ANNUAL ACCOUNTS IN EURO - Umicore · Mandate : 30/04/2013- 23/07/2013 av du Vert Bocage 38, 1410...

COMPLETE LIST WITH name, first name, profession, residence-address (address, number, postal code, municipality) andposition with the enterprise, OF DIRECTORS, MANAGERS AND AUDITORS

NAME:

Legal form: PLC

Address: Nr.:

Postal Code: City:

Country: Belgium

Register of Legal Persons (RLP) - Office of the commercial court at:

Internet address *:

Company number: 0401.574.852

DATE 10/06/2011 of the deposition of the partnership deed OR of the most recent document mentioning the date ofpublication of the partnership deed and the act changing the articles of association.

ANNUAL ACCOUNTS approved by the General Meeting of 29/04/2014

concerning the financial year covering the period from 1/01/2013 31/12/2013till

Previous period from 1/01/2012 31/12/2012till

The amounts of the previous financial year are

UMICORE SA

rue du marais

1000 Brussel 1

www.umicore.com

are not ** identical to those which have been previously published.

Nr. C 1.1Date of the deposition No. PP. E. D.40 1 EUR

ANNUAL ACCOUNTS IN EURO

0401.574.852

/

Bruxelles

31

Dennenlaan 9A, 2020 Antwerpen 2, Belgium

Title : President of the board of directors

LEYSEN Thomas

Mandate : 24/04/2012- 28/04/2015

Avenue de l'Avocat 5, 1410 Waterloo, Belgium

Title : Delegated director

GRYNBERG Marc

Mandate : 24/04/2012- 28/04/2015

Henri Barbusse 42, 75005 Paris, France

Title : Director

BOUILLOT Isabelle

Mandate : 30/04/2013- 26/04/2016

Scharderhohlweg 29, 61462 Königstein-im-Taunus, Germany

Title : Director

BUFE Uwe-Ernst

Mandate : 27/04/2011- 29/04/2014

Enclosed to these annual accounts:

Total number of pages deposited:

Signature(name and position)

Signature(name and position)

* Optional statement.** Delete where appropriate.

Number of the pages of the standard form not deposited for not beingof service:

765.1, 5.2.3, 5.2.4, 5.3.4, 5.5.2, 5.17.2, 7, 9

Platteeuw Filip

Chief Financial Officer

GRYNBERG Marc

Chief Executive Officer

MANAGEMENT REPORT

Nr. 0401.574.852 C 1.1

LIST OF DIRECTORS, MANAGERS AND AUDITORS (continuation of the previous page)

Traubinger Strasse 18, 82327 Tutzing, Germany

Title : Director

KOLMSEE Ines

Mandate : 27/04/2011- 29/04/2014

Ebisu-Minami 2, box 26, 1301 Shibuya-Ku Tokyo, Japan

Title : Director

NAITO Shohei

Mandate : 30/04/2013- 29/04/2014

Third Avenue 73, 2196 Inanda, South Africa

Title : Director

OPPENHEIMER Jonathan

Mandate : 27/04/2011- 29/04/2014

rue de Mianoye 36, 5530 Yvoir, Belgium

Title : Director

de PRET Arnoud

Mandate : 27/04/2011- 29/04/2014

Boekenbeglei 176, 2100 Deurne (Antwerpen), Belgium

Title : Director

THOMAES Rudi

Mandate : 24/04/2012- 28/04/2015

Hagedoornlaan 72, 1180 Brussel 18, Belgium

Title : Director

VAN DAELE Frans

Mandate : 30/04/2013- 23/07/2013

av du Vert Bocage 38, 1410 Waterloo, Belgium

Title : Director

WENDEL Klaus

Mandate : 24/04/2012- 29/04/2014

Woluwedal 18, 1932 Sint-Stevens-Woluwe, Belgium

Title : Auditor, Number of membership : B00009

PriceWaterhouseCoopers Reviseurs d'Entreprises SCCRL 0429.501.944

Mandate : 26/04/2011- 29/04/2014

Represented by:DAELMAN Marc SPRL (A01579)

Woluwedal 18 , 1932 Sint-Stevens-Woluwe, Belgium

2/76

Nr. 0401.574.852 C 1.1

LIST OF DIRECTORS, MANAGERS AND AUDITORS (continuation of the previous page)

Woluwedal 18, 1932 Sint-Stevens-Woluwe, Belgium

Title : Auditor, Number of membership : B00009

PriceWaterhouseCoopers Reviseurs d'Entreprises SCCRL 0429.501.944

Mandate : 26/04/2011- 29/04/2014

Represented by:ATTOUT Emmanuèlle (A01230)

Woluwedal 18 , 1932 Sint-Stevens-Woluwe, Belgium

3/76

Nr. 0401.574.852 C 1.2

DECLARATION ABOUT SUPPLEMENTARY AUDITING OR ADJUSTMENT MISSION

The managing board declares that the assignment neither regarding auditing nor adjusting has been given to a person who was notauthorised by law pursuant to art. 34 and 37 of the Law of 22nd April 1999 concerning the auditing and tax professions.

The annual accounts have

If YES, mention here after: name, first names, profession, residence-address of each external accountant or auditor, the number ofmembership with the professional Institute ad hoc and the nature of this engagement:

have not */

If the assignment mentioned either under A or B is performed by authorised accountants or authorised accountants-tax consultants, information will be given on: name, first names, profession and residence-address of each authorised accountant or accountant-tax consultant, his number of membership with the Professional Institute of Accountants and Tax consultants and the nature of this engagement.

A. Bookkeeping of the undertaking**,B. Preparing the annual accounts**,C. Auditing the annual accounts and/orD. Adjusting the annual accounts.

been audited or adjusted by an external accountant or auditor who is not a statutory auditor.

Number ofmembership

Nature of theengagement

(A, B, C and/or D)Name, first name, profession, residence-address

* Delete where appropriate.** Optional disclosure.

4/76

Nr. 0401.574.852 C 2.1

Codes Period Previous period

ASSETS

Tangible fixed assets

FIXED ASSETS

Intangible fixed assets

Formation expenses

Land and buildings ............................................................

Plant, machinery and equipment ......................................

Furniture and vehicles .......................................................

Leasing and other similar rights ........................................

Other tangible fixed assets ................................................

Assets under construction and advance payments ............

Financial fixed assets 5.4/

Affiliated enterprises

Participating interests

Amounts receivable

Other enterprises linked by participating interests ............

Other financial assets

Shares

Amounts receivable and cash guarantees

CURRENT ASSETS

Amounts receivable after more than one year

Trade debtors

Other amounts receivable

Stocks and contracts in progress

Stocks

Raw materials and consumables

Work in progress

Finished goods

Goods purchased for resale

Immovable property intended for sale ........................

Advance payments

Contracts in progress

Amounts receivable within one year

Current investments

Own shares

Other investments and deposits

Cash at bank and in hand

Deferred charges and accrued income

TOTAL ASSETS

5.2

5.1

5.3

5.5.1

5.14

5.14

5.5.1/ 5.6

5.6

......................................................................

............................................................

........................................................

.........................................................

.........................................................

...............................................................

....................

........................................

....................................

..........................................................

....................................................

...............................

..................................................................

84.041.699

347.946.364

126.712.418

154.680.426

15.197.422

376.229

3.793.411.047

50.979.869

3.361.422.984

3.338.326.809

3.338.326.809

3.930.439

130.439

3.800.000

19.165.736

14.066.343

5.099.393

923.785.504

773.483

773.483

394.039.145

394.039.145

170.090.074

61.526.468

161.389.623

1.032.980

220.492.545

183.534.144

36.958.401

299.215.020

297.163.976

2.051.044

1.131.346

8.133.965

4.717.196.551

3.787.361.891

79.482.806

317.085.146

125.670.953

144.345.152

12.592.020

494.762

33.982.259

3.390.793.939

3.355.195.961

3.355.195.961

4.326.439

526.439

3.800.000

31.271.539

25.548.790

5.722.749

957.086.384

783.483

783.483

465.395.847

465.395.847

218.437.198

55.101.719

188.487.932

3.368.998

259.282.396

205.154.338

54.128.058

219.265.047

219.259.281

5.766

1.348.398

11.011.213

4.744.448.275

20/28

20

21

22/27

22

23

24

25

26

28

27

280/1

280

281

282/3

282

283

284/8

284

285/8

29/58

29

290

291

3

30/36

30/31

32

33

34

35

36

37

40/41

40

41

50/53

50

51/53

54/58

490/1

20/58

Notes

.........................................................

.................................................

....................................................

Participating interests

Amounts receivable

.................................................

....................................................

.......................................................

.......................................................................

.................

..................................................................

...............................................

..............................................................................

...............................

........................................................

..........................................................

.......................................

....................................................

........................................................

Trade debtors

Other amounts receivable

..................................................................

...............................................

......................................................................

.......................................

BALANCE SHEET

Toel.

5/76

Nr. 0401.574.852 C 2.2

Codes Period Previous periodEQUITY AND LIABILITIES

Reserves

EQUITY

Share premium account

CapitalIssued capitalUncalled capital

Legal reserveReserves not available

In respect of own shares heldOther

Accumulated profits (losses)

Major repairs and maintenance

Pensions and similar obligations

Taxation

Deferred taxes

Other liabilities and charges

AMOUNTS PAYABLE

Amounts payable after more than one year

Financial debts

Subordinated loans

Unsubordinated debentures

Leasing and other similar obligations

Credit institutions

Other loans

Trade debts

Suppliers

Advances received on contracts in progress

Current portion of amounts payable after more than one year falling due within one year

Taxes

Accrued charges and deferred income

TOTAL LIABILITIES

5.7.................................................................................

..................................................................................

.......................................................

.................................................................................

......................................(+)/(-)

......................................................................

........................

Untaxed reserves

Available reserves

Investment grants

Advance to associates on the sharing out of the assets

...............................................................

..................................................................

PROVISIONS AND DEFERRED TAXES ...............................

Provisions for liabilities and charges ................................

..........................................................

Bills of exchange payable

Remuneration and social security

5.9

5.8

5.9

Other amounts payable

Amounts payable within one year ........................................

Advances received on contracts in progress

Taxes, remuneration and social security

500.000.000500.000.000

6.609.766

150.153.867

415.492.523

7.247.631

10/15

10100101111213

130131

13111310

132

14

15

19

16

160/5

160

161

162

163/5

Revaluation surpluses ........................................................

133

168

17/49

17

170/4

170

171

172

173

174

175

1750

1751

176

178/9

42/48

42

43

430/8

439

44

440/4

441

46

45 5.9

...............................

.........................................................

450/3

454/9

47/48

492/3

10/49

105.843.395

105.843.395

41.345.266

5.159.660

59.338.469

3.184.594.440

2.082.000.000

2.082.000.000

2.082.000.000

1.053.194.318

485.500.000

485.500.000

445.259.776

444.514.260

745.516

5.579.595

53.806.210

5.890.883

47.915.327

63.048.737

49.400.122

4.717.196.551 4.744.448.275

1.449.821.732

500.000.000500.000.000

6.609.76690.952

419.413.150

50.000.000

219.259.283219.259.283

150.153.867

515.787.767

7.920.097

96.966.577

96.966.577

27.425.554

7.301.735

62.239.288

3.197.659.966

1.664.000.000

1.664.000.000

1.664.000.000

1.464.692.994

418.000.000

441.393.889

80.000.000

361.393.889

474.705.715

473.517.383

1.188.332

6.432.945

59.995.052

6.121.909

53.873.143

64.165.393

68.966.972

1.426.758.716

90.952497.317.844

50.000.000

297.163.977297.163.977

Notes

..................................................................................................................................

...................................................................

.......................................................................................

.........................................................................

.............................................................

............................................................

.......................................

...........................................................................

.........................................

...............................................

.................................................................

....................................................

........................................

..........................

........................................................

...............................................................

.......................................................................

...................................................................

............................................

....................

....................................................

Financial debts .................................................................

Credit institutions

Other loans

........................................................

...............................................................

Trade debts

Suppliers

Bills of exchange payable

.......................................................................

...................................................................

............................................

Other amounts payable ....................................................

..............................

........................................................................

..........................

...................

5.9..........................................

6/76

Nr. 0401.574.852 C 3

INCOME STATEMENTCodes Period Previous period

Operating charges

Operating income

Turnover ...........................................................................

Own construction capitalised

Other operating income

Raw materials, consumables

Purchases

Decrease (increase) in stocks ............................(+)/(-)

Services and other goods

Remuneration, social security costs and pensions ....(+)/(-)

Amounts written down stocks, contracts in progress and trade debtors - Appropriations (write-backs) .............(+)/(-)

Other operating charges

Operation charges carried to assets as restructuringcosts ............................................................................. (-)

Operating profit (loss)

Income from financial fixed assets

Income from current assets

Financial income

Debt charges

Amounts written down on current assets except stocks, contracts in progress and trade debtors .............................................................(+)/(-)

Other financial charges

Gain (loss) on ordinary activities before taxes

5.10

.................................................................

........ (+)/(-)

Increase (decrease) in stocks offinished goods, work and contracts in progress .........(+)/(-)

5.10

Depreciation of and amounts written off formationexpenses, intangible and tangible fixed assets ...................

5.10

Provisions for risks and charges - Appropriations (uses and write-backs) ........................................................(+)/(-) 5.10

5.10

.................................................(+)/(-)

...................................................................

Other financial income 5.11

Financial charges 5.11

3.157.820.482

3.056.348.977

-15.478.365

29.447.912

87.501.958

3.047.883.215

2.525.470.762

2.479.351.277

46.119.485

179.563.649

245.968.139

70.582.064

7.433.558

8.906.375

9.958.668

109.937.267

103.075.712

99.448.991

949.765

2.676.956

94.258.532

282.090

3.798.104

118.754.447

90.178.338

4.473.314.600

4.433.218.824

-75.045.531

26.525.671

88.615.636

4.313.755.972

3.796.279.236

3.806.097.586

-9.818.350

177.113.885

252.349.424

63.913.798

5.392.450

9.270.146

9.437.033

159.558.628

78.640.154

74.666.434

1.597.443

2.376.277

94.046.403

91.381.040

-2.233.953

4.899.316

144.152.379

70/74

70

630

62

71

72

74

60/64

60

600/8

609

61

631/4

635/7

640/8

649

9901

75

750

751

752/9

65

650

651

652/9

9902

Notes

..........................................

.....................................................

.......................................................

.....................................................................

.......................................................

..............................................

....................................

....................................................

..................................................

..................................................................

..............................................

...............................................................

..................................................................

7/76

Nr. 0401.574.852 C 3


Write-back of depreciation and of amounts written downintangible and tangible fixed assets

Other extraordinary income

Extraordinary depreciation of and extraordinary amountswritten off formation expenses, intangible and tangiblefixed assets

Extraordinary charges carried to assets as restructuringcosts ............................................................................(-)

Amounts written down financial fixed assets

Loss on disposal of fixed assets

Other extraordinary charges

Income taxes

Adjustment of income taxes and write-back of taxprovisions

Provisions for extraordinary liabilities and charges -Appropriations (uses) ..............................................(+)/(-)

5.11

Write-back of amounts written down financial fixed assets

Write-back of provisions for extraordinary liabilities andchargesGains on disposal of fixed assets

5.12

910.523

909.093

1.430

27.351.083

27.349.756

1.327

92.313.887

4.323.723

4.359.598

35.875

87.990.164

87.990.164

52.678.076

418.061

374.557

51.884.113

1.345

50.129.405

48.637.733

1.491.672

146.701.050

-21.727

431.902

453.629

146.722.777

146.722.777

76

760

664/8

663

762

763

764/9

66

660

661

662

761

669

9905

689

780

680

67/77

670/3

77

9904

789

9903

Extraordinary income .............................................................

Extraordinary charges ...........................................................

Profit (loss) for the period before taxes ......................(+)/(-)

Transfer from postponed taxes ............................................

Transfer to postponed taxes .................................................

Income taxes ...........................................................................

Profit (loss) for the period .............................................(+)/(-)

Transfer from untaxed reserves ............................................

Transfer to untaxed reserves .................................................

Profit (loss) for the period available for appropriation (+)/(-)

.....................................................................

...........................................................................

.............................................

.......................................

....................

.......................................................................

...............................................

.....................................

............................................................................

..

...................................

8/76

Nr. 0401.574.852 C 4


from capital and share premium account

from reserves

603.777.931

87.990.164

515.787.767

77.904.694

77.904.694

415.492.523

110.380.714

110.380.714

600.667.852

146.722.777

453.945.075

26.881.455

26.881.455

515.787.767

111.761.540

111.761.540

9906

(9905)

14P

791/2

791

792

691/2

6921

(14)

794

6920

694

696

695

694/6

691

APPROPRIATION ACCOUNT

Gain (loss) to be appropriated

.........................................................(+)/(-)Profit (loss) to be appropriated

Profit (loss) to be carried forward

Transfers from capital and reserves ..........................................................

...............................................

..........................................................................................

to capital and share premium account .....................................................

to the legal reserve ..................................................................................

Transfers to capital and reserves ..............................................................

to other reserves .....................................................................................

Profit (loss) to be carried forward .....................................................(+)/(-)

Owner's contribution in respect of losses ..............................................

Other beneficiaries ..................................................................................

Dividends ..................................................................................................

Director's or manager's entitlements .........................................................

Profit to be distributed ...............................................................................

.......................................................(+)/(-)

...................................................(+)/(-)

9/76

Nr. 0401.574.852 C 5.2.1


RESEARCH AND DEVELOPMENT COSTS

xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

STATEMENT OF INTANGIBLE FIXED ASSETS

73.447.234

17.954.707

91.401.941

34.098.368

15.368.804

49.467.172

41.934.769

8031

8041

8051

8121P

8071

8051P

8021

8091

8101

8081

8121

210

8111

Acquisitions, including produced fixed assets .......................................

Acquisition value at the end of the period

Movements during the period

Transfers from one heading to another ....................................... (+)/(-)

Sales and disposals ..............................................................................

..............................................

Acquisition value at the end of the period ..............................................

Recorded ..............................................................................................

Depreciation and amounts written down at the end of the period .......

Written back ........................................................................................

Acquisitions from third parties ..............................................................

Cancelled owing to sales and disposals ................................................

Depreciation and amounts written down at the end of the period ........

NET BOOK VALUE AT THE END OF THE PERIOD .................................



10/76

Nr. 0401.574.852 C 5.2.2


CONCESSIONS, PATENTS, LICENCES, KNOWHOW, BRANDS AND SIMILAR RIGHTS

xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

111.516.238

71.382.297

6.406.281

117.922.519

5.848.222

1.414.930

75.815.589

42.106.930

8032

8042

8052

8122P

8072

8052P

8022

8092

8102

8082

8122

211

8112






..............................................

Acquisition value at the end of the period ..............................................

Recorded ..............................................................................................

Depreciation and amounts written down at the end of the period .......


Depreciation and amounts written down at the end of the period ........




Written back ........................................................................................


11/76

Nr. 0401.574.852 C 5.3.1




STATEMENT OF TANGIBLE FIXED ASSETS

.............................................. xxxxxxxxxxxxxxx

..............................................

Depreciation and amounts written down at the end of the period

.....................................

Cancelled ..............................................................................................

.......

xxxxxxxxxxxxxxx

LAND AND BUILDINGS

Revaluation surpluses at the end of the period


Revaluation surpluses at the end of the period .....................................

xxxxxxxxxxxxxxx

.......

304.112.844

7.701.230

7.199.666

266.926

7.737.474

318.783.058

7.701.230

13.880.647

251.897

199.771.870

126.712.418

186.143.120

8171

8181

8191

8251P

8211

8191P

8161

8231

8241

8221

8321P

8271

8251

8281

8301

8311

8291

8321

(22)


Recorded ..............................................................................................

Transfers from one heading to another ........................................(+)/(-)





Recorded ..............................................................................................





Written back ........................................................................................



12/76

Nr. 0401.574.852 C 5.3.2


xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

PLANT, MACHINERY AND EQUIPMENT

xxxxxxxxxxxxxxx

656.401.572

25.692.405

7.338.619

15.057.523

689.812.881

30.124.545

7.048.510

535.132.455

154.680.426

512.056.420

8172

8182

8192

8252P

8212

8192P

8162

8232

8242

8222

8322P

8272

8252

8282

8302

8312

8292

8322

(23)



..............................................

..............................................


.....................................

Cancelled ..............................................................................................

.......




.......


Recorded ..............................................................................................






Recorded ..............................................................................................





Written back ........................................................................................



13/76

Nr. 0401.574.852 C 5.3.3


xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

FURNITURE AND VEHICLES

xxxxxxxxxxxxxxx

45.580.290

6.314.885

2.490.315

1.782.422

5.335.150

32.988.270

2.333.560

35.989.860

15.197.422

8173

8183

8193

8253P

8213

8193P

8163

8233

8243

8223

8323P

8273

8253

8283

8303

8313

8293

8323

(24)

51.187.282



..............................................

..............................................


.....................................

Cancelled ..............................................................................................

.......




.......


Recorded ..............................................................................................






Recorded ..............................................................................................





Written back ........................................................................................



14/76

Nr. 0401.574.852 C 5.3.5


xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

OTHER TANGIBLE FIXED ASSETS

xxxxxxxxxxxxxxx

21.244.101

214.793

21.029.308

601.050

601.050

21.350.389

24.697

120.957

21.254.129

376.229

8175

8185

8195

8255P

8215

8195P

8165

8235

8245

8225

8325P

8275

8255

8285

8305

8315

8295

8325

(26)



..............................................

..............................................


.....................................

Cancelled ..............................................................................................

.......




.......


Recorded ..............................................................................................






Recorded ..............................................................................................





Written back ........................................................................................



15/76

Nr. 0401.574.852 C 5.3.6


xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

ASSETS UNDER CONSTRUCTION AND ADVANCED PAYMENTS

xxxxxxxxxxxxxxx

33.982.259

41.865.381

896.251

-23.971.520

50.979.869

50.979.869

8176

8186

8196

8256P

8216

8196P

8166

8236

8246

8226

8326P

8276

8256

8286

8306

8316

8296

8326

(27)



..............................................

..............................................


.....................................

Cancelled ..............................................................................................

.......




.......

Recorded ..............................................................................................










Recorded ..............................................................................................


Written back ........................................................................................



16/76

Nr. 0401.574.852 C 5.4.1


xxxxxxxxxxxxxxx

Amounts written down at the end of the period .....................................

xxxxxxxxxxxxxxx

AFFILIATED ENTERPRISES - PARTICIPATING INTERESTS ANDSHARES

xxxxxxxxxxxxxxx

.....................................

STATEMENT OF FINANCIAL FIXED ASSETS

Uncalled amounts at the end of the period .............................................

Movements during the period .........................................................(+)/(-)


AFFILIATED ENTERPRISES - AMOUNTS RECEIVABLE

Additions ...............................................................................................

Repayments ..........................................................................................

Amounts written down ...........................................................................

Amounts written back ............................................................................

Exchange differences ..................................................................(+)/(-)

Other ...........................................................................................(+)/(-)

ACCUMULATED AMOUNTS WRITTEN OFF ON AMOUNTSRECEIVABLE AT THE END OF THE PERIOD ...........................................

xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

3.455.872.675

17.052.317

18.577.968

116.000

3.454.463.024

100.676.714

16.720.000

909.093

351.406

116.136.215

3.338.326.809

8371

8381

8391

8451P

8411

8391P

8361

8431

8441

8421

8521P

8471

8451

8481

8501

8511

8491

8521

8551P

8541

8581

8601

8611

8591

8621

8631

8551

(280)

281P

(281)

8651



Cancelled ..............................................................................................




Recorded ..............................................................................................






..............................................



Recorded ..............................................................................................


Amounts written down at the end of the period





..............................................

.....................................

Written back ........................................................................................



17/76

Nr. 0401.574.852 C 5.4.2


xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

OTHER ENTERPRISES LINKED BY PARTICIPATING INTERESTS -PARTICIPATING INTERESTS AND SHARES

xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

2.029.062

-116.000

1.913.062

1.486.371

280.000

1.766.371

16.252

16.252

130.439

3.800.000

3.800.000

8372

8382

8392

8452P

8412

8392P

8362

8432

8442

8422

8522P

8472

8452

8482

8502

8512

8492

8522

8552P

8542

8582

8602

8612

8592

8622

8632

8552

(282)

283P

(283)

8652

Amounts written down et the end of the period .....................................

.....................................




Additions ...............................................................................................

Repayments ..........................................................................................




Other ...........................................................................................(+)/(-)




Cancelled ..............................................................................................




Recorded ..............................................................................................






..............................................



Recorded ..............................................................................................







OTHER ENTERPRISES LINKED BY PARTICIPATING INTERESTS -AMOUNTS RECEIVABLE

..............................................

.....................................

Written back ........................................................................................



18/76

Nr. 0401.574.852 C 5.4.3


xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

OTHER ENTERPRISES - PARTICIPATING INTERESTS ANDSHARES

xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

xxxxxxxxxxxxxxx

106.221.872

852.945

105.368.927

80.664.674

10.629.756

253

91.294.177

8.407

8.407

14.066.343

5.722.749

623.356

5.099.393

8373

8383

8393

8453P

8413

8393P

8363

8433

8443

8423

8523P

8473

8453

8483

8503

8513

8493

8523

8553P

8543

8583

8603

8613

8593

8623

8633

8553

(284)

285/8P

(285/8)

8653

Amounts written down at the end of the period .....................................

.....................................




Additions ...............................................................................................

Repayments ..........................................................................................




Other ...........................................................................................(+)/(-)




Cancelled ..............................................................................................




Recorded ..............................................................................................






..............................................



Recorded ..............................................................................................







OTHER ENTERPRISES - AMOUNTS RECEIVABLE

..............................................

.....................................

Written back ........................................................................................



19/76

Nr. 0401.574.852 C 5.5.1

SHARE IN THE CAPITAL AND OTHER RIGHTS IN OTHER COMPANIES

INFORMATION RELATING TO THE SHARE IN THE CAPITAL

List of both enterprises in wich the enterprise holds a participating interest (recorded in the heading 28 of assets)and other enterprises in which the enterprise holds rights (recorded in the headings 28 and 50/53 of assets)in the amount of at least 10% of the capital issued.

NAME, full address of the REGISTEREDOFFICE and for the enterprise governed by

Belgian law, the COMPANY NUMBER

Shares held by

directly subsi-diaries

Number % %

Information from the most recent period forwhich annual accounts are available

Primaryfinancial

statement

Mone-taryunit

Capital and reserves Net result

(+) or (-)(in monetary units)

Umicore France FC 31/12/2012 EURLes Mercuriales tour du ponant r J Jaures 40 93176 BAGNOLET CEDEXFrance10342965001

35.684.188 4.190.897

Shares 1520000 100,00 0,00

Umicore Finance UK FC 30/11/2011 GBPBridge House - London BridgeSE1 9QR LondonUnited Kingdom740577036

11.600.000 -80

Shares 11600000 100,00 0,00

Umicore Financial Services PLC 31/12/2012 EURRue du Marais / Broekstraat 31 1000 Brussel 1Belgium0428.179.081

2.080.047.771 74.622.721

Shares 3 0,00 100,00

Umicore MS Lusitana FC 31/12/2012 EURTravessa do Padrao Freguessia de Perafita4455524 Perafita(Concelho de Matosinhos)Portugal505683155

49.820 1.549

Shares 914 1,72 98,28

Umicore USA FC 31/12/2012 USDZinc Plant Road 1800 37041- 1104 Claksvillle-TennesseeUnited States of America

147.851.950 7.853.955

Shares 483 100,00 0,00

Umicore Shanghai FC 31/12/2012 CNYChangshi Road 250 201600 Shanghai (Songjiang County)China

102.858.776 1.374.870

Shares 49350000 75,00 0,00

Umicore South Africa FC 31/12/2012 ZAR8 Penny Road - PO Box 1195 1725 RoodepoortSouth Africa

-3.404.348 -91.671

Shares 750 100,00 0,00

20/76

Nr. 0401.574.852 C 5.5.1





Shares held by


Number % %


Primaryfinancial

statement

Mone-taryunit



Umicore Building Products ScandinaviaFC

31/12/2012 DKK

Lysbrohogen 5 8600 SilkeborgDenmark

10.353.614 1.271.751

Shares 1499 99,93 0,07

Umicore Building Products Polska FC 31/12/2012 PLNnl Ludwiki 4 01-226 WarsawPoland

357.031 -73.191

Shares 3500 100,00 0,00

Unimet FC 31/12/2012 MXNAve Constitucion -Pte Tercer Piso 2233 Monterrey-Estado de Nueve LeonMexico

3.034.795 113.503

Shares 3418 97,97 0,00

Umicore Autocatalyst Recycling BelgiumPLC

31/12/2012 EUR

Greinerstraat 14 2660 Hoboken (Antwerpen)Belgium0466.261.083

133.185 11.055

Shares 6249 99,98 0,02

Umicore MS Taiwan FC 31/12/2012 TWDKeelung Road Sec 2 -16F-2 189 TaipeiTaiwan

8.866.732 2.553.257

Shares 500000 100,00 0,00

Umicore Korea Limited FC 31/12/2012 KRWChaam-Dong 410 330-200 Cheonan - Ciry ChungnamSouth Korea

69.844.578.988 5.729.122.367

Shares 5249999 100,00 0,00

Umicore Australia FC 31/12/2012 AUDSomerville Road 414 3012 Tottenham - VictoriaAustralia

14.038.614 99.825

Shares 10000 100,00 0,00

21/76

Nr. 0401.574.852 C 5.5.1





Shares held by


Number % %


Primaryfinancial

statement

Mone-taryunit



Umicore Holdings Philippines FC 31/12/2012 PHPSitio malinta Asinan Proper1044 Subic - ZambalesPhilippines

155.103.097 -79.414

Shares 1536562 99,99 0,01

Umicore Building Products Iberica FC 31/12/2012 EURcalle Juan Gris - Ed. Torres Cerda, 4 , box6C08014 BarcelonaSpain

427.870 -118.054

Shares 320000 100,00 0,00

Umicore Holding 1 Germany Gmbh FC 31/12/2012 EURRodenbacker chaussee 4 63457 Hanau - WolfgangGermany

286.598.975 -4.124.425

Shares 100 100,00 0,00

Umicore Holding 2 Germany Gmbh FC 31/12/2012 EURRodenbacker chaussee 4 63457 Hanau - WolfgangGermany

32.257.948 -468.081

Shares 100 100,00 0,00

Umicore International PLC 31/12/2012 EURRue Bommel 5 4940 BascharageLuxembourg

2.923.016.121 108.413.177

Shares 23407989 100,00 0,00

Umicore Building Products CZ FC 31/12/2012 CZKPod Visöovkou 1661 , box 31140 00 Prague 4Czech Republic

3.974.000 1.788.000

Shares 100 100,00 0,00

Umicore MS Australia PTY LTD FC 31/12/2012 AUDSt Kilda Road Towers-level 5 606 3004 Melbourne - VictoriaAustralia

202.624 -72.031

Shares 2000100 100,00 0,00

Rezinal PLC 31/12/2012 EURIndustriezone West3550 Heusden (Limb.)Belgium0414.089.040

13.038.263 2.393.534

22/76

Nr. 0401.574.852 C 5.5.1





Shares held by


Number % %


Primaryfinancial

statement

Mone-taryunit



Shares 15000 50,00 0,00

Todini AND Co FC 31/12/2012 EURVia Larga 8 MilanoItaly10722620159

7.795.397 3.192.778

Shares 864000 48,00 0,00

Umicore Finance Norway FC 31/12/2012 NOKHoffsgate 10 3262 LARVIKNorway

48.935.955 329.365

Shares 12242 100,00 0,00

Umicore Specialty Materials Brugge PLC 31/12/2012 EURKleine Pathoekeweg 82 8000 BruggeBelgium0405.150.984

351.911 1.463.155

ordinary shares 21499 99,93 0,07

Umicore Argentina FC 31/12/2012 ARSAvenida Roque Sáenz Pena 651 8° piso Oficina 139, Buenos AiresArgentina1.603.638

40.936.516 -7.913.309

Shares 9139747 95,96 4,04

Industrias Electro Quimicas SA FC 31/12/2012 PENAvenida Elmer Faucett 1920 Callao 1Peru

113.768.453 137.458

Shares 18464806 40,00 0,00

beLife PLC 31/12/2012 EURRue Joseph Wauters 120 4480 Ehein (Engis)Belgium0440.744.838

12.327.644 -609.392

Shares 30782 49,00 0,00

beLife Intermediates PLC 31/12/2012 EURRue Joseph Wauters 120 4480 Ehein (Engis)Belgium0846.150.202

2.865.619 -34.380

Shares 232 4,00 96,00

23/76

Nr. 0401.574.852 C 5.6

OTHER INVESTMENTS AND DEPOSIT, DEFFERED CHARGES AND ACCRUED INCOME (ASSETS)


Book value increased with the uncalled amount ....................................................

Falling due

Shares

Fixed income securities

Fixed income securities issued by credit institutions .............................................

INVESTMENTS: OTHER INVESTMENTS AND DEPOSITS

Uncalled amount ...................................................................................................

Fixed term deposit with credit institutions

less or up to one month ..................................................................................

over one year ..................................................................................................

between one month and one year ...................................................................

Other investments not yet shown seperately

2.051.044

2.051.044

3.039

3.039

2.727

2.727

8681

8682

52

8684

51

53

8686

8687

8688

8689

.......................................................................................................................

............................................................................................

.............................................................

.........................................................

Allocation of heading 490/1 of assets if the amount is significant.

DEFFERED CHARGES AND ACCRUED INCOME

Period

Gains on MTM on sales commitments - metal part 4.219.076

Other deferred charges 3.901.243

Profit on hedging for metals 13.647

24/76

Nr. 0401.574.852 C. 5.7

STATEMENT OF CAPITAL AND STRUCTURE OF SHAREHOLDINGS

STATEMENT OF CAPITAL

Social capital100P

(100)

XXXXXXXXXXXXXX 500.000.000

500.000.000


Issued capital at the end of the period ....................................................

Issued capital at the end of the period ....................................................

Codes Amounts Number of shares

Changes during the period:

Structure of the capitalDifferent categories of shares

500.000.000 120.000.000Ordinary Shares

8702

8703

XXXXXXXXXXXXXX

113.455.222

6.544.778

XXXXXXXXXXXXXX

Registered shares..................................................................................................

Bearer shares and/or dematerialized shares..........................................................

Capital not paid

CodesUncalledcapital

Capital called,but not paid

(101)

8712

XXXXXXXXXXXXXX

XXXXXXXXXXXXXX

Uncalled capital .......................................................................................

Capital called, but not paid ......................................................................

Shareholders having yet to pay up in full

PeriodCodes

8722

8731

8732

8721 42.619.421

10.228.661

8741

8740

8742

8746

8745

8747

8751 50.000.000

OWN SHARES

Held by the company itself

Amount of capital held

Number of shares held

Held by the subsidiaries

Amount of capital held


Commitments to issue shares

Following the exercising of CONVERSION RIGHTS

Amount of outstanding convertible loans

Amount of capital to be subscribed

Corresponding maximum number of shares to be issued

Following the exercising of SUBSCRIPTION RIGHTS

Number of outstanding subscription rights

Amount of capital to be subscribed

Corresponding maximum number of shares to be issued

Authorized capital, not issued

......................................................................................................................

......................................................................................................................

......................................................................................................................

......................................................................................................................

........................................................................................

.................................................................................................

..............................................................

......................................................................................

.................................................................................................

...............................................................

.................................................................................................................

25/76

Nr. 0401.574.852 C. 5.7

STATEMENT OF CAPITAL AND STRUCTURE OF SHAREHOLDINGS

PeriodCodes

8762

8771

8781

8761

Shared issued, not representing capital

Distribution


Number of voting rights attached thereto

Allocation by shareholder

Number of shares held by the company itself

Number of shares held by its subsidairies

..................................................................................................................

........................................................................................

.................................................................................

......................................................................................

STRUCTURE OF SHAREHOLDINGS OF THE ENTERPRISE AS AT THE ANNUAL BALANCING OF THE BOOKS, AS IT APPEARSFROM THE STATEMENT RECEIVED BY THE ENTERPRISE

Number shares % Capital ------------------------------ -------------------Other shareholders 98.299.878 81.92Titles detained by Umicore 8.113.488 6.76Fidelity Management and Research LLC 4.008.663 3.34BlackRock Inc 5.957.971 4,96Vanguard Precious Metals and Mining Fund 3.620.000 3,02 ---------------------- --------------- 120.000.000 100.00

26/76

Nr. 0401.574.852 C 5.8

PROVISIONS FOR OTHER LIABILITIES AND CHARGES

Period

ALLOCATION OF THE HEADING 163/5 OF LIABILITIES IF THE AMOUNT IS CONSIDERABLE

Sundry litigations and sundry risks 5.986.425

Premiums 25 &35 years service 1.848.757

Protection of the environment 51.503.287

27/76

Nr. 0401.574.852 C 5.9

Codes Period

STATEMENT OF AMOUNTS PAYABLE, ACCRUED CHARGES AND DEFERREDINCOME

Leasing and other similar obligations ..................................................................................................

Advance payments received on contracts in progress

Other loans .........................................................................................................................................

Suppliers .............................................................................................................................................

Bills of exchange payable ....................................................................................................................

Total amounts payable after more than one year, not more than one year

Trade debts ...............................................................................................................................................

Amounts payable after more than one year, between one and five years

Financial debts ..........................................................................................................................................

Subordinated loans .............................................................................................................................

Unsubordinated debentures ................................................................................................................

...............................................

Total amounts payable after more than one year, between one and five years

Amounts payable after more than one year, over five years

ANALYSIS BY CURRENT PORTIONS OF AMOUNTS INITIALLY PAYABLE AFTER MORETHAN ONE YEAR

Amounts payable after more than one year, not more than one year

Credit institutions ................................................................................................................................

Other amounts payable .............................................................................................................................

......................................

Total amounts payable after more than one year, over five years .............................................................

1.582.000.000

1.582.000.000

1.582.000.000

500.000.000

500.000.000

500.000.000

8811

8821

8831

8841

8801

8851

8861

8871

8881

8891

(42)

8901

8802

8812

8822

8832

8842

8852

8862

8872

8882

8892

8902

8912

8803

8813

8823

8833

8843

8853

8863

8873

8883

8893

8903

8913



Other loans .........................................................................................................................................

Suppliers .............................................................................................................................................


Trade debts ...............................................................................................................................................

Financial debts ..........................................................................................................................................






Advance payments received on contracts in progress ...............................................................................

Other loans .........................................................................................................................................

Suppliers .............................................................................................................................................


Trade debts ...............................................................................................................................................

Financial debts ..........................................................................................................................................





28/76

Nr. 0401.574.852 C 5.9

Codes Period

Total amounts payable guaranteed by Belgian public authorities

Amounts payable guaranteed by real guarantees given or irrevocably promised by theenterprise on its own assets

.............................................................

Taxes

AMOUNTS PAYABLE GUARANTEED

Amounts payable guaranteed by Belgian public authorities

(headings 17 and 42/48 of liabilities)

Remuneration and social security ..............................................................................................................

Total amounts payable guaranteed by real guarantees given or irrevocably promised by theenterprise on its own assets...........................................................................................................................

AMOUNTS PAYABLE FOR TAXES, REMUNERATION AND SOCIAL SECURITY

(heading 450/3 of the liabilities)

Expired taxes payable .............................................................................................................................

Non expired taxes payable ........................................................................................................................

Estimated taxes payable ...........................................................................................................................

Remuneration and social security (heading 454/9 of the liabilities)

due to the National Office of Social Security ...............................................................................

Other amounts payable relating to remuneration and social security

5.890.883

47.915.327

8931

8941

8951

8961

8921

8971

8981

8991

9001

9011

9051

9021

9061

8922

8932

8942

8952

8962

8972

8982

8992

9002

9022

9062

9012

9072

9073

450

9076

9077

9052

Taxes ..................................................................................................................................................

Remuneration and social security ....................................................................................................... 9042

9032



Advance payments received on contracts in progress ...............................................................................

Other loans .........................................................................................................................................

Suppliers .............................................................................................................................................


Trade debts ...............................................................................................................................................

Financial debts ..........................................................................................................................................





Taxes, remuneration and social security ...................................................................................................



Other loans .........................................................................................................................................

Suppliers .............................................................................................................................................


Trade debts ...............................................................................................................................................

Financial debts ..........................................................................................................................................




Amount

29/76

Nr. 0401.574.852 C 5.9

Allocation of the heading 492/3 of liabilities if the amount is considerable

ACCRUED CHARGES AND DEFERRED INCOMEPeriod

Deferred income 6.549.355

Other accrued charges 11.707.826

Losses currency 2.122.977

Treatment charges 26.351.173

Loss on hedging for metal positions 2.668.791

30/76

Nr. 0401.574.852 C 5.10

OPERATING RESULTSCodes Period Previous period

OPERATING INCOMENet turnover

Broken down by categories of activity

Allocation into geographical markets

Total amount of subsidies and compensatory amounts obtained from publicauthorities ............................................................................................................ 1.553.459 685.710740

Other operating income

OPERATING COSTS

2.995

2.922,5

5.067.393

3.054

5.107.469

2.978,79087

9086

9088

Employees for whom the company has submitted a DIMONA declaration or arerecorded in the general personnel register

Total number at the closing date ...........................................................................

Average number of employees calculated in full-time equivalents .........................

Number of actual worked hours .............................................................................

162.273.180

60.245.710

11.311.999

8.461.845

3.675.405

168.345.968

58.985.424

11.930.669

8.720.996

4.366.367

620

621

622

623

624

Remuneration and direct social benefits ...............................................................

Employers' social security contributions ................................................................

Personnel costs

Employers' premiums for extra statutory insurances .............................................

Other personnel costs ...........................................................................................

Old-age and widows' pensions ..............................................................................

Additions (uses and write-back) ................................................................. (+)/(-)

Stocks and contracts in progress

Provisions for pensions

Recorded .......................................................................................................

Written back ..................................................................................................

Amounts written off

Trade debtors

13.919.712 9.593.760

7.474.270

51.437

6.390.930

95.51410.935

210

1.060.594

33.400

635

9110

9111

9112

9113

Recorded .......................................................................................................

Written back ..................................................................................................

Other charges ......................................................................................................

Provisions for risks and charges

Additions ..............................................................................................................

Uses and write-back ............................................................................................

Other operating charges

Taxes related to operation ...................................................................................

42.957.941

34.051.566

39.058.319

29.788.173

5.646.816

4.311.852

6.330.839

3.106.194

9115

9116

640

641/8

Hired temporary staff and persons placed at the enterprise's disposal

Charges to the enterprise ....................................................................................

17

22,4

44.254

1.630.210

19

30,9

61.074

2.208.269

9096

9097

9098

617

Total number at the closing date ..........................................................................

Average number calculated as full-time equivalents ............................................

Number of actual worked hours ...........................................................................

31/76

Nr. 0401.574.852 C 5.11

FINANCIAL AND EXTRAORDINARY RESULTS

Codes Period Previous periodFINANCIAL RESULTSOther financial income

Amount of subsidies granted by public authorities, credited to income for theperiod

Capital subsidies ...........................................................................................

Interest subsidies ..........................................................................................

2.323.948 1.928.536

9126

9125

Allocation of other financial income

Exchange variances and differences 127.815 287.000

Sundry financial income 193.987 128.988

Financ.customers and int. for late payment 31.206 31.753

Amounts written down off loan issue expenses and repayment premiums

Value adjustments to current assets

Amount of the discount borne by the enterprise, as a result of negotiatingamounts receivable ..............................................................................................

Appropriations ......................................................................................................

Uses and write-backs ...........................................................................................

Provisions of a financial nature

Other financial charges

Appropriations ......................................................................................................

Write-backs .........................................................................................................

Intercalary interests recorded as assets

283.039

949 2.233.953

1.259.802 1.809.936

6503

6501

6511

6510

6561

6560

653

.......

...............................................................

Allocation of other financial charges

Exchange variances and differences 1.106.119 1.789.786

Sundry financial costs 1.432.183 1.299.593

PeriodEXTRAORDINARY RESULTS

Allocation other extraordinary income

Allocation other extraordinary charges

32/76

Nr. 0401.574.852 C 5.12

INCOME TAXES AND OTHER TAXES

PeriodCodes

INCOME TAXEIncome taxes on the result of the current period

Income taxes paid and withholding taxes due or paid ...............................................................................

Income taxes on previous periods

Taxes and withholding taxes due or paid ...................................................................................................

Excess of income tax prepayments and withholding taxes recorded under assets ....................................

Estimated additional taxes ........................................................................................................................

Estimated additional taxes estimated or provided for ................................................................................

4.359.598

4.359.5989135

9134

9137

9136

9139

9138

9140

In so far as income taxes of the current period are materially affected by differences between theprofit before taxes, as stated in the annual accounts, and the estimated taxable profit

Taxable provisions and hidden reserves 8.383.565

Gains and losses in financial fixed assets -1.430

Non deductible charges 6.674.350

Already taxed dividends -94.472.340

Write-off & reversal on financial assets 27.632.795

Utilisation of tax losses from previous years -23.106.669

Reversals of write-downs on shares -909.093

Investment deductions -3.652.845

An indication of the effect of extraordinary results on the amount of income taxes relating to thecurrent period

PeriodCodes

Status of deferred taxes

Deferred taxes representing assets ...........................................................................................................

Accumulated tax losses deductible from future taxable profits ............................................................

118.423.015

9142

9141

Other deferred taxes representing assets

Deductions for investments 10.958.534

Taxable provisions and hidden reserves 105.843.394

R&D tax credit 1.621.086

150.153.8679144Deferred taxes representing liabilities

Allocation of deferred taxes representing liabilities

Taxfree reserves 150.153.867

Codes Period Previous Period

THE TOTAL AMOUNT OF VALUE ADDED TAX AND TAXES BORNE BY THIRDPARTIES

The total amount of value added tax charged

To the enterprise (deductible) ..............................................................................

By the enterprise ..................................................................................................

Amounts retained on behalf of third parties for

Payroll withholding taxes ......................................................................................

Withholding taxes on investment income .............................................................

294.478.530

279.343.087

381.490.512

371.191.149

40.878.810

17.413.625 14.860.419

41.642.244

9146

9145

9148

9147

33/76

Nr. 0401.574.852 C 5.13

RIGHTS AND COMMITMENTS NOT REFLECTED IN THE BALANCE SHEET

Code Period

Bills of exchange in circulation drawn or guaranteed by the enterprise ......................................................

Maximum amount for which other debts or commitments of third parties are guaranteed by theenterprise ..................................................................................................................................................

9150

9149

9153

9151

9161

9191

9171

9201

9181

9162

9172

9192

9182

9202

PERSONAL GUARANTEES GIVEN OR IRREVOCABLY PROMISED BY THE ENTERPRISEAS SECURITY FOR DEBTS AND COMMITMENTS OF THIRD PARTIES

Of which

Bills of exchange in circulation endorsed by the enterprise .......................................................................

......................................

Real guarantees given or irrevocably promised by the enterprise on its own assets as a security ofdebts and commitments from the enterprise

Amount of registration ..........................................................................................................................

Real guarantees given or irrevocably promised by the enterprise on its own assets as asecurity of debts and commitments from third parties

Mortgages

Book value of the immovable proporties mortgaged .............................................................................

REAL GUARANTEES

Pledging on goodwill - amount of registration .............................................................................................

Pledging of other assets - Book value of other assets pledged

Guarantees provided on future assets - Amount of assets involved

Mortgages

Book value of the immovable proporties mortgaged .............................................................................

Amount of registration ..........................................................................................................................

................................................................

Pledging on goodwill - amount of registration .............................................................................................

Pledging of other assets - Book value of other assets pledged ................................................................

..........................................................

Guarantees provided on future assets - Amount of assets involved ..........................................................

GOODS AND VALUES, NOT DISCLOSED IN THE BALANCE SHEET, HELD BY THIRDPARTIES IN THEIR OWN NAME BUT AT RISK TO AND FOR THE BENEFIT OF THEENTERPRISE

SUBSTANCIAL COMMITMENTS TO ACQUIRE FIXED ASSETS

SUBSTANCIAL COMMITMENTS TO DISPOSE FIXED ASSETS

FORWARD TRANSACTIONSGoods purchased (to be received)

Goods sold (to be delivered)

Currencies sold (to be delivered)

Currencies purchased (to be received)

113.892.365

153.338.589

881.059.517

881.059.517

9213

9216

9214

9215

................................................................................................................

........................................................................................................................

........................................................................................................

..................................................................................................................

INFORMATION RELATING TO TECHNICAL GUARANTEES, IN RESPECT OF SALES OR SERVICES

INFORMATION CONCERNING IMPORTANT LITIGATION AND OTHER COMMITMENTS NOT MENTIONED ABOVELease-out metals 211.180.389Metals owned by parties for tolling 196.315.318Lease-in metals 89.493.145Metals owned by Umicore for tolling 42.829.584Bankguarantees 12.879.960Personal guarantees given 103.955.164

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RIGHTS AND COMMITMENTS NOT REFLECTED IN THE BALANCE SHEET

IF THEREIS A SUPPLEMENTARY RETIREMENTS OR SURVIVOR'S PENSION PLAN IN FAVOUR OF THE PERSONNELOR THE EXECUTIVES OF THE ENTERPRISE, A BRIEF DESCRIPTION OF SUCH PLAN OF THE MEASURES TAKEN BYTHE ENTERPRISE TO COVER THE RESULTING CHARGES

PENSIONS FUNDED BY THE ENTERPRISE

Estimated amount of the commitments resulting for the enterprise from past services

PeriodCode

9220.........................

Methods of estimation

NATURE AND BUSINESS PURPOSE OF OFF-BALANCE SHEET ARRANGEMENTS

Provided the risks or benefits arising from such arrangements are material and where the disclosure of such risks or benefits isnecessary for assessing the financial position of the company; if required, the financial impact of these arrangements have to bementioned too:

OTHER RIGHTS AND COMMITMENTS NOT REFLECTED IN THE BALANCE

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RELATIONSHIPS WITH AFFILIATED ENTERPRISES AND ENTERPRISES LINKED BY PARTICIPATINGINTERESTS

Codes Period Previous periodAFFILIATED ENTERPRISES

Investments ............................................................................................................

ENTERPRISES LINKED BY PARTICIPATING INTERESTS

Provided or irrevocably promised by affiliated enterprises as security for debts orcommitments of the enterprise ...............................................................................

Amounts receivable subordinated ...........................................................................

................................................................................................Financial fixed assets

Other amounts receivable ......................................................................................

Amounts receivable ...................................................................................................

After one year .........................................................................................................

Within one year

Current investments

Shares ....................................................................................................................

..................................................................................................

Amounts receivable ................................................................................................

Amounts payable .......................................................................................................

Personal and real guarantees

Provided or irrevocably promised by the enterprise, as security for debts orcommitments of affiliated enterprises .....................................................................

Other substancial financial commitments ...............................................................

Financial results

Income from financial fixed assets .........................................................................

Income from current assets ...................................................................................

Other financial income ...........................................................................................

Debts charges .......................................................................................................

Other financial charges .........................................................................................

3.338.326.809

3.338.326.809

97.047.331

363.483

96.683.848

2.051.044

2.051.044

2.616.273.305

2.082.000.000

534.273.305

99.432.517

384.320

88.761.380

130.439

3.800.000

3.355.195.961

3.355.195.961

114.110.416

363.483

113.746.933

2.485.103.905

1.664.000.000

821.103.905

74.654.186

987.668

89.715.486

526.439

3.800.000

3.930.439 4.326.439

Gains and losses on disposal of fixed assets

Obtained capital gains

Obtained capital losses

...........................................................................................

..........................................................................................

(280/1)

(280)

9271

9281

9291

9301

9311

9321

9331

9351

9341

9361

9371

9381

9391

9401

9421

9431

9441

9461

9471

9481

9491

9362

9372

(282)

9272

9282

9292

9302

9352

(282/3)

9312

After one year .........................................................................................................

Within one year ......................................................................................................

Investments ............................................................................................................

Amounts receivable subordinated ...........................................................................

Financial fixed assets

Other amounts receivable ......................................................................................

Amounts receivable

After one year .........................................................................................................

Within one year

Amounts payable

After one year .........................................................................................................

Within one year ......................................................................................................

................................................................................................

...................................................................................................

.......................................................................................................

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RELATIONSHIPS WITH AFFILIATED ENTERPRISES AND ENTERPRISES LINKED BY PARTICIPATINGINTERESTS

Period

TRANSACTIONS WITH RELATED PARTIES OUTSIDE NORMAL MARKET CONDITIONS

Mention of such operations if they are material, stating the amount of these transactions, the nature of therelationship with the related party and other information about the transactions necessary for theunderstanding of the financial position of the company:

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FINANCIAL RELATIONSHIPS WITH

DIRECTORS AND MANAGERS, INDIVIDUALS OR BODIES CORPORATE WHO CONTROLTHE ENTERPRISE WITHOUT BEING ASSOCIATED THEREWITH OR OTHER ENTERPRISESCONTROLLED BY THESE PERSONS, OTHER ENTERPRISES CONTROLLED BY THE SUBB. MENTIONED PERSONS WITHOUT BEING ASSOCIATED THEREWITH

PeriodCodes

Amounts receivable from these persons 9500

Conditions on amounts receivable

Guarantees provided in their favour 9501

Guarantees provided in their favour - Main condition

Other significant commitments undertaken in their favour 9502

Other significant commitments undertaken in their favour - Main condition

Amount of direct and indirect remunerations and pensions, included in the income statement, aslong as this disclosure does not concern exclusively or mainly, the situation of a single identifiableperson

To directors and managers .......................................................................................................................

To former directors and former managers ............................................................................................... 9504

9503

Codes Period

AUDITORS OR PEOPLE THEY ARE LINKED TO

Auditor's fees

Fees for exceptional services or special missions executed in the company by the auditor

Other attestation missions

Tax consultancy

Other missions external to the audit

477.594

108.944

35.456

9505

95061

95062

95063

...............................................................................................................................................

.......................................................................................................................

.......................................................................................................................................

.........................................................................................................

Fees for exceptional services or special missions executed in the company by people they are linked to

7.000

147.975

95081

95082

95083

Other attestation missions

Tax consultancy

Other missions external to the audit

.......................................................................................................................

.......................................................................................................................................

.........................................................................................................

Mention related to article 133 paragraph 6 from the Companies Code

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ESTIMATE OF THE FAIR VALUE FOR EACH CATEGORY OF DERIVATIVE FINANCIALINSTRUMENTS THAT ARE NOT MEASURED ON THE BASIS OF THE FAIR VALUE IN THEECONOMIC TRAFFIC, INDICATING THE EXTENT AND THE NATURE OF THE INSTRUMENTS

DERIVATIVES NOT MEASURED AT FAIR VALUE

Period

A gain on metal & energy commitments of 5.530.521

A loss on currency commitments of -879.916

Interest Rate Swap -113.375

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INFORMATION RELATING TO CONSOLIDATED ACCOUNTS

INFORMATION THAT MUST BE PROVIDED BY EACH COMPANY, THAT IS SUBJECT OF COMPANY LAW ON THECONSOLIDATED ANNUAL ACCOUNTS OF ENTERPRISES

The enterprise has drawn up publiced a consolidated annual statement of accounts and a management report*

The enterprise has not published a consolidated annual statement of accounts and a management report, since it is exempt for thisobligation for the following reason*

The enterprise and its subsidiaries on consolidated basis exceed not more than one of the limits mentioned in art. 16 of CompanyLaw*

The enterprise itself is a subsidiary of an enterprise which does prepare and publish consolidated accounts, in which her yearlystatement of accounts is included*

If yes, justification of the compliance with all conditions for exemption set out in art. 113 par. 2 and 3 of Company Law:

Name, full address of the registered office and, for an enterprise governed by Belgian Law, the company number of the parentcompany preparing and publishing the consolidated accounts required:

INFORMATION TO DISCLOSE BY THE REPORTING ENTERPRISE BEING A SUBSIDIARY OR A JOINT SUBSIDIARY

Name, full address of the registered office and, for an enterprise governed by Belgian Law, the company number of the parentcompany(ies) and the specification whether the parent company(ies) prepare(s) and publish(es) consolidated annual accounts in whichthe annual accounts of the enterprise are included**

If the parent company(ies) is (are) (an) enterprise(s) governed by foreign law disclose where the consolidated accounts can beobtained**

* Delete where no appropriate.** Where the accounts of the enterprise are consolidated at different levels, the information should be given for the consolidated aggregate at the highest level on the one hand and the lowest level on the other hand of which the enterprise is a subsidiary and for which consolidated accounts are prepared and published.

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Numbers of joint industrial committees which are competent for the enterprise:

SOCIAL REPORT

STATEMENT OF THE PERSONS EMPLOYEDEMPLOYEES FOR WHOM THE COMPANY HAS SUBMITTED A DIMONA DECLARATION OR ARE RECORDED IN THEGENERAL PERSONNEL REGISTER

2.683,11001

1002

1003

............................................................................

............................................................................

............................................................................

During the period

Average number of employees

Full-time

Part-time

Total of full-time equivalents (FTE)

Codes Total 1. Men 2. Women

2.380,8 302,3

313,6 179,5 134,1

2.922,5 2.518,8 403,7

4.625.6951011

1012

1013

Number of hours actually worked

Full-time

Part-time

Total

4.049.687 576.008

441.698 241.497 200.201

5.067.393 4.291.184 776.209

222.060.4571021

1022

1023

Personnel costs

Full-time

Part-time

Total

195.511.671 26.548.786

20.232.276 11.333.213 8.899.064

242.292.734 206.844.883 35.447.850

Advantages in addition to wages 1033

2.978,71003

1013

1023

During the previous period



Personnel costs

P. Total 1P. Men 2P. Women

2.574,8 403,9

5.107.469 4.414.970 692.499

247.983.057 214.360.141 33.622.916

Codes

1033Advantages in addition to wages

...........................................................................

..................................................................................

..................................................................................

.......................................

...................................

............................................................................

............................................................................

.................................................................

.....................................

.........................................

......................................

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Codes 1. Full-time3. Total in full-time equivalents

2. Part-timeAt the closing date of the period

Number of employees

By nature of the employment contract

Contract for an indefinite period .....................................

Contract for a definite period .........................................

Contract for the execution of a specifically assigned work

Replacement contract ...................................................

According to the gender and by level of educationMale .............................................................................

Female ..........................................................................

By professional category

Management staff .........................................................

Employees ....................................................................

Workers ........................................................................

Other .............................................................................

2.693 302 2.923,3

2.655

35

2

1

300

2

2.883,9

36,4

2,0

1,0

2.383

310

99

1.171

1.423

177

125

2.519,3

404,0

2

185

115

100,6

1.310,3

1.512,4

105

110

111

112

120

113

121

133

130

134

132

primary education ...................................................... 596 69 648,71200

secondary education .................................................

higher education (non-university) ..............................

university education ...................................................

1.1241201

1202

1203

312

351

76

26

6

1.182,5

332,3

355,8

13

134

110

6 17,6

23

75

21

70,2

189,7

126,5

1210

1211

1212

1213

primary education ......................................................

secondary education .................................................

higher education (non-university) ..............................

university education ...................................................

53

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TABLE OF PERSONNEL CHANGES DURING THE PERIOD

ENTRIES

The number of employees for whom the company hassubmitted a DIMONA declaration or are recorded in thepersonnel register during the financial year in the generalpersonnel register

Codes1. Full-time 3. Total in full-time

equivalents2. Part-time


124

84

38

2

5

2

3

127,2

85,0

40,2

2,0

205

210

211

212

213

Contract for an indefinite period ...........................................

Contract for a definite period ..............................................

Contract for the execution of a specifically assigned work ..

Replacement contract ......................................................

..................................................................

DEPARTURES Codes

The number of employees with a in the DIMONAdeclaration indicated or in the general personnel registerlisted date of termination of the contract during thefinancial year

According to the reason for termination of theemployment contract

166

144

22

22

17

5

181,4

156,2

25,2

16

51

32

67

4

9

3

6

18,6

57,7

34,1

71,0

310

305

311

312

313

340

341

342

343

350

1. Full-time 3. Total in full-time equivalents

2. Part-time


............................................................................

Contract for an indefinite period .........................................

Contract for a definite period ..............................................

Contract for the execution of a specifically assigned work .

Replacement contract .....................................................

Retirement .........................................................................

Unemployment with company allowance ..........................

Dismissal .........................................................................

Other reason .....................................................................

Of which the number of persons who continue torender services to the enterprise at leasthalf-time on a self-employed basis ..............

HIRED TEMPORARY STAFF AND PERSONNEL PLACED AT THE ENTERPRISE'S DISPOSAL

Codes1. Temporary personnel

2. Persons placed at the disposal of the enterpriseDuring the period



Charges of the enterprise

22,4

44.254

1.630.210

150

151

152

.............................................................................

.........................................................................

......................................................................................

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Codes FemaleCodes

2.503

59.641

4.424.552

422

10.750

958.632

5802

5801

5803

5811

5812

5813

INFORMATION WITH REGARD TO TRAINING RECEIVED BY EMPLOYEES DURING THE PERIOD

Number of participating employees ..........................................................

Total number of official advanced professional training projects atcompany expense

Number of training hours ..........................................................................

Costs for the company ..............................................................................

Male

58031

58032

58033

5821

5822

5823

5841

5842

5843

5.049.499

96.738

721.685

1.004

68.557

3.461.582

3

1.287

58.242

58131

58132

58133

5831

5832

5833

5851

5852

5853

1.065.732

16.578

123.678

236

10.141

593.452


Total number of less official and unofficial advance professionaltraining projects at company expense




Total number of initial professional training projects at companyexpense



of which gross costs directly linked to the training .................................

of which paid contributions and deposits in collective funds ................

of which received subsidies (to be deducted).........................................

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MANAGEMENT REPORT

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MANAGEMENT REPORT

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ANNUAL ACCOUNTS IN EURO - Umicore · Mandate : 30/04/2013- 23/07/2013 av du Vert Bocage 38, 1410...

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Transcript of ANNUAL ACCOUNTS IN EURO - Umicore · Mandate : 30/04/2013- 23/07/2013 av du Vert Bocage 38, 1410...