Appendix - B - Mizoram
Transcript of Appendix - B - Mizoram
forTransmission Business
Appendix - B
for the Year ________
Application Format to be filled by _____________
Formats PARTICULARS1 Form F1 Annual Revenue Requirement Summary2 Form F1a Projection of Sales, Connected Load and Demand3 Form F2 Details of Transmission Lines and Substations4 Form F2a Statement of Assets not in Use5 Form F3 Normative Parameters Considered for Tariff Computations6 Form F4 Abstract of admitted Capital Cost for the existing Project7 Form F5 Details of Foreign Loans8 Form F6 Details of Foreign Equity9 Form F7 Capital Cost Estimates and Schedule of Commissioning for New projects10 Form F8 Break-up of Project Cost for Transmission System11 Form F9 Break-up of Construction/ Supply/ Service packages12 Form F10 Draw Down Schedule for Calculation of IDC & Financing Charges13 Form F11 Financial Package Upto CoD14 Form F12 Details of Project Specific Loans15 Form F13 Details of Allocation of corporate loans to various transmission projects16 Form F14 Statement of Additional Capitalisation after COD17 Form F15 Financing of Additional Capitalisation18 Form F16 Statement of Capital Cost19 Form F17 Statement of Capital Works in Progress20 Form F18 R&M Expenses21 Form F19 Employee Expenses22 Form F19a Employee Strength23 Form F20 Administration & General Expenses24 Form F21 Fixed Assets and Depreciation25 Form F21a Consumer contributions and grants towards cost of capital assets26 Form F22 Interest and Finance Charges 27 Form F23 Statement of Equity28 Form F24 Return on Capital Employed29 Form F25 Working Capital Requirements30 Form F26 Details of Non-tariff Income31 Form F27 Details of Income from Other Business32 Form F28 Details of Expenses Capitalised33 Form F29 Income Tax Provisions
Instructions for the Applicant
1) Electronic copy in the form of CD/ Floppy Disc shall also be furnished2) These formats are indicative in nature and the utility may align the line items to its chart of accounts
INDEX OF FORMATS
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Form No: F1Rs Crores
FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Energy Available (MU)2 Energy Transmitted (MU)3 Transmission Loss %
A Capacity Charges (Annual Fixed Charges)1 O&M expensesa R&M Expense F18b Employee Expenses F19c A&G Expense F202 Depreciation 03 Interest on Loans 04 Return on Capital Employed 05 Interest on Working Capital F256 Income Tax F297 Less: Non Tariff Income F268 Less: Income from Other Business F279 Less: Expenses Capitalised F28
Total 0.00 0.00 0.00 0.00 0.00 0.00
Petitioner
Actual Projected
Annual Revenue Requirement Summary
Form
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Projection of Sales, Connected Load and Demand
A) Projection of sales (MU)FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)
Estimated12........
TOTAL 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
B) Projection of Connected Load (in KW)FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)
Estimated12........
TOTAL 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
C) Projection of Maximum or Peak Demand (in MW) (Unrestricted)FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)
Estimated12........
TOTAL 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
D) Projection of Minimum Demand (in MW)FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)
Estimated12........
TOTAL 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
E) Projection of Average Demand (in MW)FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)
Estimated12........
TOTAL 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
Projected
Name of utility/Company:
Name of the Transmission Element:
Form No: F1a
Sl no. Name of utility to whom energy sold
Name of the Project:
Name of utility to whom energy sold
Actual
Sl no. Name of utility to whom energy sold
Sl no.
Sl no. Name of utility to whom energy sold
Actual
Actual
Projected
Projected
Projected
Projected
Name of utility to whom energy sold
Actual
Actual
Sl no.
Form No: F2
No Name of line Type of line AC/ HVDC S/C or D/C No. of Sub-
conductorsVoltage level kV
Line length Ckt.-Km.
Date of Commercial
operation 123---
No Name of Sub-station
Type of Substation
Conventional/ GIS
Voltage level kV
No. of transformers / Reactors/ SVC
etc (with capacity)
No. of Bays
Date of Commercial
operation
Covered in this petition
(Yes/No)
123---
Petitioner
Substations
Details of Transmission Lines and Substations
Name of the Transmission Element:
Transmission Lines
Name of utility/Company:Name of the Project:
Statement of Assets not in Use Form No: F2a(Rs Crores)
S. No. Asset detailsDate of Acquisition/ Installation
Historical Cost/ Cost of Acquisition
Date of withdrawal from operations
Cumulative depreciation recovered
Proposed residual value
Form No: F3
Particulars Unit FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Base Rate of Return on Equity % 14% 14% 14% 14% 14% 14%2 Tax Rate %3 Target Availability %4 Maintenance Spares for Working Capital % of O&M5 Receivebles for Working Capital in Months6 Base Rate of SBI as on ________________ %
Actual
Petitioner
Projected
Normative Parameters Considered for Tariff Computations
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Form No: F4
Particulars Unit
1 Capital Cost as admitted by DERC Rs Crores2 Capital cost admitted as on
3Foreign Component, if any (In Million US $ or the relevant Currency)
4 Domestic Component Rs Crores5 Foreign Exchange rate considered for the admitted Capital cost6 Hedging cost, if any, considered for the admitted Capital cost7 Total Capital cost admitted Rs Crores
Petitioner
Details
Abstract of admitted Capital Cost for the existing Project
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Form No: F5
Particulars
DateAmount (Foreign Currency)
Exchange Rate
Amount (Rs) Date
Amount (Foreign Currency)
Exchange Rate
Amount (Rs) Date
Amount (Foreign Currency)
Exchange Rate
Amount (Rs)
Currency11
Date of loan drawl2
Scheduled Principal RepaymentScheduled Interest paymentClosing at the end of financial yearIn case of Hedging3
At the date of HedgingPeriod of hedgingCost of hedging
Currency21
Date of loan drawl2
Scheduled Principal RepaymentScheduled Interest paymentClosing at the end of financial yearIn case of Hedging3
At the date of HedgingPeriod of hedgingCost of hedging
Currency31
Date of loan drawl2
Scheduled Principal RepaymentScheduled Interest paymentClosing at the end of financial yearIn case of Hedging3
At the date of HedgingPeriod of hedgingCost of hedging
1 Name of the currency to be mentioned e.g. US $, DM, etc.2 In case of more than one drawl during the year, Exchange rate at the date of each drawl to be provided.3 Furnish details of hedging, in case of more than one hedging during the year or part hedging, details of each hedging to be provided.
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Petitioner
Year 1 Year 2 Year 3 and so on
Details of Foreign LoansDetails only in respect of loans applicable to the project under petition
Form No: F6
Particulars
DateAmount (Foreign Currency)
Exchange Rate
Amount (Rs) Date
Amount (Foreign Currency)
Exchange Rate
Amount (Rs) Date
Amount (Foreign Currency)
Exchange Rate
Amount (Rs)
Currency11
1 Date of Infusion234
Currency21
1 Date of Infusion234
Currency31
1 Date of Infusion234
1 Name of the currency to be mentioned e.g. US $, DM, etc.2 In case of equity infusion more than once during the year, Exchange rate at the date of each infusion to be provided
Petitioner
Details only in respect of loans applicable to the project under petitionDetails of Foreign Equity
Year 1 Year 2 Year 3 and so on
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Form No: F7
Board of Director/ Agency approving the Capital cost estimates:Date of approval of the Capital cost estimates:
Present Day Cost Completed Cost Price level of approved estimates As of End of ________
Qtr. Of the year _________As on Scheduled COD of the Station
Foreign Exchange rate considered for the Capital cost estimates
Foreign Component, if any (In Million US $ or the relevant Currency)Domestic Component (Rs. Lakhs)Capital cost excluding IDC, FC, FERC & Hedging Cost (Rs. Lakhs)
Foreign Component, if any (In Million US $ or the relevant Currency)Domestic Component (Rs. Lakhs)Total IDC, FC, FERC & Hedging Cost (Rs. Lakhs)
Rate of taxes & duties considered
Foreign Component, if any (In Million US $ or the relevant Currency)Domestic Component (Rs. Lakhs)Capital cost Including IDC, FC, FERC & Hedging Cost (Rs. Lakhs)
COD of Unit-I/ Block-I COD of Unit-II/ Block-II----------------------------------------------------COD of last Unit/ Block
Note: 1. Copy of approval letter should be enclosed.2. Details of Capital cost are to be furnished as per Form 8 or Form 9 as applicable.3. Details of IDC & Financing Charges are to be furnished as per Form 10
Petitioner
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Capital Cost Estimates and Schedule of Commissioning for New projects
IDC, FC, FERC & Hedging Cost
Schedule of Commissioning
Capital Cost excluding IDC, FC, FERC & Hedging Cost
Capital cost Including IDC, FC, FERC & Hedging Cost
Form No: F 8Rs Crores
No Break Down As per original estimates
Actual capital expenditure as on COD
Liabilities/ provisions
Variation(B-C-D)
Reasons for Variation
A B C D E FA Transmission Line1 Preliminary works1.1 Design & Engineering
1.2 Priliminary investigation,Right of way, forest clearance, PTCC ,general civil works etc.Total Preliminary works 0 0 0 0
2 Transmission Lines material2.1 Towers Steel2.2 Conductor2.3 Earth Wire2.4 Insulators2.5 Hardware Fittings2.6 Conductor & Earthwire accessories2.7 Spares2.8 Erection, Stringing & Civil works including foundation
Total Transmission Line Materials 0 0 0 03 Taxes and Duties3.1 Custom Duty3.2 Other Taxes & Duties
Total Taxes & Duties 0 0 0 0Total -Transmission lines 0 0 0 0
B. Substations4 Preliminary works & land4.1 Design & Engineering4.2 Land4.3 Site preparation
Total Preliminary works & land 0 0 0 05 Civil Works5.1 Control Room & Office Building including HVAC5.2 Township & Colony5.3 Roads and Drainage5.4 Foundation for structures5.5 Misc. civil works
Total Civil Works 0 0 0 06 Substation Equipments6.1 Switchgear (CT,PT, Circuit Breaker, Isolator etc)6.2 Transformers6.3 Compensating Equipment( Reactor, SVCs etc)6.4 Control , Relay & Protection Panel6.5 PLCC6.6 HVDC package6.7 Bus Bars/ conductors/Insulators6.8 Outdoor lighting 6.9 Emergency D.G. Set6.1 Grounding System6.11 Structure for switchyard
Total Substation Equipments 0 0 0 07 Spares
8 Taxes and Duties8.1 Custom Duty8.2 Other Taxes & Duties
Total Taxes & Duties 0 0 0 0Total (Sub-station) 0 0 0 0
9 Construction and pre-commissioning expenses9.1 Site supervision & site admn.etc.9.2 Tools and Plants9.3 construction Insurance
Total Construction and pre commissioning expenses 0 0 0 010 Overheads10.1 Establishment10.2 Audit & Accounts10.3 Contingency
Total Overheads 0 0 0 0
11 Total Cost (Plant and Equipment) 0 0 0 0
12 IDC, FC, FERV & Hedging Cost12.1 Interest During Construction (IDC)12.2 Financing Charges (FC)12.3 Foreign Exchange Rate Variation (FERV)12.4 Hedging Cost
Total of IDC, FC, FERV & Hedging Cost 0 0 0 0
13 Capital Cost incl IDC, FC, FERV & Hedging Cost 0 0 0 0
Note:
Petitioner
1. In case of time & Cost over run, a detailed note giving reasons of such time and cost over run should be submitted clearly bring out the agency responsible and whether such time & cost over run was beyond the control of the generating company.
Break-up of Project Cost for Transmission System
Name of utility/Company:Name of the Project:Name of the Transmission Element:
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Particulars 1 2 3 4 5 6 ----1 Name/ No. of Construction / Supply / Service Package 2 Scope of works1 (in line with head of cost break-ups as applicable)3 Whether awarded through ICB/DCB/ Depatmentally/ Deposit Work 4 No. of bids received5 Date of Award6 Date of Start of work7 Date of Completion of Work8 Value of Award2 in (Rs. Lakhs)9 Firm or With Escalation in prices10 Actual capitalexpenditure till the completion or up to COD whichever is earlier(Rs.Cr.)11 Taxes & Duties and IEDC12 IDC, FC, FERV & Hedging Cost13 Sub -total (9+10+11)
Petitioner
Form No: F9Break-up of Construction/ Supply/ Service packages
2 If there is any package, which need to be shown in Indian Rupee and foreign currency(ies), the same should be shown separatly alongwith the currency, the exchange rate and the date e.g. Rs. 80 Cr + US$50 mn = Rs.320 Cr at US$ = Rs 48 as on say 1 April 2011
Name of utility/Company:Name of the Project:Name of the Transmission Element:
1 The scope of work in any package should be indicated in conformity of Capital cost break-up for the coal/lignite based plants in the Form 8 to the extent possible. In case of Gas/Liquid fuel based projects, break down in the similar manner in the relevent heads as per Form 10.
Form No: F10Rs Crores
Draw Down
Particulars
Quantum in Foreign currency
Exchange Rate on
draw down date
Amount in Indian
Rupee
Quantum in Foreign currency
Exchange Rate on
draw down date
Amount in Indian
Rupee
Quantum in Foreign currency
Exchange Rate on draw down
date
Amount in Indian
Rupee
1 Loans1.1 Foreign Loans
1.1.1 Foreign Loan 1Draw down Amount IDCFinancing charges
1.1.2 Foreign Loan 2Draw down Amount IDCFinancing charges
1.1.3 - -- -- -
Total Foreign LoansDraw down Amount 0 0 0 0 0 0 0 0 0IDC 0 0 0 0 0 0 0 0 0Financing charges 0 0 0 0 0 0 0 0 0
1.2 Indian Loans1.2.1 Indian Loan 1
Draw down Amount IDCFinancing charges
1.2.2 Indian Loan 2Draw down Amount IDCFinancing charges
1.2.3 - -- -- -
Total Indian LoansDraw down Amount 0 0 0 0 0 0 0 0 0IDC 0 0 0 0 0 0 0 0 0Financing charges 0 0 0 0 0 0 0 0 0
Total of Loans drawn 0 0 0 0 0 0 0 0 0IDC 0 0 0 0 0 0 0 0 0Financing charges 0 0 0 0 0 0 0 0 0
2 Equity2.1 Foreign equity drawn2.2 Indian equity drawn
Total equity deployed 0 0 0 0 0 0 0 0 0
Petitioner
Draw Down Schedule for Calculation of IDC & Financing Charges
Name of utility/Company:Name of the Project:Name of the Transmission Element:
No
Quarter 1 Quarter 2 Quarter n (COD)
Note: Drawal of debt and equity shall be on paripassu basis to meet the commissioning schedule. Drawal of higher equity in the beginning is permissible.
4793241de96bea66cd447accff6cf8ba1dc2df3cce37ef835b58db6f5c72d7f8
Form No: F11
Currency Amount Currency Amount Currency AmountLoans
Loan-ILoan-IILoan-IIIand so on
Total Loan 0 0 0
EquityForeignDomestic
Total Equity 0 0 0Debt : Equity Ratio
Petitioner
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Date of Commercial Operation of Transmission ElementProject Cost as on COD1
1 Say US $ 200m + Rs.400 Cr or Rs.1360 Cr incl US $200m at an exchange rate of 1US $=Rs.48/-
Financial Package Upto CoD
Financial Package as Approved
Financial Package as on COD
As Admitted on COD
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Form No: F12Rs Crores
Particulars Package 1 Package 2 Package 3 Package 4 Package 5 Package 6Source of Loan1
Currency2
Amount of Loan sanctionedAmount of Gross Loan drawn upto 31.03.2011/ COD 3,4,5,13,15
Interest Type6
Fixed Interest Rate, if applicableBase Rate, if Floating Interest7
Margin, if Floating Interest8 Yes/No Yes/No Yes/No Yes/No Yes/No Yes/NoAre there any Caps/Floor9
If above is yes,specify caps/floorMoratorium Period10
Moratorium effective fromRepayment Period11
Repayment effective fromRepayment Frequency12
Repayment Instalment13,14
Base Exchange Rate16
Are foreign currency loan hedged? If above is yes,specify details17, 18, 19
Petitioner
Details of Project Specific Loans
5 If the Tariff in the petition is claimed seperately for various units, details in the Form is to be given seperately for all the units in the 6 Interest type means whether the interest is fixed or floating.7 Base rate means the base as PLR, LIBOR etc. over which the margin is to be added. Applicable base rate on different dates from the date of drawl may also be enclosed.
Name of utility/Company:Name of the Project:Name of the Transmission Element:
1 Source of loan means the agency from whom the loan has been taken such as WB, ADB, WMB, PNB, SBI, ICICI, IFC, PFC etc.
18 At the time of truing up rate of interest with relevant reset date (if any) to be furnished separately.19 At the time of truing up provide details of refinancing of loans considered earlier. Details such as date on which refinancing done, amount of refinanced loan, terms and conditions of refinanced loan, financing and other charges incurred for refinancing etc.
11 Repayment period means the repayment of loan such as 7 years, 10 years, 25 years etc.12 Repayment frequency means the interval at which the debt servicing is to be done such as monthly, quarterly, half yearly, annual, 13 Where there is more than one drawal/repayment for a loan, the date & amount of each drawal/repayement may also be given 14 If the repayment instalment amount and repayment date can not be worked out from the data furnished above, the repayment 15 In case of Foreign loan,date of each drawal & repayment alongwith exchange rate at that date may be given.16 Base exchange rate means the exchange rate prevailing as on 31.03.2011 for existing assets and as on COD for the remaining
2 Currency refers to currency of loan such as US$, DM, Yen,Indian Rupee etc.3 Details are to be submitted as on 31.03.2011 for existing assets and as on COD for the remaining assets.4 Where the loan has been refinanced, details in the Form is to be given for the loan refinaced. However, the details of the original loan is to be given seperately in the same form.
17 In case of hedging, specify details like type of hedging, period of hedging, cost of heging, etc.
9 At times caps/ floor are put at which the floating rates are frozen. If such a condition exists, specify the limits.
8 Margin means the points over and above the floating rate.
10 Moratorium period refers to the period during which loan servicing liability is not required.
4793241de96bea66cd447accff6cf8ba1dc2df3cce37ef835b58db6f5c72d7f8
Form No: F13Rs Crores
Particulars Package 1 Package 2 Package 3 Package 4 Package 5 Package 6Source of Loan1
Currency2
Amount of Loan sanctionedAmount of Gross Loan drawn upto 31.03.2011/ COD 3,4,5,13,15
Interest Type6
Fixed Interest Rate, if applicableBase Rate, if Floating Interest7
Margin, if Floating Interest8 Yes/No Yes/No Yes/No Yes/No Yes/No Yes/NoAre there any Caps/Floor9
If above is yes,specify caps/floorMoratorium Period10
Moratorium effective fromRepayment Period11
Repayment effective fromRepayment Frequency12
Repayment Instalment13,14
Base Exchange Rate16
Are foreign currency loan hedged? If above is yes,specify details17, 18, 19
Name of the Projects TotalTransmission Project 1Transmission Project 2Transmission Project 3 and so on
Petitioner
Name of utility/Company:Name of the Project:Name of the Transmission Element:
4 Where the loan has been refinanced, details in the Form is to be given for the loan refinaced. However, the details of the original loan is to be given seperately in the same form.
Details of Allocation of corporate loans to various transmission projects
8 Margin means the points over and above the floating rate.
14 If the repayment instalment amount and repayment date can not be worked out from the data furnished above, the repayment
9 At times caps/ floor are put at which the floating rates are frozen. If such a condition exists, specify the limits.
7 Base rate means the base as PLR, LIBOR etc. over which the margin is to be added. Applicable base rate on different dates from the date of drawl may also be enclosed.
1 Source of loan means the agency from whom the loan has been taken such as WB, ADB, WMB, PNB, SBI, ICICI, IFC, PFC etc.2 Currency refers to currency of loan such as US$, DM, Yen,Indian Rupee etc.3 Details are to be submitted as on 31.03.2011 for existing assets and as on COD for the remaining assets.
16 Base exchange rate means the exchange rate prevailing as on 31.03.2011 for existing assets and as on COD for the remaining
19 At the time of truing up provide details of refinancing of loans considered earlier. Details such as date on which refinancing done, amount of refinanced loan, terms and conditions of refinanced loan, financing and other charges incurred for refinancing etc.
15 In case of Foreign loan,date of each drawal & repayment alongwith exchange rate at that date may be given.
Distribution of loan packages to various transmission projects
10 Moratorium period refers to the period during which loan servicing liability is not required.11 Repayment period means the repayment of loan such as 7 years, 10 years, 25 years etc.12 Repayment frequency means the interval at which the debt servicing is to be done such as monthly, quarterly, half yearly, annual, etc.13 Where there is more than one drawal/repayment for a loan, the date & amount of each drawal/repayement may also be given
5 If the Tariff in the petition is claimed seperately for various units, details in the Form is to be given seperately for all the units in the 6 Interest type means whether the interest is fixed or floating.
17 In case of hedging, specify details like type of hedging, period of hedging, cost of heging, etc.18 At the time of truing up rate of interest with relevant reset date (if any) to be furnished separately.
4793241de96bea66cd447accff6cf8ba1dc2df3cce37ef835b58db6f5c72d7f8
Form No: F14Rs Crores
No Year
Work/ Equipment proposed to be added after
COD up to Cut off Date/ Beyond Cut off Date
Amount capitalised and Proposed to be
capitalisedJustification
Regulations under which
coveredAdmitted Cost1
12345
Note:
Petitioner
1 Fill the form in chronological order year wise along with detailed justification clearly bring out the necessity and the benefits 2 In case initial spares are purchased alongwith any equipment, then the cost of such spares should be indicated separately.
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Statement of Additional Capitalisation after COD
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Form No: F15Rs Crores
Year 1 Year 2 Year 3 Year 4 Year 5 & so on Year 1 Year 2 Year 3 Year 4 Year 5
& so onAmount capitalised in Work/ Equipment
Financing DetailsLoan-1Loan-2Loan-3 and so onTotal Loan2
EquityInternal ResourcesOthersTotal
Petitioner
2 Loan details for meeting the additional capitalisation requirement should be given as per Form 14 and Form 15 whichever is relevent.
Financial Year (Starting from COD)
Financing of Additional Capitalisation
Actual Admitted
1 Year 1 refers to Financial Year of COD and Year 2, Year 3 etc. are the subsequent financial years respectively.
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Form No: F16Rs Crores
ParticularsA a Opening Gross Block Amount as per books
b Amount of capital liabilities in A(a) abovec Amount of IDC, FC, FERV & Hedging cost included in A(a) aboved Amount of IEDC (excluding IDC, FC, FERV & Hedging cost) included in A(a)
B a Opening Gross Block Amount as per booksb Amount of capital liabilities in B(a) abovec Amount of IDC, FC, FERV & Hedging cost included in B(a) aboved Amount of IEDC (excluding IDC, FC, FERV & Hedging cost) included in B(a)
B a Opening Gross Block Amount as per booksb Amount of capital liabilities in C(a) abovec Amount of IDC, FC, FERV & Hedging cost included in C(a) aboved Amount of IEDC (excluding IDC, FC, FERV & Hedging cost) included in C(a)
Petitioner
Statement of Capital Cost
Name of utility/Company:Name of the Project:Name of the Transmission Element:
As on relevant date1
1 Relevant date/s means date of COD of unit/s,station and financial year start date and end date
4793241de96bea66cd447accff6cf8ba1dc2df3cce37ef835b58db6f5c72d7f8
Form No: F17Rs Crores
ParticularsA a Opening CWIP Amount as per books
b Amount of capital liabilities in abovec Amount of IDC, FC, FERV & Hedging cost included in a above
B a Addition/Adjustment in CWIP Amount during the periodb Amount of capital liabilities in abovec Amount of IDC, FC, FERV & Hedging cost included in a above
C a Capitalization/Transfer to Fixed asset of CWIP Amount during the periodb Amount of capital liabilities in abovec Amount of IDC, FC, FERV & Hedging cost included in a above
D a Closing CWIP Amount as per booksb Amount of capital liabilities in abovec Amount of IDC, FC, FERV & Hedging cost included in a above
Petitioner
Statement of Capital Works in Progress
As on relevant date1
Name of utility/Company:Name of the Project:Name of the Transmission Element:
1 Relevant date/s means date of COD of unit/s,station and financial year start date and end date
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Form No: F18Rs Crores
2012-13 2013-14 2014-15 2015-16 2016-17 2017-18Actual Actual Estimated
1 Plant and Machinery2 Building3 Civil Works4 Hydraulic Works5 Lines, Cables Net Works etc.6 Vehicles7 Furniture and Fixtures8 Office Equipments9 Station Supplies
10 OtherCredits to R&M ChargesTotal
11 Any other items (Capitalisation)Total
ParticularsProjected
Petitioner
R&M Expenses
Name of the Transmission Element:
Name of utility/Company:Name of the Project:
Form No: F19Rs Crores
FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Salaries2 Additional Pay3 Dearness Allowance (DA)4 Other Allowances & Relief5 Addl. Pay & C.Off Encashment6 Interim Relief / Wage Revision7 Honorarium/Overtime8 Bonus/ Exgratia To Employees9 Medical Expenses Reimbursement
10 Travelling Allowance(Conveyance Allowance)11 Leave Travel Assistance12 Earned Leave Encashment
13Payment Under Workman's Compensation And Gratuity
14 Subsidised Electricity To Employees15 Any Other Item16 Staff Welfare Expenses17 Apprentice And Other Training Expenses18 Contribution To Terminal Benefits19 Provident Fund Contribution20 Provision for PF Fund21 Any Other Items
Total Employee Costs22 Less: Employee expenses capitalised
Net Employee expenses (D)-(E)
Name of the Transmission Element:
Name of utility/Company:Name of the Project:
Petitioner
Employee Expenses
ParticularsProjectedActual
Rs Crores
Working Strength At
The Beginning Of The Year
Sanctioned Strength At
The Beginning Of
The Year
Working Strength At
The Beginning Of The Year
Sanctioned Strength At
The Beginning Of
The Year
Working Strength At
The Beginning Of The Year
Sanctioned Strength At
The Beginning Of The Year
Working Strength At
The Beginning Of The Year
Sanctioned Strength At
The Beginning Of The Year
Working Strength At
The Beginning Of The Year
Sanctioned Strength At
The Beginning Of The Year
Working Strength At
The Beginning Of The Year
Sanctioned Strength At
The Beginning Of The Year
Working Strength At
The Beginning Of The Year
Sanctioned Strength At
The Beginning Of The Year
Working Strength At
The Beginning Of The Year
Sanctioned Strength At
The Beginning Of The Year
1 Board of Directors2 Support staff to Board of Directors2(a) Technical2(b) Administrative2(c) Accounts & Finance2(d) Others (please specify)3 All Other Staff3(a) Technical3(a)(i) Officers3(a)(ii) Staff3(b) Non-technical3(b)(i) Administrative3(b)(i)(a) Officers3(b)(i)(b) Staff3(b)(ii) Accounts & Finance3(b)(ii)(a) Officers3(b)(ii)(b) Staff3(b)(iii) Others (please specify)3(b)(iii)(a) Officers3(b)(iii)(b) Staff
Total
Petitioner
FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)FY(n-4) FY(n-3)
Form No: 19 a
Particulars
Employee Strength
Name of the Project:Name of the Transmission Element:
Name of utility/Company:
Form No: F20Rs Crores
FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Lease/ Rent2 Insurance3 Revenue Stamp Expenses Account4 Telephone, Postage, Telegram & Telex Charges5 Incentive & Award To Employees/Outsiders6 Consultancy Charges7 Technical Fees8 Other Professional Charges9 Conveyance And Travelling
10 License and Registration Fees11 Vehicle Expenses12 Security / Service Charges Paid To Outside Agencies13 Fee And Subscriptions Books And Periodicals14 Printing And Stationery15 Advertisement Expenses16 Contributions/Donations To Outside Institutes / Associations17 Electricity Charges To Offices18 Water Charges19 Entertainment Charges20 Miscellaneous Expenses21 Legal Charges22 Auditor's Fee23 Freight On Capital Equipments24 Purchase Related Advertisement Expenses25 Vehicle Running Expenses Truck / Delivery Van26 Vehicle Hiring Expenses Truck / Delivery Van27 Other Freight28 Transit Insurance29 Octroi30 Incidental Stores Expenses31 Fabrication Charges
Total A&G ExpenesLess: A&G Expenses CapitalisedTotal A&G Expenes
Administration & General Expenses
Projected
Name of utility/Company:
Petitioner
ParticularsActual
Name of the Project:Name of the Transmission Element:
Name of utility / Company :Name of the Project :Name of the Transmission Element
Opening Addition Adjustment & Deduction Depreciation Closing Opening Addition Adjustment &
Deduction Depreciation Closing Opening Addition Adjustment & Deduction
1 Land owned under full ownership 2 Land under lease
For investment in landFor cost of clearing site
3 …4 …56789
10
1 Depreciation Rates as per JERC's Depreciation Rate Schedule
Form No.: F21Fixed Assets and Depreciation
Name of Asset
FY(n-4)Actuals
FY(n-3)Depreciation
rate1
FY(n-2)ActualsActuals
Fixed Assets and Depreciation
Name of utility / Company :Name of the Project :Name of the Transmission Element
Rs Crores
Depreciation Closing Opening Addition Adjustment & Deduction Depreciation Closing Opening Addition Adjustment &
Deduction Depreciation Closing
Contd. 1 of Form No: F21Fixed Assets and Depreciation
EstimatedFY(n-1) FY(n)Actuals
Name of utility / Company :Name of the Project :Name of the Transmission Element
Opening Addition Adjustment & Deduction Depreciation Closing Opening Addition Adjustment &
Deduction Depreciation Closing Opening Addition Adjustment & Deduction Depreciation Closing
Contd. 2 of Form No: F21
Petitioner
FY(n+1) FY(n+2)Projected
Fixed Assets and Depreciation
FY(n+3)ProjectedProjected
Name of utility / Company :Name of the Project :Name of the Trasmission Elemets :
Balance at the start of
the year
Additions during the
Year
Balance at the end of
the Year
Balance at the start of
the year
Additions during the
Year
Balance at the end of the
Year
Balance at the start of
the year
1 Consumer Contribution towards Cost Of Capital Assets
3 Grant towards Cost Of Capital Assets
Total 0.00
ActualFY(n-3)
Actual
Consumer contributions and grants towards cost of capital assets Form No. : 21a(Rs Crores)
FY(n-4)
Name of utility / Company :Name of the Project :Name of the Trasmission Elemets :
Additions during the
Year
Balance at the end of
the Year
Additions during the
Year
Balance at the end of
the Year
Additions during the
Year
Balance at the end of
the Year
Additions during the
Year
Balance at the end of
the Year
Additions during the
Year
Balance at the end of
the Year
Additions during the
Year
Balance at the end of
the Year
0.00 0.00 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0.00 0.00 0.00
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
ProjectionActual Actual Estimates Projection
Consumer contributions and grants towards cost of capital assets Contd. 1 of Form No.: F21a
ProjectionFY(n-1) FY(n) FY(n+1)
(Rs Crores)FY(n-2) FY(n+2) FY(n+3)
Name of utility / Company :Name of the Project :Name of the Transmission Element :
Rate of Interest
Opening Balance
Amount received
Principal repayment
Interest Due
Closing Balance
Rate of Interest
Opening Balance
Amount received
Principal repayment
Interest Due
Closing Balance
A Interest charges on State Govt. Loans, Bonds And Advances1 State Government Loans2 Bonds3 Foreign Currency Loans / Credits4 Debentures
Sub-total
Interest on Long Term Loans / Credits from the FIs/ banks/ organisations approved by the State GovernmentA Secured Loans
Loan 1Loan 2Loan 3Loan 4Sub-total
B Unsecured LoansLoan 1Loan 2Loan 3Loan 4Sub-total
C Other Interest & Finance ChargesCost of raising Finance / Bank ChargesInterest on Security DepositPenal Interest ChargesLease RentalsSub-total
D Grand Total Of Interest & Finance Charges (A + B + C)E Less: Interest & Finance Charges Capitalised
Net Total Of Interest & Finance Charges (D - E)
Loan Tenure
(yrs)
FY(n-4)Actual
FY(n-3)Actual
Loan Details
Interest and Finance Charges Form No.: F22
Name of utility / Company :Name of the Project :Name of the Transmission Element :
Rs Crores
Rate of Interest
Opening Balance
Amount received
Principal repayment
Interest Due
Closing Balance
Rate of Interest
Opening Balance
Amount received
Principal repayment
Interest Due
Closing Balance
Petitioner
ActualActualFY(n-2) FY(n-1)
Contd. 1 of Form No.: F22Interest and Finance Charges
Name of utility / Company :Name of the Project :Name of the Transmission Element :
Rate of Interest
Opening Balance
Amount received
Principal repayment Interest Due Closing
BalanceRate of Interest
Opening Balance
Amount received
Principal repayment
Interest Due
Closing Balance
FY(n)Actual
FY(n+1)Actual
Contd. 2 of Form No.: F22Interest and Finance Charges
Name of utility / Company :Name of the Project :Name of the Transmission Element :
Rate of Interest
Opening Balance
Amount received
Principal repayment Interest Due Closing
Balance Rate of Interest Opening Balance
Amount received
Principal repayment Interest Due Closing
Balance
FY(n+3)Actual
FY(n+2)Actual
Interest and Finance Charges Contd. 3 of Form No.: F22
Form No: F23
FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Equity (Opening Balance) Rs Crores2 Net additions during the year Rs Crores3 Equity (Closing Balance) Rs Crores4 Average Equity Rs Crores5 Rate of Return on Equity % 14% 14% 14% 14% 14% 14%
Petitioner
Statement of Equity
Loan Details UnitProjected
Name of utility/Company:Name of the Project:
Actual
Name of the Transmission Element:
Form No.: F24Rs Crores
FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Regulated Rate Base 0.00 0.00 0.00 0.00 0.00 0.002 Original Costs of Fixed Assets3 Accumulated Depreciation4 Addition in Regulated Rate Basea Investments during the yearb Depreciation5 Change in Working Capital6 Equity F23 0.00 0.00 0.00 0.00 0.00 0.007 Debt8 Rate of return on Equity F23 14% 14% 14% 14% 14% 14%9 Rate of Return on Debt10 Weighted Avg Cost of Capital (WACC)11 Return on Capital Employed (RoCE)
Petitioner
No Loan DetailsActual Projected
Form
Return on Capital Employed
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Form No: F25
FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Receivables for two months calculated on NATAF Rs Crores2 Maintenance spares @ 15% of O&M Rs Crores3 O&M expenses for 1 month Rs Crores
Total Working Capital Rs Crores 0 0 0 0 0 0Rate of Interest %Interest on Working Capital Rs Crores 0 0 0 0 0 0
Petitioner
Working Capital Requirements
Loan Details UnitProjectedActual
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Form No: F26
FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Interest on loans and Advances to Staff Rs Crores2 Interest on Loans and Advances to Licensees Rs Crores3 Interest on Loans and Advances to Lessors Rs Crores4 Interest on Advances to Suppliers / Contractors Rs Crores5 Gain on Sale of Fixed Assets Rs Crores6 Income/Fee/Collection against staff welfare activities Rs Crores7 Revenue from surcharges for late payment Rs Crores8 Revenue from surcharge for low power factor and other penal charges Rs Crores9 Miscellaneous receipts Rs Crores
10 Misc. charges from consumers Rs CroresTotal Rs Crores
Petitioner
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Details of Non-tariff Income
ProjectedParticulars UnitNo Actual
Form No: F27
FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Rs Crores2 Rs Crores3 Rs Crores4 Rs Crores5 Rs Crores6 Rs Crores7 Rs Crores8 Rs Crores9 Rs Crores
10 Rs CroresTotal Rs Crores
Petitioner
Details of Income from Other Business
No Particulars Unit ProjectedActual
Name of utility/Company:Name of the Project:Name of the Transmission Element:
FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Interest & Finance charges Capitalised 0.00 0.00 0.00 0.00 0.00 0.002 Employee expenses 0.00 0.00 0.00 0.00 0.00 0.003 A&G Expenses 0.00 0.00 0.00 0.00 0.00 0.004 Others, if any
Grand Total 0.00 0.00 0.00 0.00 0.00 0.00
Form No: F28
Name of utility/Company:Name of the Project:Name of the Transmission Element:
Expenses Capitalised
ProjectedActual
(Rs Crores)
Form No: F29(Rs Crores)
FY(n-4) FY(n-3) FY(n-2) FY(n-1) FY(n) FY(n+1) FY(n+2) FY(n+3)Estimated
1 Income Tax on the Retun on Equity2 As Per Return Filed For The Year3 As Assessed For The Year4 Credit/Debit Of Assessment Year(s) (Give Details)
TotalNote:
‘Income Tax Provisions’ details which could not be provided by the Transmission Company at the time of this filing shall be furnished as and when they become due/ available.
Name of utility/Company:
Name of the Project:
Name of the Transmission Element:
Projected
Income Tax Provisions
Actual