Annexure - BATA India1)ofLODR31032020.pdf1 BATA (BN)B V AAAJB0946L 68065514 68065514 52.9668065514...
Transcript of Annexure - BATA India1)ofLODR31032020.pdf1 BATA (BN)B V AAAJB0946L 68065514 68065514 52.9668065514...
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a. If under 31(1)(b) then indicate the report for Quarter ending
b. If under 31(1)(c) then indicate date of allotment/extinguishment
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Particulars Yes* No*
1 Whether the Listed Entity has issued any partly paid up shares? No
2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No
3 Whether the Listed Entity has any shares against which depository receipts are issued? No
4 Whether the Listed Entity has any shares in locked-in? No
5 Whether any shares held by promoters are pledge or otherwise encumbered? No
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Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-
Holding of specified securities
Annexure - I
The tabular format for disclosure of holding of specified securities is as follows:-
* If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible
Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable,
shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in
above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities.
Name of Listed Entity: BATA INDIA LIMITED
Scrip Code/Name of Scrip/Class of Security : [NSE: BATAINDIA ] [BSE: 500043 ] [ CSE: 10000003]
31-Mar-20
NA
Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c)
Holding of specified securities 1 OF 1
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Class eg: X Class eg:
Y
Total
(I) (II) (III) (IV) (V) (VI) (VII) =
(IV)+(V)+
(VI)
(VIII) (X)
(XI)= (VII)+(X)
(XIV)
(A) Promoter & Promoter Group1 68065514 0 0 68065514 52.96 68065514 0 68065514 52.96 0 52.96 0 0 0 0 68065514
(B) Public 177632 60462026 0 0 60462026 47.04 60462026 0 60462026 47.04 0 47.04 0 0 59403387
(C) Non Promoter- Non Public0 0 0 0 0 0 0 0 0 0 0 0.00 0 0 0
(C1) Shares underlying DRs 0 0 0 0 0 0 0 0 0 0 0 0.00 0 0 0
(C2) Shares held by
EmployeeTrusts0 0 0 0 0 0 0 0 0 0 0 0.00 0 0 0
Total 177633 128527540 0 0 128527540 100.00 128527540 0 128527540 100.00 0 100.00 0 0 0 0 127468901
NA
NA
(IX) (XII)
No. of
shares
underlyin
g
Depositor
y Receipts
Total
Shareholding , as
a % assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a % of
(A+B+C2)
Number of Locked
in shares
Number of Shares
pledged or
otherwise
encumbered
No.
(a)
No. of
Shares
Underlyin
g
Outstandi
ng
convertibl
e
securities
(including
Warrants)
Total nos.
shares held
Number of Voting Rights held in each class of
securities
No of Voting Rights
Total as a
% of Total
Voting
rights
(A+B+C)
Shareholdin
g as a % of
total no. of
shares
(calculated
as per SCRR,
1957) (VIII)
As a % of
(A+B+C2)
NA
(XIII)
BATA INDIA LIMITED
No. of
Partly paid-
up equity
shares held
NA
Table I - Summary Statement holding of specified securities
As a % of
total
Shares held
(b)
No.
(a)
As a % of
total
Shares held
(b)
Number of
equity shares
held in
dematerialize
d form
No. of fully
paid up
equity shares
held
Nos. of
shareholder
s
Category and Name of
Shareholders
Categ
ory
Table I - Summary Statement holding of specified securities 1 OF 1
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Class eg: X Class
eg: Y
Total
(I) (II) (III) (IV) (V) (VI) (VII) =
(IV)+(V)+ (VI)
(VIII) (X) (XI)= (VII)+(X)
(XIV)
1) Indian
(a) Individuals/Hindu
undivided Family 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(b)Central Government/
State Government(s)0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(c)Financial Institutions/
Banks0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(d)Any Other (specify)
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
Sub-Total (A)(1) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
2) Foreign
(a)Individuals (Non-
Resident Individuals/
Foreign Individuals)0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(b) Government 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(c) Institutions 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(d) Foreign Portfolio
Investor 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(IX)
Total as a
% of Total
Voting
rights
(A+B+C)
No.
(a)
As a % of
total
Shares
held (b)
No.
(a)
(XII) (XIII)
PAN No. of
shares
underlying
Depositor
y Receipts
Total nos. shares
held
Shareholdi
ng as a %
of total no.
of shares
(calculated
as per
SCRR,
1957) (VIII)
As a % of
(A+B+C2)
Number of Voting Rights held in each class of
securities
BATA INDIA LIMITED
No. of Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Total Shareholding
, as a % assuming
full conversion of
convertible
securities ( as a
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a % of
(A+B+C2)
Number of Locked
in shares
Number of
Shares
pledged or
otherwise
encumbered
Number of
equity
shares held
in
dematerializ
ed form
No of Voting Rights
Table II - Statement showing shareholding pattern of the Promoter and Promoter GroupCate
gory
Category and Name of
Shareholders
Nos.
of
share
holder
s
No. of fully
paid up
equity shares
held
No. of
Partly paid-
up equity
shares held
As a % of
total
Shares
held (b)
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group 1 OF 2
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Class eg: X Class
eg: Y
Total
(I) (II) (III) (IV) (V) (VI) (VII) =
(IV)+(V)+ (VI)
(VIII) (X) (XI)= (VII)+(X)
(XIV)(IX)
Total as a
% of Total
Voting
rights
(A+B+C)
No.
(a)
As a % of
total
Shares
held (b)
No.
(a)
(XII) (XIII)
PAN No. of
shares
underlying
Depositor
y Receipts
Total nos. shares
held
Shareholdi
ng as a %
of total no.
of shares
(calculated
as per
SCRR,
1957) (VIII)
As a % of
(A+B+C2)
Number of Voting Rights held in each class of
securities
BATA INDIA LIMITED
No. of Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Total Shareholding
, as a % assuming
full conversion of
convertible
securities ( as a
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a % of
(A+B+C2)
Number of Locked
in shares
Number of
Shares
pledged or
otherwise
encumbered
Number of
equity
shares held
in
dematerializ
ed form
No of Voting Rights
Table II - Statement showing shareholding pattern of the Promoter and Promoter GroupCate
gory
Category and Name of
Shareholders
Nos.
of
share
holder
s
No. of fully
paid up
equity shares
held
No. of
Partly paid-
up equity
shares held
As a % of
total
Shares
held (b)
(e)Any Other (specify)
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
(i) Overseas Corporate
Bodies 1 68065514 0 0 68065514 52.96 68065514 0 68065514 52.96 0 52.96 0 0 0 0 68065514
1 BATA (BN)B V AAAJB0946L 68065514 68065514 52.96 68065514 68065514 52.96 52.96 68065514
Sub-Total (A)(2) 1 68065514 0 0 68065514 52.96 68065514 0 68065514 52.96 0 52.96 0 0 0 0 68065514
Total Shareholding of
Promoter and
Promoter Group (A)=
(A)(1)+(A)(2)
1 68065514 0 0 68065514 52.96 68065514 0 68065514 52.96 0 52.96 0 0 0 0 68065514
Note: (1) PAN would not be displayed on website of Stock Exchange(s).
(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group 2 OF 2
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Class eg: X Class
eg: Y
Total
(I) (II) (III) (IV) (V) (VI)(VII) =
(IV)+(V)+ (VI)
(VIII) (X)
(XI)= (VII)+(X)
(XIV)
1) Institutions
(a) Mutual Funds/ 112 19798410 0 0 19798410 15.40 19798410 19798410 15.40 0 15.40 0 0 19798410
1ADITYA BIRLA SUN LIFE TRUSTEE
PRIVATE LIMITED A/C MUTUAL FUNDAAATB0102C 17 3833918 0 0 3833918 2.98 3833918 0 3833918 2.98 0 2.98 0 0 3833918
2 KOTAK A/C MUTUAL FUND AAATK4475F 5 2725637 0 0 2725637 2.12 2725637 0 2725637 2.12 0 2.12 0 0 2725637
3KOTAK FUNDS - INDIA MIDCAP FUND AAGCK4148L 1 2295357 0 0 2295357 1.79 2295357 0 2295357 1.79 0 1.79 0 0 2295357
4 AXIS A/C AXIS MUTUAL FUND AACTA5925A 3 1652123 1652123 1.29 1652123 1652123 1.29 1.29 1652123
5 DSP A/C MUTUAL FUND AAAJD0430B 4 1608809 1608809 1.25 1608809 1608809 1.25 1.25 1608809
6 TATA A/C MUTUAL FUND AAATT0570A 9 1492200 1492200 1.16 1492200 1492200 1.16 1.16 1492200
(b) Venture Capital Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(c) Alternate Investment Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(d) Foreign Venture Capital Investors 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(E) Foreign Portfolio Investors 217 11879373 0 0 11879373 9.24 11879373 0 11879373 9.24 0 9.24 0 0 11879373
(F) Financial Institutions/ Banks 36 601428 0 0 601428 0.47 601428 0 601428 0.47 0 0.47 0 0 599448
Name (xyz…)
(g) Insurance Companies 56 8952839 0 0 8952839 6.97 8952839 0 8952839 6.97 0 6.97 0 0 8952539
1 LIFE INSURANCE CORPORATION OF
INDIAAAACL0582H 5 5589641 0 0 5589641 4.35 5589641 0 5589641 4.35 0 4.35 0 0 5589641
2 HDFC LIFE INSURANCE COMPANY
LIMITEDAAACH8755L 2 1749582 0 0 1749582 1.36 1749582 0 1749582 1.36 0 1.36 0 0 1749582
(h) Provident Funds/ Pension Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
Sub-Total (B)(1) 421 41232050 0 0 41232050 32.08 41232050 0 41232050 32.08 0 32.08 0 0 41229770
2) Central Government/ State
Government(s)/ President of India 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0
Name (xyz…)
Sub-Total (B)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
Table III - Statement showing shareholding pattern of the Public shareholder
Cate
gory
Category and Name of Shareholders Nos. of
sharehol
ders
PAN Number of
equity
shares held
in
dematerializ
ed form
No of Voting Rights Total as a %
of Total
Voting
rights
(A+B+C)
No.
(a)
As a % of
total
Shares
held (b)
No. of fully
paid up
equity shares
held
No. of Partly
paid-up
equity shares
held
As a %
of total
Shares
held (b)
Number of
Shares
pledged or
otherwise
encumbered
(XIII)
Number of Voting Rights held in each class of
securities
NA
NA
BATA INDIA LIMITED
NA
NA
NA
No. of shares
underlying
Depository
Receipts
Total nos.
shares held
Shareholdin
g as a % of
total no. of
shares
(calculated
as per SCRR,
1957) (VIII)
As a % of
(A+B+C2)
(IX) (XII) (XIII)
No. of
Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Total
Shareholding , as
a % assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)
Number of
Locked in
shares (XII)
No.
(a)
NA
Table III - Statement showing shareholding pattern of the Public shareholder 1 OF 2
-
Class eg: X Class
eg: Y
Total
(I) (II) (III) (IV) (V) (VI)(VII) =
(IV)+(V)+ (VI)
(VIII) (X)
(XI)= (VII)+(X)
(XIV)
Table III - Statement showing shareholding pattern of the Public shareholder
Cate
gory
Category and Name of Shareholders Nos. of
sharehol
ders
PAN Number of
equity
shares held
in
dematerializ
ed form
No of Voting Rights Total as a %
of Total
Voting
rights
(A+B+C)
No.
(a)
As a % of
total
Shares
held (b)
No. of fully
paid up
equity shares
held
No. of Partly
paid-up
equity shares
held
As a %
of total
Shares
held (b)
Number of
Shares
pledged or
otherwise
encumbered
(XIII)
Number of Voting Rights held in each class of
securities
BATA INDIA LIMITED
No. of shares
underlying
Depository
Receipts
Total nos.
shares held
Shareholdin
g as a % of
total no. of
shares
(calculated
as per SCRR,
1957) (VIII)
As a % of
(A+B+C2)
(IX) (XII) (XIII)
No. of
Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Total
Shareholding , as
a % assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)
Number of
Locked in
shares (XII)
No.
(a)
3) Non-institutions
(a) Individuals -
i. Individual shareholders holding
nominal share capital up to Rs. 2
lakhs.
172483 15210451 0 0 15210451 11.83 15210451 0 15210451 11.83 0 11.83 0 0 14168322
ii. Individual shareholders holding
nominal share capital in excess of Rs.
2 lakhs.
8 600194 0 0 600194 0.47 600194 0 600194 0.47 0 0.47 0 0 600194
Name (xyz…)
(b) NBFCs registered with RBI 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(c) Employee Trusts 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(d) Overseas Depositories (holding DRs)
(balancing figure) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
(e) Body Corporates (India) 1204 2475261 0 0 2475261 1.93 2475261 2475261 1.93 0 1.93 0 0 2466861
(f) Non Resident Individuals 3488 636701 0 0 636701 0.50 636701 0 636701 0.50 0 0.50 0 0 630871
(g) Director or Director's Relatives 3 656 0 0 656 0.00 656 0 656 0.00 0 0.00 0 0 656
(h) INVESTOR EDUCATION AND
PROTECTION FUND AUTHORITY
MINISTRY OF CORPORATE AFFAIRS
1 268207 0 0 268207 0.21 268207 0 268207 0.21 0 0.21 0 0 268207
(i) Trusts 24 38506 0 0 38506 0.03 38506 0 38506 0.03 0 0.03 0 0 38506
(j) Any Other (specify) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz…)
Sub-Total (B)(3) 177211 19229976 0 0 19229976 14.96 19229976 0 19229976 14.96 0 14.96 0 0 18173617
Total Public Shareholding (B)=
(B)(1)+(B)(2)+(B)(3)177632 60462026 0 0 60462026 47.04 60462026 0 60462026 47.04 0 47.04 0 0 59403387
Note:
(2) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian,
(4) As per the Investor Education and Protection Fund Authority (Accounting, Audit, Transfer and Refund) Rules, 2016 as amended, the voting rights on the shares transferred to the IEPF Authority shall remain frozen until the rightful owner claims the shares.
NA
NA
Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): NIL
(1) PAN would not be displayed on website of Stock Exchange(s).
Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
Table III - Statement showing shareholding pattern of the Public shareholder 2 OF 2
-
Class eg:
X
Class eg:
Y
Total
(I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI)
(VIII) (X) (XI)= (VII)+(X)
(XIV)
1) Custodian/DR Holder 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
(a)
Name of DR Holder (if
available)
(i) abc,.,..
(ii) efg…
Sub-Total (C)(1) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
2)
Employee Benefit Trust (under
SEBI (Share based Employee
Benefit) Regulations, 2014)0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
(a) Name (….)
Sub-Total (C)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Total Non-Promoter- Non Public
Shareholding (C)= (C)(1)+(C)(2)0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Note: (1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,
Number of
equity
shares held
in
dematerializ
ed form
No.
(a)
(XII) (XIII)
Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholderCategory Category and Name of
Shareholders
Nos. of
shareholders
No. of fully
paid up
equity shares
held
No. of Partly
paid-up
equity shares
held
No. of
shares
underlying
Depository
Receipts
Total nos.
shares held
Shareholding
as a % of total
no. of shares
(calculated as
per SCRR,
1957) (VIII) As
a % of
(A+B+C2)
Number of Voting Rights held in each
class of securities
No of Voting Rights Total as a
% of Total
Voting
rights
(A+B+C)
NA
As a % of
total
Shares
held (b)
NA
NA
NA
NA
NA
No.
(a)
(IX)
Number of Locked
in shares
Number of
Shares pledged
or otherwise
encumbered
PAN No. of Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Total
Shareholding ,
as a %
assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)
As a % of
total
Shares
held (b)
Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 1 OF 1
-
Shares %
Voting rights %
Rights on
distributable
dividend or any other
distribution
%
Exercise of control
Exercise of significant
influence
- - - - - - - - - -
* In case the nature of the holding / exercise of the right of a SBO falls under multiple categories specified under (a) to (e) under Column III, multiple rows for the same SBO shall be inserted accordingly
for each of the categories.
# This column shall have the details as specified by the listed entity under Form No. BEN-2 as submitted to the Registrar.
Table V- Statement showing details of significant beneficial owners (SBOs) - NoSr. No Details of the SBO
(I)
Details of the registered owner
(II)
Details of holding / exercise of right of the SBO in
the reporting company, whether direct or indirect *:
(III)
Date of creation /
acquisition of
significant
beneficial
interest #
(IV)Name PAN / Passport
No. in case of
a foreign
national
Nationality Name PAN / Passport
No. in case of a
foreign
national
Nationality Whether by virtue of:
Table V - Statement showing details of significant beneficial owners 1 OF 1