National Wild and Scenic River. The Nature Conser- vancy has designated it one of the “Last Great Places” inthe western hemisphere.
Experiences from these three assessments demon-strate that following watershed ecological risk assess-ment principles increases the likelihood that environ-mental monitoring and assessment data are consideredin decision-making. The three major principles that proved most beneficial, are: (1) holding regular meet-ings between scientists and managers, (2) using assess-ment endpoints and conceptual models, and (3) devel-oping a focus for the multiple stressor analysis.
Principle 1: Value of Regular Interactions
Between Scientists and Managers
Many recent recommendations have emphasizedthat stakeholder and manager involvement needs to beinitiated in the planning step, and recurring rounds of deliberations and analysis are necessary throughout theprocess to make the findings most useful (NRC 1996,Foran and Ferenc 1999, US EPA 2000, Timmerman andothers 2000). As part of the planning activity for a
watershed ecological risk assessment, scientists and
managers agree upon the expected output and thetechnical and financial resources to be used for per-
forming the assessment. Managers need to describe why the risk assessment is needed, its relevance to
regulations, and their plans for using the findings. Sci-entists need to communicate to managers what they
can realistically provide, where problems are likely, and where uncertainty may arise. After the risk assessment
starts, new information obtained through literature re- view, field data, peer review, or managers awareness of
environmental changes may trigger iterative loops. Thisfeedback loop is intended to incorporate new scientific
information and changing risk management needs intothe developing risk assessment. This section provides
information and examples of how such initial and reg-ular interactions helped focus the three assessments
and provided more meaningful assessment findings.Managers need to agree upon clearly articulated wa-
tershed management goals. Elements of existing goal
statements from watershed councils, conservation plans,or local growth planning strategies should be incorpo-
rated where appropriate. Managers and scientists shouldelaborate on the goals by developing a set of measurable
Table 2. Descriptions of three watershed ecological risk assessments
Location andsize Human activities/stressors
Valued ecologicalresources/analyzed
assessment endpoints
Process foranalyzing multiple
stressors
Environmental management actions being implemented or
considered
Upper Clinchand PowellRiversa
Mining, forestry,agriculture,spills/sediments, andtoxic substances
Fish and mussels/reproductionandrecruitment of threatened fishand musselspecies
Multivariateanalysescomparingsources, landuses, and effects
Protect riparian corridors,more monitoring of coalmining operations, spillcontrol mechanisms, best management practices forpasture and agricultural land
Waquoit Bay b Septic tanks, atmosphericdeposition/nitrogen,toxics
Scallops and fish/abundance of eelgrass,macroalgae andphytoplankton
Nitrogen loadingand effectsmodel
Zoning controls, septic tanktreatment options, buildinga sewage treatment plant
Big Darby Creekc
Agriculture,urbanization/sediments,nutrients
Fish and mussels/speciescomposition,diversity andfunctionalorganization of the fish andbenthicmacroinvertebratecommunities
Multivariateanalysescomparingsources,stressors, andeffects
Reducing erosion, designatingareas with the best aquaticbiological conditions as aNational Wildlife Refuge,re-targeting erosion controlefforts
aSouthwestern Virginia, 9,971 km2.bCape Cod, MA, 53 km2.cCentral Ohio, 1443 km2.
148 V. B. Serveiss
-
8/19/2019 Applying Ecological Risk Principles to Watershed Assessment and Management
5/10
-
8/19/2019 Applying Ecological Risk Principles to Watershed Assessment and Management
6/10
models are especially valuable in watershed assessmentssince they describe the multiple physical, biological,and chemical stressors in a system and their sources,and the pathways by which they are likely to impact
multiple ecological resources (Suter 1999). The predic-tions made by these models serve as qualitative hypoth-eses that may be helpful for decision making. Thesepredictions may be used to prioritize problems andhelp address Total Maximum Daily Load (TMDL) is-sues. TMDLs are pollution budgets to reduce loadingsof pollutants that exceed water quality criteria.
In the Clinch Valley assessment, maintaining listedthreatened and endangered fish and mussel species is amanagement objective. Their reproduction and recruit-ment is of ecological importance (and potentially affected
by the stressors of concern). Therefore, the assessment endpoints for this risk assessment are: (1) reproductionand recruitment of rare, threatened, and endangered fishspecies and (2) reproduction and recruitment of rare,
threatened, and endangered mussel species.Figure 2 shows the conceptual model for threatened
and endangered mussel species. The lines show thephysical, chemical, and biological stressors that stemfrom each human activity (source) and the many envi-ronmental changes that could result from these stres-sors. For example, urban, agricultural, livestock, andsilviculture operations all modify the riparian buffer(top right of figure). Riparian modification is one of fi ve major stressors shown that cause a series of envi-ronmental changes that indirectly affect the mussel
Figure 2. Clinch and Powell
assessment: Reproduction, re-
cruitment of threatened, en-
dangered or rare mussel spe-
cies (US EPA 2002).
150 V. B. Serveiss
-
8/19/2019 Applying Ecological Risk Principles to Watershed Assessment and Management
7/10
species of concern. Only those pathways considered
most ecologically important by the workgroup are
shown to keep the presentation manageable.
Conceptual models can be prepared to include
more details. For instance, the Big Darby Creek con-
ceptual model shows the appropriate biological mea-sures that are used to assess impacts from stressors
(Cormier and others 2000). Macroinvertebrate organ-
isms belonging to the orders Ephemoptera (may fl y),
Trichoptera (caddisfl y), and Plecoptera (stonefl y) species
are relatively pollution intolerant (Lenat 1984). Thus, a
lower number of these species indicates impacts from
sediments, toxic input, altered stream morphology, or
an altered hydrologic regime.
The selected assessment endpoint for this study was
the species composition, diversity, and functional orga-
nization of the fish and benthic macroinvertebrate
communities (Cormier and others 2000). Reasons forselecting this endpoint include: (1) Ohio EPA water
quality standards specifically link water quality to the
ability of a stream to support and maintain species
composition; (2) this endpoint is impacted by stressors
from the activities of concern, particularly agriculture
and urbanization; and (3) the stream community struc-
ture and function is ecologically related to broader
issues such as ecological integrity (Karr and Chu 1999).
In Waquoit Bay, the assessment helped stakeholders,
scientists, and managers identify collectively the most
significant ecological concern in the watershed: i.e.,
impact of nitrogen on eelgrass and ultimately fish (Va-liela and others 2000). In Waquoit Bay, the conceptual
model shows how excess nitrogen input may exert ef-
fects on a commercial fishery indirectly by causing algal
blooms that reduce light levels to the point that eelgrass
(a submerged aquatic plant important as habitat for
juvenile fish) cannot survive. In this case, habitat loss is
the stressor impacting the fish, but knowledge of the
whole chain of events is necessary to take cost-effective
corrective action. Eelgrass abundance was selected as
an assessment endpoint because of its ecological impor-
tance, susceptibility to the stressor of primary concern
(excess nitrogen input), and relevance to a manage-ment objective (restoring native fish populations).
Thus, an advantage of conceptual models is that they
consider and describe cascading effects which may not be
immediately apparent. The conceptual model is also a
powerful communication tool; the one developed for the
Waquoit Bay, for example, is on display at the National
Estuarine Research Reserve. In all three assessments,
group efforts to develop the conceptual model were par-
ticularly valuable for communicating expectations within
the technical workgroup and to stakeholders.
Principle 3: Developing a Focus for Multiple
Stressor Analysis
The analysis phase of risk assessment seeks to estimate
(1) exposure, the extent to which assessment endpoint
resources are exposed to the stressors resulting from hu-man activities; and (2) effects, the effects likely to occur as
a result of exposure. Several analyses may be performed
or considered. Cause and effect relationships need to be
established or postulated based on observed effects (e.g.,
fish kill following a pesticide application), experimental
or laboratory data, or statistical associations. In watershed
assessments, spatial and temporal distributions of both the
assessment endpoint and the stressors need to be consid-
ered. During the risk characterization phase, exposure
and effects analyses are integrated into an overall estimate
of risk and used as “lines of evidence” to reach a final
conclusion about the likelihood and the consequences of effects.
Because watershed-scale multiple-stressor risk assess-
ments are complex, not all required data for performing
the exposure and effects analyses may be available. Differ-
ent stressors may co-occur in different places; some may
occur only episodically, making them dif ficult to quantify
and interpret. Furthermore, the cumulative effect of co-
occurring stressors is often not known. Ideally, the stres-
sor-response relationship will relate the magnitude, dura-
tion, frequency, and timing of exposure in the watershed
to the biological effects. However, detailed quantitative
exposure information is often unavailable due to the rel-atively large spatial scale and the multiple stressors that
could be present. Furthermore, there may be problems
combining data from many sources, especially if collected
for another purpose. The technology is not yet available
and data requirements are too enormous to develop
quantitative associations between sources (e.g., agricul-
ture), stressors (e.g., impaired water quality, sediments,
and toxic substances), and effects in a watershed with
complex systems and pathways.
For watershed ecological risk assessments, exposure
and effects estimates may need to be aggregated or the
analyses may need to be limited to the most disruptive
stressor. Given the aformentioned limitations, it may be
most useful to first examine relationships between land
use and biological data because both of these types of
information are often relatively reliable and available.
Exposure information may then be inferred from dif-
ferent land uses based on available data in the water-
shed and information from the literature. Examining
the relative intensity or extent of certain land uses in
relation to available biological data may also help es-
tablish exposure-effects relationships.
Applying Ecological Risk to Watersheds 151
-
8/19/2019 Applying Ecological Risk Principles to Watershed Assessment and Management
8/10
In the Clinch Valley assessment, data on environ-mental stressors, their sources, and mussel and fish data
were entered into a graphical information system(GIS). Using the conceptual model, hypotheses con-cerning source stressor-effect relationships were devel-
oped and tested using multivariate statistics. Stepwisemultiple regression analyses of land uses with fish indexof biotic integrity (IBI) indicated that 55% of the vari-ance in fish community integrity scores could be ex-plained by certain land use categories (Diamond andServeiss 2001). Further analyses demonstrated that fishIBI was inversely related to both the number of activemining facilities in a subwatershed and to proximity tomining activities. These analyses along with other liter-ature provided lines of evidence to strongly suggest certain stressor-effect relationships. Maps and cumula-tive stressor-response curves were especially useful in
visualizing cumulative sources of stress in relation tolocations of threatened and endangered mussel species which could then be used to evaluate vulnerability andprioritize management strategies.
Pilot projects using subwatersheds may also be useful(MacDonald 1994) to explore analytical approaches. TheClinch Valley assessment studied two subwatersheds. Thefirst watershed was used to confirm that fish IBI could beused as a surrogate measure for mussel species richnessand to define the optimal size of upstream area for com-paring land use with biological effects. The second sub-
watershed was used to quantify uncertainties in this pro-cedure (see Suter 1998 for discussion of uncertainties). In
addition, the geographic focus and scope of the analysismay need to be altered to get suf ficient data or reducecosts, as was the case in the Big Darby Creek assessment.To better define the relationships between stressor andeffect, it was determined that the geographic scopeneeded to be expanded to the entire Eastern Corn Belt Ecoregion.
The Big Darby Creek assessment sought associationsbetween stressors and impacts (Norton and others2000). The analysis of risk is retrospective in that itsconclusions relied on current and past land use prac-tices and biological measurements taken at specific
sites. Researchers used the index of community integ-rity for macroinvertebrates (DeShon 1995) and theindex of biotic integrity (Karr 1981) for fish to repre-sent ecological status within stream segments in the
watershed. Multivariate analyses were used to deter-mine relationships between index results, instreamstressors, and land use patterns in the watershed. Theanalysis identified components of the community that
were associated with specific types of stress. For exam-ple, the percent of Tanytarsini midges and Glypotendipes increased at sites having low and high biological oxygen
demand, respectively. The percent of darters increased
at sites having high scores for stream corridor structureand low concentrations of inorganic nutrients.
The Waquoit Bay assessment focused on one stres-sor, nitrogen, that is the predicted cause of much of the
impact on valued ecological resources and for whichmanagement control options exist (Valiela and others
2000). Models were developed to clarify the pathways of how nitrogen reached the bay, and to predict ecologi-
cal impacts at various exposure levels.
Discussion
A major challenge when dealing with multiple non-point source stressors is to obtain useful scientific in-formation to help consider, evaluate, and select options
for environmental management. This paper has de-scribed how the watershed approach can be integrated
with ecological risk assessment to improve environmen-tal management decision making. Examples from three
watershed assessments illustrate the use of a model or
statistical investigation to identify associations betweenland use and impacts. Whether using these or other
approaches, biological monitoring data are very helpfulin identifying the biological and ecological conse-quences of human actions and provide an essential
foundation for assessing ecological risks (Karr and Chu1999). Identifying risks and areas in need of protection
may help managers obtain grants and assistance from
various water resource programs. With the informationin hand, managers may be able to petition for regula-
tion of previously unregulated activities. In addition,risk characterization may provide the reasonable assur-
ance required to show whether a TMDL will attain thestate-adopted water quality standard.
Through watershed ecological risk assessment, sci-
entists and managers interact more, helping scientistsunderstand the technical needs of the decision-makers
and managers to better understand the ecological im-plications of their actions. This dialogue offers numer-ous benefits for those faced with the challenge of struc-
turing environmental monitoring and analysis effortsand using such data for decision-making. The process
increases the likelihood that (1) the optimal suite of scientific data is collected, analyzed, and considered;(2) monitoring, analysis, and restoration decisions are
made that reflect management goals, along with theinterests and most valued ecological concerns of stake-
holders; and (3) ecological and hydrological processes which impact those resources are considered.
The benefits of applying the integrated watershedrisk assessment approach are described in a review
152 V. B. Serveiss
-
8/19/2019 Applying Ecological Risk Principles to Watershed Assessment and Management
9/10
funded by the Water Environment Research Federation(Butcher and others 1997) and include:
● The risk assessment framework can add significant value to watershed-scale management programsparticularly when addressing problems caused by
multiple and non-chemical stressors.● Formal and scientifically-defensible methods of risk
assessment help prioritize and evaluate risk.● While best professional judgement may arrive at the
same conclusions as an ecological risk assessment,the process helps people to carefully examine what led them to their conclusions and document their
findings.
Well-structured assessments already contain many ele-ments of watershed ecological risk assessment, without a
specific reference or cognizance that risk assessment prin-ciples are being used. For instance, a retrospective analysisof work done by the Chesapeake Bay Program shows that
the ecological risk assessment paradigm has been effec-tively applied to the Chesapeake Bay ’s clean-up effort (deFur 1997). Although many watershed communities donot have the financial resources, technical expertise, nor
necessary data to conduct a comprehensive risk assess-ment, these groups can still derive benefits from using
watershed ecological risk principles.The usefulness of a risk assessment is enhanced
when scientists and managers communicate regularly
throughout the process. Bringing scientists and manag-ers together to develop management objectives andagree upon the scope, purpose, and complexity of anassessment enables them to develop a common vision,
share information, and understand socioeconomic andecological concerns. Scientists and managers shouldmeet periodically to discuss interim findings and mod-ify the thrust of analysis efforts based on the intermit-
tent deliberations These communications will ulti-mately increase the likelihood that the data collectedand the manner by which they are analyzed and pre-sented will increase their use in decision-making.
A conceptual model improves the understanding of how valued ecological resources are affected by physi-cal, chemical, and biological stressors caused by humanactivities. Selecting assessment endpoints provides alink between choosing what to analyze and achieving
management objectives. An analysis plan provides sci-entific justification for deciding which data to collect,and how to analyze and present results. Completing thisportion of the ecological risk process can yield valuable
qualitative information to help participants better un-derstand the sources and pathways through which stres-
sors impact valued ecological resources. This also helps
to compare, rank, and prioritize risks.
Based on the few watershed ecological risk assess-
ments done to date, the most challenging aspect is
analyzing the impacts of multiple human activities and
stressors that may vary over time and space. Some re-cent research on deciphering effects of multiple stres-
sors provides useful tools (Landis and Wiegers 1997,
Wiegers and others 1998, Foran and Ferenc 1999, Dyer
and others 2000, Norton and others 2000). These pa-
pers indicate it is useful to simplify the analytical ap-
proach in a watershed setting by using a categorical
ranking system, or focusing on the impacts of selected
stressors, or by using multivariate analysis to describe
associations between sources or stressors and effects.
Developing conclusions based on integrating multiple
lines of evidence and discussing the degree of certainty
in the findings makes the results more meaningful.Using ecological risk principles, such as the ones dis-
cussed in this paper, provides managers with the ability to
incorporate more scientific information into their water-
shed management plans, thereby enabling them to better
understand the system and make more informed deci-
sions. Documenting the impacts to valued ecological re-
sources and the importance of protecting them helps
justify taking actions and assists with selecting the most
cost-effective restoration or control action. Even without
direct regulatory authority, environmental improvements
can be attained because increased awareness resulting
from documenting the consequences of human activitieson the environment encourages positive behavioral
changes and management actions.
Acknowledgments
Jerry Diamond, William van der Schalie, Susan Norton,
Barry Tonning, James Andreasen, Doug Norton, Patricia
Cirone, Randy Bruins, Robert Coats and anonymous re-
viewers provided helpful input or comments. The author
also thanks the many participants of the three watershed
assessments, in particular, Don Gowan, Roberta Hylton,
David Dow, Ivan Valiela, Jennifer Bowen, and Susan Nor-ton. The views expressed in this paper are those of the
author and do not necessarily reflect the views or policies
of the U.S. Environmental Protection Agency.
Literature Cited
Armitage, Derek. 1995. An integrative methodological frame- work for sustainable environmental planning and manage-ment. Environmental Management 19(4):469 – 479
Applying Ecological Risk to Watersheds 153
-
8/19/2019 Applying Ecological Risk Principles to Watershed Assessment and Management
10/10
Butcher, J. B., C. S. Creager, J. T. Clements, B. R. Parkhurst,M. D. Marcus, J. Brawley, P. Jacobson and C. M. Knapp.1997. Watershed level aquatic ecosystem protection: valueadded of ecological risk assessment approach. Project No.93-IRM-4(a). Water Environment Research Foundation, Al-exandria, VA., 342 pp.
Cormier, S. M., M. Smith, S. Norton, T. Neiheisel. 2000. Assess-ing ecological risk in watersheds: a case study of problemformulation in the Big Darby Creek watershed, Ohio, USA. Environmental Toxicology and Chemistry 19(2):1082–1096
DeFur, P. L. 1997. The Chesapeake Bay program: an exampleof ecological risk assessment. American Zoologist 37:641– 649
DeShon, J. E. 1995. Development and application of theinvertebrate community index (ICI). Pages 217–244 in
W. S. Davis and T. P. Simon (eds.) Biological assessment and criteria: tools for water resource planning and decisionmaking. Lewis, Boca Raton, FL
Diamond, J. M. and V. B. Serveiss. 2001. Identifying sources of stress to native aquatic species using a watershed ecologicalrisk assessment framework. Environmental Science and Tech- nology (35)24:4711– 4718
Dyer, S., C. White-Hull and G. J. Carr. 2000. Bottom-up andtop-down approaches to assess multiple stressors over largegeographic areas. Environmental Toxicology and Chemistry 19:1066 –1075
Foran, J. A. and S. A. Ferenc. 1999. Multiple stressors inecological risk and impact assessment. SETAC Pellston
workshop on multiple stressors in ecological risk and im-pact assessment. Society of Environmental Toxicology andChemistry (SETAC), Pensacola, FL, 100 pp.
Karr, J. R. 1981. Assessment of biotic integrity using fishcommunities. Fisheries 6(6):21–27
Karr, J. R. and E. W. Chu. 1999. Restoring life in running waters:
better biological monitoring. Island Press, Washington, DCLandis, W. G. and J. A. Wiegers. 1997. Design considerations and
a suggested approach for regional and comparative ecologicalrisk assessment. Human and Ecological Risk Assessment 3(3):287–297
Lemly, A. D. 1997. Risk assessment as an environmental man-agement tool: considerations for freshwater wetlands. Envi- ronmental Management 21(3):343–358
Lenat, D. R. 1984. Agriculture and stream water quality: abiological evaluation of erosion control practices. Environ- mental Management 8(3):333–344
MacDonald, L. H. 1994. Developing a monitoring project. Journal of Soil and Water Conservation 49(3):221–227
Maxwell, J. 1998. Ecosystem management by watersheds.
USDA Forest Service, Lakeview CO
National Research Council. 1996. Understanding risk. In-forming decisions in a democratic society. National Acad-emy Press, Washington, DC, 249 pp.
Norton, S. B., S. Cormier, M. Smith and R. C. Jones. 2000. Canbiological assessments discriminate among types of stress? A case study from the eastern corn belts plains ecoregion. Environmental Toxicology and Chemistry 19(4):1113–1119
Perhac, R. M. Jr. 1998. Comparative risk assessment: wheredoes the public fit in? Science Technology and Human Values 23(2):221–241
Rhoads, B. L., D. Wilson, M. Urban and E. E. Herricks. 1999.Interaction between scientists and nonscientists in commu-nity-based watershed management: emergence of the con-cept of stream naturalization. Environmental Management 24(3):297–308
Serveiss, V. B, D. J. Norton and S. B. Norton. 2000. Watershed
ecological risk assessment. The Watershed Academy, USEPA. Online training module at: http://www.epa.gov/owow/watershed/wacademy/acad2000/ecorisk
Slocombe, D. S. 1993. Environmental planning, ecosystem sci-ence, and ecosystem approaches for integrating environment and development. Environmental Management 17(3):289 –303
Suter, G. W. II. 1998. An overview perspective of uncertainty.Pages 121–130. in W.J. Warren-Hicks and D. R. J. Moore(eds.) Uncertainty analysis in ecological risk assessment.SETAC Press, Pensacola, FL
Suter, G. W. II. 1999. Developing conceptual models for com-plex ecological risk assessments. Human and Ecological Risk Assessment 5:375–396
Timmerman, J. G., J. J. Ottens and R. C. Ward. 2000. Theinformation cycle as a framework for defining informationgoals for water-quality monitoring. Environmental Manage- ment 25(3):229 –239
US Environmental Protection Agency (US EPA). 1991. The watershed protection approach. EPA/503/R-92/002. Of-fice of Water, Washington, DC
US EPA. 1996. Watershed approach framework EPA-840-S-96-001. Of fice of Water, Washington, DC
US EPA. 1997. Top 10 watershed lessons learned. EPA 840-F-97-001. Of fice of Wetlands, Oceans, and Watersheds(4501F), Washington, DC
US EPA. 1998a. Clean water action plan: restoring and pro-tecting america’s waters. EPA- 840-R-98-001. National Cen-
ter of Environmental Publications and Information, Cincin-nati, OH
US EPA. 1998b. Guidelines for ecological risk assessment.EPA/630/R-95/002f. Of fice of Research and Development,Risk Assessment Forum, Washington, DC
US EPA. 2000. Report on the watershed ecological risk char-acterization workshop. EPA/600/R-99/111. Of fice of Re-search and Development, Washington, DC
US EPA. 2002. Workgroup report on the Clinch and Powell Valley watershed ecological risk assessment. EPA/600/R-01/050. Of fice of Research and Development, Washington, DC
Valiela, I., G. Tomasky, J. Hauxwell, M. L. Cole, J. Cebrian andK. D. Kroeger. 2000. Producing sustainability: management and risk assessment of land-derived nitrogen loads to shal-
low estuaries. Ecological Applications 10(4):1006 –1023
Ward, R. C., J. C Loftis and G. B. Mcbride. 1986. The “data-rich but information poor” syndrome in water quality mon-itoring. Environmental Management 10(3):291–297
Ward, R. C. 1996. Water quality monitoring: where’s the beef?Water Resources Bulletin 32(4):673– 680
Wiegers, J. K., H. M. Feder, L. S. Mortensen, D. G. Shaw, V. J. Wilson and W. G. Landis. 1998. A regional multiple stressorrank-based ecological risk assessment for the fjord of Port
Valdez, AK. Human and Ecological Risk Assessment 4(5):1125–1173
154 V. B. Serveiss