AOJO FINANCIAL DISCLOSURE REPORT by FOR ......ORGANIZATION/ENTITY ;:i:_ 2. 3. 5. Report Reuired by...
Transcript of AOJO FINANCIAL DISCLOSURE REPORT by FOR ......ORGANIZATION/ENTITY ;:i:_ 2. 3. 5. Report Reuired by...
ORGANIZATION/ENTITY
;:i:_
2.
3.
5.
Report Required by the Ethics in Government Act of 1978
AOJO FINANCIAL DISCLOSURE REPORT Rev. 112006 FOR CALENDAR YEAR 2005 (5 U.S.C. app. §§ 101-111)
I. Person Reporting Oast name, first, middle initial)
Leighton, Ronald B
2. Court or Organization
U.S. District Court
3. Date of Report
07/13/2006
4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)
U.S. District Judge
Sa. Report Type (check appropriate type)
0 Nomination, Date
0 Initial Annual 0 Final
6. Reporting Period
01/01/2005 to
12/31/2005
Sb. 0 Amended Report
7. Chambers or Office Address
U.S. Courthouse 1717 Pacific Avenue Tacoma, WA 98402-3241
8. On the basis of the Information contained In this Report and any modifications pertaining thereto, it ls, In my opinion, in compilance with applicable laws and regulations.
Reviewing OrHcer Date
IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I, POSITIONS, (Reporting individual only; see pp. 9-13 of instructions.)
[K) NONE (No reportable positions.)
POSITION NAME OF
!.
4.
......_,CJ c.n
c=> c-=0- ::0
(")r-,., c__ c.:: rn .... 0
II, AGREEMENT (Repo dnlf. fnd_ivid'!af only; see pp. 14-16 of instructions.) ( ·:. ::-.:. :·1_; ··. rq.:··)
co rn
[K) NONE (No repqr.(able agre ments.)
PARTIES AND TERMS
C))> -rir-
q
0
)> < rn Ci
f"'i"l
!. w
2.
3.
AND
SOURCE DESCRIPTION
3.
4.
3.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 2 of26 Leighton, Ronald B 07/13/2006
III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. I 7-24 of instructions.)
A. Filer's Non-Investment Income
NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
5.
B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except/or honoraria.)
D NONE (No reportable non-investment income.)
SOURCE TYPE
I. 2005 Burgess & Fitzer
2.
4.
5.
IV. REIMBURSEMENTS - transportation, lodging, food, entertainment
(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
NONE (No reportable reimbursements.)
I.
2.
3.
4.
5.
4.
3.
5.
FINANCIAL DISCLOSURE REPORT
Page 3 of26
Name or Person Reporting
Leighton, Ronald B
Date or Report
07/13/2006
V• GIFTS. (Includes those to spouse and dependent children. See pp. 28-JJ of instructions.)
IBJ NONE (No reportable gifts.)
SOURCE DESCRIPTION
I.
VALUE
2.
3.
5.
VI. LIABILITIES, (Includes those of spouse and dependent children. See pp. J2-J4 of instructions.)
!Kl NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
I.
2.
4.
(I) (2)
(2) (3) (4) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 4 of26 Leighton, Ronald B 07113/2006
VII. INVESTMENTS and TR US TS income, value, transactions (includes those of the spouse and dependent children. see PP· u-s1 of filing instructions; -
0 NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(2)(I) If not exempt from disclosure (I)
Amount Type(e.g. Value ValuePlace "(X)" after each asset Type(e.g.
Code I div., rent, exempt from prior disclosure Code 2 Method buy, sell, Date Value Gain Identity of (A-H) or int.) Code 3 (J-P) merger, Month - Code 2 Code I buyer/seller
redemption)(Q-W) Day (if private
transaction)
(J-P) (A-H)
I.
2. Brokerage Acct #1
3. - Briggs & Stratton Corp. Transferred 12/13 K See Part VIII
4. - Kinder Morgan Energy Partners A Dividend J T Received 12127 J See Part VIII
5. Brokerage Acct #2
6. - Alberto Culver Co (common) A Dividend K T
7. - Boeing Co. (common) A Dividend J T
8. - Bristol-Myers Squibb Co. (common) A Dividend K T
9. - Cisco Systems (common) None K T
10. - Conocophillips (common) A Dividend J T
11. - Coming Inc. (common) None J T
12. - CSX Corp. (common) A Dividend K T
13. - Intel Corp. (common) A Dividend K T
14. - Lucent Tech. (common) None J T
15. - Maytag Corp. (common) A Dividend J T
16. - Sprint Nextel Comm (formerly Nextel A Dividend J T Comm Inc.)
17. - Qwest Comm. (common) None J T
1. Income Gain Codes: A =$1,000 or less B =$ 1,00 I - $2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 E =$ 15,00 I • $50,000
(See Columns Bl and 04) F=$50,001 - $100,000 G =SI00,001 - Sl,000,000 HI =Sl,000,001-$5,000,000 H2 =More than $5,000,000
2. Value Codes J =S 15,000 or less K =$15,001 - $50,000 L=$50,001 - SI00,000 M =$100,001 • $250,000
(See Columns Cl and DJ) N=$250,00 I • $500,000 O =$500,001 • Sl,000,000 Pl =Sl,000,001 - $5,000,000 P2=$5,000,001 • $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than S50,000,000 T=Cash Market
(See Column C2) Q =Appraisal V=Otber S =Assessment
U=Book Value W=Estimated
(2) (I) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 5 of26 Leighton, Ronald B 07/13/2006
VII. INVESTMENTS and TRUSTS - income, va1ue, 1ransac1ions (includes those of the spouse and dependent children. see PP· 3-1-s1 of filing instructions)
0 NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Des ription of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(I) (2) (I) Ifnot exempt from disclosure
Amount Type (e.g. Value ValuePlace "(X)" after each asset Type (e.g. (2) (3) (4) Code I div., rent, Code 2 Methodexempt from prior disclosure buy, sell, Date Value Gain Identity of (A-H) or int.) (J-P) Code 3 merger, Month- Code 2 Code I buyer/seller
(Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
18. -AT&T (formerly SBC Comm) A Dividend J T Surrendered 11/21 J See Part VIII
19. - Verizon Comm. (common) A Dividend J T
20. - Wash Mutual Inc. (common) A Dividend J T
21. - Kinder Morgan Energy Partners A Dividend J T
22. - Briggs & Stratton Corp. A Dividend K T Transferred 12/27 J See Part VIII
23. Brokerage Acct #3
24. - Best Buy Co. A Dividend J T
25. - Intel Corp. (common) A Dividend J T
26. Investment Club E Dividend N T
27. - Barr Laboratories Sold 5111 K E
28. - Bed Bath & Beyond
29. - Best Buy
30. - Ebay Inc Sold 2/4 K E
31. - Home Depot See Part VIII
32. - Intel Corp.
33. - Microsoft Corp.
34. - Pfizer, Inc. Sold 11/4 L
I. Income Gain Codes: A =$1,000 or less B=SI.001 -$2,500 c=$2,501 -$5,000 D=$5,00l -$15,000 E =$15,001 -$50,000
(See Columns BI and D4) F=$50,001 - SI00,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J=$15,000 or less K=$15,001 -$50,000 L=$50,001 -$100,000 M =$100,001-$250,000
(See Columns Cl and DJ) N=$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Est ate Only) P4 =More than $50,000,000 T=CasbMarlcet
(See Column C2) Q =Appraisal V=Other S =Assessment
U=Book Value W=Estimated
(2)
(3) (4) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 6 of26 Leighton, Ronald B 07/13/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (incfudes those of the spouse and dependent children. See PP· 34-57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets ) reporting period reporting period
If not exempt from disclosw-e (I) (I)(I) (2) Amount Type (e.g.Place 11 (X)11 after each asset Value Value Type (e.g. (2) Code I div.• rent,exempt from prior disclosure Code 2 Method buy, sell, Date Value Gain Identity of (A-H) or int.) (J-P) Code 3 merger, Month- Code 2 Code I buyer/seller
(Q-W) redemption) Day (J-P) (A·H) (if private
transaction)
35. - Proctor & Gamble
36. - Starbucks
37. - Viacom
38. - Columbia Sportswear Sold 6/3 J
39. - Honda Motor Co.
40. - Corporate Executive Sold 10/7 K D
41. - Lincare Holdings Sold 919 J B
42. - CVS Corp. Purchased 919 J
43. - Dupont (El) De Nemou Purchased 7/8 K
44. - Dow Chemical Co. Purchased 317 J
45. - Ingersoll-Rand Company Purchased 10/6 K
46. - Motorola Inc. Purchased 919 J
47. Brokerage Acct #4
48. - Bristol-Myers (common) A Dividend J T
49. - Chevron Texaco Corp. (common) A Dividend J T
50. - Intl Business Machines (common) A Dividend K T
51. - Microsoft Corp. (common) A Dividend K T
1. Jacome Gain Codes: A =$1,000 or less B=$1,00 I • $2,500 C =$2,50 I -$5,000 D=$5,001 -$15,000 E =S!5,00! -$50,000
(See Columns BI and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More tbao $5,000,000
2. Value Codes J=$15,000 or less K=$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns CI aod 03) N=$250,001 - $500,000 0=$500,001 • $1,000,000 Pl =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V=Otber S =Assessment
U=Book Value W=Estimated
FINANCIAL DISCLOSURE REPORT
Page 7 of26
Name of Person Reporting
Leighton, Ronald B
Date of Report
07113/2006
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those of the spouse and dependent children. see PP· u-s1 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place 11(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) Amount
Code I
(A-H)
(2)
Type(e.g.
div.• rent,
or int.)
(I) Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(Q-W)
(I)
Type(e.g.
buy, sell,
merger.
redemption)
If not exempt from disclosure
(2)
Date
Month -
Day
(3)
Value
Code 2
(J-P)
(4) Gain
Code I
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
52. - Nokia Corp. (common) A Dividend J T
53. - Strattec Security (common) None J T
54. - Vodafone Group (common) A Dividend K T
55. - Zimmer Holdings (common) None J T
56. - Centennial Money Market A Interest K T
57. Brokerage Account #5
58. - Centennial Money Market B Interest K T
59. - Boeing Company (common) A Dividend J T
60. - Columbia Banking System (common) A Dividend J T
61. - Dell Inc. (common) None K T
62. - Intel Corp. (common) A Dividend J T
63. - Pfizer (common) A Dividend J T
64. - Schlumberger (common) A Dividend K T
65. - Transocean (common) None J T
66. - New Perspective Mutual Fund
67. - Oppenheimer Main Str Mutual Fund
A
A
Dividend
Dividend
K
K
T
T
68. - Wash Mutual Investors Fund A Dividend J T
1. Income Gain Codes: A =Sl ,000 or less B :$1,001 -$2,500 c :$2,501 - $5,000 D :$5,001 -$15,000 E :$15,001 -$50,000
(SecColumnsBI aodD4) F :$50.001 -$100,000 G :$100,001 -Sl,000,000 HI :$1,000,001 -$5,000,000 H2 :More than $5,000,000
2. Value Codes J :$15,000or less K :$15,001 -$50,000 L :$50,00 I -SI 00,000 M :$100,001 -$250,000
(See Columns Cl aod DJ) N :$250,001 -$500,000 0 :$500,00 I - S1,000.000 Pl :$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 :$25,000,001 -$50,000,000 R :Cost (Real Estate Ooly) P4 :More than $50,000,000 T:CasbMarlcet
(See Column C 2) Q :Appraisal V =Other S =Assessment
U =Book Value W =Estimated
(1) (I) (2)
(3) (4) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 8 of26 Leighton, Ronald B 07/13/2006
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those of the spouse and dependent children. see PP· 34.s1 of filing instructions;
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(I) (2) Ifnot exempt from disclosure
Amount Type (e.g. Value ValuePlace "(X)" after each asset Type (e.g. (2) Code I div., rent, Code 2 Methodexempt from prior disclosure buy, sell, ValueDate Gain Identity of
or int.) Code 3 merger,(A-H) (J-P) Month- Code 2 Code I buyer/seller redemption)(Q-W) Day (if private
transaction)
(A-H)(J-P)
69. - Proctor & Gamble None T See Part VIII
70. - Eaton Vance Mutual Funds Trust Sold 717 L
71. - Russell Frank Inv. Co. (Mutual Fund) B Dividend M T Purchased 717 M
72. - lntermountain Pwr Agy Utah Pwr Supply Revenue Series A
None J T See Part VIII
73. - Wash St Go Coll Svgs Bds Ser None K T See Part VIII
74. Brokerage Acct #6
75. - Cisco Systems (common) None J T
76. - Dell Computer Corp. (common) None J T
77. Brokerage Acct #7
78. - A.G. Edwards Money Market A Interest J T
79. - Cisco Systems (common) None J T
80. - Dell Inc. (common) None J T
81. - Microsoft Corp. (common) A Dividend J T
82. Schwab Money Market Fund A Dividend K T
83. - Federated Muni Oppt (common)
84. - Electronic Data Sys (common)
85. - JM Smucker Co. (common) See Part VIII
1. Income Gain Codes: A =$1,000 or less B =$1,00 I - $2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000
(See Columns Bl and 04) F=$50,001-SIOO,OOO G =$100,001 -$1,000,000 HI =$1,000,001-$5,000,000 H2=More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,00 I -$I 00,000 M =$100,001 -$250,000
(See Columns Cl and 03) N =$250,00 I -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R -Cost (Real Estate Only) P4 =More tban $50,000,000 T =Casb Market
(See Column C2) Q =Appraisal V=Otber S =Assessment
U =Book Value W=Estimated
Name or Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 9 of26 Leighton, Ronald B 07/13/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see pp. N-s1 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) lfnOt exempt from disclosure
Amount
Code I
(A·H)
Type(e.g.
div., rent,
or int.)
Value
Code 2
(J-P)
Value
Method
Code3
(Q-W)
Type (e.g.
buy, sell,
merger,
redemption)
(2)
Date
Month-
Day
(3)
Value
Code 2
(J-P)
(4)
Gain
Code I
(A-H)
(5) Identity or
buyer/seller
(if private
transaction)
86. - Kimberly-Clark (common)
87. -Adobe Systems Inc. {formerly Merger Macromedia)
88. - Proctor & Gamble (common)
89. - Qualcomm Inc. (common)
90. - Qwest Comm (common)
91. -AT&T Inc. (formerly SBC Comm) Merger
92. - Starbucks (common)
93. - Time Warner
94. - Verizon Comm (common)
95. -AIM Health Sciences Fund (formerlylnvesco Health Sciences)
96. - Scudder Global (common)
97. - Scudder Intl Fund (common)
98. - Neenah Paper Inc.
99. Brokerage Acct #8
I 00. - Bristol Myers Squibb Co. None Transfer
I 0 I. - General Growth Properties A Dividend ] T Transferred
102.IRA#I
1217 ]
11/21 ]
1119 ]
12127 ]
See Part VIII
See Part VIII
See Part VIII
J. Income Gain Codes: A =$1,000 or less B =Sl ,001 • $2,500 c =$2,501 • $5,000 D =$5,001. $15,000 E =$15,001. $50,000
(See Columns BI and 04) F =$50,001 • $100,000 G =$100,001 -$1,000,000 HI =Si,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 • $100,000 M =$100,001 • $250,000
{See Columns Cl and 03) N =$250,00I • $500,000 0 =$500,001 • $1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 • $25,000,000
3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Es1atc Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q=Appraisal V=Otber S =Assessment
U =:Book Value W=Estimated
(2) (I) (4)
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 10 of26 Leighton, Ronald B 07113/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spous and dependent children. see PP· u-s1 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(I) (2)(I) If not exempt from disclosure
Amount Type (e.g. Value ValuePlace "(X)" after each asset Type(e.g. (2) (3) (5) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Date Value Gain Identi!Yof
(A-H) or int.) (J-P) Code 3 merger, Month - Code 2 Code I buyer/seller (Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
103. - Dividend Growth Securities A Fund D (formerly B Fund)
Dividend L T Sold/Trans 4/22 L c
104. IRA#2
105. - Dividend Growth Securities A Fund A (formerly B Fund)
Dividend J T Sold/Trans 4/22 L A
106. IRA#3
107. IRA#3 None Acct. Closed 12/19 E
108. -NASDAQ 100 Unit Ser I (common) Buy 117 J
109. Buy 3/18 J
110. Partial Sale 4114 K
111. Buy 5125 K
112. - SPDR Trust Unit SRI Exp See Part VIII
113. Buy 8/30 K
114. Transferred 11/21 Trans. to IRA #4
115. Transferred 12/5 Trans. from IRA#4
116. Sold 12/6 K A
117. - Schwab Money Market E Dividend 0 T
118. - Vanguard Total Stock Mkt Vipers Index Fund
Partial Sale 3118 K B
119. Partial Sale 4118 K B
I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns Cl and 03) N =$250,001 -$500,000 O =$500,001 -Sl,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V-=Other S =Assessment
U =Book Value W =Estimatcd
A.
(I) (2) (I)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 11 of26 Leighton, Ronald B 07113/2006
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those of the spouse and dependent children. see pp. 34-s1 of filing instructions)
0 NONE (No reportable income, assets, or transactions.)
B. c.
Description of Assets Income during Gross value at end of
(including trust assets) reporting period reporting period
(2)
Place 11(X)" after each asset Amount Type (e.g. Value Value
exempt from prior disclosure Code I div., rent, Code 2 Method
(A-H) or int.) (J-P) Code3
(Q-W)
D.
Transactions during reporting period
(I)
Type (e.g.
buy, sell,
merger,
redemption)
Jfnot exempt from disclosure
(2)
Date
Month-
Day
(3) Value
Code 2
(J-P)
(4)
Gain
Code l
(A-H)
(5)
Identity of
buyer/seller
(if private
transaction)
120. Buy 5126 K
121. Partial Sale 8/30 K c
122. Transferred 11/21 Trans to IRA #4
123. Transferred 12/5 Trans. from IRA #4
124. Sold 12/6 K A
125. - iShares TR S&P Midcap 400 Index See Part VIII Fund
126. Buy 3/18 K
127. Buy 4/18 K
128. Buy 5/23 K
129. Buy 5/31 J
130. Buy 6/27 J
131. Partial Sale 8/30 J A
132. Transferred 11/21 Trans. to IRA #4
133. Transferred 12/5 Trans. from IRA #4
134. Sold 12/6 L A
135. - iShares S&P Midcap 400/BARRA See Part VIII
136. Buy 3/18 K
I. Income Gain Codes: A =S 1,000 Or less B =SI ,00 I - $2,500 c=$2,501 -$5,000 0=$5,001-$15,000 E=$15,00l -$50,000
(See Columns Bl and 04) f=$50,001-$100,000 G =SI 00,00 I -$1,000,000 H 1 =$1,000,00 I • $5,000,000 H2 =More than $5,000,000
2. Value Codes J=SI 5,000 or less K=$15,001 -$50,000 L=$50,00 I • $I 00,000 M =$100,00 I • $250,000
(See Columns C I and 03) N=$250,00 I -$500,000 0=$500,00 I • $1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C2) Q =Appraisal · V=Other S =Assessment
U=Book Value W=Estimated
A.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 12 of26 Leighton, Ronald B 07113/2006
VII. INVESTMENTS and TRUSTS income, value, 1ransactions (includes those of the spouse and dependent children. see PP· 14-s1 of filing instructions) -
D NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B.
Income during reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) Ifnot exempt from disclosure
Amount Code I (A-H)
Type(e.g. div., rent,
or int.)
Value Code 2 (J-P)
Value Method Code3
(Q-W)
Type(e.g. buy, sell, merger, redemption)
(2) Date Month-Day
(3) Value Code 2
(J-P)
(4) Gain Code I (A-H)
(5) Identity of
buyer/seller
(if private transaction)
137. Partial Sale 4/18 K
138. Buy 8/30 K
139. Buy 10/19 K
140. Partial Sale 10/19 K
141. Transferred 11/21 Trans. to IRA #4
142. Transferred 12/5 Trans. from IRA #4
143. Sold 1216 K A
144. - iShares Trust S&P 500 Index Buy 117 K
145. Partial Sale 2/18 L c
146. Partial Sale 3/29 ]
147. Buy 4118 L
148. Buy 4/19 ]
149. Partial Sale 5/10 K A
150. Buy 5113 K
151. Buy 5/23 ]
152. Partial Sale 5/31 ] A
153. Partial Sale 619 K B
1. Income Gain Codes: A =$ 1,000 or less B =$1,001 - $2,500 c=$2,50! -$5,000 D=$5,00! -$15,000 E =$15,00 I- $50,000
(See Columns BI and 04) F=$50,00! -$!00,000 G =$100,00! -$!,000,000 HI =$!,000,00! -$5,000,000 H2 =More than $5,000,000
2. Value Codes J=$!5,000 or less K=$15,00! -$50,000 L=$50,00! -$!00,000 M =$100,00! -$250,000
(See Columns Cl and 03) N=$250,00! -$500,000 0=$500,00! -$!,000,000 Pl =S!,000,00! -$5,000,000 P2=$5,000,00!- $25,000,000
3. Value Method Codes PJ =$25,000,00! -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C2) Q =Appraisal V=Other S =Assessment
U =Book Value W=Estimated
(I) (2) (3) (4) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 13of26 Leighton, Ronald B 07/13/2006
VII. INVESTMENTS and TRUSTS income, value, /Tansactions (includes those of the spouse and dependent children. See pp. U-57 of filing ins/Tue/ions) -
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(I) (2) (2) (I) Ifnot exempt from disclosure
Amount Type (e.g. Value ValuePlace "(X)" after each asset Type (e.g.
Code Iexempt from prior disclosure div., rent, Code 2 Method buy, sell, Date Value Gain Identity of (A-H) or int.) Code 3 merger,(J-P) Month- Code 2 Code I buyer/seller
(Q-W) redemption) Day (if private
transaction)
(J-P) (A-H)
154. Partial Sale 6/14 K B
155. Buy 6/28 K
156. Partial Sale 7/27 K B
157. Buy 8/8 K
158. Partial Sale 8/30 K B
159. Partial Sale 11/2 K A
160. Transferred 11/21 Trans. to IRA #4
161. Transferred 12/5 Trans. from IRA #4
162. Sold 12/6 J A
163. - iShares TR S&P 500 Barra Growth Index
Sold 4/18 K See Part VIII
164. - iShares TR S&P Smallcap 600 Index Fund
Partial Sale In K B
165. Partial Sale 3/18 K c
166. Buy 3/29 K
167. Partial Sale 3/29 K
168. Buy 4/18 K
169. Buy 5/31 J
170. Stock Split 6/8
I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 0 =$5,001 -$15,000 E=$15,00l -$50,000
(See Columns BI and 04) f =$50,00 I - $100.000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns Cl aod 03) N =$250,00 I-$500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000.000 R =Cost (Real Estate Only) P4 =More than $50,000.000 T=Cash Market
(See Column C2) Q =Appraisal V=Other S =Assessment
U =Book Value W=Estimated
A.
Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT
Page 14 of26 Leighton, Ronald B 07113/2006
VII. INVESTMENTS and TRUSTS income, value, transactions (lnc1ut1es those of the spouse and dependent children. see pp. J4-s1 of filing - instructions)
0 NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(I) (2) (I) (2) (I) Ifnot exempt from disclosure
Amount Type(e.g. Value Value Type(e.g. (2) (3) (4) (5) Code I div., rent, Code 2 Method buy, sell, Date Value Gain Identity of (A-H) or int.) (J-P) Code 3 merger, Month- Code 2 Code I buyer/seller
(Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
171. Partial Sale 8/30 J A
172. Buy 10/19 K
173. Transferred 11/21 Trans. to IRA #4
174. Transferred 1215 Trans. from IRA #4
175. Sold 12/6 L A
176. - iShares Russell 1000 Index Sold 3/18 K A
177. - iShare TR Russell 3000 Value Index See Part VIII
178. Buy 117 K
179. Buy 2/18 K
180. Buy 3/18 K
181. Buy 3/29 K
182. Sold 3/29 K
183. - Rydex Transportation Sold 117 J
184. - iShares TR Russell 2000 Index Partial Sale 117 J A
185. Partial Sale 2/18 K B
186. Partial Sale 3/18 K B
187. Sold 3/29 K
I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 0=$5,001-$15,000 E =$15,001 • $50,000
(See Columns BI and 04) F=$50,001 • $100,000 G =$100,001. Sl,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =S 15,000 or less K=$15,001 • $50,000 L=$50,00J - $100,000 M =$100,001 - $250,000
(See Columns Cl and 03) N=$250,001 • $500,000 0=$500,00I -$1,000,000 Pl =$1,00-0,001 • $5,000,000 P2=$5,000,001 • $25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C2) Q =Appraisal V=Other S =Assessment
U=Book Value W=Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 15of26 Leighton, Ronald B 07113/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see pp. 14-s1 of filing instructions)
0 NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) If not exempt from disclosure
Amount
Code I (A-H)
Type(e.g.
div., rent,
or int.)
Value
Code 2
(J-P)
Value
Method
Code 3
(Q-W)
Type(e.g.
buy, sell,
merger,
redemption)
(2)
Date
Month -
Day
(3)
Value
Code 2
(J-P)
(4) Gain
Code I (A-H)
(5) Identity of
buyer/seller
(if private
transaction)
188. - iShares DJ US Real Estate Index Buy 5110 K See Part Vlll
189. Sold 5126 K A
190. - iShares MSCI EAFE Index Buy 4119 K See Part Vlll
191. Sold 512/6 K
I92. - iShares MSCI South Africa Sold 117 J A
I 93. - iShares Mexico Sold 117 J B
I 94. - iShares MSC! Latin America Sold 117 J
195. - iShares Russell Midcap Index Partial Sale 117 K B
196. Partial Sale 2/18 K B
197. Partial Sale 3/18 K c
198. Buy 3/29 L
199. Partial Sale 3/29 L
200. Buy 3/29 L
201. Partial Sale 4/18 J
202. Buy 6/14 J
203. Partial Sale 8/30 J A
204. Transferred I 1/21 Trans. to IRA #4
J. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501. $5,000 0=$5,001-$15,000 E =$15,001 • $50,000
(See Columns BI and 04) F=$50,00 I • $100,000 G =$100,001. Sl,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5.000,000
2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,001 • $100,000 M =$100,001 • $250,000
(See Columns Cl and DJ) N =$250.001 -$500,000 0 =$500,001. $1,000.000 Pl =$1,000,001 • $5,000,000 P2=$5,000,001 -$25,000.000
3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V =Other S =Assessment
U =Book Value W=Estimated
c.
(I) (2) (I) (3) (4)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 16 of26 Leighton, Ronald B 07113/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. see PP· 14-s1 offilinc instructions)
D NONE (No reportable income, assets, or transactions.)
B.A. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(2)(I) If not exempt from disclosure
Amount Value ValueType(e.g. Place "(X)" after each asset Type (e.g. (2) (5) Code I div., rent, exempt from prior disclosure Code 2 Method buy, sell, Date GainValue Identity of (A-H) or int.) (J-P) Code 3 merger, Month - Code 2 Code I buyer/seller
(Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
205. Transferred 1215 Trans. from IRA #4
206. Sold 12/6 L A
207. - iSbares GS Software Index Sold 1/7 J
208. - Vanguard Mid-Cap Vipers sold 117 L c
209. - Vanguard Large-Cap Vipers Sold 1/7 K B
210. - iShares Russell Midcap Growth Buy 10/19 K See Part VIII
211. Transferred 11/21 Trans. to IRS #4
212. Transferred 1215 Trans. from IRA #4
213. Sold 12/6 K A
214. - iShares Cohen Steers Realty Buy 5/10 K See Part VIII
215. Stock Split 618 J
216. Buy 619 K
217. Buy 6/10 K
218. Buy 6/14 K
219. Partial Sale 6/28 K A
220. Sold 8/8 K A
221. - iShares Russell 1000 Value Index Purchased 117 J
1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000
(See Columns Bl and D4) F =$50,00 I -$I 00,000 G =$100,001 - Sl,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L=$50,001 -$100,000 M =$100,00 I -$250,000
(See Columns Cl and DJ) N =$250,00 I - $500,000 0=$500,00I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R=Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(Sec Column C2) Q =Appraisal V=Other S =Assessment
U =Book Value W=Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 17 of26 Leighton, Ronald B 07113/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see pp. J-1-s1 of filing instructionsJ
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place 11(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(1) Amount
Code 1 (A-H)
(2)
Type (e.g.
div., rent,
or int.)
(1) Value
Code 2
(J-P)
(2)
Value
Method
Code 3
(Q-W)
(1) Type(e.g.
buy, sell,
merger,
redemption)
Ifnot exempt from disclosure
(2)
Date
Month-
Day
(3)
Value
Code 2
(J-P)
(4) Gain
Code 1 (A-H)
(5) Identity of
buyer/seller
(if private
transaction)
222. Buy 2/18 K
223. Buy 3/18 J
224. Partial Sale 3129 K
225. Sold 4/18 K
226. - iShares TR Russell 3000 Index Purchased 117 L
227. Partial Sale 2118 K A
228. Partial Sale 3/18 L A
229. Buy 4/18 L
230. Partial Sale 4/18 K
231. Buy 5123 J
232. Buy 8/30 J
233. Transferred 11/21 Trans. to IRA #4
234. Transferred . 12/5 Trans. from IRA #4
235. Sold 12/6 L
236. - iShares TR Russell 1000 Index Purchased 1/7 L
237. Partial Sale 2118 K B
238. Buy 3129 K
I. Income Gain Codes: A =$1,000 or less B =$1,00 I -$2,500 c=$2,501 -$5,000 D=$5,00I - $15,000 E=S!5,00l ·S50,000
(See Columns Bl aod 04) F=$50,001 -$100,000 G =$100,001 -$1,000,000 HI=S!,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J=$15,000 or less K=$15,001 -$50,000 L=$50,001 -$100,000 M =$100,001 -$250,000
(See Columns Cl and 03) N=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =Sl ,000,001-$5,000,000 P2=$5,000,001 -$25,000,000
3. Value Method Codes P3=$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4=More than $50,000,000 T=Cash Marl<et
(See Column C2) Q =Appraisal V=Other S =Assessmeot
U=Book Value W=Estimated
FINANCIAL DISCLOSURE REPORT
Page 18of26
Name of Person Reporting
Leighton, Ronald B
Date of Report
07/13/2006
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those of/he spouse and dependent children. See PP· 34-57 of filing instructions) -
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place 11(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) Amount
Code I (A-H)
(2)
Type(e.g.
div., rent,
or int.)
(I) Value
Code 2
(J-P)
(2)
Value
Method
CodeJ
(Q-W)
(I) Type(e.g.
buy, sell,
merger,
redemption)
If not exempt from disclosure
(2)
Date
Month·
Day
(3) Value
Code 2
(J-P)
(4) Gain
Code I (A·H)
(S) Identity of
buyer/seller
(if private
transaction)
239. Buy 4/18 K
240. Buy 5123 K
241. Buy 8/30 J
242. Transferred 11/21 Trans. to IRA #4
243. Transferred 1215 Trans. from IRA #4
244. Sold 12/6 L A
245. - iShares Russell Midcap Value Index Purchased 2/18 K
246. Buy 3/18 K
247. Buy 8/30 K
248. Sold 10/19 K
249. - iShares TR S&P 500 Barra Value Purchased 2/18 L
250. Buy 3129 K
251. Partial Sale 3129 J
252. Sold 4/18 K
253. - iShare Australia Index Fund Purchased 3/18 K
254. Sold 514 J
255. - iShares S&P Smallcap 600/Barra Purchased 3/18 K
1. Income Gain Codes: A =Sl.000 or less B =$1,001 -$2,500 C =$2,SO I •$5,000 0 =$5,001 -$15,000 E =$I 5,00 I -$50,000
(See Columns Bl and 04) F =$50,001 -$100,000 G =$I 00,00 I -S 1,000,000 HI =$1,000,001-$5,000,000 H2 =More tbao $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 •$250,000
(See Columns Cl and 03) N =$250,001 -$500,000 0=$500,001-Sl ,OOO,OOO Pl =$1,000,00l -$5,000,000 P2 =$5,000,00 I •$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More tbao $50,000,000 T=CasbMarl<ct
(See Column C2) Q =Appraisal V=Otber S =Assessmeut
U =Book Value W= Estimatcd
A.
(2) (I) (3) (4) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 19 of26 Leighton, Ronald B 07/13/2006
VII. INVESTMENTS and TRUSTS income, value, transactions (indudes those of the spouse and dependent children. see PP· J4-s1 of filing instructions) -
D NONE (No reportable income, assets, or transactions.)
B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reponing period reponing period
(I) (2) (I) Jfnot exempt from disclosure
Amount Type(e.g. Valueeach asset Place "(X)" after Value Type(e.g. (2) Code I div., rent, Methodexempt from prior disclosure Code 2 buy, sell, Date Value Gain Identity of (A-H) or int.) (1-P) Code 3 merger, Month - Code 2 Code I buyer/seller
(Q-W) redemption) Day (1-P) (A-H) (if private
transaction)
256. Partial Sale 4/18 K
257. Partial Sale 4118 K
258. Buy 8/30 K
259. Sold 10/19 K
260. - iShares TR S&P Global Energy Purchased 3/18 K Sector Index Fund
261. Sold 3/29 K
262. - iShares TR DJ US Healthcare Sector Purchased 4118 K Index
263. Buy 514 K
264. Sold 5/23 K A
265. - Vanguard World Funds Health Care Purchased 4/18 K Vipers
266. Partial Sale 5/23 J A
267. Partial Sale 5/26 J A
268. Sold 5/31 J A
269. - iShares TR NYSE Composite Index Purchased 4/19 J Fund
270. Sold 5/23 J A
271. - Rydex ETF Trust S&P 500 Equal Wt Purchased 7/27 K Index Fund
272. Transferred 11121 Trans. to IRA #4
I. Income Gain Codes: A =$ 1,000 or less B =$1,00 I • $2,500 c=$2,501 - $5,000 0 =$5,001. $15,000 E =$15,001 - $50,000
(See Columns BI and 04) F =$50,001 • $!00,000 G =$100,001 • $1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000
2. Value Codes J=$15,000 or less K =$15,001 - $50,000 L=$50,00 I - $I 00,000 M =$100,001 - $250,000
(See Columos Cl and 03) N =$250,001 - $500,000 0-$500,001 • $1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Ooly) P4 =More than $50,000,000 T=Casb Market
(See Columo C2) Q=Appraisal V=Otber S =Assessment
U=Book Value W=Estimared
Partnership,
D.
(I) (4) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 20 of26 Leighton, Ronald B 07113/2006
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those of the spouse and dependent children. See PP· 34-S7 of filing instructions) -
0 NONE (No reportable income, assets, or transactions.)
A. B. c.
Description of Assets Income during Gross value at end of (including trust assets) reporting period reporting period
Transactions during reporting period
Ifnot exempt from disclosure (2)(I) (I) (2) Amount Type (e.g. Place "(X)" after each asset Value Value Type (e.g. (2) (3) Code I div., rent, exempt from prior disclosure Code 2 Method buy, sell, Date Value Gain Identity of (A-H) or int.) (J-P) Code 3 merger, Month- Code 2 Code I buyer/seller
(Q-W) redemption) Day (J-P) (A-H) (if private transaction)
273. Transferred 12/5 Trans. from IRA #4
274. Sold 12/6 K A
275. - Rydex Biotechnology Fund Purchased 1112 J
276. Transferred 11/21 Trans. to IRA #4
277. Transferred 12/5 Trans. from IRA #4
278. Sold 12/6 J
279. - iShares DJ US Transportation Index Purchased 11/2 K Fund
280. Transferred 11/21 Trans. to IRA #4
281. Transferred 12/5 Trans. from IRA #4
282. Sold 12/6 K A
283. - iShares TR S&P Global Financials Purchased 1112 K Sector
284. Transferred 11/21 Trans. to IRA #4
285. Transferred 1215 Trans. from IRA #4
.,
286. Sold 12/6 K A
287. Gordon Thomas Honeywell PSP Rollover 11/23 0 See Part VJII
288. Burgess Fitzer PS 40 I K PS Plan Trust None N T
289. Montclair Real Estate Ltd. D Rent L R See Part VJII Fife, WA
1. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 -$5,000 D =$5,001 • $15,000 E =$15,001 -$50,000
(Sec Columns B l and 04) F =$50,001-$100,000 G =$100,001 -$1,000,000 HI =$1,000,00I-$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns CI and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C2) Q =Appraisal V:::Otber S =Assessment
U =Book Value W=Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 21 of26 Leighton, Ronald B 07113/2006
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those of the spouse and dependent children. see PP· J4-s7 of filing instructions; -
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) If not exempt from disclosure
Amount
Code I
(A-H)
Type(e.g.
div., rent,
or int. )
Value
Code 2
(J-P)
Value
Method
Code 3
(Q-W)
Type(e.g.
buy, sell,
merger,
redemption)
(2)
Date
Month -
Day
(3)
Value
Code 2
(J-P)
(4) Gain
Code I (A-H)
(5) Identity of
buyer/seller
(if private
transaction)
290. Evansville Retirement Residence Ltd. Partnership
D Dividend K R See Part VIII
291. US Bank, Tacoma, WA A Interest ] T
292. King County Housing Authority Bond None ] T
293. University of Washington Bond None ] T
294. Vancouver Washington Housing Authority Bond
None ] T
295. lntermountain Pwr Agy Utah Pwr Supply Revenue Series A
None ] T See Part VIII
296. Vanguard Windsor II A Dividend ] T
297. Vanguard Windsor II A Dividend ] T
298. Columbia Acorn Fund-Z None K T
299. Columbia Acorn Fund-Z None K T
300. Columbia Acorn International Fund-Z None K T
30 I. Eoscene Series A Preferred None K T
302. Eoscene Series B Preferred None ] T
303. Nine Audio Technologies A Dividend ] T
304. Wash St Go Coll Svgs Bds Ser None K T See Part VIII
305. Dreyfus Midcap Value Fund None K T
306. IRA #4 Opened 11/1
1. Income Gain Codes: A =$1,000 or less B :$1.001 -$2,500 c=$2,501 -$5,000 D=$5,001 -$15,000 E=$15,00l -$50,000
(See Columns BI and D4) F=$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J=$15,000 orless K=$15,001 -$50,000 L=$50,001 -$100,000 M =$100,001 -$250,000
(See Columns Cl and DJ) N=$250,00 I -$500,000 0=$500,001 -$1,000,000 Pl =Sl,000,001-$5,000,000 P2=$5,000,001 - $25,000.000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C2) Q =Appraisal V=Other S =Assessment U=Book Value W=Estimated
L
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 22 of26 Leighton, Ronald B 07/13/2006
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those of the spouse and dependent children. see pp. 34-s1 offilinc instructions) -
0 NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(Xt after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) If not exempt from disclosure
Amount
Code I (A·H)
Type (e.g.
div., rent.
or int.)
Value
Code 2
(J-P)
Value
Method
Code 3
(Q-W)
Type(e.g.
buy, sell,
merger,
redemption)
(2)
Date
Month·
Day
(3)
Value
Code 2
(J-P)
(4) Gain
Code I (A-H)
(5) Identity of
buyer/seller
(if private
transaction)
307. • A.G. Edwards Cash & Money Fund A Dividend 0 T
308. - Capital Income Bldr Fund B Dividend M T Purchased 12/20 M
309. - Capital World Growth & Income A Dividend L T Purchased 12/20 Fund
310. - Fundamental Investors (MF) None Purchased 12/20 L
311. - Growth Fund America (MF) None Purchased 12/20 K
312. - Income Fund of America (MF) c Dividend M T Purchased 12/20 M
313. - Investment Company America (MF) A Dividend L T Purchased 12/20 L
314. - New World Fund (MF) None Purchased 12/20 K
315. - Smallcap World Fund (MF) None Purchased 12/20 K
316. - Rydex Ser TR Biotechnology Fund Transferred 11/21 Trans. from IRA #3 (MF)
317. Transferred 12/5 Trans. to IRA #3
318. - Vanguard Index Trust Total Stk Mkt. Transferred 11/21 Trans. from IRA #3 Vipers
319. Transferred 12/5 Trans. to IRA #3
320. - Rydex ETF TR S&P 500 Equal Transferred 11/21 Trans. from IRA #3 Weight Index
321. Transferred 12/5 Trans. to IRA #3
322. - Midcap SPDR TR Transferred 11/21 Trans. from IRA #3
323. Transferred 12/5 Trans. to IRA #3
I. Income Gain Codes: A =$1,000 or less B =$1,00 I • $2,500 c=$2,501 -$5,000 D=S5,00I -$15,000 E=$15,00 I • $50,000
(See Columns BI and D4) F =$50,001 · $100,000 G =$100,001 -Sl,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K=$15,001 -$50,000 L=$50,001 -$100,000 M =$100,001 • $250,000
(See Columns C l and D3) N =$250,001 -$500,000 0=$500,001. $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes Pl =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=CasbMarlcet
(See Column C2) Q =Appraisal V=Otber S =Assessmeot
U=Book Value W=Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 23 of26 Leighton, Ronald B 07/13/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see pp. u-s7 of filing instructions)
0 NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period reporting period reporting period
(I) (2) (I) (2) (I) If not exempt from disclosure
Amount Type(e.g. Value Value Type(e.g. (2) (3) (4) (5) Code I div., rent, Code 2 Method buy, sell, Date Value Gain Identity of (A-H) or int.) (J-P) Code3 merger, Month- Code 2 Code I buyer/seller
(Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
324. - iShares TR S&P Smallcap 600 Index Transferred 11121 Trans. from IRA #3
325. Transferred 12/5 Trans. to IRA #3
326. - iShares TR Russell 3000 Index Transferred 11121 Trans. from IRA #3
327. Transferred 12/5 Trans. to IRA #3
328. - iShares TR Russell 1000 Index Transferred 11/21 Trans. from IRA #3
329. Transferred 12/5 Trans. to IRA #3
330. - iShares TR S&P Midcap 400/Barra Transferred 11/21 Trans. from IRA #3 Growth Index
331. Transferred 12/5 Trans. to IRA #3
332. - iShares TR S&P Midcap 400 Index Transferred 11121 Trans. from IRA #3
333. Transferred 12/5 Trans. to IRA #3
334. - iShares TR Russell Midcap Index Transferred 11121 Trans. from IRA #3
335. Transferred 12/5 Trans. to IRA #3
336. - iShares TR Russell Midcap Growth Transferred 11121 Trans. from IRA #3 Index
337. Transferred 12/5 Trans. tu IRA #3
338. - iShares Trust S&P Global Financial Transferred 11/21 Trans. from IRA #3 Sector Index
339. Transferred 12/5 Trans. to IRA #3
340. - iShares TR S&P 500 Index Transferred 11121 Trans. from IRA #3
I. Income Gain Codes: A =S 1,000 orless B =S1,00 I - $2,500 C =S2,50 I -$5,000 D =$5,001 -Sl5,000 E =SI5,00I -$50,000
(See Columns Bl and 04) F =$50,00 I - SI 00,000 G =SI00,001 -Sl,000,000 HI =Sl,000,001 -S5,000,000 H2=More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,00 I -$50,000 L =S50,00 I -SI 00,000 M =$100,001 -$250,000
(See Columns Cl and DJ) N =$250,001 - $500,000 0 =S500,00I - $1,000,000 Pl =SI,000,001-$5,000,000 P2 =$5,000,00 I -$25,000,000
3. Value Method Codes PJ =S25,000,00 I -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Casb Market
(See Column C2) Q =Appraisal V=Other S =Assessment
U=Book Value W=Estimated
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 24 of26 Leighton, Ronald B 07/13/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP· 34-s1 of filing instructions;
0 NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (!) (2) (I) If not exempt from disclosure
Amount
Code I
(A-H)
Type (e.g.
div., rent,
or int.)
Value
Code2
(J-P)
Value
Method
Code 3
(Q-W)
Type (e.g. buy, sell,
merger.
redemption)
(2) Date
Month -Day
(3)
Value
Code2
(J·P)
(4)
Gain
Code I
(A-H)
(5)
Identity of
buyer/seller
(if private
transaction)
341. Transferred 12/5 Trans. to IRA #3
342. - iShares Trust Trans, Avg. Index Transferred 11/21 Trans. from IRA #3
343. Transferred 12/5 Trans. to IRA #3
1. Income Gain Codes; A =$I ,000 or less B =Sl,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =Sl5,00l -$50,000
(See Columns BI and 04) F =$50,001 • $100,000 G =$100,001 -Sl,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(Sec Columns Cl aod DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More thao $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal Y=Other S =Assessment
U =Book Value W=Estimated
r Brokerlf rust
surrendere to r
r
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 25 of26 Leighton, Ronald B 07/13/2006
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicale parto/Report.)
VII. INVESTMENTS AND TRUSTS
Line 3: Transfe red to ccount #2 Line 4: Transferred from Line I 8: SBC Comm AT&T Line 22: Transfer ed from Brokerage Account #I Line 31: Mistakenly reported as sold in FDR2004 Line 69: Fell below reportable amount in 2005 Lines 72 and 72: Should have been listed as being managed under Brokerage Account #5 Line 85: Sold on 11/8/04 ( should have been reported as sold on FDR2004, with D(3) as J and D(4) as K Line 95: Name changed on 10/15/04 Line 100: Transferred to Brokerage Account #2 Line l 0 l: Transferred from Family Trust Line 112: Mistakenly reported as sold in FDR2004 .. Line 125: Mistakenly reported as sold in FDR2004. Line 135: Mistakenly reported as sold in FDR2004. Line 163: Mistakenly reported as sold in FDR2004. Line 177: Mistakenly reported as sold in FDR2004. Line 188: Mistakenly reported as sold in FDR2004. Line 190: Mistakenly reported as sold in FDR2004. Line 210: Mistakenly reported as sold in FDR2004. Line 214: Mistakenly reported as sold in FDR2004. Line 287: Funds transfe red to U.S. Bank and then rolled over into IRA #4 on 12/19/05 . Line 289: Purchased 6115/80 for $10,000 . Line 290 : Purchased 711/91 for $25 ,000 . Lines 295 and 304: These Tax Exempt Bonds should be listed as being managed under Brokerage Acct. #5.
l Zoo )
Name of Person Reportln& Date of Report FINANCIAL DISCLOSURE REPORT
Page 26 of26 07113/2006Leighton, Ronald B
IX. CERTIFICATION.
I certify that all information given above (Including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned Income from outside employment and honorarla and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544